UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22718
Two Roads Shared Trust
(Exact name of registrant as specified in charter)
17605 Wright Street, Suite 2
Omaha, NE 68130
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: (402) 895-1600
Date of fiscal year end: April 30, July 31, October 31, December 31
Date of reporting period: July 1, 2017 - June 30, 2018
ITEM 1. PROXY VOTING RECORD:
Registrant: TWO ROADS SHARED TRUST - Anfield Capital Diversified Alternatives ETF | Item 1, Exhibit 1 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. | |||||||||
2 |
Registrant: TWO ROADS SHARED TRUST - Anfield Universal Fixed Income Fund | Item 1, Exhibit 2 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Vanguard Short Term IG | VFSUX | 922031836 | 11/15/2017- ANNUAL | 1. Election of Trustees | Mgmt | Y | FOR | FOR | |
2 | 2. Approve Manager of Managers with third party inv advisors | Mgmt | Y | FOR | FOR | |||||
3 | 3. Approve Manager of Managers with Vanguard subsidiaries | Mgmt | Y | FOR | FOR | |||||
4 | ||||||||||
5 | Blackrock Floating Rate Inc Strategies | FRA | 09255X100 | 7/30/2018- ANNUAL | 1. Election of Directors | |||||
6 | Robert Fairbairn | Mgmt | Y | FOR | FOR | |||||
7 | R. Glenn Hubbard | Mgmt | Y | FOR | FOR | |||||
8 | W. Carl Kester | Mgmt | Y | FOR | FOR | |||||
9 | John M. Perlowski | Mgmt | Y | FOR | FOR |
Registrant: TWO ROADS SHARED TRUST - Conductor Global Equity Value Fund | I | Item1, Exhibit 3 | ||||||||||||||||||
Investment Company Act file number: 811-22718 | ||||||||||||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||||||||||||
Vote Summary | ||||||||||||||||||||
REYNOLDS AMERICAN INC. | ||||||||||||||||||||
Security | 761713106 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | RAI | Meeting Date | 19-Jul-2017 | |||||||||||||||||
ISIN | US7617131062 | Agenda | 934651414 - Management | |||||||||||||||||
Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2017, AS IT AND THE PLAN OF MERGER CONTAINED THEREIN WERE AMENDED AS OF JUNE 8, 2017, AND AS IT AND THE PLAN OF MERGER CONTAINED THEREIN MAY BE FURTHER AMENDED FROM TIME TO TIME, REFERRED TO AS THE MERGER AGREEMENT, BY AND AMONG REYNOLDS AMERICAN INC., REFERRED TO AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A PUBLIC LIMITED COMPANY INCORPORATED UNDER THE LAWS OF ENGLAND AND WALES, REFERRED TO AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||||||
2. | APPROVAL ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY RAI OR BAT TO RAI'S NAMED EXECUTIVE OFFICERS AND THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | Management | For | For | ||||||||||||||||
3. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING OF RAI SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | For | ||||||||||||||||
AVX CORPORATION | ||||||||||||||||||||
Security | 002444107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AVX | Meeting Date | 02-Aug-2017 | |||||||||||||||||
ISIN | US0024441075 | Agenda | 934649572 - Management | |||||||||||||||||
Record Date | 09-Jun-2017 | Holding Recon Date | 09-Jun-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | HIDEO TANIMOTO* | For | For | |||||||||||||||||
2 | DONALD B. CHRISTIANSEN# | For | For | |||||||||||||||||
3 | SHOICHI AOKI# | For | For | |||||||||||||||||
4 | HIROSHI FURE# | For | For | |||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||||||
3. | AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LIMITED | ||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2017 | ||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 708506677 - Management | |||||||||||||||||
Record Date | 15-Sep-2017 | Holding Recon Date | 15-Sep-2017 | |||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 13-Sep-2017 | ||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831507.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831385.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE JOINT VENTURE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 SEPTEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | ||||||||||||||||
GREE,INC. | ||||||||||||||||||||
Security | J18807107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 26-Sep-2017 | ||||||||||||||||||
ISIN | JP3274070006 | Agenda | 708485657 - Management | |||||||||||||||||
Record Date | 30-Jun-2017 | Holding Recon Date | 30-Jun-2017 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Sep-2017 | ||||||||||||||
SEDOL(s) | B3FJNX6 - B3ZY7H3 - B4Y2XQ6 | Quick Code | 36320 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Tanaka, Yoshikazu | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Fujimoto, Masaki | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Akiyama, Jin | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Araki, Eiji | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Shino, Sanku | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Maeda, Yuta | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Yamagishi, Kotaro | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Natsuno, Takeshi | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Iijima, Kazunobu | Management | For | For | ||||||||||||||||
ANHUI CONCH CEMENT COMPANY LIMITED | ||||||||||||||||||||
Security | Y01373102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-Oct-2017 | ||||||||||||||||||
ISIN | CNE1000001W2 | Agenda | 708457999 - Management | |||||||||||||||||
Record Date | 08-Sep-2017 | Holding Recon Date | 08-Sep-2017 | |||||||||||||||||
City / | Country | ANHUI | / | China | Vote Deadline Date | 03-Oct-2017 | ||||||||||||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821562.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821515.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU XIAOMING (AS SPECIFIED) AS A SUPERVISOR OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY. THE TENURE OF MR. WU WILL BECOME EFFECTIVE FROM THE DATE OF APPROVAL AT THE MEETING UNTIL THE EXPIRY OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY (I.E. 1 JUNE 2019) | Management | For | For | ||||||||||||||||
CINTAS CORPORATION | ||||||||||||||||||||
Security | 172908105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CTAS | Meeting Date | 17-Oct-2017 | |||||||||||||||||
ISIN | US1729081059 | Agenda | 934674359 - Management | |||||||||||||||||
Record Date | 18-Aug-2017 | Holding Recon Date | 18-Aug-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Oct-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN F. BARRETT | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: MELANIE W. BARSTAD | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT E. COLETTI | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD T. FARMER | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT D. FARMER | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | For | ||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | Against | ||||||||||||||||
4. | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||||||
WORLEYPARSONS LIMITED | ||||||||||||||||||||
Security | Q9857K102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2017 | ||||||||||||||||||
ISIN | AU000000WOR2 | Agenda | 708549994 - Management | |||||||||||||||||
Record Date | 25-Oct-2017 | Holding Recon Date | 25-Oct-2017 | |||||||||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 23-Oct-2017 | ||||||||||||||
SEDOL(s) | 6562474 - B04KKL6 - B063529 - BHZKR68 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||||||
2 | TO RE-ELECT DR CHRISTOPHER HAYNES OBE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||
3 | TO ADOPT THE REMUNERATION REPORT | Management | For | For | ||||||||||||||||
4 | TO APPROVE THE GRANT OF SHARE PRICE PERFORMANCE RIGHTS TO MR ANDREW WOOD | Management | For | For | ||||||||||||||||
5 | TO APPROVE THE GRANT OF LONG TERM EQUITY PERFORMANCE RIGHTS TO MR ANDREW WOOD | Management | For | For | ||||||||||||||||
ADTALEM GLOBAL EDUCATION INC | ||||||||||||||||||||
Security | 00737L103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ATGE | Meeting Date | 08-Nov-2017 | |||||||||||||||||
ISIN | US00737L1035 | Agenda | 934687546 - Management | |||||||||||||||||
Record Date | 20-Sep-2017 | Holding Recon Date | 20-Sep-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | LYLE LOGAN | For | For | |||||||||||||||||
2 | MICHAEL W. MALAFRONTE | For | For | |||||||||||||||||
3 | RONALD L. TAYLOR | For | For | |||||||||||||||||
4 | LISA W. WARDELL | For | For | |||||||||||||||||
5 | ANN WEAVER HART | For | For | |||||||||||||||||
6 | JAMES D. WHITE | For | For | |||||||||||||||||
7 | WILLIAM W. BURKE | For | For | |||||||||||||||||
8 | KATHY BODEN HOLLAND | For | For | |||||||||||||||||
2. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
3. | AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | ||||||||||||||||
5. | APPROVE THE THIRD AMENDED AND RESTATED INCENTIVE PLAN OF 2013. | Management | For | For | ||||||||||||||||
FORTESCUE METALS GROUP LIMITED | ||||||||||||||||||||
Security | Q39360104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-Nov-2017 | ||||||||||||||||||
ISIN | AU000000FMG4 | Agenda | 708598581 - Management | |||||||||||||||||
Record Date | 06-Nov-2017 | Holding Recon Date | 06-Nov-2017 | |||||||||||||||||
City / | Country | EAST PERTH | / | Australia | Vote Deadline Date | 02-Nov-2017 | ||||||||||||||
SEDOL(s) | 6086253 - B02NZD4 - B04KD40 - BHZLGJ7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 6, 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||||||
1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||||||||
2 | RE-ELECTION OF MR ANDREW FORREST AS A DIRECTOR | Management | For | For | ||||||||||||||||
3 | RE-ELECTION OF MR MARK BARNABA AS A DIRECTOR | Management | For | For | ||||||||||||||||
4 | ELECTION OF MS PENNY BINGHAM-HALL AS A DIRECTOR | Management | For | For | ||||||||||||||||
5 | ELECTION OF MS JENNIFER MORRIS AS A DIRECTOR | Management | For | For | ||||||||||||||||
6 | PARTICIPATION IN THE FORTESCUE METALS GROUP LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH GAINES | Management | For | For | ||||||||||||||||
7 | APPROVAL OF AN INCREASE IN FEES PAID TO NON- EXECUTIVE DIRECTORS | Management | For | For | ||||||||||||||||
CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | ||||||||||||||||||
8 | REFRESH APPROVAL OF PROPORTIONAL TAKEOVER PROVISIONS | Management | For | For | ||||||||||||||||
CMMT | 09 OCT 2017: PLEASE NOTE THAT THE BOARD DOESNOT MAKE ANY RECOMMENDATION ON- RESOLUTION 7. THANK YOU | Non-Voting | ||||||||||||||||||
CMMT | 09 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
VANGUARD INTERNATIONAL EQ. INDEX FD, INC | ||||||||||||||||||||
Security | 922042858 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | VWO | Meeting Date | 15-Nov-2017 | |||||||||||||||||
ISIN | US9220428588 | Agenda | 934671202 - Management | |||||||||||||||||
Record Date | 16-Aug-2017 | Holding Recon Date | 16-Aug-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | MORTIMER J. BUCKLEY | For | For | |||||||||||||||||
2 | EMERSON U. FULLWOOD | For | For | |||||||||||||||||
3 | AMY GUTMANN | For | For | |||||||||||||||||
4 | JOANN HEFFERNAN HEISEN | For | For | |||||||||||||||||
5 | F. JOSEPH LOUGHREY | For | For | |||||||||||||||||
6 | MARK LOUGHRIDGE | For | For | |||||||||||||||||
7 | SCOTT C. MALPASS | For | For | |||||||||||||||||
8 | F. WILLIAM MCNABB III | For | For | |||||||||||||||||
9 | DEANNA MULLIGAN | For | For | |||||||||||||||||
10 | ANDRE F. PEROLD | For | For | |||||||||||||||||
11 | SARAH BLOOM RASKIN | For | For | |||||||||||||||||
12 | PETER F. VOLANAKIS | For | For | |||||||||||||||||
2. | APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH THIRD-PARTY INVESTMENT ADVISORS. | Management | For | For | ||||||||||||||||
3. | APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. | Management | For | For | ||||||||||||||||
7. | A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." | Shareholder | Against | For | ||||||||||||||||
VANGUARD INTERNATIONAL EQ. INDEX FD, INC | ||||||||||||||||||||
Security | 922042874 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | VGK | Meeting Date | 15-Nov-2017 | |||||||||||||||||
ISIN | US9220428745 | Agenda | 934671202 - Management | |||||||||||||||||
Record Date | 16-Aug-2017 | Holding Recon Date | 16-Aug-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | MORTIMER J. BUCKLEY | For | For | |||||||||||||||||
2 | EMERSON U. FULLWOOD | For | For | |||||||||||||||||
3 | AMY GUTMANN | For | For | |||||||||||||||||
4 | JOANN HEFFERNAN HEISEN | For | For | |||||||||||||||||
5 | F. JOSEPH LOUGHREY | For | For | |||||||||||||||||
6 | MARK LOUGHRIDGE | For | For | |||||||||||||||||
7 | SCOTT C. MALPASS | For | For | |||||||||||||||||
8 | F. WILLIAM MCNABB III | For | For | |||||||||||||||||
9 | DEANNA MULLIGAN | For | For | |||||||||||||||||
10 | ANDRE F. PEROLD | For | For | |||||||||||||||||
11 | SARAH BLOOM RASKIN | For | For | |||||||||||||||||
12 | PETER F. VOLANAKIS | For | For | |||||||||||||||||
2. | APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH THIRD-PARTY INVESTMENT ADVISORS. | Management | For | For | ||||||||||||||||
3. | APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. | Management | For | For | ||||||||||||||||
7. | A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." | Shareholder | Against | For | ||||||||||||||||
GRAND KOREA LEISURE CO LTD, SEOUL | ||||||||||||||||||||
Security | Y2847C109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Nov-2017 | ||||||||||||||||||
ISIN | KR7114090004 | Agenda | 708620213 - Management | |||||||||||||||||
Record Date | 30-Oct-2017 | Holding Recon Date | 30-Oct-2017 | |||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 20-Nov-2017 | ||||||||||||||
SEDOL(s) | B4347P0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | DISMISSAL OF DIRECTOR: LEE KI | Management | For | For | ||||||||||||||||
CMMT | 21 NOV 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-NAME IN RES.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LIMITED | ||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Dec-2017 | ||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 708826295 - Management | |||||||||||||||||
Record Date | 22-Dec-2017 | Holding Recon Date | 22-Dec-2017 | |||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 20-Dec-2017 | ||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207576.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207589.pdf | Non-Voting | ||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE BAOJI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | ||||||||||||||||
2 | TO APPROVE, RATIFY AND CONFIRM THE YILI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | ||||||||||||||||
3 | TO APPROVE, RATIFY AND CONFIRM THE SZX ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | ||||||||||||||||
4 | TO APPROVE, RATIFY AND CONFIRM THE POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE POWERTRAIN SALES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||
5 | TO APPROVE AND CONFIRM THE REVISED ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE TWO FINANCIAL YEARS ENDING 31 DECEMBER 2018 | Management | For | For | ||||||||||||||||
CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LIMITED | ||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Dec-2017 | ||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 708826827 - Management | |||||||||||||||||
Record Date | 22-Dec-2017 | Holding Recon Date | 22-Dec-2017 | |||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 20-Dec-2017 | ||||||||||||||
SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207490.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207500.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE LYNK & CO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017, THE "CIRCULAR"), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR), AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/ OR GIVE EFFECTS TO THE LYNK & CO FINANCE COOPERATION AGREEMENT AND LYNK & CO FINANCING ARRANGEMENTS | Management | For | For | ||||||||||||||||
CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
THE GREENBRIER COMPANIES, INC. | ||||||||||||||||||||
Security | 393657101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GBX | Meeting Date | 05-Jan-2018 | |||||||||||||||||
ISIN | US3936571013 | Agenda | 934700205 - Management | |||||||||||||||||
Record Date | 06-Nov-2017 | Holding Recon Date | 06-Nov-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jan-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | WILLIAM A. FURMAN | For | For | |||||||||||||||||
2 | CHARLES J. SWINDELLS | For | For | |||||||||||||||||
3 | KELLY M. WILLIAMS | For | For | |||||||||||||||||
4 | WANDA F. FELTON | For | For | |||||||||||||||||
5 | DAVID L. STARLING | For | For | |||||||||||||||||
2. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | ||||||||||||||||
5. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2018. | Management | For | For | ||||||||||||||||
PLUS500 LTD. | ||||||||||||||||||||
Security | M7S2CK109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jan-2018 | ||||||||||||||||||
ISIN | IL0011284465 | Agenda | 708838478 - Management | |||||||||||||||||
Record Date | 18-Dec-2017 | Holding Recon Date | 18-Dec-2017 | |||||||||||||||||
City / | Country | LONDON | / | Israel | Vote Deadline Date | 09-Jan-2018 | ||||||||||||||
SEDOL(s) | BBT3PS9 - BK4YQ54 - BRJ6R84 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | AS REQUIRED BY ISRAELI LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING 2018 REMUNERATION TERMS FOR MR. ASAF ELIMELECH, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A. THE PAYMENT TO MR. ELIMELECH OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2018, AS SET FORTH IN THE EXPLANATORY NOTES. B. THE GRANT TO MR. ELIMELECH OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,000,000 (APPROX. USD 570,000) VESTING AFTER TWO YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 8,000,000 (APPROX. USD 2,280,000). SUBJECT TO THE APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
2 | AS REQUIRED BY ISRAELI LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING 2018 REMUNERATION TERMS FOR MR. ELAD EVEN- CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A. THE PAYMENT TO MR. EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2018, AS SET FORTH IN THE EXPLANATORY NOTES. B. THE GRANT TO MR. EVEN-CHEN OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,000,000 (APPROX. USD 570,000) VESTING AFTER TWO YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 8,000,000 (APPROX. USD 2,280,000). SUBJECT TO THE | Management | For | For | ||||||||||||||||
APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2017 | ||||||||||||||||||||
3 | AS REQUIRED BY ISRAELI LAW, TO AMEND THE COMPANY'S REMUNERATION POLICY FOR DIRECTORS AND EXECUTIVES | Management | For | For | ||||||||||||||||
LI & FUNG LIMITED | ||||||||||||||||||||
Security | G5485F169 | Meeting Type | Special General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 31-Jan-2018 | ||||||||||||||||||
ISIN | BMG5485F1692 | Agenda | 708879905 - Management | |||||||||||||||||
Record Date | 26-Jan-2018 | Holding Recon Date | 26-Jan-2018 | |||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 26-Jan-2018 | ||||||||||||||
SEDOL(s) | 4458252 - 6286257 - BD8NF95 - BP3RW62 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108209.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108203.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
1 | TO APPROVE, CONFIRM, AUTHORISE AND RATIFY THE STRATEGIC DIVESTMENT, AS WELL AS AGREEMENTS IN RELATION TO AND THE TRANSACTIONS CONTEMPLATED UNDER THE STRATEGIC DIVESTMENT | Management | For | For | ||||||||||||||||
SANDERSON FARMS, INC. | ||||||||||||||||||||
Security | 800013104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | SAFM | Meeting Date | 15-Feb-2018 | |||||||||||||||||
ISIN | US8000131040 | Agenda | 934721209 - Management | |||||||||||||||||
Record Date | 21-Dec-2017 | Holding Recon Date | 21-Dec-2017 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | John H. Baker, III | For | For | |||||||||||||||||
2 | John Bierbusse | For | For | |||||||||||||||||
3 | Mike Cockrell | For | For | |||||||||||||||||
4 | Suzanne T. Mestayer | For | For | |||||||||||||||||
2. �� | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2018. | Management | For | For | ||||||||||||||||
4. | Proposal to request that the Company adopt a policy to phase out the use of medically important antibiotics for disease prevention. | Shareholder | Against | For | ||||||||||||||||
5. | Proposal to request that the Board of Directors amend its bylaws to require the Chair of the Board to be an independent director. | Shareholder | Against | For | ||||||||||||||||
GRAND KOREA LEISURE CO LTD, SEOUL | ||||||||||||||||||||
Security | Y2847C109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Feb-2018 | ||||||||||||||||||
ISIN | KR7114090004 | Agenda | 708911791 - Management | |||||||||||||||||
Record Date | 24-Nov-2017 | Holding Recon Date | 24-Nov-2017 | |||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 09-Feb-2018 | ||||||||||||||
SEDOL(s) | B4347P0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 852181 DUE TO APPLICATION-OF SPIN CONTROL. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS AUDITORS,- THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING- INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE- REQUIRED TO VOTE FOR ONLY 1 OF THE 2 AUDITORS. THANK YOU. | Non-Voting | ||||||||||||||||||
1.1 | ELECTION OF AUDITOR IM CHAN GYU | Management | For | For | ||||||||||||||||
1.2 | ELECTION OF AUDITOR JO YONG DEOK | Management | For | For | ||||||||||||||||
CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED | ||||||||||||||||||||
Security | Y1436A102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Mar-2018 | ||||||||||||||||||
ISIN | CNE1000002G3 | Agenda | 708914521 - Management | |||||||||||||||||
Record Date | 13-Feb-2018 | Holding Recon Date | 13-Feb-2018 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-Mar-2018 | ||||||||||||||
SEDOL(s) | B1HVJ16 - B1L1WC4 - B1L8742 - BD8NFJ5 - BP3RRX4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0130/LTN20180130641.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0130/LTN20180130626.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||
1 | THAT THE APPOINTMENT OF MR. ZHANG ZHIYONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY BE AND IS HEREBY CONSIDERED AND APPROVED, WITH EFFECT FROM THE DATE ON WHICH THIS RESOLUTION IS PASSED UNTIL THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR 2017 TO BE HELD IN 2018; THAT ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN ON BEHALF OF THE COMPANY THE DIRECTOR'S SERVICE CONTRACT WITH MR. ZHANG ZHIYONG | Management | For | For | ||||||||||||||||
2 | THAT THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY BE CONSIDERED AND APPROVED: ARTICLE 1.4 AND ARTICLE 3.6 | Management | For | For | ||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||||||||||
Security | G5876H105 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | MRVL | Meeting Date | 16-Mar-2018 | |||||||||||||||||
ISIN | BMG5876H1051 | Agenda | 934727073 - Management | |||||||||||||||||
Record Date | 02-Feb-2018 | Holding Recon Date | 02-Feb-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | Share Issuance Proposal: To approve the issuance of Marvell common shares (the "Marvell Share Issuance") in connection with the merger (the "Merger") of Kauai Acquisition Corp. with and into Cavium, Inc.("Cavium"), with Cavium continuing as the surviving corporation in the Merger and as a direct wholly owned subsidiary of Marvell Technology, Inc. | Management | For | For | ||||||||||||||||
2. | Adjournment Proposal: To approve adjournments of the Marvell general meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Marvell general meeting to approve the Marvell Share Issuance (the "Marvell Adjournment Proposal"). | Management | For | For | ||||||||||||||||
BRIDGESTONE CORPORATION | ||||||||||||||||||||
Security | J04578126 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | JP3830800003 | Agenda | 708992450 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Mar-2018 | ||||||||||||||
SEDOL(s) | 5476402 - 6132101 - B01DD20 - B16MTY3 - BHZL2T9 | Quick Code | 51080 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Tsuya, Masaaki | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Nishigai, Kazuhisa | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Zaitsu, Narumi | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Togami, Kenichi | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Scott Trevor Davis | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Okina, Yuri | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Masuda, Kenichi | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Yamamoto, Kenzo | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Terui, Keiko | Management | For | For | ||||||||||||||||
2.10 | Appoint a Director Sasa, Seiichi | Management | For | For | ||||||||||||||||
2.11 | Appoint a Director Shiba, Yojiro | Management | For | For | ||||||||||||||||
2.12 | Appoint a Director Suzuki, Yoko | Management | For | For | ||||||||||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | ||||||||||||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | KR7005930003 | Agenda | 708993072 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 13-Mar-2018 | ||||||||||||||
SEDOL(s) | 6771720 - B19VC15 - B74V052 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2.1.1 | APPOINTMENT OF OUTSIDE DIRECTOR: KIM JONG HOON | Management | For | For | ||||||||||||||||
2.1.2 | APPOINTMENT OF OUTSIDE DIRECTOR: KIM SUN WOOK | Management | For | For | ||||||||||||||||
2.1.3 | APPOINTMENT OF OUTSIDE DIRECTOR: PARK BYUNG KOOK | Management | For | For | ||||||||||||||||
2.2.1 | APPOINTMENT OF INSIDE DIRECTOR: LEE SANG HOON | Management | For | For | ||||||||||||||||
2.2.2 | APPOINTMENT OF INSIDE DIRECTOR: KIM KI NAM | Management | For | For | ||||||||||||||||
2.2.3 | APPOINTMENT OF INSIDE DIRECTOR: KIM HYUN SEOK | Management | For | For | ||||||||||||||||
2.2.4 | APPOINTMENT OF INSIDE DIRECTOR: KO DONG JIN | Management | For | For | ||||||||||||||||
2.3 | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: KIM SUN WOOK | Management | For | For | ||||||||||||||||
3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||
4 | STOCK SPLIT AND AMENDMENT OF ARTICLES OF INCORPORATION FOR STOCK SPLIT | Management | For | For | ||||||||||||||||
CMMT | 27 FEB 2018: THIS AGM IS RELATED TO THE CORPORATE EVENT OF STOCK SPLIT. THANK-YOU | Non-Voting | ||||||||||||||||||
CMMT | 27 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||
QATAR FUEL COMPANY Q.S.C. | ||||||||||||||||||||
Security | M8S778117 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 25-Mar-2018 | ||||||||||||||||||
ISIN | QA0001200771 | Agenda | 709051712 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 22-Mar-2018 | ||||||||||||||||||
City / | Country | DOHA | / | Qatar | Vote Deadline Date | 13-Mar-2018 | ||||||||||||||
SEDOL(s) | 6516556 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING. THE CURRENT COMMERCIAL LAW-OF QATAR REQUIRES MEETING ATTENDANCE BY A SHAREHOLDER OF THE COMPANY, THE-SUB- CUSTODIAN BANK CANNOT ATTEND OR ACT AS A PROXY ON BEHALF OF BROADRIDGES-CLIENTS. IN ORDER TO CAST VOTES YOU NEED TO MAKE YOUR OWN ARRANGEMENTS TO-ATTEND THE MEETING | Non-Voting | ||||||||||||||||||
1 | OPENING SPEECH BY THE CHAIRMAN OF THE BOARD OF DIRECTORS | Non-Voting | ||||||||||||||||||
2 | PRESENT AND APPROVE THE BOARD OF DIRECTORS REPORT FOR THE YEAR THAT ENDED ON-31ST DECEMBER, 2017 | Non-Voting | ||||||||||||||||||
3 | DISCUSS AND APPROVE THE EXTERNAL AUDITORS REPORT ON THE FINANCIAL INFORMATION-2017 | Non-Voting | ||||||||||||||||||
4 | DISCUSS AND APPROVE THE FINANCIAL STATEMENTS FOR 2017 | Non-Voting | ||||||||||||||||||
5 | APPROVAL OF RECOMMENDATION OF THE BOARD TO DISTRIBUTE CASH DIVIDEND 80-PERCENT FOR THE FISCAL YEAR 2017 | Non-Voting | ||||||||||||||||||
6 | DISCUSS AND APPROVE THE CORPORATE GOVERNANCE REPORT OF QATAR FUEL WOQOD FOR-THE YEAR 2017 | Non-Voting | ||||||||||||||||||
7 | CONSIDER DISCHARGING THE MEMBERS OF THE BOARD OF DIRECTORS, AND APPROVE THEIR- REMUNERATION | Non-Voting | ||||||||||||||||||
8 | REAPPOINT THE EXTERNAL AUDITOR FOR THE YEAR 2018 | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 1 APR 2018. THANK YOU. | Non-Voting | ||||||||||||||||||
