UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22718
Two Roads Shared Trust
________________________________________________________________________
(Exact name of registrant as specified in charter)
17605 Wright Street, Suite 2
Omaha, NE 68130
________________________________________________________________________
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (402) 895-1600
Date of fiscal year end: April 30, July 31, October 31, December 31
Date of reporting period: July 1, 2017 - June 30, 2018
ITEM 1. PROXY VOTING RECORD:
Registrant: TWO ROADS SHARED TRUST -- Affinity Small Cap Fund | Item 1, Exhibit 22 | |||||||||||||||
Investment Company Act file Number: 811 -- 22718 | ||||||||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||||||||
Vote Summary | ||||||||||||||||
EXACT SCIENCES CORPORATION | ||||||||||||||||
Security | 30063P105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EXAS | Meeting Date | 27-Jul-2017 | |||||||||||||
ISIN | US30063P1057 | Agenda | 934650753 - Management | |||||||||||||
Record Date | 02-Jun-2017 | Holding Recon Date | 02-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jul-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | MANEESH K. ARORA | For | For | |||||||||||||
2 | JAMES E. DOYLE | For | For | |||||||||||||
3 | LIONEL N. STERLING | For | For | |||||||||||||
2. | PROPOSAL TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||
3. | PROPOSAL TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
4. | PROPOSAL TO APPROVE THE FIRST AMENDMENT TO THE 2010 OMNIBUS LONG-TERM INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 28, 2015) TO, AMONG OTHER ITEMS, INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 12,700,000 SHARES. | Management | Against | Against | ||||||||||||
5. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||
CIRRUS LOGIC, INC. | ||||||||||||||||
Security | 172755100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CRUS | Meeting Date | 28-Jul-2017 | |||||||||||||
ISIN | US1727551004 | Agenda | 934648924 - Management | |||||||||||||
Record Date | 30-May-2017 | Holding Recon Date | 30-May-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jul-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | JOHN C. CARTER | For | For | |||||||||||||
2 | ALEXANDER M. DAVERN | For | For | |||||||||||||
3 | TIMOTHY R. DEHNE | For | For | |||||||||||||
4 | CHRISTINE KING | For | For | |||||||||||||
5 | JASON P. RHODE | For | For | |||||||||||||
6 | ALAN R. SCHUELE | For | For | |||||||||||||
7 | WILLIAM D. SHERMAN | For | For | |||||||||||||
8 | DAVID J. TUPMAN | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
FINISAR CORPORATION | ||||||||||||||||
Security | 31787A507 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FNSR | Meeting Date | 05-Sep-2017 | |||||||||||||
ISIN | US31787A5074 | Agenda | 934661427 - Management | |||||||||||||
Record Date | 14-Jul-2017 | Holding Recon Date | 14-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | MICHAEL L. DREYER | For | For | |||||||||||||
2 | THOMAS E. PARDUN | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS FINISAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 29, 2018. | Management | For | For | ||||||||||||
3. | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF FINISAR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
4. | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF FINISAR'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||
METHODE ELECTRONICS, INC. | ||||||||||||||||
Security | 591520200 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MEI | Meeting Date | 14-Sep-2017 | |||||||||||||
ISIN | US5915202007 | Agenda | 934661756 - Management | |||||||||||||
Record Date | 17-Jul-2017 | Holding Recon Date | 17-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: WALTER J. ASPATORE | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: DARREN M. DAWSON | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: DONALD W. DUDA | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: MARTHA GOLDBERG ARONSON | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL G. SHELTON | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF | Management | For | For | ||||||||||||
2. | THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2018. | Management | For | For | ||||||||||||
3. | THE ADVISORY APPROVAL OF METHODE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TTWO | Meeting Date | 15-Sep-2017 | |||||||||||||
ISIN | US8740541094 | Agenda | 934664043 - Management | |||||||||||||
Record Date | 21-Jul-2017 | Holding Recon Date | 21-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | STRAUSS ZELNICK | For | For | |||||||||||||
2 | ROBERT A. BOWMAN | For | For | |||||||||||||
3 | MICHAEL DORNEMANN | For | For | |||||||||||||
4 | J MOSES | For | For | |||||||||||||
5 | MICHAEL SHERESKY | For | For | |||||||||||||
6 | LAVERNE SRINIVASAN | For | For | |||||||||||||
7 | SUSAN TOLSON | For | For | |||||||||||||
2. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF AN ANNUAL ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS." | Management | 1 Year | For | ||||||||||||
4. | APPROVAL OF THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2017 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||
5. | APPROVAL OF THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2017 STOCK INCENTIVE PLAN QUALIFIED RSU SUB-PLAN FOR FRANCE. | Management | For | For | ||||||||||||
6. | APPROVAL OF THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2017 GLOBAL EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||
7. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
CAROLINA FINANCIAL CORPORATION | ||||||||||||||||
Security | 143873107 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CARO | Meeting Date | 24-Oct-2017 | |||||||||||||
ISIN | US1438731077 | Agenda | 934677925 - Management | |||||||||||||
Record Date | 28-Aug-2017 | Holding Recon Date | 28-Aug-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, DATED AS OF JUNE 9, 2017, BY AND BETWEEN FIRST SOUTH BANCORP, INC. ("FIRST SOUTH") AND CAROLINA FINANCIAL CORPORATION ("CAROLINA FINANCIAL"), AS IT MAY BE AMENDED FROM TIME TO TIME, UNDER WHICH FIRST SOUTH WILL MERGE WITH AND INTO CAROLINA ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||
2. | APPROVAL OF THE ISSUANCE OF SHARES OF CAROLINA FINANCIAL COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO STOCKHOLDERS OF FIRST SOUTH IN CONNECTION WITH THE MERGER. | Management | For | For | ||||||||||||
3. | APPROVAL OF THE ADJOURNMENT OF THE CAROLINA FINANCIAL SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSALS 1 AND 2 LISTED ABOVE. | Management | For | For | ||||||||||||
STATE NATIONAL COMPANIES, INC. | ||||||||||||||||
Security | 85711T305 | Meeting Type | Special | |||||||||||||
Ticker Symbol | SNC | Meeting Date | 24-Oct-2017 | |||||||||||||
ISIN | US85711T3059 | Agenda | 934678650 - Management | |||||||||||||
Record Date | 05-Sep-2017 | Holding Recon Date | 05-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 26, 2017, BY AND AMONG MARKEL CORPORATION, MARKELVERICK CORPORATION AND STATE NATIONAL COMPANIES, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | ||||||||||||
2 | TO APPROVE, ON A NONBINDING ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | ||||||||||||
3 | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NEEDED OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL AT THE SPECIAL MEETING. | Management | For | For | ||||||||||||
MALIBU BOATS INC | ||||||||||||||||
Security | 56117J100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MBUU | Meeting Date | 02-Nov-2017 | |||||||||||||
ISIN | US56117J1007 | Agenda | 934680958 - Management | |||||||||||||
Record Date | 11-Sep-2017 | Holding Recon Date | 11-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | IVAR S. CHHINA | For | For | |||||||||||||
2 | MICHAEL J. CONNOLLY | For | For | |||||||||||||
3 | MARK W. LANIGAN | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | ||||||||||||
RENEWABLE ENERGY GROUP, INC. | ||||||||||||||||
Security | 75972A301 | Meeting Type | Special | |||||||||||||
Ticker Symbol | REGI | Meeting Date | 08-Dec-2017 | |||||||||||||
ISIN | US75972A3014 | Agenda | 934697876 - Management | |||||||||||||
Record Date | 23-Oct-2017 | Holding Recon Date | 23-Oct-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | TO APPROVE REMOVAL OF THE COMMON STOCK ISSUANCE RESTRICTIONS IN CONNECTION WITH CONVERSIONS OF THE COMPANY'S 4% CONVERTIBLE SENIOR NOTES DUE 2036. | Management | For | For | ||||||||||||
SCHNITZER STEEL INDUSTRIES, INC. | ||||||||||||||||
Security | 806882106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SCHN | Meeting Date | 30-Jan-2018 | |||||||||||||
ISIN | US8068821060 | Agenda | 934713529 - Management | |||||||||||||
Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | RHONDA D. HUNTER | For | For | |||||||||||||
2 | JOHN D. CARTER | For | For | |||||||||||||
3 | MICHAEL W. SUTHERLIN | For | For | |||||||||||||
2. | TO VOTE ON AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
3. | TO VOTE ON AN ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
4. | TO RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
SANDERSON FARMS, INC. | ||||||||||||||||
Security | 800013104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SAFM | Meeting Date | 15-Feb-2018 | |||||||||||||
ISIN | US8000131040 | Agenda | 934721209 - Management | |||||||||||||
Record Date | 21-Dec-2017 | Holding Recon Date | 21-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | John H. Baker, III | For | For | |||||||||||||
2 | John Bierbusse | For | For | |||||||||||||
3 | Mike Cockrell | For | For | |||||||||||||
4 | Suzanne T. Mestayer | For | For | |||||||||||||
2. | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2018. | Management | For | For | ||||||||||||
4. | Proposal to request that the Company adopt a policy to phase out the use of medically important antibiotics for disease prevention. | Shareholder | For | Against | ||||||||||||
5. | Proposal to request that the Board of Directors amend its bylaws to require the Chair of the Board to be an independent director. | Shareholder | Against | For | ||||||||||||
SANMINA CORPORATION | ||||||||||||||||
Security | 801056102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SANM | Meeting Date | 05-Mar-2018 | |||||||||||||
ISIN | US8010561020 | Agenda | 934721196 - Management | |||||||||||||
Record Date | 12-Jan-2018 | Holding Recon Date | 12-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of director: Michael J. Clarke | Management | For | For | ||||||||||||
1B. | Election of director: Eugene A. Delaney | Management | For | For | ||||||||||||
1C. | Election of director: William J. DeLaney | Management | For | For | ||||||||||||
1D. | Election of director: Robert K. Eulau | Management | For | For | ||||||||||||
1E. | Election of director: John P. Goldsberry | Management | For | For | ||||||||||||
1F. | Election of director: Rita S. Lane | Management | For | For | ||||||||||||
1G. | Election of director: Joseph G. Licata, Jr. | Management | For | For | ||||||||||||
1H. | Election of director: Mario M. Rosati | Management | For | For | ||||||||||||
1I. | Election of director: Wayne Shortridge | Management | For | For | ||||||||||||
1J. | Election of director: Jure Sola | Management | For | For | ||||||||||||
1K. | Election of director: Jackie M. Ward | Management | For | For | ||||||||||||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Sanmina Corporation for its fiscal year ending September 29, 2018. | Management | For | For | ||||||||||||
3. | Proposal to approve the reservation of 1,800,000 shares of common stock for issuance under Sanmina Corporation's 2009 Incentive Plan. | Management | For | For | ||||||||||||
4. | Proposal to approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers, as disclosed in the Proxy Statement for the 2018 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | Management | Against | Against | ||||||||||||
5. | Proposal to recommend, on an advisory (non-binding) basis, the frequency of future stockholder advisory (non- binding) votes on the compensation awarded to Sanmina Corporation's named executive officers. | Management | 1 Year | For | ||||||||||||
KB HOME | ||||||||||||||||
Security | 48666K109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KBH | Meeting Date | 12-Apr-2018 | |||||||||||||
ISIN | US48666K1097 | Agenda | 934730210 - Management | |||||||||||||
Record Date | 09-Feb-2018 | Holding Recon Date | 09-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Dorene C. Dominguez | Management | For | For | ||||||||||||
1B. | Election of Director: Timothy W. Finchem | Management | For | For | ||||||||||||
1C. | Election of Director: Dr. Stuart A. Gabriel | Management | For | For | ||||||||||||
1D. | Election of Director: Dr. Thomas W. Gilligan | Management | For | For | ||||||||||||
1E. | Election of Director: Kenneth M. Jastrow, II | Management | For | For | ||||||||||||
1F. | Election of Director: Robert L. Johnson | Management | For | For | ||||||||||||
1G. | Election of Director: Melissa Lora | Management | For | For | ||||||||||||
1H. | Election of Director: Jeffrey T. Mezger | Management | For | For | ||||||||||||
1I. | Election of Director: James C. Weaver | Management | For | For | ||||||||||||
1J. | Election of Director: Michael M. Wood | Management | For | For | ||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
3. | Approve the Amended and Restated Rights Agreement. | Management | For | For | ||||||||||||
4. | Ratify Ernst & Young LLP's appointment as KB Home's independent registered public accounting firm for the fiscal year ending November 30, 2018. | Management | For | For | ||||||||||||
THE BANK OF N.T. BUTTERFIELD & SON LTD | ||||||||||||||||
Security | G0772R208 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NTB | Meeting Date | 19-Apr-2018 | |||||||||||||
ISIN | BMG0772R2087 | Agenda | 934759854 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 18-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To receive and adopt the financial statements for the year ended 31 December, 2017 and auditor's report thereon. | Management | For | For | ||||||||||||
