UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22718
Two Roads Shared Trust
(Exact name of registrant as specified in charter)
17605 Wright Street, Suite 2
Omaha, NE 68130
________________________________________________________________________
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (402) 895-1600
Date of fiscal year end: April 30, July 31, October 31, December 31
Date of reporting period: July 1, 2016 - June 30, 2017
ITEM 1. PROXY VOTING RECORD:
Registrant: TWO ROADS SHARED TRUST - Affinity Small Cap Fund | |||||||||||||||||
Investment Company Act file number: 811-22718 | |||||||||||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||||||||||
CIRRUS LOGIC, INC. | |||||||||||||||||
Security | 172755100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CRUS | Meeting Date | 26-Jul-2016 | ||||||||||||||
ISIN | US1727551004 | Agenda | 934451371 - Management | ||||||||||||||
Record Date | 27-May-2016 | Holding Recon Date | 27-May-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jul-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JOHN C. CARTER | For | For | ||||||||||||||
2 | ALEXANDER M. DAVERN | For | For | ||||||||||||||
3 | TIMOTHY R. DEHNE | For | For | ||||||||||||||
4 | CHRISTINE KING | For | For | ||||||||||||||
5 | JASON P. RHODE | For | For | ||||||||||||||
6 | ALAN R. SCHUELE | For | For | ||||||||||||||
7 | WILLIAM D. SHERMAN | For | For | ||||||||||||||
8 | DAVID J. TUPMAN | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 25, 2017. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
4. | APPROVAL OF MATERIAL TERMS OF THE AMENDED 2007 MANAGEMENT AND KEY INDIVIDUAL CONTRIBUTOR INCENTIVE PLAN TO COMPLY WITH THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||
EAGLE PHARMACEUTICALS, INC. | |||||||||||||||||
Security | 269796108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EGRX | Meeting Date | 02-Aug-2016 | ||||||||||||||
ISIN | US2697961082 | Agenda | 934461384 - Management | ||||||||||||||
Record Date | 09-Jun-2016 | Holding Recon Date | 09-Jun-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | SANDER A. FLAUM | For | For | ||||||||||||||
2 | SCOTT TARRIFF | For | For | ||||||||||||||
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | |||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | |||||||||||||
MAXLINEAR, INC. | |||||||||||||||||
Security | 57776J100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MXL | Meeting Date | 10-Aug-2016 | ||||||||||||||
ISIN | US57776J1007 | Agenda | 934459567 - Management | ||||||||||||||
Record Date | 20-Jun-2016 | Holding Recon Date | 20-Jun-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Aug-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | STEVEN C. CRADDOCK | For | For | ||||||||||||||
2 | DONALD E. SCHROCK | For | For | ||||||||||||||
2. | APPROVE OUR AMENDED AND RESTATED 2010 EQUITY INCENTIVE PLAN, INCLUDING APPROVAL OF THE MATERIAL TERMS OF THE AMENDED AND RESTATED 2010 EQUITY INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | Against | Against | |||||||||||||
3. | APPROVE AN AMENDMENT TO OUR 2010 EMPLOYEE STOCK PURCHASE PLAN TO APPROVE A NEW 10-YEAR TERM. | Management | Against | Against | |||||||||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY VOTE). | Management | For | For | |||||||||||||
5. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | |||||||||||||
HELEN OF TROY LIMITED | |||||||||||||||||
Security | G4388N106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HELE | Meeting Date | 17-Aug-2016 | ||||||||||||||
ISIN | BMG4388N1065 | Agenda | 934461372 - Management | ||||||||||||||
Record Date | 24-Jun-2016 | Holding Recon Date | 24-Jun-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Aug-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: GARY B. ABROMOVITZ | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN B. BUTTERWORTH | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: ALEXANDER M. DAVERN | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: TIMOTHY F. MEEKER | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: JULIEN R. MININBERG | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: BERYL B. RAFF | Management | Against | Against | |||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM F. SUSETKA | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: DARREN G. WOODY | Management | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3A. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING ADVANCE NOTICE PROVISIONS FOR DIRECTOR NOMINATIONS AND DIRECTOR ELIGIBILITY. | Management | Against | Against | |||||||||||||
3B. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING ADVANCE NOTICE PROVISIONS FOR SHAREHOLDER PROPOSALS OF BUSINESS (OTHER THAN DIRECTOR NOMINATIONS). | Management | Against | Against | |||||||||||||
3C. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS EXCEPT PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS. | Management | For | For | |||||||||||||
3D. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING AUTHORIZATION TO FIX NUMBER OF DIRECTORS AND FILLING A VACANCY ON THE BOARD. | Management | For | For | |||||||||||||
3E. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING CASTING OF VOTES. | Management | For | For | |||||||||||||
3F. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING APPOINTMENT OF PROXY. | Management | For | For | |||||||||||||
3G. | TO APPROVE AMENDMENTS TO THE COMPANY'S BYE-LAWS REGARDING DIRECTOR REMUNERATION. | Management | For | For | |||||||||||||
3H. | TO APPROVE OTHER CHANGES TO THE COMPANY'S BYE-LAWS. | Management | For | For | |||||||||||||
3I. | TO AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT THE POWERS GIVEN THE BOARD OF DIRECTORS IN THE COMPANY'S BYE-LAWS. | Management | For | For | |||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE HELEN OF TROY LIMITED AMENDED AND RESTATED 2011 ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||
5. | TO APPOINT GRANT THORNTON LLP AS THE COMPANY'S AUDITOR AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE 2016 FISCAL YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITOR'S REMUNERATION. | Management | For | For | |||||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||||||||||||||||
Security | 874054109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TTWO | Meeting Date | 22-Sep-2016 | ||||||||||||||
ISIN | US8740541094 | Agenda | 934466067 - Management | ||||||||||||||
Record Date | 26-Jul-2016 | Holding Recon Date | 26-Jul-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | STRAUSS ZELNICK | For | For | ||||||||||||||
2 | ROBERT A. BOWMAN | For | For | ||||||||||||||
3 | MICHAEL DORNEMANN | For | For | ||||||||||||||
4 | J MOSES | For | For | ||||||||||||||
5 | MICHAEL SHERESKY | For | For | ||||||||||||||
6 | SUSAN TOLSON | For | For | ||||||||||||||
2. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
3. | APPROVAL OF CERTAIN AMENDMENTS TO THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | For | |||||||||||||
AMSURG CORP. | |||||||||||||||||
Security | 03232P405 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | AMSG | Meeting Date | 28-Nov-2016 | ||||||||||||||
ISIN | US03232P4054 | Agenda | 934494826 - Management | ||||||||||||||
Record Date | 07-Oct-2016 | Holding Recon Date | 07-Oct-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Nov-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 15, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG ENVISION HEALTHCARE HOLDINGS, INC., AMSURG CORP. AND NEW AMETHYST CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||||||||
2. | TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO AMSURG'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For | |||||||||||||
3. | TO CONSIDER A VOTE ON A PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE AMSURG SPECIAL MEETING IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For | |||||||||||||
PAREXEL INTERNATIONAL CORPORATION | |||||||||||||||||
Security | 699462107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PRXL | Meeting Date | 08-Dec-2016 | ||||||||||||||
ISIN | US6994621075 | Agenda | 934492149 - Management | ||||||||||||||
Record Date | 11-Oct-2016 | Holding Recon Date | 11-Oct-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | A. DANA CALLOW, JR. | For | For | ||||||||||||||
2 | CHRISTOPHER J. LINDOP | For | For | ||||||||||||||
3 | JOSEF H. VON RICKENBACH | For | For | ||||||||||||||
2. | APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For | |||||||||||||
SANDERSON FARMS, INC. | |||||||||||||||||
Security | 800013104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SAFM | Meeting Date | 09-Feb-2017 | ||||||||||||||
ISIN | US8000131040 | Agenda | 934521940 - Management | ||||||||||||||
Record Date | 15-Dec-2016 | Holding Recon Date | 15-Dec-2016 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | LAMPKIN BUTTS | For | For | ||||||||||||||
2 | BEVERLY HOGAN | For | For | ||||||||||||||
3 | PHIL K. LIVINGSTON | For | For | ||||||||||||||
4 | JOE F. SANDERSON, JR. | For | For | ||||||||||||||
2. | PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" THE SHAREHOLDER PROPOSAL 4. | Management | For | For | |||||||||||||
4. | PROPOSAL TO REQUEST THAT THE COMPANY ADOPT A POLICY TO PHASE OUT THE USE OF MEDICALLY IMPORTANT ANTIBIOTICS FOR GROWTH PROMOTION AND DISEASE PREVENTION. | Shareholder | Against | For | |||||||||||||
GREAT WESTERN BANCORP INC | |||||||||||||||||
Security | 391416104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GWB | Meeting Date | 27-Feb-2017 | ||||||||||||||
ISIN | US3914161043 | Agenda | 934521457 - Management | ||||||||||||||
Record Date | 06-Jan-2017 | Holding Recon Date | 06-Jan-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | STEPHEN LACY | For | For | ||||||||||||||
2 | FRANCES GRIEB | For | For | ||||||||||||||
3 | JAMES ISRAEL | For | For | ||||||||||||||
2. | TO APPROVE, BY ADVISORY VOTE, A RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | For | |||||||||||||
SANMINA CORPORATION | |||||||||||||||||
Security | 801056102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SANM | Meeting Date | 06-Mar-2017 | ||||||||||||||
ISIN | US8010561020 | Agenda | 934524047 - Management | ||||||||||||||
Record Date | 13-Jan-2017 | Holding Recon Date | 13-Jan-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. CLARKE | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: EUGENE A. DELANEY | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: RITA S. LANE | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: MARIO M. ROSATI | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: WAYNE SHORTRIDGE | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: JURE SOLA | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SANMINA CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | For | |||||||||||||
3. | TO APPROVE THE RESERVATION OF 1,800,000 SHARES OF COMMON STOCK FOR ISSUANCE UNDER THE 2009 INCENTIVE PLAN OF SANMINA CORPORATION. | Management | For | For | |||||||||||||
4. | TO APPROVE, ON AN ADVISORY (NON BINDING) BASIS, THE COMPENSATION OF SANMINA CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||
SIMPSON MANUFACTURING CO., INC. | |||||||||||||||||
Security | 829073105 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | SSD | Meeting Date | 28-Mar-2017 | ||||||||||||||
ISIN | US8290731053 | Agenda | 934536903 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Mar-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | APPROVE AND ADOPT THE AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
2. | APPROVE AND ADOPT THE AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO ELIMINATE THE ABILITY TO EXERCISE CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | Management | For | For | |||||||||||||
LITHIA MOTORS, INC. | |||||||||||||||||
Security | 536797103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LAD | Meeting Date | 19-Apr-2017 | ||||||||||||||
ISIN | US5367971034 | Agenda | 934537777 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | SIDNEY B. DEBOER | For | For | ||||||||||||||
2 | THOMAS R. BECKER | For | For | ||||||||||||||
3 | SUSAN O. CAIN | For | For | ||||||||||||||
4 | BRYAN B. DEBOER | For | For | ||||||||||||||
5 | KENNETH E. ROBERTS | For | For | ||||||||||||||
6 | DAVID J. ROBINO | For | For | ||||||||||||||
2. | TO APPROVE THE PERFORMANCE BONUS PLAN, AS AMENDED. | Management | For | For | |||||||||||||
3. | TO APPROVE THE PERFORMANCE CRITERIA UNDER THE 2013 AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
4. | TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K | Management | For | For | |||||||||||||
5. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
6. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
ASBURY AUTOMOTIVE GROUP, INC. | |||||||||||||||||
Security | 043436104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ABG | Meeting Date | 19-Apr-2017 | ||||||||||||||
ISIN | US0434361046 | Agenda | 934553276 - Management | ||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JUANITA T. JAMES | For | For | ||||||||||||||
2 | CRAIG T. MONAGHAN | For | For | ||||||||||||||
3 | THOMAS J. REDDIN | For | For | ||||||||||||||
2. | APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE ASBURY AUTOMOTIVE GROUP, INC. 2012 EQUITY INCENTIVE PLAN, AS AMENDED. | Management | For | For | |||||||||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
OM ASSET MANAGEMENT PLC | |||||||||||||||||
Security | G67506108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OMAM | Meeting Date | 26-Apr-2017 | ||||||||||||||
ISIN | GB00BQVC8B38 | Agenda | 934582215 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: PETER L. BAIN | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: STUART H. BOHART | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: RUSSELL T. CARMEDY | Management | For | For | |||||||||||||
1.4 | ELECTION OF DIRECTOR: ROBERT J. CHERSI | Management | For | For | |||||||||||||
1.5 | ELECTION OF DIRECTOR: INGRID G. JOHNSON | Management | For | For | |||||||||||||
1.6 | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Management | For | For | |||||||||||||
1.7 | ELECTION OF DIRECTOR: JAMES J. RITCHIE | Management | For | For | |||||||||||||
1.8 | ELECTION OF DIRECTOR: JOHN D. ROGERS | Management | For | For | |||||||||||||
1.9 | ELECTION OF DIRECTOR: DONALD J. SCHNEIDER | Management | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OMAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
3. | APPOINTMENT OF KPMG LLP AS OMAM'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. | Management | For | For | |||||||||||||
4. | AUTHORIZATION OF OMAM'S BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF KPMG LLP. | Management | For | For | |||||||||||||
5. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
6. | RECEIPT AND APPROVAL OF THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||||||||
7. | ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY). | Management | For | For | |||||||||||||
8. | APPROVAL OF OMAM'S 2017 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
9. | APPROVAL OF OMAM'S NON-EMPLOYEE DIRECTORS' EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
10. | APPROVAL OF OMAM'S EXECUTIVE PERFORMANCE PLAN. | Management | For | For | |||||||||||||
OLIN CORPORATION | |||||||||||||||||
Security | 680665205 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OLN | Meeting Date | 27-Apr-2017 | ||||||||||||||
ISIN | US6806652052 | Agenda | 934543910 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: GRAY G. BENOIST | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: JOHN E. FISCHER | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: RICHARD M. ROMPALA | Management | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
FERRO CORPORATION | |||||||||||||||||
Security | 315405100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FOE | Meeting Date | 27-Apr-2017 | ||||||||||||||
ISIN | US3154051003 | Agenda | 934559571 - Management | ||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | RICHARD J. HIPPLE | For | For | ||||||||||||||
2 | GREGORY E. HYLAND | For | For | ||||||||||||||
3 | DAVID A. LORBER | For | For | ||||||||||||||
4 | ANDREW M. ROSS | For | For | ||||||||||||||
5 | ALLEN A. SPIZZO | For | For | ||||||||||||||
6 | PETER T. THOMAS | For | For | ||||||||||||||
7 | RONALD P. VARGO | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
DELUXE CORPORATION | |||||||||||||||||
Security | 248019101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DLX | Meeting Date | 02-May-2017 | ||||||||||||||
ISIN | US2480191012 | Agenda | 934542754 - Management | ||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | RONALD C. BALDWIN | For | For | ||||||||||||||
2 | C.E. MAYBERRY MCKISSACK | For | For | ||||||||||||||
3 | DON J. MCGRATH | For | For | ||||||||||||||
4 | NEIL J. METVINER | For | For | ||||||||||||||
5 | STEPHEN P. NACHTSHEIM | For | For | ||||||||||||||
6 | THOMAS J. REDDIN | For | For | ||||||||||||||
7 | MARTYN R. REDGRAVE | For | For | ||||||||||||||
8 | LEE J. SCHRAM | For | For | ||||||||||||||
9 | JOHN L. STAUCH | For | For | ||||||||||||||
10 | VICTORIA A. TREYGER | For | For | ||||||||||||||
2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS "SAY-ON-PAY" VOTE | Management | For | For | |||||||||||||
3. | CAST AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL CONSIDER APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS OF "SAY- WHEN-ON-PAY" VOTE | Management | 1 Year | For | |||||||||||||
4. | APPROVE THE DELUXE CORPORATION 2017 ANNUAL INCENTIVE PLAN | Management | For | For | |||||||||||||
5. | APPROVE THE DELUXE CORPORATION 2017 LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||||||||
6. | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | |||||||||||||
AARON'S INC. | |||||||||||||||||
Security | 002535300 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AAN | Meeting Date | 02-May-2017 | ||||||||||||||
ISIN | US0025353006 | Agenda | 934549114 - Management | ||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: KATHY T. BETTY | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: DOUGLAS C. CURLING | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: CYNTHIA N. DAY | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: CURTIS L. DOMAN | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: WALTER G. EHMER | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: HUBERT L. HARRIS, JR. | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN W. ROBINSON, III | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT H. YANKER | Management | For | For | |||||||||||||
2. | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | RECOMMENDATION, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
DOUGLAS DYNAMICS, INC | |||||||||||||||||
Security | 25960R105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PLOW | Meeting Date | 02-May-2017 | ||||||||||||||
ISIN | US25960R1059 | Agenda | 934574333 - Management | ||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JAMES L. JANIK | For | For | ||||||||||||||
2 | JAMES D. STALEY | For | For | ||||||||||||||
2. | ADVISORY VOTE (NON-BINDING) TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE (NON-BINDING) ON THE FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
4. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
ESSENT GROUP LTD | |||||||||||||||||
Security | G3198U102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ESNT | Meeting Date | 03-May-2017 | ||||||||||||||
ISIN | BMG3198U1027 | Agenda | 934578090 - Management | ||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 02-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | MARK A. CASALE | For | For | ||||||||||||||
2 | DOUGLAS J. PAULS | For | For | ||||||||||||||
3 | WILLIAM SPIEGEL | For | For | ||||||||||||||
2. | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2017 AND UNTIL THE 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO REFER THE DETERMINATION OF THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
3. | PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | APPROVE THE ESSENT GROUP LTD. ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||
5. | APPROVE THE ESSENT GROUP LTD. 2013 LONG- TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For | |||||||||||||
HEALTHSOUTH CORPORATION | |||||||||||||||||
Security | 421924309 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HLS | Meeting Date | 04-May-2017 | ||||||||||||||
ISIN | US4219243098 | Agenda | 934550054 - Management | ||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JOHN W. CHIDSEY | For | For | ||||||||||||||
2 | DONALD L. CORRELL | For | For | ||||||||||||||
3 | YVONNE M. CURL | For | For | ||||||||||||||
4 | CHARLES M. ELSON | For | For | ||||||||||||||
5 | JOAN E. HERMAN | For | For | ||||||||||||||
6 | LEO I. HIGDON, JR. | For | For | ||||||||||||||
7 | LESLYE G. KATZ | For | For | ||||||||||||||
8 | JOHN E. MAUPIN, JR. | For | For | ||||||||||||||
9 | L. EDWARD SHAW, JR. | For | For | ||||||||||||||
10 | MARK J. TARR | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE SAY-ON-PAY ADVISORY VOTE AS EVERY ONE, TWO, OR THREE YEARS. | Management | 1 Year | For | |||||||||||||
BANK OF THE OZARKS, INC. | |||||||||||||||||
Security | 063904106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OZRK | Meeting Date | 08-May-2017 | ||||||||||||||
ISIN | US0639041062 | Agenda | 934548895 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | GEORGE GLEASON | For | For | ||||||||||||||
2 | NICHOLAS BROWN | For | For | ||||||||||||||
3 | RICHARD CISNE | For | For | ||||||||||||||
4 | ROBERT EAST | For | For | ||||||||||||||
5 | CATHERINE B. FREEDBERG | For | For | ||||||||||||||
6 | ROSS WHIPPLE | For | For | ||||||||||||||
7 | LINDA GLEASON | For | For | ||||||||||||||
8 | PETER KENNY | For | For | ||||||||||||||
9 | ROBERT PROOST | For | For | ||||||||||||||
10 | WILLIAM KOEFOED, JR. | For | For | ||||||||||||||
11 | JOHN REYNOLDS | For | For | ||||||||||||||
12 | DAN THOMAS | For | For | ||||||||||||||
13 | HENRY MARIANI | For | For | ||||||||||||||
14 | PAULA CHOLMONDELEY | For | For | ||||||||||||||
15 | JACK MULLEN | For | For | ||||||||||||||
16 | KATHLEEN FRANKLIN | For | For | ||||||||||||||
2. | TO APPROVE AN AMENDMENT TO THE COMPANY'S NON-EMPLOYEE DIRECTOR STOCK PLAN TO INCREASE THE AMOUNT OF THE NON-EMPLOYEE DIRECTOR STOCK GRANT AND THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN. | Management | For | For | |||||||||||||
3. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION AND APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
4. | TO APPROVE IN AN ADVISORY, NON-BINDING VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
RENEWABLE ENERGY GROUP, INC. | |||||||||||||||||
Security | 75972A301 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | REGI | Meeting Date | 08-May-2017 | ||||||||||||||
ISIN | US75972A3014 | Agenda | 934550472 - Management | ||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY STROBURG | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER D. SORRELLS | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: PETER J.M. HARDING | Management | For | For | |||||||||||||
2. | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO THE FREQUENCY OF THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
5. | PROPOSAL TO APPROVE AN AMENDMENT TO THE RENEWABLE ENERGY GROUP AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
6. | PROPOSAL TO APPROVE THE REMOVAL OF COMMON STOCK ISSUANCE RESTRICTIONS UPON CONVERSION OF OUR 4.00% CONVERTIBLE SENIOR NOTES DUE 2036. | Management | For | For | |||||||||||||
SKYWEST, INC. | |||||||||||||||||
Security | 830879102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SKYW | Meeting Date | 09-May-2017 | ||||||||||||||
ISIN | US8308791024 | Agenda | 934545801 - Management | ||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JERRY C. ATKIN | For | For | ||||||||||||||
2 | W. STEVE ALBRECHT | For | For | ||||||||||||||
3 | RUSSELL A. CHILDS | For | For | ||||||||||||||
4 | HENRY J. EYRING | For | For | ||||||||||||||
5 | MEREDITH S. MADDEN | For | For | ||||||||||||||
6 | RONALD J. MITTELSTAEDT | For | For | ||||||||||||||
7 | ANDREW C. ROBERTS | For | For | ||||||||||||||
8 | KEITH E. SMITH | For | For | ||||||||||||||
9 | STEVEN F. UDVAR-HAZY | For | For | ||||||||||||||
10 | JAMES L. WELCH | For | For | ||||||||||||||
2. | TO CONSIDER AND VOTE UPON, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | TO CONSIDER AND VOTE UPON, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
OIL STATES INTERNATIONAL, INC. | |||||||||||||||||
Security | 678026105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OIS | Meeting Date | 09-May-2017 | ||||||||||||||
ISIN | US6780261052 | Agenda | 934561982 - Management | ||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 08-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | LAWRENCE R. DICKERSON | For | For | ||||||||||||||
2 | CHRISTOPHER T. SEAVER | For | For | ||||||||||||||
3 | CINDY B. TAYLOR | For | For | ||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
MOLINA HEALTHCARE, INC. | |||||||||||||||||
Security | 60855R100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MOH | Meeting Date | 10-May-2017 | ||||||||||||||
ISIN | US60855R1005 | Agenda | 934548910 - Management | ||||||||||||||
Record Date | 09-Mar-2017 | Holding Recon Date | 09-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: DR. J. MARIO MOLINA | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: RONNA E. ROMNEY | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: DALE B. WOLF | Management | For | For | |||||||||||||
2. | TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE MOLINA HEALTHCARE, INC. 2011 EQUITY INCENTIVE PLAN (THE "EQUITY INCENTIVE PLAN") AND RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR SECTION 162(M)(1) AWARDS UNDER THE EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
CALATLANTIC GROUP, INC. | |||||||||||||||||
Security | 128195104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CAA | Meeting Date | 10-May-2017 | ||||||||||||||
ISIN | US1281951046 | Agenda | 934553202 - Management | ||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | BRUCE A. CHOATE | For | For | ||||||||||||||
2 | DOUGLAS C. JACOBS | For | For | ||||||||||||||
3 | WILLIAM L. JEWS | For | For | ||||||||||||||
4 | DAVID J. MATLIN | For | For | ||||||||||||||
5 | ROBERT E. MELLOR | For | For | ||||||||||||||
6 | NORMAN J. METCALFE | For | For | ||||||||||||||
7 | LARRY T. NICHOLSON | For | For | ||||||||||||||
8 | PETER SCHOELS | For | For | ||||||||||||||
9 | CHARLOTTE ST. MARTIN | For | For | ||||||||||||||
10 | SCOTT D. STOWELL | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (COMMONLY REFERRED TO AS "SAY ON PAY"). | Management | For | For | |||||||||||||
MKS INSTRUMENTS, INC. | |||||||||||||||||
Security | 55306N104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MKSI | Meeting Date | 10-May-2017 | ||||||||||||||
ISIN | US55306N1046 | Agenda | 934568556 - Management | ||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JOHN R. BERTUCCI | For | For | ||||||||||||||
2 | GREGORY R. BEECHER | For | For | ||||||||||||||
3 | RICK D. HESS | For | For | ||||||||||||||
2. | THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | AN ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
AVISTA CORP. | |||||||||||||||||
Security | 05379B107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AVA | Meeting Date | 11-May-2017 | ||||||||||||||
ISIN | US05379B1070 | Agenda | 934552907 - Management | ||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: ERIK J. ANDERSON | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: KRISTIANNE BLAKE | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: DONALD C. BURKE | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: REBECCA A. KLEIN | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: SCOTT H. MAW | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT L. MORRIS | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: HEIDI B. STANLEY | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: R. JOHN TAYLOR | Management | For | For | |||||||||||||
1J. | ELECTION OF DIRECTOR: JANET D. WIDMANN | Management | For | For | |||||||||||||
2. | AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER APPROVAL REQUIREMENTS. | Management | For | For | |||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||||||
4. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
5. | ADVISORY(NON-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
THE CHILDREN'S PLACE, INC. | |||||||||||||||||
Security | 168905107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PLCE | Meeting Date | 11-May-2017 | ||||||||||||||
ISIN | US1689051076 | Agenda | 934585033 - Management | ||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: JOSEPH ALUTTO | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. BACHMAN | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: MARLA MALCOLM BECK | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: JANE ELFERS | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH GROMEK | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: NORMAN MATTHEWS | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT L. METTLER | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: STANLEY W. REYNOLDS | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: SUSAN SOBBOTT | Management | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | Management | For | For | |||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES. | Management | 1 Year | For | |||||||||||||
ILG INC | |||||||||||||||||
Security | 44967H101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ILG | Meeting Date | 15-May-2017 | ||||||||||||||
ISIN | US44967H1014 | Agenda | 934560055 - Management | ||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | CRAIG M. NASH | For | For | ||||||||||||||
2 | DAVID FLOWERS | For | For | ||||||||||||||
3 | VICTORIA L. FREED | For | For | ||||||||||||||
4 | LIZANNE GALBREATH | For | For | ||||||||||||||
5 | CHAD HOLLINGSWORTH | For | For | ||||||||||||||
6 | LEWIS J. KORMAN | For | For | ||||||||||||||
7 | THOMAS J. KUHN | For | For | ||||||||||||||
8 | THOMAS J. MCINERNEY | For | For | ||||||||||||||
9 | THOMAS P. MURPHY, JR. | For | For | ||||||||||||||
10 | STEPHEN R. QUAZZO | For | For | ||||||||||||||
11 | SERGIO D. RIVERA | For | For | ||||||||||||||
12 | THOMAS O. RYDER | For | For | ||||||||||||||
13 | AVY H. STEIN | For | For | ||||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS | Management | 1 Year | For | |||||||||||||
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ILG FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
ISTAR INC. | |||||||||||||||||
Security | 45031U101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | STAR | Meeting Date | 16-May-2017 | ||||||||||||||
ISIN | US45031U1016 | Agenda | 934575183 - Management | ||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JAY SUGARMAN | For | For | ||||||||||||||
2 | CLIFFORD DE SOUZA | For | For | ||||||||||||||
3 | ROBERT W. HOLMAN, JR. | For | For | ||||||||||||||
4 | ROBIN JOSEPHS | For | For | ||||||||||||||
5 | DALE ANNE REISS | For | For | ||||||||||||||
6 | BARRY W. RIDINGS | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||||||
3. | SAY ON PAY - A NON-BINDING, ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | Against | Against | |||||||||||||
4. | SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES | Management | 1 Year | For | |||||||||||||
5. | A RESOLUTION TO APPROVE, ON A NON-BINDING ADVISORY BASIS, A SHAREHOLDER PROPOSAL, AS DISCLOSED IN THE PROXY STATEMENT, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | For | Against | |||||||||||||
SIMPSON MANUFACTURING CO., INC. | |||||||||||||||||
Security | 829073105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SSD | Meeting Date | 16-May-2017 | ||||||||||||||
ISIN | US8290731053 | Agenda | 934596125 - Management | ||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: KAREN COLONIAS | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: CELESTE V. FORD | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: MICHAEL A. BLESS | Management | For | For | |||||||||||||
2. | APPROVE THE COMPANY'S AMENDED EXECUTIVE OFFICER CASH PROFIT SHARING PLAN. | Management | For | For | |||||||||||||
3. | RATIFY THE BOARD OF DIRECTORS' SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
4. | APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
5. | APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
CARRIZO OIL & GAS, INC. | |||||||||||||||||
Security | 144577103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CRZO | Meeting Date | 16-May-2017 | ||||||||||||||
ISIN | US1445771033 | Agenda | 934597735 - Management | ||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | S.P. JOHNSON IV | For | For | ||||||||||||||
2 | STEVEN A. WEBSTER | For | For | ||||||||||||||
3 | F. GARDNER PARKER | For | For | ||||||||||||||
4 | THOMAS L. CARTER, JR. | For | For | ||||||||||||||
5 | ROBERT F. FULTON | For | For | ||||||||||||||
6 | ROGER A. RAMSEY | For | For | ||||||||||||||
7 | FRANK A. WOJTEK | For | For | ||||||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||
3. | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | |||||||||||||
4. | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000 | Management | Against | Against | |||||||||||||
5. | TO APPROVE THE 2017 INCENTIVE PLAN OF CARRIZO OIL & GAS, INC. | Management | For | For | |||||||||||||
6. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | |||||||||||||
HEARTLAND FINANCIAL USA, INC. | |||||||||||||||||
Security | 42234Q102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HTLF | Meeting Date | 17-May-2017 | ||||||||||||||
ISIN | US42234Q1022 | Agenda | 934591252 - Management | ||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: THOMAS L. FLYNN | Management | |||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE K. LEE | Management | |||||||||||||||
1C. | ELECTION OF DIRECTOR: KURT M. SAYLOR | Management | |||||||||||||||
2. | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 40,000,000 SHARES | Management | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | |||||||||||||||
4. | TAKE A NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | |||||||||||||||
5. | TAKE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | |||||||||||||||
WABASH NATIONAL CORPORATION | |||||||||||||||||
Security | 929566107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WNC | Meeting Date | 18-May-2017 | ||||||||||||||