OUTOTEC OYJ | ||||||||||||||||||||
Security | X6026E100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2018 | ||||||||||||||||||
ISIN | FI0009014575 | Agenda | 708940716 - Management | |||||||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline Date | 19-Mar-2018 | ||||||||||||||
SEDOL(s) | B1FN8X9 - B1FVBB2 - B1H6PL3 - B28L5N6 - BHZLPD4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||||||||
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||||||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||||||||
6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE REPORT OF THE BOARD OF-DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR 2017 | Non-Voting | ||||||||||||||||||
7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | For | For | ||||||||||||||||
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | For | ||||||||||||||||
10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
12 | ELECTION OF MEMBERS AND CHAIRMAN AS WELL AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS: OUTOTEC'S NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE CURRENT MEMBERS OF THE BOARD OF DIRECTORS, MATTI ALAHUHTA, TIMO RITAKALLIO, EIJA AILASMAA, KLAUS CAWEN, ANJA KORHONEN, PATRIK NOLAKER AND IAN W. PEARCE BE RE- ELECTED AS MEMBERS OF THE BOARD AND THAT HANNE DE MORA BE ELECTED AS A NEW MEMBER OF THE BOARD FOR THE TERM ENDING AT THE CLOSURE OF THE ANNUAL GENERAL MEETING 2019. THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES TO ELECT MATTI ALAHUHTA AS CHAIRMAN OF THE BOARD OF DIRECTORS AND TIMO RITAKALLIO AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE TERM ENDING AT THE CLOSURE OF THE ANNUAL GENERAL MEETING 2019 | Management | For | For | ||||||||||||||||
13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||
14 | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS OY | Management | For | For | ||||||||||||||||
15 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | For | ||||||||||||||||
16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | For | For | ||||||||||||||||
17 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||
CMMT | 05 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-NAME AND AUDITOR NAME IN RESOLUTION 12 AND 14. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||
GRAND KOREA LEISURE CO LTD, SEOUL | ||||||||||||||||||||
Security | Y2847C109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Mar-2018 | ||||||||||||||||||
ISIN | KR7114090004 | Agenda | 708983867 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 16-Mar-2018 | ||||||||||||||
SEDOL(s) | B4347P0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||
3 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | ||||||||||||||||
SFA ENGINEERING CORPORATION, HWASEONG | ||||||||||||||||||||
Security | Y7676C104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Mar-2018 | ||||||||||||||||||
ISIN | KR7056190002 | Agenda | 709052740 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | HWASUN G | / | Korea, Republic Of | Vote Deadline Date | 16-Mar-2018 | ||||||||||||||
SEDOL(s) | 6430140 - B06NYH7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2.1 | ELECTION OF INSIDE DIRECTOR: GIM YEONG MIN | Management | For | For | ||||||||||||||||
2.2 | ELECTION OF INSIDE DIRECTOR: I MYEONG JAE | Management | For | For | ||||||||||||||||
2.3 | ELECTION OF INSIDE DIRECTOR: JEON YONG BAE | Management | For | For | ||||||||||||||||
2.4 | ELECTION OF OUTSIDE DIRECTOR: JO IN HOE | Management | For | For | ||||||||||||||||
2.5 | ELECTION OF OUTSIDE DIRECTOR: JANG SUN NAM | Management | For | For | ||||||||||||||||
3.1 | ELECTION OF AUDIT COMMITTEE MEMBER: JO IN HOE | Management | For | For | ||||||||||||||||
3.2 | ELECTION OF AUDIT COMMITTEE MEMBER: JANG SUN NAM | Management | For | For | ||||||||||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||
SK HYNIX INC. | ||||||||||||||||||||
Security | Y8085F100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Mar-2018 | ||||||||||||||||||
ISIN | KR7000660001 | Agenda | 709013003 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | GYEONG GI | / | Korea, Republic Of | Vote Deadline Date | 16-Mar-2018 | ||||||||||||||
SEDOL(s) | 6450267 - B0WCB66 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2 | APPOINTMENT OF INSIDE DIRECTOR: PARK SUNG WOOK | Management | For | For | ||||||||||||||||
3.1 | APPOINTMENT OF OUTSIDE DIRECTOR: SONG HO KEUN | Management | For | For | ||||||||||||||||
3.2 | APPOINTMENT OF OUTSIDE DIRECTOR: CHO HYUN JAE | Management | For | For | ||||||||||||||||
3.3 | APPOINTMENT OF OUTSIDE DIRECTOR: YOON TAE HWA | Management | For | For | ||||||||||||||||
4 | APPOINTMENT OF OUTSIDE DIRECTOR WHO IS MEMBER OF AUDIT COMMITTEE: YOON TAE HWA | Management | For | For | ||||||||||||||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||
6 | GRANT OF STOCK OPTION | Management | For | For | ||||||||||||||||
7 | APPROVAL OF GRANT OF STOCK OPTION | Management | For | For | ||||||||||||||||
TOAGOSEI CO.,LTD. | ||||||||||||||||||||
Security | J8381L105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Mar-2018 | ||||||||||||||||||
ISIN | JP3556400004 | Agenda | 709003874 - Management | |||||||||||||||||
Record Date | 31-Dec-2017 | Holding Recon Date | 31-Dec-2017 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Mar-2018 | ||||||||||||||
SEDOL(s) | 6894467 - BF47VX1 | Quick Code | 40450 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director except as Supervisory Committee Members Takamura, Mikishi | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director except as Supervisory Committee Members Ishikawa, Nobuhiro | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director except as Supervisory Committee Members Ito, Katsuyuki | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director except as Supervisory Committee Members Suzuki, Yoshitaka | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director except as Supervisory Committee Members Sugiura, Shinichi | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director except as Supervisory Committee Members Nakanishi, Satoru | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director except as Supervisory Committee Members Kenjo, Moriyuki | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director except as Supervisory Committee Members Miho, Susumu | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director except as Supervisory Committee Members Koike, Yasuhiro | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director as Supervisory Committee Members Harada, Tsutomu | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director as Supervisory Committee Members Kitamura, Yasuo | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director as Supervisory Committee Members Komine, Akira | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director as Supervisory Committee Members Takano, Nobuhiko | Management | For | For | ||||||||||||||||
PTT GLOBAL CHEMICAL PUBLIC COMPANY LIMITED | ||||||||||||||||||||
Security | Y7150W105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2018 | ||||||||||||||||||
ISIN | TH1074010014 | Agenda | 709152057 - Management | |||||||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||||||
City / | Country | BANGKO K | / | Thailand | Vote Deadline Date | 04-Apr-2018 | ||||||||||||||
SEDOL(s) | B6T3B31 - B736PF3 - BZ0XRF7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 883242 DUE TO CHANGE OF- RESOLUTION 4 AS SINGLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Non-Voting | ||||||||||||||||||
1 | TO ACKNOWLEDGE THE COMPANY'S OPERATIONS FOR THE YEAR 2017 AND THE RECOMMENDATION FOR THE COMPANY'S BUSINESS PLAN AND APPROVE THE COMPANY'S STATEMENT OF FINANCIAL POSITION AND STATEMENT OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||
2 | TO CONSIDER AND APPROVE THE ALLOCATION OF PROFIT FOR THE OPERATING RESULTS IN THE YEAR 2017 AND DIVIDEND DISTRIBUTION: BAHT 2.50 PER SHARE | Management | For | For | ||||||||||||||||
3.1 | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. PIYASVASTI AMRANAND | Management | For | For | ||||||||||||||||
3.2 | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. PAKORN NILPRAPUNT | Management | For | For | ||||||||||||||||
3.3 | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION: PROFESSOR DR. SOMKIT LERTPAITHOON | Management | For | For | ||||||||||||||||
3.4 | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION: COLONEL NITHI CHUNGCHAROEN | Management | For | For | ||||||||||||||||
3.5 | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION: MRS. BOOBPHA AMORNKIATKAJORN | Management | For | For | ||||||||||||||||
4 | TO CONSIDER AND APPROVE THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||
5 | TO CONSIDER THE APPOINTMENT OF THE AUDITOR AND FIX THE ANNUAL FEE FOR THE YEAR 2018 | Management | For | For | ||||||||||||||||
6 | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION, ARTICLE 34 | Management | For | For | ||||||||||||||||
7 | OTHER BUSINESS (IF ANY) | Management | For | Against | ||||||||||||||||
PLUS500 LTD. | ||||||||||||||||||||
Security | M7S2CK109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-Apr-2018 | ||||||||||||||||||
ISIN | IL0011284465 | Agenda | 709034196 - Management | |||||||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||||||
City / | Country | LONDON | / | Israel | Vote Deadline Date | 03-Apr-2018 | ||||||||||||||
SEDOL(s) | BBT3PS9 - BK4YQ54 - BRJ6R84 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION BY DELETING ARTICLE 20(B) THEREOF | Management | For | For | ||||||||||||||||
PT UNITED TRACTORS TBK | ||||||||||||||||||||
Security | Y7146Y140 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2018 | ||||||||||||||||||
ISIN | ID1000058407 | Agenda | 709091499 - Management | |||||||||||||||||
Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 | |||||||||||||||||
City / | Country | JAKART A | / | Indonesia | Vote Deadline Date | 09-Apr-2018 | ||||||||||||||
SEDOL(s) | 6230845 - B021Y86 - B3BJJP4 - BJ05687 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT INCLUDING FINANCIAL STATEMENT REPORT AND BOARD OF COMMISSIONERS SUPERVISION REPORT | Management | For | For | ||||||||||||||||
2 | APPROVAL ON PROFIT UTILIZATION | Management | For | For | ||||||||||||||||
3 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | Management | For | For | ||||||||||||||||
4 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT | Management | For | For | ||||||||||||||||
TERADATA CORPORATION | ||||||||||||||||||||
Security | 88076W103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TDC | Meeting Date | 17-Apr-2018 | |||||||||||||||||
ISIN | US88076W1036 | Agenda | 934732505 - Management | |||||||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1A. | Election of Director: Lisa R. Bacus | Management | For | For | ||||||||||||||||
1B. | Election of Director: Timothy C. K. Chou | Management | For | For | ||||||||||||||||
1C. | Election of Director: James M. Ringler | Management | For | For | ||||||||||||||||
1D. | Election of Director: John G. Schwarz | Management | For | For | ||||||||||||||||
2. | An advisory (non-binding) vote to approve executive compensation. | Management | For | For | ||||||||||||||||
3. | Approval of the amended and restated Teradata Employee Stock Purchase Plan. | Management | For | For | ||||||||||||||||
4. | Approval of the ratification of the appointment of independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||||||
AKER SOLUTIONS ASA, LYSAKER | ||||||||||||||||||||
Security | R0138P118 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Apr-2018 | ||||||||||||||||||
ISIN | NO0010716582 | Agenda | 709099293 - Management | |||||||||||||||||
Record Date | 17-Apr-2018 | Holding Recon Date | 17-Apr-2018 | |||||||||||||||||
City / | Country | FORNEB U | / | Norway | Blocking | Vote Deadline Date | 11-Apr-2018 | |||||||||||||
SEDOL(s) | BQN1C50 - BR4SZG9 - BRF1B14 - BRJ8YB2 - BSM4492 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIRMAN | Non-Voting | ||||||||||||||||||
2 | APPROVAL OF SUMMONS AND AGENDA | Management | For | For | ||||||||||||||||
3 | APPOINTMENT OF A PERSON TO COSIGN THE MINUTES TOGETHER WITH THE CHAIRMAN | Management | For | For | ||||||||||||||||
4 | INFORMATION ABOUT THE BUSINESS | Non-Voting | ||||||||||||||||||
5 | APPROVAL OF THE 2017 ANNUAL ACCOUNTS OF AKER SOLUTIONS ASA, THE GROUPS CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS REPORT | Management | For | For | ||||||||||||||||
6 | CONSIDERATION OF THE BOARD OF DIRECTORS REPORT ON CORPORATE GOVERNANCE | Non-Voting | ||||||||||||||||||
7 | VOTE ON THE ADVISORY GUIDELINES FOR REMUNERATION OF EXECUTIVE MANAGEMENT | Management | For | For | ||||||||||||||||
8 | VOTE ON THE BINDING GUIDELINES CONCERNING REMUNERATION RELATED TO SHARES OR THE COMPANY'S SHARE PRICE | Management | For | For | ||||||||||||||||
9 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Management | For | For | ||||||||||||||||
10 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Management | For | For | ||||||||||||||||
11 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
12 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE | Management | For | For | ||||||||||||||||
13 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2017 | Management | For | For | ||||||||||||||||
14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS OR OTHER TRANSACTIONS | Management | For | For | ||||||||||||||||
15 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR EMPLOYEES | Management | For | For | ||||||||||||||||
16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR THE PURPOSE OF INVESTMENT OR SUBSEQUENT SALE OR DELETION OF SHARES | Management | For | For | ||||||||||||||||
METROPOLE TELEVISION SA, NEUILLY SUR SEINE | ||||||||||||||||||||
Security | F6160D108 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Apr-2018 | ||||||||||||||||||
ISIN | FR0000053225 | Agenda | 709055847 - Management | |||||||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
City / | Country | NEUILLY -SUR- SEINE | / | France | Vote Deadline Date | 12-Apr-2018 | ||||||||||||||
SEDOL(s) | 4546254 - 5993882 - 5993901 - B030NW9 - B28K1S0 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||
CMMT | VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU-IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR | Non-Voting | ||||||||||||||||||
CMMT | 04 APR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0314/20180314 1-800537.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0404/20180404 1-800875.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017- APPROVAL OF NON-DEDUCTIBLE COSTS AND EXPENSES | Management | For | For | ||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||
O.4 | STATUTORY AUDITORS' SPECIAL REPORT ON COMMITMENTS AND REGULATED AGREEMENTS AND APPROVAL OF THESE AGREEMENTS | Management | For | For | ||||||||||||||||
O.5 | STATUTORY AUDITORS' SPECIAL REPORT ON COMMITMENTS AND REGULATED AGREEMENTS AND APPROVAL OF A COMMITMENT MADE IN FAVOUR OF MR. CHRISTOPHER BALDELLI | Management | For | For | ||||||||||||||||
O.6 | APPOINTMENT OF MR. NICOLAS HOUZE, AS A REPLACEMENT FOR MR. GUY DE PANAFIEU, AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. VINCENT DE DORLODOT AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.8 | APPOINTMENT OF MRS. MARIE CHEVAL, AS A REPLACEMENT FOR MRS. DELPHINE ARNAULT, AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANKE SCHAFERKORDT AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.10 | APPOINTMENT OF MR. BERT HABETS AS A REPLACEMENT FOR MR. GUILLAUME DE POSCH AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.11 | RATIFICATION OF THE TEMPORARY APPOINTMENT OF MRS. CECILE FROT-COUTAZ AS A MEMBER OF THE SUPERVISORY BOARD AS A REPLACEMENT FOR MR. CHRISTOPHER BALDELLI WHO HAS RESIGNED | Management | For | For | ||||||||||||||||
O.12 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. NICOLAS DE TAVERNOST, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||
O.14 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. THOMAS VALENTIN, AS A MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||
O.15 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. JEROME LEFEBURE, AS A MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||
O.16 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. DAVID LARRAMENDY, AS A MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||
O.17 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBERS OF THE MANAGEMENT BOARD UNDER THEIR MANDATE | Management | For | For | ||||||||||||||||
O.18 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. GUILLAUME DE POSCH, AS CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.19 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
O.20 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD TO ALLOW THE COMPANY TO BUY BACK ITS OWN SHARES PURSUANT TO THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||
E.21 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD TO CANCEL THE SHARES REPURCHASED BY THE COMPANY PURSUANT TO THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||
E.22 | STATUTORY AMENDMENT PROVIDING FOR THE PROCEDURES FOR APPOINTING BOARD MEMBERS REPRESENTING EMPLOYEES | Management | For | For | ||||||||||||||||
E.23 | HARMONIZATION OF THE BY-LAWS | Management | For | For | ||||||||||||||||
E.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||
OESTERREICHISCHE POST AG, WIEN | ||||||||||||||||||||
Security | A6191J103 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Apr-2018 | ||||||||||||||||||
ISIN | AT0000APOST4 | Agenda | 709147208 - Management | |||||||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||||||
City / | Country | VIENNA | / | Austria | Vote Deadline Date | 10-Apr-2018 | ||||||||||||||
SEDOL(s) | B1577G7 - B15ZVB4 - B170HB9 - B28ZT70 - BHZLPX4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 892564 DUE TO RECEIPT OF- SUPERVISORY BOARD NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE BALANCE SHEET PROFIT: EUR 2.05 PER SHARE | Management | For | For | ||||||||||||||||
3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE 2017 FINANCIAL YEAR | Management | For | For | ||||||||||||||||
4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR | Management | For | For | ||||||||||||||||
5 | RESOLUTION ON THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
6 | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL YEAR: KPMG AUSTRIA GMBH | Management | For | For | ||||||||||||||||
7.1 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: JOCHEN DANNINGER | Management | For | For | ||||||||||||||||
7.2 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: HUBERTA GHENEFF | Management | For | For | ||||||||||||||||
7.3 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: EDITH HLAWATI | Management | For | For | ||||||||||||||||
7.4 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: PETER E. KRUSE | Management | For | For | ||||||||||||||||
7.5 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: CHRIS E. MUNTWYLER | Management | For | For | ||||||||||||||||
7.6 | ELECTION TO THE SUPERVISORY BOARD CANDIDATE: STEFAN SZYSZKOWITZ | Management | For | For | ||||||||||||||||
8 | RESOLUTION ON AN ADDITION TO THE ARTICLES OF ASSOCIATION IN THE FORM OF A NEW SECTION 25 ("PLACE OF JURISDICTION") | Management | For | For | ||||||||||||||||
ILUKA RESOURCES LTD | ||||||||||||||||||||
Security | Q4875J104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2018 | ||||||||||||||||||
ISIN | AU000000ILU1 | Agenda | 709041812 - Management | |||||||||||||||||
Record Date | 22-Apr-2018 | Holding Recon Date | 22-Apr-2018 | |||||||||||||||||
City / | Country | PERTH | / | Australia | Vote Deadline Date | 19-Apr-2018 | ||||||||||||||
SEDOL(s) | 6957575 - B01DKM9 - B0LWLF6 - BHZLJS7 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||||||
1 | ELECTION OF DIRECTOR - ROBERT COLE | Management | For | For | ||||||||||||||||
2 | RE-ELECTION OF DIRECTOR - JAMES (HUTCH) RANCK | Management | For | For | ||||||||||||||||
3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||||||||
4 | GRANT OF SECURITIES TO THE MANAGING DIRECTOR | Management | For | For | ||||||||||||||||
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK, JARKATA | ||||||||||||||||||||
Security | Y7136Y118 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||||||||||
ISIN | ID1000111602 | Agenda | 709175219 - Management | |||||||||||||||||
Record Date | 03-Apr-2018 | Holding Recon Date | 03-Apr-2018 | |||||||||||||||||
City / | Country | JAKART A | / | Indonesia | Vote Deadline Date | 19-Apr-2018 | ||||||||||||||
SEDOL(s) | 6719764 - B07GVF2 - B1DFDH6 - BHZLPN4 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 893107 DUE TO ADDITION OF- RESOLUTIONS 7 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT | Management | For | For | ||||||||||||||||
2 | APPROVAL OF FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS | Management | For | For | ||||||||||||||||
3 | APPROVAL ON PROFIT UTILIZATION INCLUDING FOR DIVIDEND | Management | For | For | ||||||||||||||||
4 | APPROVAL OF TANTIEM AND REMUNERATION FOR DIRECTORS AND COMMISSIONERS | Management | For | For | ||||||||||||||||
5 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT | Management | For | For | ||||||||||||||||
6 | APPROVAL TO THE BOARD OF DIRECTORS ON THE INTEGRATION OF PT PERTAMINA GAS TO THE COMPANY (PT PERUSAHAAN GAS NEGARA PERSERO TBK) | Management | For | For | ||||||||||||||||
7 | APPROVAL TO CHANGE ARTICLE OF ASSOCIATION | Management | For | For | ||||||||||||||||
8 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | For | ||||||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||||||||||||||||
Security | P2R268136 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2018 | ||||||||||||||||||
ISIN | BRSBSPACNOR5 | Agenda | 709158201 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 25-Apr-2018 | ||||||||||||||||||
City / | Country | SAO PAULO | / | Brazil | Vote Deadline Date | 18-Apr-2018 | ||||||||||||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||
1 | TO RESOLVE ON THE AMENDMENT PROPOSAL TO THE COMPANY'S BYLAWS, FOR ADAPTATION TO FEDERAL LAW 13,303 OF 2016 AND THE RULES OF THE NEW B3 NOVO MERCADO LISTING REGULATION, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | For | For | ||||||||||||||||
2 | RESTATEMENT OF THE BYLAWS AMENDMENTS APPROVED ON THIS MEETING | Management | For | For | ||||||||||||||||
3 | TO RESOLVE ON THE DIVIDEND DISTRIBUTION POLICY | Management | For | For | ||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||||||||||||||||
Security | P2R268136 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2018 | ||||||||||||||||||
ISIN | BRSBSPACNOR5 | Agenda | 709160965 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 25-Apr-2018 | ||||||||||||||||||
City / | Country | SAO PAULO | / | Brazil | Vote Deadline Date | 18-Apr-2018 | ||||||||||||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||||||||
1 | TO APPROVE THE ADMINISTRATORS ACCOUNTS AND THE FINANCIAL STATEMENTS THE FISCAL YEAR ENDING ON DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||
2 | TO APPROVE THE DESTINATION OF THE NET PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2017, ACCORDING TO MANAGEMENTS PROPOSAL | Management | For | For | ||||||||||||||||
3 | TO SET THE NUMBER OF 9 MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM IN OFFICE UNTIL THE ANNUAL GENERAL MEETING OF 2020. IF THE PREROGATIVES OF SEPARATE VOTING AND CUMULATIVE VOTING ARE EXERCISED, THE NUMBER MAY INCREASE BY UP TO 1 MEMBER | Management | For | For | ||||||||||||||||
4 | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS. INDICATION OF EACH SLATE OF CANDIDATES AND OF ALL THE NAMES THAT ARE ON IT. CHAIRMAN, MARIO ENGLER PINTO JUNIOR. JERSON KELMAN ROGERIO CERON DE OLIVEIRA INDEPENDENT, FRANCISCO VIDAL LUNA INDEPENDENT, JERONIMO ANTUNES INDEPENDENT, REINALDO GUERREIRO INDEPENDENT, FRANCISCO LUIZ SIBUT GOMIDE INDEPENDENT, LUCAS NAVARRO PRADO INDEPENDENT, ERNESTO RUBENS GELBCKE | Management | For | For | ||||||||||||||||
5 | IN THE EVENT THAT ONE OF THE CANDIDATES WHO IS ON THE SLATE CHOSEN CEASES TO BE PART OF THAT SLATE, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | For | For | ||||||||||||||||
CMMT | FOR THE PROPOSAL 6 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE-ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS-PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN-PROPOSAL 7.1 TO 7.9. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS. | Non-Voting | ||||||||||||||||||
6 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE THAT IF INVESTOR CHOOSES FOR, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, IF INVESTOR CHOOSES AGAINST, IT IS MANDATORY TO INFORM THE PERCENTAGES ACCORDING TO WHICH THE VOTES SHOULD BE DISTRIBUTED, OTHERWISE THE ENTIRE VOTE WILL BE REJECTED DUE TO LACK OF INFORMATION, IF INVESTOR CHOOSES ABSTEIN, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, HOWEVER IN CASE CUMULATIVE VOTING IS ADOPTED THE INVESTOR WILL NOT PARTICIPATE ON THIS MATTER OF THE MEETING | Management | For | For | ||||||||||||||||
7.1 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. MARIO ENGLER PINTO JUNIOR, CHAIRMAN | Management | For | For | ||||||||||||||||
7.2 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. JERSON KELMAN | Management | For | For | ||||||||||||||||
7.3 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ROGERIO CERON DE OLIVEIRA | Management | For | For | ||||||||||||||||
7.4 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. FRANCISCO VIDAL LUNA, INDEPENDENT | Management | For | For | ||||||||||||||||
7.5 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. JERONIMO ANTUNES, INDEPENDENT | Management | For | For | ||||||||||||||||
7.6 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. REINALDO GUERREIRO, INDEPENDENT | Management | For | For | ||||||||||||||||
7.7 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. FRANCISCO LUIZ SIBUT GOMIDE, INDEPENDENT | Management | For | For | ||||||||||||||||
7.8 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. LUCAS NAVARRO PRADO, INDEPENDENT | Management | For | For | ||||||||||||||||
7.9 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ERNESTO RUBENS GELBCKE, INDEPENDENT | Management | For | For | ||||||||||||||||
8 | DO YOU WISH TO REQUEST THE ADOPTION OF THE CUMULATIVE VOTING PROCESS FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF LAW 6,404 OF 1976 | Management | For | For | ||||||||||||||||
9 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL. INDICATION OF EACH SLATE OF CANDIDATES AND OF ALL THE NAMES THAT ARE ON IT. PRINCIPAL MEMBER, HUMBERTO MACEDO PUCCINELLI. ALTERNATE MEMBER, ROGERIO MARIO PEDACE PRINCIPAL MEMBER, PABLO ANDRES FERNANDEZ UHART. ALTERNATE MEMBER, GUSTAVO TAPIA LIRA PRINCIPAL MEMBER, RUI BRASIL ASSIS. ALTERNATE MEMBER, CESAR APARECIDO MARTINS | Management | For | For | ||||||||||||||||
10 | IF ONE OF THE CANDIDATES WHO IS PART OF THE SLATE CEASES TO BE PART OF IT IN ORDER TO ACCOMMODATE THE SEPARATE ELECTION THAT IS DEALT WITH IN ARTICLE 161, 4 AND ARTICLE 240 OF LAW 6,404 OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | For | For | ||||||||||||||||
11 | TO SET OF THE GLOBAL AMOUNT OF UNTIL BRL 4,666,294.75 FOR REMUNERATION THE ADMINISTRATORS AND FISCAL COUNCIL FOR THE YEAR 2018 | Management | For | For | ||||||||||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||||||||||||||||
Security | P2577R110 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2018 | ||||||||||||||||||
ISIN | BRCMIGACNPR3 | Agenda | 709299968 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 26-Apr-2018 | ||||||||||||||||||
City / | Country | BELO HORIZO NTE | / | Brazil | Vote Deadline Date | 19-Apr-2018 | ||||||||||||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - B1YCCV3 - B1YCS26 - B2QHFV4 - BHZLCJ9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 9, 10, 11 AND-13 ONLY. THANK YOU | Non-Voting | ||||||||||||||||||
CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE RESOLUTION 9, 13. | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 909472 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||||||||