2. | To appoint PricewaterhouseCoopers as auditor, and to authorise the Board of Directors, acting through the Audit Committee, to set their remuneration. | Management | For | For | ||||||||||||
3. | To fix the number of Directors at twelve. | Management | For | For | ||||||||||||
4a. | Election of Director: Michael Collins | Management | For | For | ||||||||||||
4b. | Election of Director: Alastair Barbour | Management | For | For | ||||||||||||
4c. | Election of Director: James F. Burr | Management | For | For | ||||||||||||
4d. | Election of Director: Michael Covell | Management | For | For | ||||||||||||
4e. | Election of Director: Caroline Foulger | Management | For | For | ||||||||||||
4f. | Election of Director: Conor O'Dea | Management | For | For | ||||||||||||
4g. | Election of Director: Meroe Park | Management | For | For | ||||||||||||
4h. | Election of Director: Pamela Thomas-Graham | Management | For | For | ||||||||||||
4i. | Election of Director: John Wright | Management | For | For | ||||||||||||
4j. | Election of Director: David Zwiener | Management | For | For | ||||||||||||
5. | To authorise the Board of Directors to fill the vacancies on the Board as and when it deems fit. | Management | For | For | ||||||||||||
6. | To generally and unconditionally authorise the Board of Directors, in accordance with the Bank's Bye-laws, to dispose of or transfer all or any treasury shares, and to issue, allot or grant options, warrants or similar rights over or otherwise dispose of less than 20% of voting shares of the Bank authorised and outstanding before the date of the Annual General Meeting to such person(s), at such times, for such consideration and upon such terms and conditions as the Board of Directors may determine. | Management | Against | Against | ||||||||||||
WASHINGTON TRUST BANCORP, INC. | ||||||||||||||||
Security | 940610108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WASH | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US9406101082 | Agenda | 934739078 - Management | |||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Steven J. Crandall | For | For | |||||||||||||
2 | Constance A. Howes, Esq | For | For | |||||||||||||
3 | Joseph J. MarcAurele | For | For | |||||||||||||
4 | Edwin J. Santos | For | For | |||||||||||||
2. | The ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||||
INNOVIVA INC | ||||||||||||||||
Security | 45781M101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | INVA | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US45781M1018 | Agenda | 934764817 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: George W. Bickerstaff, III | Management | For | For | ||||||||||||
1b. | Election of Director: Mark DiPaolo, Esq. | Management | For | For | ||||||||||||
1c. | Election of Director: Jules Haimovitz | Management | For | For | ||||||||||||
1d. | Election of Director: Odysseas D. Kostas, M.D. | Management | For | For | ||||||||||||
1e. | Election of Director: Sarah Schlesinger, M.D. | Management | For | For | ||||||||||||
2. | Approve the non-binding advisory resolution regarding executive compensation. | Management | For | For | ||||||||||||
3. | Ratify the selection by the Audit Committee of the Board of Directors for Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
LANTHEUS HOLDINGS, INC. | ||||||||||||||||
Security | 516544103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LNTH | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US5165441032 | Agenda | 934736058 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Brian Markison | For | For | |||||||||||||
2 | Gary Pruden | For | For | |||||||||||||
3 | Kenneth Pucel | For | For | |||||||||||||
4 | Dr. James Thrall | For | For | |||||||||||||
2. | To approve an amendment to our Charter to eliminate the supermajority voting requirement for amendments to certain provisions of our Charter. | Management | For | For | ||||||||||||
3. | To approve an amendment to our Charter to permit the holders of at least a majority of our common stock to call special meetings of the stockholders. | Management | For | For | ||||||||||||
4. | To approve an amendment to our Charter to delete various provisions related to our former sponsor that are no longer applicable. | Management | For | For | ||||||||||||
5. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on December 31, 2018. | Management | For | For | ||||||||||||
TRI POINTE GROUP, INC. | ||||||||||||||||
Security | 87265H109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TPH | Meeting Date | 27-Apr-2018 | |||||||||||||
ISIN | US87265H1095 | Agenda | 934738913 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: Douglas F. Bauer | Management | For | For | ||||||||||||
1B | Election of Director: Lawrence B. Burrows | Management | For | For | ||||||||||||
1C | Election of Director: Daniel S. Fulton | Management | For | For | ||||||||||||
1D | Election of Director: Steven J. Gilbert | Management | For | For | ||||||||||||
1E | Election of Director: Constance B. Moore | Management | For | For | ||||||||||||
1F | Election of Director: Thomas B. Rogers | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as TRI Pointe Group, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
LITHIA MOTORS, INC. | ||||||||||||||||
Security | 536797103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LAD | Meeting Date | 27-Apr-2018 | |||||||||||||
ISIN | US5367971034 | Agenda | 934739167 - Management | |||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Sidney B. DeBoer | For | For | |||||||||||||
2 | Thomas R. Becker | For | For | |||||||||||||
3 | Susan O. Cain | For | For | |||||||||||||
4 | Bryan B. DeBoer | For | For | |||||||||||||
5 | Louis P. Miramontes | For | For | |||||||||||||
6 | Kenneth E. Roberts | For | For | |||||||||||||
7 | David J. Robino | For | For | |||||||||||||
2. | To conduct an advisory vote on the compensation of our named executive officers, as disclosed pursuant to Item 402 of Regulation S-K. | Management | For | For | ||||||||||||
3. | To ratify the appointment of KPMG LLP as our Independent Registered Public Accounting Firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
DELUXE CORPORATION | ||||||||||||||||
Security | 248019101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DLX | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US2480191012 | Agenda | 934742392 - Management | |||||||||||||
Record Date | 08-Mar-2018 | Holding Recon Date | 08-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Ronald C. Baldwin | For | For | |||||||||||||
2 | C.E. Mayberry McKissack | For | For | |||||||||||||
3 | Don J. McGrath | For | For | |||||||||||||
4 | Neil J. Metviner | For | For | |||||||||||||
5 | Stephen P. Nachtsheim | For | For | |||||||||||||
6 | Thomas J. Reddin | For | For | |||||||||||||
7 | Martyn R. Redgrave | For | For | |||||||||||||
8 | Lee J. Schram | For | For | |||||||||||||
9 | John L. Stauch | For | For | |||||||||||||
10 | Victoria A. Treyger | For | For | |||||||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation of our Named Executive Officers | Management | For | For | ||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||||||
CAROLINA FINANCIAL CORPORATION | ||||||||||||||||
Security | 143873107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CARO | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US1438731077 | Agenda | 934766671 - Management | |||||||||||||
Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Beverly Ladley | For | For | |||||||||||||
2 | Robert M. Moise | For | For | |||||||||||||
3 | David L. Morrow | For | For | |||||||||||||
4 | Jerry L. Rexroad | For | For | |||||||||||||
5 | Claudius E. Watts IV | For | For | |||||||||||||
2. | The amendment of the Certificate of Incorporation to increase the number of the Company's authorized shares of Common Stock from 25,000,000 shares to 50,000,000 shares. | Management | For | For | ||||||||||||
3. | The ratification of the appointment of Elliott Davis, LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
ESSENT GROUP LTD | ||||||||||||||||
Security | G3198U102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ESNT | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | BMG3198U1027 | Agenda | 934770276 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jane P. Chwick* | For | For | |||||||||||||
2 | Aditya Dutt* | For | For | |||||||||||||
3 | Roy J. Kasmar* | For | For | |||||||||||||
4 | Angela L. Heise# | For | For | |||||||||||||
2. | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2018 AND UNTIL THE 2019 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO REFER THE DETERMINATION OF THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||
3. | PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
ENCOMPASS HEALTH CORPORATION | ||||||||||||||||
Security | 29261A100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EHC | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US29261A1007 | Agenda | 934745730 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John W. Chidsey | Management | For | For | ||||||||||||
1b. | Election of Director: Donald L. Correll | Management | For | For | ||||||||||||
1c. | Election of Director: Yvonne M. Curl | Management | For | For | ||||||||||||
1d. | Election of Director: Charles M. Elson | Management | For | For | ||||||||||||
1e. | Election of Director: Joan E. Herman | Management | For | For | ||||||||||||
1f. | Election of Director: Leo I. Higdon, Jr. | Management | For | For | ||||||||||||
1g. | Election of Director: Leslye G. Katz | Management | For | For | ||||||||||||
1h. | Election of Director: John E. Maupin, Jr. | Management | For | For | ||||||||||||
1i. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||||
1j. | Election of Director: L. Edward Shaw, Jr. | Management | For | For | ||||||||||||
1k. | Election of Director: Mark J. Tarr | Management | For | For | ||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | An advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SWX | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US8448951025 | Agenda | 934751050 - Management | |||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Robert L. Boughner | For | For | |||||||||||||
2 | Jose A. Cardenas | For | For | |||||||||||||
3 | Thomas E. Chestnut | For | For | |||||||||||||
4 | Stephen C. Comer | For | For | |||||||||||||
5 | LeRoy C. Hanneman, Jr. | For | For | |||||||||||||
6 | John P. Hester | For | For | |||||||||||||
7 | Anne L. Mariucci | For | For | |||||||||||||
8 | Michael J. Melarkey | For | For | |||||||||||||
9 | A. Randall Thoman | For | For | |||||||||||||
10 | Thomas A. Thomas | For | For | |||||||||||||
2. | To APPROVE, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2018. | Management | For | For | ||||||||||||
FERRO CORPORATION | ||||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FOE | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US3154051003 | Agenda | 934756327 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Gregory E. Hyland | Withheld | Against | |||||||||||||
2 | David A. Lorber | For | For | |||||||||||||
3 | Marran H. Ogilvie | For | For | |||||||||||||
4 | Andrew M. Ross | For | For | |||||||||||||
5 | Allen A. Spizzo | For | For | |||||||||||||
6 | Peter T. Thomas | For | For | |||||||||||||
7 | Ronald P. Vargo | For | For | |||||||||||||
2. | Approval of the 2018 Omnibus Incentive Plan. | Management | For | For | ||||||||||||
3. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
SKYWEST, INC. | ||||||||||||||||
Security | 830879102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SKYW | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US8308791024 | Agenda | 934753319 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jerry C. Atkin | For | For | |||||||||||||
2 | W. Steve Albrecht | For | For | |||||||||||||
3 | Russell A. Childs | For | For | |||||||||||||
4 | Henry J. Eyring | For | For | |||||||||||||
5 | Meredith S. Madden | For | For | |||||||||||||
6 | Ronald J. Mittelstaedt | Withheld | Against | |||||||||||||
7 | Andrew C. Roberts | For | For | |||||||||||||
8 | Keith E. Smith | For | For | |||||||||||||
9 | Steven F. Udvar-Hazy | For | For | |||||||||||||
10 | James L. Welch | For | For | |||||||||||||
2. | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm. | Management | For | For | ||||||||||||
MKS INSTRUMENTS, INC. | ||||||||||||||||
Security | 55306N104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MKSI | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US55306N1046 | Agenda | 934751911 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Gerald G. Colella | For | For | |||||||||||||
2 | Elizabeth A. Mora | For | For | |||||||||||||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
THIRD POINT REINSURANCE LTD. | ||||||||||||||||
Security | G8827U100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TPRE | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | BMG8827U1009 | Agenda | 934753600 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | J. Robert Bredahl* | For | For | |||||||||||||
2 | Joshua L. Targoff* | For | For | |||||||||||||
3 | Mark Parkin* | For | For | |||||||||||||
4 | Gretchen A. Hayes# | For | For | |||||||||||||
2. | To approve and adopt the Amended and Restated Bye- laws of the Company (as described in the Proxy Statement). | Management | For | For | ||||||||||||
3. | To approve, by non-binding advisory vote, the executive compensation payable to the Company's named executive officers (as described in the Proxy Statement) ("Say on Pay"). | Management | For | For | ||||||||||||
4. | To elect certain individuals as Designated Company Directors (as defined in the Proxy Statement) of certain of our non-US Subsidiaries, as required by our Bye-laws. | Management | For | For | ||||||||||||