ISIN | US9295661071 | Agenda | 934556638 - Management | ||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD J. GIROMINI | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: DR. MARTIN C. JISCHKE | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN E. KUNZ | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: LARRY J. MAGEE | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: ANN D. MURTLOW | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT K. SORENSEN | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: BRENT L. YEAGY | Management | For | For | |||||||||||||
2. | TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
4. | TO APPROVE THE WABASH NATIONAL CORPORATION 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||
5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS WABASH NATIONAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
STATE NATIONAL COMPANIES, INC. | |||||||||||||||||
Security | 85711T305 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SNC | Meeting Date | 18-May-2017 | ||||||||||||||
ISIN | US85711T3059 | Agenda | 934572341 - Management | ||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | GENE BECKER | For | For | ||||||||||||||
2 | MARSHA CAMERON | For | For | ||||||||||||||
3 | DAVID KING | For | For | ||||||||||||||
4 | TERRY LEDBETTER | For | For | ||||||||||||||
5 | FRED REICHELT | For | For | ||||||||||||||
2. | TO APPROVE THE FIRST AMENDED AND RESTATED STATE NATIONAL COMPANIES, INC. 2014 LONG- TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||
3. | TO RATIFY, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||
4. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
COOPER-STANDARD HOLDINGS INC. | |||||||||||||||||
Security | 21676P103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CPS | Meeting Date | 18-May-2017 | ||||||||||||||
ISIN | US21676P1030 | Agenda | 934576490 - Management | ||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY S. EDWARDS | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: SEAN O. MAHONEY | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID J. MASTROCOLA | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: JUSTIN E. MIRRO | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT J. REMENAR | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: SONYA F. SEPAHBAN | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS W. SIDLIK | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: STEPHEN A. VAN OSS | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: MOLLY P. ZHANG | Management | For | For | |||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
5. | APPROVAL OF THE COOPER-STANDARD HOLDINGS INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||||||||
AMAG PHARMACEUTICALS, INC. | |||||||||||||||||
Security | 00163U106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMAG | Meeting Date | 18-May-2017 | ||||||||||||||
ISIN | US00163U1060 | Agenda | 934607562 - Management | ||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM K. HEIDEN | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: BARBARA DEPTULA | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN A. FALLON, M.D. | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: BRIAN P. KELLEY | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT J. PEREZ | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: LESLEY RUSSELL, MB.CH.B., MRCP | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: GINO SANTINI | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: DAVEY S. SCOON | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: JAMES R. SULAT | Management | For | For | |||||||||||||
2. | TO APPROVE THE FOURTH AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 2,485,000 SHARES. | Management | Against | Against | |||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
4. | TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
5. | TO APPROVE THE RIGHTS AGREEMENT, DATED AS OF APRIL 7, 2017. | Management | For | For | |||||||||||||
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
AIRCASTLE LIMITED | |||||||||||||||||
Security | G0129K104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AYR | Meeting Date | 19-May-2017 | ||||||||||||||
ISIN | BMG0129K1045 | Agenda | 934571034 - Management | ||||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | MICHAEL J. CAVE | For | For | ||||||||||||||
2 | RONALD L. MERRIMAN | For | For | ||||||||||||||
3 | AGNES MURA | For | For | ||||||||||||||
4 | CHARLES W. POLLARD | For | For | ||||||||||||||
2. | APPOINT ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (WHICH CONSTITUTES THE AUDITOR FOR THE PURPOSE OF BERMUDA LAW) TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR FISCAL YEAR 2017 AND AUTHORIZE THE DIRECTORS OF AIRCASTLE LIMITED, ACTING BY THE AUDIT COMMITTEE, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||||||||
3. | APPROVE THE AIRCASTLE LIMITED AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN, INCLUDING THE PERFORMANCE GOALS ESTABLISHED UNDER THE PLAN FOR PURPOSES OF COMPLIANCE WITH SECTION 162 (M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||
4. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
5. | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||||||||||
AMBAC FINANCIAL GROUP, INC. | |||||||||||||||||
Security | 023139884 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMBC | Meeting Date | 19-May-2017 | ||||||||||||||
ISIN | US0231398845 | Agenda | 934577670 - Management | ||||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | ALEXANDER D. GREENE | For | For | ||||||||||||||
2 | IAN D. HAFT | For | For | ||||||||||||||
3 | DAVID L. HERZOG | For | For | ||||||||||||||
4 | CLAUDE LEBLANC | For | For | ||||||||||||||
5 | C. JAMES PRIEUR | For | For | ||||||||||||||
6 | JEFFREY S. STEIN | For | For | ||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG AS AMBAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
COMFORT SYSTEMS USA, INC. | |||||||||||||||||
Security | 199908104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FIX | Meeting Date | 23-May-2017 | ||||||||||||||
ISIN | US1999081045 | Agenda | 934583027 - Management | ||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | DARCY G. ANDERSON | For | For | ||||||||||||||
2 | HERMAN E. BULLS | For | For | ||||||||||||||
3 | ALFRED J GIARDINELLI JR | For | For | ||||||||||||||
4 | ALAN P. KRUSI | For | For | ||||||||||||||
5 | BRIAN E. LANE | For | For | ||||||||||||||
6 | FRANKLIN MYERS | For | For | ||||||||||||||
7 | JAMES H. SCHULTZ | For | For | ||||||||||||||
8 | CONSTANCE E. SKIDMORE | For | For | ||||||||||||||
9 | VANCE W. TANG | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |||||||||||||
5. | TO APPROVE THE 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||
6. | TO APPROVE THE 2017 SENIOR MANAGEMENT ANNUAL PERFORMANCE PLAN. | Management | For | For | |||||||||||||
B&G FOODS, INC. | |||||||||||||||||
Security | 05508R106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BGS | Meeting Date | 23-May-2017 | ||||||||||||||
ISIN | US05508R1068 | Agenda | 934584409 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: DEANN L. BRUNTS | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT C. CANTWELL | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES F. MARCY | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: DENNIS M. MULLEN | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: CHERYL M. PALMER | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: ALFRED POE | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN C. SHERRILL | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID L. WENNER | Management | For | For | |||||||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, FOR THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |||||||||||||
4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
5. | APPROVAL OF THE AMENDED AND RESTATED OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||
CONNECTONE BANCORP, INC. | |||||||||||||||||
Security | 20786W107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CNOB | Meeting Date | 23-May-2017 | ||||||||||||||
ISIN | US20786W1071 | Agenda | 934611220 - Management | ||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | FRANK SORRENTINO III | For | For | ||||||||||||||
2 | FRANK W. BAIER | For | For | ||||||||||||||
3 | ALEXANDER A. BOL | For | For | ||||||||||||||
4 | STEPHEN BOSWELL | For | For | ||||||||||||||
5 | FREDERICK FISH | For | For | ||||||||||||||
6 | FRANK HUTTLE III | For | For | ||||||||||||||
7 | MICHAEL KEMPNER | For | For | ||||||||||||||
8 | NICHOLAS MINOIA | For | For | ||||||||||||||
9 | JOSEPH PARISI JR. | For | For | ||||||||||||||
10 | HAROLD SCHECHTER | For | For | ||||||||||||||
11 | WILLIAM A. THOMPSON | For | For | ||||||||||||||
2. | THE APPROVAL OF THE 2017 EQUITY COMPENSATION PLAN. | Management | For | For | |||||||||||||
3. | TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
EBIX, INC. | |||||||||||||||||
Security | 278715206 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EBIX | Meeting Date | 24-May-2017 | ||||||||||||||
ISIN | US2787152063 | Agenda | 934610228 - Management | ||||||||||||||
Record Date | 18-Apr-2017 | Holding Recon Date | 18-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | HANS U. BENZ | For | For | ||||||||||||||
2 | PAVAN BHALLA | For | For | ||||||||||||||
3 | NEIL D. ECKERT | For | For | ||||||||||||||
4 | ROLF HERTER | For | For | ||||||||||||||
5 | HANS UELI KELLER | For | For | ||||||||||||||
6 | GEORGE W. HEBARD III | For | For | ||||||||||||||
7 | ROBIN RAINA | For | For | ||||||||||||||
8 | JOSEPH R. WRIGHT, JR. | For | For | ||||||||||||||
2. | TO APPROVE THE AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 120,000,000. | Management | For | For | |||||||||||||
3. | TO RATIFY THE APPOINTMENT OF CHERRY BEKAERT, LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
4. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||
5. | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||
6. | TO CONSIDER, IF PROPERLY PRESENTED, A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Shareholder | For | Against | |||||||||||||
MAXLINEAR, INC. | |||||||||||||||||
Security | 57776J100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MXL | Meeting Date | 24-May-2017 | ||||||||||||||
ISIN | US57776J1007 | Agenda | 934614353 - Management | ||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF CLASS II DIRECTOR: THEODORE L. TEWKSBURY, PH.D. | Management | For | For | |||||||||||||
1.2 | ELECTION OF CLASS II DIRECTOR: ALBERT J. MOYER | Management | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY VOTE). | Management | For | For | |||||||||||||
3. | ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION (SAY WHEN ON PAY). | Management | 1 Year | For | |||||||||||||
4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
NEW RESIDENTIAL INVESTMENT CORP. | |||||||||||||||||
Security | 64828T201 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NRZ | Meeting Date | 25-May-2017 | ||||||||||||||
ISIN | US64828T2015 | Agenda | 934578646 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: ALAN L. TYSON | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: DAVID SALTZMAN | Management | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR NEW RESIDENTIAL INVESTMENT CORP. FOR FISCAL YEAR 2017. | Management | For | For | |||||||||||||
THE ENSIGN GROUP, INC | |||||||||||||||||
Security | 29358P101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ENSG | Meeting Date | 25-May-2017 | ||||||||||||||
ISIN | US29358P1012 | Agenda | 934580653 - Management | ||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: ROY E. CHRISTENSEN | Management | Against | Against | |||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN G. NACKEL | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: BARRY M. SMITH | Management | For | For | |||||||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
3. | APPROVAL OF THE COMPANY'S 2017 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | |||||||||||||
5. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. | Shareholder | For | Against | |||||||||||||
ANIXTER INTERNATIONAL INC. | |||||||||||||||||
Security | 035290105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AXE | Meeting Date | 25-May-2017 | ||||||||||||||
ISIN | US0352901054 | Agenda | 934607283 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: LORD JAMES BLYTH | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: FREDERIC F. BRACE | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR:ROBERT W. GRUBBS | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR:F. PHILIP HANDY | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: MELVYN N. KLEIN | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: SCOTT R. PEPPET | Management | For | For | |||||||||||||
1J. | ELECTION OF DIRECTOR: VALARIE L. SHEPPARD | Management | For | For | |||||||||||||
1K. | ELECTION OF DIRECTOR: STUART M. SLOAN | Management | For | For | |||||||||||||
1L. | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | APPROVAL OF THE ANIXTER INTERNATIONAL INC. 2017 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
5. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||||||
MEDICAL PROPERTIES TRUST, INC. | |||||||||||||||||
Security | 58463J304 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MPW | Meeting Date | 25-May-2017 | ||||||||||||||
ISIN | US58463J3041 | Agenda | 934613046 - Management | ||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR. | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: G. STEVEN DAWSON | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: R. STEVEN HAMNER | Management | For | For | |||||||||||||
1.4 | ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE | Management | For | For | |||||||||||||
1.5 | ELECTION OF DIRECTOR: C. REYNOLDS THOMPSON, III | Management | For | For | |||||||||||||
1.6 | ELECTION OF DIRECTOR: D. PAUL SPARKS, JR. | Management | For | For | |||||||||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL G. STEWART | Management | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
TRI POINTE GROUP, INC. | |||||||||||||||||
Security | 87265H109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TPH | Meeting Date | 26-May-2017 | ||||||||||||||
ISIN | US87265H1095 | Agenda | 934571591 - Management | ||||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: DOUGLAS F. BAUER | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: LAWRENCE B. BURROWS | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: DANIEL S. FULTON | Management | For | For | |||||||||||||
1.4 | ELECTION OF DIRECTOR: STEVEN J. GILBERT | Management | For | For | |||||||||||||
1.5 | ELECTION OF DIRECTOR: CONSTANCE B. MOORE | Management | For | For | |||||||||||||
1.6 | ELECTION OF DIRECTOR: THOMAS B. ROGERS | Management | For | For | |||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF TRI POINTE GROUP,INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP,INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
PREFERRED BANK | |||||||||||||||||
Security | 740367404 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PFBC | Meeting Date | 30-May-2017 | ||||||||||||||
ISIN | US7403674044 | Agenda | 934622920 - Management | ||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | WAYNE WU | For | For | ||||||||||||||
2 | WILLIAM C.Y. CHENG | For | For | ||||||||||||||
3 | CHIH-WEI WU | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF PREFERRED BANK'S NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | |||||||||||||
3. | VOTE TO APPROVE THE 2017 EXECUTIVE INCENTIVE PLAN. | Management | For | For | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
EPR PROPERTIES | |||||||||||||||||
Security | 26884U109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EPR | Meeting Date | 31-May-2017 | ||||||||||||||
ISIN | US26884U1097 | Agenda | 934595832 - Management | ||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | ROBERT J. DRUTEN | For | For | ||||||||||||||
2 | GREGORY K. SILVERS | For | For | ||||||||||||||
3 | ROBIN P. STERNECK | For | For | ||||||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THESE PROXY MATERIALS. | Management | For | For | |||||||||||||
3. | TO APPROVE, ON A NON-BINDING BASIS, HOLDING A SHAREHOLDER ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS EVERY ONE, TWO OR THREE YEARS,AS INDICATED. | Management | 1 Year | For | |||||||||||||
4. | TO APPROVE THE PERFORMANCE GOALS UNDER THE COMPANY'S ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR COMPLIANCE WITH INTERNAL REVENUE CODE SECTION 162(M). | Management | For | For | |||||||||||||
5. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||||||
EMCOR GROUP, INC. | |||||||||||||||||
Security | 29084Q100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EME | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | US29084Q1004 | Agenda | 934590856 - Management | ||||||||||||||
Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN W. ALTMEYER | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN W. BERSHAD | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID A. B. BROWN | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: ANTHONY J. GUZZI | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD F. HAMM, JR. | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID H. LAIDLEY | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: CAROL P. LOWE | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: M. KEVIN MCEVOY | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: JERRY E. RYAN | Management | For | For | |||||||||||||
1J. | ELECTION OF DIRECTOR: STEVEN B. SCHWARZWAELDER | Management | For | For | |||||||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL T. YONKER | Management | For | For | |||||||||||||
2. | APPROVAL BY NON-BINDING ADVISORY VOTE OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017. | Management | For | For | |||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||||||||||||
SUCAMPO PHARMACEUTICALS, INC. | |||||||||||||||||
Security | 864909106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SCMP | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | US8649091068 | Agenda | 934593117 - Management | ||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | PETER GREENLEAF | For | For | ||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS SUCAMPO PHARMACEUTICALS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | |||||||||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION OF SUCAMPO PHARMACEUTICALS, INC.'S NAMED EXECUTIVE OFFICERS | Management | Against | Against | |||||||||||||
4. | ADVISORY INDICATION OF THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF SUCAMPO PHARMACEUTICALS, INC.'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | |||||||||||||
SINCLAIR BROADCAST GROUP, INC. | |||||||||||||||||
Security | 829226109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SBGI | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | US8292261091 | Agenda | 934595678 - Management | ||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | DAVID D. SMITH | For | For | ||||||||||||||
2 | FREDERICK G. SMITH | For | For | ||||||||||||||
3 | J. DUNCAN SMITH | For | For | ||||||||||||||
4 | ROBERT E. SMITH | For | For | ||||||||||||||
5 | HOWARD E. FRIEDMAN | For | For | ||||||||||||||
6 | LAWRENCE E. MCCANNA | For | For | ||||||||||||||
7 | DANIEL C. KEITH | For | For | ||||||||||||||
8 | MARTIN R. LEADER | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
3. | NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF NON-BINDING ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||||||||||
5. | APPROVAL OF THE SINCLAIR BROADCAST GROUP, INC. EXECUTIVE PERFORMANCE FORMULA AND INCENTIVE PLAN. | Management | Against | Against | |||||||||||||
BLUCORA INC | |||||||||||||||||
Security | 095229100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BCOR | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | US0952291005 | Agenda | 934596290 - Management | ||||||||||||||
Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: ELIZABETH J. HUEBNER | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: MARY S. ZAPPONE | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: GEORGANNE C. PROCTOR | Management | For | For | |||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | Management | For | For | |||||||||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
4. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, WHETHER A VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | |||||||||||||
5A. | PROPOSAL TO APPROVE, AN AMENDMENT TO THE BLUCORA, INC. RESTATED CERTIFICATE OF AMENDMENT TO DECLASSIFY THE BOARD OF DIRECTORS OVER A THREE-YEAR PERIOD BEGINNING WITH THE COMPANY'S 2018 ANNUAL MEETING OF STOCKHOLDERS AND TO PROVIDE THAT THE NUMBER OF DIRECTORS OF THE COMPANY SHALL BE FIXED FROM TIME TO TIME BY THE BOARD. | Management | For | For | |||||||||||||
5B. | PROPOSAL TO APPROVE, AN AMENDMENT TO THE BLUCORA, INC. RESTATED CERTIFICATE OF AMENDMENT TO PROVIDE THAT THE NUMBER OF DIRECTORS OF THE COMPANY SHALL BE FIXED FROM TIME TO TIME BY THE BOARD. | Management | For | For | |||||||||||||
WESTERN ALLIANCE BANCORPORATION | |||||||||||||||||
Security | 957638109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WAL | Meeting Date | 06-Jun-2017 | ||||||||||||||
ISIN | US9576381092 | Agenda | 934601661 - Management | ||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: BRUCE BEACH | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. BOYD | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: HOWARD N. GOULD | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN J. HILTON | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: MARIANNE BOYD JOHNSON | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT P. LATTA | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: CARY MACK | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: TODD MARSHALL | Management | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: JAMES E. NAVE, D.V.M. | Management | For | For | |||||||||||||
1J. | ELECTION OF DIRECTOR: MICHAEL PATRIARCA | Management | For | For | |||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT GARY SARVER | Management | For | For | |||||||||||||
1L. | ELECTION OF DIRECTOR: DONALD D. SNYDER | Management | For | For | |||||||||||||
1M. | ELECTION OF DIRECTOR: SUNG WON SOHN, PH.D. | Management | For | For | |||||||||||||
1N. | ELECTION OF DIRECTOR: KENNETH A. VECCHIONE | Management | For | For | |||||||||||||
2. | APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
3. | RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
ON ASSIGNMENT, INC. | |||||||||||||||||
Security | 682159108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ASGN | Meeting Date | 08-Jun-2017 | ||||||||||||||
ISIN | US6821591087 | Agenda | 934598181 - Management | ||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | ELECTION OF DIRECTOR: PETER T. DAMERIS | Management | For | For | |||||||||||||
1.2 | ELECTION OF DIRECTOR: JONATHAN S. HOLMAN | Management | For | For | |||||||||||||
1.3 | ELECTION OF DIRECTOR: ARSHAD MATIN | Management | For | For | |||||||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | Against | Against | |||||||||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
PHARMERICA CORPORATION | |||||||||||||||||
Security | 71714F104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PMC | Meeting Date | 14-Jun-2017 | ||||||||||||||
ISIN | US71714F1049 | Agenda | 934611941 - Management | ||||||||||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | FRANK E. COLLINS, ESQ. | For | For | ||||||||||||||
2 | W. ROBERT DAHL, JR. | For | For | ||||||||||||||
3 | MARJORIE W. DORR | For | For | ||||||||||||||
4 | PATRICK G. LEPORE | For | For | ||||||||||||||
5 | GEOFFREY G. MEYERS | For | For | ||||||||||||||
6 | ROBERT A. OAKLEY, PH.D. | For | For | ||||||||||||||
7 | GREGORY S. WEISHAR | For | For | ||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS COMPENSATION. | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON SAY ON PAY IN FUTURE YEARS. | Management | 1 Year | For | |||||||||||||
5. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING A SIMPLE MAJORITY VOTE. | Shareholder | For | Against | |||||||||||||
TRAVELPORT WORLDWIDE LTD | |||||||||||||||||
Security | G9019D104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TVPT | Meeting Date | 16-Jun-2017 | ||||||||||||||
ISIN | BMG9019D1048 | Agenda | 934603932 - Management | ||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: GORDON A. WILSON | Management | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: ELIZABETH L. BUSE | Management | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN R. CHAMBERS | Management | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL J. DURHAM | Management | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT E. FORBES | Management | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: DOUGLAS A. HACKER | Management | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN B. SMITH | Management | For | For | |||||||||||||
2. | THE APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND AUTHORIZATION OF THE AUDIT COMMITTEE TO DETERMINE THE INDEPENDENT AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
ISHARES TRUST | |||||||||||||||||
Security | 464287655 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | IWM | Meeting Date | 19-Jun-2017 | ||||||||||||||
ISIN | US4642876555 | Agenda | 934621156 - Management | ||||||||||||||
Record Date | 02-May-2017 | Holding Recon Date | 02-May-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JANE D. CARLIN | For | For | ||||||||||||||
2 | RICHARD L. FAGNANI | For | For | ||||||||||||||
3 | DREW E. LAWTON | For | For | ||||||||||||||
4 | MADHAV V. RAJAN | For | For | ||||||||||||||
5 | MARK WIEDMAN | For | For | ||||||||||||||
BANK OF THE OZARKS, INC. | |||||||||||||||||
Security | 063904106 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | OZRK | Meeting Date | 23-Jun-2017 | ||||||||||||||
ISIN | US0639041062 | Agenda | 934625039 - Management | ||||||||||||||
Record Date | 01-May-2017 | Holding Recon Date | 01-May-2017 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 10, 2017, BY AND BETWEEN THE COMPANY AND ITS WHOLLY-OWNED SUBSIDIARY, BANK OF THE OZARKS, AS SUCH PLAN OF MERGER MAY BE AMENDED FROM TIME TO TIME, AND THE REORGANIZATION. | Management | For | For | |||||||||||||
2. | TO AUTHORIZE THE BOARD OF DIRECTORS TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE REORGANIZATION PROPOSAL OR TO VOTE ON OTHER MATTERS PROPERLY BROUGHT BEFORE THE SPECIAL MEETING. | Management | For | For |
Registrant: TWO ROADS SHARED TRUST - Anfield Universal Fixed Income Fund | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: TWO ROADS SHARED TRUST - Holbrook Income Fund | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast* | (i) For/Against Management* | |
Eaton Vance | EVV | 27828H105 | 19-Jan-17 | Election of new Board members. | Issuer | Yes | Mirror Voted | Mirror Voted | |
Pimco | PCI | 72202D106 | 28-Apr-17 | Election of new Board members. | Issuer | Yes | Mirror Voted | Mirror Voted | |
MFS | MIN | 55273C107 | 06-Oct-16 | Election of new Board members. | Issuer | Yes | Mirror Voted | Mirror Voted | |
Southwestern Energy Company | SWN | 8.45E+08 | 23-May-17 | Election of Board of Directors. Executive compensation. Incentive plan to increase authorized issuance. | Issuer | Yes | Mirror Voted | Mirror Voted | |
*Pursuant to the Adviser’s proxy voting policy, the Adviser votes all proxies received from an underlying registered investment company (“Underlying Fund”) in the same proportion that all shares of the Underlying Fund are voted, or in accordance with instructions received from fund shareholders, pursuant to Section 12(d)(1)(F) of the 1940 Act. |
Registrant: | TWO ROADS SHARED TRUST - Redwood AlphaFactor Core Equity | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: | July 1, 2016 - June 30, 2017 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Motorola Solutions, Inc. | MSI | 620076307 | Annual 5/15/2017 | 1 | Election of Directors for a One-Year Term | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Advisory approval of Company executive compensation | MGMT | Yes | For | For | |||||
3 | Advisory approval of frequency of advisory vote approving Company executive compensation | MGMT | Yes | 1 year | For | |||||
4 | Ratification of appointment of KPMG LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
5 | Stockholder Proposal re: Lobbying Proposal | SHAREHOLDER | Yes | For | Against | |||||
6 | Stockholder Proposal re: Ethical Recruitment in Global Supply Chains | SHAREHOLDER | Yes | For | Against | |||||
2 | Sirius XM Holdings Inc. | SIRI | 82968B103 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Yes | For 8 directors, withhold 4 interested directors | 8 For, 4 Against |
2 | Advisory vote to approve named executive officers compensation | MGMT | Yes | For | For | |||||
3 | Advisory vote on frequency of future executive compensation votes | MGMT | Yes | 1 year | Against | |||||
4 | Ratification of appointment of KPMG LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
3 | Thomson Reuters Corporation | TRI | 884903105 | Annual and Special 5/3/2017 | 1 | Election of Directors | MGMT | Yes | For 7 directors, withhold 5 interested directors | 7 For, 5 Against |
2 | Appointment of PRICEWATERHOUSECOOPERS LLP as Auditor and to authorize the directors to fix the auditor's remuneration | MGMT | Yes | For | For | |||||
3 | Approve amendment to company stock incentive plan to increase maximum number of shares reserved for issue under plan by 22 million common shares | MGMT | Yes | For | For | |||||
4 | Accept, on an advisory basis, approach to executive compensation described in the accompanying management proxy circular | MGMT | Yes | For | For | |||||
4 | General Motors Company | GM | 37045V100 | Annual 4/7/2017 | 1 | Election of Directors for a One-Year Term | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Advisory vote to approve named executive officer compensation | MGMT | Yes | Abstain | Against | |||||
3 | Approve company 2017 short-term incentive plan | MGMT | Yes | For | For | |||||
4 | Approve company 2017 long-term incentive plan | MGMT | Yes | For | For | |||||
5 | Ratification of appointment of Deloitte & Touche LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
6 | Shareholder proposal regarding independent board chairman | SHAREHOLDER | Yes | For | Against | |||||
7 | Greenlight proposal regarding creation of dual-class common stock | SHAREHOLDER | Yes | Abstain | Against | |||||
5 | Target Corporation | TGT | 87612E106 | Annual 6/14/2017 | 1 | Election of Directors | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Ratification of appointment of Ernst & Young LLP as Company's Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
3 | Accept, on an advisory basis, approach to executive compensation ("Say on Pay") | MGMT | Yes | For | For | |||||
4 | Company proposal to approve, on an advisory basis, the frequency of Say on Pay | MGMT | Yes | 1 year | For | |||||
5 | Company proposal to approve company executive officer cash incentive plan | MGMT | Yes | For | For | |||||
6 | VMWARE, Inc. | VMW | 928563402 | Annual 6/8/2017 | 1 | Election of Director | MGMT | Yes | For | For |
2 | Advisory vote to approve named executive officer compensation | MGMT | Yes | For | For | |||||
3 | Advisory vote on frequency of future advisory votes on named executive officer compensation | MGMT | Yes | 1 year | For | |||||
4 | Approve amended and restated 2007 equity and incentive plan | MGMT | Yes | Abstain | Against | |||||
5 | Approve amended and restated 2007 employee stock purchase plan | MGMT | Yes | Abstain | Against | |||||
6 | Approve amended and restated certificate of incorporation | MGMT | Yes | Abstain | Against | |||||
7 | Ratify selection by audit committee for PRICEWATERHOUSECOOPERS LLP as Independent Auditor for fiscal year ending February 2, 2018 | MGMT | Yes | For | For | |||||
7 | Legg Mason | LM | 524901105 | Annual 7/25/2017 | 1 | Election of Directors | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Approval of 2017 Equity Incentive Plan | MGMT | Yes | For | For | |||||
3 | Approval of amendment of employee stock purchase plan | MGMT | Yes | For | For | |||||
4 | Advisory vote to approve named executive officers compensation | MGMT | Yes | For | For | |||||
5 | Advisory approval of frequency of advisory vote approving Company executive compensation | MGMT | Yes | 1 year | For | |||||
6 | Ratify selection by audit committee for PRICEWATERHOUSECOOPERS LLP as Independent Auditor for fiscal year ending March 31, 2018 | MGMT | Yes | For | For | |||||
Registrant: | TWO ROADS SHARED TRUST - Redwood AlphaFactor Tactical Core Fund | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: | July 1, 2016 - June 30, 2017 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Motorola Solutions, Inc. | MSI | 620076307 | Annual 5/15/2017 | 1 | Election of Directors for a One-Year Term | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Advisory approval of Company executive compensation | MGMT | Yes | For | For | |||||
3 | Advisory approval of frequency of advisory vote approving Company executive compensation | MGMT | Yes | 1 year | For | |||||
4 | Ratification of appointment of KPMG LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
5 | Stockholder Proposal re: Lobbying Proposal | SHAREHOLDER | Yes | For | Against | |||||
6 | Stockholder Proposal re: Ethical Recruitment in Global Supply Chains | SHAREHOLDER | Yes | For | Against | |||||
2 | Sirius XM Holdings Inc. | SIRI | 82968B103 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Yes | For 8 directors, withhold 4 interested directors | 8 For, 4 Against |
2 | Advisory vote to approve named executive officers compensation | MGMT | Yes | For | For | |||||
3 | Advisory vote on frequency of future executive compensation votes | MGMT | Yes | 1 year | Against | |||||
4 | Ratification of appointment of KPMG LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
3 | Thomson Reuters Corporation | TRI | 884903105 | Annual and Special 5/3/2017 | 1 | Election of Directors | MGMT | Yes | For 7 directors, withhold 5 interested directors | 7 For, 5 Against |
2 | Appointment of PRICEWATERHOUSECOOPERS LLP as Auditor and to authorize the directors to fix the auditor's remuneration | MGMT | Yes | For | For | |||||
3 | Approve amendment to company stock incentive plan to increase maximum number of shares reserved for issue under plan by 22 million common shares | MGMT | Yes | For | For | |||||
4 | Accept, on an advisory basis, approach to executive compensation described in the accompanying management proxy circular | MGMT | Yes | For | For | |||||