9 | SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS BY SHAREHOLDERS WHO HOLD PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF HE OR SHE HAS LEFT FIELD ELECTION GENERAL BLANK AND HAS BEEN THE OWNER, WITHOUT INTERRUPTION, OF THE SHARES WITH WHICH HE OR SHE IS VOTING DURING THE THREE MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF THE GENERAL MEETING. MARCELO GASPARINO DA SILVA, PRINCIPAL. ALOISIO MACARIO FERREIRA DE SOUZA, ALTERNATE | Management | For | For | ||||||||||||||||
10 | IN THE EVENT IT IS FOUND THAT NEITHER THE OWNERS OF SHARES WITH VOTING RIGHTS NOR THE OWNERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE GROUPED WITH THE VOTES OF THE SHARES WITH VOTING RIGHTS IN ORDER TO ELECT, TO THE BOARD OF DIRECTORS, THE CANDIDATE WITH THE HIGHEST NUMBER OF VOTES AMONG ALL OF THOSE WHO, BEING LISTED ON THIS PROXY CARD, RAN FOR SEPARATE ELECTION | Management | For | For | ||||||||||||||||
11 | IN THE EVENT IT IS FOUND THAT NEITHER THE OWNERS OF SHARES WITH VOTING RIGHTS NOR THE OWNERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE GROUPED WITH THE VOTES OF THE SHARES WITH VOTING RIGHTS IN ORDER TO ELECT, TO THE BOARD OF DIRECTORS, THE CANDIDATE WITH THE HIGHEST NUMBER OF VOTES AMONG ALL OF THOSE WHO, BEING LISTED ON THIS PROXY CARD, RAN FOR SEPARATE ELECTION | Management | For | For | ||||||||||||||||
13 | SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS BY SHAREHOLDERS WHO HOLD PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. PRINCIPAL MEMBER, RODRIGO DE MESQUITA PEREIRA. ALTERNATE MEMBER, MICHELE DA SILVA GONSALES | Management | For | For | ||||||||||||||||
ARCBEST CORPORATION | ||||||||||||||||||||
Security | 03937C105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ARCB | Meeting Date | 01-May-2018 | |||||||||||||||||
ISIN | US03937C1053 | Agenda | 934755957 - Management | |||||||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
I | DIRECTOR | Management | ||||||||||||||||||
1 | Eduardo F. Conrado | For | For | |||||||||||||||||
2 | Stephen E. Gorman | For | For | |||||||||||||||||
3 | Michael P. Hogan | For | For | |||||||||||||||||
4 | William M. Legg | For | For | |||||||||||||||||
5 | Kathleen D. McElligott | For | For | |||||||||||||||||
6 | Judy R. McReynolds | For | For | |||||||||||||||||
7 | Craig E. Philip | For | For | |||||||||||||||||
8 | Steven L. Spinner | For | For | |||||||||||||||||
9 | Janice E. Stipp | For | For | |||||||||||||||||
II | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||||||
III | To approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||||||||
IV | To approve the Fourth Amendment to the 2005 Ownership Incentive Plan. | Management | For | For | ||||||||||||||||
FLUOR CORPORATION | ||||||||||||||||||||
Security | 343412102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | FLR | Meeting Date | 03-May-2018 | |||||||||||||||||
ISIN | US3434121022 | Agenda | 934740158 - Management | |||||||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1A. | Election of Director: Peter K. Barker | Management | For | For | ||||||||||||||||
1B. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||||||||||||||
1D. | Election of Director: Peter J. Fluor | Management | For | For | ||||||||||||||||
1E. | Election of Director: James T. Hackett | Management | For | For | ||||||||||||||||
1F. | Election of Director: Samuel J. Locklear III | Management | For | For | ||||||||||||||||
1G. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||||||||
1H. | Election of Director: Armando J. Olivera | Management | For | For | ||||||||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||||||
1J. | Election of Director: David T. Seaton | Management | For | For | ||||||||||||||||
1K. | Election of Director: Nader H. Sultan | Management | For | For | ||||||||||||||||
1L. | Election of Director: Lynn C. Swann | Management | For | For | ||||||||||||||||
2. | An advisory vote to approve the company's executive compensation. | Management | For | For | ||||||||||||||||
3. | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||||||
4. | Stockholder proposal requesting adoption of greenhouse gas emissions reduction goals. | Shareholder | Against | For | ||||||||||||||||
OIL STATES INTERNATIONAL, INC. | ||||||||||||||||||||
Security | 678026105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | OIS | Meeting Date | 08-May-2018 | |||||||||||||||||
ISIN | US6780261052 | Agenda | 934753674 - Management | |||||||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | S. James Nelson, Jr. | For | For | |||||||||||||||||
2 | William T. Van Kleef | For | For | |||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018 | Management | For | For | ||||||||||||||||
4. | TO APPROVE THE OIL STATES INTERNATIONAL, INC. 2018 EQUITY PARTICIPATION PLAN | Management | For | For | ||||||||||||||||
SINOPEC ENGINEERING (GROUP) CO., LTD. | ||||||||||||||||||||
Security | Y80359105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-May-2018 | ||||||||||||||||||
ISIN | CNE100001NV2 | Agenda | 709070039 - Management | |||||||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 02-May-2018 | ||||||||||||||
SEDOL(s) | B92NYC9 - B96WKB3 - BD8NLP3 - BP3RXP8 - BVYY8Z5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0319/LTN20180319035.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0319/LTN20180319041.PDF | Non-Voting | ||||||||||||||||||
O.1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD FOR THE YEAR 2017 | Management | For | For | ||||||||||||||||
O.2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2017 | Management | For | For | ||||||||||||||||
O.3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2017 | Management | For | For | ||||||||||||||||
O.4 | TO CONSIDER AND APPROVE THE FINAL DIVIDEND DISTRIBUTION PLAN FOR THE YEAR 2017 | Management | For | For | ||||||||||||||||
O.5 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2018 | Management | For | For | ||||||||||||||||
O.6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF GRANT THORNTON CHINA (SPECIAL GENERAL PARTNERSHIP) AND GRANT THORNTON HONG KONG LIMITED AS THE DOMESTIC AUDITOR AND THE INTERNATIONAL AUDITOR OF THE COMPANY, RESPECTIVELY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND THE AUTHORISATION TO THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR 2018 | Management | For | For | ||||||||||||||||
O.7 | TO CONSIDER AND APPROVE THE BUSINESS OPERATION PLAN, INVESTMENT PLAN AND FINANCIAL BUDGET FOR THE YEAR 2018 | Management | For | For | ||||||||||||||||
S.1 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE DOMESTIC SHARES AND/OR H SHARES | Management | For | For | ||||||||||||||||
S.2 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE DOMESTIC SHARES AND/OR H SHARES | Management | For | For | ||||||||||||||||
SINOPEC ENGINEERING (GROUP) CO., LTD. | ||||||||||||||||||||
Security | Y80359105 | Meeting Type | Class Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-May-2018 | ||||||||||||||||||
ISIN | CNE100001NV2 | Agenda | 709072906 - Management | |||||||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 02-May-2018 | ||||||||||||||
SEDOL(s) | B92NYC9 - B96WKB3 - BD8NLP3 - BP3RXP8 - BVYY8Z5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE DOMESTIC SHARES AND/OR H SHARES | Management | For | For | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0319/LTN20180319045.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0319/LTN20180319039.pdf | Non-Voting | ||||||||||||||||||
WEIGHT WATCHERS INTERNATIONAL, INC. | ||||||||||||||||||||
Security | 948626106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | WTW | Meeting Date | 08-May-2018 | |||||||||||||||||
ISIN | US9486261061 | Agenda | 934774351 - Management | |||||||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | Denis F. Kelly* | For | For | |||||||||||||||||
2 | Sacha Lainovic* | For | For | |||||||||||||||||
3 | Christopher J. Sobecki* | For | For | |||||||||||||||||
4 | Oprah Winfrey* | For | For | |||||||||||||||||
5 | Mindy Grossman# | For | For | |||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2018. | Management | For | For | ||||||||||||||||
4. | Advisory vote to approve the Company's named executive officer compensation. | Management | For | For | ||||||||||||||||
QATAR FUEL COMPANY Q.S.C. | ||||||||||||||||||||
Security | M8S778117 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 09-May-2018 | ||||||||||||||||||
ISIN | QA0001200771 | Agenda | 709320232 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 01-May-2018 | ||||||||||||||||||
City / | Country | DOHA | / | Qatar | Vote Deadline Date | 26-Apr-2018 | ||||||||||||||
SEDOL(s) | 6516556 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING. THE CURRENT COMMERCIAL LAW-OF QATAR REQUIRES MEETING ATTENDANCE BY A SHAREHOLDER OF THE COMPANY, THE-SUB- CUSTODIAN BANK CANNOT ATTEND OR ACT AS A PROXY ON BEHALF OF BROADRIDGES-CLIENTS. IN ORDER TO CAST VOTES YOU NEED TO MAKE YOUR OWN ARRANGEMENTS TO-ATTEND THE MEETING | Non-Voting | ||||||||||||||||||
1 | TO INCREASE THE PERCENTAGE OF NON QATARI OWNERSHIP TO 49 PERCENT AND ALSO TO- INCREASE THE MAXIMUM LIMIT OF INDIVIDUAL OWNERSHIP TO 1 PERCENT OF WOQOD-SHARE CAPITAL | Non-Voting | ||||||||||||||||||
CMMT | 08 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 06 MAY 2018 TO 09 MAY 2018. THANK YOU. | Non-Voting | ||||||||||||||||||
THE CHILDREN'S PLACE, INC. | ||||||||||||||||||||
Security | 168905107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PLCE | Meeting Date | 09-May-2018 | |||||||||||||||||
ISIN | US1689051076 | Agenda | 934774539 - Management | |||||||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Director: Joseph Alutto | Management | For | For | ||||||||||||||||
1b. | Election of Director: John E. Bachman | Management | For | For | ||||||||||||||||
1c. | Election of Director: Marla Malcolm Beck | Management | For | For | ||||||||||||||||
1d. | Election of Director: Jane Elfers | Management | For | For | ||||||||||||||||
1e. | Election of Director: Joseph Gromek | Management | For | For | ||||||||||||||||
1f. | Election of Director: Norman Matthews | Management | For | For | ||||||||||||||||
1g. | Election of Director: Robert L. Mettler | Management | For | For | ||||||||||||||||
1h. | Election of Director: Stanley W. Reynolds | Management | For | For | ||||||||||||||||
1i. | Election of Director: Susan Sobbott | Management | For | For | ||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||||||
3. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | For | For | ||||||||||||||||
MAGNA INTERNATIONAL INC. | ||||||||||||||||||||
Security | 559222401 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-May-2018 | ||||||||||||||||||
ISIN | CA5592224011 | Agenda | 709138932 - Management | |||||||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||||||
City / | Country | MARKHA M | / | Canada | Vote Deadline Date | 04-May-2018 | ||||||||||||||
SEDOL(s) | 2554475 - 2554549 - 5973033 - B5V6432 - BHZLMD3 - BSJC5V8 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: SCOTT B. BONHAM | Management | For | For | ||||||||||||||||
1.2 | ELECTION OF DIRECTOR: PETER G. BOWIE | Management | For | For | ||||||||||||||||
1.3 | ELECTION OF DIRECTOR: MARY S. CHAN | Management | For | For | ||||||||||||||||
1.4 | ELECTION OF DIRECTOR: DR. KURT J. LAUK | Management | For | For | ||||||||||||||||
1.5 | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | ||||||||||||||||
1.6 | ELECTION OF DIRECTOR: CYNTHIA A. NIEKAMP | Management | For | For | ||||||||||||||||
1.7 | ELECTION OF DIRECTOR: WILLIAM A. RUH | Management | For | For | ||||||||||||||||
1.8 | ELECTION OF DIRECTOR: DR. INDIRA V. SAMARASEKERA | Management | For | For | ||||||||||||||||
1.9 | ELECTION OF DIRECTOR: DONALD J. WALKER | Management | For | For | ||||||||||||||||
1.10 | ELECTION OF DIRECTOR: LAWRENCE D. WORRALL | Management | For | For | ||||||||||||||||
1.11 | ELECTION OF DIRECTOR: WILLIAM L. YOUNG | Management | For | For | ||||||||||||||||
2 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION | Management | For | For | ||||||||||||||||
3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT | Management | For | For | ||||||||||||||||
DRIL-QUIP, INC. | ||||||||||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DRQ | Meeting Date | 11-May-2018 | |||||||||||||||||
ISIN | US2620371045 | Agenda | 934758535 - Management | |||||||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1A | Election of Director: Steven L. Newman | Management | For | For | ||||||||||||||||
2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||||||
3. | Advisory vote to approve compensation of the Company's named executive officers. | Management | For | For | ||||||||||||||||
LI & FUNG LIMITED | ||||||||||||||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2018 | ||||||||||||||||||
ISIN | BMG5485F1692 | Agenda | 709245446 - Management | |||||||||||||||||
Record Date | 09-May-2018 | Holding Recon Date | 09-May-2018 | |||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 09-May-2018 | ||||||||||||||
SEDOL(s) | 4458252 - 6286257 - BD8NF95 - BP3RW62 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL-LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN2018041251-5.pdf AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412507.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 2 HK CENTS PER SHARE | Management | For | For | ||||||||||||||||
3.A | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | Management | For | For | ||||||||||||||||
3.B | TO RE-ELECT DR ALLAN WONG CHI YUN AS DIRECTOR | Management | For | For | ||||||||||||||||
3.C | TO RE-ELECT MRS MARGARET LEUNG KO MAY YEE AS DIRECTOR | Management | For | For | ||||||||||||||||
3.D | TO RE-ELECT MR CHIH TIN CHEUNG AS DIRECTOR | Management | For | For | ||||||||||||||||
3.E | TO RE-ELECT MR JOHN G. RICE AS DIRECTOR | Management | For | For | ||||||||||||||||
3.F | TO RE-ELECT MR JOSEPH C. PHI AS DIRECTOR | Management | For | For | ||||||||||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | For | For | ||||||||||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% AND THE DISCOUNT FOR SUCH SHARES TO BE ISSUED SHALL NOT EXCEED 10% | Management | For | For | ||||||||||||||||
VISHAY INTERTECHNOLOGY, INC. | ||||||||||||||||||||
Security | 928298108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | VSH | Meeting Date | 15-May-2018 | |||||||||||||||||
ISIN | US9282981086 | Agenda | 934754208 - Management | |||||||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | Marc Zandman | For | For | |||||||||||||||||
2 | Ruta Zandman | For | For | |||||||||||||||||
3 | Ziv Shoshani | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Vishay's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||||||
DSW INC. | ||||||||||||||||||||
Security | 23334L102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DSW | Meeting Date | 16-May-2018 | |||||||||||||||||
ISIN | US23334L1026 | Agenda | 934767407 - Management | |||||||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | Peter S. Cobb | For | For | |||||||||||||||||
2 | Roger L. Rawlins | For | For | |||||||||||||||||
3 | Jay L. Schottenstein | For | For | |||||||||||||||||
4 | Joanne Zaiac | For | For | |||||||||||||||||
2. | Advisory non-binding vote, to approve executive compensation. | Management | For | For | ||||||||||||||||
KOHL'S CORPORATION | ||||||||||||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | KSS | Meeting Date | 16-May-2018 | |||||||||||||||||
ISIN | US5002551043 | Agenda | 934750628 - Management | |||||||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Director: Peter Boneparth | Management | For | For | ||||||||||||||||
1b. | Election of Director: Steven A. Burd | Management | For | For | ||||||||||||||||
1c. | Election of Director: H. Charles Floyd | Management | For | For | ||||||||||||||||
1d. | Election of Director: Michelle Gass | Management | For | For | ||||||||||||||||
1e. | Election of Director: Jonas Prising | Management | For | For | ||||||||||||||||
1f. | Election of Director: John E. Schlifske | Management | For | For | ||||||||||||||||
1g. | Election of Director: Adrianne Shapira | Management | For | For | ||||||||||||||||
1h. | Election of Director: Frank V. Sica | Management | For | For | ||||||||||||||||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | ||||||||||||||||
1j. | Election of Director: Nina G. Vaca | Management | For | For | ||||||||||||||||
1k. | Election of Director: Stephen E. Watson | Management | For | For | ||||||||||||||||
2. | Ratify Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 2, 2019. | Management | For | For | ||||||||||||||||
3. | Advisory Vote on Approval of the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||||||||
4. | Shareholder Proposal: Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||||||||
LINAMAR CORP, GUELPH | ||||||||||||||||||||
Security | 53278L107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 17-May-2018 | ||||||||||||||||||
ISIN | CA53278L1076 | Agenda | 709153489 - Management | |||||||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
City / | Country | GUELPH | / | Canada | Vote Deadline Date | 11-May-2018 | ||||||||||||||
SEDOL(s) | 2516022 - 5333905 - B3BHYH5 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: FRANK HASENFRATZ | Management | For | For | ||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LINDA HASENFRATZ | Management | For | For | ||||||||||||||||
1.3 | ELECTION OF DIRECTOR: MARK STODDART | Management | For | For | ||||||||||||||||
1.4 | ELECTION OF DIRECTOR: WILLIAM HARRISON | Management | For | For | ||||||||||||||||
1.5 | ELECTION OF DIRECTOR: TERRY REIDEL | Management | For | For | ||||||||||||||||
1.6 | ELECTION OF DIRECTOR: DENNIS GRIMM | Management | For | For | ||||||||||||||||
2 | THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||
DILLARD'S, INC. | ||||||||||||||||||||
Security | 254067101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DDS | Meeting Date | 19-May-2018 | |||||||||||||||||
ISIN | US2540671011 | Agenda | 934772066 - Management | |||||||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Class A Director: Frank R. Mori | Management | For | For | ||||||||||||||||
1b. | Election of Class A Director: Reynie Rutledge | Management | For | For | ||||||||||||||||
1c. | Election of Class A Director: J.C. Watts, Jr. | Management | For | For | ||||||||||||||||
1d. | Election of Class A Director: Nick White | Management | For | For | ||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2018. | Management | For | For | ||||||||||||||||
3. | STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Against | For | ||||||||||||||||
DOUTORNICHIRES HOLDINGS CO.,LTD. | ||||||||||||||||||||
Security | J13105101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-May-2018 | ||||||||||||||||||
ISIN | JP3639100001 | Agenda | 709334584 - Management | |||||||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-May-2018 | ||||||||||||||
SEDOL(s) | B249GF3 - B28RL36 | Quick Code | 30870 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Obayashi, Hirofumi | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Hoshino, Masanori | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Kidaka, Takafumi | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Hashimoto, Kunio | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Kanno, Masahiro | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Goda, Tomoyo | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Takebayashi, Motoya | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Sekine, Kazuhiro | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Kono, Masaharu | Management | For | For | ||||||||||||||||
2.10 | Appoint a Director Otsuka, Azuma | Management | For | For | ||||||||||||||||
3 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||
GIORDANO INTERNATIONAL LIMITED | ||||||||||||||||||||
Security | G6901M101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2018 | ||||||||||||||||||
ISIN | BMG6901M1010 | Agenda | 709300153 - Management | |||||||||||||||||
Record Date | 17-May-2018 | Holding Recon Date | 17-May-2018 | |||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 17-May-2018 | ||||||||||||||
SEDOL(s) | 4264181 - 6282040 - B02V3V2 - BD8GH09 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0419/LTN20180419397.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0419/LTN20180419417.PDF | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 20.0 HK CENTS PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||
3.A | TO RE-ELECT DR. CHAN KA WAI AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||
3.B | TO RE-ELECT PROFESSOR WONG YUK (ALIAS, HUANG XU) AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||
4 | TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION OF DIRECTORS | Management | For | For | ||||||||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||
ANHUI CONCH CEMENT COMPANY LIMITED | ||||||||||||||||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-May-2018 | ||||||||||||||||||
ISIN | CNE1000001W2 | Agenda | 709248884 - Management | |||||||||||||||||
Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 | |||||||||||||||||
City / | Country | WUHU | / | China | Vote Deadline Date | 24-May-2018 | ||||||||||||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412229.pdf-PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412245.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412235.pdf | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||
1 | TO APPROVE THE REPORT OF THE BOARD (THE "BOARD") OF DIRECTORS (THE "DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND THE INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | ||||||||||||||||
4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE VOLUME OF AUDITING WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | For | For | ||||||||||||||||
5 | TO APPROVE THE COMPANY'S 2017 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): FINAL DIVIDEND FOR FY2017 OF RMB1.2 (TAX INCLUSIVE) PER SHARE | Management | For | For | ||||||||||||||||
6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ELEVEN SUBSIDIARIES AND JOINT VENTURE ENTITIES | Management | For | For | ||||||||||||||||
7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||
8 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||
WILLIAMS-SONOMA, INC. | ||||||||||||||||||||
Security | 969904101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | WSM | Meeting Date | 30-May-2018 | |||||||||||||||||
ISIN | US9699041011 | Agenda | 934786368 - Management | |||||||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | Election of Director: Laura Alber | Management | For | For | ||||||||||||||||
1.2 | Election of Director: Adrian Bellamy | Management | For | For | ||||||||||||||||
1.3 | Election of Director: Anthony Greener | Management | For | For | ||||||||||||||||
1.4 | Election of Director: Robert Lord | Management | For | For | ||||||||||||||||
1.5 | Election of Director: Grace Puma | Management | For | For | ||||||||||||||||
1.6 | Election of Director: Christiana Smith Shi | Management | For | For | ||||||||||||||||
1.7 | Election of Director: Sabrina Simmons | Management | For | For | ||||||||||||||||
1.8 | Election of Director: Jerry Stritzke | Management | For | For | ||||||||||||||||
1.9 | Election of Director: Frits van Paasschen | Management | For | For | ||||||||||||||||
2. | The amendment and restatement of the Williams- Sonoma, Inc. 2001 Long-Term Incentive Plan | Management | For | For | ||||||||||||||||
3. | An advisory vote to approve executive compensation | Management | For | For | ||||||||||||||||
4. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2019 | Management | For | For | ||||||||||||||||
BIG LOTS, INC. | ||||||||||||||||||||
Security | 089302103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BIG | Meeting Date | 31-May-2018 | |||||||||||||||||
ISIN | US0893021032 | Agenda | 934795230 - Management | |||||||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | Jeffrey P. Berger | For | For | |||||||||||||||||
2 | James R. Chambers | For | For | |||||||||||||||||
3 | Marla C. Gottschalk | For | For | |||||||||||||||||
4 | Cynthia T. Jamison | For | For | |||||||||||||||||
5 | Philip E. Mallott | For | For | |||||||||||||||||
6 | Nancy A. Reardon | For | For | |||||||||||||||||
7 | Wendy L. Schoppert | For | For | |||||||||||||||||
8 | Russell E. Solt | For | For | |||||||||||||||||
2. | approval of the compensation of Big Lots' named executive officers, as disclosed in the Proxy Statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion accompanying the tables. | Management | For | For | ||||||||||||||||
3. | ratification of the appointment of Deloitte & Touche LLP as Big Lots' independent registered public accounting firm for the 2018 fiscal year. | Management | For | For | ||||||||||||||||
O2 CZECH REPUBLIC A.S. | ||||||||||||||||||||
Security | X89734101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 04-Jun-2018 | ||||||||||||||||||
ISIN | CZ0009093209 | Agenda | 709508228 - Management | |||||||||||||||||
Record Date | 28-May-2018 | Holding Recon Date | 28-May-2018 | |||||||||||||||||
City / | Country | PRAGUE | / | Czech Republic | Vote Deadline Date | 31-May-2018 | ||||||||||||||
SEDOL(s) | 5272569 - 5476253 - B02QPB1 - B28MT37 - B3TKFX9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | OPENING | Non-Voting | ||||||||||||||||||
2.1 | THE GENERAL MEETING APPROVES THE RULES OF PROCEDURE OF THE ANNUAL GENERAL MEETING AS SUBMITTED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
2.2 | THE GENERAL MEETING ELECTS PETR KASIK AS CHAIRMAN OF THE ANNUAL GENERAL MEETING, MICHAELA KRSKOVA AS THE MINUTES CLERK, EVA STOCKOVA AND PETR KUBIK AS THE MINUTES VERIFIERS AND MESSRS PETR BRANT, JOSEF NUHLICEK AND MARTIN HLAVACEK AS SCRUTINEERS | Management | For | For | ||||||||||||||||
3 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S PERFORMANCE AND THE STATUS OF- ITS ASSETS (INTEGRAL PART OF THE 2017 ANNUAL REPORT), A SUMMARY EXPLANATORY-REPORT CONCERNING CERTAIN MATTERS SET OUT IN THE COMPANY'S 2017 ANNUAL-REPORT, CONCLUSIONS OF THE 2017 REPORT ON RELATIONS | Non-Voting | ||||||||||||||||||
4 | PRESENTATION OF THE SUPERVISORY BOARD'S ACTIVITIES INCLUDING INFORMATION ON-THE REPORT ON RELATIONS REVIEW | Non-Voting | ||||||||||||||||||
5.1 | THE GENERAL MEETING APPROVES THE ANNUAL FINANCIAL STATEMENTS OF THE COMPANY FOR 2017 VERIFIED BY THE AUDITOR AND SUBMITTED BY THE COMPANY'S BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
5.2 | THE GENERAL MEETING APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR 2017 VERIFIED BY THE AUDITOR AND SUBMITTED BY THE COMPANY'S BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
6.1 | THE GENERAL MEETING APPROVES THE FOLLOWING DISTRIBUTION OF THE UNCONSOLIDATED PROFIT OF CZK 5,395,650,064.34 (AFTER TAX), WHICH WAS GENERATED BY THE COMPANY IN 2017: (AS SPECIFIED) THE COMPANY ASSETS ALSO INCLUDE TREASURY SHARES. PURSUANT TO SECTION 309 PARA. 2 OF THE BUSINESS CORPORATIONS ACT, THE COMPANY'S ENTITLEMENT TO PROFIT SHARE FROM THIS TYPE | Management | For | For | ||||||||||||||||
OF SHARE SHALL EXPIRE ON THE PAYMENT DATE. THE COMPANY WILL TRANSFER THIS UNPAID SHARE OF PROFIT TO THE ACCOUNT OF THE RETAINED EARNINGS FROM THE PREVIOUS YEARS. A DIVIDEND OF CZK 17 (BEFORE TAX) WILL BE PAID ON EACH SHARE WITH THE NOMINAL VALUE OF CZK 10. A DIVIDEND OF CZK 170 (BEFORE TAX) WILL BE PAID TO EACH SHARE WITH THE NOMINAL VALUE OF CZK 100. UNDER THE TERMS & CONDITIONS PURSUANT TO CZECH LAW, THE RELEVANT TAX WILL BE DEDUCTED (SUBTRACTED) FROM THE ABOVE SUM BEFORE THE DIVIDEND IS PAID OUT. THOSE PERSONS WHO ARE THE SHAREHOLDERS OF THE COMPANY AS AT THE CONCLUSIVE DAY SHALL HAVE THE RIGHT TO A DIVIDEND (HEREINAFTER "CONCLUSIVE DAY FOR DIVIDEND"), INCLUDING ANY HEIRS AND/OR LEGAL SUCCESSORS WHO CAN PROVE THEIR ENTITLEMENTS. THE RESPECTIVE SHAREHOLDERS WILL BE IDENTIFIED ON THE BASIS OF THE DIVIDEND STATUS REGISTERED AS OF THE CONCLUSIVE DAY FOR DIVIDEND IN AN EXTRACT FROM THE STATUTORY REGISTER PROVIDED BY THE COMPANY (UNLESS THE RECORDS IN THE REGISTER DIFFER FROM THE ACTUAL REALITY). THE DIVIDEND PAYMENT DATE WILL BE 4 JULY 2018. THE RESPONSIBILITY FOR THE PAYMENT OF DIVIDENDS RESTS WITH THE COMPANY'S BOARD OF DIRECTORS. THE PAYMENT TRANSACTION WILL BE CARRIED OUT AT THE EXPENSE OF THE COMPANY BY CESKA SPORITELNA A.S. AND, WHERE NOT REGULATED BY THIS RESOLUTION, THE PAYMENT SHALL BE CARRIED OUT IN COMPLIANCE WITH LEGAL REGULATIONS AND THE COMPANY'S ARTICLES OF ASSOCIATION. IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION, THE CONCLUSIVE DAY FOR DIVIDEND WILL BE 4 JUNE 2018 | ||||||||||||||||||||
