UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-22700
Exchange Listed Funds Trust
(Exact name of registrant as specified in charter)
10900 Hefner Point Drive
Suite 207
Oklahoma City, OK 73120
(Address of principal executive offices) (Zip code)
UMB Fund Services
235 W. Galena Street
Milwaukee, Wisconsin 53212
(Name and address of agent for service)
Registrant's telephone number, including area code: 405-778-8377
Date of fiscal year end: November 30
Date of reporting period: July 1, 2017 – June 30, 2018
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22700 Reporting Period: 07/01/2017 - 06/30/2018 Exchange Listed Funds Trust ========================== Saba Closed-End Funds ETF =========================== ALPINE TOTAL DYNAMIC DIVIDEND FUND Ticker: AOD Security ID: 021060207 Meeting Date: MAR 14, 2018 Meeting Type: Special Record Date: DEC 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Advisory Agreement F S Management 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 1 Approve Investment Advisory Agreement F S Management 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management -------------------------------------------------------------------------------- BLACKROCK CORPORATE HIGH YIELD FD VI INC Ticker: HYT Security ID: 09255P107 Meeting Date: JUL 25, 2017 Meeting Type: Annual Record Date: MAY 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management -------------------------------------------------------------------------------- DELAWARE INVESTMENTS Ticker: DEX Security ID: 246060107 Meeting Date: AUG 16, 2017 Meeting Type: Annual Record Date: JUN 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 5 Election of Directors F S Management 6 Election of Directors F S Management 7 Election of Directors F S Management 8 Election of Directors F S Management 9 Election of Directors F S Management --------------------------------------------------------------------------------
DELAWARE INVTS DIVIDEND AND INCM FD INC. Ticker: DDF Security ID: 245915103 Meeting Date: AUG 16, 2017 Meeting Type: Annual Record Date: JUN 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 5 Election of Directors F S Management 6 Election of Directors F S Management 7 Election of Directors F S Management 8 Election of Directors F S Management 9 Election of Directors F S Management -------------------------------------------------------------------------------- FIRST TRUST FUNDS Ticker: FHY Security ID: 337353304 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management -------------------------------------------------------------------------------- FIRST TRUST FUNDS Ticker: FHY Security ID: 337353304 Meeting Date: JUN 11, 2018 Meeting Type: Special Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement F S Management --------------------------------------------------------------------------------
INVESCO Ticker: VLT Security ID: 46131F101 Meeting Date: SEP 08, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 5 Election of Directors F S Management -------------------------------------------------------------------------------- LEGG MASON Ticker: HYI Security ID: 95768B107 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management -------------------------------------------------------------------------------- LEGG MASON Ticker: EHI Security ID: 95766B109 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management --------------------------------------------------------------------------------
LEGG MASON Ticker: HIO Security ID: 95766K109 Meeting Date: JAN 26, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management -------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Ticker: USA Security ID: 530158104 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 S/H Proposal - Corporate Governance N S Management -------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Ticker: USA Security ID: 530158104 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Management Agreement F S Management 2c.1 Approve Management Agreement F S Management 2d Approve Management Agreement F S Management 2e Approve Management Agreement F S Management 2f Approve Management Agreement F S Management 2g Approve Management Agreement F S Management 3.1 Approve Management Agreement F S Management --------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Ticker: MSD Security ID: 61744H105 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: APR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 5 Election of Directors F S Management -------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Ticker: MSD Security ID: 61744H105 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management -------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Ticker: GHY Security ID: 74433A109 Meeting Date: MAR 09, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management --------------------------------------------------------------------------------
PRUDENTIAL INVESTMENTS CLOSED END FUNDS Ticker: ISD Security ID: 74442F107 Meeting Date: MAR 09, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management -------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Ticker: TEI Security ID: 880192109 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Election of Directors F S Management 1b Election of Directors F S Management 1c Election of Directors F S Management 1d Election of Directors F S Management 2 Approve Investment Advisory Agreement F S Management 3 Amend Investment Advisory Agreement F S Management 4 Ratify Appointment of Independent F S Management Auditors -------------------------------------------------------------------------------- VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD Ticker: IGD Security ID: 92912T100 Meeting Date: JUL 06, 2017 Meeting Type: Annual Record Date: APR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management 1 Election of Directors F S Management 2 Election of Directors F S Management 3 Election of Directors F S Management 4 Election of Directors F S Management ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Exchange Listed Funds Trust | |
/s/ J. Garrett Stevens | |
J. Garrett Stevens | |
President | |
August 15, 2018 |