5. | To appoint Ernst & Young Ltd., an independent registered public accounting firm, as the Company's independent auditor to serve until the annual general meeting to be held in 2019, and to authorize our Board of Directors, acting by the Audit Committee, to determine the independent auditor's remuneration. | Management | For | For | ||||||||||||
AARON'S INC. | ||||||||||||||||
Security | 002535300 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AAN | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US0025353006 | Agenda | 934755743 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Kathy T. Betty | Management | For | For | ||||||||||||
1.2 | Election of Director: Douglas C. Curling | Management | For | For | ||||||||||||
1.3 | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||||
1.4 | Election of Director: Curtis L. Doman | Management | For | For | ||||||||||||
1.5 | Election of Director: Walter G. Ehmer | Management | For | For | ||||||||||||
1.6 | Election of Director: Hubert L. Harris, Jr. | Management | For | For | ||||||||||||
1.7 | Election of Director: John W. Robinson, III | Management | For | For | ||||||||||||
1.8 | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||||
1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||||||
2. | Approval of a non-binding advisory resolution to approve the Company's executive compensation. | Management | For | For | ||||||||||||
3. | Approval of the Aaron's, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
RENEWABLE ENERGY GROUP, INC. | ||||||||||||||||
Security | 75972A301 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | REGI | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US75972A3014 | Agenda | 934758131 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Michael M. Scharf | Management | For | For | ||||||||||||
1B. | Election of Director: James C. Borel | Management | For | For | ||||||||||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
THE CHILDREN'S PLACE, INC. | ||||||||||||||||
Security | 168905107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PLCE | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US1689051076 | Agenda | 934774539 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Joseph Alutto | Management | For | For | ||||||||||||
1b. | Election of Director: John E. Bachman | Management | For | For | ||||||||||||
1c. | Election of Director: Marla Malcolm Beck | Management | For | For | ||||||||||||
1d. | Election of Director: Jane Elfers | Management | For | For | ||||||||||||
1e. | Election of Director: Joseph Gromek | Management | For | For | ||||||||||||
1f. | Election of Director: Norman Matthews | Management | For | For | ||||||||||||
1g. | Election of Director: Robert L. Mettler | Management | For | For | ||||||||||||
1h. | Election of Director: Stanley W. Reynolds | Management | For | For | ||||||||||||
1i. | Election of Director: Susan Sobbott | Management | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||
3. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | For | For | ||||||||||||
U.S. SILICA HOLDINGS, INC | ||||||||||||||||
Security | 90346E103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SLCA | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US90346E1038 | Agenda | 934749992 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Peter Bernard | Management | For | For | ||||||||||||
1B. | Election of Director: Diane K. Duren | Management | For | For | ||||||||||||
1C. | Election of Director: William J. Kacal | Management | For | For | ||||||||||||
1D. | Election of Director: Charles Shaver | Management | For | For | ||||||||||||
1E. | Election of Director: Bryan A. Shinn | Management | For | For | ||||||||||||
1F. | Election of Director: J. Michael Stice | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our Independent Registered Public Accounting Firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
PREFERRED BANK | ||||||||||||||||
Security | 740367404 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PFBC | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US7403674044 | Agenda | 934797208 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Li Yu | For | For | |||||||||||||
2 | J. Richard Belliston | For | For | |||||||||||||
3 | Gary S. Nunnelly | For | For | |||||||||||||
4 | Clark Hsu | For | For | |||||||||||||
2. | Advisory vote to approve the compensation of Preferred Bank's named executive officers (Say-on-Pay). | Management | Against | Against | ||||||||||||
3. | Advisory vote to set the frequency of the Say on Pay vote. | Management | 1 Year | Against | ||||||||||||
4. | Ratification of the appointment of Crowe Horwath, LLP as independent registered public accountants for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
KRONOS WORLDWIDE, INC. | ||||||||||||||||
Security | 50105F105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KRO | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US50105F1057 | Agenda | 934762041 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | �� | Vote Deadline Date | 15-May-2018 | ||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Keith R. Coogan | For | For | |||||||||||||
2 | Loretta J. Feehan | For | For | |||||||||||||
3 | Robert D. Graham | For | For | |||||||||||||
4 | John E. Harper | For | For | |||||||||||||
5 | Meredith W. Mendes | For | For | |||||||||||||
6 | Cecil H. Moore, Jr. | For | For | |||||||||||||
7 | Thomas P. Stafford | For | For | |||||||||||||
8 | R. Gerald Turner | For | For | |||||||||||||
2. | Nonbinding advisory vote approving named executive officer compensation. | Management | For | For | ||||||||||||
HEARTLAND FINANCIAL USA, INC. | ||||||||||||||||
Security | 42234Q102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HTLF | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US42234Q1022 | Agenda | 934762332 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Class I Director for Term Expires 2021: Lynn B. Fuller | Management | Abstain | Against | ||||||||||||
1b. | Election of Class I Director for Term Expires 2021: R. Michael McCoy | Management | For | For | ||||||||||||
1c. | Election of Class I Director for Term Expires 2021: Martin J. Schmitz | Management | Abstain | Against | ||||||||||||
2a. | Approve amendments to the Company's Certificate of Incorporation to: Increase the maximum Board size from 9 members to 11 members. | Management | For | For | ||||||||||||
2b. | Approve amendments to the Company's Certificate of Incorporation to: Increase the maximum age at which a director may be elected from age 70 to age 72. | Management | For | For | ||||||||||||
3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Take a non-binding, advisory vote on executive compensation. | Management | For | For | ||||||||||||
CAMPING WORLD HOLDINGS, INC. | ||||||||||||||||
Security | 13462K109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CWH | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US13462K1097 | Agenda | 934765251 - Management | |||||||||||||
Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Andris A. Baltins | For | For | |||||||||||||
2 | Jeffrey A. Marcus | For | For | |||||||||||||
3 | Brent L. Moody | For | For | |||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||||
ISTAR INC. | ||||||||||||||||
Security | 45031U101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | STAR | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US45031U1016 | Agenda | 934767584 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jay Sugarman | For | For | |||||||||||||
2 | Clifford De Souza | For | For | |||||||||||||
3 | Robert W. Holman, Jr | For | For | |||||||||||||
4 | Robin Josephs | For | For | |||||||||||||
5 | Dale Anne Reiss | For | For | |||||||||||||
6 | Barry W. Ridings | For | For | |||||||||||||
2. | Ratification of appointment of independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Say on Pay - A non-binding advisory vote approving executive compensation | Management | Against | Against | ||||||||||||
WABASH NATIONAL CORPORATION | ||||||||||||||||
Security | 929566107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WNC | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US9295661071 | Agenda | 934768017 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Richard J. Giromini | Management | For | For | ||||||||||||
1B. | Election of Director: Dr. Martin C. Jischke | Management | For | For | ||||||||||||
1C. | Election of Director: John G. Boss | Management | For | For | ||||||||||||
1D. | Election of Director: John E. Kunz | Management | For | For | ||||||||||||
1E. | Election of Director: Larry J. Magee | Management | For | For | ||||||||||||
1F. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||||||
1G. | Election of Director: Scott K. Sorensen | Management | For | For | ||||||||||||
1H. | Election of Director: Brent L. Yeagy | Management | For | For | ||||||||||||
2. | To hold an advisory vote on the compensation of our executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
COOPER-STANDARD HOLDINGS INC. | ||||||||||||||||
Security | 21676P103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CPS | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US21676P1030 | Agenda | 934766304 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jeffrey S. Edwards | Management | For | For | ||||||||||||
1b. | Election of Director: David J. Mastrocola | Management | For | For | ||||||||||||
1c. | Election of Director: Justin E. Mirro | Management | For | For | ||||||||||||
1d. | Election of Director: Robert J. Remenar | Management | For | For | ||||||||||||
1e. | Election of Director: Sonya F. Sepahban | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas W. Sidlik | Management | For | For | ||||||||||||
1g. | Election of Director: Stephen A. Van Oss | Management | For | For | ||||||||||||
1h. | Election of Director: Molly P. Zhang | Management | For | For | ||||||||||||
2. | Advisory Vote on Named Executive Officer Compensation. | Management | For | For | ||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
FB FINANCIAL CORPORATION | ||||||||||||||||
Security | 30257X104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FBK | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US30257X1046 | Agenda | 934794377 - Management | |||||||||||||
Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | William F. Andrews | For | For | |||||||||||||
2 | James W. Ayers | For | For | |||||||||||||
3 | J. Jonathan Ayers | For | For | |||||||||||||
4 | Agenia W. Clark | For | For | |||||||||||||
5 | James L. Exum | For | For | |||||||||||||
6 | Christopher T. Holmes | For | For | |||||||||||||
7 | Orrin H. Ingram | For | For | |||||||||||||
8 | Stuart C. McWhorter | For | For | |||||||||||||
9 | Emily J. Reynolds | For | For | |||||||||||||
AIRCASTLE LIMITED | ||||||||||||||||
Security | G0129K104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AYR | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | BMG0129K1045 | Agenda | 934764312 - Management | |||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Giovanni Bisignani | For | For | |||||||||||||
2 | Takayuki Sakakida | For | For | |||||||||||||
3 | Gentaro Toya | For | For | |||||||||||||
4 | Peter V. Ueberroth | For | For | |||||||||||||
2. | Appoint Ernst & Young LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for fiscal year 2018 and authorize the directors of Aircastle Limited, acting by the Audit Committee, to determine the independent registered public accounting firm's fees. | Management | For | For | ||||||||||||
3a. | Approval of the Amended Bye-Laws of Aircastle Limited to adopt a majority voting standard in the elections of directors. | Management | For | For | ||||||||||||
3b. | Approval of the Amended Bye-Laws of Aircastle Limited to amend the advance notice provisions relating to shareholder proposals and director nominations. | Management | For | For | ||||||||||||
3c. | Approval of the Amended Bye-Laws of Aircastle Limited to (i) eliminate provisions related to Fortress Investment Fund III LP and its affiliates, (ii) modify certain additional provisions to reflect changes in Bermuda law and (iii) make certain other clarifying changes. | Management | For | For | ||||||||||||
4. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||||
B&G FOODS, INC. | ||||||||||||||||
Security | 05508R106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BGS | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US05508R1068 | Agenda | 934779894 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: DeAnn L. Brunts | Management | For | For | ||||||||||||
1.2 | Election of Director: Robert C. Cantwell | Management | For | For | ||||||||||||
1.3 | Election of Director: Charles F. Marcy | Management | For | For | ||||||||||||
1.4 | Election of Director: Robert D. Mills | Management | For | For | ||||||||||||
1.5 | Election of Director: Dennis M. Mullen | Management | For | For | ||||||||||||
1.6 | Election of Director: Cheryl M. Palmer | Management | For | For | ||||||||||||
1.7 | Election of Director: Alfred Poe | Management | For | For | ||||||||||||
1.8 | Election of Director: Stephen C. Sherrill | Management | For | For | ||||||||||||
1.9 | Election of Director: David L. Wenner | Management | For | For | ||||||||||||
2. | Approval, by non-binding advisory vote, of executive compensation | Management | For | For | ||||||||||||
3. | Ratification of appointment of KPMG LLP as independent registered public accounting firm | Management | For | For | ||||||||||||
COMFORT SYSTEMS USA, INC. | ||||||||||||||||
Security | 199908104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FIX | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US1999081045 | Agenda | 934789275 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Darcy G. Anderson | For | For | |||||||||||||
2 | Herman E. Bulls | For | For | |||||||||||||
3 | Alan P. Krusi | For | For | |||||||||||||
4 | Brian E. Lane | For | For | |||||||||||||
5 | Franklin Myers | For | For | |||||||||||||
6 | William J. Sandbrook | For | For | |||||||||||||
7 | James H. Schultz | For | For | |||||||||||||
8 | Constance E. Skidmore | For | For | |||||||||||||