6.2 | THE GENERAL MEETING APPROVES THE FOLLOWING DISTRIBUTION OF A PORTION OF THE COMPANY'S SHARE PREMIUM IN THE CURRENT AMOUNT OF CZK 10,675,971,253.91: THE SHARE PREMIUM OF THE COMPANY SHALL BE DISTRIBUTED (REDUCED) IN THE TOTAL AMOUNT OF UP TO CZK 1,240,880,268.00, THE COMPANY ASSETS ALSO INCLUDE TREASURY SHARES. THE COMPANY'S ENTITLEMENT TO THE PAYMENT RELATED TO THE SHARE PREMIUM DISTRIBUTION WILL NOT ARISE; THE RELEVANT AMOUNT (I.E. THE RELEVANT PART OF THE AFOREMENTIONED MAXIMUM AMOUNT) SHALL BE KEPT ON THE SHARE PREMIUM ACCOUNT, AN AMOUNT OF CZK 4 BEFORE TAX SHALL BE DISTRIBUTED TO EACH SHARE WITH THE NOMINAL VALUE OF CZK 10, AN AMOUNT OF CZK 40 BEFORE TAX SHALL BE DISTRIBUTED TO THE SHARE WITH THE NOMINAL VALUE OF CZK 100, GIVEN THE AFOREMENTIONED | Management | For | For | ||||||||||||||||
PROVISIONS OF THIS RESOLUTION, THE FINAL TOTAL AMOUNT DISTRIBUTED TO THE SHAREHOLDERS AS WELL AS THE AMOUNT OF THE REMAINING SHARE PREMIUM WILL DEPEND ON THE ACTUAL NUMBER OF TREASURY SHARES OWNED BY THE COMPANY, UNDER THE CONDITIONS PURSUANT TO CZECH LEGAL REGULATIONS, THE RELEVANT TAX SHALL BE DEDUCTED (SUBTRACTED) BY THE COMPANY BEFORE PAYMENT EXECUTION, THE PAYMENT SHALL BE CARRIED OUT ON THE BASIS OF THE EXTRACT FROM THE STATUTORY REGISTER, PROVIDED BY THE COMPANY AS OF 4 JUNE 2018 (UNLESS THE RECORDS IN THE REGISTER DIFFER FROM THE ACTUAL REALITY), THE SHARE PREMIUM AMOUNT INTENDED FOR PAYMENT SHALL BE PAYABLE ON 4 JULY 2018. THE COMPANY'S BOARD OF DIRECTORS IS RESPONSIBLE FOR THE PAYMENT AND IT SHALL BE EXERCISED THROUGH CESKA SPORITELNA, A.S. AT THE COMPANY'S EXPENSE; ANY ASPECTS NOT COVERED BY THIS RESOLUTION WILL BE EFFECTED IN COMPLIANCE WITH LEGAL REGULATIONS AND THE ARTICLES OF ASSOCIATION | ||||||||||||||||||||
7 | APPOINTMENT OF AN AUDITOR TO CONDUCT THE MANDATORY AUDIT OF THE COMPANY IN 2018: KPMG CESKA REPUBLIKA AUDIT, S.R.O. (ID NO. 49619187, REGISTERED OFFICE PRAHA 8, POBREZNI 648/1A, POST CODE 186 00 | Management | For | For | ||||||||||||||||
8.1 | THE GENERAL MEETING RESOLVES TO AMEND ARTICLES 8, 14, 21, 25, 27 AND 28 OF THE ARTICLES OF ASSOCIATION AS PROPOSED TO THE GENERAL MEETING BY THE BOARD OF DIRECTORS IN THE DRAFT, WHICH WAS INCLUDED AS ANNEX NO. 2 TO THE INVITATION TO THE GENERAL MEETING. AMENDMENTS TO ARTICLES 8, 14, 21 AND 25 SHALL TAKE EFFECT AS OF 1 OCTOBER 2018 AND AMENDMENTS TO ARTICLES 27 AND 28 SHALL TAKE EFFECT BY THE DECISION OF THE GENERAL MEETING TO AMEND THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||
8.2 | THE GENERAL MEETING RESOLVES TO AMEND ARTICLES 14 AND 20 OF THE ARTICLES OF ASSOCIATION PURSUANT TO THE DRAFT PROPOSAL BY PPF TELCO B.V. AS A QUALIFIED SHAREHOLDER TO AMEND THE ARTICLES OF ASSOCIATION OF O2 CZECH REPUBLIC A.S., WHICH WAS SUBMITTED TO THE GENERAL MEETING AND WHICH WAS ALSO INCLUDED AS ANNEX NO. 3 TO THE INVITATION TO THE GENERAL MEETING | Management | For | For | ||||||||||||||||
9 | DECISION ON A CHANGE IN THE RULES FOR REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
10 | APPROVAL OF THE NEW RULES FOR PROVISION OF ADDITIONAL PERQUISITES TO MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
11 | APPROVAL OF THE SUPERVISORY BOARD MEMBER'S EXECUTIVE SERVICE AGREEMENTS | Management | For | For | ||||||||||||||||
12 | ELECTION OF THE SUPERVISORY BOARD MEMBER: MRS KATERINA POSPISILOVA | Management | For | For | ||||||||||||||||
13 | APPROVAL OF THE NEW RULES FOR PROVISION OF ADDITIONAL PERQUISITES TO MEMBERS OF THE AUDIT COMMITTEE | Management | For | For | ||||||||||||||||
14 | APPROVAL OF THE AUDIT COMMITTEE'S EXECUTIVE SERVICE AGREEMENTS | Management | For | For | ||||||||||||||||
15.1 | THE GENERAL MEETING ELECTS MR MICHAL KREJCIK, BORN ON 4 JANUARY 1978, RESIDING AT MARTY KRASOVE 920/4, 196 00 PRAHA CAKOVICE, AS A MEMBER OF THE AUDIT COMMITTEE, EFFECTIVE AS OF ADOPTION OF THIS RESOLUTION | Management | For | For | ||||||||||||||||
15.2 | THE GENERAL MEETING ELECTS MR ONDREJ CHALOUPECKY, BORN ON 5 DECEMBER 1972, RESIDING AT CHUCHELNA 55, 513 01 SEMILY, AS THE FIRST SUBSTITUTE MEMBER OF THE AUDIT COMMITTEE, EFFECTIVE AS OF ADOPTION OF THIS RESOLUTION | Management | For | For | ||||||||||||||||
16 | CONCLUSION | Non-Voting | ||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 | |||||||||||||||||
ISIN | US91324P1021 | Agenda | 934797006 - Management | |||||||||||||||||
Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | ||||||||||||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||||||||
1h. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||||||||||
1i. | Election of Director: Kenneth I. Shine, M.D. | Management | For | For | ||||||||||||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | ||||||||||||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. | Management | For | For | ||||||||||||||||
URBAN OUTFITTERS, INC. | ||||||||||||||||||||
Security | 917047102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | URBN | Meeting Date | 05-Jun-2018 | |||||||||||||||||
ISIN | US9170471026 | Agenda | 934798438 - Management | |||||||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | Election of Director: Edward N. Antoian | Management | For | For | ||||||||||||||||
1.2 | Election of Director: Sukhinder Singh Cassidy | Management | For | For | ||||||||||||||||
1.3 | Election of Director: Harry S. Cherken, Jr. | Management | For | For | ||||||||||||||||
1.4 | Election of Director: Scott Galloway | Management | For | For | ||||||||||||||||
1.5 | Election of Director: Robert L. Hanson | Management | For | For | ||||||||||||||||
1.6 | Election of Director: Margaret A. Hayne | Management | For | For | ||||||||||||||||
1.7 | Election of Director: Richard A. Hayne | Management | For | For | ||||||||||||||||
1.8 | Election of Director: Elizabeth Ann Lambert | Management | For | For | ||||||||||||||||
1.9 | Election of Director: Joel S. Lawson III | Management | For | For | ||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for Fiscal Year 2019. | Management | For | For | ||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||
AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||||||||||||
Security | 02553E106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AEO | Meeting Date | 06-Jun-2018 | |||||||||||||||||
ISIN | US02553E1064 | Agenda | 934800992 - Management | |||||||||||||||||
Record Date | 11-Apr-2018 | Holding Recon Date | 11-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1A | Election of Class II Director: Janice E. Page | Management | For | For | ||||||||||||||||
1B | Election of Class II Director: David M. Sable | Management | For | For | ||||||||||||||||
1C | Election of Class II Director: Noel J. Spiegel | Management | For | For | ||||||||||||||||
2. | Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||||||
3. | Proposal Three. Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||||||||
QATAR FUEL COMPANY Q.S.C. | ||||||||||||||||||||
Security | M8S778117 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2018 | ||||||||||||||||||
ISIN | QA0001200771 | Agenda | 709469870 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 07-Jun-2018 | ||||||||||||||||||
City / | Country | DOHA | / | Qatar | Vote Deadline Date | 29-May-2018 | ||||||||||||||
SEDOL(s) | 6516556 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING. THE CURRENT COMMERCIAL LAW-OF QATAR REQUIRES MEETING ATTENDANCE BY A SHAREHOLDER OF THE COMPANY, THE-SUB- CUSTODIAN BANK CANNOT ATTEND OR ACT AS A PROXY ON BEHALF OF BROADRIDGES-CLIENTS. IN ORDER TO CAST VOTES YOU NEED TO MAKE YOUR OWN ARRANGEMENTS TO-ATTEND THE MEETING | Non-Voting | ||||||||||||||||||
1 | AMENDMENT OF ARTICLE 9.1 OF THE QATAR FUEL REGULATIONS BY SETTING A CAP FOR-THE OWNERSHIP OF NON QATARIS IN QATAR FUEL CAPITAL OF 49 PERCENT AND-INCREASING THE PERCENTAGE OF INDIVIDUAL OWNERSHIP TO 1 PERCENT | Non-Voting | ||||||||||||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||||||||||||||||
Security | P2577R110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 11-Jun-2018 | ||||||||||||||||||
ISIN | BRCMIGACNPR3 | Agenda | 709484202 - Management | |||||||||||||||||
Record Date | Holding Recon Date | 07-Jun-2018 | ||||||||||||||||||
City / | Country | BELO HORIZO NTE | / | Brazil | Vote Deadline Date | 31-May-2018 | ||||||||||||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - B1YCCV3 - B1YCS26 - B2QHFV4 - BHZLCJ9 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 12 ONLY. THANK-YOU | Non-Voting | ||||||||||||||||||
12 | IN THE EVENT IT IS FOUND THAT NEITHER THE OWNERS OF SHARES WITH VOTING RIGHTS NOR THE OWNERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE GROUPED WITH THE VOTES OF THE PREFERRED SHARES IN ORDER TO ELECT, TO THE BOARD OF DIRECTORS, THE CANDIDATE WITH THE HIGHEST NUMBER OF VOTES AMONG ALL OF THOSE WHO, BEING LISTED ON THIS PROXY CARD, RAN FOR SEPARATE ELECTION | Management | For | For | ||||||||||||||||
DICK'S SPORTING GOODS, INC. | ||||||||||||||||||||
Security | 253393102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DKS | Meeting Date | 13-Jun-2018 | |||||||||||||||||
ISIN | US2533931026 | Agenda | 934804128 - Management | |||||||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Class A Director: Vincent C. Byrd | Management | For | For | ||||||||||||||||
1b. | Election of Class A Director: William J. Colombo | Management | For | For | ||||||||||||||||
1c. | Election of Class A Director: Larry D. Stone | Management | For | For | ||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2018. | Management | For | For | ||||||||||||||||
3. | Non-binding advisory vote to approve compensation of named executive officers, as disclosed in the Company's 2018 proxy statement. | Management | For | For | ||||||||||||||||
TARGET CORPORATION | ||||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TGT | Meeting Date | 13-Jun-2018 | |||||||||||||||||
ISIN | US87612E1064 | Agenda | 934805904 - Management | |||||||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||||||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||||||||
1c. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||||||||||
1d. | Election of Director: Calvin Darden | Management | For | For | ||||||||||||||||
1e. | Election of Director: Henrique De Castro | Management | For | For | ||||||||||||||||
1f. | Election of Director: Robert L. Edwards | Management | For | For | ||||||||||||||||
1g. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||||||||
1h. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||||||||||
1i. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||||||
1j. | Election of Director: Mary E. Minnick | Management | For | For | ||||||||||||||||
1k. | Election of Director: Kenneth L. Salazar | Management | For | For | ||||||||||||||||
1l. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | For | For | ||||||||||||||||
4. | Shareholder proposal to adopt a policy for an independent chairman. | Shareholder | Against | For | ||||||||||||||||
ABERCROMBIE & FITCH CO. | ||||||||||||||||||||
Security | 002896207 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ANF | Meeting Date | 14-Jun-2018 | |||||||||||||||||
ISIN | US0028962076 | Agenda | 934804685 - Management | |||||||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||||||||
1b. | Election of Director: James B. Bachmann | Management | For | For | ||||||||||||||||
1c. | Election of Director: Bonnie R. Brooks | Management | For | For | ||||||||||||||||
1d. | Election of Director: Terry L. Burman | Management | For | For | ||||||||||||||||
1e. | Election of Director: Sarah M. Gallagher | Management | For | For | ||||||||||||||||
1f. | Election of Director: Michael E. Greenlees | Management | For | For | ||||||||||||||||
1g. | Election of Director: Archie M. Griffin | Management | For | For | ||||||||||||||||
1h. | Election of Director: Fran Horowitz | Management | For | For | ||||||||||||||||
1i. | Election of Director: Charles R. Perrin | Management | For | For | ||||||||||||||||
2. | Approval of advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||||||
3. | Approval of an amendment to the Abercrombie & Fitch Co. 2016 Long-Term Incentive Plan for Associates to authorize 2,200,000 additional shares. | Management | For | For | ||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||||||
5. | Stockholder proposal regarding adoption of a policy regarding accelerated vesting of equity awards of senior executive officers upon a change in control, if the stockholder proposal is properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||||||||
UNIPRO PJSC | ||||||||||||||||||||
Security | X2156X109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 14-Jun-2018 | ||||||||||||||||||
ISIN | RU000A0JNGA5 | Agenda | 709479542 - Management | |||||||||||||||||
Record Date | 20-May-2018 | Holding Recon Date | 20-May-2018 | |||||||||||||||||
City / | Country | MOSCO W | / | Russian Federation | Vote Deadline Date | 04-Jun-2018 | ||||||||||||||
SEDOL(s) | B196FC2 - B3CZZG4 - B59LXW1 | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT, ANNUAL ACCOUNTING (FINANCIAL) STATEMENTS OF THE COMPANY FOR 2017 YEAR | Management | For | For | ||||||||||||||||
2.1 | DISTRIBUTION OF PROFIT (INCLUDING PAYMENT (DECLARATION) OF DIVIDENDS) AND LOSSES OF THE COMPANY BASED ON THE RESULTS 2017 OF THE YEAR | Management | For | For | ||||||||||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||||||||
3.1.1 | ELECTION OF KLAUS SCHAFER AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.2 | ELECTION OF UWE FIP AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.3 | ELECTION OF GUNTER ECKHARDT RUMMLER AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.4 | ELECTION OF DR. PATRICK WOLFF AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.5 | ELECTION OF REINER HARTMANN AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.6 | ELECTION OF SHIROKOV MAKSIM GENNADIEVICH AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.7 | ELECTION OF BELOVA ANNA GRIGORIEVNA AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.8 | ELECTION OF VYIGIN OLEG VYACHESLAVOVICH AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
3.1.9 | ELECTION OF GERMANOVICH ALEKSEY ANDREEVICH AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||
4.1 | ELECTION OF DR. JORG WALLBAUM AS A MEMBER OF THE AUDIT COMMISSION OF THE COMPANY | Management | For | For | ||||||||||||||||
4.2 | ELECTION OF NICOLO PRIEN AS A MEMBER OF THE AUDIT COMMISSION OF THE COMPANY | Management | For | For | ||||||||||||||||
4.3 | ELECTION OF ASYAEV ALEKSEY SERGEEVICH AS A MEMBER OF THE AUDIT COMMISSION OF THE COMPANY | Management | For | For | ||||||||||||||||
4.4 | ELECTION OF ALEKSEENKOV DENIS ALEKSANDROVICH AS A MEMBER OF THE AUDIT COMMISSION OF THE COMPANY | Management | For | For | ||||||||||||||||
5.1 | APPROVAL OF THE COMPANY'S AUDITOR: PRICEWATERHOUSECOOPERS | Management | For | For | ||||||||||||||||
6.1 | APPROVAL OF THE CHARTER OF PJSC UNIPRO IN A NEW VERSION | Management | For | For | ||||||||||||||||
7.1 | APPROVAL OF THE PROVISION ON THE PROCEDURE FOR PREPARATION AND HOLDING OF THE GENERAL MEETING OF SHAREHOLDERS OF PJSC UNIPRO IN A NEW VERSION | Management | For | For | ||||||||||||||||
8.1 | APPROVAL OF THE NEW VERSION OF THE REGULATIONS ON THE BOARD OF DIRECTORS OF PJSC UNIPRO | Management | For | For | ||||||||||||||||
9.1 | APPROVAL OF THE NEW VERSION OF THE REGULATIONS ON THE MANAGEMENT BOARD OF PJSC UNIPRO | Management | For | For | ||||||||||||||||
CMMT | 25 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF ALL RESOLUTIONS AND TEXT IN RESOLUTION 3.1.2. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||
JAPAN AIRLINES CO.,LTD. | ||||||||||||||||||||
Security | J25979121 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2018 | ||||||||||||||||||
ISIN | JP3705200008 | Agenda | 709518457 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2018 | ||||||||||||||
SEDOL(s) | B837SL0 - B8BRV46 - BDDJSV1 | Quick Code | 92010 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Ueki, Yoshiharu | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Akasaka, Yuji | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Fujita, Tadashi | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Saito, Norikazu | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Kikuyama, Hideki | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Shin, Toshinori | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Shimizu, Shinichiro | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Kobayashi, Eizo | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Ito, Masatoshi | Management | For | For | ||||||||||||||||
2.10 | Appoint a Director Hatchoji, Sonoko | Management | For | For | ||||||||||||||||
3 | Appoint a Corporate Auditor Kubo, Shinsuke | Management | For | For | ||||||||||||||||
NTT DOCOMO,INC. | ||||||||||||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2018 | ||||||||||||||||||
ISIN | JP3165650007 | Agenda | 709526062 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2018 | ||||||||||||||
SEDOL(s) | 3141003 - 5559079 - 6129277 - B3BJ9B0 - BHZL6S6 | Quick Code | 94370 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Yoshizawa, Kazuhiro | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Asami, Hiroyasu | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Tsujigami, Hiroshi | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Furukawa, Koji | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Nakamura, Hiroshi | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Tamura, Hozumi | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Maruyama, Seiji | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Hirokado, Osamu | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Torizuka, Shigeto | Management | For | For | ||||||||||||||||
2.10 | Appoint a Director Mori, Kenichi | Management | For | For | ||||||||||||||||
2.11 | Appoint a Director Atarashi, Toru | Management | For | For | ||||||||||||||||
2.12 | Appoint a Director Murakami, Teruyasu | Management | For | For | ||||||||||||||||
2.13 | Appoint a Director Endo, Noriko | Management | For | For | ||||||||||||||||
2.14 | Appoint a Director Ueno, Shinichiro | Management | For | For | ||||||||||||||||
3 | Appoint a Corporate Auditor Kajikawa, Mikio | Management | For | For | ||||||||||||||||
TOSHIBA PLANT SYSTEMS & SERVICES CORPORATION | ||||||||||||||||||||
Security | J89795124 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2018 | ||||||||||||||||||
ISIN | JP3594200002 | Agenda | 709554782 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline Date | 19-Jun-2018 | ||||||||||||||
SEDOL(s) | 6897295 - B05HBJ1 | Quick Code | 19830 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1.1 | Appoint a Director Hayashi, Masataka | Management | For | For | ||||||||||||||||
1.2 | Appoint a Director Yoshida, Masaharu | Management | For | For | ||||||||||||||||
1.3 | Appoint a Director Kamei, Koichi | Management | For | For | ||||||||||||||||
1.4 | Appoint a Director Tanaka, Yoshikatsu | Management | For | For | ||||||||||||||||
1.5 | Appoint a Director Kitabayashi, Masayuki | Management | For | For | ||||||||||||||||
1.6 | Appoint a Director Tsuruhara, Kazunori | Management | For | For | ||||||||||||||||
1.7 | Appoint a Director Yamazaki, Yasuo | Management | For | For | ||||||||||||||||
1.8 | Appoint a Director Harazono, Koichi | Management | For | For | ||||||||||||||||
1.9 | Appoint a Director Shiotsuki, Koji | Management | For | For | ||||||||||||||||
1.10 | Appoint a Director Wada, Kishiko | Management | For | For | ||||||||||||||||
1.11 | Appoint a Director Yokoyama, Yoshikazu | Management | For | For | ||||||||||||||||
2 | Appoint a Corporate Auditor Uchiyama, Takehisa | Management | For | For | ||||||||||||||||
3 | Appoint a Substitute Corporate Auditor Nagaya, Fumihiro | Management | For | For | ||||||||||||||||
MITSUBISHI MOTORS CORPORATION | ||||||||||||||||||||
Security | J44131167 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | ||||||||||||||||||
ISIN | JP3899800001 | Agenda | 709549678 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2018 | ||||||||||||||
SEDOL(s) | 5507409 - 6598446 - B02JD27 - B175XZ0 - BHZL4T3 | Quick Code | 72110 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director Carlos Ghosn | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director Masuko, Osamu | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director Miyanaga, Shunichi | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director Kobayashi, Ken | Management | For | For | ||||||||||||||||
3.5 | Appoint a Director Kawaguchi, Hitoshi | Management | For | For | ||||||||||||||||
3.6 | Appoint a Director Karube, Hiroshi | Management | For | For | ||||||||||||||||
3.7 | Appoint a Director Egami, Setsuko | Management | For | For | ||||||||||||||||
3.8 | Appoint a Director Koda, Main | Management | For | For | ||||||||||||||||
4.1 | Appoint a Corporate Auditor Shiraji, Kozo | Management | For | For | ||||||||||||||||
4.2 | Appoint a Corporate Auditor Nagayasu, Katsunori | Management | For | For | ||||||||||||||||
TS TECH CO.,LTD. | ||||||||||||||||||||
Security | J9299N100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | ||||||||||||||||||
ISIN | JP3539230007 | Agenda | 709549705 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2018 | ||||||||||||||
SEDOL(s) | B1P1JR4 - B1T7Z47 | Quick Code | 73130 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2 | Amend Articles to: Revise Conveners and Chairpersons of a Shareholders Meeting and Board of Directors Meeting | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director Inoue, Michio | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director Yui, Yoshiaki | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director Yasuda, Masanari | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director Maeda, Minoru | Management | For | For | ||||||||||||||||
3.5 | Appoint a Director Nakajima, Yoshitaka | Management | For | For | ||||||||||||||||
3.6 | Appoint a Director Yoshida, Hitoshi | Management | For | For | ||||||||||||||||
3.7 | Appoint a Director Mase, Koichi | Management | For | For | ||||||||||||||||
3.8 | Appoint a Director Hayashi, Akihiko | Management | For | For | ||||||||||||||||
3.9 | Appoint a Director Hasegawa, Kenichi | Management | For | For | ||||||||||||||||
3.10 | Appoint a Director Arai, Yutaka | Management | For | For | ||||||||||||||||
3.11 | Appoint a Director Igaki, Atsushi | Management | For | For | ||||||||||||||||
3.12 | Appoint a Director Ariga, Yoshikazu | Management | For | For | ||||||||||||||||
3.13 | Appoint a Director Kitamura, Shizuo | Management | For | For | ||||||||||||||||
3.14 | Appoint a Director Mutaguchi, Teruyasu | Management | For | For | ||||||||||||||||
4 | Appoint a Corporate Auditor Motoda, Tatsuya | Management | For | For | ||||||||||||||||
5 | Appoint a Substitute Corporate Auditor Wasemoto, Kazunori | Management | For | For | ||||||||||||||||
TOKYO SEIMITSU CO.,LTD. | ||||||||||||||||||||
Security | J87903100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2018 | ||||||||||||||||||
ISIN | JP3580200008 | Agenda | 709580319 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2018 | ||||||||||||||
SEDOL(s) | 5931116 - 6894304 - B02LW59 - B3FHQM0 | Quick Code | 77290 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Ota, Kunimasa | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Yoshida, Hitoshi | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Kimura, Ryuichi | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Kawamura, Koichi | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Endo, Akihiro | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director Tomoeda, Masahiro | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director Hokida, Takahiro | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director Wolfgang Bonatz | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director Matsumoto, Hirokazu | Management | For | For | ||||||||||||||||
2.10 | Appoint a Director Saito, Shozo | Management | For | For | ||||||||||||||||
3 | Appoint a Corporate Auditor Akimoto, Shinji | Management | For | For | ||||||||||||||||
4 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock Options for Directors and Employees of the Company and the Company's Subsidiaries on Favorable Conditions | Management | For | For | ||||||||||||||||
GLORY LTD. | ||||||||||||||||||||
Security | J17304130 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | ||||||||||||||||||
ISIN | JP3274400005 | Agenda | 709558843 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | HYOGO | / | Japan | Vote Deadline Date | 25-Jun-2018 | ||||||||||||||
SEDOL(s) | 6374226 - B3BHJ14 | Quick Code | 64570 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director Onoe, Hirokazu | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director Miwa, Motozumi | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director Onoe, Hideo | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director Mabuchi, Shigetoshi | Management | For | For | ||||||||||||||||
3.5 | Appoint a Director Kotani, Kaname | Management | For | For | ||||||||||||||||
3.6 | Appoint a Director Harada, Akihiro | Management | For | For | ||||||||||||||||
3.7 | Appoint a Director Sasaki, Hiroki | Management | For | For | ||||||||||||||||
3.8 | Appoint a Director Iki, Joji | Management | For | For | ||||||||||||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||
5 | Amend the Compensation to be received by Corporate Officers | Management | For | For | ||||||||||||||||
6 | Approve Details of the Performance-based Stock Compensation to be received by Directors | Management | For | For | ||||||||||||||||
GENESCO INC. | ||||||||||||||||||||
Security | 371532102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GCO | Meeting Date | 28-Jun-2018 | |||||||||||||||||
ISIN | US3715321028 | Agenda | 934823736 - Management | |||||||||||||||||
Record Date | 30-Apr-2018 | Holding Recon Date | 30-Apr-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | Joanna Barsh | For | For | |||||||||||||||||
2 | Marjorie L. Bowen | For | For | |||||||||||||||||
3 | James W. Bradford | For | For | |||||||||||||||||
4 | Robert J. Dennis | For | For | |||||||||||||||||
5 | Matthew C. Diamond | For | For | |||||||||||||||||
6 | Marty G. Dickens | For | For | |||||||||||||||||
7 | Thurgood Marshall, Jr. | For | For | |||||||||||||||||
8 | Kathleen Mason | For | For | |||||||||||||||||
9 | Kevin P. McDermott | For | For | |||||||||||||||||
10 | Joshua E. Schechter | For | For | |||||||||||||||||
11 | David M. Tehle | For | For | |||||||||||||||||
2. | Say on Pay - an advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||||
KOITO MANUFACTURING CO.,LTD. | ||||||||||||||||||||
Security | J34899104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||||||
ISIN | JP3284600008 | Agenda | 709555126 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 26-Jun-2018 | ||||||||||||||
SEDOL(s) | 6496324 - B3BHWN7 | Quick Code | 72760 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2 | Appoint a Substitute Corporate Auditor Kimeda, Hiroshi | Management | For | For | ||||||||||||||||
LEOPALACE21 CORPORATION | ||||||||||||||||||||
Security | J38781100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||||||
ISIN | JP3167500002 | Agenda | 709580573 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 26-Jun-2018 | ||||||||||||||
SEDOL(s) | 2761026 - 5881482 - 6598424 - B1CDCY1 - B3BHY31 | Quick Code | 88480 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director Miyama, Eisei | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director Miyama, Tadahiro | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director Sekiya, Yuzuru | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director Takeda, Hiroshi | Management | For | For | ||||||||||||||||
3.5 | Appoint a Director Tajiri, Kazuto | Management | For | For | ||||||||||||||||
3.6 | Appoint a Director Harada, Hiroyuki | Management | For | For | ||||||||||||||||
3.7 | Appoint a Director Miyao, Bunya | Management | For | For | ||||||||||||||||
3.8 | Appoint a Director Ito, Hiromi | Management | For | For | ||||||||||||||||
3.9 | Appoint a Director Kodama, Tadashi | Management | For | For | ||||||||||||||||