4 | General Motors Company | GM | 37045V100 | Annual 4/7/2017 | 1 | Election of Directors for a One-Year Term | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Advisory vote to approve named executive officer compensation | MGMT | Yes | Abstain | Against | |||||
3 | Approve company 2017 short-term incentive plan | MGMT | Yes | For | For | |||||
4 | Approve company 2017 long-term incentive plan | MGMT | Yes | For | For | |||||
5 | Ratification of appointment of Deloitte & Touche LLP as Company's Independent Registered Public Accounting Firm for 2017 | MGMT | Yes | For | For | |||||
6 | Shareholder proposal regarding independent board chairman | SHAREHOLDER | Yes | For | Against | |||||
7 | Greenlight proposal regarding creation of dual-class common stock | SHAREHOLDER | Yes | Abstain | Against | |||||
5 | Target Corporation | TGT | 87612E106 | Annual 6/14/2017 | 1 | Election of Directors | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Ratification of appointment of Ernst & Young LLP as Company's Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
3 | Accept, on an advisory basis, approach to executive compensation ("Say on Pay") | MGMT | Yes | For | For | |||||
4 | Company proposal to approve, on an advisory basis, the frequency of Say on Pay | MGMT | Yes | 1 year | For | |||||
5 | Company proposal to approve company executive officer cash incentive plan | MGMT | Yes | For | For | |||||
6 | VMWARE, Inc. | VMW | 928563402 | Annual 6/8/2017 | 1 | Election of Director | MGMT | Yes | For | For |
2 | Advisory vote to approve named executive officer compensation | MGMT | Yes | For | For | |||||
3 | Advisory vote on frequency of future advisory votes on named executive officer compensation | MGMT | Yes | 1 year | For | |||||
4 | Approve amended and restated 2007 equity and incentive plan | MGMT | Yes | Abstain | Against | |||||
5 | Approve amended and restated 2007 employee stock purchase plan | MGMT | Yes | Abstain | Against | |||||
6 | Approve amended and restated certificate of incorporation | MGMT | Yes | Abstain | Against | |||||
7 | Ratify selection by audit committee for PRICEWATERHOUSECOOPERS LLP as Independent Auditor for fiscal year ending February 2, 2018 | MGMT | Yes | For | For | |||||
7 | Legg Mason | LM | 524901105 | Annual 7/25/2017 | 1 | Election of Directors | MGMT | Yes | For all directors except 1 interested director | For except 1 interested director |
2 | Approval of 2017 Equity Incentive Plan | MGMT | Yes | For | For | |||||
3 | Approval of amendment of employee stock purchase plan | MGMT | Yes | For | For | |||||
4 | Advisory vote to approve named executive officers compensation | MGMT | Yes | For | For | |||||
5 | Advisory approval of frequency of advisory vote approving Company executive compensation | MGMT | Yes | 1 year | For | |||||
6 | Ratify selection by audit committee for PRICEWATERHOUSECOOPERS LLP as Independent Auditor for fiscal year ending March 31, 2018 | MGMT | Yes | For | For | |||||
Registrant: | TWO ROADS SHARED TRUST - Redwood Managed Municipal Income Fund | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: | July 1, 2016 - June 30, 2017 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | NONE | |||||||||
2 | ||||||||||
3 |
Registrant: | TWO ROADS SHARED TRUST - Redwood Managed Volatility Fund | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: | July 1, 2016 - June 30, 2017 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast* | (i) For/Against Management | ||
1 | Credit Suisse Floating Rate High Inc I | CSHIX | 22540S836 | Special 3/14/2017 | 1 | Directors recommend: A vote for election of 3 nominees | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |
2 | Janus High-Yield Fund - Class I | JHYFX | 47103C571 | Special 4/6/2017 | 4 | Directors recommend: A vote for election of 1 nominee | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |
JHYFX | 47103C571 | Special 4/6/2017 | 1 | Proposal to approve new investment advisory agreement between the Trust and Janus | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |||
JHYFX | 47103C571 | Special 4/6/2017 | 5 | Proposal to approve adviser to enter into and materially amend sub-adisory agreements in future with sub-advisers, with the approval of the board, but without obtaining additional shareholder approval | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |||
* Pursuant to the Adviser’s proxy voting policy, the Adviser votes all proxies received from an underlying registered investment company (“Underlying Fund”) in the same proportion that all shares of the Underlying Fund are voted, or in accordance with instructions received from fund shareholders, pursuant to Section 12(d)(1)(F) of the 1940 Act. |
Registrant: | TWO ROADS SHARED TRUST - Redwood Managed Volatility Portfolio | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: | July 1, 2016 - June 30, 2017 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast* | (i) For/Against Management | ||
1 | Credit Suisse Floating Rate High Inc I | CSHIX | 22540S836 | Special 3/14/2017 | 1 | Directors recommend: A vote for election of 3 nominees | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |
2 | Janus High-Yield Fund - Class I | JHYFX | 47103C571 | Special 4/6/2017 | 4 | Directors recommend: A vote for election of 1 nominee | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |
JHYFX | 47103C571 | Special 4/6/2017 | 1 | Proposal to approve new investment advisory agreement between the Trust and Janus | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |||
JHYFX | 47103C571 | Special 4/6/2017 | 5 | Proposal to approve adviser to enter into and materially amend sub-adisory agreements in future with sub-advisers, with the approval of the board, but without obtaining additional shareholder approval | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |||
3 | MFS High Income Fund - Cl I | MHIIX | 552984601 | Special 3/23/2017 | 1 | Directors recommend: A vote for election of 11 nominees | MGMT | Yes | Mirror voting: Vote is cast so that votes are voted in the same majority as all other holders of such security. | |
*Pursuant to the Adviser’s proxy voting policy, the Adviser votes all proxies received from an underlying registered investment company (“Underlying Fund”) in the same proportion that all shares of the Underlying Fund are voted, or in accordance with instructions received from fund shareholders, pursuant to Section 12(d)(1)(F) of the 1940 Act. |
Registrant: TWO ROADS SHARED TRUST - RVX Emerging Markets Equity Fund | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
THAI BEVERAGE PUBLIC CO LTD, BANGKOK | |||||||||
Security | Y8588A103 | Meeting Type | Ordinary General Meeting | ||||||
Ticker Symbol | THBEV | Meeting Date | 17-Feb-2017 | ||||||
ISIN | TH0902010014 | Agenda | 707717887 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU | Non-Voting | |||||||
GRANA Y MONTERO S.A.A. | |||||||||
Security | 38500P208 | Meeting Type | Annual | ||||||
Ticker Symbol | GRAM | Meeting Date | 31-Mar-2017 | ||||||
ISIN | US38500P2083 | Agenda | 934542300 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | DETERMINATION OF THE NUMBER OF DIRECTORS, | Management | Abstain | Against | |||||
1B. | ELECTION OF THE BOARD OF DIRECTORS FOR THE PERIOD 2017-2020 | Management | Abstain | Against | |||||
1C. | DETERMINATION OF THE BOARD OF DIRECTORS ATTENDANCE FEES | Management | Abstain | Against | |||||
2. | APPOINTMENT OF EXTERNAL AUDITORS FOR FISCAL YEAR 2017 | Management | For | For | |||||
MALAYAN BANKING BERHAD | |||||||||
Security | Y54671105 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | MAY | Meeting Date | 06-Apr-2017 | ||||||
ISIN | MYL1155OO000 | Agenda | 707840535 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||
2 | TO APPROVE THE PAYMENT OF A FINAL SINGLE- TIER DIVIDEND OF 32 SEN PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLES 96 AND 97 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION: DATUK ABDUL FARID BIN ALIAS | Management | For | For | |||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLES 96 AND 97 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION: DATUK R. KARUNAKARAN | Management | For | For | |||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLES 96 AND 97 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION: MR CHENG KEE CHECK | Management | For | For | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES IN ACCORDANCE WITH ARTICLE 100 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF/HERSELF FOR RE-ELECTION: ENCIK NOR HIZAM BIN HASHIM | Management | For | For | |||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES IN ACCORDANCE WITH ARTICLE 100 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF/HERSELF FOR RE-ELECTION: DR HASNITA BINTI DATO' HASHIM | Management | For | For | |||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES IN ACCORDANCE WITH ARTICLE 100 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF/HERSELF FOR RE-ELECTION: MR ANTHONY BRENT ELAM | Management | For | For | |||||
9 | TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF WHOM RETIRES IN ACCORDANCE WITH ARTICLE 100 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF/HERSELF FOR RE-ELECTION: DATIN PADUKA JAMIAH BINTI ABDUL HAMID | Management | For | For | |||||
10 | TO APPROVE THE FOLLOWING PAYMENT OF NON- EXECUTIVE DIRECTORS' FEES FROM THE 57TH AGM TO THE 58TH AGM OF THE COMPANY:- I) CHAIRMAN'S FEE OF RM610,000 PER ANNUM; II) VICE CHAIRMAN'S FEE OF RM440,000 PER ANNUM; III) DIRECTOR'S FEE OF RM295,000 PER ANNUM FOR EACH NON-EXECUTIVE DIRECTOR; IV) BOARD COMMITTEE CHAIRMAN'S FEE OF RM45,000 PER ANNUM FOR THE CHAIRMAN OF EACH BOARD COMMITTEE; AND V) BOARD COMMITTEE MEMBER'S FEE OF RM30,000 PER ANNUM FOR EACH MEMBER OF A BOARD COMMITTEE | Management | For | For | |||||
11 | TO APPROVE AN AMOUNT OF UP TO RM1,650,000 AS BENEFITS PAYABLE TO THE NON-EXECUTIVE DIRECTORS FROM 31 JANUARY 2017 TO THE 58TH AGM OF THE COMPANY | Management | Against | Against | |||||
12 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2017 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||
13 | AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | Against | Against | |||||
14 | ALLOTMENT AND ISSUANCE OF NEW ORDINARY SHARES IN MAYBANK ("MAYBANK SHARES") IN RELATION TO THE RECURRENT AND OPTIONAL DIVIDEND REINVESTMENT PLAN THAT ALLOWS SHAREHOLDERS OF MAYBANK ("SHAREHOLDERS") TO REINVEST THEIR DIVIDEND TO WHICH THE DIVIDEND REINVESTMENT PLAN APPLIES, IN NEW MAYBANK SHARES ("DIVIDEND REINVESTMENT PLAN") | Management | Against | Against | |||||
MALAYAN BANKING BERHAD | |||||||||
Security | Y54671105 | Meeting Type | ExtraOrdinary General Meeting | ||||||
Ticker Symbol | MAY | Meeting Date | 06-Apr-2017 | ||||||
ISIN | MYL1155OO000 | Agenda | 707842616 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | PROPOSED ESTABLISHMENT OF AN EMPLOYEES' SHARE GRANT PLAN OF UP TO 7.5% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY (EXCLUDING TREASURY SHARES) AT ANY POINT IN TIME ("PROPOSED ESGP") | Management | For | For | |||||
2 | PROPOSED GRANT OF MAYBANK SHARES TO DATUK ABDUL FARID ALIAS ("PROPOSED GRANT") | Management | Against | Against | |||||
EMBRAER S.A. | |||||||||
Security | 29082A107 | Meeting Type | Annual | ||||||
Ticker Symbol | ERJ | Meeting Date | 12-Apr-2017 | ||||||
ISIN | US29082A1079 | Agenda | 934550179 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | TO REVIEW THE ACCOUNTS OF THE MANAGEMENT, AND TO EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management | For | For | |||||
2. | TO DECIDE ON THE APPLICATION OF THE NET INCOME FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON A DISTRIBUTION OF DIVIDENDS. | Management | For | For | |||||
4. | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. | Management | For | For | |||||
5. | TO FIX THE AGGREGATE ANNUAL COMPENSATION OF THE COMPANY'S DIRECTORS AND EXECUTIVE OFFICERS. | Management | Against | Against | |||||
6. | TO FIX THE COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL. | Management | For | For | |||||
3. | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. AN ABSTAIN VOTE = A DISCRETIONARY VOTE | Management | For | For | |||||
VALE S.A. | |||||||||
Security | 91912E105 | Meeting Type | Annual | ||||||
Ticker Symbol | VALE | Meeting Date | 20-Apr-2017 | ||||||
ISIN | US91912E1055 | Agenda | 934585994 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A | APPRECIATION OF MANAGEMENT REPORT AND ANALYSIS, DISCUSSION AND VOTE OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016. | Management | For | For | |||||
1B | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE FISCAL YEAR OF 2016. | Management | For | For | |||||
1C | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS: ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | ||||||
1D | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL: ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | ||||||
1E1 | ESTABLISHMENT OF THE GLOBAL REMUNERATION OF THE SENIOR MANAGEMENT MEMBERS, FISCAL COUNCIL MEMBERS AND ADVISORY COMMITTEE MEMBERS FOR 2017. | Management | For | ||||||
1E2 | ESTABLISHMENT OF THE REMUNERATION OF THE FISCAL COUNCIL MEMBERS FOR 2017. | Management | For | ||||||
ENEL CHILE S.A. | |||||||||
Security | 29278D105 | Meeting Type | Annual | ||||||
Ticker Symbol | ENIC | Meeting Date | 26-Apr-2017 | ||||||
ISIN | US29278D1054 | Agenda | 934578557 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | ||||||
2. | DISTRIBUTION OF PROFITS FOR THE YEAR AND PAYMENT OF DIVIDENDS. | Management | For | ||||||
3. | SETTING OF THE DIRECTORS' COMPENSATION. | Management | For | ||||||
4. | SETTING OF THE COMPENSATION OF THE MEMBERS OF THE DIRECTORS COMMITTEE AND DETERMINATION OF THE COMMITTEE'S BUDGET FOR THE YEAR 2017. | Management | For | ||||||
6. | APPOINTMENT OF AN EXTERNAL AUDITING FIRM REGULATED BY TITLE XXVII OF LAW 18,045. | Management | For | ||||||
7. | APPOINTMENT OF TWO ACCOUNT INSPECTORS AND TWO ALTERNATES AND DETERMINATION OF THEIR COMPENSATION. | Management | For | ||||||
8. | DESIGNATION OF RISK RATINGS AGENCIES. | Management | For | ||||||
9. | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Management | For | ||||||
13. | OTHER RELEVANT MATTERS THAT ARE OF INTEREST TO AND IN THE COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | Management | For | ||||||
14. | ADOPTION OF ALL OTHER APPROVALS NECESSARY FOR THE PROPER IMPLEMENTATION OF ADOPTED RESOLUTIONS. | Management | For | ||||||
YPF SOCIEDAD ANONIMA | |||||||||
Security | 984245100 | Meeting Type | Annual | ||||||
Ticker Symbol | YPF | Meeting Date | 28-Apr-2017 | ||||||
ISIN | US9842451000 | Agenda | 934596985 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING. | Management | For | ||||||
2. | EXEMPTION FROM THE PREEMPTIVE OFFER OF SHARES TO SHAREHOLDERS PURSUANT TO ARTICLE 67 OF LAW NO. 26,831 REGARDING THE CREATION OF A LONG-TERM PLAN OF COMPENSATION IN SHARES FOR EMPLOYEES, THROUGH THE ACQUISITION OF SHARES OF THE COMPANY IN ACCORDANCE WITH ARTICLE 64 ET. SEQ. OF LAW NO. 26,831. | Management | For | For | |||||
3. | CONSIDERATION OF THE ANNUAL REPORT, INVENTORY, BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY AND STATEMENTS OF CASH FLOW, WITH THEIR NOTES, CHARTS, EXHIBITS AND RELATED DOCUMENTS, AND THE REPORT OF THE SUPERVISORY COMMITTEE AND INDEPENDENT AUDITOR, CORRESPONDING TO FISCAL YEAR NO. 40, WHICH BEGAN ON JANUARY 1, 2016 AND ENDED ON DECEMBER 31, 2016. | Management | For | For | |||||
4. | CONSIDERATION OF THE RESULTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. ABSORPTION OF LOSSES IN ACCORDANCE WITH THE ORDER OF ALLOCATION OF BALANCES DETERMINED BY THE NATIONAL SECURITIES COMMISSION REGULATIONS. CONSTITUTION OF RESERVES. DECLARATION OF DIVIDENDS. | Management | For | For | |||||
5. | DETERMINATION OF REMUNERATION FOR THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | For | |||||
6. | APPOINTMENT OF THE INDEPENDENT AUDITOR WHO WILL REPORT ON THE ANNUAL FINANCIAL STATEMENTS AS OF DECEMBER 31, 2017 AND DETERMINATION OF ITS REMUNERATION. | Management | For | For | |||||
7. | CONSIDERATION OF THE PERFORMANCE OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | ||||||
8. | CONSIDERATION OF THE REMUNERATION TO THE BOARD OF DIRECTORS FOR $122,304,678 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016, WHICH RESULTED IN COMPUTABLE IMPAIRMENT IN ACCORDANCE WITH THE NATIONAL SECURITIES COMMISSION REGULATIONS (T.O.2013). | Management | For | For | |||||
9. | REMUNERATION OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | For | |||||
10. | DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | For | ||||||
12. | APPOINTMENT OF THE REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE CLASS D SHARES. | Management | For | ||||||
13. | DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | |||||
15. | APPOINTMENT OF REGULAR AND ALTERNATE DIRECTORS FOR CLASS D SHARES AND DETERMINATION OF THEIR TENURE. | Management | For | For | |||||
16. | DETERMINATION OF THE REMUNERATION TO BE RECEIVED BY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR THAT BEGAN ON JANUARY 1, 2017. | Management | For | For | |||||
17. | CONSIDERATION OF THE MERGER BY ABSORPTION BY YPF S.A., AS ABSORBING COMPANY, OF YSUR PARTICIPACIONES S.A.U., YSUR INVERSIONES PETROLERAS S.A.U., YSUR INVERSORA S.A.U., YSUR PETROLERA ARGENTINA S.A., YSUR RECURSOS NATURALES S.R.L., YSUR ENERGIA ARGENTINA S.R.L., PETROLERA LF COMPANY S.R.L. AND PETROLERA TDF COMPANY S.R.L., AS THE ABSORBED COMPANIES, IN ACCORDANCE WITH ARTICLE 82 ET. SEQ. OF THE GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES), ARTICLE 77, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||||
18. | CONSIDERATION OF THE SPECIAL MERGER BALANCE SHEET (SPECIAL MERGER FINANCIAL STATEMENTS) OF YPF S.A. AND THE CONSOLIDATED MERGER BALANCE SHEET (CONSOLIDATED ASSETS MERGER BALANCE SHEET) OF YPF S.A., YSUR PARTICIPACIONES S.A.U., YSUR INVERSIONES PETROLERAS S.A.U., YSUR INVERSORA S.A.U., YSUR PETROLERA ARGENTINA S.A., YSUR RECURSOS NATURALES S.R.L., YSUR ENERGIA ARGENTINA S.R.L., PETROLERA LF COMPANY S.R.L. AND PETROLERA TDF COMPANY S.R.L., EACH AS OF DECEMBER 31, 2016, AND THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||||
19. | CONSIDERATION OF THE PRIOR MERGER AGREEMENT AND THE MERGER BY ABSORPTION PROSPECTUS. | Management | For | For | |||||
20. | AUTHORIZATION TO SIGN THE DEFINITIVE MERGER AGREEMENT IN THE NAME OF AND IN REPRESENTATION OF THE COMPANY. | Management | For | For | |||||
21. | CONSIDERATION OF THE EXTENSION OF THE TERM OF THE COMPANY'S GLOBAL MEDIUM TERM NEGOTIABLE OBLIGATIONS PROGRAM. | Management | For | For | |||||
DAIRY FARM INTERNATIONAL HOLDINGS LTD (BERMUDAS) | |||||||||
Security | G2624N153 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | DFI | Meeting Date | 03-May-2017 | ||||||
ISIN | BMG2624N1535 | Agenda | 707948747 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2016 AND TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||
2 | TO RE-ELECT NEIL GALLOWAY AS A DIRECTOR | Management | For | For | |||||
3 | TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR | Management | For | For | |||||
4 | TO RE-ELECT SIMON KESWICK AS A DIRECTOR | Management | For | For | |||||
5 | TO RE-ELECT DR GEORGE C.G. KOO AS A DIRECTOR | Management | For | For | |||||
6 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | |||||
7 | TO FIX THE DIRECTORS' FEES | Management | For | For | |||||
8 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||
9 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | |||||
COMPANHIA ENERGETICA DE MINAS GERAIS | |||||||||
Security | 204409601 | Meeting Type | Annual | ||||||
Ticker Symbol | CIG | Meeting Date | 12-May-2017 | ||||||
ISIN | US2044096012 | Agenda | 934610836 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
4. | ELECTION OF THE SITTING AND SUBSTITUTE MEMBERS OF THE AUDIT BOARD, AS A RESULT OF COMPLETION OF THE PERIOD OF OFFICE. | Management | For | For | |||||
STELLA INTERNATIONAL HOLDINGS LTD | |||||||||
Security | G84698102 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | 1836 | Meeting Date | 19-May-2017 | ||||||
ISIN | KYG846981028 | Agenda | 707926107 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330445.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330545.pdf | Non-Voting | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS ("DIRECTORS") AND AUDITOR ("AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
3 | TO DECLARE A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
4.I | TO RE-ELECT MR. LIAN JIE AS INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | |||||
4.II | TO RE-ELECT MR. BOLLIGER PETER AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||
4.III | TO RE-ELECT MR. CHAO MING-CHENG, ERIC AS EXECUTIVE DIRECTOR | Management | For | For | |||||
4.IV | TO RE-ELECT MR. CHEN LI-MING, LAWRENCE AS EXECUTIVE DIRECTOR | Management | For | For | |||||
4.V | TO AUTHORISE THE BOARD ("BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||
5 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2017 AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||
6 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 5% | Management | Against | Against | |||||
7 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | For | For | |||||
8 | TO ADD THE TOTAL NUMBER OF THE SHARES WHICH ARE REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 7 TO THE TOTAL NUMBER OF THE SHARES WHICH MAY BE ALLOTTED, ISSUED AND DEALT WITH PURSUANT TO RESOLUTION NUMBERED 6 | Management | For | For | |||||
9 | TO ADOPT THE NEW SHARE OPTION SCHEME OF THE COMPANY | Management | For | For | |||||
CHINA EVERBRIGHT INTERNATIONAL LTD, ADMIRALTY | |||||||||
Security | Y14226107 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | 257 | Meeting Date | 24-May-2017 | ||||||
ISIN | HK0257001336 | Agenda | 707929355 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 330/ltn20170330549.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 330/ltn20170330533.pdf | Non-Voting | |||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2016 | Management | For | For | |||||
2 | TO DECLARE A FINAL DIVIDEND OF HK13.0 CENTS PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2016 | Management | For | For | |||||
3.A | TO RE-ELECT MR. CAI YUNGE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
3.B | TO RE-ELECT MR. WANG TIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
3.C | TO RE-ELECT MR. CAI SHUGUANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
3.D | TO RE-ELECT MR. TANG SHUANGNING AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
3.E | TO RE-ELECT MR. ZHAI HAITAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
3.F | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS FOR THE YEAR ENDING 31ST DECEMBER, 2017 | Management | For | For | |||||
4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||
5.I | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES (ORDINARY RESOLUTION IN ITEM 5(1) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | Against | Against | |||||
5.II | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES (ORDINARY RESOLUTION IN ITEM 5(2) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | For | |||||
5.III | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES (ORDINARY RESOLUTION IN ITEM 5(3) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | Against | Against | |||||
BUMI ARMADA BHD | |||||||||
Security | Y10028119 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | BAB | Meeting Date | 30-May-2017 | ||||||
ISIN | MYL5210OO009 | Agenda | 708096816 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RE-ELECT ALEXANDRA ELISABETH JOHANNA MARIA SCHAAPVELD WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 113 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AND WHO BEING ELIGIBLE, OFFERS HERSELF FOR RE- ELECTION AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
2 | TO RE-ELECT MAUREEN TOH SIEW GUAT WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 113 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AND WHO BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
3 | TO RE-ELECT SHAHARUL REZZA BIN HASSAN WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 113 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AND WHO BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
4 | TO ELECT UTHAYA KUMAR A/L K VIVEKANANDA IN ACCORDANCE WITH ARTICLE 120 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AND WHO BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
5 | TO APPROVE THE PAYMENT OF FEES AND BENEFITS TO THE NON-EXECUTIVE DIRECTORS UP TO AN AMOUNT OF RM6.0 MILLION FROM 31 JANUARY 2017 UNTIL THE CONCLUSION OF THE NEXT AGM | Management | Against | Against | |||||
6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2017 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION FOR THAT YEAR | Management | For | For | |||||
7 | AUTHORITY TO ISSUE NEW ORDINARY SHARES PURSUANT TO SECTION 75 AND SECTION 76 OF THE COMPANIES ACT, 2016 AND THE MAIN MARKET LISTING REQUIREMENTS OF BURSA MALAYSIA SECURITIES BERHAD | Management | For | For | |||||
8 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (I) MAKE AND/OR AWARD OFFERS AND GRANTS TO LEON ANDRE HARLAND, EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER OF THE COMPANY, AT ANY TIME AND FROM TIME TO TIME, COMMENCING | Management | For | For | |||||
FROM THE DATE OF THE SHAREHOLDERS' APPROVAL ("APPROVAL DATE") AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY COMMENCING NEXT AFTER THE APPROVAL DATE OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED TO BE HELD ("MANDATE PERIOD") PURSUANT TO THE MIP, COMPRISING SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("BUMI ARMADA SHARES") EQUIVALENT TO AN AMOUNT OF UP TO RM11,287,500 DIVIDED BY THE 5-DAY VOLUME WEIGHTED AVERAGE MARKET PRICE OF THE BUMI ARMADA SHARES PRECEDING THE DATE OF THE OFFER AS TRADED ON BURSA MALAYSIA SECURITIES BERHAD (ROUNDED UP TO THE NEAREST 100 BUMI ARMADA SHARES), SUBJECT ALWAYS TO THE TERMS AND CONDITIONS OF, AND/OR ANY ADJUSTMENTS WHICH MAY BE MADE PURSUANT TO THE PROVISIONS OF THE BY-LAWS OF THE MIP; (II) ISSUE AND ALLOT TO HIM, SUCH NUMBER OF NEW BUMI ARMADA SHARES (WHETHER DURING OR AFTER THE MANDATE PERIOD) IN RESPECT OF SUCH BUMI ARMADA SHARES COMPRISED IN THE OFFERS AND GRANTS MADE AND/OR AWARDED TO HIM DURING THE MANDATE PERIOD; AND (III) TAKE ALL SUCH ACTIONS THAT MAY BE NECESSARY AND/OR DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION AND TO EXECUTE, SIGN AND DELIVER ON BEHALF OF THE COMPANY, ALL SUCH DOCUMENTS AS THEY MAY DEEM NECESSARY, EXPEDIENT AND/OR APPROPRIATE, WITH FULL POWERS TO ASSENT TO ANY CONDITION, MODIFICATION, VARIATION AND/OR AMENDMENT THERETO AS THE DIRECTORS OF THE COMPANY MAY DEEM FIT AND IN THE BEST INTEREST OF THE COMPANY | |||||||||
9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (I) MAKE AND/OR AWARD OFFERS AND GRANTS TO SHAHARUL REZZA BIN HASSAN, EXECUTIVE DIRECTOR/HEAD OF OFFSHORE MARINE SERVICES OF THE COMPANY, AT ANY TIME AND FROM TIME TO TIME, COMMENCING FROM THE DATE OF THE SHAREHOLDERS' APPROVAL ("APPROVAL DATE") AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY COMMENCING NEXT AFTER THE APPROVAL DATE OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED TO BE HELD ("MANDATE PERIOD") PURSUANT TO THE MIP, COMPRISING SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("BUMI ARMADA SHARES") EQUIVALENT TO AN AMOUNT OF UP TO RM1,998,000 DIVIDED BY THE 5-DAY VOLUME | Management | For | For | |||||
WEIGHTED AVERAGE MARKET PRICE OF THE BUMI ARMADA SHARES PRECEDING THE DATE OF THE OFFER AS TRADED ON BURSA MALAYSIA SECURITIES BERHAD (ROUNDED UP TO THE NEAREST 100 BUMI ARMADA SHARES), SUBJECT ALWAYS TO THE TERMS AND CONDITIONS OF, AND/OR ANY ADJUSTMENTS WHICH MAY BE MADE PURSUANT TO THE PROVISIONS OF THE BY-LAWS OF THE MIP; (II) ISSUE AND ALLOT TO HIM, SUCH NUMBER OF NEW BUMI ARMADA SHARES (WHETHER DURING OR AFTER THE MANDATE PERIOD) IN RESPECT OF SUCH BUMI ARMADA SHARES COMPRISED IN THE OFFERS AND GRANTS MADE AND/OR AWARDED TO HIM DURING THE MANDATE PERIOD; AND (III) TAKE ALL SUCH ACTIONS THAT MAY BE NECESSARY AND/OR DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION AND TO EXECUTE, SIGN AND DELIVER ON BEHALF OF THE COMPANY, ALL SUCH DOCUMENTS AS THEY MAY DEEM NECESSARY, EXPEDIENT AND/OR APPROPRIATE, WITH FULL POWERS TO ASSENT TO ANY CONDITION, MODIFICATION, VARIATION AND/OR AMENDMENT THERETO AS THE DIRECTORS OF THE COMPANY MAY DEEM FIT AND IN THE BEST INTEREST OF THE COMPANY | |||||||||
CHINA OILFIELD SERVICES LIMITED | |||||||||
Security | Y15002101 | Meeting Type | Class Meeting | ||||||
Ticker Symbol | 2883 | Meeting Date | 01-Jun-2017 | ||||||
ISIN | CNE1000002P4 | Agenda | 707996685 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411889.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411845.pdf | Non-Voting | |||||||
1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO BUY BACK DOMESTIC SHARES (A SHARES) AND OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES):- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR BUY BACKS OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS. (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF BUY BACK, PERIOD OF BUY BACK, BUY BACK PRICE AND NUMBER OF SHARES TO BUY BACK, ETC; (II) | Management | For | For | |||||
NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; (V) CARRY OUT CANCELATION PROCEDURES FOR BOUGHT BACK SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER APPROVE AND EXECUTE, ON BEHALF OF THE COMPANY, DOCUMENTS AND MATTERS RELATED TO SHARE BUY BACK. (4) THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2017; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2016, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2017 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2017; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO BUY BACK DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE BUY BACK IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | |||||||||
CHINA OILFIELD SERVICES LIMITED | |||||||||
Security | Y15002101 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | 2883 | Meeting Date | 01-Jun-2017 | ||||||
ISIN | CNE1000002P4 | Agenda | 707996813 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411869.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411827.pdf | Non-Voting | |||||||
1 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORT OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
2 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION AND ANNUAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |||||
5 | TO APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY FOR THE YEAR 2017 AND TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION THEREOF | Management | For | For | |||||
6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF LAW HONG PING, LAWRENCE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||
7 | TO CONSIDER AND APPROVE THE PROVISION OF GUARANTEES BY THE COMPANY FOR THE RELEVANT SUBSIDIARIES AS SET OUT IN THE SECTION HEADED "LETTER FROM THE BOARD - PROPOSED PROVISION OF GUARANTEES FOR SUBSIDIARIES" IN THE CIRCULAR OF THE COMPANY DATED 11 APRIL 2017 | Management | For | For | |||||
8 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTIONS:- (A) APPROVE A GENERAL MANDATE TO THE BOARD TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO ALLOT, ISSUE OVERSEAS-LISTED FOREIGN | Management | Against | Against | |||||
INVESTED SHARES (H SHARES) NOT EXCEEDING 20% OF THE TOTAL NUMBER OF H SHARES IN ISSUE AT THE TIME OF PASSING THIS RESOLUTION AT THE ANNUAL GENERAL MEETING. (B) SUBJECT TO COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS AND RULES OF THE RELEVANT SECURITIES EXCHANGE, THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE THE ISSUANCE PRICE, TIME OF ISSUANCE, PERIOD OF ISSUANCE, NUMBER OF SHARES TO BE ISSUED, ALLOTTEES AND USE OF PROCEEDS, AND WHETHER TO ISSUE SHARES TO EXISTING SHAREHOLDERS; (II) ENGAGE THE SERVICES OF PROFESSIONAL ADVISERS FOR SHARE ISSUANCE RELATED MATTERS, AND TO APPROVE AND EXECUTE ALL ACTS, DEEDS, DOCUMENTS OR OTHER MATTERS NECESSARY, APPROPRIATE OR REQUIRED FOR SHARE ISSUANCE; (III) APPROVE AND EXECUTE DOCUMENTS RELATED TO SHARE ISSUANCE FOR SUBMISSION TO REGULATORY AUTHORITIES, AND TO CARRY OUT RELEVANT APPROVAL PROCEDURES; (IV) AFTER SHARE ISSUANCE, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, AND TO CARRY OUT RELEVANT REGISTRATIONS AND FILINGS. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2017; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2016; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO ISSUE H SHARES DURING THE RELEVANT PERIOD AND THE SHARE ISSUANCE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | |||||||||
9 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO BUY BACK DOMESTIC SHARES (A SHARES) AND OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES):- (A) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS | Management | For | For | |||||
MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR BUY BACKS OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS; (B) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS; AND (C) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF BUY BACK, PERIOD OF BUY BACK, BUY BACK PRICE AND NUMBER OF SHARES TO BUY BACK, ETC; (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; AND (V) CARRY OUT CANCELATION PROCEDURES FOR BOUGHT BACK SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE BUY BACK. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2017; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2016, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2017 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2017; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A | |||||||||
CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO BUY BACK DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE BUY BACK IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | |||||||||
10 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||
CMMT | PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING. THANK YOU. | Non-Voting | |||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||
Security | 874039100 | Meeting Type | Annual | ||||||
Ticker Symbol | TSM | Meeting Date | 08-Jun-2017 | ||||||
ISIN | US8740391003 | Agenda | 934625356 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |||||
2. | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2016 EARNINGS | Management | For | For | |||||
3. | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For | |||||
4. | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | Management | For | For | |||||
5. | DIRECTORS | Management | |||||||
1 | MARK LIU | For | For | ||||||
2 | C.C. WEI | For | For | ||||||
ISHARES MSCI FUND | |||||||||
Security | 46429B614 | Meeting Type | Special | ||||||