9 | Vance W. Tang | For | For | |||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
CARRIZO OIL & GAS, INC. | ||||||||||||||||
Security | 144577103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CRZO | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US1445771033 | Agenda | 934802225 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: S.P. Johnson IV | Management | For | For | ||||||||||||
1.2 | Election of Director: Steven A. Webster | Management | For | For | ||||||||||||
1.3 | Election of Director: F. Gardner Parker | Management | For | For | ||||||||||||
1.4 | Election of Director: Frances Aldrich Sevilla-Sacasa | Management | For | For | ||||||||||||
1.5 | Election of Director: Thomas L. Carter, Jr. | Management | For | For | ||||||||||||
1.6 | Election of Director: Robert F. Fulton | Management | For | For | ||||||||||||
1.7 | Election of Director: Roger A. Ramsey | Management | For | For | ||||||||||||
1.8 | Election of Director: Frank A. Wojtek | Management | For | For | ||||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers | Management | For | For | ||||||||||||
3. | To approve, in accordance with NASDAQ Marketplace Rule 5635(d), the issuance of shares of the Company's common stock (i) either as dividends on, or upon redemption of, the Company's 8.875% redeemable preferred stock and (ii) upon the exercise of common stock purchase warrants issued in connection with such preferred stock | Management | For | For | ||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||||||
STERLING BANCORP | ||||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | STL | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US85917A1007 | Agenda | 934810486 - Management | |||||||||||||
Record Date | 28-Mar-2018 | Holding Recon Date | 28-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | John P. Cahill | For | For | |||||||||||||
2 | James F. Deutsch | For | For | |||||||||||||
3 | Navy E. Djonovic | For | For | |||||||||||||
4 | Fernando Ferrer | For | For | |||||||||||||
5 | Robert Giambrone | Withheld | Against | |||||||||||||
6 | Jack Kopnisky | For | For | |||||||||||||
7 | James J. Landy | For | For | |||||||||||||
8 | Robert W. Lazar | For | For | |||||||||||||
9 | Maureen Mitchell | For | For | |||||||||||||
10 | Patricia M. Nazemetz | For | For | |||||||||||||
11 | Richard O'Toole | For | For | |||||||||||||
12 | Ralph F. Palleschi | For | For | |||||||||||||
13 | Burt Steinberg | For | For | |||||||||||||
14 | William E. Whiston | For | For | |||||||||||||
2. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the provisions requiring cause and a supermajority vote to remove Directors. | Management | For | For | ||||||||||||
3. | Approval, by non-binding vote, of the compensation of the Named Executive Officers (Say-on-Pay). | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Crowe Horwath LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
BUILDERS FIRSTSOURCE, INC. | ||||||||||||||||
Security | 12008R107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BLDR | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US12008R1077 | Agenda | 934780506 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | David A. Barr | For | For | |||||||||||||
2 | Robert C. Griffin | For | For | |||||||||||||
3 | Brett N. Milgrim | For | For | |||||||||||||
2. | Advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2018. | Management | For | For | ||||||||||||
COUPA SOFTWARE INCORPORATED | ||||||||||||||||
Security | 22266L106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COUP | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US22266L1061 | Agenda | 934785607 - Management | |||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Roger Siboni | For | For | |||||||||||||
2 | Tayloe Stansbury | For | For | |||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2019. | Management | For | For | ||||||||||||
3. | Advisory (non-binding) vote on the frequency of named executive officer compensation votes. | Management | 1 Year | For | ||||||||||||
MAGELLAN HEALTH, INC. | ||||||||||||||||
Security | 559079207 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MGLN | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US5590792074 | Agenda | 934763485 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Eran Broshy | For | For | |||||||||||||
2 | Matthew J. Simas | For | For | |||||||||||||
3 | Swati Abbott | For | For | |||||||||||||
2. | To approve, by non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||||
3. | To approve an amendment to the company's 2014 Employee Stock Purchase Plan to increase the shares reserved by 300,000. | Management | For | For | ||||||||||||
4. | Ratification of Ernst & Young LLP as independent auditors for fiscal year 2018. | Management | For | For | ||||||||||||
AXT, INC. | ||||||||||||||||
Security | 00246W103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AXTI | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US00246W1036 | Agenda | 934772054 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jesse Chen | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of AXT's named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of BPM LLP as AXT's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
ANIXTER INTERNATIONAL INC. | ||||||||||||||||
Security | 035290105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AXE | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US0352901054 | Agenda | 934794860 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Lord James Blyth | For | For | |||||||||||||
2 | Frederic F. Brace | For | For | |||||||||||||
3 | Linda Walker Bynoe | For | For | |||||||||||||
4 | Robert J. Eck | For | For | |||||||||||||
5 | William A. Galvin | For | For | |||||||||||||
6 | F. Philip Handy | For | For | |||||||||||||
7 | Melvyn N. Klein | For | For | |||||||||||||
8 | George Munoz | For | For | |||||||||||||
9 | Scott R. Peppet | For | For | |||||||||||||
10 | Valarie L. Sheppard | For | For | |||||||||||||
11 | Stuart M. Sloan | For | For | |||||||||||||
12 | Samuel Zell | For | For | |||||||||||||
2. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of Ernst & Young LLP as independent registered public account firm for Fiscal 2018 | Management | For | For | ||||||||||||
HFF, INC. | ||||||||||||||||
Security | 40418F108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HF | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US40418F1084 | Agenda | 934815323 - Management | |||||||||||||
Record Date | 17-Apr-2018 | Holding Recon Date | 17-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Susan P. McGalla | For | For | |||||||||||||
2 | Lenore M. Sullivan | For | For | |||||||||||||
3 | Morgan K. O'Brien | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||
3. | RATIFICATION OF INDEPENDENT, REGISTERED CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | ||||||||||||
THE ENSIGN GROUP, INC | ||||||||||||||||
Security | 29358P101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ENSG | Meeting Date | 31-May-2018 | |||||||||||||
ISIN | US29358P1012 | Agenda | 934789338 - Management | |||||||||||||
Record Date | 03-Apr-2018 | Holding Recon Date | 03-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Christopher R. Christensen | Management | For | For | ||||||||||||
1b. | Election of Director: Daren J. Shaw | Management | For | For | ||||||||||||
1c. | Election of Director: Malene S. Davis | Management | For | For | ||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | ||||||||||||
EMCOR GROUP, INC. | ||||||||||||||||
Security | 29084Q100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EME | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | US29084Q1004 | Agenda | 934791737 - Management | |||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John W. Altmeyer | Management | For | For | ||||||||||||
1b. | Election of Director: David A. B. Brown | Management | For | For | ||||||||||||
1c. | Election of Director: Anthony J. Guzzi | Management | For | For | ||||||||||||
1d. | Election of Director: Richard F. Hamm, Jr. | Management | For | For | ||||||||||||
1e. | Election of Director: David H. Laidley | Management | For | For | ||||||||||||
1f. | Election of Director: Carol P. Lowe | Management | For | For | ||||||||||||
1g. | Election of Director: M. Kevin McEvoy | Management | For | For | ||||||||||||
1h. | Election of Director: William P. Reid | Management | For | For | ||||||||||||
1i. | Election of Director: Jerry E. Ryan | Management | For | For | ||||||||||||
1j. | Election of Director: Steven B. Schwarzwaelder | Management | For | For | ||||||||||||
1k. | Election of Director: Michael T. Yonker | Management | For | For | ||||||||||||
2. | Approval by non-binding advisory vote of executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2018. | Management | For | For | ||||||||||||
4. | Shareholder proposal regarding special shareholder meetings. | Shareholder | For | Against | ||||||||||||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | ||||||||||||||||
Security | 025676206 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AEL | Meeting Date | 07-Jun-2018 | |||||||||||||
ISIN | US0256762065 | Agenda | 934795874 - Management | |||||||||||||
Record Date | 13-Apr-2018 | Holding Recon Date | 13-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Brenda J. Cushing | For | For | |||||||||||||
2 | David S. Mulcahy | For | For | |||||||||||||
3 | A. J. Strickland, III | For | For | |||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SBGI | Meeting Date | 07-Jun-2018 | |||||||||||||
ISIN | US8292261091 | Agenda | 934798351 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | David D. Smith | For | For | |||||||||||||
2 | Frederick G. Smith | For | For | |||||||||||||
3 | J. Duncan Smith | For | For | |||||||||||||
4 | Robert E. Smith | For | For | |||||||||||||
5 | Howard E. Friedman | For | For | |||||||||||||
6 | Lawrence E. McCanna | For | For | |||||||||||||
7 | Daniel C. Keith | For | For | |||||||||||||
8 | Martin R. Leader | For | For | |||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
BLUCORA INC | ||||||||||||||||
Security | 095229100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BCOR | Meeting Date | 07-Jun-2018 | |||||||||||||
ISIN | US0952291005 | Agenda | 934800916 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: John S. Clendening | Management | For | For | ||||||||||||
1.2 | Election of Director: Lance G. Dunn | Management | For | For | ||||||||||||
1.3 | Election of Director: H. McIntyre Gardner | Management | For | For | ||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||||
4. | Approve the Blucora, Inc. 2018 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||||
5. | Approve an amendment to the Blucora, Inc. Restated Certificate of Incorporation to provide that the number of directors of the Company shall be not less than six nor more than 15 directors. | Management | For | For | ||||||||||||
WESTERN ALLIANCE BANCORPORATION | ||||||||||||||||
Security | 957638109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WAL | Meeting Date | 12-Jun-2018 | |||||||||||||
ISIN | US9576381092 | Agenda | 934806223 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Bruce Beach | Management | For | For | ||||||||||||
1b. | Election of Director: William S. Boyd | Management | For | For | ||||||||||||
1c. | Election of Director: Howard N. Gould | Management | For | For | ||||||||||||
1d. | Election of Director: Steven J. Hilton | Management | For | For | ||||||||||||
1e. | Election of Director: Marianne Boyd Johnson | Management | For | For | ||||||||||||
1f. | Election of Director: Robert P. Latta | Management | For | For | ||||||||||||
1g. | Election of Director: Cary Mack | Management | For | For | ||||||||||||
1h. | Election of Director: Todd Marshall | Management | For | For | ||||||||||||
1i. | Election of Director: James E. Nave, D.V.M. | Management | For | For | ||||||||||||
1j. | Election of Director: Michael Patriarca | Management | For | For | ||||||||||||
1k. | Election of Director: Robert Gary Sarver | Management | For | For | ||||||||||||
1l. | Election of Director: Donald D. Snyder | Management | For | For | ||||||||||||
1m. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | ||||||||||||
1n. | Election of Director: Kenneth A. Vecchione | Management | For | For | ||||||||||||
2. | Approve, on a non-binding advisory basis, executive compensation. | Management | For | For | ||||||||||||
3. | Vote, on a non-binding advisory basis, on the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||||||
4. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | For | For | ||||||||||||
ILG INC | ||||||||||||||||
Security | 44967H101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ILG | Meeting Date | 12-Jun-2018 | |||||||||||||
ISIN | US44967H1014 | Agenda | 934824853 - Management | |||||||||||||
Record Date | 24-Apr-2018 | Holding Recon Date | 24-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Craig M. Nash | For | For | |||||||||||||
2 | David Flowers | For | For | |||||||||||||
3 | Victoria L. Freed | For | For | |||||||||||||
4 | Lizanne Galbreath | For | For | |||||||||||||
5 | Chad Hollingsworth | For | For | |||||||||||||
6 | Lewis J. Korman | For | For | |||||||||||||
7 | Thomas J. Kuhn | For | For | |||||||||||||
8 | Thomas J. McInerney | For | For | |||||||||||||
9 | Thomas P. Murphy, Jr. | For | For | |||||||||||||
10 | Stephen R. Quazzo | For | For | |||||||||||||
11 | Sergio D. Rivera | For | For | |||||||||||||
12 | Thomas O. Ryder | For | For | |||||||||||||
13 | Avy H. Stein | For | For | |||||||||||||
2. | To approve, in an advisory non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for ILG for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
ASGN INCORPORATED | ||||||||||||||||
Security | 00191U102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ASGN | Meeting Date | 14-Jun-2018 | |||||||||||||
ISIN | US00191U1025 | Agenda | 934811541 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: Jeremy M. Jones | Management | For | For | ||||||||||||