3.10 | Appoint a Director Taya, Tetsuji | Management | For | For | ||||||||||||||||
3.11 | Appoint a Director Sasao, Yoshiko | Management | For | For | ||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||||||||||
Security | G5876H105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MRVL | Meeting Date | 28-Jun-2018 | |||||||||||||||||
ISIN | BMG5876H1051 | Agenda | 934826491 - Management | |||||||||||||||||
Record Date | 09-May-2018 | Holding Recon Date | 09-May-2018 | |||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jun-2018 | |||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1.1 | Election of Director: Tudor Brown | Management | For | For | ||||||||||||||||
1.2 | Election of Director: Richard S. Hill | Management | For | For | ||||||||||||||||
1.3 | Election of Director: Oleg Khaykin | Management | For | For | ||||||||||||||||
1.4 | Election of Director: Bethany Mayer | Management | For | For | ||||||||||||||||
1.5 | Election of Director: Donna Morris | Management | For | For | ||||||||||||||||
1.6 | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||||||||||
1.7 | Election of Director: Michael Strachan | Management | For | For | ||||||||||||||||
1.8 | Election of Director: Robert E. Switz | Management | For | For | ||||||||||||||||
2. | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||||||||
3. | The appointment of Deloitte & Touche LLP as Marvell's auditors and independent registered accounting firm, and authorization of the audit committee, acting on behalf of Marvell's board of directors, to fix the remuneration of the auditors and independent registered accounting firm, in both cases for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||||||
SANKYO CO.,LTD. | ||||||||||||||||||||
Security | J67844100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||||||
ISIN | JP3326410002 | Agenda | 709580080 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 26-Jun-2018 | ||||||||||||||
SEDOL(s) | 5909812 - 6775432 - B02KCH8 - B1CDDX7 | Quick Code | 64170 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director Busujima, Hideyuki | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director Tsutsui, Kimihisa | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director Tomiyama, Ichiro | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director Kitani, Taro | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director Yamasaki, Hiroyuki | Management | For | For | ||||||||||||||||
TOKAI CORP. | ||||||||||||||||||||
Security | J85581106 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||||||
ISIN | JP3552250007 | Agenda | 709614855 - Management | |||||||||||||||||
Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 | |||||||||||||||||
City / | Country | GIFU | / | Japan | Vote Deadline Date | 21-Jun-2018 | ||||||||||||||
SEDOL(s) | 6894359 - B05PNT9 | Quick Code | 97290 | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director except as Supervisory Committee Members Onogi, Koji | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director except as Supervisory Committee Members Usui, Tadahiko | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director except as Supervisory Committee Members Shiraki, Motoaki | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director except as Supervisory Committee Members Horie, Norihito | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director except as Supervisory Committee Members Hirose, Akiyoshi | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director except as Supervisory Committee Members Asai, Toshiaki | Management | For | For | ||||||||||||||||
3 | Appoint a Director as Supervisory Committee Members Kawazoe, Shu | Management | For | For | ||||||||||||||||
4 | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For |
Registrant: TWO ROADS SHARED TRUST - Hanlon Managed Income Fund | Item 1, Exhibit 4 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report for the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Hanlon Tactical Dividend and Momentum Fund | Item 1, Exhibit 5 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report for the Reporting Period. | |||||||||
3 |
Registrant: TWO ROADS SHARED TRUST - Holbrook Income Fund | Item 1, Exhibit 6 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes during the Reporting Period. | |||||||||
2 |
Registrant:TWO ROADS SHARED TRUST - LJM Preservation and Growth Fund | Item 1, Exhibit 7 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report during the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Recurrent MLP and Energy Infrastructure Fund | Item 1, Exhibit 8 | ||||||||||||
Investment Company Act file number: 811-22718 | |||||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | |||||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Shareholder Meeting Type | (d) Shareholder Meeting Date | (e) Matter Identification | Matter Description | Matter Notes | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | Annual | 26-Apr-2018 | 1. | Election of Directors | Robert G. Croyle | MGMT | Y | FOR | FOR | |
2 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | Annual | 26-Apr-2018 | 1. | Election of Directors | Stacy P. Methvin | MGMT | Y | FOR | FOR | |
3 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | Annual | 26-Apr-2018 | 1. | Election of Directors | Barry R. Pearl | MGMT | Y | FOR | FOR | |
4 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | Annual | 26-Apr-2018 | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
5 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | Annual | 26-Apr-2018 | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
6 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1a. | Election of Director: Richard D. Kinder | MGMT | Y | FOR | FOR | ||
7 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1b. | Election of Director: Steven J. Kean | MGMT | Y | FOR | FOR | ||
8 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1c. | Election of Director: Kimberly A. Dang | MGMT | Y | FOR | FOR | ||
9 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1d. | Election of Director: Ted A. Gardner | MGMT | Y | FOR | FOR | ||
10 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1e. | Election of Director: Anthony W. Hall, Jr. | MGMT | Y | FOR | FOR | ||
11 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1f. | Election of Director: Gary L. Hultquist | MGMT | Y | FOR | FOR | ||
12 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1g. | Election of Director: Ronald L. Kuehn, Jr. | MGMT | Y | FOR | FOR | ||
13 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1h. | Election of Director: Deborah A. Macdonald | MGMT | Y | FOR | FOR | ||
14 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1i. | Election of Director: Michael C. Morgan | MGMT | Y | FOR | FOR | ||
15 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1j. | Election of Director: Arthur C. Reichstetter | MGMT | Y | FOR | FOR | ||
16 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1k. | Election of Director: Fayez Sarofim | MGMT | Y | FOR | FOR | ||
17 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1l. | Election of Director: C. Park Shaper | MGMT | Y | FOR | FOR | ||
18 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1m. | Election of Director: William A. Smith | MGMT | Y | FOR | FOR | ||
19 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1n. | Election of Director: Joel V. Staff | MGMT | Y | FOR | FOR | ||
20 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1o. | Election of Director: Robert F. Vagt | MGMT | Y | FOR | FOR | ||
21 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 1p. | Election of Director: Perry M. Waughtal | MGMT | Y | FOR | FOR | ||
22 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 | MGMT | Y | FOR | FOR | ||
23 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | MGMT | Y | FOR | FOR | ||
24 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 4. | Frequency with which we will hold an advisory vote on the compensation of our named executive officers | MGMT | Y | 3 | 1 | ||
25 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 5. | Stockholder proposal relating to a report on methane emissions | SHAREHOLD | Y | AGAINST | AGAINST | ||
26 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 6. | Stockholder proposal relating to an annual sustainability report | SHAREHOLD | Y | AGAINST | AGAINST | ||
27 | KINDER MORGAN, INC. | KMI | 49456B101 | Annual | 09-May-2018 | 7. | Stockholder proposal relating to an assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies | SHAREHOLD | Y | AGAINST | AGAINST | ||
28 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | Annual | 15-May-2018 | 1. | Election of Directors | Bobby S. Shackouls | MGMT | Y | FOR | FOR | |
29 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | Annual | 15-May-2018 | 1. | Election of Directors | Christopher M. Temple | MGMT | Y | FOR | FOR | |
30 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | Annual | 15-May-2018 | 2. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
31 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | Annual | 15-May-2018 | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
32 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | Annual | 15-May-2018 | 4. | 14A Executive Compensation Vote Frequency | MGMT | Y | 1 | 1 | ||
33 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | Ronald A. Ballschmiede | MGMT | Y | FOR | FOR | |
34 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | Sarah M. Barpoulis | MGMT | Y | FOR | FOR | |
35 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | Carlin G. Conner | MGMT | Y | FOR | FOR | |
36 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | Karl F. Kurz | MGMT | Y | FOR | FOR | |
37 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | James H. Lytal | MGMT | Y | FOR | FOR | |
38 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | William J. McAdam | MGMT | Y | FOR | FOR | |
39 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 1. | Election of Directors | Thomas R. McDaniel | MGMT | Y | FOR | FOR | |
40 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
41 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
42 | SEMGROUP CORPORATION | SEMG | 81663A105 | Annual | 16-May-2018 | 4. | Authorize Common Stock Increase | MGMT | Y | FOR | FOR | ||
43 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1A | Election of Director: G. Andrea Botta | MGMT | Y | FOR | FOR | ||
44 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1B | Election of Director: Jack A. Fusco | MGMT | Y | FOR | FOR | ||
45 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1C | Election of Director: Vicky A. Bailey | MGMT | Y | FOR | FOR | ||
46 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1D | Election of Director: Nuno Brandolini | MGMT | Y | FOR | FOR | ||
47 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1E | Election of Director: David I. Foley | MGMT | Y | FOR | FOR | ||
48 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1F | Election of Director: David B. Kilpatrick | MGMT | Y | FOR | FOR | ||
49 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1G | Election of Director: Andrew Langham | MGMT | Y | FOR | FOR | ||
50 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1H | Election of Director: Courtney R. Mather | MGMT | Y | FOR | FOR | ||
51 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1I | Election of Director: Donald F. Robillard, Jr | MGMT | Y | FOR | FOR | ||
52 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1J | Election of Director: Neal A. Shear | MGMT | Y | FOR | FOR | ||
53 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 1K | Election of Director: Heather R. Zichal | MGMT | Y | FOR | FOR | ||
54 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2017. | MGMT | Y | FOR | FOR | ||
55 | CHENIERE ENERGY, INC. | LNG | 16411R208 | Annual | 17-May-2018 | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Y | FOR | FOR | ||
56 | TARGA RESOURCES CORP. | TRGP | 87612G101 | Annual | 24-May-2018 | 1.1 | Election of Director: Robert B. Evans | MGMT | Y | FOR | FOR | ||
57 | TARGA RESOURCES CORP. | TRGP | 87612G101 | Annual | 24-May-2018 | 1.2 | Election of Director: Joe Bob Perkins | MGMT | Y | FOR | FOR | ||
58 | TARGA RESOURCES CORP. | TRGP | 87612G101 | Annual | 24-May-2018 | 1.3 | Election of Director: Ershel C. Redd Jr. | MGMT | Y | FOR | FOR | ||
59 | TARGA RESOURCES CORP. | TRGP | 87612G101 | Annual | 24-May-2018 | 2. | Ratification of Selection of Independent Accountants | MGMT | Y | FOR | FOR | ||
60 | TARGA RESOURCES CORP. | TRGP | 87612G101 | Annual | 24-May-2018 | 3. | Advisory Vote to Approve Executive Compensation | MGMT | Y | FOR | FOR | ||
61 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 1. | Election of Directors | Pieter Bakker | MGMT | Y | FOR | FOR | |
62 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 1. | Election of Directors | Barbara M. Baumann | MGMT | Y | FOR | FOR | |
63 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 1. | Election of Directors | Mark C. McKinley | MGMT | Y | FOR | FOR | |
64 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 2. | Amend Articles-Board Related | MGMT | Y | FOR | FOR | ||
65 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
66 | BUCKEYE PARTNERS, L.P. | BPL | 118230101 | Annual | 05-Jun-2018 | 4. | 14A Executive Compensation | MGMT | Y | FOR | FOR |
Registrant: TWO ROADS SHARED TRUST - Recurrent Natural Resources Fund | Item 1, Exhibit 9 | ||||||||||||
Investment Company Act file number: 811-22718 | |||||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | |||||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | Shareholder Meeting Type | (e) Matter Identification | Matter Description | Matter Notes | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1A. | Election of Director: Peter L.S. Currie | MGMT | Y | FOR | FOR | ||
2 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1B. | Election of Director: Miguel M. Galuccio | MGMT | Y | FOR | FOR | ||
3 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1C. | Election of Director: V. Maureen Kempston Darkes | MGMT | Y | FOR | FOR | ||
4 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1D. | Election of Director: Paal Kibsgaard | MGMT | Y | FOR | FOR | ||
5 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1E. | Election of Director: Nikolay Kudryavtsev | MGMT | Y | FOR | FOR | ||
6 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1F. | Election of Director: Helge Lund | MGMT | Y | FOR | FOR | ||
7 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1G. | Election of Director: Michael E. Marks | MGMT | Y | FOR | FOR | ||
8 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1H. | Election of Director: Indra K. Nooyi | MGMT | Y | FOR | FOR | ||
9 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1I. | Election of Director: Lubna S. Olayan | MGMT | Y | FOR | FOR | ||
10 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1J. | Election of Director: Leo Rafael Reif | MGMT | Y | FOR | FOR | ||
11 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 1K. | Election of Director: Henri Seydoux | MGMT | Y | FOR | FOR | ||
12 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 2. | To approve, on an advisory basis, the Company's executive compensation. | MGMT | Y | FOR | FOR | ||
13 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 3. | To report on the course of business during the year ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders. | MGMT | Y | FOR | FOR | ||
14 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 4. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for 2018. | MGMT | Y | FOR | FOR | ||
15 | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 04-Apr-2018 | Annual | 5. | To approve amended and restated French Sub Plan for purposes of qualification under French Law. | MGMT | Y | FOR | FOR | ||
16 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1a) | Election of Director: James A. Firestone | MGMT | Y | FOR | FOR | ||
17 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1b) | Election of Director: Werner Geissler | MGMT | Y | FOR | FOR | ||
18 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1c) | Election of Director: Peter S. Hellman | MGMT | Y | FOR | FOR | ||
19 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1d) | Election of Director: Laurette T. Koellner | MGMT | Y | FOR | FOR | ||
20 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1e) | Election of Director: Richard J. Kramer | MGMT | Y | FOR | FOR | ||
21 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1f) | Election of Director: W. Alan McCollough | MGMT | Y | FOR | FOR | ||
22 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1g) | Election of Director: John E. McGlade | MGMT | Y | FOR | FOR | ||
23 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1h) | Election of Director: Michael J. Morell | MGMT | Y | FOR | FOR | ||
24 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1i) | Election of Director: Roderick A. Palmore | MGMT | Y | FOR | FOR | ||
25 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1j) | Election of Director: Stephanie A. Streeter | MGMT | Y | FOR | FOR | ||
26 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1k) | Election of Director: Thomas H. Weidemeyer | MGMT | Y | FOR | FOR | ||
27 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 1l) | Election of Director: Michael R. Wessel | MGMT | Y | FOR | FOR | ||
28 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 2. | Advisory vote to approve executive compensation. | MGMT | Y | FOR | FOR | ||
29 | THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | 09-Apr-2018 | Annual | 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | MGMT | Y | FOR | FOR | ||
30 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1A | Election of Director: J.F. Earl | MGMT | Y | FOR | FOR | ||
31 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1B | Election of Director: K.G. Eddy | MGMT | Y | FOR | FOR | ||
32 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1C | Election of Director: D.C. Everitt | MGMT | Y | FOR | FOR | ||
33 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1D | Election of Director: F.N. Grasberger III | MGMT | Y | FOR | FOR | ||
34 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1E | Election of Director: E. La Roche | MGMT | Y | FOR | FOR | ||
35 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1F | Election of Director: M. Longhi | MGMT | Y | FOR | FOR | ||
36 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1G | Election of Director: E.M. Purvis, Jr. | MGMT | Y | FOR | FOR | ||
37 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 1H | Election of Director: P.C. Widman | MGMT | Y | FOR | FOR | ||
38 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2018. | MGMT | Y | FOR | FOR | ||
39 | HARSCO CORPORATION | HSC | 415864107 | 24-Apr-2018 | Annual | 3. | Vote, on an advisory basis, on named executive officer compensation. | MGMT | Y | FOR | FOR | ||
40 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 26-Apr-2018 | Annual | 1. | Election of Directors | Robert G. Croyle | MGMT | Y | FOR | FOR | |
41 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 26-Apr-2018 | Annual | 1. | Election of Directors | Stacy P. Methvin | MGMT | Y | FOR | FOR | |
42 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 26-Apr-2018 | Annual | 1. | Election of Directors | Barry R. Pearl | MGMT | Y | FOR | FOR | |
43 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 26-Apr-2018 | Annual | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
44 | MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 26-Apr-2018 | Annual | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
45 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1A | Election of Director: Michelle M. Adams | MGMT | Y | FOR | FOR | ||
46 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1B | Election of Director: Ted D. Brown | MGMT | Y | FOR | FOR | ||
47 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1C | Election of Director: John W. Chisholm | MGMT | Y | FOR | FOR | ||
48 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1D | Election of Director: L. Melvin Cooper | MGMT | Y | FOR | FOR | ||
49 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1E | Election of Director: Kenneth T. Hern | MGMT | Y | FOR | FOR | ||
50 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 1F | Election of Director: L.V. "Bud" McGuire | MGMT | Y | FOR | FOR | ||
51 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 2 | Approval of the Flotek Industries, Inc. 2018 Long-Term Incentive Plan. | MGMT | Y | FOR | FOR | ||
52 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 3 | Approval of Non-Binding Advisory Vote on Executive Compensation. | MGMT | Y | FOR | FOR | ||
53 | FLOTEK INDUSTRIES, INC. | FTK | 343389102 | 27-Apr-2018 | Annual | 4 | Ratification of the selection of the independent registered public accounting firm, Moss Adams LLP, as the Company's auditors for the year ending December 31, 2018. | MGMT | Y | FOR | FOR | ||
54 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 1. | Election of Directors | William J. Cassidy | MGMT | Y | FOR | FOR | |
55 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 1. | Election of Directors | Taylor L. Reid | MGMT | Y | FOR | FOR | |
56 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 1. | Election of Directors | Bobby S. Shackouls | MGMT | Y | FOR | FOR | |
57 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
58 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
59 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 4. | Amend Stock Compensation Plan | MGMT | Y | FOR | FOR | ||
60 | OASIS PETROLEUM INC | OAS | 674215108 | 03-May-2018 | Annual | 5. | Authorize Common Stock Increase | MGMT | Y | FOR | FOR | ||
61 | OCEANEERING INTERNATIONAL, INC. | OII | 675232102 | 04-May-2018 | Annual | 1. | Election of Directors | Deanna L. Goodwin | MGMT | Y | FOR | FOR | |
62 | OCEANEERING INTERNATIONAL, INC. | OII | 675232102 | 04-May-2018 | Annual | 1. | Election of Directors | John R. Huff | MGMT | Y | FOR | FOR | |
63 | OCEANEERING INTERNATIONAL, INC. | OII | 675232102 | 04-May-2018 | Annual | 1. | Election of Directors | Steven A. Webster | MGMT | Y | FOR | FOR | |
64 | OCEANEERING INTERNATIONAL, INC. | OII | 675232102 | 04-May-2018 | Annual | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
65 | OCEANEERING INTERNATIONAL, INC. | OII | 675232102 | 04-May-2018 | Annual | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
66 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1a. | Election of Director: Rodney F. Chase | MGMT | Y | FOR | FOR | ||
67 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1b. | Election of Director: Paul L. Foster | MGMT | Y | FOR | FOR | ||
68 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1c. | Election of Director: Edward G. Galante | MGMT | Y | FOR | FOR | ||
69 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1d. | Election of Director: Gregory J. Goff | MGMT | Y | FOR | FOR | ||
70 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1e. | Election of Director: David Lilley | MGMT | Y | FOR | FOR | ||
71 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1f. | Election of Director: Mary Pat McCarthy | MGMT | Y | FOR | FOR | ||
72 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1g. | Election of Director: J.W. Nokes | MGMT | Y | FOR | FOR | ||
73 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1h. | Election of Director: William H. Schumann, III | MGMT | Y | FOR | FOR | ||
74 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1i. | Election of Director: Jeff A. Stevens | MGMT | Y | FOR | FOR | ||
75 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1j. | Election of Director: Susan Tomasky | MGMT | Y | FOR | FOR | ||
76 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1k. | Election of Director: Michael E. Wiley | MGMT | Y | FOR | FOR | ||
77 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 1l. | Election of Director: Patrick Y. Yang | MGMT | Y | FOR | FOR | ||
78 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 2. | To approve our named executive officers' compensation in an advisory vote. | MGMT | Y | FOR | FOR | ||
79 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | MGMT | Y | FOR | FOR | ||
80 | ANDEAVOR | ANDV | 03349M105 | 04-May-2018 | Annual | 4. | To approve the Andeavor 2018 Long-Term Incentive Plan. | MGMT | Y | FOR | FOR | ||
81 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||
82 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2a. | Election of Director: Mary Lauren Brlas | MGMT | Y | FOR | FOR | ||
83 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2b. | Election of Director: William H. Hernandez | MGMT | Y | FOR | FOR | ||
84 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2c. | Election of Director: Luther C. Kissam IV | MGMT | Y | FOR | FOR | ||
85 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2d. | Election of Director: Douglas L. Maine | MGMT | Y | FOR | FOR | ||
86 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2e. | Election of Director: J. Kent Masters | MGMT | Y | FOR | FOR | ||
87 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2f. | Election of Director: James J. O'Brien | MGMT | Y | FOR | FOR | ||
88 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2g. | Election of Director: Diarmuid O'Connell | MGMT | Y | FOR | FOR | ||
89 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2h. | Election of Director: Dean L. Seavers | MGMT | Y | FOR | FOR | ||
90 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2i. | Election of Director: Gerald A. Steiner | MGMT | Y | FOR | FOR | ||
91 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2j. | Election of Director: Harriett Tee Taggart | MGMT | Y | FOR | FOR | ||
92 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 2k. | Election of Director: Amb. Alejandro Wolff | MGMT | Y | FOR | FOR | ||
93 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 3. | To approve the amendment and restatement of the Amended and Restated Articles of Incorporation to adopt a majority shareholder vote standard for extraordinary transactions. | MGMT | Y | FOR | FOR | ||
94 | ALBEMARLE CORPORATION | ALB | 012653101 | 08-May-2018 | Annual | 4. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm. | MGMT | Y | FOR | FOR | ||
95 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1a. | Election of Director: Richard D. Kinder | MGMT | Y | FOR | FOR | ||
96 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1b. | Election of Director: Steven J. Kean | MGMT | Y | FOR | FOR | ||
97 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1c. | Election of Director: Kimberly A. Dang | MGMT | Y | FOR | FOR | ||
98 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1d. | Election of Director: Ted A. Gardner | MGMT | Y | FOR | FOR | ||
99 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1e. | Election of Director: Anthony W. Hall, Jr. | MGMT | Y | FOR | FOR | ||
100 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1f. | Election of Director: Gary L. Hultquist | MGMT | Y | FOR | FOR | ||
101 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1g. | Election of Director: Ronald L. Kuehn, Jr. | MGMT | Y | FOR | FOR | ||
102 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1h. | Election of Director: Deborah A. Macdonald | MGMT | Y | FOR | FOR | ||
103 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1i. | Election of Director: Michael C. Morgan | MGMT | Y | FOR | FOR | ||
104 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1j. | Election of Director: Arthur C. Reichstetter | MGMT | Y | FOR | FOR | ||
105 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1k. | Election of Director: Fayez Sarofim | MGMT | Y | FOR | FOR | ||
106 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1l. | Election of Director: C. Park Shaper | MGMT | Y | FOR | FOR | ||
107 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1m. | Election of Director: William A. Smith | MGMT | Y | FOR | FOR | ||
108 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1n. | Election of Director: Joel V. Staff | MGMT | Y | FOR | FOR | ||
109 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1o. | Election of Director: Robert F. Vagt | MGMT | Y | FOR | FOR | ||
110 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 1p. | Election of Director: Perry M. Waughtal | MGMT | Y | FOR | FOR | ||