Ticker Symbol | SMIN | Meeting Date | 19-Jun-2017 | ||||||
ISIN | US46429B6149 | Agenda | 934621156 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | Split | Split | |||||
1 | JANE D. CARLIN | Split | Split | ||||||
2 | RICHARD L. FAGNANI | Split | Split | ||||||
3 | DREW E. LAWTON | Split | Split | ||||||
4 | MADHAV V. RAJAN | Split | Split | ||||||
5 | MARK WIEDMAN | Split | Split | ||||||
VALE S.A. | |||||||||
Security | 91912E105 | Meeting Type | Special | ||||||
Ticker Symbol | VALE | Meeting Date | 27-Jun-2017 | ||||||
ISIN | US91912E1055 | Agenda | 934646235 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | VOLUNTARY CONVERSION OF CLASS "A" PREFERRED SHARES ISSUED BY VALE INTO COMMON SHARES AT THE RATIO OF 0.9342 COMMON SHARES TO EACH CLASS "A" PREFERRED SHARE | Management | Against | Against | |||||
2. | AMENDMENT OF VALE'S BY-LAWS TO ADAPT THEM, AS MUCH AS POSSIBLE, TO THE RULES OF THE "NOVO MERCADO" SPECIAL LISTING SEGMENT OF BM&FBOVESPA S.A. - BOLSA DE VALORES MERCADORIAS E FUTUROS STOCK EXCHANGE, AS WELL AS TO IMPLEMENT CERTAIN ADJUSTMENTS AND IMPROVEMENTS | Management | For | For | |||||
3. | PURSUANT TO ARTICLES 224, 225, 227 AND 264 OF LAW 6,404/1976, THE INSTRUMENT OF FILING AND JUSTIFICATION OF MERGER OF VALEPAR S.A., VALE'S CONTROLLER, INTO THE COMPANY, INCLUDING RENDERING OF VALEPAR'S ASSETS TO VALE AS A RESULT OF THE TRANSACTION | Management | For | For | |||||
4. | RATIFY THE APPOINTMENT OF KPMG AUDITORES INDEPENDENTES, A SPECIALIZED COMPANY NOMINATED BY THE BOARDS OF VALE AND VALEPAR TO APPRAISE VALEPAR'S SHAREHOLDERS' EQUITY, FOR THE PURPOSES OF ITS MERGER INTO THE COMPANY | Management | For | For | |||||
5. | APPRAISAL REPORT OF VALEPAR'S SHAREHOLDERS' EQUITY, PREPARED BY THE SPECIALIZED COMPANY MENTIONED ABOVE | Management | For | For | |||||
6. | MERGER OF VALEPAR INTO THE COMPANY, WITH AN ISSUANCE OF ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||||
7. | AS A RESULT OF ITEM VI, THE CONSEQUENT AMENDMENT OF THE HEAD PARAGRAPH OF ART 5. OF THE COMPANY'S BY-LAWS | Management | For | For | |||||
CHINA PETROLEUM & CHEMICAL CORPORATION | |||||||||
Security | 16941R108 | Meeting Type | Annual | ||||||
Ticker Symbol | SNP | Meeting Date | 28-Jun-2017 | ||||||
ISIN | US16941R1086 | Agenda | 934650400 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. (THE "BOARD") FOR 2016. | Management | For | ||||||
2. | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR 2016. | Management | For | ||||||
3. | TO CONSIDER AND APPROVE THE FINANCIAL REPORTS OF SINOPEC CORP. FOR 2016 AS AUDITED BY PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS. | Management | For | ||||||
4. | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR 2016. | Management | For | ||||||
5. | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITORS OF SINOPEC CORP. FOR 2017, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATIONS. | Management | For | ||||||
6. | TO AUTHORISE THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR 2017. | Management | For | ||||||
7. | TO AUTHORISE THE BOARD TO DETERMINE THE PROPOSED PLAN FOR ISSUANCE OF DEBT FINANCING INSTRUMENT(S). (SPECIAL RESOLUTION) | Management | For | ||||||
8. | TO GRANT TO THE BOARD A GENERAL MANDATE TO ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS-LISTED FOREIGN SHARES OF SINOPEC CORP. (SPECIAL RESOLUTION) | Management | Against | ||||||
9. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI YUNPENG AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF SINOPEC CORP. | Management | For | ||||||
10. | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHAO DONG AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. | Management | For | ||||||
11. | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND THE RULES OF PROCEDURES OF THE BOARD MEETINGS OF SINOPEC CORP. (SPECIAL RESOLUTION) | Management | For | ||||||
12. | TO CONSIDER AND APPROVE THE PLAN OF OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. | Management | For | ||||||
13. | TO CONSIDER AND APPROVE THE COMPLIANCE OF OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. WITH THE CIRCULAR ON ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF SUBSIDIARIES OF DOMESTIC-LISTED COMPANIES. | Management | For | ||||||
14. | TO CONSIDER AND APPROVE THE UNDERTAKING OF THE COMPANY TO MAINTAIN ITS INDEPENDENT LISTING STATUS. | Management | For | ||||||
15. | TO CONSIDER AND APPROVE THE DESCRIPTION OF SUSTAINABLE PROFITABILITY AND PROSPECTS OF THE COMPANY | Management | For | ||||||
16. | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD AND ITS AUTHORISED PERSONS TO DEAL WITH OVERSEAS LISTING MATTERS OF SINOPEC MARKETING CO., LTD. | Management | For | ||||||
17. | TO CONSIDER AND APPROVE THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. (SPECIAL RESOLUTION) | Management | For | ||||||
H1. | TO CONSIDER AND APPROVE THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. | Management | For | ||||||
MOBILE TELESYSTEMS PJSC | |||||||||
Security | 607409109 | Meeting Type | Annual | ||||||
Ticker Symbol | MBT | Meeting Date | 29-Jun-2017 | ||||||
ISIN | US6074091090 | Agenda | 934644320 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | PROCEDURE FOR CONDUCTING THE AGM. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | For | For | |||||
1B. | PROCEDURE FOR CONDUCTING THE AGM. | Management | For | For | |||||
2. | APPROVAL OF MTS PJSC ANNUAL REPORT; MTS PJSC ANNUAL FINANCIAL STATEMENTS, INCLUDING MTS PJSC PROFIT & LOSS STATEMENT; DISTRIBUTION OF PROFITS AND LOSSES OF MTS PJSC BASED ON 2016 FY RESULTS (INCLUDING PAYMENT OF DIVIDENDS). | Management | For | For | |||||
3. | DIRECTOR | Management | |||||||
1 | ALEXANDER GORBUNOV | For | For | ||||||
2 | ANDREI DUBOVSKOV | For | For | ||||||
3 | RON SOMMER | For | For | ||||||
4 | ARTYOM ZASURSKY | For | For | ||||||
5 | MICHEL COMBES | For | For | ||||||
6 | STANLEY MILLER | For | For | ||||||
7 | VSEVOLOD ROZANOV | For | For | ||||||
8 | REGINA VON FLEMMING | For | For | ||||||
9 | THOMAS HOLTROP | For | For | ||||||
4A. | ELECTION OF MEMBER OF REVISION COMMISSION OF MTS PJSC.: IRINA BORISENKOVA | Management | For | For | |||||
4B. | ELECTION OF MEMBER OF REVISION COMMISSION OF MTS PJSC.: MAXIM MAMONOV | Management | For | For | |||||
4C. | ELECTION OF MEMBER OF REVISION COMMISSION OF MTS PJSC.: ANATOLY PANARIN | Management | For | For | |||||
5. | APPROVAL OF THE AUDITOR FOR MTS PJSC. | Management | For | For | |||||
6. | APPROVAL OF THE COMPANY CHARTER AS AMENDED AND RESTATED. | Management | For | For | |||||
7. | APPROVAL OF MTS REGULATIONS ON THE BOARD OF DIRECTORS AS AMENDED AND RESTATED. | Management | For | For | |||||
8. | APPROVAL OF THE REORGANIZATION OF MTS PJSC THROUGH THE CONSOLIDATION OF SUBSIDIARIES WITH MTS PJSC. | Management | For | For | |||||
9. | AMENDMENTS TO CHARTER OF MTS PJSC. | Management | For | For |
Registrant: TWO ROADS SHARED TRUST - Conductor Global Equity Value Fund | |||||||||||||||||||||||
Investment Company Act file number: 811-22718 | |||||||||||||||||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||||||||||||||||
BED BATH & BEYOND INC. | |||||||||||||||||||||||
Security | 075896100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 01-Jul-2016 | ||||||||||||||||||||
ISIN | US0758961009 | Agenda | 934440289 - Management | ||||||||||||||||||||
Record Date | 06-May-2016 | Holding Recon Date | 06-May-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jun-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JORDAN HELLER | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | ||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
4. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS BYLAWS. | Shareholder | Against | ||||||||||||||||||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING AN EQUITY RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | ||||||||||||||||||||
6. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS. | Shareholder | Against | ||||||||||||||||||||
HYUNDAI MOBIS, SEOUL | |||||||||||||||||||||||
Security | Y3849A109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jul-2016 | |||||||||||||||||||||
ISIN | KR7012330007 | Agenda | 707125779 - Management | ||||||||||||||||||||
Record Date | 10-Jun-2016 | Holding Recon Date | 10-Jun-2016 | ||||||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 27-Jun-2016 | |||||||||||||||||
SEDOL(s) | 6449544 - B06NSG4 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: YEONG DEUK LIM) | Management | For | ||||||||||||||||||||
CMMT | 08 JUN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
AVX CORPORATION | |||||||||||||||||||||||
Security | 002444107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AVX | Meeting Date | 20-Jul-2016 | ||||||||||||||||||||
ISIN | US0024441075 | Agenda | 934446558 - Management | ||||||||||||||||||||
Record Date | 27-May-2016 | Holding Recon Date | 27-May-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jul-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | TETSUO KUBA | For | |||||||||||||||||||||
2 | KOICHI KANO | For | |||||||||||||||||||||
3 | DAVID A. DECENZO | For | |||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | ||||||||||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | |||||||||||||||||||||||
Security | P2R268136 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jul-2016 | |||||||||||||||||||||
ISIN | BRSBSPACNOR5 | Agenda | 707222143 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 26-Jul-2016 | |||||||||||||||||||||
City / | Country | SAO PAULO | / | Brazil | Vote Deadline Date | 21-Jul-2016 | |||||||||||||||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
I | ESTABLISHMENT OF THE NUMBER OF MEMBERS WHO WILL MAKE UP THE BOARD OF DIRECTORS | Management | For | ||||||||||||||||||||
II | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS TO SERVE OUT THE REMAINING TERM IN OFFICE UNTIL THE 2018 ANNUAL GENERAL MEETING. NOTE MEMBER. ARNO MEYER | Management | For | ||||||||||||||||||||
III | CORRECTION OF THE ANNUAL, AGGREGATE COMPENSATION OF THE MANAGERS AND OF THE MEMBERS OF THE FISCAL COUNCIL IN REGARD TO THE 2016 FISCAL YEAR, WHICH WAS APPROVED AT THE ANNUAL AND EXTRAORDINARY GENERAL MEETING OF THE COMPANY THAT WAS HELD ON APRIL 29, 2016, DUE TO THE CHANGE IN THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS +THAT IS PROVIDED FOR IN ITEM I ABOVE | Management | For | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | |||||||||||||||||||||
CA, INC. | |||||||||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CA | Meeting Date | 03-Aug-2016 | ||||||||||||||||||||
ISIN | US12673P1057 | Agenda | 934451270 - Management | ||||||||||||||||||||
Record Date | 06-Jun-2016 | Holding Recon Date | 06-Jun-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Aug-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | ||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
4. | TO RE-APPROVE THE CA, INC. 2011 INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | ||||||||||||||||||||
5. | TO RATIFY THE NOVEMBER 2015 STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | For | ||||||||||||||||||||
MICHAEL KORS HOLDINGS LIMITED | |||||||||||||||||||||||
Security | G60754101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KORS | Meeting Date | 04-Aug-2016 | ||||||||||||||||||||
ISIN | VGG607541015 | Agenda | 934452448 - Management | ||||||||||||||||||||
Record Date | 01-Jun-2016 | Holding Recon Date | 01-Jun-2016 | ||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 03-Aug-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL KORS | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JUDY GIBBONS | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JANE THOMPSON | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 1, 2017. | Management | For | ||||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Aug-2016 | |||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 707284395 - Management | ||||||||||||||||||||
Record Date | 05-Aug-2016 | Holding Recon Date | 05-Aug-2016 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 03-Aug-2016 | |||||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/0720/LTN20160720237.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/0720/LTN20160720197.pdf | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE BAOJI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 21 JULY 2016 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | ||||||||||||||||||||
2 | TO APPROVE, RATIFY AND CONFIRM THE SHANXI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | ||||||||||||||||||||
RALPH LAUREN CORPORATION | |||||||||||||||||||||||
Security | 751212101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RL | Meeting Date | 11-Aug-2016 | ||||||||||||||||||||
ISIN | US7512121010 | Agenda | 934454909 - Management | ||||||||||||||||||||
Record Date | 13-Jun-2016 | Holding Recon Date | 13-Jun-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Aug-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | FRANK A. BENNACK, JR. | For | |||||||||||||||||||||
2 | JOEL L. FLEISHMAN | For | |||||||||||||||||||||
3 | HUBERT JOLY | For | |||||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 1, 2017. | Management | For | ||||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2016 PROXY STATEMENT. | Management | For | ||||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR 2010 LONG- TERM STOCK INCENTIVE PLAN (THE "2010 STOCK INCENTIVE PLAN") TO INCREASE THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON STOCK AVAILABLE FOR AWARD GRANTS UNDER THE 2010 STOCK INCENTIVE PLAN FROM 6,062,518 SHARES TO 6,972,518 SHARES AND RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2010 STOCK INCENTIVE PLAN TO EXTEND THE FIVE-YEAR PERIOD FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | ||||||||||||||||||||
METCASH LTD, SYDNEY | |||||||||||||||||||||||
Security | Q6014C106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Aug-2016 | |||||||||||||||||||||
ISIN | AU000000MTS0 | Agenda | 707287656 - Management | ||||||||||||||||||||
Record Date | 29-Aug-2016 | Holding Recon Date | 29-Aug-2016 | ||||||||||||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 24-Aug-2016 | |||||||||||||||||
SEDOL(s) | B0744W4 - B079474 - B07J6Y5 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||||||||||||
2.A | TO RE-ELECT MR PATRICK ALLAWAY AS A DIRECTOR | Management | For | ||||||||||||||||||||
2.B | TO RE-ELECT MRS FIONA BALFOUR AS A DIRECTOR | Management | For | ||||||||||||||||||||
2.C | TO ELECT MRS HELEN NASH AS A DIRECTOR | Management | For | ||||||||||||||||||||
2.D | TO ELECT MR MURRAY JORDAN AS A DIRECTOR | Management | For | ||||||||||||||||||||
3 | TO ADOPT THE REMUNERATION REPORT | Management | For | ||||||||||||||||||||
4 | TO APPROVE AWARD OF PERFORMANCE RIGHTS TO MR IAN MORRICE, CEO | Management | For | ||||||||||||||||||||
SEADRILL LIMITED | |||||||||||||||||||||||
Security | G7945E105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SDRL | Meeting Date | 23-Sep-2016 | ||||||||||||||||||||
ISIN | BMG7945E1057 | Agenda | 934468972 - Management | ||||||||||||||||||||
Record Date | 25-Jul-2016 | Holding Recon Date | 25-Jul-2016 | ||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 22-Sep-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
2 | TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
3 | TO RE-ELECT PAUL M. LEAND, JR. AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
4 | TO RE-ELECT ORJAN SVANEVIK AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
5 | TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
6 | TO RE-ELECT PER WULLF AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
7 | TO RE-ELECT GEORGINA E. SOUSA AS A DIRECTOR OF THE COMPANY. | Management | For | ||||||||||||||||||||
8 | TO AMEND AND RE-STATE BYE-LAW 61 RELATING TO THE QUORUM NECESSARY FOR THE TRANSACTION OF COMPANY BUSINESS AT A GENERAL MEETING. | Management | For | ||||||||||||||||||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | ||||||||||||||||||||
10 | TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US $1,000,000 FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | ||||||||||||||||||||
FEDEX CORPORATION | |||||||||||||||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FDX | Meeting Date | 26-Sep-2016 | ||||||||||||||||||||
ISIN | US31428X1063 | Agenda | 934470218 - Management | ||||||||||||||||||||
Record Date | 01-Aug-2016 | Holding Recon Date | 01-Aug-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Sep-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. | Shareholder | Against | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE- COUNTING. | Shareholder | Against | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | ||||||||||||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO- DISCRIMINATION LAWS. | Shareholder | Against | ||||||||||||||||||||
GREE,INC. | |||||||||||||||||||||||
Security | J18807107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Sep-2016 | |||||||||||||||||||||
ISIN | JP3274070006 | Agenda | 707344228 - Management | ||||||||||||||||||||
Record Date | 30-Jun-2016 | Holding Recon Date | 30-Jun-2016 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Sep-2016 | |||||||||||||||||
SEDOL(s) | B3FJNX6 - B3ZY7H3 - B4Y2XQ6 | Quick Code | 36320 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Tanaka, Yoshikazu | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Fujimoto, Masaki | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Akiyama, Jin | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Araki, Eiji | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Shino, Sanku | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Maeda, Yuta | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Yamagishi, Kotaro | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Natsuno, Takeshi | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Iijima, Kazunobu | Management | For | ||||||||||||||||||||
3.1 | Appoint a Corporate Auditor Seyama, Masahiro | Management | For | ||||||||||||||||||||
3.2 | Appoint a Corporate Auditor Nagasawa, Toru | Management | For | ||||||||||||||||||||
3.3 | Appoint a Corporate Auditor Shima, Koichi | Management | For | ||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Oct-2016 | |||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 707412324 - Management | ||||||||||||||||||||
Record Date | 07-Oct-2016 | Holding Recon Date | 07-Oct-2016 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-Oct-2016 | |||||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE MASTER DISPOSAL AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 23 SEP 2016 (THE 'CIRCULAR')) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/0922/LTN20160922386.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/0922/LTN20160922420.pdf | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||||||||||
CMMT | 23 SEP 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 10 OCT 2016 TO 7 OCT 2016. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||||||||||
CINTAS CORPORATION | |||||||||||||||||||||||
Security | 172908105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTAS | Meeting Date | 18-Oct-2016 | ||||||||||||||||||||
ISIN | US1729081059 | Agenda | 934475725 - Management | ||||||||||||||||||||
Record Date | 19-Aug-2016 | Holding Recon Date | 19-Aug-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN F. BARRETT | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MELANIE W. BARSTAD | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT E. COLETTI | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD T. FARMER | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT D. FARMER | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | ||||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
3. | TO APPROVE THE CINTAS CORPORATION 2016 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | ||||||||||||||||||||
4. | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | ||||||||||||||||||||
WORLEYPARSONS LTD | |||||||||||||||||||||||
Security | Q9857K102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Oct-2016 | |||||||||||||||||||||
ISIN | AU000000WOR2 | Agenda | 707411827 - Management | ||||||||||||||||||||
Record Date | 21-Oct-2016 | Holding Recon Date | 21-Oct-2016 | ||||||||||||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 19-Oct-2016 | |||||||||||||||||
SEDOL(s) | 6562474 - B04KKL6 - B063529 - BHZKR68 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5, 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||||||||||||
2.A | TO RE-ELECT MR JOHN GRILL AS A DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
2.B | TO RE-ELECT MS CATHERINE LIVINGSTONE AS A DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
3 | TO ADOPT THE REMUNERATION REPORT | Management | For | ||||||||||||||||||||
4 | TO APPROVE THE GRANT OF SHARE PRICE PERFORMANCE RIGHTS TO MR ANDREW WOOD | Management | For | ||||||||||||||||||||
5 | TO APPROVE THE GRANT OF LONG- TERM INCENTIVE PERFORMANCE RIGHTS TO MR ANDREW WOOD | Management | For | ||||||||||||||||||||
6 | TO APPROVE POTENTIAL TERMINATION BENEFITS | Management | For | ||||||||||||||||||||
7 | TO APPROVE REINSERTION OF THE PROPORTIONAL TAKEOVER PROVISIONS | Management | For | ||||||||||||||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | |||||||||||||||||||||||
Security | Y74718100 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2016 | |||||||||||||||||||||
ISIN | KR7005930003 | Agenda | 707380642 - Management | ||||||||||||||||||||
Record Date | 28-Sep-2016 | Holding Recon Date | 28-Sep-2016 | ||||||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 17-Oct-2016 | |||||||||||||||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL OF PHYSICAL DIVISION | Management | For | ||||||||||||||||||||
2 | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JAEYONG LEE) | Management | For | ||||||||||||||||||||
CMMT | 15 SEP 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
CMMT | 15 SEP 2016: PLEASE NOTE THE ISSUING COMPANY WILL OWN 100% OF SHARES OF NEWLY-ESTABLISHED COMPANY RESULTED FROM THE ABOVE SPIN-OFF. THEREFORE THIS SPIN-OFF-DOES NOT AFFECT ON SHAREHOLDERS OF COMPANY. THANK YOU | Non-Voting | |||||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | |||||||||||||||||||||||
Security | G5876H105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRVL | Meeting Date | 08-Nov-2016 | ||||||||||||||||||||
ISIN | BMG5876H1051 | Agenda | 934484558 - Management | ||||||||||||||||||||
Record Date | 12-Sep-2016 | Holding Recon Date | 12-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER A. FELD | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD S. HILL | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN G. KASSAKIAN, SC.D. | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: OLEG KHAYKIN | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ARTURO KRUEGER | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MATTHEW J. MURPHY | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL STRACHAN | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: RANDHIR THAKUR, PH.D. | Management | For | ||||||||||||||||||||
2. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | THE APPOINTMENT OF DELOITTE & TOUCHE LLP ("DELOITTE & TOUCHE") AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE, ACTING ON BEHALF OF OUR BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR OUR FISCAL YEAR ENDING JANUARY 28, 2017. | Management | For | ||||||||||||||||||||
4. | A PROPOSAL TO AMEND THE COMPANY'S THIRD AMENDED AND RESTATED BYE-LAWS (THE "EXISTING BYE-LAWS") TO IMPLEMENT PROXY ACCESS. | Management | For | ||||||||||||||||||||
5. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO AMEND PROCEDURES FOR ADVANCE NOTICE OF DIRECTOR NOMINATIONS AND OTHER PROPOSALS AT GENERAL MEETINGS OF SHAREHOLDERS. | Management | For | ||||||||||||||||||||
6. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO ALLOW A MAJORITY VOTE OF SHAREHOLDERS TO AMEND THE COMPANY'S BYE-LAWS IN ALL INSTANCES. | Management | For | ||||||||||||||||||||
7. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO ALLOW A MAJORITY VOTE OF SHAREHOLDERS TO APPROVE A BUSINESS COMBINATION. | Management | For | ||||||||||||||||||||
8. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO EXPRESSLY PERMIT OUR BOARD OF DIRECTORS TO ADOPT A SHAREHOLDER RIGHTS PLAN WITH A TERM OF LESS THAN 12 MONTHS OR THAT IS SUBMITTED FOR A VOTE OF THE SHAREHOLDERS NOT MORE THAN 12 MONTHS FOLLOWING ADOPTION OF THE PLAN. | Management | For | ||||||||||||||||||||
9. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO ALLOW SHAREHOLDERS TO REMOVE A DIRECTOR WITH OR WITHOUT CAUSE UPON A MAJORITY VOTE AND ELIMINATE THE LIMIT ON THE NUMBER OF DIRECTORS THAT CAN BE REMOVED AT ONE TIME. | Management | For | ||||||||||||||||||||
10. | A PROPOSAL TO AMEND THE COMPANY'S EXISTING BYE-LAWS TO PROVIDE FOR PLURALITY VOTING IN A CONTESTED ELECTION OF DIRECTORS. | Management | For | ||||||||||||||||||||
COACH, INC. | |||||||||||||||||||||||
Security | 189754104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COH | Meeting Date | 10-Nov-2016 | ||||||||||||||||||||
ISIN | US1897541041 | Agenda | 934485120 - Management | ||||||||||||||||||||
Record Date | 12-Sep-2016 | Holding Recon Date | 12-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Nov-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID DENTON | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDREA GUERRA | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN KROPF | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ANNABELLE YU LONG | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: VICTOR LUIS | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: IVAN MENEZES | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM NUTI | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEPHANIE TILENIUS | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JIDE ZEITLIN | Management | For | ||||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2017. | Management | For | ||||||||||||||||||||
3. | THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | ||||||||||||||||||||
4. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND RESTATED AS OF SEPTEMBER 23, 2016). | Management | For | ||||||||||||||||||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | ||||||||||||||||||||
6. | A STOCKHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | ||||||||||||||||||||
DEVRY EDUCATION GROUP INC. | |||||||||||||||||||||||
Security | 251893103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DV | Meeting Date | 10-Nov-2016 | ||||||||||||||||||||
ISIN | US2518931033 | Agenda | 934489344 - Management | ||||||||||||||||||||
Record Date | 23-Sep-2016 | Holding Recon Date | 23-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Nov-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHRISTOPHER B. BEGLEY | For | |||||||||||||||||||||
2 | LYLE LOGAN | For | |||||||||||||||||||||
3 | MICHAEL W. MALAFRONTE | For | |||||||||||||||||||||
4 | FERNANDO RUIZ | For | |||||||||||||||||||||
5 | RONALD L. TAYLOR | For | |||||||||||||||||||||
6 | LISA W. WARDELL | For | |||||||||||||||||||||
7 | ANN WEAVER HART | For | |||||||||||||||||||||
8 | JAMES D. WHITE | For | |||||||||||||||||||||
2. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
3. | AN ADVISORY VOTE ON THE APPROVAL OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
BHP BILLITON LTD, MELBOURNE VIC | |||||||||||||||||||||||
Security | Q1498M100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Nov-2016 | |||||||||||||||||||||
ISIN | AU000000BHP4 | Agenda | 707409276 - Management | ||||||||||||||||||||
Record Date | 15-Nov-2016 | Holding Recon Date | 15-Nov-2016 | ||||||||||||||||||||
City / | Country | BRISBAN E | / | Australia | Vote Deadline Date | 10-Nov-2016 | |||||||||||||||||
SEDOL(s) | 0144403 - 0144414 - 5709506 - 6144690 - 6144764 - 6146760 - B02KCV2 - BJ05290 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 7, 8, 9 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||||||||||||
1 | TO RECEIVE THE 2016 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON | Management | For | ||||||||||||||||||||
2 | TO RE-APPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC | Management | For | ||||||||||||||||||||
3 | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC | Management | For | ||||||||||||||||||||
4 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | Management | For | ||||||||||||||||||||
5 | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | Management | For | ||||||||||||||||||||
6 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | Management | For | ||||||||||||||||||||
7 | TO APPROVE THE 2016 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY | Management | For | ||||||||||||||||||||
8 | TO APPROVE THE 2016 REMUNERATION REPORT | Management | For | ||||||||||||||||||||
9 | TO APPROVE THE GRANT TO THE EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
10 | TO ELECT KEN MACKENZIE AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
11 | TO RE-ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
12 | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
13 | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
14 | TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
15 | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
16 | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
17 | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
18 | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
19 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
20 | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON | Management | For | ||||||||||||||||||||
MYER HOLDINGS LTD, MELBOURNE VIC | |||||||||||||||||||||||
Security | Q64865100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Nov-2016 | |||||||||||||||||||||
ISIN | AU000000MYR2 | Agenda | 707481444 - Management | ||||||||||||||||||||
Record Date | 16-Nov-2016 | Holding Recon Date | 16-Nov-2016 | ||||||||||||||||||||
City / | Country | MELBOU RNE | / | Australia | Vote Deadline Date | 11-Nov-2016 | |||||||||||||||||
SEDOL(s) | B50YPZ6 - B553DG5 - B5B1MQ6 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5.A, 5.B AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||||||||||||
3.A | ELECTION OF MR DAVE WHITTLE AS A DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
3.B | RE-ELECTION OF MR IAN CORNELL AS A DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
3.C | RE-ELECTION OF MR BOB THORN AS A DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
4 | REMUNERATION REPORT | Management | For | ||||||||||||||||||||
5.A | ALLOCATION OF RESTRICTED SHARES TO THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, MR RICHARD UMBERS | Management | For | ||||||||||||||||||||
5.B | GRANT OF PERFORMANCE RIGHTS TO THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, MR RICHARD UMBERS | Management | For | ||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Nov-2016 | |||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 707593631 - Management | ||||||||||||||||||||
Record Date | 25-Nov-2016 | Holding Recon Date | 25-Nov-2016 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 23-Nov-2016 | |||||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/1110/LTN20161110236.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/1110/LTN20161110260.pdf | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE SUPPLEMENTAL EV AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 11 NOVEMBER 2016 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE REVISED ANNUAL CAP AMOUNTS UNDER THE SUPPLEMENTAL EV AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2018 | Management | For | ||||||||||||||||||||
2 | TO APPROVE AND CONFIRM THE REVISED ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2018 | Management | For | ||||||||||||||||||||
CNOOC LTD, HONG KONG | |||||||||||||||||||||||
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Dec-2016 | |||||||||||||||||||||
ISIN | HK0883013259 | Agenda | 707599025 - Management | ||||||||||||||||||||
Record Date | 23-Nov-2016 | Holding Recon Date | 23-Nov-2016 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 28-Nov-2016 | |||||||||||||||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 - BP3RPR4 - BRTM823 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/1116/LTN20161116017.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2016/1116/LTN20161116013.pdf | Non-Voting | |||||||||||||||||||||
1 | TO APPROVE THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | ||||||||||||||||||||
2 | TO APPROVE THE PROPOSED CAPS FOR EACH CATEGORY OF THE NON- EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | ||||||||||||||||||||
EROS INTERNATIONAL PLC | |||||||||||||||||||||||
Security | G3788M114 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EROS | Meeting Date | 01-Dec-2016 | ||||||||||||||||||||
ISIN | IM00B86NL059 | Agenda | 934491856 - Management | ||||||||||||||||||||
Record Date | 30-Sep-2016 | Holding Recon Date | 30-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 30-Nov-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | PROPOSAL TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL REPORT AND ACCOUNTS ON FORM 20-F FOR THE YEAR ENDED MARCH 31, 2016. | Management | For | ||||||||||||||||||||
2. | PROPOSAL TO REAPPOINT MR. DILIP THAKKAR AS A DIRECTOR. | Management | For | ||||||||||||||||||||
3. | PROPOSAL TO REAPPOINT MR. SUNIL LULLA AS A DIRECTOR. | Management | For | ||||||||||||||||||||
4. | PROPOSAL TO REAPPOINT MS. RISHIKA LULLA SINGH AS A DIRECTOR. | Management | For | ||||||||||||||||||||
5. | PROPOSAL TO RE-APPOINT GRANT THORNTON INDIA LLP AS AUDITORS. | Management | For | ||||||||||||||||||||
KGHM POLSKA MIEDZ S.A., LUBIN | |||||||||||||||||||||||
Security | X45213109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Dec-2016 | |||||||||||||||||||||
ISIN | PLKGHM000017 | Agenda | 707588957 - Management | ||||||||||||||||||||
Record Date | 21-Nov-2016 | Holding Recon Date | 21-Nov-2016 | ||||||||||||||||||||
City / | Country | LUBIN | / | Poland | Vote Deadline Date | 21-Nov-2016 | |||||||||||||||||
SEDOL(s) | 5263251 - B05LD97 - B1CH2Y3 - B28JS31 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
1 | OPENING OF THE GENERAL MEETING | Non-Voting | |||||||||||||||||||||
2 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | ||||||||||||||||||||
3 | CONFIRMATION OF THE LEGALITY OF CONVENING THE GENERAL MEETING AND IT'S CAPACITY TO ADOPT BINDING RESOLUTIONS | Management | For | ||||||||||||||||||||
4 | ACCEPTANCE OF THE AGENDA | Management | For | ||||||||||||||||||||
5 | ADOPTION OF RESOLUTIONS ON CHANGES IN THE COMPOSITION OF THE SUPERVISORY BOARD | Management | For | ||||||||||||||||||||