1B | Election of Director: Mariel A. Joliet | Management | For | For | ||||||||||||
1C | Election of Director: Marty R. Kittrell | Management | For | For | ||||||||||||
2. | Non-binding advisory vote to approve the Company's executive compensation for the year ended December 31, 2017. | Management | Against | Against | ||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
BRIGHTSPHERE INVESTMENT GROUP PLC | ||||||||||||||||
Security | G1644T109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BSIG | Meeting Date | 19-Jun-2018 | |||||||||||||
ISIN | GB00BQVC8B38 | Agenda | 934815424 - Management | |||||||||||||
Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Stephen H. Belgrad | Management | Against | Against | ||||||||||||
1.2 | Election of Director: Robert J. Chersi | Management | For | For | ||||||||||||
1.3 | Election of Director: Suren S. Rana | Management | Against | Against | ||||||||||||
1.4 | Election of Director: James J. Ritchie | Management | For | For | ||||||||||||
1.5 | Election of Director: Barbara Trebbi | Management | For | For | ||||||||||||
1.6 | Election of Director: Guang Yang | Management | Against | Against | ||||||||||||
2. | Ratification of the appointment of KPMG LLP as BrightSphere's independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Appointment of KPMG LLP as BrightSphere's U.K. statutory auditor under the Companies Act 2006. | Management | For | For | ||||||||||||
4. | Authorization of BrightSphere's Board of Directors to determine the remuneration of KPMG LLP. | Management | For | For | ||||||||||||
5. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||||
6. | Advisory vote to approve the Directors' Remuneration Report. | Management | Against | Against | ||||||||||||
7. | Approval of the form of Amendment to the share repurchase contract and repurchase authorization. | Management | For | For | ||||||||||||
BLUEBIRD BIO, INC. | ||||||||||||||||
Security | 09609G100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BLUE | Meeting Date | 20-Jun-2018 | |||||||||||||
ISIN | US09609G1004 | Agenda | 934810347 - Management | |||||||||||||
Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Class II Director: John O. Agwunobi, M.D. | Management | For | For | ||||||||||||
1b. | Election of Class II Director: Mary Lynne Hedley, Ph.D | Management | For | For | ||||||||||||
1c. | Election of Class II Director: Daniel S. Lynch | Management | For | For | ||||||||||||
2. | To hold a non-binding advisory vote on the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
SABRA HEALTH CARE REIT, INC. | ||||||||||||||||
Security | 78573L106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SBRA | Meeting Date | 21-Jun-2018 | |||||||||||||
ISIN | US78573L1061 | Agenda | 934816010 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Craig A. Barbarosh | Management | For | For | ||||||||||||
1b. | Election of Director: Robert A. Ettl | Management | For | For | ||||||||||||
1c. | Election of Director: Michael J. Foster | Management | For | For | ||||||||||||
1d. | Election of Director: Ronald G. Geary | Management | For | For | ||||||||||||
1e. | Election of Director: Raymond J. Lewis | Management | For | For | ||||||||||||
1f. | Election of Director: Jeffrey A. Malehorn | Management | For | For | ||||||||||||
1g. | Election of Director: Richard K. Matros | Management | For | For | ||||||||||||
1h. | Election of Director: Milton J. Walters | Management | For | For | ||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sabra's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | Against | Against | ||||||||||||
3. | Approval, on an advisory basis, of the compensation of Sabra's named executive officers. | Management | For | For | ||||||||||||
TRAVELPORT WORLDWIDE LTD | ||||||||||||||||
Security | G9019D104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TVPT | Meeting Date | 27-Jun-2018 | |||||||||||||
ISIN | BMG9019D1048 | Agenda | 934799454 - Management | |||||||||||||
Record Date | 17-Apr-2018 | Holding Recon Date | 17-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Douglas M. Steenland | Management | For | For | ||||||||||||
1b. | Election of Director: Gordon A. Wilson | Management | For | For | ||||||||||||
1c. | Election of Director: Elizabeth L. Buse | Management | For | For | ||||||||||||
1d. | Election of Director: Steven R. Chambers | Management | For | For | ||||||||||||
1e. | Election of Director: Michael J. Durham | Management | For | For | ||||||||||||
1f. | Election of Director: Scott E. Forbes | Management | For | For | ||||||||||||
1g. | Election of Director: Douglas A. Hacker | Management | For | For | ||||||||||||
1h. | Election of Director: John B. Smith | Management | For | For | ||||||||||||
2. | The appointment of Deloitte LLP as the Company's independent auditors for the fiscal year ending December 31, 2018 and authorization of the Audit Committee to determine the independent auditors' remuneration. | Management | For | For | ||||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For |
Registrant: TWO ROADS SHARED TRUST -- Affinity World Leaders Equity ETF | Item 1, Exhibit 23 | ||||||||||
Investment Company Act file number: 811 -- 22718 | |||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | |||||||||||
VESTAS WIND SYSTEMS A/S | |||||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-Apr-2018 | |||||||||
ISIN | DK0010268606 | Agenda | 708998654 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
1 | THE BOARD OF DIRECTORS REPORT | Non-Voting | |||||||||
2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | |||||||
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 9.23 PER SHARE | Management | For | For | |||||||
4.1 | THE BOARD OF DIRECTORS PROPOSES THAT NINE MEMBERS ARE ELECTED TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.2.A | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERT NORDBERG | Management | For | For | |||||||
4.2.B | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CARSTEN BJERG | Management | For | For | |||||||
4.2.C | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: EIJA PITKANEN | Management | For | For | |||||||
4.2.D | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK ANDERSEN | Management | For | For | |||||||
4.2.E | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRY STENSON | Management | For | For | |||||||
4.2.F | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LARS JOSEFSSON | Management | For | For | |||||||
4.2.G | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LYKKE FRIIS | Management | For | For | |||||||
4.2.H | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: TORBEN BALLEGAARD SORENSEN | Management | For | For | |||||||
4.2.I | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS HESSELBERG LUND | Management | For | For | |||||||
5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | For | For | |||||||
5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 | Management | For | For | |||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | |||||||
7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 215,496,947 TO NOMINALLY DKK 205,696,003 THROUGH CANCELLATION OF TREASURY SHARES | Management | For | For | |||||||
7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2019 | Management | For | For | |||||||
7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL - AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION - AUTHORISATIONS OF THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED THEY ARE VALID UNTIL 1 APRIL 2023 | Management | For | For | |||||||
8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 4.2.A TO 4.2.I AND 6. THANK YOU. | Non-Voting | |||||||||
CMMT | 01 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
NESTE OYJ | |||||||||||
Security | X5688A109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Apr-2018 | |||||||||
ISIN | FI0009013296 | Agenda | 708964071 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||
3 | ELECTION OF THE EXAMINERS OF THE MINUTES AND THE SUPERVISORS FOR COUNTING OF-VOTES | Non-Voting | |||||||||
4 | ESTABLISHING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND THE VOTING LIST | Non-Voting | |||||||||
6 | PRESENTATION OF THE FINANCIAL STATEMENTS FOR 2017, INCLUDING ALSO THE-CONSOLIDATED FINANCIAL STATEMENTS, THE REVIEW BY THE BOARD OF DIRECTORS, AND-THE AUDITOR'S REPORT: REVIEW BY THE PRESIDENT & CEO | Non-Voting | |||||||||
7 | ADOPTION OF THE FINANCIAL STATEMENTS, INCLUDING ALSO THE ADOPTION OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | |||||||
8 | USE OF THE PROFIT SHOWN IN THE BALANCE SHEET AND DECIDING ON THE PAYMENT OF DIVIDEND: EUR 1.70 PER SHARE | Management | For | For | |||||||
9 | DISCHARGING THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | For | For | |||||||
10 | DECIDING THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
11 | DECIDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: EIGHT MEMBERS | Management | For | For | |||||||
12 | ELECTION OF THE CHAIR, THE VICE CHAIR, AND THE MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS' NOMINATION BOARD PROPOSES THAT THE CURRENT VICE CHAIR OF THE BOARD, MR. MATTI KAHKONEN SHALL BE ELECTED AS THE NEW CHAIR OF THE BOARD OF DIRECTORS, AND BOARD MEMBERS MS. MARTINA FLOEL, MS. LAURA RAITIO, MR. JEAN-BAPTISTE RENARD, MR. WILLEM SCHOEBER, AND MR. MARCO WIREN SHALL BE RE- ELECTED FOR A FURTHER TERM OF OFFICE. THE NOMINATION BOARD FURTHER PROPOSES THAT MS. RAUTIO SHALL BE ELECTED AS THE NEW VICE CHAIR OF THE BOARD. IN ADDITION, THE NOMINATION BOARD PROPOSES THAT MS. ELIZABETH BURGHOUT (BSC, CHEMICAL ENGINEERING) AND MR. JARI ROSENDAL (M.SC. ENG.) SHALL BE ELECTED AS NEW MEMBERS. ALL OF THOSE CONCERNED HAVE GIVEN THEIR CONSENT TO SERVING ON THE BOARD AND ARE CONSIDERED TO BE INDEPENDENT OF THE COMPANY AND ITS MAJOR SHAREHOLDERS. THE CHAIR OF THE BOARD OF DIRECTORS MR. JORMA ELORANTA HAS INFORMED THAT HE WILL NOT BE AVAILABLE FOR RE-ELECTION | Management | For | For | |||||||
13 | DECIDING THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
14 | ELECTION OF THE AUDITOR: THE BOARD PROPOSES, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AGM WOULD ELECT PRICEWATERHOUSECOOPERS OY, AUTHORIZED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITOR. PRICEWATERHOUSECOOPERS OY HAS ANNOUNCED THAT IT WILL APPOINT MR. MARKKU KATAJISTO, AUTHORIZED PUBLIC ACCOUNTANT, AS THE PRINCIPALLY RESPONSIBLE AUDITOR. THE AUDITOR'S TERM OF OFFICE SHALL END AT THE CLOSURE OF THE NEXT AGM | Management | For | For | |||||||
15 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE CONVEYANCE OF TREASURY SHARES | Management | For | For | |||||||
16 | CLOSING OF THE MEETING | Non-Voting | |||||||||
CAIXABANK, S.A. | |||||||||||
Security | E2427M123 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Apr-2018 | |||||||||
ISIN | ES0140609019 | Agenda | 709012354 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 06 APR 2018. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | APPROVE DISCHARGE OF BOARD | Management | For | For | |||||||
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | For | For | |||||||
4.1 | RATIFY APPOINTMENT OF AND ELECT EDUARDO JAVIER SANCHIZ IRAZU AS DIRECTOR | Management | For | For | |||||||
4.2 | RATIFY APPOINTMENT OF AND ELECT TOMAS MUNIESA ARANTEGUI AS DIRECTOR | Management | For | For | |||||||
5 | AMENDMENT OF SECTIONS 2 AND 5 OF ARTICLE 4 OF THE COMPANY BY-LAWS ("REGISTERED OFFICES AND CORPORATE WEBSITE") | Management | For | For | |||||||
6 | AMEND REMUNERATION POLICY | Management | For | For | |||||||
7 | APPROVE 2018 VARIABLE REMUNERATION SCHEME | Management | For | For | |||||||
8 | FIX MAXIMUM VARIABLE COMPENSATION RATIO | Management | For | For | |||||||
9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | |||||||
10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | For | For | |||||||
11 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | |||||||||
12 | RECEIVE BOARD OF DIRECTORS AND AUDITOR'S REPORT RE: ISSUANCE OF CONVERTIBLE-BONDS: NOTIFICATION OF THE BOARD OF DIRECTORS' REPORT AND THE AUDITOR'S-REPORT FOR PURPOSES OF THE PROVISIONS OF ARTICLE 511 OF THE SPANISH-CORPORATION LAW | Non-Voting | |||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | Non-Voting | |||||||||
CMMT | 05 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTIONS 5 AND 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||
AB VOLVO (PUBL) | |||||||||||
Security | 928856301 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Apr-2018 | |||||||||
ISIN | SE0000115446 | Agenda | 709033411 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: THE ELECTION COMMITTEE PROPOSES SVEN-UNGER, ATTORNEY AT LAW, TO BE THE CHAIRMAN OF THE MEETING | Non-Voting | |||||||||
3 | VERIFICATION OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF MINUTES-CHECKERS AND VOTE CONTROLLERS | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | PRESENTATION OF THE WORK OF THE BOARD AND BOARD COMMITTEES | Non-Voting | |||||||||
8 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE- CONSOLIDATED ACCOUNTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS.-IN CONNECTION THEREWITH, SPEECH BY THE PRESIDENT AND CEO | Non-Voting | |||||||||
9 | ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | For | For | |||||||
10 | RESOLUTION IN RESPECT OF THE DISPOSITION TO BE MADE OF THE COMPANY'S PROFITS: SEK 4.25 PER SHARE | Management | For | For | |||||||
11 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND OF THE PRESIDENT AND CEO | Management | For | For | |||||||
12 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE ELECTED BY THE MEETING: TEN MEMBERS AND NO DEPUTY MEMBERS | Management | For | For | |||||||
13 | DETERMINATION OF THE REMUNERATION TO THE BOARD MEMBERS | Management | For | For | |||||||
14.1 | ELECTION OF BOARD MEMBER: MATTI ALAHUHTA | Management | For | For | |||||||
14.2 | ELECTION OF BOARD MEMBER: ECKHARD CORDES | Management | For | For | |||||||
14.3 | ELECTION OF BOARD MEMBER: ERIC ELZVIK (NEW ELECTION) | Management | For | For | |||||||
14.4 | ELECTION OF BOARD MEMBER: JAMES W. GRIFFITH | Management | For | For | |||||||