111 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 | MGMT | Y | FOR | FOR | ||
112 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | MGMT | Y | FOR | FOR | ||
113 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 4. | Frequency with which we will hold an advisory vote on the compensation of our named executive officers | MGMT | Y | 3 | 1 | ||
114 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 5. | Stockholder proposal relating to a report on methane emissions | SHAREHOLD | Y | AGAINST | AGAINST | ||
115 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 6. | Stockholder proposal relating to an annual sustainability report | SHAREHOLD | Y | AGAINST | AGAINST | ||
116 | KINDER MORGAN, INC. | KMI | 49456B101 | 09-May-2018 | Annual | 7. | Stockholder proposal relating to an assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies | SHAREHOLD | Y | AGAINST | AGAINST | ||
117 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1A. | Election of Director: Peter Bernard | MGMT | Y | FOR | FOR | ||
118 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1B. | Election of Director: Diane K. Duren | MGMT | Y | FOR | FOR | ||
119 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1C. | Election of Director: William J. Kacal | MGMT | Y | FOR | FOR | ||
120 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1D. | Election of Director: Charles Shaver | MGMT | Y | FOR | FOR | ||
121 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1E. | Election of Director: Bryan A. Shinn | MGMT | Y | FOR | FOR | ||
122 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 1F. | Election of Director: J. Michael Stice | MGMT | Y | FOR | FOR | ||
123 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 2. | Ratification of the appointment of Grant Thornton LLP as our Independent Registered Public Accounting Firm for 2018. | MGMT | Y | FOR | FOR | ||
124 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | 10-May-2018 | Annual | 3. | Advisory vote to approve the compensation of our named executive officers, as disclosed in the proxy statement. | MGMT | Y | FOR | FOR | ||
125 | CIMAREX ENERGY CO. | XEC | 171798101 | 10-May-2018 | Annual | 1A | Election of Class I Director: Joseph R. Albi | MGMT | Y | FOR | FOR | ||
126 | CIMAREX ENERGY CO. | XEC | 171798101 | 10-May-2018 | Annual | 1B | Election of Class I Director: Lisa A. Stewart | MGMT | Y | FOR | FOR | ||
127 | CIMAREX ENERGY CO. | XEC | 171798101 | 10-May-2018 | Annual | 1C | Election of Class I Director: Michael J. Sullivan | MGMT | Y | FOR | FOR | ||
128 | CIMAREX ENERGY CO. | XEC | 171798101 | 10-May-2018 | Annual | 2. | Advisory vote to approve executive compensation | MGMT | Y | FOR | FOR | ||
129 | CIMAREX ENERGY CO. | XEC | 171798101 | 10-May-2018 | Annual | 3. | Ratify the appointment of KPMG LLP as our independent auditors for 2018 | MGMT | Y | FOR | FOR | ||
130 | DRIL-QUIP, INC. | DRQ | 262037104 | 11-May-2018 | Annual | 1A | Election of Director: Steven L. Newman | MGMT | Y | FOR | FOR | ||
131 | DRIL-QUIP, INC. | DRQ | 262037104 | 11-May-2018 | Annual | 2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Y | FOR | FOR | ||
132 | DRIL-QUIP, INC. | DRQ | 262037104 | 11-May-2018 | Annual | 3. | Advisory vote to approve compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR | ||
133 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1a. | Election of Director: Lee K. Boothby | MGMT | Y | FOR | FOR | ||
134 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1b. | Election of Director: Pamela J. Gardner | MGMT | Y | FOR | FOR | ||
135 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1c. | Election of Director: Edgar R. Giesinger, Jr. | MGMT | Y | FOR | FOR | ||
136 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1d. | Election of Director: Steven W. Nance | MGMT | Y | FOR | FOR | ||
137 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1e. | Election of Director: Roger B. Plank | MGMT | Y | FOR | FOR | ||
138 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1f. | Election of Director: Thomas G. Ricks | MGMT | Y | FOR | FOR | ||
139 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1g. | Election of Director: Juanita M. Romans | MGMT | Y | FOR | FOR | ||
140 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1h. | Election of Director: John W. Schanck | MGMT | Y | FOR | FOR | ||
141 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1i. | Election of Director: J. Terry Strange | MGMT | Y | FOR | FOR | ||
142 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 1j. | Election of Director: J. Kent Wells | MGMT | Y | FOR | FOR | ||
143 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 2. | Non-binding advisory vote to approve named executive officer compensation. | MGMT | Y | FOR | FOR | ||
144 | NEWFIELD EXPLORATION COMPANY | NFX | 651290108 | 15-May-2018 | Annual | 3. | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal 2018. | MGMT | Y | FOR | FOR | ||
145 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 15-May-2018 | Annual | 1. | Election of Directors | Bobby S. Shackouls | MGMT | Y | FOR | FOR | |
146 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 15-May-2018 | Annual | 1. | Election of Directors | Christopher M. Temple | MGMT | Y | FOR | FOR | |
147 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 15-May-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
148 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 15-May-2018 | Annual | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
149 | PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 15-May-2018 | Annual | 4. | 14A Executive Compensation Vote Frequency | MGMT | Y | 1 | 1 | ||
150 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | Ronald A. Ballschmiede | MGMT | Y | FOR | FOR | |
151 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | Sarah M. Barpoulis | MGMT | Y | FOR | FOR | |
152 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | Carlin G. Conner | MGMT | Y | FOR | FOR | |
153 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | Karl F. Kurz | MGMT | Y | FOR | FOR | |
154 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | James H. Lytal | MGMT | Y | FOR | FOR | |
155 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | William J. McAdam | MGMT | Y | FOR | FOR | |
156 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 1. | Election of Directors | Thomas R. McDaniel | MGMT | Y | FOR | FOR | |
157 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
158 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
159 | SEMGROUP CORPORATION | SEMG | 81663A105 | 16-May-2018 | Annual | 4. | Authorize Common Stock Increase | MGMT | Y | FOR | FOR | ||
160 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1a. | Election of Director: Jay C. Graham | MGMT | Y | FOR | FOR | ||
161 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1b. | Election of Director: Anthony Bahr | MGMT | Y | FOR | FOR | ||
162 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1c. | Election of Director: Richard D. Brannon | MGMT | Y | FOR | FOR | ||
163 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1d. | Election of Director: Jonathan M. Clarkson | MGMT | Y | FOR | FOR | ||
164 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1e. | Election of Director: Scott A. Gieselman | MGMT | Y | FOR | FOR | ||
165 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1f. | Election of Director: David W. Hayes | MGMT | Y | FOR | FOR | ||
166 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1g. | Election of Director: Stephanie C. Hildebrandt | MGMT | Y | FOR | FOR | ||
167 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1h. | Election of Director: Grant E. Sims | MGMT | Y | FOR | FOR | ||
168 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 1i. | Election of Director: Tony R. Weber | MGMT | Y | FOR | FOR | ||
169 | WILDHORSE RESOURCE DEVELOPMENT CORP. | WRD | 96812T102 | 17-May-2018 | Annual | 2. | Ratification of Appointment of Independent Registered Public Accounting Firm | MGMT | Y | FOR | FOR | ||
170 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1A | Election of Director: G. Andrea Botta | MGMT | Y | FOR | FOR | ||
171 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1B | Election of Director: Jack A. Fusco | MGMT | Y | FOR | FOR | ||
172 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1C | Election of Director: Vicky A. Bailey | MGMT | Y | FOR | FOR | ||
173 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1D | Election of Director: Nuno Brandolini | MGMT | Y | FOR | FOR | ||
174 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1E | Election of Director: David I. Foley | MGMT | Y | FOR | FOR | ||
175 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1F | Election of Director: David B. Kilpatrick | MGMT | Y | FOR | FOR | ||
176 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1G | Election of Director: Andrew Langham | MGMT | Y | FOR | FOR | ||
177 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1H | Election of Director: Courtney R. Mather | MGMT | Y | FOR | FOR | ||
178 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1I | Election of Director: Donald F. Robillard, Jr | MGMT | Y | FOR | FOR | ||
179 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1J | Election of Director: Neal A. Shear | MGMT | Y | FOR | FOR | ||
180 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 1K | Election of Director: Heather R. Zichal | MGMT | Y | FOR | FOR | ||
181 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2017. | MGMT | Y | FOR | FOR | ||
182 | CHENIERE ENERGY, INC. | LNG | 16411R208 | 17-May-2018 | Annual | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Y | FOR | FOR | ||
183 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 1. | Election of Directors | James R. Levy | MGMT | Y | FOR | FOR | |
184 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 1. | Election of Directors | Dr. Myles W. Scoggins | MGMT | Y | FOR | FOR | |
185 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 1. | Election of Directors | Donald D. Wolf | MGMT | Y | FOR | FOR | |
186 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
187 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
188 | LAREDO PETROLEUM, INC. | LPI | 516806106 | 17-May-2018 | Annual | 4. | 14A Executive Compensation Vote Frequency | MGMT | Y | 1 | 1 | ||
189 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | Harold J. Bouillion | MGMT | Y | FOR | FOR | |
190 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | David D. Dunlap | MGMT | Y | FOR | FOR | |
191 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | James M. Funk | MGMT | Y | FOR | FOR | |
192 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | Terence E. Hall | MGMT | Y | FOR | FOR | |
193 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | Peter D. Kinnear | MGMT | Y | FOR | FOR | |
194 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | Janiece M. Longoria | MGMT | Y | FOR | FOR | |
195 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | Michael M. McShane | MGMT | Y | FOR | FOR | |
196 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 1. | Election of Directors | W. Matt Ralls | MGMT | Y | FOR | FOR | |
197 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 2. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
198 | SUPERIOR ENERGY SERVICES, INC. | SPN | 868157108 | 22-May-2018 | Annual | 3. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
199 | SANCHEZ ENERGY CORP. | SN | 79970Y105 | 24-May-2018 | Annual | 1. | Election of Directors | A.R. Sanchez, Jr. | MGMT | Y | FOR | FOR | |
200 | SANCHEZ ENERGY CORP. | SN | 79970Y105 | 24-May-2018 | Annual | 1. | Election of Directors | Antonio R. Sanchez, III | MGMT | Y | FOR | FOR | |
201 | SANCHEZ ENERGY CORP. | SN | 79970Y105 | 24-May-2018 | Annual | 2. | Authorize Dual Classes of Stock Increase | MGMT | Y | FOR | FOR | ||
202 | SANCHEZ ENERGY CORP. | SN | 79970Y105 | 24-May-2018 | Annual | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR | ||
203 | SANCHEZ ENERGY CORP. | SN | 79970Y105 | 24-May-2018 | Annual | 4. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
204 | PARSLEY ENERGY, INC. | PE | 701877102 | 25-May-2018 | Annual | 1a. | Election of Director: Ronald Brokmeyer | MGMT | Y | FOR | FOR | ||
205 | PARSLEY ENERGY, INC. | PE | 701877102 | 25-May-2018 | Annual | 1b. | Election of Director: Hemang Desai | MGMT | Y | FOR | FOR | ||
206 | PARSLEY ENERGY, INC. | PE | 701877102 | 25-May-2018 | Annual | 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Y | FOR | FOR | ||
207 | PARSLEY ENERGY, INC. | PE | 701877102 | 25-May-2018 | Annual | 3. | To approve, on a non-binding advisory basis, the Company's Named Executive Officer compensation for the fiscal year ended December 31, 2017. | MGMT | Y | FOR | FOR | ||
208 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1a. | Election of Director: W.M. Austin | MGMT | Y | FOR | FOR | ||
209 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1b. | Election of Director: J.B. Frank | MGMT | Y | FOR | FOR | ||
210 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1c. | Election of Director: A.P. Gast | MGMT | Y | FOR | FOR | ||
211 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1d. | Election of Director: E. Hernandez, Jr. | MGMT | Y | FOR | FOR | ||
212 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1e. | Election of Director: C.W. Moorman IV | MGMT | Y | FOR | FOR | ||
213 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1f. | Election of Director: D.F. Moyo | MGMT | Y | FOR | FOR | ||
214 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1g. | Election of Director: R.D. Sugar | MGMT | Y | FOR | FOR | ||
215 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1h. | Election of Director: I.G. Thulin | MGMT | Y | FOR | FOR | ||
216 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1i. | Election of Director: D.J. Umpleby III | MGMT | Y | FOR | FOR | ||
217 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 1j. | Election of Director: M.K. Wirth | MGMT | Y | FOR | FOR | ||
218 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 2. | Ratification of Appointment of PWC as Independent Registered Public Accounting Firm | MGMT | Y | FOR | FOR | ||
219 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 3. | Advisory Vote to Approve Named Executive Officer Compensation | MGMT | Y | FOR | FOR | ||
220 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 4. | Report on Lobbying | SHAREHOLD | Y | AGAINST | AGAINST | ||
221 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 5. | Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments | SHAREHOLD | Y | AGAINST | AGAINST | ||
222 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 6. | Report on Transition to a Low Carbon Business Model | SHAREHOLD | Y | AGAINST | AGAINST | ||
223 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 7. | Report on Methane Emissions | SHAREHOLD | Y | AGAINST | AGAINST | ||
224 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 8. | Adopt Policy on Independent Chairman | MGMT | Y | AGAINST | AGAINST | ||
225 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 9. | Recommend Independent Director with Environmental Expertise | MGMT | Y | AGAINST | AGAINST | ||
226 | CHEVRON CORPORATION | CVX | 166764100 | 30-May-2018 | Annual | 10. | Set Special Meetings Threshold at 10% | MGMT | Y | AGAINST | AGAINST | ||
227 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1A | Election of Director: Steven E. West | MGMT | Y | FOR | FOR | ||
228 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1B | Election of Director: Travis D. Stice | MGMT | Y | FOR | FOR | ||
229 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1C | Election of Director: Michael L. Hollis | MGMT | Y | FOR | FOR | ||
230 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1D | Election of Director: Michael P. Cross | MGMT | Y | FOR | FOR | ||
231 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1E | Election of Director: David L. Houston | MGMT | Y | FOR | FOR | ||
232 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1F | Election of Director: Mark L. Plaumann | MGMT | Y | FOR | FOR | ||
233 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 1G | Election of Director: Melanie M. Trent | MGMT | Y | FOR | FOR | ||
234 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers | MGMT | Y | FOR | FOR | ||
235 | DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 07-Jun-2018 | Annual | 3. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2018 | MGMT | Y | FOR | FOR | ||
236 | ENERGY RECOVERY, INC. | ERII | 29270J100 | 14-Jun-2018 | Annual | 1. | Election of Directors | Olav Fjell | MGMT | Y | FOR | FOR | |
237 | ENERGY RECOVERY, INC. | ERII | 29270J100 | 14-Jun-2018 | Annual | 1. | Election of Directors | Ole Peter Lorentzen | MGMT | Y | FOR | FOR | |
238 | ENERGY RECOVERY, INC. | ERII | 29270J100 | 14-Jun-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR | ||
239 | ENERGY RECOVERY, INC. | ERII | 29270J100 | 14-Jun-2018 | Annual | 3. | 14A Executive Compensation | MGMT | Y | FOR | FOR |
Registrant: TWO ROADS SHARED TRUST - Redwood Activist Leaders Fund | Item 1, Exhibit 10 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Pentair Plc | PNR | G7S00T104 | 5/8/2018 Annual Meeting | 1 | Board of Directors nominees (1a-1i)(9) | MGMT | Yes | For | For |
2 | Board of Directors nominees (2a-2k)(11) | MGMT | Yes | For | For | |||||
3 | To approve by non-binding advisory vote, the compensation of the named executive officers | MGMT | Yes | For | For | |||||
4 | To ratify, by non-binding advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration | MGMT | Yes | For | For | |||||
5 | To authorize the price range at which Pentair plc can re-allot shares it holds as treasury shares under Irish law (Special Resolution) | MGMT | Yes | For | For | |||||
6 | To approve the reduction of the minimum number of directors from nine to seven and the maximum number of directors from twelve to eleven | MGMT | Yes | For | For | |||||
7 | To consider and act on such other business as may properly come before the Annual General Meeting or any adjustment | MGMT | Yes | For | For | |||||
2 | Bloomin Brands, Inc. | BLMN | 0 94235108 | 4/24/2018 Annual Meeting | 1 | Election of Directors (1-3)(3) | MGMT | Yes | For | For |
2 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the fiscal year ending December 30, 2018 | MGMT | Yes | For | For | |||||
3 | To approve, on a non-binding advisory basis, the compensation of the named executive officers | MGMT | Yes | For | For | |||||
3 | Terex Corporation | TEX | 880779103 | 5/11/2018 Annual Meeting | 1 | Election of Directors (1a-1k) | MGMT | Yes | For | For |
2 | To approve the compensation of the company's named executive officers | MGMT | Yes | For | For | |||||
3 | To approve the Terex Corporation 2018 Omnibus Incentive Plan | MGMT | Yes | For | For | |||||
4 | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2018 | MGMT | Yes | For | For | |||||
4 | Mednax, Inc. | MD | 58502B106 | 5/16/2018 Annual Meeting | 1 | Election of Directors (1(1)-1(9)) | MGMT | Yes | For | For |
2 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered certified public accounting firm for the 2018 fiscal year. | MGMT | Yes | For | For | |||||
3 | Proposal to approve by non-binding advisory vote, the compensation of our named executive officers | MGMT | Yes | For | For | |||||
5 | Tiffany & Co | TIF | 886547108 | 5/24/2018 Annual Meeting | 1 | Election of Directors (1a-j) | MGMT | Yes | For | For |
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for the fiscal year ending January 31, 2019. | MGMT | Yes | For | For | |||||
3 | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2017. | MGMT | Yes | For | For | |||||
6 | Depomed, Inc. | DEPO | 249908104 | 5/8/2018 Annual Meeting | 1 | Election of Directors(1.1-1.6) | MGMT | Yes | For | For |
2 | To approve an increase in the number of shares available for issuance under the Company's Amended and Restated 2014 Omnibus Incentive Plan. | MGMT | Yes | For | For | |||||
3 | To approve a proposed change in corporate domicile from California to Delaware. | MGMT | Yes | For | For | |||||
4 | To approve a proposed change in the Company's name. | MGMT | Yes | For | For | |||||
5 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
6 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
7 | To vote on a shareholder proposal, if properly presented at the Annual Meeting, requesting that the Board of Directors prepare a report related to the monitoring and management of certain financial and reputational risks. | SHAREHOLD | Yes | Against | Against | |||||
7 | Baxter Intl. | BAX | 0 71813109 | 5/8/2018 Annual Meeting | 1 | Election of Directors (1a-1l) | MGMT | Yes | For | For |
2 | Advisory Vote to Approve Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
3 | Ratification of Appointment of Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
4 | Stockholder Proposal - Independent Board Chairman | SHAREHOLD | Yes | Against | Against | |||||
5 | Stockholder Proposal- Right to Act by Written Consent | SHAREHOLD | Yes | Against | Against | |||||
8 | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/22/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on-pay"). | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
4 | Approval of the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan to authorize the issuance of an additional 1,270,000 shares of common stock under the plan and make other changes to the terms of the plan. | MGMT | Yes | For | For | |||||
5 | A shareholder proposal, if properly presented at the meeting, requesting that the Board of Directors undertake steps to permit shareholder action by written consent without a meeting. | SHAREHOLD | Yes | Against | Against | |||||
9 | Trinity Industries, Inc. | TRN | 896522109 | 5/7/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
10 | Investors Bancorp, Inc | ISBC | 46146L101 | 5/22/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | The approval of a non-binding, advisory proposal to approve the compensation paid to our Named Executive Officers. | MGMT | Yes | For | For | |||||
3 | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm for Investors Bancorp, Inc. for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
11 | Cars.com Inc. | CARS | 14575 E 105 | 5/18/2018 Annual Meeting | 1 | Election of Directors (8) | MGMT | Yes | For | For |
2 | Ratify the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2018. | MGMT | Yes | For | For | |||||
12 | Hertz Global Holdings, Inc. | HRI | 42806J106 | 5/22/2018 Annual Meeting | 1 | Election of Directors (7) | MGMT | Yes | For | For |
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered certified accounting firm for the year 2018. | MGMT | Yes | For | For | |||||
3 | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | MGMT | Yes | For | For | |||||
13 | Cheniere Energy, Inc. | LNG | 16411R208 | 5/17/2018 Annual Meeting | 1 | Election of Directors (10) | MGMT | Yes | For | For |
2 | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2017. | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
14 | Alliance Data System Corp | ADS | 0 18581108 | 6/6/2018 Annual Meeting | 1 | Election of Directors (9) | MGMT | Yes | For | For |
2 | Advisory vote to approve executive compensation. | MGMT | Yes | For | For | |||||
3 | Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of Alliance Data Systems Corporation for 2018. | MGMT | Yes | For | For | |||||
15 | Akamai Technologies | AKAM | 00971T101 | 6/1/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To approve amendments to our Certificate of Incorporation to declassify the Board of Directors. | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, our named executive officer compensation. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
16 | Athena Health, Inc. | ATHN | 04685W103 | 6/6/2018 Annual Meeting | 1 | Election of Directors (2) | MGMT | Yes | For | For |
2 | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
3 | Approve the amendment and restatement of our 2007 Employee Stock Purchase Plan. | MGMT | Yes | For | For | |||||
4 | Advisory vote to approve the compensation of our named executive officers. | MGMT | Yes | For | For | |||||
17 | Travelport Worldwide Ltd | TVPT | G9019D104 | 6/27/2018 Annual Meeting | 1 | Election of Directors (8) | MGMT | Yes | For | For |
2 | The appointment of Deloitte LLP as the Company's independent auditors for the fiscal year ending December 31, 2018 and authorization of the Audit Committee to determine the independent auditors' remuneration. | MGMT | Yes | For | For | |||||
3 | Advisory approval of the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
18 | Platform Specialty Products Corp | PAH | 72766Q105 | 6/25/2018 Annual Meeting | 1 | Election of Directors (6) | MGMT | Yes | For | For |
2 | Advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
19 | Marvell Technology Group Ltd | MVL | G5876H105 | 6/28/2018 Annual Meeting | 1 | Election of Directors (8) | MGMT | Yes | For | For |
2 | An advisory (non-binding) vote to approve compensation of our named executive officers. | MGMT | Yes | For | For | |||||
3 | The appointment of Deloitte & Touche LLP as Marvell's auditors and independent registered accounting firm, and authorization of the audit committee, acting on behalf of Marvell's board of directors, to fix the remuneration of the auditors and independent registered accounting firm, in both cases for the fiscal year ending February 2, 2019. | MGMT | Yes | For | For | |||||
20 | Forest City Realty Trust, Inc. | FCE | 345605109 | 6/26/2018 Annual Meeting | 1 | Election of Directors (12) | MGMT | Yes | For | For |
2 | The approval (on an advisory, non-binding basis) of the compensation of the Company's Named Executive Officers. | MGMT | Yes | For | For | |||||
3 | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. | MGMT | Yes | For | For |
Registrant: TWO ROADS SHARED TRUST - Redwood AlphaFactor Core Equity Fund | Item 1, Exhibit 11 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Carlisle Companies Inc | CSL | 142339100 | 5/2/2018 Annual Meeting | 1 | Election of Directors (1a-1c)(3) | MGMT | Yes | For All Directors | For All Directors |
2 | Ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for fiscal 2018 | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the Company's named executive officer compensation in fiscal 2017. | MGMT | Yes | For | For | |||||
2 | Spirit Aerosystems Hldgs | SPR | 848574109 | 4/25/2018 Annual Meeting | 1 | Election of Directors (1a-1i)(9) | MGMT | Yes | For All Directors | For All Directors |
2 | Approve on an advisory basis the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
3 | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
4 | Approve the Board's proposal to lower the threshold of stockholders required to call a special meeting to 25% | MGMT | Yes | For | For | |||||
5 | Vote AGAINST the stockholder proposal to lower the threshold of stockholders required to call a special meeting to 10% | SHAREHOLD | Yes | Against | Against | |||||
3 | Cigna Corp | CI | 125509109 | 4/25/2018 Annual Meeting | 1 | Election of Directors (1a-1i)(9) | MGMT | Yes | For All Directors | For All Directors |
2 | Advisory approval of Cigna's executive compensation | MGMT | Yes | For | For | |||||
3 | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
4 | Approval of an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority voting requirement | MGMT | Yes | For | For | |||||
4 | Pultegroup, Inc | PHM | 745867101 | 5/10/2018 Annual Meeting | 1 | Election of Directors (1a-1j)(10) | MGMT | Yes | For All Directors | For All Directors |
2 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
3 | Say on Pay - An advisory vote to approve executive compensation | MGMT | Yes | For | For | |||||
5 | Lazard Ltd | LAZ | G54050102 | 4/24/2018 Annual Meeting | 1 | Election of Directors (1-3)(3) | MGMT | Yes | For All Directors | For All Directors |
2 | Non-binding advisory vote regarding executive compensation | MGMT | Yes | For | For | |||||
3 | Approval of the Lazard Ltd 2018 Incentive Compensation | MGMT | Yes | For | For | |||||
4 | Ratification of appointment of Deloitte & Touche LLP as Lazard's independent registered public accounting firm for 2018 and authorization of the Board of Directors, acting by its Audit Committee, to set their renumeration | MGMT | Yes | For | For | |||||