6 | ADOPTION OF RESOLUTIONS ON DETERMINING THE TERMS OF SETTING THE REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY | Management | For | ||||||||||||||||||||
7 | ADOPTION OF RESOLUTIONS ON DETERMINING THE AMOUNT OF REMUNERATION OF MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY | Management | For | ||||||||||||||||||||
8 | CLOSING OF THE GENERAL MEETING | Non-Voting | |||||||||||||||||||||
MEDTRONIC PLC | |||||||||||||||||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 09-Dec-2016 | ||||||||||||||||||||
ISIN | IE00BTN1Y115 | Agenda | 934492113 - Management | ||||||||||||||||||||
Record Date | 11-Oct-2016 | Holding Recon Date | 11-Oct-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Dec-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: PREETHA REDDY | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. | Management | For | ||||||||||||||||||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON- PAY" VOTE). | Management | For | ||||||||||||||||||||
4. | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS". | Management | For | ||||||||||||||||||||
5A. | TO APPROVE AMENDMENTS TO MEDTRONIC'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. | Management | For | ||||||||||||||||||||
5B. | TO APPROVE AMENDMENTS TO MEDTRONIC'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. | Management | For | ||||||||||||||||||||
6. | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES OF ASSOCIATION. | Management | For | ||||||||||||||||||||
THE GREENBRIER COMPANIES, INC. | |||||||||||||||||||||||
Security | 393657101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GBX | Meeting Date | 06-Jan-2017 | ||||||||||||||||||||
ISIN | US3936571013 | Agenda | 934504285 - Management | ||||||||||||||||||||
Record Date | 04-Nov-2016 | Holding Recon Date | 04-Nov-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jan-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GRAEME A. JACK | For | |||||||||||||||||||||
2 | WENDY L. TERAMOTO | For | |||||||||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. | Management | For | ||||||||||||||||||||
FRANKLIN RESOURCES, INC. | |||||||||||||||||||||||
Security | 354613101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BEN | Meeting Date | 15-Feb-2017 | ||||||||||||||||||||
ISIN | US3546131018 | Agenda | 934518119 - Management | ||||||||||||||||||||
Record Date | 19-Dec-2016 | Holding Recon Date | 19-Dec-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER K. BARKER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARIANN BYERWALTER | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES E. JOHNSON | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARK C. PIGOTT | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA STEIN | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SETH H. WAUGH | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE). | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Management | 3 Years | ||||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REQUESTING A BOARD REPORT REGARDING CLIMATE CHANGE AND PROXY VOTING. | Shareholder | Against | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A BOARD REPORT REGARDING EXECUTIVE PAY AND PROXY VOTING. | Shareholder | Against | ||||||||||||||||||||
APPLE INC. | |||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||||||||||||||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | ||||||||||||||||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | ||||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | ||||||||||||||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | ||||||||||||||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | ||||||||||||||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | ||||||||||||||||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | ||||||||||||||||||||
HELMERICH & PAYNE, INC. | |||||||||||||||||||||||
Security | 423452101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HP | Meeting Date | 01-Mar-2017 | ||||||||||||||||||||
ISIN | US4234521015 | Agenda | 934522512 - Management | ||||||||||||||||||||
Record Date | 06-Jan-2017 | Holding Recon Date | 06-Jan-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RANDY A. FOUTCH | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HANS HELMERICH | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN W. LINDSAY | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAULA MARSHALL | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS A. PETRIE | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DONALD F. ROBILLARD, JR. | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
SANMINA CORPORATION | |||||||||||||||||||||||
Security | 801056102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SANM | Meeting Date | 06-Mar-2017 | ||||||||||||||||||||
ISIN | US8010561020 | Agenda | 934524047 - Management | ||||||||||||||||||||
Record Date | 13-Jan-2017 | Holding Recon Date | 13-Jan-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. CLARKE | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: EUGENE A. DELANEY | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RITA S. LANE | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARIO M. ROSATI | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WAYNE SHORTRIDGE | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JURE SOLA | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SANMINA CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | ||||||||||||||||||||
3. | TO APPROVE THE RESERVATION OF 1,800,000 SHARES OF COMMON STOCK FOR ISSUANCE UNDER THE 2009 INCENTIVE PLAN OF SANMINA CORPORATION. | Management | For | ||||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY (NON BINDING) BASIS, THE COMPENSATION OF SANMINA CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
KULICKE & SOFFA INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 501242101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KLIC | Meeting Date | 14-Mar-2017 | ||||||||||||||||||||
ISIN | US5012421013 | Agenda | 934522409 - Management | ||||||||||||||||||||
Record Date | 15-Dec-2016 | Holding Recon Date | 15-Dec-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MR. GARRETT E. PIERCE | For | |||||||||||||||||||||
2 | MR. CHIN HU LIM | For | |||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | ||||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2017 EQUITY PLAN. | Management | For | ||||||||||||||||||||
4. | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
5. | TO APPROVE, ON A NON-BINDING BASIS, HOW OFTEN SHAREHOLDERS WILL VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | ||||||||||||||||||||
METSO CORPORATION, HELSINKI | |||||||||||||||||||||||
Security | X53579102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2017 | |||||||||||||||||||||
ISIN | FI0009007835 | Agenda | 707720226 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline Date | 15-Mar-2017 | |||||||||||||||||
SEDOL(s) | 5713422 - 5722600 - B02G8Y5 - B28K6T6 - BHZLM55 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||||||||||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||||||||||||||
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | |||||||||||||||||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||||||||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||||||||||||||
6 | PRESENTATION OF FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL STATEMENTS,-THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITORS REPORT FOR THE YEAR-2016 | Non-Voting | |||||||||||||||||||||
7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | ||||||||||||||||||||
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: EUR 1.05 PER SHARE | Management | For | ||||||||||||||||||||
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | ||||||||||||||||||||
10 | RESOLUTION ON THE REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||||||||||||||
11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: (7) | Management | For | ||||||||||||||||||||
12 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS; THE NOMINATION BOARD PROPOSES THAT THE FOLLOWING CURRENT MEMBERS OF THE BOARD OF DIRECTORS BE RE- ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS: MR. MIKAEL LILIUS, MR. CHRISTER GARDELL, MR. PETER CARLSSON, MR. OZEY K. HORTON, JR., MR. LARS JOSEFSSON, MS. NINA KOPOLA AND MS. ARJA TALMA. MIKAEL LILIUS IS PROPOSED TO BE RE- ELECTED AS THE CHAIRMAN OF THE BOARD OF DIRECTORS AND MR. CHRISTER GARDELL AS THE VICE- CHAIRMAN OF THE BOARD OF DIRECTORS. WILSON NELIO BRUMER HAS INFORMED THAT HE IS NOT AVAILABLE FOR RE-ELECTION | Management | For | ||||||||||||||||||||
13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | ||||||||||||||||||||
14 | ELECTION OF THE AUDITOR; ERNST & YOUNG OY | Management | For | ||||||||||||||||||||
15 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | ||||||||||||||||||||
16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON DONATIONS TO BE GIVEN TO UNIVERSITIES | Management | For | ||||||||||||||||||||
17 | CLOSING OF THE MEETING | Non-Voting | |||||||||||||||||||||
SK HYNIX INC, ICHON | |||||||||||||||||||||||
Security | Y8085F100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Mar-2017 | |||||||||||||||||||||
ISIN | KR7000660001 | Agenda | 707787581 - Management | ||||||||||||||||||||
Record Date | 31-Dec-2016 | Holding Recon Date | 31-Dec-2016 | ||||||||||||||||||||
City / | Country | ICHEON | / | Korea, Republic Of | Vote Deadline Date | 14-Mar-2017 | |||||||||||||||||
SEDOL(s) | 6450267 - B0WCB66 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | ||||||||||||||||||||
2 | AMENDMENT OF ARTICLES OF INCORP | Management | For | ||||||||||||||||||||
3 | ELECTION OF INSIDE DIRECTOR: I SEOK HUI | Management | For | ||||||||||||||||||||
4 | ELECTION OF A NON-PERMANENT DIRECTOR: BAK JEONG HO | Management | For | ||||||||||||||||||||
5.1 | ELECTION OF OUTSIDE DIRECTOR: CHOE JONG WON | Management | For | ||||||||||||||||||||
5.2 | ELECTION OF OUTSIDE DIRECTOR: SIN CHANG HWAN | Management | For | ||||||||||||||||||||
6.1 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: CHOE JONG WON | Management | For | ||||||||||||||||||||
6.2 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: SIN CHANG HWAN | Management | For | ||||||||||||||||||||
7 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | ||||||||||||||||||||
8 | APPROVAL OF GRANT OF STOCK OPTION | Management | For | ||||||||||||||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | |||||||||||||||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Mar-2017 | |||||||||||||||||||||
ISIN | KR7005930003 | Agenda | 707790499 - Management | ||||||||||||||||||||
Record Date | 31-Dec-2016 | Holding Recon Date | 31-Dec-2016 | ||||||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 14-Mar-2017 | |||||||||||||||||
SEDOL(s) | 6771720 - B19VC15 - B74V052 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | ||||||||||||||||||||
2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | ||||||||||||||||||||
BRIDGESTONE CORPORATION | |||||||||||||||||||||||
Security | J04578126 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Mar-2017 | |||||||||||||||||||||
ISIN | JP3830800003 | Agenda | 707799625 - Management | ||||||||||||||||||||
Record Date | 31-Dec-2016 | Holding Recon Date | 31-Dec-2016 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Mar-2017 | |||||||||||||||||
SEDOL(s) | 5476402 - 6132101 - B01DD20 - B16MTY3 - BHZL2T9 | Quick Code | 51080 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Tsuya, Masaaki | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Nishigai, Kazuhisa | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Zaitsu, Narumi | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Togami, Kenichi | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Tachibana Fukushima, Sakie | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Scott Trevor Davis | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Okina, Yuri | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Masuda, Kenichi | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Yamamoto, Kenzo | Management | For | ||||||||||||||||||||
2.10 | Appoint a Director Terui, Keiko | Management | For | ||||||||||||||||||||
2.11 | Appoint a Director Sasa, Seiichi | Management | For | ||||||||||||||||||||
TESORO CORPORATION | |||||||||||||||||||||||
Security | 881609101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TSO | Meeting Date | 24-Mar-2017 | ||||||||||||||||||||
ISIN | US8816091016 | Agenda | 934532121 - Management | ||||||||||||||||||||
Record Date | 10-Feb-2017 | Holding Recon Date | 10-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Mar-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | TO APPROVE THE ISSUANCE OF SHARES OF TESORO COMMON STOCK IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2016, AMONG WESTERN REFINING, INC., TESORO CORPORATION, TAHOE MERGER SUB 1, INC. AND TAHOE MERGER SUB 2, LLC, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Management | For | ||||||||||||||||||||
2. | TO ADOPT AN AMENDMENT TO THE TESORO CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF TESORO COMMON STOCK FROM 200 MILLION TO 300 MILLION. | Management | For | ||||||||||||||||||||
3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | ||||||||||||||||||||
OUTOTEC OYJ, ESPOO | |||||||||||||||||||||||
Security | X6026E100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2017 | |||||||||||||||||||||
ISIN | FI0009014575 | Agenda | 707763529 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline Date | 22-Mar-2017 | |||||||||||||||||
SEDOL(s) | B1FN8X9 - B1FVBB2 - B1H6PL3 - B28L5N6 - BHZLPD4 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||||||||||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||||||||||||||
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | |||||||||||||||||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||||||||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||||||||||||||
6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE REPORT OF THE BOARD OF-DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR 2016 | Non-Voting | |||||||||||||||||||||
7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | For | ||||||||||||||||||||
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | For | ||||||||||||||||||||
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | ||||||||||||||||||||
10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||||||||||||||
11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: SEVEN (7) | Management | For | ||||||||||||||||||||
12 | ELECTION OF MEMBERS AND CHAIRMAN AS WELL AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS: OUTOTEC'S NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT OF THE CURRENT MEMBERS OF THE BOARD OF DIRECTORS, MATTI ALAHUHTA, TIMO RITAKALLIO, EIJA AILASMAA, KLAUS CAWEN, ANJA KORHONEN, PATRIK NOLAKER AND IAN W. PEARCE BE RE-ELECTED AS MEMBERS OF THE BOARD FOR THE TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING 2018. CURRENT BOARD MEMBER CHAIM (POJU) ZABLUDOWICZ HAS ANNOUNCED THAT HE IS NOT AVAILABLE FOR RE-ELECTION WHEN BOARD MEMBERS FOR THE NEW TERM OF OFFICE ARE ELECTED. THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES TO ELECT MATTI ALAHUHTA AS CHAIRMAN OF THE BOARD OF DIRECTORS AND TIMO RITAKALLIO AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE TERM ENDING AT THE CLOSURE OF THE ANNUAL GENERAL MEETING 2018 | Management | For | ||||||||||||||||||||
13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | ||||||||||||||||||||
14 | ELECTION OF AUDITOR: ON THE RECOMMENDATION OF THE AUDIT AND RISK COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT AUTHORISED PUBLIC ACCOUNTANTS PRICEWATERHOUSECOOPERS OY BE ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING 2018. PRICEWATERHOUSECOOPERS OY HAS ANNOUNCED THAT IT WILL APPOINT MARKKU KATAJISTO, APA, AS THE PRINCIPALLY RESPONSIBLE AUDITOR | Management | For | ||||||||||||||||||||
15 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | ||||||||||||||||||||
16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | For | ||||||||||||||||||||
17 | CLOSING OF THE MEETING | Non-Voting | |||||||||||||||||||||
TOAGOSEI CO.,LTD. | |||||||||||||||||||||||
Security | J8381L105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2017 | |||||||||||||||||||||
ISIN | JP3556400004 | Agenda | 707795944 - Management | ||||||||||||||||||||
Record Date | 31-Dec-2016 | Holding Recon Date | 31-Dec-2016 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 28-Mar-2017 | |||||||||||||||||
SEDOL(s) | 6894467 | Quick Code | 40450 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director except as Supervisory Committee Members Takamura, Mikishi | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director except as Supervisory Committee Members Ishikawa, Nobuhiro | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director except as Supervisory Committee Members Nomura, Soichi | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director except as Supervisory Committee Members Komine, Akira | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director except as Supervisory Committee Members Ito, Katsuyuki | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director except as Supervisory Committee Members Sugiura, Shinichi | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director except as Supervisory Committee Members Sakai, Etsuo | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director except as Supervisory Committee Members Suzuki, Yoshitaka | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director except as Supervisory Committee Members Nakanishi, Satoru | Management | For | ||||||||||||||||||||
SFA ENGINEERING CORPORATION, HWASEONG | |||||||||||||||||||||||
Security | Y7676C104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2017 | |||||||||||||||||||||
ISIN | KR7056190002 | Agenda | 707841892 - Management | ||||||||||||||||||||
Record Date | 31-Dec-2016 | Holding Recon Date | 31-Dec-2016 | ||||||||||||||||||||
City / | Country | GYEONG GI | / | Korea, Republic Of | Vote Deadline Date | 21-Mar-2017 | |||||||||||||||||
SEDOL(s) | 6430140 - B06NYH7 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | ||||||||||||||||||||
2.1 | ELECTION OF INSIDE DIRECTOR: GIM YEONG MIN | Management | For | ||||||||||||||||||||
2.2 | ELECTION OF INSIDE DIRECTOR: I MYEONG JAE | Management | For | ||||||||||||||||||||
2.3 | ELECTION OF INSIDE DIRECTOR: JEON YONG BAE | Management | For | ||||||||||||||||||||
2.4 | ELECTION OF OUTSIDE DIRECTOR: I GYU YEONG | Management | For | ||||||||||||||||||||
2.5 | ELECTION OF OUTSIDE DIRECTOR: JO IN HOE | Management | For | ||||||||||||||||||||
3.1 | ELECTION OF AUDIT COMMITTEE MEMBER: I GYU YEONG | Management | For | ||||||||||||||||||||
3.2 | ELECTION OF AUDIT COMMITTEE MEMBER: JO IN HOE | Management | For | ||||||||||||||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | ||||||||||||||||||||
5 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | Management | For | ||||||||||||||||||||
PT UNITED TRACTORS TBK | |||||||||||||||||||||||
Security | Y7146Y140 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Apr-2017 | |||||||||||||||||||||
ISIN | ID1000058407 | Agenda | 707858722 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | JAKART A | / | Indonesia | Vote Deadline Date | 31-Mar-2017 | |||||||||||||||||
SEDOL(s) | 6230845 - B021Y86 - B3BJJP4 - BJ05687 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL ANNUAL REPORT, RATIFICATION FINANCIAL REPORT AND BOARD OF COMMISSIONERS SUPERVISORY REPORT FOR BOOK YEAR 2016 | Management | For | ||||||||||||||||||||
2 | DETERMINE THE UTILIZATION OF COMPANY NET PROFIT FOR BOOK YEAR 2016 | Management | For | ||||||||||||||||||||
3 | APPOINT BOARD OF DIRECTOR AND BOARD COMMISSIONER FOR PERIOD 2017 UNTIL 2019 | Management | For | ||||||||||||||||||||
4 | DETERMINE SALARY, ALLOWANCE FOR BOARD OF DIRECTORS AND SALARY, HONORARIUM AND ALLOWANCE FOR BOARD COMMISSIONER FOR PERIOD 2017 UNTIL 2018 | Management | For | ||||||||||||||||||||
5 | APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT COMPANY FINANCIAL REPORT FOR BOOK YEAR 2017 | Management | For | ||||||||||||||||||||
PT TAMBANG BATUBARA BUKIT ASAM (PERSERO) TBK, JAKA | |||||||||||||||||||||||
Security | Y8520P101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2017 | |||||||||||||||||||||
ISIN | ID1000094006 | Agenda | 707922161 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | JAKART A | / | Indonesia | Vote Deadline Date | 07-Apr-2017 | |||||||||||||||||
SEDOL(s) | 6565127 - B01ZJG2 - B0302P5 - BHZLQ53 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | Management | For | ||||||||||||||||||||
2 | APPROVAL OF THE ANNUAL REPORT PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM | Management | For | ||||||||||||||||||||
3 | APPROVAL ON PROFIT UTILIZATION | Management | For | ||||||||||||||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | Management | For | ||||||||||||||||||||
5 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND DEVELOPMENT PROGRAM REPORT AUDIT | Management | For | ||||||||||||||||||||
6 | APPROVAL ON APPLICATION OF DECREE OF STATE OWNED ENTERPRISE MINISTRY | Management | For | ||||||||||||||||||||
7 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | ||||||||||||||||||||
8 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | ||||||||||||||||||||
MARATHON PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MPC | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||
ISIN | US56585A1025 | Agenda | 934543186 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF CLASS III DIRECTOR: STEVEN A. DAVIS | Management | For | ||||||||||||||||||||
1B. | ELECTION OF CLASS III DIRECTOR: GARY R. HEMINGER | Management | For | ||||||||||||||||||||
1C. | ELECTION OF CLASS III DIRECTOR: J. MICHAEL STICE | Management | For | ||||||||||||||||||||
1D. | ELECTION OF CLASS III DIRECTOR: JOHN P. SURMA | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017. | Management | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
4. | APPROVAL OF 162(M)-RELATED PROVISIONS OF THE AMENDED AND RESTATED MARATHON PETROLEUM CORPORATION 2012 INCENTIVE COMPENSATION PLAN. | Management | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL SEEKING VARIOUS DISCLOSURES RESPECTING ENVIRONMENTAL AND HUMAN RIGHTS DUE DILIGENCE. | Shareholder | Against | ||||||||||||||||||||
6. | SHAREHOLDER PROPOSAL SEEKING CLIMATE-RELATED TWO-DEGREE TRANSITION PLAN. | Shareholder | Against | ||||||||||||||||||||
7. | SHAREHOLDER PROPOSAL SEEKING SIMPLE MAJORITY VOTE PROVISIONS. | Shareholder | Against | ||||||||||||||||||||
ILUKA RESOURCES LTD | |||||||||||||||||||||||
Security | Q4875J104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2017 | |||||||||||||||||||||
ISIN | AU000000ILU1 | Agenda | 707827397 - Management | ||||||||||||||||||||
Record Date | 26-Apr-2017 | Holding Recon Date | 26-Apr-2017 | ||||||||||||||||||||
City / | Country | PERTH | / | Australia | Vote Deadline Date | 21-Apr-2017 | |||||||||||||||||
SEDOL(s) | 6957575 - B01DKM9 - B0LWLF6 - BHZLJS7 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S- WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||||||||||||
1 | RE-ELECTION OF DIRECTOR - JENNY SEABROOK | Management | For | ||||||||||||||||||||
2 | RE-ELECTION OF DIRECTOR - MARCELO BASTOS | Management | For | ||||||||||||||||||||
3 | ADOPTION OF REMUNERATION REPORT | Management | For | ||||||||||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | |||||||||||||||||||||||
Security | P2R268136 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2017 | |||||||||||||||||||||
ISIN | BRSBSPACNOR5 | Agenda | 707930841 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 26-Apr-2017 | |||||||||||||||||||||
City / | Country | SAO PAULO | / | Brazil | Vote Deadline Date | 18-Apr-2017 | |||||||||||||||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
1 | CONSIDERATION OF THE ANNUAL REPORT FROM THE MANAGEMENT, VOTE REGARDING THE FINANCIAL STATEMENTS OF THE COMPANY, IN REFERENCE TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, TO WIT, THE BALANCE SHEET AND THE RESPECTIVE INCOME STATEMENT, STATEMENT OF CHANGE TO SHAREHOLDER EQUITY, CASH FLOW STATEMENT, VALUE ADDED STATEMENT AND EXPLANATORY NOTES, ACCOMPANIED BY THE OPINION OF THE INDEPENDENT AUDITORS AND OF THE FISCAL COUNCIL | Management | |||||||||||||||||||||
2 | DESTINATION OF THE NET PROFITS OF 2016 FISCAL YEAR | Management | |||||||||||||||||||||
3 | TO ELECT THE ONE MEMBER OF THE BOARD OF DIRECTORS. NOTE MEMBER. FRANCISCO LUIZ SIBUT GOMIDE | Management | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE TWO SLATES TO BE ELECTED AS FISCAL-COUNCIL MEMBERS, THERE IS ONLY ONE VACANCY AVAILABLE TO BE FILLED AT THE-MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF- YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY ONE OF THE TWO SLATES OF FISCAL-COUNCIL MEMBER. THANK YOU | Non-Voting | |||||||||||||||||||||
CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST UNDER THE RESOLUTIONS 4 AND 5 | Non-Voting | |||||||||||||||||||||
4 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY COMPANY ADMINISTRATION. PRINCIPAL MEMBERS. JOALDIR REYNALDO MACHADO, HUMBERTO MACEDO PUCCINELLI, RUI BRASIL ASSIS E PABLO ANDRES FERNANDEZ UHART. SUBSTITUTE MEMBERS. GERALDO JOSE SERTORIO COLLET SILVA, CESAR APARECIDO MARTINS LOUVISON, ROGERIO MARIO PEDACE, HILTON FACCHINI | Management | |||||||||||||||||||||
5 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATE APPOINTED BY MINORITARY COMMON SHARES | Management | |||||||||||||||||||||
6 | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS AND FISCAL COUNCIL FOR THE 2017 FISCAL YEAR | Management | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM-THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.-HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE | Non-Voting | |||||||||||||||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR- AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | |||||||||||||||||||||||
TENARIS SA, LUXEMBOURG | |||||||||||||||||||||||
Security | L90272102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-May-2017 | |||||||||||||||||||||
ISIN | LU0156801721 | Agenda | 707941680 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | ||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 21-Apr-2017 | |||||||||||||||||
SEDOL(s) | 2172402 - 2174475 - 7526338 - 7538515 - B040TY2 - B13CXS8 - B2901B2 - BSS6KX8 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1 | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS | Management | For | ||||||||||||||||||||
2 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | ||||||||||||||||||||
3 | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016 | Management | For | ||||||||||||||||||||
4 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | ||||||||||||||||||||
5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016 | Management | For | ||||||||||||||||||||
6 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||||||||||||||
7 | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||||||||||||||
8 | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES | Management | For | ||||||||||||||||||||
9 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS | Management | For | ||||||||||||||||||||
VALERO ENERGY CORPORATION | |||||||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VLO | Meeting Date | 03-May-2017 | ||||||||||||||||||||
ISIN | US91913Y1001 | Agenda | 934543528 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KIMBERLY S. GREENE | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DONALD L. NICKLES | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | ||||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | ||||||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
FLUOR CORPORATION | |||||||||||||||||||||||
Security | 343412102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FLR | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US3434121022 | Agenda | 934544429 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER K. BARKER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROSEMARY T. BERKERY. | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SAMUEL J. LOCKLEAR III | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ARMANDO J. OLIVERA | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOSEPH W. PRUEHER | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: NADER H. SULTAN | Management | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: LYNN C. SWANN | Management | For | ||||||||||||||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
3. | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
4. | THE APPROVAL OF THE FLUOR CORPORATION 2017 PERFORMANCE INCENTIVE PLAN. | Management | For | ||||||||||||||||||||
5. | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF GREENHOUSE GAS EMISSIONS REDUCTION GOALS. | Shareholder | Against | ||||||||||||||||||||
ALASKA AIR GROUP, INC. | |||||||||||||||||||||||
Security | 011659109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ALK | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US0116591092 | Agenda | 934552919 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARION C. BLAKEY | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DHIREN R. FONSECA | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DENNIS F. MADSEN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: HELVI K. SANDVIK | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ERIC K. YEAMAN | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | 3 Years | ||||||||||||||||||||
4. | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | ||||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | ||||||||||||||||||||
6. | CONSIDER A STOCKHOLDER PROPOSAL REGARDING CHANGES TO THE COMPANY'S PROXY ACCESS BYLAW. | Shareholder | Against | ||||||||||||||||||||
TESORO CORPORATION | |||||||||||||||||||||||
Security | 881609101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TSO | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US8816091016 | Agenda | 934555357 - Management | ||||||||||||||||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RODNEY F. CHASE | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GREGORY J. GOFF | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID LILLEY | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARY PAT MCCARTHY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: J.W. NOKES | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN, III | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN TOMASKY | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL E. WILEY | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICK Y. YANG | Management | For | ||||||||||||||||||||
2. | TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION IN AN ADVISORY VOTE. | Management | For | ||||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
TGS-NOPEC GEOPHYSICAL COMPANY ASA, NARSNES | |||||||||||||||||||||||
Security | R9138B102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-May-2017 | |||||||||||||||||||||
ISIN | NO0003078800 | Agenda | 707997079 - Management | ||||||||||||||||||||
Record Date | 02-May-2017 | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||
City / | Country | OSLO | / | Norway | Blocking | Vote Deadline Date | 27-Apr-2017 | ||||||||||||||||
SEDOL(s) | 5321676 - B01TWW1 - B11HL25 - B15SLC4 - B16TF80 - B1CN9W8 - B28MV97 - B64SV42 - BJ05579 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE- BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | |||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | |||||||||||||||||||||
1 | OPENING AND REGISTRATION OF ATTENDING SHAREHOLDERS | Non-Voting | |||||||||||||||||||||
2 | APPOINTMENT OF MEETING CHAIR AND A PERSON TO CO-SIGN THE MINUTES: THE BOARD PROPOSES THAT VIGGO BANG-HANSEN OF LAW FIRM SCHJODT IS ELECTED TO CHAIR THE MEETING. ONE PERSON ATTENDING THE GENERAL MEETING WILL BE PROPOSED TO CO-SIGN THE MINUTES | Management | For | ||||||||||||||||||||
3 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | ||||||||||||||||||||
4 | APPROVAL OF THE FINANCIAL STATEMENTS AND BOARD OF DIRECTORS' REPORT FOR 2016 | Management | For | ||||||||||||||||||||
5 | APPROVAL OF THE AUDITOR'S FEE | Management | For | ||||||||||||||||||||
6.A | APPOINTMENT OF MEMBER TO THE BOARD: HENRY H. HAMILTON III, CHAIRMAN | Management | For | ||||||||||||||||||||
6.B | APPOINTMENT OF MEMBER TO THE BOARD: MARK LEONARD | Management | For | ||||||||||||||||||||
6.C | APPOINTMENT OF MEMBER TO THE BOARD: VICKI MESSER | Management | For | ||||||||||||||||||||
6.D | APPOINTMENT OF MEMBER TO THE BOARD: TOR MAGNE LONNUM | Management | For | ||||||||||||||||||||
6.E | APPOINTMENT OF MEMBER TO THE BOARD: WENCHE AGERUP | Management | For | ||||||||||||||||||||
6.F | APPOINTMENT OF MEMBER TO THE BOARD: ELISABETH GRIEG | Management | For | ||||||||||||||||||||
6.G | APPOINTMENT OF MEMBER TO THE BOARD: TORSTEIN SANNESS | Management | For | ||||||||||||||||||||
6.H | APPOINTMENT OF MEMBER TO THE BOARD: NILS PETTER DYVIK | Management | For | ||||||||||||||||||||
7 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD | Management | For | ||||||||||||||||||||
8.A | APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: TOR HIMBERG-LARSEN, CHAIRMAN | Management | For | ||||||||||||||||||||
8.B | APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: CHRISTINA STRAY, MEMBER | Management | For | ||||||||||||||||||||
9 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Management | For | ||||||||||||||||||||
10 �� | STATEMENT ON CORPORATE GOVERNANCE PURSUANT TO SECTION 3-3B OF THE NORWEGIAN- ACCOUNTING ACT | Non-Voting | |||||||||||||||||||||
11 | STATEMENT ON REMUNERATION PRINCIPLES FOR SENIOR EXECUTIVES | Management | For | ||||||||||||||||||||
12 | APPROVAL OF LONG-TERM INCENTIVE PLAN AND RESOLUTION TO ISSUE FREE-STANDING WARRANTS | Management | For | ||||||||||||||||||||
13 | BOARD AUTHORIZATION TO ACQUIRE OWN SHARES | Management | For | ||||||||||||||||||||
14.A | BOARD AUTHORIZATION TO: ISSUE NEW SHARES | Management | For | ||||||||||||||||||||
14.B | BOARD AUTHORIZATION TO: ISSUE CONVERTIBLE BOND | Management | For | ||||||||||||||||||||
15 | BOARD AUTHORIZATION TO DISTRIBUTE DIVIDENDS | Management | For | ||||||||||||||||||||
CMMT | 13 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS- YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
WEIGHT WATCHERS INTERNATIONAL, INC. | |||||||||||||||||||||||
Security | 948626106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WTW | Meeting Date | 09-May-2017 | ||||||||||||||||||||
ISIN | US9486261061 | Agenda | 934577517 - Management | ||||||||||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RAYMOND DEBBANE # | For | |||||||||||||||||||||
2 | CYNTHIA ELKINS # | For | |||||||||||||||||||||