14.5 | ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT | Management | For | For | |||||||
14.6 | ELECTION OF BOARD MEMBER: KATHRYN V. MARINELLO | Management | For | For | |||||||
14.7 | ELECTION OF BOARD MEMBER: MARTINA MERZ | Management | For | For | |||||||
14.8 | ELECTION OF BOARD MEMBER: HANNE DE MORA | Management | For | For | |||||||
14.9 | ELECTION OF BOARD MEMBER: HELENA STJERNHOLM | Management | For | For | |||||||
14.10 | ELECTION OF BOARD MEMBER: CARL-HENRIC SVANBERG | Management | For | For | |||||||
15 | RE-ELECTION OF CARL-HENRIC SVANBERG AS CHAIRMAN OF THE BOARD | Management | For | For | |||||||
16 | DETERMINATION OF THE REMUNERATION TO THE AUDITORS | Management | For | For | |||||||
17 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: DELOITTE AB | Management | For | For | |||||||
18 | ELECTION OF MEMBERS OF THE ELECTION COMMITTEE: THE ELECTION COMMITTEE PROPOSES THAT BENGT KJELL, REPRESENTING AB INDUSTRIVARDEN, YNGVE SLYNGSTAD, REPRESENTING NORGES BANK INVESTMENT MANAGEMENT, PAR BOMAN, REPRESENTING SVENSKA HANDELSBANKEN, SHB PENSION FUND, | Management | For | For | |||||||
SHB EMPLOYEE FUND, SHB PENSIONSKASSA AND OKTOGONEN, RAMSAY BRUFER, REPRESENTING ALECTA, AND THE CHAIRMAN OF THE BOARD ARE ELECTED MEMBERS OF THE ELECTION COMMITTEE AND THAT NO FEES ARE PAID TO THE MEMBERS OF THE ELECTION COMMITTEE | |||||||||||
19 | RESOLUTION REGARDING REMUNERATION POLICY FOR SENIOR EXECUTIVES | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 20.- THANK YOU | Non-Voting | |||||||||
20 | PROPOSALS FROM THE SHAREHOLDER CARL AXEL BRUNO REGARDING LIMITATION OF THE COMPANY'S CONTRIBUTIONS TO CHALMERS UNIVERSITY OF TECHNOLOGY FOUNDATION | Management | Against | Against | |||||||
VOLVO AB, GOTEBORG | |||||||||||
Security | 928856202 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Apr-2018 | |||||||||
ISIN | SE0000115420 | Agenda | 709033423 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: THE ELECTION COMMITTEE PROPOSES SVEN-UNGER, ATTORNEY AT LAW, TO BE THE CHAIRMAN OF THE MEETING | Non-Voting | |||||||||
3 | VERIFICATION OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF MINUTES-CHECKERS AND VOTE CONTROLLERS | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | PRESENTATION OF THE WORK OF THE BOARD AND BOARD COMMITTEES | Non-Voting | |||||||||
8 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE- CONSOLIDATED ACCOUNTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS.-IN CONNECTION THEREWITH, SPEECH BY THE PRESIDENT AND CEO | Non-Voting | |||||||||
9 | ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | For | For | |||||||
10 | RESOLUTION IN RESPECT OF THE DISPOSITION TO BE MADE OF THE COMPANY'S PROFITS: SEK 4.25 PER SHARE | Management | For | For | |||||||
11 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND OF THE PRESIDENT AND CEO | Management | For | For | |||||||
12 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE ELECTED BY THE MEETING: THE ELECTION COMMITTEE PROPOSES TEN MEMBERS AND NO DEPUTY MEMBERS | Management | For | For | |||||||
13 | DETERMINATION OF THE REMUNERATION TO THE BOARD MEMBERS | Management | For | For | |||||||
14.1 | ELECTION OF BOARD MEMBER: MATTI ALAHUHTA | Management | For | For | |||||||
14.2 | ELECTION OF BOARD MEMBER: ECKHARD CORDES | Management | For | For | |||||||
14.3 | ELECTION OF BOARD MEMBER: ERIC ELZVIK (NEW ELECTION) | Management | For | For | |||||||
14.4 | ELECTION OF BOARD MEMBER: JAMES W. GRIFFITH | Management | For | For | |||||||
14.5 | ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT | Management | For | For | |||||||
14.6 | ELECTION OF BOARD MEMBER: KATHRYN V. MARINELLO | Management | For | For | |||||||
14.7 | ELECTION OF BOARD MEMBER: MARTINA MERZ | Management | For | For | |||||||
14.8 | ELECTION OF BOARD MEMBER: HANNE DE MORA | Management | For | For | |||||||
14.9 | ELECTION OF BOARD MEMBER: HELENA STJERNHOLM | Management | For | For | |||||||
14.10 | ELECTION OF BOARD MEMBER: CARL-HENRIC SVANBERG | Management | For | For | |||||||
15 | THE ELECTION COMMITTEE PROPOSES RE- ELECTION OF CARL-HENRIC SVANBERG AS CHAIRMAN OF THE BOARD | Management | For | For | |||||||
16 | DETERMINATION OF THE REMUNERATION TO THE AUDITORS | Management | For | For | |||||||
17 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: THE ELECTION COMMITTEE PROPOSES, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATIONS, THAT THE REGISTERED FIRM OF AUDITORS DELOITTE AB IS ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING 2022 | Management | For | For | |||||||
18 | ELECTION OF MEMBERS OF THE ELECTION COMMITTEE: THE ELECTION COMMITTEE PROPOSES THAT BENGT KJELL, REPRESENTING AB INDUSTRIVARDEN, YNGVE SLYNGSTAD, REPRESENTING NORGES BANK INVESTMENT MANAGEMENT, PAR BOMAN, REPRESENTING SVENSKA HANDELSBANKEN, SHB PENSION FUND, SHB EMPLOYEE FUND, SHB PENSIONSKASSA AND OKTOGONEN, RAMSAY BRUFER, REPRESENTING ALECTA, AND THE CHAIRMAN OF THE BOARD ARE ELECTED MEMBERS OF THE ELECTION COMMITTEE AND THAT NO FEES ARE PAID TO THE MEMBERS OF THE ELECTION COMMITTEE | Management | For | For | |||||||
19 | RESOLUTION REGARDING REMUNERATION POLICY FOR SENIOR EXECUTIVES | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 20.- THANK YOU | Non-Voting | |||||||||
20 | PROPOSALS FROM THE SHAREHOLDER CARL AXEL BRUNO REGARDING LIMITATION OF THE COMPANY'S CONTRIBUTIONS TO CHALMERS UNIVERSITY OF TECHNOLOGY FOUNDATION | Management | Against | Against | |||||||
RIO TINTO PLC | |||||||||||
Security | G75754104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Apr-2018 | |||||||||
ISIN | GB0007188757 | Agenda | 709012075 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 1 TO 17 WILL BE VOTED ON BY RIO TINTO PLC AND-RIO TINTO LIMITED SHAREHOLDERS AS A JOINT ELECTORATE. THANK YOU | Non-Voting | |||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||
3 | APPROVE REMUNERATION REPORT FOR UK LAW PURPOSES | Management | Against | Against | |||||||
4 | APPROVE REMUNERATION REPORT FOR AUSTRALIAN LAW PURPOSES | Management | Against | Against | |||||||
5.A | APPROVE 2018 EQUITY INCENTIVE PLAN | Management | For | For | |||||||
5.B | APPROVE THE POTENTIAL TERMINATION OF BENEFITS PAYABLE UNDER THE 2018 EQUITY INCENTIVE PLAN | Management | For | For | |||||||
6 | RE-ELECT: MEGAN CLARK AS DIRECTOR | Management | For | For | |||||||
7 | RE-ELECT: DAVID CONSTABLE AS DIRECTOR | Management | For | For | |||||||
8 | RE-ELECT: ANN GODBEHERE AS DIRECTOR | Management | For | For | |||||||
9 | RE-ELECT: SIMON HENRY AS DIRECTOR | Management | For | For | |||||||
10 | RE-ELECT :JEAN-SEBASTIEN JACQUES AS DIRECTOR | Management | For | For | |||||||
11 | RE-ELECT: SAM LAIDLAW AS DIRECTOR | Management | For | For | |||||||
12 | RE-ELECT: MICHAEL L'ESTRANGE AS DIRECTOR | Management | For | For | |||||||
13 | RE-ELECT: CHRIS LYNCH AS DIRECTOR | Management | For | For | |||||||
14 | RE-ELECT: SIMON THOMPSON AS DIRECTOR | Management | For | For | |||||||
15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | |||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||
17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 18 TO 21 WILL BE VOTED ON BY RIO TINTO PLC-SHAREHOLDERS ONLY. THANK YOU | Non-Voting | |||||||||
18 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | For | For | |||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | |||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | |||||||
CARNIVAL PLC | |||||||||||
Security | G19081101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Apr-2018 | |||||||||
ISIN | GB0031215220 | Agenda | 709018433 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
2 | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
3 | TO ELECT JASON GLEN CAHILLY AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
4 | TO RE-ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
5 | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
6 | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
7 | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
8 | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
9 | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
10 | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
11 | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Management | For | For | |||||||
12 | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
13 | TO APPROVE THE CARNIVAL PLC DIRECTORS REMUNERATION REPORT | Management | For | For | |||||||
14 | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM OF CARNIVAL CORPORATION | Management | For | For | |||||||
15 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO DETERMINE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC | Management | For | For | |||||||
16 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2017 | Management | For | For | |||||||
17 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC | Management | For | For | |||||||
18 | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC | Management | For | For | |||||||
19 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET | Management | For | For | |||||||
FIAT CHRYSLER AUTOMOBILES N.V. | |||||||||||
Security | N31738102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-Apr-2018 | |||||||||
ISIN | NL0010877643 | Agenda | 709016465 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | OPENING | Non-Voting | |||||||||
2.A | ANNUAL REPORT 2017: REPORT OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR-2017 | Non-Voting | |||||||||
2.B | ANNUAL REPORT 2017: MAIN ITEMS OF CORPORATE GOVERNANCE STRUCTURE AND- COMPLIANCE WITH DUTCH CORPORATE GOVERNANCE CODE | Non-Voting | |||||||||
2.C | ANNUAL REPORT 2017: IMPLEMENTATION OF THE REMUNERATION POLICY IN 2017 | Non-Voting | |||||||||
2.D | ANNUAL REPORT 2017: POLICY ON ADDITIONS TO RESERVES AND ON DIVIDENDS | Non-Voting | |||||||||
2.E | ANNUAL REPORT 2017: ADOPTION OF THE 2017 ANNUAL ACCOUNTS | Management | For | For | |||||||
2.F | ANNUAL REPORT 2017: GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
3.A | RE-APPOINTMENT OF EXECUTIVE DIRECTOR: JOHN ELKANN | Management | For | For | |||||||
3.B | RE-APPOINTMENT OF EXECUTIVE DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||
4.A | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: RONALD L. THOMPSON | Management | For | For | |||||||
4.B | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: JOHN ABBOTT | Management | For | For | |||||||
4.C | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: ANDREA AGNELLI | Management | For | For | |||||||
4.D | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA | Management | For | For | |||||||
4.E | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: GLENN EARLE | Management | For | For | |||||||
4.F | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: VALERIE A. MARS | Management | For | For | |||||||
4.G | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||||||
4.H | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MICHELANGELO A. VOLPI | Management | For | For | |||||||
4.I | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT | Management | For | For | |||||||
4.J | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA | Management | For | For | |||||||
5 | PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | For | |||||||
6 | DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |||||||
7 | CLOSE OF MEETING | Non-Voting | |||||||||
CMMT | 27 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING-TYPE FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
GENTING SINGAPORE PLC | |||||||||||
Security | G3825Q102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2018 | |||||||||
ISIN | GB0043620292 | Agenda | 709095966 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO DECLARE A FINAL TAX EXEMPT (ONE-TIER) DIVIDEND OF SGD0.02 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR TAN HEE TECK | Management | For | For | |||||||
3 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR KOH SEOW CHUAN | Management | For | For | |||||||
4 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR JONATHAN ASHERSON | Management | For | For | |||||||
5 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR TAN WAH YEOW | Management | For | For | |||||||
6 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES IN ARREARS ON QUARTERLY BASIS, FOR A TOTAL AMOUNT OF UP TO SGD1,877,000 (2017: UP TO SGD1,385,000) FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2018 | Management | For | For | |||||||
7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, SINGAPORE AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | PROPOSED SHARE ISSUE MANDATE | Management | For | For | |||||||
9 | PROPOSED MODIFICATIONS TO, AND RENEWAL OF, THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | For | |||||||
10 | PROPOSED RENEWAL OF THE SHARE BUY-BACK MANDATE | Management | For | For | |||||||
CMMT | 30 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 1 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
GENTING SINGAPORE PLC | |||||||||||
Security | G3825Q102 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2018 | |||||||||
ISIN | GB0043620292 | Agenda | 709100034 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THAT SUBJECT TO AND CONTINGENT UPON THE PASSING OF RESOLUTIONS 2 AND 3: (A) APPROVAL BE AND IS HEREBY GIVEN TO THE COMPANY FOR THE RE-DOMICILIATION OF THE COMPANY FROM THE ISLE OF MAN TO SINGAPORE; AND (B) THE DIRECTORS AND/OR ANY OF THEM BE AND IS HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS, INCLUDING, WITHOUT LIMITATION, ENTERING INTO ALL SUCH ARRANGEMENTS AND AGREEMENTS AND EXECUTING ALL SUCH DOCUMENTS, AS THEY AND/OR HE MAY CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | Management | For | For | |||||||
2 | THAT SUBJECT TO AND CONTINGENT UPON THE PASSING OF RESOLUTIONS 1 AND 3: (A) THE NAME OF THE COMPANY BE CHANGED FROM "GENTING SINGAPORE PLC" TO "GENTING SINGAPORE LIMITED" WITH EFFECT FROM THE DATE OF RE- DOMICILIATION OF THE COMPANY INTO SINGAPORE; AND (B) THE DIRECTORS AND/OR ANY OF THEM BE AND IS HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | Management | For | For | |||||||