6 | Sealed Air Corp | SEE | 81211K100 | 5/17/2018 Annual Meeting | 1 | Election of Directors (1a-h)(8) | MGMT | Yes | For All Directors | For All Directors |
2 | Amendment and restatement of 2014 Omnibus Incentive Plan | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of Ernst & Young LLP as Sealed Air's independent auditor for the year ending December 31, 2018 | MGMT | Yes | For | For | |||||
4 | Approval, as an advisory vote, of 2017 executive compensation as disclosed in the attached proxy statement | MGMT | Yes | For | For | |||||
7 | Corelogic, Inc. | CLGX | 21871D103 | 5/1/2018 Annual Meeting | 1 | Election of Directors (1a-1k) | MGMT | Yes | For | For |
2 | To approve the CoreLogic, Inc. 2018 Performance Incentive Plan. | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
8 | Verisign, Inc. | VRSN | 92343E 102 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | To approve, on a non-binding, advisory basis, the Company's executive compensation. | MGMT | Yes | For | For | |||||
3 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
4 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to amend the special meetings Bylaw provision, to reduce the ownership threshold to call a special meeting | SHAREHOLD | Yes | Against | Against | |||||
9 | Harley Davidson, Inc. | HDI | 412822108 | 5/10/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | To approve, by advisory vote, the compensation of our Named Executive Officers. | MGMT | Yes | For | For | |||||
3 | To approve the Amended and Restated Harley-Davidson, Inc. Director Stock Plan. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
10 | Conoco Phillips | CNC | 20825C104 | 5/15/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
3 | Advisory Approval of Executive Compensation. | MGMT | Yes | For | For | |||||
4 | Policy to use GAAP Financial Metrics for Purposes of Determining Executive Compensation. | SHAREHOLD | Yes | Against | Against | |||||
11 | Navient Corp | NAVI | 63938C108 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
3 | Non-binding advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
4 | Shareholder proposal concerning student loan risk management. | SHAREHOLD | Yes | Against | Against | |||||
12 | Marriott International, Inc. | MAR | 571903202 | 5/4/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | MGMT | Yes | For | For | |||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | Yes | For | For | |||||
4 | AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE HOLDERS OF 25% OF COMPANY STOCK THE RIGHT TO CALL SPECIAL MEETINGS. | MGMT | Yes | For | For | |||||
5 | STOCKHOLDER RESOLUTION TO ALLOW HOLDERS OF 15% OF COMPANY STOCK TO CALL SPECIAL MEETINGS IF PROPERLY PRESENTED AT THE MEETING. | SHAREHOLD | Yes | Against | Against | |||||
6 | STOCKHOLDER RESOLUTION TO IMPLEMENT SIMPLE MAJORITY VOTING IN THE COMPANY'S GOVERNANCE DOCUMENTS IF PROPERLY PRESENTED AT THE MEETING. | SHAREHOLD | Yes | Against | Against | |||||
13 | Wyndham Worldwide | WYN | 98310W108 | 5/23/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | To vote on an advisory resolution to approve executive compensation | MGMT | Yes | For | For | |||||
3 | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2018 | MGMT | Yes | For | For | |||||
4 | To vote on a proposal to approve the amendment and restatement of the Wyndham Worldwide 2006 Equity and Incentive Plan | MGMT | Yes | For | For | |||||
5 | To vote on a shareholder proposal regarding political contributions disclosure if properly presented at the meeting | SHAREHOLD | Yes | Against | Against | |||||
14 | Yum Brands, Inc. | YUM | 988498101 | 5/16/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | Ratification of Independent Auditors. | MGMT | Yes | For | For | |||||
3 | Advisory Vote on Executive Compensation. | MGMT | Yes | For | For | |||||
15 | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | Approval of an advisory resolution on executive compensation | MGMT | Yes | For | For | |||||
3 | Approval of the Retail Properties of America, Inc. Amended and Restated 2014 Long-Term Equity Compensation Plan. | MGMT | Yes | For | For | |||||
4 | Ratification of Deloitte & Touche LLP as Retail Properties of America, Inc.'s independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
16 | Ebay Inc | EBAY | 278642103 | 5/30/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | Advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
3 | Ratification of appointment of independent auditors. | MGMT | Yes | For | For | |||||
4 | Ratification of Special Meeting Provisions. | MGMT | Yes | For | For | |||||
17 | Store Capital Corp | STOR | 862121100 | 5/31/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For All Directors | For All Directors |
2 | To amend and restate the Company's charter to remove certain provisions that applied to us only when we were a "controlled company" under our former majority stockholder and that are no longer operative. | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
18 | General Motors | GM | 37045V100 | 6/12/2018 Annual Meeting | 1 | Election of Directors (11) | MGMT | Yes | For All Directors | For All Directors |
2 | Approval of, on an Advisory Basis, Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
3 | Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 201 | MGMT | Yes | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | SHAREHOLD | Yes | Against | Against | |||||
5 | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent | SHAREHOLD | Yes | Against | Against | |||||
6 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions and CAFE Standards | SHAREHOLD | Yes | Against | Against | |||||
19 | Signet Jewelers Ltd | SIG | G81276100 | 6/15/2018 Annual Meeting | 1 | Election of Directors (11) | MGMT | Yes | For All Directors | For All Directors |
2 | Appointment of KPMG LLP as independent auditor of the Company. | MGMT | Yes | For | For | |||||
3 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (the "Say-on-Pay" vote). | MGMT | Yes | For | For | |||||
4 | Approval of the Signet Jewelers Limited 2018 Omnibus Incentive Plan, including the authorization of the issuance of additional shares thereunder. | MGMT | Yes | For | For | |||||
5 | Approval of the Signet Jewelers Limited Sharesave Scheme, including the authorization of the issuance of additional shares thereunder. | MGMT | Yes | For | For | |||||
6 | Approval of the Signet Jewelers Limited Employee Share Purchase Plan for U.S. Employees, including the authorization of the issuance of additional shares thereunder | MGMT | Yes | For | For |
Registrant: TWO ROADS SHARED TRUST - Redwood AlphaFactor Tactical Core Fund | Item 1, Exhibit 12 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Carlisle Companies Inc | CSL | 142339100 | 5/2/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for fiscal 2018 | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the Company's named executive officer compensation in fiscal 2017. | MGMT | Yes | For | For | |||||
2 | Spirit Aerosystems Hldgs | SPR | 848574109 | 4/25/2018 Annual Meeting | 1 | Election of Directors (1a-1i)(9) | MGMT | Yes | For | For |
2 | Approve on an advisory basis the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
3 | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
4 | Approve the Board's proposal to lower the threshold of stockholders required to call a special meeting to 25% | MGMT | Yes | For | For | |||||
5 | Vote AGAINST the stockholder proposal to lower the threshold of stockholders required to call a special meeting to 10% | SHAREHOLD | Yes | Against | Against | |||||
3 | Cigna Corp | CI | 125509109 | 4/25/2018 Annual Meeting | 1 | Election of Directors (1a-1i)(9) | MGMT | Yes | For | For |
2 | Advisory approval of Cigna's executive compensation | MGMT | Yes | For | For | |||||
3 | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
4 | Approval of an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority voting requirement | MGMT | Yes | For | For | |||||
4 | Pultegroup, Inc | PHM | 745867101 | 5/10/2018 Annual Meeting | 1 | Election of Directors (1a-1j)(10) | MGMT | Yes | For | For |
2 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
3 | Say on Pay - An advisory vote to approve executive compensation | MGMT | Yes | For | For | |||||
5 | Lazard Ltd | LAZ | G54050102 | 4/24/2018 Annual Meeting | 1 | Election of Directors (1-3)(3) | MGMT | Yes | For | For |
2 | Non-binding advisory vote regarding executive compensation | MGMT | Yes | For | For | |||||
3 | Approval of the Lazard Ltd 2018 Incentive Compensation | MGMT | Yes | For | For | |||||
4 | Ratification of appointment of Deloitte & Touche LLP as Lazard's independent registered public accounting firm for 2018 and authorization of the Board of Directors, acting by its Audit Committee, to set their renumeration | MGMT | Yes | For | For | |||||
6 | Sealed Air Corp | SEE | 81211K100 | 5/17/2018 Annual Meeting | 1 | Election of Directors (1a-h)(8) | MGMT | Yes | For | For |
2 | Amendment and restatement of 2014 Omnibus Incentive Plan | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of Ernst & Young LLP as Sealed Air's independent auditor for the year ending December 31, 2018 | MGMT | Yes | For | For | |||||
4 | Approval, as an advisory vote, of 2017 executive compensation as disclosed in the attached proxy statement | MGMT | Yes | For | For | |||||
7 | Corelogic, Inc. | CLGX | 21871D103 | 5/1/2018 Annual Meeting | 1 | Election of Directors (1a-1k) | MGMT | Yes | For | For |
2 | To approve the CoreLogic, Inc. 2018 Performance Incentive Plan. | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
8 | Verisign, Inc. | VRSN | 92343E 102 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To approve, on a non-binding, advisory basis, the Company's executive compensation. | MGMT | Yes | For | For | |||||
3 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
4 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to amend the special meetings Bylaw provision, to reduce the ownership threshold to call a special meeting | SHAREHOLD | Yes | Against | Against | |||||
9 | Harley Davidson, Inc. | HDI | 412822108 | 5/10/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To approve, by advisory vote, the compensation of our Named Executive Officers. | MGMT | Yes | For | For | |||||
3 | To approve the Amended and Restated Harley-Davidson, Inc. Director Stock Plan. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
10 | Conoco Phillips | CNC | 20825C104 | 5/15/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
3 | Advisory Approval of Executive Compensation. | MGMT | Yes | For | For | |||||
4 | Policy to use GAAP Financial Metrics for Purposes of Determining Executive Compensation. | SHAREHOLD | Yes | Against | Against | |||||
11 | Navient Corp | NAVI | 63938C108 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
3 | Non-binding advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
4 | Shareholder proposal concerning student loan risk management. | SHAREHOLD | Yes | Against | Against | |||||
12 | Marriott International, Inc. | MAR | 571903202 | 5/4/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | MGMT | Yes | For | For | |||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | Yes | For | For | |||||
4 | AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE HOLDERS OF 25% OF COMPANY STOCK THE RIGHT TO CALL SPECIAL MEETINGS. | MGMT | Yes | For | For | |||||
5 | STOCKHOLDER RESOLUTION TO ALLOW HOLDERS OF 15% OF COMPANY STOCK TO CALL SPECIAL MEETINGS IF PROPERLY PRESENTED AT THE MEETING. | SHAREHOLD | Yes | Against | Against | |||||
6 | STOCKHOLDER RESOLUTION TO IMPLEMENT SIMPLE MAJORITY VOTING IN THE COMPANY'S GOVERNANCE DOCUMENTS IF PROPERLY PRESENTED AT THE MEETING. | SHAREHOLD | Yes | Against | Against | |||||
13 | Wyndham Worldwide | WYN | 98310W108 | 5/23/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To vote on an advisory resolution to approve executive compensation | MGMT | Yes | For | For | |||||
3 | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2018 | MGMT | Yes | For | For | |||||
4 | To vote on a proposal to approve the amendment and restatement of the Wyndham Worldwide 2006 Equity and Incentive Plan | MGMT | Yes | For | For | |||||
5 | To vote on a shareholder proposal regarding political contributions disclosure if properly presented at the meeting | SHAREHOLD | Yes | Against | Against | |||||
14 | Yum Brands, Inc. | YUM | 988498101 | 5/16/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of Independent Auditors. | MGMT | Yes | For | For | |||||
3 | Advisory Vote on Executive Compensation. | MGMT | Yes | For | For | |||||
15 | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Approval of an advisory resolution on executive compensation | MGMT | Yes | For | For | |||||
3 | Approval of the Retail Properties of America, Inc. Amended and Restated 2014 Long-Term Equity Compensation Plan. | MGMT | Yes | For | For | |||||
4 | Ratification of Deloitte & Touche LLP as Retail Properties of America, Inc.'s independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
16 | Ebay Inc | EBAY | 278642103 | 5/30/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
3 | Ratification of appointment of independent auditors. | MGMT | Yes | For | For | |||||
4 | Ratification of Special Meeting Provisions. | MGMT | Yes | For | For | |||||
17 | Store Capital Corp | STOR | 862121100 | 5/31/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To amend and restate the Company's charter to remove certain provisions that applied to us only when we were a "controlled company" under our former majority stockholder and that are no longer operative. | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Yes | For | For | |||||
4 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | MGMT | Yes | For | For | |||||
18 | General Motors | GM | 37045V100 | 6/12/2018 Annual Meeting | 1 | Election of Directors (11) | MGMT | Yes | For | For |
2 | Approval of, on an Advisory Basis, Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
3 | Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 201 | MGMT | Yes | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | SHAREHOLD | Yes | Against | Against | |||||
5 | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent | SHAREHOLD | Yes | Against | Against | |||||
6 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions and CAFE Standards | SHAREHOLD | Yes | Against | Against | |||||
19 | Signet Jewelers Ltd | SIG | G81276100 | 6/15/2018 Annual Meeting | 1 | Election of Directors (11) | MGMT | Yes | For | For |
2 | Appointment of KPMG LLP as independent auditor of the Company. | MGMT | Yes | For | For | |||||
3 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (the "Say-on-Pay" vote). | MGMT | Yes | For | For | |||||
4 | Approval of the Signet Jewelers Limited 2018 Omnibus Incentive Plan, including the authorization of the issuance of additional shares thereunder. | MGMT | Yes | For | For | |||||
5 | Approval of the Signet Jewelers Limited Sharesave Scheme, including the authorization of the issuance of additional shares thereunder. | MGMT | Yes | For | For | |||||
6 | Approval of the Signet Jewelers Limited Employee Share Purchase Plan for U.S. Employees, including the authorization of the issuance of additional shares thereunder | MGMT | Yes | For | For |
Registrant: TWO ROADS SHARED TRUST - Redwood AlphaFactor Tactical International Fund | Item 1, Exhibit 13 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Royal Bank of Canada | RBC | 758750103 | 4/6/2018 Annual Meeting | 1 | Election of Directors (1-13)(13) | MGMT | Yes | For | For |
2 | Appointment of PricewaterhouseCoopers LLP as auditor | MGMT | Yes | For | For | |||||
3 | Advisory vote on the bank's approach to executive compensation | MGMT | Yes | For | For | |||||
2 | Petrochina Company Ltd | PTR | 71646E 100 | 4/30/2018 Annual Meeting | 1 | To consider and approve the Report of the Board of Directors of the Company for the year 2017. | MGMT | Yes | For | For |
2 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2017 | MGMT | Yes | For | For | |||||
3 | To consider and approve the Financial Report of the Company for the year 2017. | MGMT | Yes | For | For | |||||
4 | To consider and approve the declaration and payment of the final dividends for the year ended 31 December 2017 in the amount and in the manner recommended by the Board of Directors. | MGMT | Yes | For | For | |||||
5 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2018. | MGMT | Yes | For | For | |||||
6 | To consider and approve the appointment of KPMG Huazhen and KPMG, as the domestic and international auditors of the Company, respectively, for the year 2018 and to authorise the Board of Directors to determine their remuneration. | MGMT | Yes | For | For | |||||
7 | To consider and approve the guarantees to be provided to the subsidiaries of the Company and relevant authorization to the Board of Directors. | MGMT | Yes | For | For | |||||
8 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to issue and deal with domestic shares (A Shares) and/or overseas listed foreign shares (H Shares) of the Company of not more than 20% of each of its existing domestic shares (A Shares) or overseas listed foreign shares (H Shares) of the Company in issue as at the date of proposal and passing of this resolution at the 2017 Annual General Meeting and determine the terms and conditions of such issue. | MGMT | Yes | For | For | |||||
3 | China Life Insurance Company Ltd | LFC | 16939P | 5/4/2018 Annual Meeting | 1 | To consider and approve the report of the Board of Directors of the Company for the year 2017. | MGMT | Yes | For | For |
2 | To consider and approve the report of the Supervisory Committee of the Company for the year 2017. | MGMT | Yes | For | For | |||||
3 | To consider and approve the financial report of the Company for the year 2017. | MGMT | Yes | For | For | |||||
4 | To consider and approve the profit distribution plan of the Company for the year 2017. | MGMT | Yes | For | For | |||||
5 | To consider and approve the remuneration of the Directors and Supervisors of the Company. | MGMT | Yes | For | For | |||||
6 | To consider and approve the election of Mr. Yang Mingsheng as an Executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
7 | To consider and approve the election of Mr. Lin Dairen as an Executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
8 | To consider and approve the election of Mr. Xu Hengping as an Executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
9 | To consider and approve the election of Mr. Xu Haifeng as an Executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
10 | To consider and approve the election of Mr. Yuan Changqing as a Non-executive Director of the sixth session of the Board of Directors of the Company | MGMT | Yes | For | For | |||||
11 | To consider and approve the election of Mr. Liu Huimin as a Non-executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
12 | To consider and approve the election of Mr. Yin Zhaojun as a Non-executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
13 | To consider and approve the election of Mr. Su Hengxuan as a Non-executive Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
14 | To consider and approve the election of Mr. Chang Tso Tung Stephen as an Independent Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
15 | To consider and approve the election of Mr. Robinson Drake Pike as an Independent Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
16 | To consider and approve the election of Mr. Tang Xin as an Independent Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
17 | To consider and approve the election of Ms. Leung Oi-Sie Elsie as an Independent Director of the sixth session of the Board of Directors of the Company. | MGMT | Yes | For | For | |||||
18 | To consider and approve the election of Mr. Jia Yuzeng as a Non-employee Representative Supervisor of the sixth session of the Supervisory Committee of the Company. | MGMT | Yes | For | For | |||||
19 | To consider and approve the election of Mr. Shi Xiangming as a Non-employee Representative Supervisor of the sixth session of the Supervisory Committee of the Company. | MGMT | Yes | For | For | |||||
20 | To consider and approve the election of Mr. Luo Zhaohui as a Non-employee Representative Supervisor of the sixth session of the Supervisory Committee of the Company. | MGMT | Yes | For | For | |||||
21 | To consider and approve the remuneration of auditors of the Company for the year 2017 and the appointment of auditors of the Company for the year 2018. | MGMT | Yes | For | For | |||||
22 | To grant a general mandate to the Board of Directors of the Company to allot, issue and deal with new H Shares of the Company of an amount of not more than 20% of the H Shares in issue as at the date of passing of this special resolution. | MGMT | Yes | For | For | |||||
4 | Blackberry Ltd | BBRY | 09228F103 | 6/18/2018 Annual Meeting | 1 | Election of Directors (8) | MGMT | Yes | For | For |
2 | Resolution approving the re-appointment of Ernst & Young LLP as auditors of the Company and authorizing the Board of Directors to fix the auditors' remuneration. | MGMT | Yes | For | For | |||||
3 | Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting | MGMT | Yes | For | For | |||||
5 | CI Financial Corp | CIX | 125491100 | 6/18/2018 Annual Meeting | 1 | Election of Directors (8) | MGMT | Yes | For | For |
2 | To appoint Ernst & Young as auditors for the ensuing year and authorize the directors to fix the auditors' remuneration. | MGMT | Yes | For | For | |||||
3 | Resolved that, on an advisory basis and not to diminish the role and responsibilities of the Board of Directors, the shareholders accept the approach in executive compensation disclosed in the Management Information Circular. | MGMT | Yes | For | For |
Registrant: TWO ROADS SHARED TRUST - Redwood Managed Municipal Income Fund | Item 1, Exhibit 14 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report during the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Redwood Managed Volatility Fund | Item 1, Exhibit 15 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report during the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Redwood Managed Volatility Portfolio | Item 1, Exhibit 16 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report during the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Redwood Systematic Macro Trend ("SMarT") Fund | Item 1, Exhibit 17 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Kimberly-Clark Corp | KMB | 464368103 | 5/10/2018 Annual Meeting | 1 | Election of Directors (a-m)(13) | MGMT | Yes | For | For |
2 | Ratification of Auditor | MGMT | Yes | For | For | |||||
3 | Advisory vote to approve named executive officer compensation | MGMT | Yes | For | For | |||||
2 | United Parcel Service | UPS | 911312106 | 5/10/2018 Annual Meeting | 1 | Election of Directors (a-m)(13) | MGMT | Yes | For | For |
2 | To approve the 2018 Omnibus Incentive Compensation Plan | MGMT | Yes | For | For | |||||
3 | To ratify the appointment of Deloitte & Touche LLP as USP's independent registered public accounting firm for the year ending December 31, 2018 | MGMT | Yes | For | For | |||||
4 | To prepare an report on lobbying activities | MGMT | Yes | Against | Against | |||||
5 | To reduce the voting power of class A stock from 10 votes per share to one vote per share | SHAREHOLD | Yes | Against | Against | |||||
6 | To integrate sustainability metrics into executive compensation | SHAREHOLD | Yes | Against | Against | |||||
3 | Philip Morris International Inc. | PM | 718172109 | 5/9/2018 Annual Meeting | 1 | Election of Directors (a-m)(13) | MGMT | Yes | For | For |
2 | Advisory vote approving executive compensation | MGMT | Yes | For | For | |||||
3 | Ratification of the selection of independent auditors | MGMT | Yes | For | For | |||||
4 | IBM | IBM | 459200101 | 4/24/2018 Annual Meeting | 1 | Election of Directors (1a-m)(13) | MGMT | Yes | For | For |
2 | Ratification of appointment of independent registered public accounting firm | MGMT | Yes | For | For | |||||
3 | Advisory vote on executive compensation | MGMT | Yes | For | For | |||||
4 | Stockholder proposal on Lobbying disclosure | SHAREHOLD | Yes | Against | Against | |||||
5 | Stockholder proposal on shareholder ability to call a special shareholder meeting | SHAREHOLD | Yes | Against | Against | |||||
6 | Stockholder proposal to have independent board chairman | SHAREHOLD | Yes | Against | Against | |||||
5 | Ventas, Inc. | VTR | 92276F100 | 5/15/2018 Annual Meeting | 1 | Election of Directors (1A-1I)(9) | MGMT | Yes | For | For |
2 | Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2018 | MGMT | Yes | For | For | |||||
3 | Advisory vote to approve executive compensation | MGMT | Yes | For | For | |||||
6 | Pfizer Inc. | PFE | 717081103 | 4/26/2018 Annual Meeting | 1 | Election of Directors (1a-1l)(12) | MGMT | Yes | For | For |
2 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | MGMT | Yes | For | For | |||||
3 | 2018 Advisory approval of executive compensation | MGMT | Yes | For | For | |||||
4 | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | MGMT | Yes | For | For | |||||
5 | Shareholder proposal regarding right to act by written consent | SHAREHOLD | Yes | Against | Against | |||||
6 | Shareholder proposal regarding independent chair policy | SHAREHOLD | Yes | Against | Against | |||||
7 | Shareholder proposal regarding report on lobbying activities | SHAREHOLD | Yes | Against | Against | |||||
7 | PPL Corp | PPL | 69351T106 | 5/16/2018 Annual Meeting | 1 | Election of Directors (1A-1J)(10) | MGMT | Yes | For | For |
2 | Advisory vote to approve compensation of named executive officers | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
8 | Welltower Inc. | WELL | 95040Q104 | 5/3/2018 Annual Meeting | 1 | Election of Directors (1a-j) | MGMT | Yes | For | For |
2 | The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2018 | MGMT | Yes | For | For | |||||
3 | The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2018 Proxy Statement | MGMT | Yes | For | For | |||||
4 | The approval of the Welltower, Inc. Employee Stock Purchase Plan | MGMT | Yes | For | For | |||||
9 | Occidental Petroleum Corp | OXY | 674599105 | 5/4/2018 Annual Meeting | 1 | Election of Directors (1a-k) | MGMT | Yes | For | For |
2 | Advisory Vote to Approve Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
3 | Approval of the Second Amendment to the 2015 Long-Term Incentive Plan to Increase the Number of Shares Available for Grant | MGMT | Yes | For | For | |||||
4 | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2018 | MGMT | Yes | For | For | |||||
10 | Gilead Sciences | GLD | 375558103 | 5/9/2018 Annual Meeting | 1 | Election of Directors (1a-i) | MGMT | Yes | For | For |
2 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018 | MGMT | Yes | For | For | |||||
3 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | MGMT | Yes | For | For | |||||
4 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. | SHAREHOLD | Yes | Against | Against | |||||
5 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. | SHAREHOLD | Yes | Against | Against | |||||
11 | Packaging Corp of America | PKG | 695156109 | 5/15/2018 Annual Meeting | 1 | Election of Directors (1a-k) | MGMT | Yes | For | For |
2 | Proposal to ratify appointment of KPMG LLP as our auditors. | MGMT | Yes | For | For | |||||
3 | Proposal to approve our executive compensation. | MGMT | Yes | For | For | |||||
12 | CF Industries Holdings, Inc. | CF | 125269100 | 5/10/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Approval of an advisory resolution regarding the compensation of CF Industries Holdings, Inc.'s named executive officers. | MGMT | Yes | For | For | |||||
3 | Ratification of the provisions of CF Industries Holdings, Inc.'s certificate of incorporation and bylaws granting stockholders the ability to call special meetings of stockholders. | MGMT | Yes | For | For | |||||
4 | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.'s independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