3 | JONAS M. FAJGENBAUM # | For | |||||||||||||||||||||
4 | THILO SEMMELBAUER * | For | |||||||||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | ||||||||||||||||||||
4. | TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN TO MAKE CERTAIN CHANGES TO, INCLUDING INCREASING THE NUMBER OF SHARES OF COMMON STOCK WITH RESPECT TO WHICH AWARDS MAY BE GRANTED BY 5,000,000 SHARES, AND TO RE- APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER, THE PLAN. | Management | For | ||||||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
6. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
HOLLYFRONTIER CORPORATION | |||||||||||||||||||||||
Security | 436106108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HFC | Meeting Date | 10-May-2017 | ||||||||||||||||||||
ISIN | US4361061082 | Agenda | 934553339 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS BECH | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE DAMIRIS | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LELDON ECHOLS | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KEVIN HARDAGE | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL JENNINGS | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT KOSTELNIK | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES LEE | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANKLIN MYERS | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL ROSE | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | ||||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | ||||||||||||||||||||
GILEAD SCIENCES, INC. | |||||||||||||||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GILD | Meeting Date | 10-May-2017 | ||||||||||||||||||||
ISIN | US3755581036 | Agenda | 934558810 - Management | ||||||||||||||||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PER WOLD- OLSEN | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | ||||||||||||||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | ||||||||||||||||||||
YARA INTERNATIONAL ASA, OSLO | |||||||||||||||||||||||
Security | R9900C106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2017 | |||||||||||||||||||||
ISIN | NO0010208051 | Agenda | 707967987 - Management | ||||||||||||||||||||
Record Date | 10-May-2017 | Holding Recon Date | 10-May-2017 | ||||||||||||||||||||
City / | Country | OSLO | / | Norway | Blocking | Vote Deadline Date | 03-May-2017 | ||||||||||||||||
SEDOL(s) | 7751259 - B00JX30 - B00KKS7 - B05PQ78 - B28N877 - B64SV53 - BHZKRG8 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE- BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | |||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||
CMMT | 27 APR 2017: DELETION OF COMMENT | Non-Voting | |||||||||||||||||||||
1 | OPENING OF THE GENERAL MEETING, APPROVAL OF MEETING NOTICE AND AGENDA | Management | For | ||||||||||||||||||||
2 | ELECTION OF CHAIRPERSON AND A PERSON TO CO-SIGN THE MINUTES | Management | For | ||||||||||||||||||||
3 | APPROVAL OF THE ANNUAL ACCOUNTS AND REPORT OF THE BOARD OF DIRECTORS FOR 2016 FOR YARA INTERNATIONAL ASA AND THE GROUP, INCLUDING DISTRIBUTION OF DIVIDENDS: NOK 10.00 PER SHARE | Management | For | ||||||||||||||||||||
4 | STATEMENT REGARDING DETERMINATION OF SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT OF THE COMPANY | Management | For | ||||||||||||||||||||
5 | REPORT ON CORPORATE GOVERNANCE | Management | For | ||||||||||||||||||||
6 | AUDITORS FEES FOR THE AUDIT OF YARA INTERNATIONAL ASA FOR THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
7 | REMUNERATION TO MEMBERS OF THE BOARD, MEMBERS OF THE HR COMMITTEE AND MEMBERS OF THE AUDIT COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | ||||||||||||||||||||
8 | REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | ||||||||||||||||||||
9 | POWER OF ATTORNEY TO THE BOARD REGARDING ACQUISITION OF OWN SHARES | Management | For | ||||||||||||||||||||
CMMT | 27 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT AND RECEIPT OF THE RECORD DATE DELETION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO- AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
LABRADOR IRON ORE ROYALTY CORP | |||||||||||||||||||||||
Security | 505440107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2017 | |||||||||||||||||||||
ISIN | CA5054401073 | Agenda | 707978865 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 05-May-2017 | |||||||||||||||||
SEDOL(s) | B7MSFX8 - B8L02P3 - BG7ZWB4 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU | Non-Voting | |||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM J. CORCORAN | Management | For | ||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: MARK J. FULLER | Management | For | ||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: DUNCAN N.R. JACKMAN | Management | For | ||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JAMES C. MCCARTNEY | Management | For | ||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM H. MCNEIL | Management | For | ||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: SANDRA L. ROSCH | Management | For | ||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: PATRICIA M. VOLKER | Management | For | ||||||||||||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF LIORC, AND AUTHORIZING THE DIRECTORS OF LIORC TO FIX THEIR REMUNERATION | Management | For | ||||||||||||||||||||
KUMBA IRON ORE LTD | |||||||||||||||||||||||
Security | S4341C103 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2017 | |||||||||||||||||||||
ISIN | ZAE000085346 | Agenda | 707987826 - Management | ||||||||||||||||||||
Record Date | 05-May-2017 | Holding Recon Date | 05-May-2017 | ||||||||||||||||||||
City / | Country | CENTURI ON | / | South Africa | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | B1G4262 - B1HP2G4 - B1R0CH0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1.O.1 | TO RE-APPOINT DELOITTE & TOUCHE AS INDEPENDENT AUDITORS | Management | For | ||||||||||||||||||||
2O2.1 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: ALLEN MORGAN | Management | For | ||||||||||||||||||||
2O2.2 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: BUYELWA SONJICA | Management | For | ||||||||||||||||||||
2O2.3 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: DOLLY MOKGATLE | Management | For | ||||||||||||||||||||
2O2.4 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: NONKULULEKO DLAMINI | Management | For | ||||||||||||||||||||
2O2.5 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: SEAMUS FRENCH | Management | For | ||||||||||||||||||||
2O2.6 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: STEPHEN PEARCE | Management | For | ||||||||||||||||||||
2O2.7 | TO RE-ELECT THE FOLLOWING NON- EXECUTIVE DIRECTOR WHO RETIRE BY ROTATION IN TERMS OF THE MEMORANDUM OF INCORPORATION: TERENCE GOODLACE | Management | For | ||||||||||||||||||||
3O3.1 | TO ELECT THE FOLLOWING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE IN TERMS OF SECTION 94 OF THE COMPANIES ACT NO. 71 OF 2008, AS AMENDED: ALLEN MORGAN | Management | For | ||||||||||||||||||||
3O3.2 | TO ELECT THE FOLLOWING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE IN TERMS OF SECTION 94 OF THE COMPANIES ACT NO. 71 OF 2008, AS AMENDED: DOLLY MOKGATLE | Management | For | ||||||||||||||||||||
3O3.3 | TO ELECT THE FOLLOWING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE IN TERMS OF SECTION 94 OF THE COMPANIES ACT NO. 71 OF 2008, AS AMENDED: TERENCE GOODLACE | Management | For | ||||||||||||||||||||
4.O.4 | APPROVAL OF REMUNERATION POLICY AND ITS IMPLEMENTATION THEREOF BY WAY OF A NON-BINDING ADVISORY VOTE | Management | For | ||||||||||||||||||||
5.O.5 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES | Management | For | ||||||||||||||||||||
6.S.1 | APPROVAL OF THE REVISED MEMORANDUM OF INCORPORATION | Management | For | ||||||||||||||||||||
7.S.2 | GENERAL AUTHORITY TO ISSUE SHARES FOR CASH | Management | For | ||||||||||||||||||||
8.S.3 | REMUNERATION OF NON-EXECUTIVE DIRECTORS | Management | For | ||||||||||||||||||||
9.S.4 | APPROVAL FOR THE GRANTING OF FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT NO. 71 OF 2008 | Management | For | ||||||||||||||||||||
10S.5 | GENERAL AUTHORITY TO REPURCHASE SHARES | Management | For | ||||||||||||||||||||
MAGNA INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 559222401 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MGA | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | CA5592224011 | Agenda | 934575397 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | SCOTT B. BONHAM | For | |||||||||||||||||||||
2 | PETER G. BOWIE | For | |||||||||||||||||||||
3 | LADY BARBARA JUDGE | For | |||||||||||||||||||||
4 | DR. KURT J. LAUK | For | |||||||||||||||||||||
5 | CYNTHIA A. NIEKAMP | For | |||||||||||||||||||||
6 | WILLIAM A. RUH | For | |||||||||||||||||||||
7 | DR. I.V. SAMARASEKERA | For | |||||||||||||||||||||
8 | DONALD J. WALKER | For | |||||||||||||||||||||
9 | LAWRENCE D. WORRALL | For | |||||||||||||||||||||
10 | WILLIAM L. YOUNG | For | |||||||||||||||||||||
02 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Management | For | ||||||||||||||||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT. | Management | For | ||||||||||||||||||||
THE CHILDREN'S PLACE, INC. | |||||||||||||||||||||||
Security | 168905107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PLCE | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US1689051076 | Agenda | 934585033 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOSEPH ALUTTO | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. BACHMAN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARLA MALCOLM BECK | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JANE ELFERS | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH GROMEK | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NORMAN MATTHEWS | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT L. METTLER | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STANLEY W. REYNOLDS | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SUSAN SOBBOTT | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | Management | For | ||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | ||||||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES. | Management | 3 Years | ||||||||||||||||||||
LABRADOR IRON ORE ROYALTY CORPORATION | |||||||||||||||||||||||
Security | 505440107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LIFZF | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | CA5054401073 | Agenda | 934585235 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 09-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM J. CORCORAN | For | |||||||||||||||||||||
2 | MARK J. FULLER | For | |||||||||||||||||||||
3 | DUNCAN N.R. JACKMAN | For | |||||||||||||||||||||
4 | JAMES C. MCCARTNEY | For | |||||||||||||||||||||
5 | WILLIAM H. MCNEIL | For | |||||||||||||||||||||
6 | SANDRA L. ROSCH | For | |||||||||||||||||||||
7 | PATRICIA M. VOLKER | For | |||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF LIORC, AND AUTHORIZING THE DIRECTORS OF LIORC TO FIX THEIR REMUNERATION. | Management | For | ||||||||||||||||||||
MALAYSIA BUILDING SOCIETY BHD MBS, KUALA LUMPUR | |||||||||||||||||||||||
Security | Y56103107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2017 | |||||||||||||||||||||
ISIN | MYL1171OO007 | Agenda | 708053400 - Management | ||||||||||||||||||||
Record Date | 04-May-2017 | Holding Recon Date | 04-May-2017 | ||||||||||||||||||||
City / | Country | KUALA LUMPUR | / | Malaysia | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | 6556789 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
O.1 | TO DECLARE A SINGLE-TIER FINAL DIVIDEND OF 3.0 SEN PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
O.2 | TO APPROVE PAYMENT OF DIRECTORS' FEES AMOUNTING TO RM1,110,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
O.3 | TO APPROVE TO THE PAYMENT OF DIRECTORS' ALLOWANCES FROM JANUARY 2017 UNTIL THE NEXT AGM OF THE COMPANY | Management | For | ||||||||||||||||||||
O.4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 86 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE- ELECTION: ENCIK LIM TIAN HUAT | Management | For | ||||||||||||||||||||
O.5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 86 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE- ELECTION: TAN SRI ABDUL HALIM BIN ALI | Management | For | ||||||||||||||||||||
O.6 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 78 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE- ELECTION: ENCIK SAZALIZA BIN ZAINUDDIN | Management | For | ||||||||||||||||||||
O.7 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 78 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE- ELECTION: DATUK JOHAR BIN CHE MAT | Management | For | ||||||||||||||||||||
O.8 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 78 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HERSELF FOR RE- ELECTION: PUAN LYNETTE YEOW SU- YIN | Management | For | ||||||||||||||||||||
O.9 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | ||||||||||||||||||||
O.10 | CONTINUING IN OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR: ENCIK AW HONG BOO | Management | For | ||||||||||||||||||||
O.11 | AUTHORITY TO ISSUE AND ALLOT SHARES | Management | For | ||||||||||||||||||||
O.12 | ALLOTMENT AND ISSUANCE OF NEW ORDINARY SHARES IN MBSB ("MBSB SHARES") IN RELATION TO THE DIVIDEND REINVESTMENT PLAN THAT ALLOWS SHAREHOLDERS OF MBSB ("SHAREHOLDERS") TO REINVEST THEIR DIVIDEND TO WHICH THE DIVIDEND REINVESTMENT PLAN APPLIES, IN NEW MBSB SHARES ("DIVIDEND REINVESTMENT PLAN") | Management | For | ||||||||||||||||||||
S.1 | PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION ("PROPOSED AMENDMENTS") | Management | For | ||||||||||||||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS SA, BELO HORI | |||||||||||||||||||||||
Security | P2577R110 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2017 | |||||||||||||||||||||
ISIN | BRCMIGACNPR3 | Agenda | 708084176 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 10-May-2017 | |||||||||||||||||||||
City / | Country | BELO HORIZO NTE | / | Brazil | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - B1YCCV3 - B1YCS26 - B2QHFV4 - BHZLCJ9 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT PREFERENCE SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE-CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE- CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO-ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM- ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 6 ONLY. THANK-YOU. | Non-Voting | |||||||||||||||||||||
6 | SEPARATE ELECTION OF FISCAL COUNCIL PREFERRED SHARES. INDICATION OF CANDIDATES TO FISCAL COUNCIL. MANUEL JEREMIAS LEITE CALDAS, EFFECTIVE. RONALDO DIAS, SUBSTITUTE | Management | For | ||||||||||||||||||||
CMMT | 05 MAY 2017: PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON-RESOLUTION 6. THANK YOU | Non-Voting | |||||||||||||||||||||
CMMT | 05 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
INSIGHT ENTERPRISES, INC. | |||||||||||||||||||||||
Security | 45765U103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSIT | Meeting Date | 15-May-2017 | ||||||||||||||||||||
ISIN | US45765U1034 | Agenda | 934586946 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: RICHARD E. ALLEN | Management | For | ||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: BRUCE W. ARMSTRONG | Management | For | ||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: CATHERINE COURAGE | Management | For | ||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: BENNETT DORRANCE | Management | For | ||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: MICHAEL M. FISHER | Management | For | ||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: KENNETH T. LAMNECK | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE (NON-BINDING) TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE (NON-BINDING) ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 3 Years | ||||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | For | ||||||||||||||||||||
SINOPEC ENGINEERING (GROUP) CO LTD | |||||||||||||||||||||||
Security | Y80359105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-May-2017 | |||||||||||||||||||||
ISIN | CNE100001NV2 | Agenda | 707927010 - Management | ||||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | B92NYC9 - B96WKB3 - BD8NLP3 - BP3RXP8 - BVYY8Z5 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0330/LTN20170330107.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0330/LTN20170330117.pdf | Non-Voting | |||||||||||||||||||||
O.1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD FOR THE YEAR 2016 | Management | For | ||||||||||||||||||||
O.2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2016 | Management | For | ||||||||||||||||||||
O.3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2016 | Management | For | ||||||||||||||||||||
O.4 | TO CONSIDER AND APPROVE THE FINAL DIVIDEND DISTRIBUTION PLAN FOR THE YEAR 2016 | Management | For | ||||||||||||||||||||
O.5 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017 | Management | For | ||||||||||||||||||||
O.6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF GRANT THORNTON CHINA (SPECIAL GENERAL PARTNERSHIP) AND GRANT THORNTON HONG KONG LIMITED AS THE DOMESTIC AUDITOR AND THE INTERNATIONAL AUDITOR OF THE COMPANY, RESPECTIVELY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND THE AUTHORISATION TO THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR 2017 | Management | For | ||||||||||||||||||||
O.7 | TO CONSIDER AND APPROVE THE BUSINESS OPERATION PLAN, INVESTMENT PLAN AND FINANCIAL BUDGET FOR THE YEAR 2017 | Management | For | ||||||||||||||||||||
S.1 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE DOMESTIC SHARES AND/OR H SHARES | Management | For | ||||||||||||||||||||
S.2 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE DOMESTIC SHARES AND/OR H SHARES | Management | For | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING IS FOR 2016 ANNUAL GENERAL MEETING.THANK YOU | Non-Voting | |||||||||||||||||||||
SINOPEC ENGINEERING (GROUP) CO LTD | |||||||||||||||||||||||
Security | Y80359105 | Meeting Type | Class Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-May-2017 | |||||||||||||||||||||
ISIN | CNE100001NV2 | Agenda | 707927022 - Management | ||||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | B92NYC9 - B96WKB3 - BD8NLP3 - BP3RXP8 - BVYY8Z5 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /sehk/2017/0330/LTN20170330123.pdf-,- http://www.hkexnews.hk/listedco/listconews /sehk/2017/0330/LTN20170330113.pdf | Non-Voting | |||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE DOMESTIC SHARES AND/OR H SHARES | Management | For | ||||||||||||||||||||
FOOT LOCKER, INC. | |||||||||||||||||||||||
Security | 344849104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FL | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US3448491049 | Agenda | 934566538 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MAXINE CLARK | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ALAN D. FELDMAN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: GUILLERMO G. MARMOL | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MATTHEW M. MCKENNA | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: STEVEN OAKLAND | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: KIMBERLY UNDERHILL | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DONA D. YOUNG | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO ADOPT MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | ||||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE FOOT LOCKER ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | ||||||||||||||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
GAP INC. | |||||||||||||||||||||||
Security | 364760108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GPS | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US3647601083 | Agenda | 934571301 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT J. FISHER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. FISHER | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: TRACY GARDNER | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BRIAN GOLDNER | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: BOB L. MARTIN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ARTHUR PECK | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: KATHERINE TSANG | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON FEBRUARY 3, 2018. | Management | For | ||||||||||||||||||||
3. | AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | 3 Years | ||||||||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE GAP, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | ||||||||||||||||||||
6. | THE SHAREHOLDER PROPOSAL CONTAINED IN THE ATTACHED PROXY STATEMENT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | ||||||||||||||||||||
FIRST SOLAR, INC. | |||||||||||||||||||||||
Security | 336433107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FSLR | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US3364331070 | Agenda | 934577694 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. AHEARN | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD D. CHAPMAN | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE A. HAMBRO | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CRAIG KENNEDY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES F. NOLAN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM J. POST | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: J. THOMAS PRESBY | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PAUL H. STEBBINS | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MICHAEL SWEENEY | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARK R. WIDMAR | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
SOUTHWEST AIRLINES CO. | |||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US8447411088 | Agenda | 934588851 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS W. GILLIGAN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RON RICKS | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
THE MOSAIC COMPANY | |||||||||||||||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MOS | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US61945C1036 | Agenda | 934569712 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: NANCY E. COOPER | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY S. GITZEL | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DENISE C. JOHNSON | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EMERY N. KOENIG | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES ("JOC") C. O'ROURKE | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JAMES L. POPOWICH | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. SEIBERT | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: KELVIN R. WESTBROOK | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | For | ||||||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT | Management | For | ||||||||||||||||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
SYNCHRONY FINANCIAL | |||||||||||||||||||||||
Security | 87165B103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYF | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US87165B1035 | Agenda | 934572808 - Management | ||||||||||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARGARET M. KEANE | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PAGET L. ALVES | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ARTHUR W. COVIELLO, JR. | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM W. GRAYLIN | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROY A. GUTHRIE | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD C. HARTNACK | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JEFFREY G. NAYLOR | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAUREL J. RICHIE | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | ||||||||||||||||||||
3. | APPROVE THE ADOPTION OF THE AMENDMENT TO THE SYNCHRONY FINANCIAL 2014 LONG-TERM INCENTIVE PLAN AND RE-APPROVAL OF PERFORMANCE MEASURES | Management | For | ||||||||||||||||||||
4. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2017 | Management | For | ||||||||||||||||||||
DEVRY EDUCATION GROUP INC. | |||||||||||||||||||||||
Security | 251893103 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | DV | Meeting Date | 22-May-2017 | ||||||||||||||||||||
ISIN | US2518931033 | Agenda | 934619620 - Management | ||||||||||||||||||||
Record Date | 28-Apr-2017 | Holding Recon Date | 28-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO CHANGE ITS NAME TO ADTALEM GLOBAL EDUCATION INC. | Management | For | ||||||||||||||||||||
VISHAY INTERTECHNOLOGY, INC. | |||||||||||||||||||||||
Security | 928298108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VSH | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | US9282981086 | Agenda | 934574345 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DR. ABRAHAM LUDOMIRSKI | For | |||||||||||||||||||||
2 | RONALD RUZIC | For | |||||||||||||||||||||
3 | RAANAN ZILBERMAN | For | |||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
3. | THE ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
4. | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | 3 Years | ||||||||||||||||||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED VISHAY INTERTECHNOLOGY SECTION 162(M) CASH BONUS PLAN. | Management | For | ||||||||||||||||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | NL0009434992 | Agenda | 934588902 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | ||||||||||||||||||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | ||||||||||||||||||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | ||||||||||||||||||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | ||||||||||||||||||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | ||||||||||||||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | ||||||||||||||||||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 3 Years | ||||||||||||||||||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | ||||||||||||||||||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | ||||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 770323103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RHI | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US7703231032 | Agenda | 934596163 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | HAROLD M. MESSMER, JR. | For | |||||||||||||||||||||
2 | MARC H. MORIAL | For | |||||||||||||||||||||
3 | BARBARA J. NOVOGRADAC | For | |||||||||||||||||||||
4 | ROBERT J. PACE | For | |||||||||||||||||||||
5 | FREDERICK A. RICHMAN | For | |||||||||||||||||||||
6 | M. KEITH WADDELL | For | |||||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF AUDITOR. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
UNITED CONTINENTAL HOLDINGS, INC. | |||||||||||||||||||||||
Security | 910047109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UAL | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US9100471096 | Agenda | 934611357 - Management | ||||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CAROLYN CORVI | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JANE C. GARVEY | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BARNEY HARFORD | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WALTER ISAACSON | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES A. C. KENNEDY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT A. MILTON | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: OSCAR MUNOZ | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. NUTI | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: EDWARD M. PHILIP | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: EDWARD L. SHAPIRO | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LAURENCE E. SIMMONS | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DAVID J. VITALE | Management | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | ||||||||||||||||||||
5. | APPROVAL OF THE UNITED CONTINENTAL HOLDINGS, INC. 2017 INCENTIVE COMPENSATION PLAN. | Management | For | ||||||||||||||||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | NL0009434992 | Agenda | 934615002 - Management | ||||||||||||||||||||
Record Date | 26-Apr-2017 | Holding Recon Date | 26-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | �� | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | ||||||||||||||||||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | ||||||||||||||||||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | ||||||||||||||||||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | ||||||||||||||||||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | ||||||||||||||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | ||||||||||||||||||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | ||||||||||||||||||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 3 Years | ||||||||||||||||||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | ||||||||||||||||||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | ||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||||||||||||||
Security | G3777B103 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2017 | |||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 707979196 - Management | ||||||||||||||||||||
Record Date | 19-May-2017 | Holding Recon Date | 19-May-2017 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 18-May-2017 | |||||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0410/LTN20170410550.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0410/LTN20170410651.pdf | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
3 | TO RE-ELECT MR. LI SHU FU AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
4 | TO RE-ELECT MR. YANG JIAN AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
5 | TO RE-ELECT MR. LI DONG HUI, DANIEL AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
6 | TO RE-ELECT MR. LEE CHEUK YIN, DANNIS AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
7 | TO RE-ELECT MR. WANG YANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | ||||||||||||||||||||
9 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | ||||||||||||||||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | For | ||||||||||||||||||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | For | ||||||||||||||||||||
12 | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | Management | For | ||||||||||||||||||||
DOUTOR NICHIRES HOLDINGS CO.,LTD. | |||||||||||||||||||||||
Security | J13105101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2017 | |||||||||||||||||||||
ISIN | JP3639100001 | Agenda | 708072335 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | B249GF3 - B28RL36 | Quick Code | 30870 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Obayashi, Hirofumi | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Hoshino, Masanori | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Kidaka, Takafumi | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Inamori, Rokuro | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Hashimoto, Kunio | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Kanno, Masahiro | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Goda, Tomoyo | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Takebayashi, Motoya | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Kono, Masaharu | Management | For | ||||||||||||||||||||
2.10 | Appoint a Director Otsuka, Azuma | Management | For | ||||||||||||||||||||
3 | Appoint a Corporate Auditor Asai, Hiroshi | Management | For | ||||||||||||||||||||
4 | Approve Payment of Bonuses to Directors | Management | For | ||||||||||||||||||||
ANHUI CONCH CEMENT CO. LTD. | |||||||||||||||||||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-May-2017 | |||||||||||||||||||||
ISIN | CNE1000001W2 | Agenda | 708003049 - Management | ||||||||||||||||||||
Record Date | 28-Apr-2017 | Holding Recon Date | 28-Apr-2017 | ||||||||||||||||||||
City / | Country | WUHU CITY | / | China | Vote Deadline Date | 25-May-2017 | |||||||||||||||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0412/LTN20170412645.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0412/LTN20170412888.pdf | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||
1 | TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR (S) ") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE | Management | For | ||||||||||||||||||||
AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | |||||||||||||||||||||||
5 | TO APPROVE THE COMPANY'S 2016 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | ||||||||||||||||||||
6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF NINE SUBSIDIARIES AND JOINT VENTURE ENTITIES | Management | For | ||||||||||||||||||||
7 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | For | ||||||||||||||||||||
NETGEAR, INC. | |||||||||||||||||||||||
Security | 64111Q104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NTGR | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | US64111Q1040 | Agenda | 934593218 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | PATRICK C.S. LO | For | |||||||||||||||||||||
2 | J.E. CARTER-MILLER | For | |||||||||||||||||||||
3 | RALPH E. FAISON | For | |||||||||||||||||||||
4 | JEF T. GRAHAM | For | |||||||||||||||||||||
5 | GREGORY J. ROSSMANN | For | |||||||||||||||||||||
6 | BARBARA V. SCHERER | For | |||||||||||||||||||||
7 | JULIE A. SHIMER | For | |||||||||||||||||||||
8 | GRADY K. SUMMERS | For | |||||||||||||||||||||
9 | THOMAS H. WAECHTER | For | |||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
3. | PROPOSAL TO APPROVE, ON A NON- BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT. | Management | For | ||||||||||||||||||||
4. | PROPOSAL TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
5. | THE BOARD'S PROPOSAL TO AMEND OUR CERTIFICATE OF INCORPORATION AND BYLAWS TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL STOCKHOLDER MEETINGS. | Management | For | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING OUR STOCKHOLDERS' ABILITY TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shareholder | Against | ||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | ||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 934600013 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | ||||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | Management | 3 Years | ||||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | ||||||||||||||||||||
TECH DATA CORPORATION | |||||||||||||||||||||||
Security | 878237106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TECD | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||