3 | THAT SUBJECT TO AND CONTINGENT UPON THE PASSING OF RESOLUTIONS 1 AND 2: (A) THE REGULATIONS CONTAINED IN THE NEW CONSTITUTION AS SET OUT IN APPENDIX I OF THE CIRCULAR BE APPROVED AND ADOPTED AS THE CONSTITUTION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING M&AA, WITH EFFECT FROM THE DATE OF RE-DOMICILIATION OF THE COMPANY INTO SINGAPORE; AND (B) THE DIRECTORS AND/OR ANY OF THEM BE AND IS HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | Management | For | For | |||||||
OWENS CORNING | |||||||||||
Security | 690742101 | Meeting Type | Annual | ||||||||
Ticker Symbol | OC | Meeting Date | 19-Apr-2018 | ||||||||
ISIN | US6907421019 | Agenda | 934743837 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A | Election of Director: Cesar Conde | Management | For | For | |||||||
1B | Election of Director: Adrienne D. Elsner | Management | For | For | |||||||
1C | Election of Director: J. Brian Ferguson | Management | For | For | |||||||
1D | Election of Director: Ralph F. Hake | Management | For | For | |||||||
1E | Election of Director: Edward F. Lonergan | Management | For | For | |||||||
1F | Election of Director: Maryann T. Mannen | Management | For | For | |||||||
1G | Election of Director: W. Howard Morris | Management | For | For | |||||||
1H | Election of Director: Suzanne P. Nimocks | Management | For | For | |||||||
1I | Election of Director: Michael H. Thaman | Management | For | For | |||||||
1J | Election of Director: John D. Williams | Management | For | For | |||||||
2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||||||
3 | To approve, on an advisory basis, 2017 named executive officer compensation. | Management | For | For | |||||||
PEUGEOT SA, PARIS | |||||||||||
Security | F72313111 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2018 | |||||||||
ISIN | FR0000121501 | Agenda | 709059427 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||
CMMT | 06 APR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0314/20180314 1-800560.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0406/20180406 1-800909.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF- RESOLUTION O.23 TO E.23 AND ADDITION OF URL. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2017 AND DISTRIBUTION OF THE DIVIDEND | Management | For | For | |||||||
O.4 | RATIFICATION OF THE CO-OPTATION OF A MEMBER OF THE SUPERVISORY BOARD AND RENEWAL OF ITS TERM OF OFFICE (BPIFRANCE PARTICIPATIONS COMPANY, REPRESENTED BY MRS. ANNE GUERIN) AS A REPLACEMENT FOR MR. JACK AZOULAY WHO HAS RESIGNED | Management | Against | Against | |||||||
O.5 | RATIFICATION OF THE CO-OPTATION OF A MEMBER OF THE SUPERVISORY BOARD AND RENEWAL OF HIS TERM OF OFFICE (MR. AN TIECHENG) AS A REPLACEMENT FOR MR. LIU WEIDONG WHO HAS RESIGNED | Management | Against | Against | |||||||
O.6 | RATIFICATION OF THE CO-OPTATION OF A MEMBER OF THE SUPERVISORY BOARD AND RENEWAL OF ITS TERM OF OFFICE (LIONS PARTICIPATIONS COMPANY, REPRESENTED BY MR. DANIEL BERNARD) AS A REPLACEMENT FOR MRS. FLORENCE VERZELEN WHO HAS RESIGNED | Management | For | For | |||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF A MEMBER OF THE SUPERVISORY BOARD (MR. LOUIS GALLOIS) | Management | For | For | |||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF A MEMBER OF THE SUPERVISORY BOARD (ETABLISSEMENT PEUGEOT FRERES COMPANY, REPRESENTED BY MRS. MARIE-HELENE PEUGEOT RONCORONI) | Management | For | For | |||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF A MEMBER OF THE SUPERVISORY BOARD (ETABLISSEMENT PEUGEOT FRERES COMPANY, REPRESENTED BY MR. ROBERT PEUGEOT) | Management | Against | Against | |||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF A MEMBER OF THE SUPERVISORY BOARD (THE COMPANY DONGFENG MOTORS (HONG KONG) INTERNATIONAL CO. LTD., REPRESENTED BY MR. LIU WEIDONG) | Management | For | For | |||||||
O.11 | AMENDMENT TO THE CRITERIA AND PRINCIPLES FOR DETERMINATION, DISTRIBUTION AND ALLOCATION OF COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, FOR THE FINANCIAL YEAR 2017, TO MR. CARLOS TAVARES, CHAIRMAN OF THE MANAGEMENT BOARD | Management | Against | Against | |||||||
O.12 | AMENDMENT TO THE CRITERIA AND PRINCIPLES FOR DETERMINATION, DISTRIBUTION AND ALLOCATION OF COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, FOR THE FINANCIAL YEAR 2017, TO MR. JEAN-BAPTISTE CHASSELOUP DE CHATILLON, MEMBER OF THE MANAGEMENT BOARD | Management | Against | Against | |||||||
O.13 | APPROVAL OF THE CRITERIA AND PRINCIPLES FOR DETERMINATION, DISTRIBUTION AND ALLOCATION OF COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, FOR THE FINANCIAL YEAR 2018, TO MR. CARLOS TAVARES, CHAIRMAN OF THE MANAGEMENT BOARD | Management | Against | Against | |||||||
O.14 | APPROVAL OF THE CRITERIA AND PRINCIPLES FOR DETERMINATION, DISTRIBUTION AND ALLOCATION OF COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, FOR THE FINANCIAL YEAR 2018, TO MR. JEAN-BAPTISTE CHASSELOUP DE CHATILLON, MR. MAXIME PICAT, MR. JEAN- CHRISTOPHE QUEMARD, MEMBERS OF THE MANAGEMENT BOARD | Management | Against | Against | |||||||
O.15 | APPROVAL OF THE CRITERIA AND PRINCIPLES FOR DETERMINATION, DISTRIBUTION AND ALLOCATION OF COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, FOR THE FINANCIAL YEAR 2018, TO MEMBERS OF THE SUPERVISORY BOARD AND TO MR. LOUIS GALLOIS, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | |||||||
O.16 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND DUE OR AWARDED, FOR THE FINANCIAL YEAR 2017, TO MR. CARLOS TAVARES, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | |||||||
O.17 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND DUE OR AWARDED, FOR THE FINANCIAL YEAR 2017, TO MR. JEAN- BAPTISTE CHASSELOUP DE CHATILLON, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||
O.18 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND DUE OR AWARDED, FOR THE FINANCIAL YEAR 2017, TO MR. MAXIME PICAT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||
O.19 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND DUE OR AWARDED, FOR THE FINANCIAL YEAR 2017, TO MR. JEAN- CHRISTOPHE QUEMARD, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||
O.20 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND DUE OR AWARDED, FOR THE FINANCIAL YEAR 2017, TO MR. LOUIS GALLOIS, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | |||||||
O.21 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | For | For | |||||||
E.22 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO PROCEED WITH THE ALLOCATION OF PERFORMANCE, EXISTING OR TO BE ISSUED SHARES, TO THE SALARIED STAFF MEMBERS AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.23 | DELEGATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF 18 MONTHS, TO ISSUE, DURING A PUBLIC OFFERING PERIOD, WARRANTS INVOLVING THE SHARES OF THE COMPANY | Management | Against | Against | |||||||
E.24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO PROCEED WITH ONE OR MORE SHARE CAPITAL INCREASES RESERVED FOR EMPLOYEES, WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | |||||||
TELECOM ITALIA SPA, MILANO | |||||||||||
Security | T92778108 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2018 | |||||||||
ISIN | IT0003497168 | Agenda | 709252794 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 892839 DUE TO RECEIVED-ADDITIONAL RESOLUTIONS 1 & 2 WITH AUDITORS SLATES. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/AR_348957.PDF | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT BOARD DOES NOT MAKE ANY RECOMMENDATION FOR PROPOSALS 1 AND-2. THANK YOU | Non-Voting | |||||||||
1 | TO REVOKE DIRECTORS (IN THE NECESSARY MEASURE, ACCORDING TO THE TIMING OF RESIGNATIONS OCCURRED DURING THE BOARD OF DIRECTORS MEETING OF 22 MARCH 2018, AS PER ART. 2385, FIRST ITEM, OF THE ITALIAN CIVIL CODE) | Management | |||||||||
2 | TO APPOINT SIX DIRECTORS IN THE PERSONS OF MISTERS FULVIO CONTI, MASSIMO FERRARI, PAOLA GIANNOTTI DE PONTI, LUIGI GUBITOSI, DANTE ROSCINI AND ROCCO SABELLI, TO REPLACE THE RESIGNED MISTERS ARNAUD ROY DE PUYFONTAINE, HERVE' PHILIPPE, FREDERIC CREPIN, GIUSEPPE RECCHI, FELICITE' HERZOG AND ANNA JONES | Management | |||||||||
3 | TO APPOINT ONE DIRECTOR | Management | |||||||||
4 | BALANCE SHEET AS OF 31 DECEMBER 2017 - APPROVAL OF THE ACCOUNTING DOCUMENTATION - PREFERRED DIVIDEND PAYMENT TO SAVING SHARES | Management | |||||||||
5 | REWARDING REPORT - RESOLUTION ON THE FIRST SECTION | Management | |||||||||
6 | INCENTIVE PLAN BASED ON FINANCIAL INSTRUMENTS - TRANCHE RESERVED TO TIM S.P.A. CHIEF EXECUTIVE OFFICER | Management | |||||||||
7 | INCENTIVE PLAN BASED ON FINANCIAL INSTRUMENTS - TRANCHE ADDRESSED TO TIM S.P.A. AND ITS SUBSIDIARIES' MANAGEMENT MEMBERS | Management | |||||||||
8 | TO APPOINT EXTERNAL AUDITORS FOR FINANCIAL YEARS 2019-2027 | Management | |||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-AUDITORS SINGLE SLATE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTE RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE SLATE UNDER RESOLUTIONS 9.1 AND 9.2 | Non-Voting | |||||||||
9.1 | TO APPOINT INTERNAL AUDITORS - TO STATE EMOLUMENT- APPOINTMENT OF EFFECTIVE AND ALTERNATE INTERNAL AUDITORS: LIST PRESENTED BY VIVENDI S.A., REPRESENTING 23.94PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS: FAZZINI MARCO SCHIAVONE PANNI FRANCESCO DE MARTINO GIULIA MASTRAPASQUA PIETRO VANZETTA MARA ALTERNATE AUDITORS: COPPOLA ANTONIA - BALELLI ANDREA TALAMONTI MARIA FRANCESCA TIRDI SILVIO | Management | |||||||||
9.2 | TO APPOINT INTERNAL AUDITORS - TO STATE EMOLUMENT-APPOINTMENT OF EFFECTIVE AND ALTERNATE INTERNAL AUDITORS: LIST PRESENTED BY A GROUP OF ASSET MANAGEMENT COMPANIES AND INTERNATIONAL INVESTORS, REPRESENTING MORE THAN 0.5PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS: ROBERTO CAPONE ANNA DORO ALTERNATE AUDITORS: FRANCO DALLA SEGA LAURA FIORDELISI | Management | |||||||||
10 | TO APPOINT INTERNAL AUDITORS - TO APPOINT THE CHAIRMAN | Management | |||||||||
11 | TO APPOINT INTERNAL AUDITORS - TO STATE EMOLUMENT | Management | |||||||||
HP INC. | |||||||||||
Security | 40434L105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HPQ | Meeting Date | 24-Apr-2018 | ||||||||
ISIN | US40434L1052 | Agenda | 934737909 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Aida M. Alvarez | Management | For | For | |||||||
1B. | Election of Director: Shumeet Banerji | Management | For | For | |||||||
1C. | Election of Director: Robert R. Bennett | Management | For | For | |||||||
1D. | Election of Director: Charles V. Bergh | Management | For | For | |||||||
1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||||||
1F. | Election of Director: Stephanie A. Burns | Management | For | For | |||||||
1G. | Election of Director: Mary Anne Citrino | Management | For | For | |||||||
1H. | Election of Director: Stacey Mobley | Management | For | For | |||||||
1I. | Election of Director: Subra Suresh | Management | For | For | |||||||
1J. | Election of Director: Dion J. Weisler | Management | For | For | |||||||
2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2018 | Management | For | For | |||||||
3. | To approve, on an advisory basis, the company's executive compensation | Management | For | For | |||||||
4. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting | Shareholder | For | Against | |||||||
CENTENE CORPORATION | |||||||||||
Security | 15135B101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNC | Meeting Date | 24-Apr-2018 | ||||||||
ISIN | US15135B1017 | Agenda | 934738987 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Jessica L. Blume | Management | For | For | |||||||
1B. | Election of Director: Frederick H. Eppinger | Management | For | For | |||||||
1C. | Election of Director: David L. Steward | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | |||||||
PERSIMMON PLC | |||||||||||
Security | G70202109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Apr-2018 | |||||||||
ISIN | GB0006825383 | Agenda | 709074289 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' AND AUDITOR'S REPORTS AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 110P PER ORDINARY SHARE | Management | For | For | |||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | Against | Against | |||||||
4 | TO RE-ELECT NIGEL MILLS AS A DIRECTOR | Management | Against | Against | |||||||
5 | TO RE-ELECT JEFFREY FAIRBURN AS A DIRECTOR | Management | Against | Against | |||||||
6 | TO RE-ELECT MICHAEL KILLORAN AS A DIRECTOR | Management | Against | Against | |||||||
7 | TO RE-ELECT DAVID JENKINSON AS A DIRECTOR | Management | Against | Against | |||||||
8 | TO RE-ELECT MARION SEARS AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT RACHEL KENTLETON AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT SIMON LITHERLAND AS A DIRECTOR | Management | For | For | |||||||
11 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
13 | TO APPROVE THE PERSIMMON SAVINGS-RELATED SHARE OPTION SCHEME 2018 | Management | For | For | |||||||
14 | TO RENEW THE AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
15 | TO RENEW THE AUTHORITY TO THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | |||||||
16 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
17 | TO AUTHORISE THE CALLING OF A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
WILMAR INTERNATIONAL LTD | |||||||||||
Security | Y9586L109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Apr-2018 | |||||||||
ISIN | SG1T56930848 | Agenda | 709201002 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND THE AUDITOR'S REPORT THEREON | Management | For | For | |||||||
2 | TO APPROVE THE PAYMENT OF PROPOSED FINAL DIVIDEND: DIVIDEND OF SGD 0.07 PER ORDINARY SHARE | Management | For | For | |||||||
3 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD 850,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 (2016: SGD 790,000) | Management | For | For | |||||||
4 | TO RE-ELECT MR MARTUA SITORUS AS A DIRECTOR | Management | Against | Against | |||||||
5 | TO RE-ELECT MR KUOK KHOON EAN AS A DIRECTOR | Management | Against | Against | |||||||