13 | Mattel, Inc. | MAT | 577081102 | 5/17/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the selection of PricewaterhouseCoopers LLP as Mattel, Inc.'s independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
3 | Advisory vote to approve named executive officer compensation, as described in the Mattel, Inc. Proxy Statement. | MGMT | Yes | For | For | |||||
4 | Approval of First Amendment to Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. | MGMT | Yes | For | For | |||||
5 | Stockholder proposal regarding an independent Board Chairman. | SHAREHOLD | Yes | Against | Against | |||||
14 | Navient Corp | NAVI | 63938C108 | 5/24/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
3 | Non-binding advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
4 | Shareholder proposal concerning student loan risk management. | MGMT | Yes | Against | Against | |||||
15 | Chevron Corp | CHV | 166764100 | 5/30/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of Appointment of PWC as Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
3 | Advisory Vote to Approve Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
4 | Report on Lobbying | SHAREHOLD | Yes | Against | Against | |||||
5 | Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments | SHAREHOLD | Yes | Against | Against | |||||
6 | Report on Transition to a Low Carbon Business Model | SHAREHOLD | Yes | Against | Against | |||||
7 | Report on Methane Emissions | SHAREHOLD | Yes | Against | Against | |||||
8 | Adopt Policy on Independent Chairman | SHAREHOLD | Yes | Against | Against | |||||
9 | Recommend Independent Director with Environmental Expertise | SHAREHOLD | Yes | Against | Against | |||||
10 | Set Special Meetings Threshold at 10% | SHAREHOLD | Yes | Against | Against | |||||
16 | International Paper Co | IP | 460146103 | 5/7/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2018 | MGMT | Yes | For | For | |||||
3 | A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis" | MGMT | Yes | For | For | |||||
4 | Shareowner Proposal Concerning Special Shareowner Meetings | SHAREHOLD | Yes | Against | Against | |||||
17 | The Williams Cos, Inc | WMB | 969457100 | 5/10/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of Ernst & Young LLP as auditors for 2018. | MGMT | Yes | For | For | |||||
3 | Approval, by nonbinding advisory vote, of the company's executive compensation | MGMT | Yes | For | For | |||||
18 | Merck & Co, Inc | MRK | 58933Y105 | 5/22/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Non-binding advisory vote to approve the compensation of our named executive officers. | MGMT | Yes | For | For | |||||
3 | Ratification of the appointment of the Company's independent registered public accounting firm for 2018. | MGMT | Yes | For | For | |||||
4 | Shareholder proposal concerning shareholders' right to act by written consent. | SHAREHOLD | Yes | Against | Against | |||||
19 | Oneok, Inc | OKE | 682680103 | 5/23/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
3 | Approve the ONEOK, Inc. Equity Incentive Plan. | MGMT | Yes | For | For | |||||
4 | An advisory vote to approve ONEOK, Inc.'s executive compensation. | MGMT | Yes | For | For | |||||
20 | Mid-America Apartment Comm, Inc | MAA | 59522J103 | 5/22/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement | MGMT | Yes | For | For | |||||
3 | Vote to approve the Second Amended and Restated Mid-America Apartment Communities, Inc. 2013 Stock Incentive Plan. | MGMT | Yes | For | For | |||||
4 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2018. | MGMT | Yes | For | For | |||||
21 | Macy's Inc. | M | 55616P104 | 5/18/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending February 2, 2019. | MGMT | Yes | For | For | |||||
3 | Advisory vote to approve named executive officer compensation. | MGMT | Yes | For | For | |||||
4 | Approval of the 2018 Equity and Incentive Compensation Plan. | MGMT | Yes | For | For | |||||
22 | Nielsen Holdings Plc | NLSN | G6518L108 | 5/22/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
3 | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2018. | MGMT | Yes | For | For | |||||
4 | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | MGMT | Yes | For | For | |||||
5 | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | MGMT | Yes | For | For | |||||
6 | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2017. | MGMT | Yes | For | For | |||||
7 | To approve the Directors' Compensation Policy. | MGMT | Yes | For | For | |||||
23 | The Southern Co | SO | 842587107 | 5/23/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | Yes | For | For | |||||
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | MGMT | Yes | For | For | |||||
4 | STOCKHOLDER PROPOSAL ON AMENDMENT TO PROXY ACCESS BYLAW | SHAREHOLD | Yes | Against | Against | |||||
24 | Altria Group, Inc. | MO | 02209S103 | 5/17/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratification of the Selection of Independent Registered Public Accounting Firm | MGMT | Yes | For | For | |||||
3 | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | MGMT | Yes | For | For | |||||
4 | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | SHAREHOLD | Yes | Against | Against | |||||
25 | The Western Union Company | WU | 959802109 | 5/20/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Advisory Vote to Approve Executive Compensation | MGMT | Yes | For | For | |||||
3 | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | MGMT | Yes | For | For | |||||
4 | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | MGMT | Yes | For | For | |||||
5 | Stockholder Proposal Regarding Political Contributions Disclosure | SHAREHOLD | Yes | Against | Against | |||||
26 | Garmin Ltd | GRMN | H2906T109 | 6/8/2018 Annual Meeting | 1 | Election of Andrew Etkind as ad hoc Chairman of the Meeting | MGMT | Yes | For | For |
2 | Approval of Garmin Ltd.'s 2017 Annual Report, including the consolidated financial statements of Garmin Ltd. for the fiscal year ended December 30, 2017 and the statutory financial statements of Garmin Ltd. for the fiscal year ended December 30, 2017 | MGMT | Yes | For | For | |||||
3 | Approval of the appropriation of available earnings | MGMT | Yes | For | For | |||||
4 | Approval of the payment of a cash dividend in the aggregate amount of US $2.12 per outstanding share out of Garmin Ltd.'s general reserve from capital contribution in four equal installments | MGMT | Yes | For | For | |||||
5 | Discharge of the members of the Board of Directors and the members of Executive Management from liability for the fiscal year ended December 30, 2017 | MGMT | Yes | For | For | |||||
6A | Re-election of Director: Min H. Kao | MGMT | Yes | For | For | |||||
6B | Re-election of Director: Joseph J. Hartnett | MGMT | Yes | For | For | |||||
6C | Re-election of Director: Charles W. Peffer | MGMT | Yes | For | For | |||||
6D | Re-election of Director: Clifton A. Pemble | MGMT | Yes | For | For | |||||
6E | Re-election of Director: Rebecca R. Tilden | MGMT | Yes | For | For | |||||
6F | Election of Director: Jonathan C. Burrell | MGMT | Yes | For | For | |||||
7 | Re-election of Min H. Kao as Executive Chairman of the Board of Directors for a term extending until completion of the next annual general meeting | MGMT | Yes | For | For | |||||
8A | Re-election of Compensation Committee Member: Joseph J. Hartnett | MGMT | Yes | For | For | |||||
8B | Re-election of Compensation Committee Member: Charles W. Peffer | MGMT | Yes | For | For | |||||
8C | Re-election of Compensation Committee Member: Rebecca R. Tilden | MGMT | Yes | For | For | |||||
8D | Election of Compensation Committee Member: Jonathan C. Burrell | MGMT | Yes | For | For | |||||
9 | Re-election of the law firm of Reiss+Preuss LLP as independent voting rights representative for a term extending until completion of the next annual general meeting | MGMT | Yes | For | For | |||||
10 | Ratification of the appointment of Ernst & Young LLP as Garmin Ltd.'s independent registered public accounting firm for the 2018 fiscal year and re-election of Ernst & Young Ltd as Garmin Ltd.'s statutory auditor for another one-year term | MGMT | Yes | For | For | |||||
11 | Advisory vote on executive compensation | MGMT | Yes | For | For | |||||
12 | Binding vote to approve Fiscal Year 2019 maximum aggregate compensation for the Executive Management | MGMT | Yes | For | For | |||||
13 | Binding vote to approve maximum aggregate compensation for the Board of Directors for the period between the 2018 Annual General Meeting and the 2019 Annual General Meeting | MGMT | Yes | For | For | |||||
14 | Amendment of Articles of Association as to persons who can act as chairman of general meetings | MGMT | Yes | For | For | |||||
15 | Amendment of Articles of Association to add authorized share capital | MGMT | Yes | For | For | |||||
16 | Any new or modified agenda items (other than those in the invitation to the meeting and the proxy statement) or new or modified proposals or motions with respect to those agenda items set forth in the invitation to the meeting and the proxy statement that may be properly put forth before the Annual General Meeting | MGMT | Yes | For | For | |||||
27 | Centurylink, Inc. | CTL | 156700106 | 5/23/2018 Annual Meeting | 1 | Election of Directors | MGMT | Yes | For | For |
2 | Ratify the appointment of KPMG LLP as our independent auditor for 2018. | MGMT | Yes | For | For | |||||
3 | Approve our 2018 Equity Incentive Plan. | MGMT | Yes | For | For | |||||
4 | Advisory vote to approve our executive compensation. | MGMT | Yes | For | For | |||||
5a | Shareholder proposal regarding our lobbying activities. | SHAREHOLD | Yes | Against | Against | |||||
5b | Shareholder proposal regarding our billing practices. | SHAREHOLD | Yes | Against | Against | |||||
28 | General Motors | GM | 37045V100 | 6/12/2018 Annual Meeting | 1 | Election of Directors (11) | MGMT | Yes | For | For |
2 | Approval of, on an Advisory Basis, Named Executive Officer Compensation | MGMT | Yes | For | For | |||||
3 | Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 201 | MGMT | Yes | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | SHAREHOLD | Yes | Against | Against | |||||
5 | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent | SHAREHOLD | Yes | Against | Against | |||||
6 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions and CAFE Standards | SHAREHOLD | Yes | Against | Against |
Registrant: TWO ROADS SHARED TRUST - RVX Emerging Markets Equity Fund | |||||||||
Investment Company Act file number: 811-22718 | Item 1, Exhibit 18 | ||||||||
Reporting Period: July 1, 2017 - November 30, 2017 | |||||||||
TATA MOTORS LIMITED | |||||||||
Security | 876568502 | Meeting Type | Annual | ||||||
Ticker Symbol | TTM | Meeting Date | 22-Aug-2017 | ||||||
ISIN | US8765685024 | Agenda | 934663647 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
O1 | TO RECEIVE, CONSIDER AND ADOPT: (A) THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2017 TOGETHER WITH THE BOARD'S REPORT AND THE AUDITORS' REPORT THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2017 TOGETHER WITH THE AUDITORS' REPORT THEREON. | Management | For | For | |||||
O2 | APPOINTMENT OF DIRECTOR IN PLACE OF DR RALF SPETH (DIN: 03318908), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT. | Management | For | For | |||||
O3 | APPOINTMENT OF B S R & CO. LLP, CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS OF THE COMPANY | Management | For | For | |||||
S4 | APPOINTMENT OF MR NATARAJAN CHANDRASEKARAN (DIN: 00121863) AS A DIRECTOR | Management | For | For | |||||
S5 | APPOINTMENT OF MR OM PRAKASH BHATT (DIN: 00548091) AS AN INDEPENDENT DIRECTOR | Management | For | For | |||||
S6 | RE-APPOINTMENT OF MR SATISH BORWANKAR (DIN: 01793948) AS EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER AND PAYMENT OF REMUNERATION | Management | For | For | |||||
S7 | PAYMENT OF REMUNERATION TO THE COST AUDITOR | Management | For | For | |||||
S8 | OFFER OR INVITE FOR SUBSCRIPTION OF NON- CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT BASIS | Management | For | For | |||||
LUK FOOK HOLDINGS (INTERNATIONAL) LTD | |||||||||
Security | G5695X125 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | 590 | Meeting Date | 28-Aug-2017 | ||||||
ISIN | BMG5695X1258 | Agenda | 708411549 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 720/ltn20170720350.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 720/ltn20170720335.pdf | Non-Voting | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | |||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | |||||
2 | TO DECLARE THE FINAL AND SPECIAL DIVIDENDS FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | |||||
3.1.A | TO RE-ELECT THE DIRECTOR: MR. WONG WAI SHEUNG | Management | For | For | |||||
3.1.B | TO RE-ELECT THE DIRECTOR: MS. WONG HAU YEUNG | Management | For | For | |||||
3.1.C | TO RE-ELECT THE DIRECTOR: MR. LI HON HUNG, MH, JP | Management | For | For | |||||
3.1.D | TO RE-ELECT THE DIRECTOR: MR. TAI KWOK LEUNG, ALEXANDER | Management | For | For | |||||
3.1.E | TO RE-ELECT THE DIRECTOR: MS. WONG YU POK, MARINA, JP | Management | For | For | |||||
3.2 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | Management | For | For | |||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |||||
7 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For | |||||
CMMT | 25 AUG 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 23 AUG 2017 TO 28 AUG 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
NETEASE, INC. | |||||||||
Security | 64110W102 | Meeting Type | Annual | ||||||
Ticker Symbol | NTES | Meeting Date | 08-Sep-2017 | ||||||
ISIN | US64110W1027 | Agenda | 934668065 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | Management | For | For | |||||
1B. | RE-ELECTION OF DIRECTOR: ALICE CHENG | Management | For | For | |||||
1C. | RE-ELECTION OF DIRECTOR: DENNY LEE | Management | For | For | |||||
1D. | RE-ELECTION OF DIRECTOR: JOSEPH TONG | Management | For | For | |||||
1E. | RE-ELECTION OF DIRECTOR: LUN FENG | Management | For | For | |||||
1F. | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | Management | For | For | |||||
1G. | RE-ELECTION OF DIRECTOR: MICHAEL TONG | Management | For | For | |||||
2. | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||
INDUS MOTOR CO LTD, KARACHI | |||||||||
Security | Y39918100 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | INDU | Meeting Date | 06-Oct-2017 | ||||||
ISIN | PK0054501017 | Agenda | 708540605 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED JUNE 30, 2017, TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||
2 | TO APPROVE AND DECLARE CASH DIVIDEND (2016- 2017) ON THE ORDINARY SHARES OF THE COMPANY. THE DIRECTORS HAVE RECOMMENDED A FINAL CASH DIVIDEND AT 350% I.E. RS 35 PER SHARE. THIS IS IN ADDITION TO THE COMBINED INTERIM DIVIDEND OF 800% I.E. RS. 80 PER SHARE (FIRST INTERIM CASH DIVIDEND OF 250%, SECOND INTERIM CASH DIVIDEND OF 250% AND THIRD INTERIM CASH DIVIDEND 300%) ALREADY PAID. THE TOTAL DIVIDEND FOR 2016-2017WILL THUS AMOUNT TO 1,150% I.E. RS. 115 PER SHARE | Management | For | For | |||||
3 | TO APPOINT AUDITORS AND FIX THEIR REMUNERATION FOR THE YEAR ENDING JUNE 30, 2018. THE PRESENT AUDITORS M/S. A.F. FERGUSON & CO., CHARTERED ACCOUNTANTS, RETIRE AND BEING ELIGIBLE HAVE OFFERED THEMSELVES FOR RE-APPOINTMENT | Management | For | For | |||||
4.1 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. ALI S. HABIB | Management | For | For | |||||
4.2 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. TOSHIYA AZUMA | Management | For | For | |||||
4.3 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. ALI ASGHAR ABBAS JAMALI | Management | For | For | |||||
4.4 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. SADATOSHI KASHIHARA | Management | For | For | |||||
4.5 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. HIROYUKI FUKUI | Management | For | For | |||||
4.6 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. MASATO YAMANAMI | Management | For | For | |||||
4.7 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. MOHAMEDALI R. HABIB | Management | For | For | |||||
4.8 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. FARHAD ZULFICAR | Management | For | For | |||||
4.9 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. AZAM FARUQUE | Management | For | For | |||||
4.10 | TO ELECT DIRECTOR OF THE COMPANY AS FIXED BY THE BOARD, FOR A TERM OF THREE YEARS COMMENCING FROM OCTOBER 31, 2017, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 159(1) OF THE COMPANIES ACT 2017. THE RETIRING DIRECTOR : MR. PARVEZ GHIAS | Management | For | For | |||||
ALIBABA GROUP HOLDING LIMITED | |||||||||
Security | 01609W102 | Meeting Type | Annual | ||||||
Ticker Symbol | BABA | Meeting Date | 18-Oct-2017 | ||||||
ISIN | US01609W1027 | Agenda | 934675476 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | |||||
1B. | ELECTION OF DIRECTOR: MASAYOSHI SON ( TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | |||||
1C. | ELECTION OF DIRECTOR: WALTER TEH MING KWAUK (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | |||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||
VALE S.A. | |||||||||
Security | 91912E105 | Meeting Type | Special | ||||||
Ticker Symbol | VALE | Meeting Date | 18-Oct-2017 | ||||||
ISIN | US91912E1055 | Agenda | 934687192 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | AMENDMENT TO VALE'S BY-LAWS | Management | For | For | |||||
2. | CONVERSION OF ALL CLASS "A" PREFERRED SHARES ISSUED BY VALE INTO COMMON SHARES IN THE RATIO OF 0.9342 COMMON SHARE FOR EACH CLASS "A" PREFERRED SHARE | Management | For | For | |||||
3.1 | ELECTION OF DIRECTOR: ISABELLA SOBOYA, AS EFFECTIVE MEMBER. THE HOLDER WHO CHOOSES TO VOTE ON THIS RESOLUTION 3 MUST NOT VOTE ON RESOLUTIONS 4 AND 5. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
3.2 | ELECTION OF DIRECTOR: RICARDO REISEN DE PINHO, AS EFFECTIVE MEMBER, AND MARCIO GUEDES PEREIRA JUNIOR, AS ALTERNATE. THE HOLDER WHO CHOOSES TO VOTE ON THIS RESOLUTION 3 MUST NOT VOTE ON RESOLUTIONS 4 AND 5. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
4.1 | ELECTION OF DIRECTOR BY NON-CONTROLLING HOLDERS OF COMMON SHARES: SANDRA GUERRA, AS EFFECTIVE MEMBER. A HOLDER WHO CHOOSES TO VOTE ON THIS ITEM MUST NOT VOTE ON RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
4.2 | ELECTION OF DIRECTOR BY NON-CONTROLLING HOLDERS OF COMMON SHARES: MARCELO GASPARINO DA SILVA, AS EFFECTIVE MEMBER, AND BRUNO C. H. BASTIT, AS ALTERNATE. A HOLDER WHO CHOOSES TO VOTE ON THIS ITEM MUST NOT VOTE ON RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
5.1 | ELECTION OF DIRECTOR BY NON-CONTROLLING HOLDERS OF COMMON SHARES AGGREGATED WITH PREFERRED SHARES: SANDRA GUERRA, AS EFFECTIVE MEMBER. A HOLDER WHO CHOOSES TO VOTE ON THIS ITEM MUST NOT VOTE ON RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
5.2 | ELECTION OF DIRECTOR BY NON-CONTROLLING HOLDERS OF COMMON SHARES AGGREGATED WITH PREFERRED SHARES: MARCELO GASPARINO DA SILVA, AS EFFECTIVE MEMBER, AND BRUNO C. H. BASTIT, AS ALTERNATE. A HOLDER WHO CHOOSES TO VOTE ON THIS ITEM MUST NOT VOTE ON RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4 OR RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE DISREGARDED. | Management | For | For | |||||
TATA MOTORS LIMITED | |||||||||
Security | 876568502 | Meeting Type | Special | ||||||
Ticker Symbol | TTM | Meeting Date | 15-Nov-2017 | ||||||
ISIN | US8765685024 | Agenda | 934693335 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY, AND SUBJECT TO THE APPROVAL OF THE MUMBAI BENCH OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL, AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY AND ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||||
SASOL LIMITED | |||||||||
Security | 803866300 | Meeting Type | Annual | ||||||
Ticker Symbol | SSL | Meeting Date | 17-Nov-2017 | ||||||
ISIN | US8038663006 | Agenda | 934697838 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
A3A | ELECTION OF DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: MSV GANTSHO | Management | For | For | |||||
A3B | ELECTION OF DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: NNA MATYUMZA | Management | For | For | |||||
A3D | ELECTION OF DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: ZM MKHIZE | Management | For | For | |||||
A3E | ELECTION OF DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: S WESTWELL | Management | For | For | |||||
A4A | ELECTION OF DIRECTOR WHO WERE APPOINTED BY THE BOARD AFTER THE PREVIOUS ANNUAL GENERAL MEETING IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: GMB KENNEALY | Management | For | For | |||||
A4B | ELECTION OF DIRECTOR WHO WERE APPOINTED BY THE BOARD AFTER THE PREVIOUS ANNUAL GENERAL MEETING IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY'S MEMORANDUM OF INCORPORATION: MEK NKELI | Management | For | For | |||||
A5 | TO APPOINT PRICEWATERHOUSECOOPERS INC TO ACT AS INDEPENDENT AUDITOR OF THE COMPANY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | |||||
A6A | TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: C BEGGS | Management | For | For | |||||
A6B | TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: GMB KENNEALY (SUBJECT TO HER BEING ELECTED AS A DIRECTOR) | Management | For | For | |||||
A6C | TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: NNA MATYUMZA (SUBJECT TO HER BEING RE-ELECTED AS A DIRECTOR) | Management | For | For | |||||
A6D | TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: MJN NJEKE | Management | For | For | |||||
A6E | TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: S WESTWELL (SUBJECT TO HIM BEING RE-ELECTED AS A DIRECTOR) | Management | For | For | |||||
A7 | TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S REMUNERATION POLICY. | Management | For | For | |||||
A8 | TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE IMPLEMENTATION REPORT OF THE COMPANY'S REMUNERATION POLICY. | Management | For | For | |||||
A9 | SPECIAL RESOLUTION NUMBER 1 - TO APPROVE THE REMUNERATION PAYABLE TO NON - EXECUTIVE DIRECTORS OF THE COMPANY FOR THEIR SERVICES AS DIRECTORS FOR THE PERIOD 1 JULY 2017 UNTIL THIS RESOLUTION IS REPLACED. | Management | For | For | |||||
A10 | SPECIAL RESOLUTION NUMBER 2 - TO AUTHORISE THE BOARD TO APPROVE A SPECIFIC REPURCHASE BY THE COMPANY OF ITS OWN SHARES. | Management | For | For | |||||
A11 | SPECIAL RESOLUTION NUMBER 3 - TO APPROVE THE GENERAL REPURCHASE OF THE COMPANY'S ORDINARY SHARES. | Management | For | For | |||||
A12 | SPECIAL RESOLUTION NUMBER 4 - TO APPROVE THE PURCHASE BY THE COMPANY OF ITS ISSUED SHARES FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER, IN THE EVENT IT CONDUCTS A GENERAL REPURCHASE OF THE COMPANY'S SHARES. | Management | For | For | |||||
1 | SPECIAL RESOLUTION NUMBER 1 - SPECIFIC REPURCHASE OF SASOL PREFERRED ORDINARY SHARES FROM INZALO GROUPS FUNDING AND INZALO PUBLIC FUNDING IN ACCORDANCE WITH PARAGRAPH 5.69(B) OF THE JSE LISTINGS REQUIREMENTS | Management | For | For | |||||
2 | SPECIAL RESOLUTION NUMBER 2 - AMENDMENT OF RE-DESIGNATION DATE FOR SASOL PREFERRED ORDINARY SHARES | Management | For | For | |||||
3 | SPECIAL RESOLUTION NUMBER 3 - AMENDMENT TO CLAUSE 39.4.3.2 OF THE SASOL MOI | Management | For | For | |||||
4 | SPECIAL RESOLUTION NUMBER 4 - AMENDMENT OF THE SOLBE1 EXISTING SHARE TERMS AND THE APPLICABLE CONTRACTS | Management | For | For | |||||
5 | SPECIAL RESOLUTION NUMBER 5 - INCREASE OF NUMBER OF AUTHORISED SOLBE1 SHARES | Management | For | For | |||||
6 | SPECIAL RESOLUTION NUMBER 6 - AMENDMENT TO CLAUSE 9.1 OF THE SASOL MOI | Management | For | For | |||||
7 | SPECIAL RESOLUTION NUMBER 7 - ESTABLISHMENT OF THE SASOL KHANYISA ESOP AS REQUIRED BY SCHEDULE 14 OF THE JSE LISTINGS REQUIREMENTS AND CLAUSE 8.6 OF THE SASOL MOI | Management | For | For | |||||
8 | SPECIAL RESOLUTION NUMBER 8 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE OF SOLBE1 SHARES PURSUANT TO THE SOLBE1 BONUS AWARD | Management | For | For | |||||
9 | SPECIAL RESOLUTION NUMBER 9 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE OF SOLBE1 SHARES PURSUANT TO THE SASOL KHANYISA INVITATION | Management | For | For | |||||
10 | SPECIAL RESOLUTION NUMBER 10 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE OF SOLBE1 SHARES TO THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST | Management | For | For | |||||
11 | SPECIAL RESOLUTION NUMBER 11 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO ADDITIONAL ISSUES OF SOLBE1 SHARES PURSUANT TO THE SOLBE1 BONUS AWARD, SASOL KHANYISA INVITATION AND TO THE SASOL KHANYISA ESOP TRUST | Management | For | For | |||||
12 | SPECIAL RESOLUTION NUMBER 12 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE OF SOLBE1 SHARES PURSUANT TO THE AUTOMATIC SHARE EXCHANGE | Management | For | For | |||||
13 | SPECIAL RESOLUTION NUMBER 13 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE OF SOL SHARES TO THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST | Management | For | For | |||||
14 | SPECIAL RESOLUTION NUMBER 14 - AUTHORITY UNDER THE COMPANIES ACT, THE SASOL MOI AND PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO ADDITIONAL ISSUES OF SOL SHARES TO THE SASOL KHANYISA ESOP TRUST | Management | For | For | |||||
15 | SPECIAL RESOLUTION NUMBER 15 - FINANCIAL ASSISTANCE IN THE FORM OF A CAPITAL CONTRIBUTION TO THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST, WHICH WILL BE USED TO SUBSCRIBE FOR SOLBE1 SHARES | Management | For | For | |||||
16 | SPECIAL RESOLUTION NUMBER 16 - FINANCIAL ASSISTANCE IN THE FORM OF A CAPITAL CONTRIBUTION TO THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST, WHICH WILL BE USED TO SUBSCRIBE FOR SOL SHARES | Management | For | For | |||||
17 | SPECIAL RESOLUTION NUMBER 17 - FINANCIAL ASSISTANCE FOR THE ACQUISITION OF SASOL KHANYISA SHARES IF THE HOLDERS THEREOF HAVE BREACHED THEIR OBLIGATIONS | Management | For | For | |||||
18 | SPECIAL RESOLUTION NUMBER 18 - FINANCIAL ASSISTANCE FOR THE ACQUISITION OF SOLBE1 SHARES IF THE HOLDERS THEREOF HAVE BREACHED THEIR OBLIGATIONS | Management | For | For | |||||
19 | SPECIAL RESOLUTION NUMBER 19 - FINANCIAL ASSISTANCE FOR THE SUBSCRIPTION BY FUNDCO FOR THE SSA KHANYISA SHARES | Management | For | For | |||||
20 | SPECIAL RESOLUTION NUMBER 20 - FINANCIAL ASSISTANCE FOR THE SUBSCRIPTION BY THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST OF SSA ORDINARY SHARES | Management | For | For | |||||
21 | SPECIAL RESOLUTION NUMBER 21 - AUTHORITY PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE BY SASOL SOUTH AFRICA PROPRIETARY LIMITED OF ORDINARY SHARES TO THE TRUSTEES OF THE SASOL KHANYISA ESOP TRUST PURSUANT TO THE SASOL KHANYISA TRANSACTION | Management | For | For | |||||
22 | SPECIAL RESOLUTION NUMBER 22 - AUTHORITY PURSUANT TO PARAGRAPH 5.51(G) OF THE JSE LISTINGS REQUIREMENTS RELATING TO AN ISSUE FOR CASH BY SASOL SOUTH AFRICA PROPRIETARY LIMITED OF ORDINARY SHARES TO FUNDCO PURSUANT TO THE SASOL KHANYISA TRANSACTION | Management | For | For | |||||
23 | ORDINARY RESOLUTION NUMBER 1 - AUTHORISATION OF DIRECTORS OF THE COMPANY | Management | For | For | |||||
DONACO INTERNATIONAL LTD, SYDNEY | |||||||||
Security | Q32504104 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | DNA | Meeting Date | 23-Nov-2017 | ||||||
ISIN | AU000000DNA0 | Agenda | 708632004 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | |||||||
2 | TO ADOPT THE REMUNERATION REPORT | Management | For | For | |||||
3 | TO RE-ELECT MR STUART MCGREGOR AS A DIRECTOR | Management | For | For |
Registrant: TWO ROADS SHARED TRUST - Satuit West Shore Real Return Fund | Item 1, Exhibit 19 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through October 31, 2017 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. | |||||||||
2 |
Registrant:TWO ROADS SHARED TRUST - Superfund Managed Futures Strategy Fund | Item 1, Exhibit 20 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes to report during the Reporting Period. |
Registrant: TWO ROADS SHARED TRUST - Wealthfront Risk Parity Fund | Item 1, Exhibit 21 | |||||||||
Investment Company Act file number: 811-22718 | ||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | ||||||||||
2 | There were no proxy votes during the Reporting Period. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Two Roads Shared Trust
By (Signature and Title) /s/James Colantino
James Colantino
President of the Trust
Date: August 31, 2018