ISIN | US8782371061 | Agenda | 934603401 - Management | ||||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLES E. ADAIR | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KAREN M. DAHUT | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. DUTKOWSKY | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HARRY J. HARCZAK, JR. | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BRIDGETTE P. HELLER | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KATHLEEN MISUNAS | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS I. MORGAN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK G. SAYER | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SAVIO W. TUNG | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | ||||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION FOR FISCAL 2017. | Management | For | ||||||||||||||||||||
4. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE BONUS PLAN. | Management | For | ||||||||||||||||||||
5. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
STAPLES, INC. | |||||||||||||||||||||||
Security | 855030102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SPLS | Meeting Date | 12-Jun-2017 | ||||||||||||||||||||
ISIN | US8550301027 | Agenda | 934605330 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DREW G. FAUST | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CURTIS FEENY | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL-HENRI FERRAND | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SHIRA GOODMAN | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KUNAL S. KAMLANI | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: VIJAY VISHWANATH | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: PAUL F. WALSH | Management | For | ||||||||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 3 Years | ||||||||||||||||||||
4. | PROPOSAL TO APPROVE STAPLES' AMENDED AND RESTATED EXECUTIVE OFFICER INCENTIVE PLAN. | Management | For | ||||||||||||||||||||
5. | RATIFICATION OF AUDIT COMM. SELECTION OF ERNST & YOUNG LLP AS STAPLES' INDEP. REGISTERED PUBLIC ACCTG. FIRM FOR FY 2017 | Management | For | ||||||||||||||||||||
SJM HOLDINGS LTD | |||||||||||||||||||||||
Security | Y8076V106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Jun-2017 | |||||||||||||||||||||
ISIN | HK0880043028 | Agenda | 708064150 - Management | ||||||||||||||||||||
Record Date | 08-Jun-2017 | Holding Recon Date | 08-Jun-2017 | ||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | B2NR3Y6 - B3BQYY9 - B3CVK12 - BD8NGV4 - BP3RQT3 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0424/LTN201704241028.pdf- AND- http://www.hkexnews.hk/listedco/listconews /SEHK/2017/0424/LTN20170424873.pdf | Non-Voting | |||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | ||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK18 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 TO THE SHAREHOLDERS OF THE COMPANY | Management | For | ||||||||||||||||||||
3.I | TO RE-ELECT DR. SO SHU FAI AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
3.II | TO RE-ELECT DEPUTADA LEONG ON KEI, ANGELA AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
3.III | TO RE-ELECT MR. FOK TSUN TING, TIMOTHY AS AN EXECUTIVE DIRECTOR | Management | For | ||||||||||||||||||||
4 | TO ELECT MS. HO CHIU FUNG, DAISY AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | ||||||||||||||||||||
5 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION FOR EACH OF THE DIRECTORS OF THE COMPANY | Management | For | ||||||||||||||||||||
6 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU, CERTIFIED PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | ||||||||||||||||||||
7 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AND TO ALLOT AND ISSUE SHARES OF THE COMPANY AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED PRIOR TO THE DATE OF THIS RESOLUTION OR MAY BE GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 25 APRIL 2017 | Management | For | ||||||||||||||||||||
8 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE SHARES OF THE COMPANY IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 25 APRIL 2017 | Management | For | ||||||||||||||||||||
CMMT | 25 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 3.I TO 3.III. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||
BEST BUY CO., INC. | |||||||||||||||||||||||
Security | 086516101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BBY | Meeting Date | 13-Jun-2017 | ||||||||||||||||||||
ISIN | US0865161014 | Agenda | 934613541 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J. PATRICK DOYLE | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KATHY J. HIGGINS VICTOR | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KAREN A. MCLOUGHLIN | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CLAUDIA F. MUNCE | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GERARD R. VITTECOQ | Management | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | Management | For | ||||||||||||||||||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | ||||||||||||||||||||
4. | TO RECOMMEND IN A NON-BINDING ADVISORY VOTE THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
5. | TO APPROVE OUR AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | ||||||||||||||||||||
AMERICAN AIRLINES GROUP INC. | |||||||||||||||||||||||
Security | 02376R102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAL | Meeting Date | 14-Jun-2017 | ||||||||||||||||||||
ISIN | US02376R1023 | Agenda | 934603451 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES F. ALBAUGH | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. EMBLER | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MATTHEW J. HART | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. KRAEMER | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN D. KRONICK | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: W. DOUGLAS PARKER | Management | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: RICHARD P. SCHIFTER | Management | For | ||||||||||||||||||||
2. | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AMERICAN AIRLINES GROUP INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
3. | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION OF AMERICAN AIRLINES GROUP INC. AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | ||||||||||||||||||||
4. | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF AMERICAN AIRLINES GROUP INC. | Management | 3 Years | ||||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | ||||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | |||||||||||||||||||||||
Security | G5876H105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRVL | Meeting Date | 15-Jun-2017 | ||||||||||||||||||||
ISIN | BMG5876H1051 | Agenda | 934609592 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: TUDOR BROWN | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PETER A. FELD | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD S. HILL | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: OLEG KHAYKIN | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MATTHEW J. MURPHY | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL STRACHAN | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RANDHIR THAKUR, PH.D. | Management | For | ||||||||||||||||||||
2. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | THE APPROVAL OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 3 Years | ||||||||||||||||||||
4. | THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS MARVELL'S AUDITORS AND INDEPENDENT REGISTERED ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE, ACTING ON BEHALF OF MARVELL'S BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | Management | For | ||||||||||||||||||||
NISSIN KOGYO CO.,LTD. | |||||||||||||||||||||||
Security | J58074105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2017 | |||||||||||||||||||||
ISIN | JP3675300002 | Agenda | 708245003 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | NAGANO | / | Japan | Vote Deadline Date | 14-Jun-2017 | |||||||||||||||||
SEDOL(s) | 6071475 - B02JQT5 | Quick Code | 72300 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1.1 | Appoint a Director Okawara, Eiji | Management | For | ||||||||||||||||||||
1.2 | Appoint a Director Takei, Junya | Management | For | ||||||||||||||||||||
1.3 | Appoint a Director Terada, Kenji | Management | For | ||||||||||||||||||||
1.4 | Appoint a Director Sato, Kazuya | Management | For | ||||||||||||||||||||
1.5 | Appoint a Director Ichikawa, Yuichi | Management | For | ||||||||||||||||||||
1.6 | Appoint a Director Shinohara, Takayoshi | Management | For | ||||||||||||||||||||
1.7 | Appoint a Director Kobayashi, Keiichi | Management | For | ||||||||||||||||||||
1.8 | Appoint a Director Miyashita, Jiro | Management | For | ||||||||||||||||||||
1.9 | Appoint a Director Fukui, Masataka | Management | For | ||||||||||||||||||||
2 | Appoint a Corporate Auditor Watanabe, Takanobu | Management | For | ||||||||||||||||||||
3 | Approve Payment of Bonuses to Corporate Officers | Management | For | ||||||||||||||||||||
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287333 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | IXG | Meeting Date | 19-Jun-2017 | ||||||||||||||||||||
ISIN | US4642873339 | Agenda | 934621156 - Management | ||||||||||||||||||||
Record Date | 02-May-2017 | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JANE D. CARLIN | For | |||||||||||||||||||||
2 | RICHARD L. FAGNANI | For | |||||||||||||||||||||
3 | DREW E. LAWTON | For | |||||||||||||||||||||
4 | MADHAV V. RAJAN | For | |||||||||||||||||||||
5 | MARK WIEDMAN | For | |||||||||||||||||||||
KGHM POLSKA MIEDZ S.A., LUBIN | |||||||||||||||||||||||
Security | X45213109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2017 | |||||||||||||||||||||
ISIN | PLKGHM000017 | Agenda | 708261968 - Management | ||||||||||||||||||||
Record Date | 05-Jun-2017 | Holding Recon Date | 05-Jun-2017 | ||||||||||||||||||||
City / | Country | LUBIN | / | Poland | Vote Deadline Date | 05-Jun-2017 | |||||||||||||||||
SEDOL(s) | 5263251 - B05LD97 - B1CH2Y3 - B28JS31 | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 785768 DUE TO ADDITION OF-RESOLUTION 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS-MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS- ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU. | Non-Voting | |||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||
1 | OPENING OF THE ORDINARY GENERAL MEETING | Non-Voting | |||||||||||||||||||||
2 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | Management | For | ||||||||||||||||||||
3 | CONFIRMATION OF THE CORRECTNESS OF CONVENING AN ORDINARY GENERAL MEETING AND ITS ABILITY TO ADOPT RESOLUTIONS | Management | For | ||||||||||||||||||||
4 | ADOPTION OF THE AGENDA | Management | For | ||||||||||||||||||||
5.A | CONSIDERATION OF ANNUAL REPORTS: THE FINANCIAL STATEMENTS OF KGHM POLSKA MIEDZ SA FOR 2016 | Management | For | ||||||||||||||||||||
5.B | CONSIDERATION OF ANNUAL REPORTS: CONSOLIDATED FINANCIAL STATEMENTS OF THE KGHM POLSKA MIEDZ SA GROUP. FOR 2016 | Management | For | ||||||||||||||||||||
5.C | CONSIDERATION OF ANNUAL REPORTS: THE MANAGEMENT BOARD'S REPORT ON KGHM POLSKA MIEDZ S.A. AND THE KGHM POLSKA MIEDZ SA GROUP. IN 2016 | Management | For | ||||||||||||||||||||
6 | CONSIDERATION OF THE MANAGEMENT BOARD'S MOTION FOR COVERING THE LOSS FOR THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
7 | CONSIDERATION OF THE MOTION OF THE MANAGEMENT BOARD OF KGHM POLSKA MIEDZ S.A. ON THE DIVIDEND PAYMENT FROM THE PROFITS FROM PREVIOUS YEARS AND THE DATE OF THE DIVIDEND AND THE DATE OF DIVIDEND PAYMENT | Management | For | ||||||||||||||||||||
8 | EXAMINATION OF THE REPORT OF THE SUPERVISORY BOARD OF KGHM POLSKA MIEDZ SA FROM THE RESULTS OF THE ASSESSMENT OF THE FINANCIAL STATEMENTS OF KGHM POLSKA MIEDZ S.A. FOR THE FINANCIAL YEAR 2016, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE KGHM POLSKA MIEDZ SA GROUP. FOR THE FINANCIAL YEAR 2016 AND THE MANAGEMENT BOARD'S REPORT ON KGHM POLSKA MIEDZ SA ACTIVITY. AND THE KGHM POLSKA MIEDZ SA GROUP. IN 2016, THE ASSESSMENT OF THE MOTION OF THE MANAGEMENT BOARD OF KGHM POLSKA MIEDZ S.A. COVERING THE LOSS FOR THE FINANCIAL YEAR 2016 AND DIVIDENDS | Management | For | ||||||||||||||||||||
9.A | PRESENTATION BY THE SUPERVISORY BOARD: ASSESSMENT OF KGHM POLSKA MIEDZ S.A. FOR THE FINANCIAL YEAR 2016, INCLUDING AN ASSESSMENT OF THE INTERNAL CONTROL, RISK MANAGEMENT, COMPLIANCE AND INTERNAL AUDIT FUNCTIONS | Management | For | ||||||||||||||||||||
9.B | PRESENTATION BY THE SUPERVISORY BOARD: A REPORT ON THE ACTIVITIES OF THE SUPERVISORY BOARD OF KGHM POLSKA MIEDZ SA FOR THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
10.A | ADOPTION OF RESOLUTION ON: APPROVAL OF THE FINANCIAL STATEMENTS OF KGHM POLSKA MIEDZ SA FOR THE FISCAL YEAR 2016 | Management | For | ||||||||||||||||||||
10.B | ADOPTION OF RESOLUTION ON: APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE KGHM POLSKA MIEDZ SA GROUP. FOR THE FISCAL YEAR 2016 | Management | For | ||||||||||||||||||||
10.C | ADOPTION OF RESOLUTION ON: APPROVAL OF THE MANAGEMENT BOARD'S REPORT ON KGHM POLSKA MIEDZ S.A. AND THE KGHM POLSKA MIEDZ SA GROUP. IN 2016 | Management | For | ||||||||||||||||||||
10.D | ADOPTION OF RESOLUTION ON: COVERING THE LOSS FOR THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
10.E | ADOPTION OF RESOLUTION ON: DIVIDENDS FROM PROFITS FROM PREVIOUS YEARS AND THE DATE OF THE DIVIDEND AND THE DATE OF DIVIDEND PAYMENT | Management | For | ||||||||||||||||||||
11.A | ADOPTION OF RESOLUTION ON: DISCHARGE FOR MEMBERS OF THE MANAGEMENT BOARD OF KGHM POLSKA MIEDZ SA FOR THE PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
11.B | ADOPTION OF RESOLUTION ON: A VOTE OF APPROVAL FOR THE MEMBERS OF THE SUPERVISORY BOARD OF KGHM POLSKA MIEDZ SA FOR THE PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2016 | Management | For | ||||||||||||||||||||
12 | ADOPTION OF A RESOLUTION ON CHANGING THE STATUTE OF KGHM POLSKA MIEDZ S.A | Management | For | ||||||||||||||||||||
13.A | PASSING RESOLUTION ON: DISPOSAL OF NON-CURRENT ASSETS | Management | For | ||||||||||||||||||||
13.B | PASSING RESOLUTION ON: THE RULES GOVERNING THE CONCLUSION OF CONTRACTS FOR LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS AND SOCIAL COMMUNICATION SERVICES, MANAGEMENT CONSULTANCY SERVICES AND THE MODIFICATION OF THOSE CONTRACTS | Management | For | ||||||||||||||||||||
13.C | PASSING RESOLUTION ON: RULES OF PROCEDURE FOR THE COMPANY ENTERING INTO CONTRACTS OF DONATION, DEBT RELIEF OR OTHER AGREEMENTS WITH SIMILAR EFFECT | Management | For | ||||||||||||||||||||
13.D | PASSING RESOLUTION ON: THE RULES AND PROCEDURE FOR DISPOSAL OF CONSTITUENTS | Management | For | ||||||||||||||||||||
13.E | PASSING RESOLUTION ON: THE OBLIGATION TO REPORT ON REPRESENTATION EXPENSES, LEGAL EXPENSES, MARKETING SERVICES, PUBLIC RELATIONS AND SOCIAL COMMUNICATION SERVICES, AND MANAGEMENT CONSULTANCY | Management | For | ||||||||||||||||||||
13.F | PASSING RESOLUTION ON: DEFINING THE REQUIREMENTS FOR A CANDIDATE FOR A MEMBER OF THE COMPANY'S MANAGEMENT BOARD | Management | For | ||||||||||||||||||||
13.G | PASSING RESOLUTION ON: APPOINT A MEMBER OF THE MANAGEMENT BOARD AND QUALIFYING PROCEDURE FOR A MEMBER OF THE MANAGEMENT BOARD | Management | For | ||||||||||||||||||||
13.H | PASSING RESOLUTION ON: ON THE FULFILLMENT OF OBLIGATIONS UNDER ART. 17 SEC. 7, ART. 18 SEC. 2, ART. 20 AND ART. 23 OF THE ACT ON THE MANAGEMENT OF STATE PROPERTY | Management | For | ||||||||||||||||||||
14 | ADOPTION OF A RESOLUTION ON AMENDING THE RESOLUTION NO. 8/2016 OF THE EXTRAORDINARY GENERAL MEETING OF 7 DECEMBER 2016 ON THE PRINCIPLES OF SHAPING THE REMUNERATION OF THE MANAGEMENT BOARD MEMBERS | Management | For | ||||||||||||||||||||
15 | ADOPTION OF A RESOLUTION AMENDING THE RESOLUTION NO. 9/2016 OF THE EXTRAORDINARY GENERAL MEETING OF 7 DECEMBER 2016 ON THE PRINCIPLES OF SHAPING THE REMUNERATION OF THE SUPERVISORY BOARD MEMBERS | Management | For | ||||||||||||||||||||
16 | ADOPTION OF A RESOLUTION ON CHANGES IN THE COMPOSITION OF THE SUPERVISORY BOARD OF KGHM POLSKA MIEDZ S.A | Management | For | ||||||||||||||||||||
17 | CLOSING OF THE ORDINARY GENERAL MEETING | Non-Voting | |||||||||||||||||||||
DUSKIN CO.,LTD. | |||||||||||||||||||||||
Security | J12506101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2017 | |||||||||||||||||||||
ISIN | JP3505900005 | Agenda | 708233034 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 20-Jun-2017 | |||||||||||||||||
SEDOL(s) | B1GVJ73 - B1L97M3 | Quick Code | 46650 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | ||||||||||||||||||||
3.1 | Appoint a Director Yamamura, Teruji | Management | For | ||||||||||||||||||||
3.2 | Appoint a Director Miyajima, Kenichi | Management | For | ||||||||||||||||||||
3.3 | Appoint a Director Tsurumi, Akihisa | Management | For | ||||||||||||||||||||
3.4 | Appoint a Director Okai, Kazuo | Management | For | ||||||||||||||||||||
3.5 | Appoint a Director Narahara, Junichi | Management | For | ||||||||||||||||||||
3.6 | Appoint a Director Fujii, Osaharu | Management | For | ||||||||||||||||||||
3.7 | Appoint a Director Sumimoto, Kazushi | Management | For | ||||||||||||||||||||
3.8 | Appoint a Director Naito, Hideyuki | Management | For | ||||||||||||||||||||
3.9 | Appoint a Director Suzuki, Taku | Management | For | ||||||||||||||||||||
3.10 | Appoint a Director Yamamoto, Tadashi | Management | For | ||||||||||||||||||||
3.11 | Appoint a Director Katada, Junko | Management | For | ||||||||||||||||||||
3.12 | Appoint a Director Yoshizumi, Tomoya | Management | For | ||||||||||||||||||||
4 | Approve Details of Compensation as Stock Options for Directors except Outside Directors | Management | For | ||||||||||||||||||||
DAIKYO INCORPORATED | |||||||||||||||||||||||
Security | J10164119 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2017 | |||||||||||||||||||||
ISIN | JP3481400004 | Agenda | 708233440 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2017 | |||||||||||||||||
SEDOL(s) | 6250951 - B021NN4 - B114TB1 | Quick Code | 88400 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
PLEASE NOTE THIS IS THE ANNUAL GENERAL SHAREHOLDERS MEETING AND THE CLASS-SHAREHOLDERS MEETING OF ORDINARY SHAREHOLDERS. | Non-Voting | ||||||||||||||||||||||
1 | Amend Articles to: Consolidate Trading Unit under Regulatory Requirements | Management | For | ||||||||||||||||||||
2 | Approve Share Consolidation | Management | For | ||||||||||||||||||||
3.1 | Appoint a Director Kadowaki, Katsutoshi | Management | For | ||||||||||||||||||||
3.2 | Appoint a Director Yamaguchi, Akira | Management | For | ||||||||||||||||||||
3.3 | Appoint a Director Kimura, Tsukasa | Management | For | ||||||||||||||||||||
3.4 | Appoint a Director Kaise, Kazuhiko | Management | For | ||||||||||||||||||||
3.5 | Appoint a Director Hambayashi, Toru | Management | For | ||||||||||||||||||||
3.6 | Appoint a Director Washio, Tomoharu | Management | For | ||||||||||||||||||||
3.7 | Appoint a Director Inoue, Takahiko | Management | For | ||||||||||||||||||||
4 | Amend Articles to: Consolidate Trading Unit under Regulatory Requirements (PLEASE NOTE THIS IS THE AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF ORDINARY SHAREHOLDERS.) | Management | For | ||||||||||||||||||||
5 | Approve Share Consolidation (PLEASE NOTE THIS IS THE AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF ORDINARY SHAREHOLDERS.) | Management | For | ||||||||||||||||||||
TS TECH CO.,LTD. | |||||||||||||||||||||||
Security | J9299N100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2017 | |||||||||||||||||||||
ISIN | JP3539230007 | Agenda | 708233591 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2017 | |||||||||||||||||
SEDOL(s) | B1P1JR4 - B1T7Z47 | Quick Code | 73130 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | ||||||||||||||||||||
3 | Appoint a Corporate Auditor Miyota, Akihiro | Management | For | ||||||||||||||||||||
4 | Appoint a Substitute Corporate Auditor Wasemoto, Kazunori | Management | For | ||||||||||||||||||||
MITSUBISHI MOTORS CORPORATION | |||||||||||||||||||||||
Security | J44131167 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2017 | |||||||||||||||||||||
ISIN | JP3899800001 | Agenda | 708257476 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2017 | |||||||||||||||||
SEDOL(s) | 5507409 - 6598446 - B02JD27 - B175XZ0 - BHZL4T3 | Quick Code | 72110 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2 | Amend Articles to: Eliminate the Articles Related to the Board of Directors Size and the Board of Corporate Auditors Size, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Revise Directors with Title, Clarify an Executive Officer System | Management | For | ||||||||||||||||||||
3.1 | Appoint a Director Carlos Ghosn | Management | For | ||||||||||||||||||||
3.2 | Appoint a Director Masuko, Osamu | Management | For | ||||||||||||||||||||
3.3 | Appoint a Director Yamashita, Mitsuhiko | Management | For | ||||||||||||||||||||
3.4 | Appoint a Director Shiraji, Kozo | Management | For | ||||||||||||||||||||
3.5 | Appoint a Director Ikeya, Koji | Management | For | ||||||||||||||||||||
3.6 | Appoint a Director Sakamoto, Harumi | Management | For | ||||||||||||||||||||
3.7 | Appoint a Director Miyanaga, Shunichi | Management | For | ||||||||||||||||||||
3.8 | Appoint a Director Kobayashi, Ken | Management | For | ||||||||||||||||||||
3.9 | Appoint a Director Isayama, Takeshi | Management | For | ||||||||||||||||||||
3.10 | Appoint a Director Kawaguchi, Hitoshi | Management | For | ||||||||||||||||||||
3.11 | Appoint a Director Karube, Hiroshi | Management | For | ||||||||||||||||||||
TOKYO SEIMITSU CO.,LTD. | |||||||||||||||||||||||
Security | J87903100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2017 | |||||||||||||||||||||
ISIN | JP3580200008 | Agenda | 708257515 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2017 | |||||||||||||||||
SEDOL(s) | 5931116 - 6894304 - B02LW59 - B3FHQM0 | Quick Code | 77290 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Ota, Kunimasa | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Yoshida, Hitoshi | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Kimura, Ryuichi | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Kawamura, Koichi | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Endo, Akihiro | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Tomoeda, Masahiro | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Hokida, Takahiro | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Wolfgang Bonatz | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Matsumoto, Hirokazu | Management | For | ||||||||||||||||||||
2.10 | Appoint a Director Saito, Shozo | Management | For | ||||||||||||||||||||
2.11 | Appoint a Director Donglei Tang | Management | For | ||||||||||||||||||||
3.1 | Appoint a Corporate Auditor Inoue, Naomi | Management | For | ||||||||||||||||||||
3.2 | Appoint a Corporate Auditor Maeda, Masahiro | Management | For | ||||||||||||||||||||
4 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock Options for Directors and Employees of the Company and the Company's Subsidiaries on Favorable Conditions | Management | For | ||||||||||||||||||||
HAZAMA ANDO CORPORATION | |||||||||||||||||||||||
Security | J1912N104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2017 | |||||||||||||||||||||
ISIN | JP3767810009 | Agenda | 708223540 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2017 | |||||||||||||||||
SEDOL(s) | 6687991 - B02DZ89 | Quick Code | 17190 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Ono, Toshio | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Nomura, Toshiaki | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Kaneko, Haruyuki | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Kojima, Hidekazu | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Fukutomi, Masato | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Ikegami, Toru | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Hosobuchi, Hideo | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Miyamori, Shinya | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Fujita, Yuzuru | Management | For | ||||||||||||||||||||
2.10 | Appoint a Director Fujita, Masami | Management | For | ||||||||||||||||||||
2.11 | Appoint a Director Kitagawa, Mariko | Management | For | ||||||||||||||||||||
3 | Appoint a Substitute Corporate Auditor Hiramatsu, Takemi | Management | For | ||||||||||||||||||||
JGC CORPORATION | |||||||||||||||||||||||
Security | J26945105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2017 | |||||||||||||||||||||
ISIN | JP3667600005 | Agenda | 708233678 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline Date | 27-Jun-2017 | |||||||||||||||||
SEDOL(s) | 6473468 - B3BHSP1 - B3PLTK1 - BHZL103 | Quick Code | 19630 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2 | Amend Articles to: Change Company Location to KANAGAWA, Approve Minor Revisions | Management | For | ||||||||||||||||||||
3.1 | Appoint a Director Sato, Masayuki | Management | For | ||||||||||||||||||||
3.2 | Appoint a Director Kawana, Koichi | Management | For | ||||||||||||||||||||
3.3 | Appoint a Director Ishizuka, Tadashi | Management | For | ||||||||||||||||||||
3.4 | Appoint a Director Yamazaki, Yutaka | Management | For | ||||||||||||||||||||
3.5 | Appoint a Director Akabane, Tsutomu | Management | For | ||||||||||||||||||||
3.6 | Appoint a Director Furuta, Eiki | Management | For | ||||||||||||||||||||
3.7 | Appoint a Director Sato, Satoshi | Management | For | ||||||||||||||||||||
3.8 | Appoint a Director Suzuki, Masanori | Management | For | ||||||||||||||||||||
3.9 | Appoint a Director Terajima, Kiyotaka | Management | For | ||||||||||||||||||||
3.10 | Appoint a Director Endo, Shigeru | Management | For | ||||||||||||||||||||
3.11 | Appoint a Director Matsushima, Masayuki | Management | For | ||||||||||||||||||||
KOITO MANUFACTURING CO.,LTD. | |||||||||||||||||||||||
Security | J34899104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2017 | |||||||||||||||||||||
ISIN | JP3284600008 | Agenda | 708234000 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2017 | |||||||||||||||||
SEDOL(s) | 6496324 - B3BHWN7 | Quick Code | 72760 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director Otake, Masahiro | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director Mihara, Hiroshi | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director Yokoya, Yuji | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director Sakakibara, Koichi | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director Arima, Kenji | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director Uchiyama, Masami | Management | For | ||||||||||||||||||||
2.7 | Appoint a Director Kato, Michiaki | Management | For | ||||||||||||||||||||
2.8 | Appoint a Director Konagaya, Hideharu | Management | For | ||||||||||||||||||||
2.9 | Appoint a Director Otake, Takashi | Management | For | ||||||||||||||||||||
2.10 | Appoint a Director Kusakawa, Katsuyuki | Management | For | ||||||||||||||||||||
2.11 | Appoint a Director Yamamoto, Hideo | Management | For | ||||||||||||||||||||
2.12 | Appoint a Director Toyota, Jun | Management | For | ||||||||||||||||||||
2.13 | Appoint a Director Uehara, Haruya | Management | For | ||||||||||||||||||||
2.14 | Appoint a Director Sakurai, Kingo | Management | For | ||||||||||||||||||||
3 | Appoint a Corporate Auditor Kawaguchi, Yohei | Management | For | ||||||||||||||||||||
4 | Appoint a Substitute Corporate Auditor Shinohara, Hideo | Management | For | ||||||||||||||||||||
5 | Approve Details of the Restricted-Share Compensation Plan to be received by Directors | Management | For | ||||||||||||||||||||
NIKON CORPORATION | |||||||||||||||||||||||
Security | 654111103 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2017 | |||||||||||||||||||||
ISIN | JP3657400002 | Agenda | 708282099 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2017 | |||||||||||||||||
SEDOL(s) | 5725632 - 6642321 - B020SL4 - B17CJ20 - BHZL4Y8 | Quick Code | 77310 | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | ||||||||||||||||||||
2.1 | Appoint a Director except as Supervisory Committee Members Ushida, Kazuo | Management | For | ||||||||||||||||||||
2.2 | Appoint a Director except as Supervisory Committee Members Oka, Masashi | Management | For | ||||||||||||||||||||
2.3 | Appoint a Director except as Supervisory Committee Members Okamoto, Yasuyuki | Management | For | ||||||||||||||||||||
2.4 | Appoint a Director except as Supervisory Committee Members Odajima, Takumi | Management | For | ||||||||||||||||||||
2.5 | Appoint a Director except as Supervisory Committee Members Hagiwara, Satoshi | Management | For | ||||||||||||||||||||
2.6 | Appoint a Director except as Supervisory Committee Members Negishi, Akio | Management | For | ||||||||||||||||||||
3 | Appoint a Director as Supervisory Committee Members Honda, Takaharu | Management | For | ||||||||||||||||||||
DELTA AIR LINES, INC. | |||||||||||||||||||||||
Security | 247361702 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DAL | Meeting Date | 30-Jun-2017 | ||||||||||||||||||||
ISIN | US2473617023 | Agenda | 934626461 - Management | ||||||||||||||||||||
Record Date | 03-May-2017 | Holding Recon Date | 03-May-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | ||||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | ||||||||||||||||||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | ||||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | ||||||||||||||||||||
Registrant: TWO ROADS SHARED TRUST - Hanlon Managed Income Fund | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: TWO ROADS SHARED TRUST - Hanlon Tactical Dividend and Momentum Fund | |||||||||||||||||||||||
Investment Company Act file number: 811-22718 | |||||||||||||||||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||||||||||||||||
JOHNSON CONTROLS, INC. | |||||||||||||||||||||||
Security | 478366107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | JCI | Meeting Date | 17-Aug-2016 | ||||||||||||||||||||
ISIN | US4783661071 | Agenda | 934459315 - Management | ||||||||||||||||||||
Record Date | 27-Jun-2016 | Holding Recon Date | 27-Jun-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Aug-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | |||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
TYCO INTERNATIONAL PLC | |||||||||||||||||||||||
Security | G91442106 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TYC | Meeting Date | 17-Aug-2016 | ||||||||||||||||||||
ISIN | IE00BQRQXQ92 | Agenda | 934459327 - Management | ||||||||||||||||||||
Record Date | 27-Jun-2016 | Holding Recon Date | 27-Jun-2016 | ||||||||||||||||||||
City / | Country | / | Ireland | Vote Deadline Date | 12-Aug-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
2. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
3. | Approve Reorganization Plan | Management | For | For | |||||||||||||||||||
4. | Increase Share Capital | Management | For | For | |||||||||||||||||||
5. | Allot Securities | Management | For | For | |||||||||||||||||||
6. | Approve Company Name Change | Management | For | For | |||||||||||||||||||
7. | Increase Share Capital | Management | For | For | |||||||||||||||||||
8. | Allot Securities | Management | For | For | |||||||||||||||||||
9. | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||||||||||||
10. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
11. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
GENERAL MILLS, INC. | |||||||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GIS | Meeting Date | 27-Sep-2016 | ||||||||||||||||||||
ISIN | US3703341046 | Agenda | 934468186 - Management | ||||||||||||||||||||
Record Date | 29-Jul-2016 | Holding Recon Date | 29-Jul-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Sep-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M) | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | �� | ||||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2016 | ||||||||||||||||||||
ISIN | US7427181091 | Agenda | 934472616 - Management | ||||||||||||||||||||
Record Date | 12-Aug-2016 | Holding Recon Date | 12-Aug-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||||||||||||
MONSTER BEVERAGE CORPORATION | |||||||||||||||||||||||
Security | 61174X109 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | MNST | Meeting Date | 11-Oct-2016 | ||||||||||||||||||||
ISIN | US61174X1090 | Agenda | 934476359 - Management | ||||||||||||||||||||
Record Date | 26-Aug-2016 | Holding Recon Date | 26-Aug-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Authorize Common Stock Increase | Management | For | For | |||||||||||||||||||
SEAGATE TECHNOLOGY PLC | |||||||||||||||||||||||
Security | G7945M107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STX | Meeting Date | 19-Oct-2016 | ||||||||||||||||||||
ISIN | IE00B58JVZ52 | Agenda | 934477022 - Management | ||||||||||||||||||||
Record Date | 23-Aug-2016 | Holding Recon Date | 23-Aug-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6A. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
6B. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
7A. | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||
7B. | Amend Articles-Board Related | Management | Against | Against | |||||||||||||||||||
8. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
9. | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||||||||||||
10. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
ST. JUDE MEDICAL, INC. | |||||||||||||||||||||||
Security | 790849103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STJ | Meeting Date | 26-Oct-2016 | ||||||||||||||||||||
ISIN | US7908491035 | Agenda | 934486110 - Management | ||||||||||||||||||||
Record Date | 16-Sep-2016 | Holding Recon Date | 16-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
3B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
3C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6. | Declassify Board | Management | For | For | |||||||||||||||||||
7. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
8. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
9. | Approve Motion to Adjourn Meeting | Management | For | For | |||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
SYMANTEC CORPORATION | |||||||||||||||||||||||
Security | 871503108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYMC | Meeting Date | 01-Nov-2016 | ||||||||||||||||||||
ISIN | US8715031089 | Agenda | 934479052 - Management | ||||||||||||||||||||
Record Date | 02-Sep-2016 | Holding Recon Date | 02-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Oct-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
4 | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
WESTERN DIGITAL CORPORATION | |||||||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDC | Meeting Date | 04-Nov-2016 | ||||||||||||||||||||
ISIN | US9581021055 | Agenda | 934481386 - Management | ||||||||||||||||||||
Record Date | 08-Sep-2016 | Holding Recon Date | 08-Sep-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Nov-2016 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
EMERSON ELECTRIC CO. | |||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 07-Feb-2017 | ||||||||||||||||||||
ISIN | US2910111044 | Agenda | 934513640 - Management | ||||||||||||||||||||
Record Date | 29-Nov-2016 | Holding Recon Date | 29-Nov-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | D.N. FARR | For | For | ||||||||||||||||||||
2 | W.R. JOHNSON | For | For | ||||||||||||||||||||
3 | M.S. LEVATICH | For | For | ||||||||||||||||||||
4 | J.W. PRUEHER | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | For | Against | |||||||||||||||||||
WHOLE FOODS MARKET, INC. | |||||||||||||||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFM | Meeting Date | 17-Feb-2017 | ||||||||||||||||||||
ISIN | US9668371068 | Agenda | 934518501 - Management | ||||||||||||||||||||
Record Date | 21-Dec-2016 | Holding Recon Date | 21-Dec-2016 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Access To Proxy | Shareholder | Against | For | |||||||||||||||||||
6. | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 413086109 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | HAR | Meeting Date | 17-Feb-2017 | ||||||||||||||||||||
ISIN | US4130861093 | Agenda | 934524667 - Management | ||||||||||||||||||||
Record Date | 10-Jan-2017 | Holding Recon Date | 10-Jan-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | |||||||||||||||||||
HELMERICH & PAYNE, INC. | |||||||||||||||||||||||
Security | 423452101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HP | Meeting Date | 01-Mar-2017 | ||||||||||||||||||||
ISIN | US4234521015 | Agenda | 934522512 - Management | ||||||||||||||||||||
Record Date | 06-Jan-2017 | Holding Recon Date | 06-Jan-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Feb-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | Abstain | ||||||||||||||||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||||||||||||||||
Security | 744573106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEG | Meeting Date | 18-Apr-2017 | ||||||||||||||||||||
ISIN | US7445731067 | Agenda | 934544140 - Management | ||||||||||||||||||||
Record Date | 17-Feb-2017 | Holding Recon Date | 17-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
KIMBERLY-CLARK CORPORATION | |||||||||||||||||||||||
Security | 494368103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KMB | Meeting Date | 20-Apr-2017 | ||||||||||||||||||||
ISIN | US4943681035 | Agenda | 934533832 - Management | ||||||||||||||||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
REGIONS FINANCIAL CORPORATION | |||||||||||||||||||||||
Security | 7591EP100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RF | Meeting Date | 20-Apr-2017 | ||||||||||||||||||||
ISIN | US7591EP1005 | Agenda | 934537486 - Management | ||||||||||||||||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||
ISIN | US4592001014 | Agenda | 934539973 - Management | ||||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Access To Proxy | Shareholder | Against | For | |||||||||||||||||||
CENTENE CORPORATION | |||||||||||||||||||||||
Security | 15135B101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CNC | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||
ISIN | US15135B1017 | Agenda | 934541702 - Management | ||||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
EXELON CORPORATION | |||||||||||||||||||||||
Security | 30161N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EXC | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||
ISIN | US30161N1019 | Agenda | 934542095 - Management | ||||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
FMC CORPORATION | |||||||||||||||||||||||
Security | 302491303 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FMC | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||
ISIN | US3024913036 | Agenda | 934550941 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
THE COCA-COLA COMPANY | |||||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||
ISIN | US1912161007 | Agenda | 934538589 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | For | Against | |||||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||
ISIN | US3696041033 | Agenda | 934541916 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
A1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A6 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A7 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A8 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A9 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A10 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A11 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A12 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A13 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A14 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A15 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A16 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A17 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
A18 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
B1 | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
B2 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
B3 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
B4 | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
B5 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
C1 | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
C2 | S/H Proposal - Board Independence | Shareholder | Against | For | |||||||||||||||||||
C3 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
C4 | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | For | |||||||||||||||||||
EATON CORPORATION PLC | |||||||||||||||||||||||
Security | G29183103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ETN | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||
ISIN | IE00B8KQN827 | Agenda | 934542742 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Approve Article Amendments | Management | For | For | |||||||||||||||||||
3. | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
6. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
7. | Approve Option Grants | Management | For | For | |||||||||||||||||||
8. | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||||||||||||
9. | Stock Repurchase Plan | Management | For | For | |||||||||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US4781601046 | Agenda | 934537284 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
PFIZER INC. | |||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US7170811035 | Agenda | 934540798 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
CITIZENS FINANCIAL GROUP, INC. | |||||||||||||||||||||||
Security | 174610105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CFG | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US1746101054 | Agenda | 934541106 - Management | ||||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
BAKER HUGHES INCORPORATED | |||||||||||||||||||||||
Security | 057224107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BHI | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US0572241075 | Agenda | 934542893 - Management | ||||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Simple Majority Voting | Shareholder | Against | For | |||||||||||||||||||
AMEREN CORPORATION | |||||||||||||||||||||||
Security | 023608102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AEE | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US0236081024 | Agenda | 934543275 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
HCP, INC. | |||||||||||||||||||||||
Security | 40414L109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HCP | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US40414L1098 | Agenda | 934544215 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
NRG ENERGY, INC. | |||||||||||||||||||||||
Security | 629377508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NRG | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | US6293775085 | Agenda | 934546738 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
3. | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 02-May-2017 | ||||||||||||||||||||
ISIN | US1101221083 | Agenda | 934547538 - Management | ||||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
VALERO ENERGY CORPORATION | |||||||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VLO | Meeting Date | 03-May-2017 | ||||||||||||||||||||
ISIN | US91913Y1001 | Agenda | 934543528 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
IDEXX LABORATORIES, INC. | |||||||||||||||||||||||
Security | 45168D104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IDXX | Meeting Date | 03-May-2017 | ||||||||||||||||||||
ISIN | US45168D1046 | Agenda | 934549518 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PM | Meeting Date | 03-May-2017 | ||||||||||||||||||||
ISIN | US7181721090 | Agenda | 934549859 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
7. | S/H Proposal - Human Rights Related | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Human Rights Related | Shareholder | For | Against | |||||||||||||||||||
DTE ENERGY COMPANY | |||||||||||||||||||||||
Security | 233331107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DTE | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US2333311072 | Agenda | 934542653 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | GERARD M. ANDERSON | For | For | ||||||||||||||||||||
2 | DAVID A. BRANDON | For | For | ||||||||||||||||||||
3 | W. FRANK FOUNTAIN, JR. | For | For | ||||||||||||||||||||
4 | CHARLES G. MCCLURE, JR. | For | For | ||||||||||||||||||||
5 | GAIL J. MCGOVERN | For | For | ||||||||||||||||||||
6 | MARK A. MURRAY | For | For | ||||||||||||||||||||
7 | JAMES B. NICHOLSON | For | For | ||||||||||||||||||||
8 | CHARLES W. PRYOR, JR. | For | For | ||||||||||||||||||||
9 | JOSUE ROBLES, JR. | For | For | ||||||||||||||||||||
10 | RUTH G. SHAW | For | For | ||||||||||||||||||||
11 | DAVID A. THOMAS | For | For | ||||||||||||||||||||
12 | JAMES H. VANDENBERGHE | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
DUKE ENERGY CORPORATION | |||||||||||||||||||||||
Security | 26441C204 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DUK | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US26441C2044 | Agenda | 934544102 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | MICHAEL J. ANGELAKIS | For | For | ||||||||||||||||||||
2 | MICHAEL G. BROWNING | For | For | ||||||||||||||||||||
3 | THEODORE F. CRAVER, JR. | For | For | ||||||||||||||||||||
4 | DANIEL R. DIMICCO | For | For | ||||||||||||||||||||
5 | JOHN H. FORSGREN | For | For | ||||||||||||||||||||
6 | LYNN J. GOOD | For | For | ||||||||||||||||||||
7 | JOHN T. HERRON | For | For | ||||||||||||||||||||
8 | JAMES B. HYLER, JR. | For | For | ||||||||||||||||||||
9 | WILLIAM E. KENNARD | For | For | ||||||||||||||||||||
10 | E. MARIE MCKEE | For | For | ||||||||||||||||||||
11 | CHARLES W. MOORMAN IV | For | For | ||||||||||||||||||||
12 | CARLOS A. SALADRIGAS | For | For | ||||||||||||||||||||
13 | THOMAS E. SKAINS | For | For | ||||||||||||||||||||
14 | WILLIAM E. WEBSTER, JR. | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Health Issues | Shareholder | For | Against | |||||||||||||||||||
WELLTOWER INC. | |||||||||||||||||||||||
Security | 95040Q104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HCN | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | US95040Q1040 | Agenda | 934546550 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
ALLERGAN PLC | |||||||||||||||||||||||
Security | G0177J108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AGN | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | IE00BY9D5467 | Agenda | 934551537 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
ENTERGY CORPORATION | |||||||||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ETR | Meeting Date | 05-May-2017 | ||||||||||||||||||||
ISIN | US29364G1031 | Agenda | 934547475 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
ABBVIE INC. | |||||||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 05-May-2017 | ||||||||||||||||||||
ISIN | US00287Y1091 | Agenda | 934548821 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | ROBERT J. ALPERN | For | For | ||||||||||||||||||||
2 | EDWARD M. LIDDY | For | For | ||||||||||||||||||||
3 | MELODY B. MEYER | For | For | ||||||||||||||||||||
4 | FREDERICK H. WADDELL | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | Classify/Stagger Board of Directors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Separate Chairman/Coe | Shareholder | Against | For | |||||||||||||||||||
RYDER SYSTEM, INC. | |||||||||||||||||||||||
Security | 783549108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | R | Meeting Date | 05-May-2017 | ||||||||||||||||||||
ISIN | US7835491082 | Agenda | 934550080 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
INTERNATIONAL PAPER COMPANY | |||||||||||||||||||||||
Security | 460146103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IP | Meeting Date | 08-May-2017 | ||||||||||||||||||||
ISIN | US4601461035 | Agenda | 934576666 - Management | ||||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
APACHE CORPORATION | |||||||||||||||||||||||
Security | 037411105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | APA | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US0374111054 | Agenda | 934551006 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
3. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
4. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
7. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
8. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
9. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
10. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
FORD MOTOR COMPANY | |||||||||||||||||||||||
Security | 345370860 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | F | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US3453708600 | Agenda | 934551032 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
NUCOR CORPORATION | |||||||||||||||||||||||
Security | 670346105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NUE | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US6703461052 | Agenda | 934556828 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | PATRICK J. DEMPSEY | For | For | ||||||||||||||||||||
2 | JOHN J. FERRIOLA | For | For | ||||||||||||||||||||
3 | GREGORY J. HAYES | For | For | ||||||||||||||||||||
4 | VICTORIA F. HAYNES PH.D | For | For | ||||||||||||||||||||
5 | BERNARD L. KASRIEL | For | For | ||||||||||||||||||||
6 | CHRISTOPHER J. KEARNEY | For | For | ||||||||||||||||||||
7 | LAURETTE T. KOELLNER | For | For | ||||||||||||||||||||
8 | JOHN H. WALKER | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 3 Years | For | |||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | For | Against | |||||||||||||||||||
THE DOW CHEMICAL COMPANY | |||||||||||||||||||||||
Security | 260543103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DOW | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US2605431038 | Agenda | 934561691 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
HOST HOTELS & RESORTS, INC. | |||||||||||||||||||||||
Security | 44107P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HST | Meeting Date | 11-May-2017 | ||||||||||||||||||||
ISIN | US44107P1049 | Agenda | 934574636 - Management | ||||||||||||||||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
CF INDUSTRIES HOLDINGS, INC. | |||||||||||||||||||||||
Security | 125269100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CF | Meeting Date | 12-May-2017 | ||||||||||||||||||||
ISIN | US1252691001 | Agenda | 934559533 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
FIRSTENERGY CORP. | |||||||||||||||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FE | Meeting Date | 16-May-2017 | ||||||||||||||||||||
ISIN | US3379321074 | Agenda | 934566259 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | PAUL T. ADDISON | For | For | ||||||||||||||||||||
2 | MICHAEL J. ANDERSON | For | For | ||||||||||||||||||||
3 | WILLIAM T. COTTLE | For | For | ||||||||||||||||||||
4 | STEVEN J. DEMETRIOU | For | For | ||||||||||||||||||||
5 | JULIA L. JOHNSON | For | For | ||||||||||||||||||||
6 | CHARLES E. JONES | For | For | ||||||||||||||||||||
7 | DONALD T. MISHEFF | For | For | ||||||||||||||||||||
8 | THOMAS N. MITCHELL | For | For | ||||||||||||||||||||
9 | JAMES F. O'NEIL III | For | For | ||||||||||||||||||||
10 | CHRISTOPHER D. PAPPAS | For | For | ||||||||||||||||||||
11 | LUIS A. REYES | For | For | ||||||||||||||||||||
12 | GEORGE M. SMART | For | For | ||||||||||||||||||||
13 | DR. JERRY SUE THORNTON | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Authorize Common Stock Increase | Management | For | For | |||||||||||||||||||
6. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||
7. | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||
8. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
9. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
10. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
11. | S/H Proposal - Simple Majority Voting | Shareholder | Against | For | |||||||||||||||||||
AKAMAI TECHNOLOGIES, INC. | |||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US00971T1016 | Agenda | 934566829 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
PPL CORPORATION | |||||||||||||||||||||||
Security | 69351T106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PPL | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US69351T1060 | Agenda | 934568342 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
SOUTHWEST AIRLINES CO. | |||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 17-May-2017 | ||||||||||||||||||||
ISIN | US8447411088 | Agenda | 934588851 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
VENTAS, INC. | |||||||||||||||||||||||
Security | 92276F100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VTR | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US92276F1003 | Agenda | 934565966 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
ANTHEM, INC. | |||||||||||||||||||||||
Security | 036752103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ANTM | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US0367521038 | Agenda | 934566223 - Management | ||||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
6. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
ALTRIA GROUP, INC. | |||||||||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MO | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US02209S1033 | Agenda | 934567097 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Approve Increase in Board Size | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Animal Rights | Shareholder | For | Against | |||||||||||||||||||
KEYCORP | |||||||||||||||||||||||
Security | 493267108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KEY | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US4932671088 | Agenda | 934568467 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1O. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1P. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
THE MOSAIC COMPANY | |||||||||||||||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MOS | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US61945C1036 | Agenda | 934569712 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||||||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMB | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US9694571004 | Agenda | 934580259 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
MARTIN MARIETTA MATERIALS, INC. | |||||||||||||||||||||||
Security | 573284106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MLM | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US5732841060 | Agenda | 934601700 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Access To Proxy | Shareholder | For | Against | |||||||||||||||||||
MATTEL, INC. | |||||||||||||||||||||||
Security | 577081102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MAT | Meeting Date | 19-May-2017 | ||||||||||||||||||||
ISIN | US5770811025 | Agenda | 934571159 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
ROYAL CARIBBEAN CRUISES LTD. | |||||||||||||||||||||||
Security | V7780T103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RCL | Meeting Date | 22-May-2017 | ||||||||||||||||||||
ISIN | LR0008862868 | Agenda | 934578127 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
MERCK & CO., INC. | |||||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
NVIDIA CORPORATION | |||||||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | US67066G1040 | Agenda | 934585540 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
THE SOUTHERN COMPANY | |||||||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SO | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US8425871071 | Agenda | 934580083 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1O. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
IRON MOUNTAIN INC. | |||||||||||||||||||||||
Security | 46284V101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IRM | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US46284V1017 | Agenda | 934587328 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2017 | Holding Recon Date | 04-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | NL0009434992 | Agenda | 934588902 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Adopt Accounts for Past Year | Management | For | For | |||||||||||||||||||
3. | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
4. | Approve Discharge of Supervisory Board | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
7. | Dividends | Management | For | For | |||||||||||||||||||
8. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
9. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
10. | Stock Repurchase Plan | Management | For | For | |||||||||||||||||||
11. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
ONEOK, INC. | |||||||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US6826801036 | Agenda | 934591315 - Management | ||||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
UNITED CONTINENTAL HOLDINGS, INC. | |||||||||||||||||||||||
Security | 910047109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UAL | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US9100471096 | Agenda | 934611357 - Management | ||||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
NAVIENT CORPORATION | |||||||||||||||||||||||
Security | 63938C108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NAVI | Meeting Date | 25-May-2017 | ||||||||||||||||||||
ISIN | US63938C1080 | Agenda | 934581542 - Management | ||||||||||||||||||||
Record Date | 30-Mar-2017 | Holding Recon Date | 30-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | Adopt Omnibus Stock Option Plan | Management | For | For | |||||||||||||||||||
LINCOLN NATIONAL CORPORATION | |||||||||||||||||||||||
Security | 534187109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LNC | Meeting Date | 26-May-2017 | ||||||||||||||||||||
ISIN | US5341871094 | Agenda | 934572098 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5A. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
5B. | Director Removal Without Cause | Management | For | For | |||||||||||||||||||
5C. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
CHEVRON CORPORATION | |||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 31-May-2017 | ||||||||||||||||||||
ISIN | US1667641005 | Agenda | 934581732 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Fix Number of Directors | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | For | Against | |||||||||||||||||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
FREEPORT-MCMORAN INC. | |||||||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FCX | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US35671D8570 | Agenda | 934593888 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||||||||||||||
2 | GERALD J. FORD | For | For | ||||||||||||||||||||
3 | LYDIA H. KENNARD | For | For | ||||||||||||||||||||
4 | ANDREW LANGHAM | For | For | ||||||||||||||||||||
5 | JON C. MADONNA | For | For | ||||||||||||||||||||
6 | COURTNEY MATHER | For | For | ||||||||||||||||||||
7 | DUSTAN E. MCCOY | For | For | ||||||||||||||||||||
8 | FRANCES FRAGOS TOWNSEND | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
GENERAL MOTORS COMPANY | |||||||||||||||||||||||
Security | 37045V100 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | GM | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US37045V1008 | Agenda | 934594955 - Management | ||||||||||||||||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | JOSEPH J. ASHTON | For | For | ||||||||||||||||||||
2 | MARY T. BARRA | For | For | ||||||||||||||||||||
3 | LINDA R. GOODEN | For | For | ||||||||||||||||||||
4 | JOSEPH JIMENEZ | For | For | ||||||||||||||||||||
5 | JANE L. MENDILLO | For | For | ||||||||||||||||||||
6 | MICHAEL G. MULLEN | For | For | ||||||||||||||||||||
7 | JAMES J. MULVA | For | For | ||||||||||||||||||||
8 | PATRICIA F. RUSSO | For | For | ||||||||||||||||||||
9 | THOMAS M. SCHOEWE | For | For | ||||||||||||||||||||
10 | THEODORE M. SOLSO | For | For | ||||||||||||||||||||
11 | CAROL M. STEPHENSON | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Board Independence | Shareholder | Against | For | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
GENERAL MOTORS COMPANY | |||||||||||||||||||||||
Security | 37045V100 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | GM | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US37045V1008 | Agenda | 934594955 - Management | ||||||||||||||||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | JOSEPH J. ASHTON | For | For | ||||||||||||||||||||
2 | MARY T. BARRA | For | For | ||||||||||||||||||||
3 | LINDA R. GOODEN | For | For | ||||||||||||||||||||
4 | JOSEPH JIMENEZ | For | For | ||||||||||||||||||||
5 | JANE L. MENDILLO | For | For | ||||||||||||||||||||
6 | MICHAEL G. MULLEN | For | For | ||||||||||||||||||||
7 | JAMES J. MULVA | For | For | ||||||||||||||||||||
8 | PATRICIA F. RUSSO | For | For | ||||||||||||||||||||
9 | THOMAS M. SCHOEWE | For | For | ||||||||||||||||||||
10 | THEODORE M. SOLSO | For | For | ||||||||||||||||||||
11 | CAROL M. STEPHENSON | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Board Independence | Shareholder | Against | For | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
GENERAL MOTORS COMPANY | |||||||||||||||||||||||
Security | 37045V100 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | GM | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US37045V1008 | Agenda | 934617018 - Opposition | ||||||||||||||||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | LEO HINDERY, JR. | For | For | ||||||||||||||||||||
2 | VINIT SETHI | For | For | ||||||||||||||||||||
3 | WILLIAM N. THORNDIKE JR | For | For | ||||||||||||||||||||
4 | MGMT NOM: J.J. ASHTON | For | For | ||||||||||||||||||||
5 | MGMT NOM: MARY T. BARRA | For | For | ||||||||||||||||||||
6 | MGMT NOM: L.R. GOODEN | For | For | ||||||||||||||||||||
7 | MGMT NOM: J. JIMENEZ | For | For | ||||||||||||||||||||
8 | MGMT NOM: JAMES J MULVA | For | For | ||||||||||||||||||||
9 | MGMT NOM: P.F. RUSSO | For | For | ||||||||||||||||||||
10 | MGMT NOM: T.M. SCHOEWE | For | For | ||||||||||||||||||||
11 | MGMT NOM: T.M. SOLSO | For | For | ||||||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
03 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
04 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
05 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
06 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
07 | Dividends | Management | For | For | |||||||||||||||||||
GARMIN LTD | |||||||||||||||||||||||
Security | H2906T109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GRMN | Meeting Date | 09-Jun-2017 | ||||||||||||||||||||
ISIN | CH0114405324 | Agenda | 934597999 - Management | ||||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Receive Directors' Report | Management | For | For | |||||||||||||||||||
2. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
3. | Dividends | Management | For | For | |||||||||||||||||||
4. | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
5A. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
5B. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
5C. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
5D. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
5E. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
5F. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
6. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
7A. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
7B. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
7C. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
7D. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||||||||
8. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
9. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
10. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
11. | Miscellaneous Compensation Plans | Management | For | For | |||||||||||||||||||
12. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
13. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
STAPLES, INC. | |||||||||||||||||||||||
Security | 855030102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SPLS | Meeting Date | 12-Jun-2017 | ||||||||||||||||||||
ISIN | US8550301027 | Agenda | 934605330 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
AMERICAN AIRLINES GROUP INC. | |||||||||||||||||||||||
Security | 02376R102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAL | Meeting Date | 14-Jun-2017 | ||||||||||||||||||||
ISIN | US02376R1023 | Agenda | 934603451 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
CATERPILLAR INC. | |||||||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CAT | Meeting Date | 14-Jun-2017 | ||||||||||||||||||||
ISIN | US1491231015 | Agenda | 934611460 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | |||||||||||||||||||
8. | S/H Proposal - Political/Government | Shareholder | For | Against | |||||||||||||||||||
9. | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||||||||||||||||
11. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
ISHARES MORNINGSTAR FUND | |||||||||||||||||||||||
Security | 464288513 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | HYG | Meeting Date | 19-Jun-2017 | ||||||||||||||||||||
ISIN | US4642885135 | Agenda | 934621156 - Management | ||||||||||||||||||||
Record Date | 02-May-2017 | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2017 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | JANE D. CARLIN | For | For | ||||||||||||||||||||
2 | RICHARD L. FAGNANI | For | For | ||||||||||||||||||||
3 | DREW E. LAWTON | For | For | ||||||||||||||||||||
4 | MADHAV V. RAJAN | For | For | ||||||||||||||||||||
5 | MARK WIEDMAN | For | For | ||||||||||||||||||||
Registrant: TWO ROADS SHARED TRUST - Satuit West Shore Real Return Fund | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: TWO ROADS SHARED TRUST - LJM PRESERVATION AND GROWTH FUND | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: TWO ROADS SHARED TRUST - SUPERFUND MANAGED FUTURES STRATEGY FUND | |||||||||
Investment Company Act file number: 811-22718 | |||||||||
Reporting Period: July 1, 2016-June 30, 2017 | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: TWO ROADS SHARED TRUST - Breithorn Long/Short Fund | ||||||||
Investment Company Act file number: 811-22718 | ||||||||
Reporting Period: July 1, 2016 -June 30, 2017 | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) Vote Against Management |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Warren Eisenberg | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Leonard Feinstein | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Steven H. Temares | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Dean S. Adler | Management | Yes | For | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Stanley F. Barshay | Management | Yes | For | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Geraldine T. Elliott | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Klaus Eppler | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Patrick R. Gaston | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Jordan Heller | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Elect Director Victoria A. Morrison | Management | Yes | For | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Ratify KPMG LLP as Auditors | Management | Yes | For | No |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Proxy Access | Share Holder | Yes | Against | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Adopt Share Retention Policy For Senior Executives | Share Holder | Yes | Against | Yes |
Breithorn Capital Management | BBBY | 075896100 | 01-Jul-16 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | Yes | Against | Yes |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Gregory S. Clark | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Frank E. Dangeard | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Kenneth Y. Hao | Management | Yes | For | Yes |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director David W. Humphrey | Management | Yes | For | Yes |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Geraldine B. Laybourne | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director David L. Mahoney | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Robert S. Miller | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Anita M. Sands | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Daniel H. Schulman | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director V. Paul Unruh | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Elect Director Suzanne M. Vautrinot | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Ratify KPMG LLP as Auditors | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Breithorn Capital Management | SYMC | 871503108 | 01-Nov-16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Two Roads Shared Trust
By (Signature and Title) /s/James Colantino
James Colantino
Secretary of the Trust
Date: August 29, 2017