6 | TO RE-ELECT MR JUAN RICARDO LUCIANO AS A DIRECTOR | Management | Against | Against | |||||||
7 | TO RE-ELECT MR LIM SIONG GUAN AS A DIRECTOR | Management | For | For | |||||||
8 | TO RE-ELECT MR WEIJIAN SHAN AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
10 | TO AUTHORISE DIRECTORS TO ISSUE AND ALLOT SHARES IN THE COMPANY | Management | For | For | |||||||
11 | TO AUTHORISE DIRECTORS TO OFFER AND GRANT OPTIONS UNDER THE WILMAR ESOS 2009 AND TO ISSUE AND ALLOT SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE WILMAR ESOS 2009 | Management | For | For | �� | ||||||
12 | TO APPROVE THE RENEWAL OF SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | Against | Against | |||||||
13 | TO APPROVE THE RENEWAL OF SHARE PURCHASE MANDATE | Management | For | For | |||||||
BORGWARNER INC. | |||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BWA | Meeting Date | 25-Apr-2018 | ||||||||
ISIN | US0997241064 | Agenda | 934736856 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Jan Carlson | Management | For | For | |||||||
1B. | Election of Director: Dennis C. Cuneo | Management | For | For | |||||||
1C. | Election of Director: Michael S. Hanley | Management | For | For | |||||||
1D. | Election of Director: Roger A. Krone | Management | For | For | |||||||
1E. | Election of Director: John R. McKernan, Jr. | Management | For | For | |||||||
1F. | Election of Director: Alexis P. Michas | Management | For | For | |||||||
1G. | Election of Director: Vicki L. Sato | Management | For | For | |||||||
1H. | Election of Director: Thomas T. Stallkamp | Management | For | For | |||||||
1I. | Election of Director: James R. Verrier | Management | For | For | |||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | |||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as Independent Registered Public Accounting firm for 2018. | Management | For | For | |||||||
4. | Approval of the BorgWarner Inc. 2018 Stock Incentive Plan. | Management | For | For | |||||||
5. | Approval of the Amendment of the Restated Certificate of Incorporation to provide for removal of directors without cause. | Management | For | For | |||||||
6. | Approval of the Amendment of the Restated Certificate of Incorporation to allow stockholders to act by written consent. | Management | For | For | |||||||
7. | Stockholder proposal to amend existing proxy access provision. | Shareholder | Against | For | |||||||
SPIRIT AEROSYSTEMS HOLDINGS INC | |||||||||||
Security | 848574109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPR | Meeting Date | 25-Apr-2018 | ||||||||
ISIN | US8485741099 | Agenda | 934741756 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Charles Chadwell | Management | For | For | |||||||
1b. | Election of Director: Irene M. Esteves | Management | For | For | |||||||
1c. | Election of Director: Paul Fulchino | Management | For | For | |||||||
1d. | Election of Director: Thomas C. Gentile, III | Management | For | For | |||||||
1e. | Election of Director: Richard Gephardt | Management | For | For | |||||||
1f. | Election of Director: Robert Johnson | Management | For | For | |||||||
1g. | Election of Director: Ronald T. Kadish | Management | For | For | |||||||
1h. | Election of Director: John Plueger | Management | For | For | |||||||
1i. | Election of Director: Laura Wright | Management | For | For | |||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | |||||||
4. | The Board's proposal to lower the threshold of stockholders required to call a special meeting to 25%. | Management | Against | Against | |||||||
5. | The stockholder proposal to lower the threshold of stockholders required to call a special meeting to 10%. | Shareholder | For | Against | |||||||
TAYLOR WIMPEY PLC | |||||||||||
Security | G86954107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | GB0008782301 | Agenda | 709075279 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE 2017 DIRECTORS' AND AUDITOR'S REPORTS AND FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO APPROVE A DIVIDEND | Management | For | For | |||||||
3 | TO APPROVE SPECIAL DIVIDEND | Management | For | For | |||||||
4 | TO RE-ELECT KEVIN BEESTON | Management | For | For | |||||||
5 | TO RE-ELECT PETE REDFEM | Management | For | For | |||||||
6 | TO RE-ELECT RYAN MANGOLD | Management | For | For | |||||||
7 | TO RE-ELECT JAMES JORDAN | Management | For | For | |||||||
8 | TO RE-ELECT KATE BAKER DBE | Management | For | For | |||||||
9 | TO RE-ELECT MIKE HUSSEY | Management | For | For | |||||||
10 | TO RE-ELECT ANGELA KNIGHT CBE | Management | For | For | |||||||
11 | TO RE-ELECT HUMPHREY SINGER | Management | For | For | |||||||
12 | TO RE-ELECT GWYN BUR | Management | For | For | |||||||
13 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S FEES | Management | For | For | |||||||
15 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
16 | TO DIS-APPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management | For | For | |||||||
17 | TO DIS-APPLY PRE-EMPTION RIGHTS - ADDITIONAL POWER | Management | For | For | |||||||
18 | TO EMPOWER THE COMPANY TO MAKE MARKET PURCHASES OF ITS SHARES | Management | For | For | |||||||
19 | TO APPROVE THE DIRECTORS' ANNUAL REPORT ON REMUNERATION | Management | For | For | |||||||
20 | TO AUTHORISE POLITICAL EXPENDITURE | Management | For | For | |||||||
21 | TO APPROVE THE CALLING OF GENERAL MEETINGS ON 14 DAYS' CLEAR NOTICE | Management | For | For | |||||||
UCB SA, BRUXELLES | |||||||||||
Security | B93562120 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | BE0003739530 | Agenda | 709125757 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 MAY 2018 AT 11.00 EXTRAORDINARY PART I.E., ( EXTRAORDINARY-GENERAL MEETING). ONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR-ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
O.1 | REPORT OF THE BOARD OF DIRECTORS ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL-YEAR ENDED 31 DECEMBER 2017 | Non-Voting | |||||||||
O.2 | REPORT OF THE STATUTORY AUDITOR ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR- ENDED 31 DECEMBER 2017 | Non-Voting | |||||||||
O.3 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE UCB GROUP RELATING-TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Non-Voting | |||||||||
O.4 | THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND THE APPROPRIATION OF THE RESULTS REFLECTED THEREIN, INCLUDING THE APPROVAL OF A GROSS DIVIDEND OF EUR 1,18 PER SHARE | Management | For | For | |||||||
O.5 | THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017. | Management | Against | Against | |||||||
O.6 | THE GENERAL MEETING GRANTS DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.7 | THE GENERAL MEETING GRANTS DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF HIS DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.8.1 | THE GENERAL MEETING RENEWS THE APPOINTMENT OF DR. JEAN-CHRISTOPHE TELLIER AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | |||||||
O.82A | THE GENERAL MEETING RENEWS THE APPOINTMENT OF PROF. KAY DAVIES AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | |||||||
O.82B | THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, KAY DAVIES QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 526TER OF THE BELGIAN COMPANIES CODE AND THE APPLICABLE CORPORATE GOVERNANCE RULES AND APPOINTS HER AS INDEPENDENT DIRECTOR | Management | For | For | |||||||
O.8.3 | THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. CEDRIC VAN RIJCKEVORSEL AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | |||||||
O.9 | STATUTORY AUDITOR - RENEWAL OF THE MANDATE: UPON THE PROPOSAL OF THE AUDIT COMMITTEE AND UPON PRESENTATION BY THE WORKS COUNCIL, THE GENERAL MEETING RENEWS THE APPOINTMENT OF PWC BEDRIJFSREVISOREN BCVBA / REVISEURS D'ENTREPRISES SCCRL, HAVING ITS REGISTERED OFFICE AT 1932 SINT-STEVENS-WOLUWE, WOLUWEDAL 18, AS STATUTORY AUDITOR FOR A TERM OF THREE (3) YEARS, UP TO AND INCLUDING THE GENERAL MEETING CONVENED TO DECIDE ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020. THE PERMANENT REPRESENTATIVE OF PWC BEDRIJFSREVISOREN BCVBA / REVISEURS D'ENTREPRISES SCCRL WILL BE MR. ROMAIN SEFFER, REGISTERED AUDITOR. THE STATUTORY AUDITOR'S ANNUAL FEE, FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED ACCOUNTS, IS FIXED AT EUR 435 000 (PLUS VAT, OUT-OF-POCKET EXPENSES AND THE IRE/IBR FEE) | Management | For | For | |||||||
O10.1 | LONG TERM INCENTIVE PLANS: THE GENERAL MEETING APPROVES THE DECISION OF THE BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATED NUMBER OF 1 098 000 FREE SHARES: - OF WHICH AN ESTIMATED NUMBER OF 955 000 SHARES TO ELIGIBLE EMPLOYEES, NAMELY TO ABOUT 1 760 INDIVIDUALS (EXCLUDING NEW HIRES AND PROMOTED EMPLOYEES UP TO AND INCLUDING 1 APRIL 2018), ACCORDING TO THE APPLICABLE ALLOCATION CRITERIA. THESE FREE SHARES WILL ONLY VEST IF AND WHEN THE ELIGIBLE EMPLOYEES ARE STILL EMPLOYED WITHIN THE UCB GROUP THREE YEARS AFTER THE GRANT OF AWARDS; - OF WHICH AN ESTIMATED NUMBER OF 143 000 SHARES TO UPPER MANAGEMENT EMPLOYEES UNDER THE PERFORMANCE SHARE PLAN, NAMELY TO ABOUT 54 INDIVIDUALS, ACCORDING TO THE APPLICABLE ALLOCATION CRITERIA. THESE FREE SHARES WILL BE DELIVERED AFTER A THREE YEAR VESTING PERIOD AND THE NUMBER OF SHARES ACTUALLY ALLOCATED WILL VARY FROM 0% TO 150% OF THE NUMBER OF SHARES INITIALLY GRANTED DEPENDING ON THE LEVEL OF ACHIEVEMENT OF THE PERFORMANCE CONDITIONS SET BY THE BOARD OF UCB SA/NV AT THE MOMENT OF GRANT. THESE ESTIMATED FIGURES DO NOT TAKE INTO ACCOUNT EMPLOYEES HIRED OR PROMOTED TO ELIGIBLE LEVELS BETWEEN 1 JANUARY 2018 AND 1 APRIL 2018 | Management | For | For | |||||||
O11.1 | CHANGE OF CONTROL PROVISIONS - ART. 556 BELGIAN COMPANIES CODE: PURSUANT TO ARTICLE 556 OF THE BELGIAN COMPANIES CODE, THE GENERAL MEETING RENEWS ITS APPROVAL: (I) OF CONDITION 5 (E) (I) OF THE TERMS AND CONDITIONS OF THE EMTN PROGRAM (REDEMPTION AT THE OPTION OF NOTEHOLDERS - UPON A CHANGE OF CONTROL (CHANGE OF CONTROL PUT)), IN RESPECT OF ANY SERIES OF NOTES TO WHICH SUCH CONDITION IS MADE APPLICABLE BEING ISSUED UNDER THE PROGRAM FROM 26 APRIL 2018 UNTIL 25 APRIL 2019, UNDER WHICH ANY AND ALL OF THE HOLDERS OF THE RELEVANT NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT NOTE ON THE CHANGE OF CONTROL PUT DATE AT THE PUT REDEMPTION AMOUNT TOGETHER, IF APPROPRIATE, WITH INTEREST ACCRUED TO SUCH CHANGE OF CONTROL PUT DATE, FOLLOWING A CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF ANY OTHER PROVISION OF THE EMTN PROGRAM | Management | For | For | |||||||
OR NOTES ISSUED UNDER THE EMTN PROGRAM GRANTING RIGHTS TO THIRD PARTIES WHICH COULD AFFECT AN OBLIGATION ON UCB SA/NV WHERE IN EACH CASE THE EXERCISE OF THESE RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A CHANGE OF CONTROL | |||||||||||
O11.2 | CHANGE OF CONTROL PROVISIONSPURSUANT TO ARTICLE 556 OF THE BELGIAN COMPANIES CODE, THE GENERAL MEETING APPROVES THE CHANGE OF CONTROL CLAUSES AS PROVIDED FOR IN THE REVOLVING FACILITY AGREEMENT, AS LAST AMENDED AND RESTATED ON 9 JANUARY 2018, UNDER WHICH ANY AND ALL OF THE LENDERS CAN, IN CERTAIN CIRCUMSTANCES, CANCEL THEIR COMMITMENTS AND REQUIRE REPAYMENT OF THEIR PARTICIPATIONS IN THE LOANS, TOGETHER WITH ACCRUED INTEREST AND ALL OTHER AMOUNTS ACCRUED AND OUTSTANDING THEREUNDER, FOLLOWING A CHANGE OF CONTROL OF THE COMPANY. THE GENERAL MEETING APPROVES CLAUSE 10.2 (CHANGE OF CONTROL) OF THE REVOLVING FACILITY AGREEMENT AND ALL OTHER PROVISIONS OF THE FACILITY AGREEMENT AND ANY OTHER FINANCE DOCUMENT (AS DEFINED IN THE REVOLVING FACILITY AGREEMENT) THAT CONFER CERTAIN RIGHTS ON THIRD PARTIES WHICH HAVE AN IMPACT ON THE COMPANY'S ASSETS OR RESULT IN A DEBT OR AN OBLIGATION FOR THE COMPANY IN CASE THE EXERCISE OF SUCH RIGHTS IS DEPENDENT ON A CHANGE OF CONTROL OVER THE COMPANY | Management | For | For | |||||||
O11.3 | CHANGE OF CONTROL PROVISIONS - ART. 556 BELGIAN COMPANIES CODE: PURSUANT TO ARTICLE 556 OF THE COMPANIES CODE, THE GENERAL MEETING APPROVES, IN AS FAR AS NEEDED AND APPLICABLE, THE TERMS AND CONDITIONS OF THE STOCK OPTION PLANS, STOCK AWARD PLANS AND PERFORMANCE SHARE PLANS TO SELECTED EMPLOYEES OF THE UCB GROUP, IN SO FAR THEY MAY GRANT RIGHTS THAT HAVE AN IMPACT ON THE COMPANY'S ASSETS OR RESULT IN A DEBT OR AN OBLIGATION FOR THE COMPANY IN CASE THE EXERCISE OF SUCH RIGHTS IS DEPENDENT ON A CHANGE OF CONTROL OVER THE COMPANY | Management | For | For | |||||||
E.1 | SPECIAL REPORT OF THE BOARD OF DIRECTORS: SUBMISSION OF THE SPECIAL REPORT-PREPARED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH ARTICLE 604 OF THE-BELGIAN COMPANIES CODE IN WHICH THE BOARD REQUESTS THE RENEWAL OF ITS POWERS-IN RELATION TO THE AUTHORIZED CAPITAL AND INDICATES THE SPECIAL CIRCUMSTANCES-WHERE IT MAY USE ITS POWERS UNDER THE AUTHORIZED CAPITAL AND THE PURPOSES-THAT IT SHALL PURSUE | Non-Voting | |||||||||
E.2 | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS UNDER THE AUTHORIZED CAPITAL AND AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION: THE GENERAL MEETING RESOLVES TO RENEW THE TWO YEAR AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL FOR ANOTHER TWO (2) YEARS, AND TO AMEND THE RELEVANT PARAGRAPH OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION ACCORDINGLY TO REFLECT THIS RENEWAL. SUBJECT TO THE APPROVAL OF THIS RESOLUTION, THE TEXT OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY WILL BE AMENDED AS FOLLOWS: "ARTICLE 6 THE CAPITAL OF THE COMPANY CAN BE INCREASED ONE OR MORE TIMES BY A DECISION OF A GENERAL MEETING OF SHAREHOLDERS CONSTITUTED UNDER THE CONDITIONS REQUIRED TO MODIFY THE ARTICLES OF ASSOCIATION. THE BOARD OF DIRECTORS IS AUTHORIZED TO INCREASE THE COMPANY'S SHARE CAPITAL AMONGST OTHER BY WAY OF THE ISSUANCE OF SHARES, CONVERTIBLE BONDS OR WARRANTS, IN ONE OR MORE TRANSACTIONS, WITHIN THE LIMITS SET BY LAW, I. WITH UP TO 5% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION, IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS (WHETHER OR NOT FOR THE BENEFIT OF ONE OR MORE SPECIFIC PERSONS WHO ARE NOT EMPLOYEES OF THE COMPANY OR OF ITS SUBSIDIARIES), II. WITH UP TO 10% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION, IN THE EVENT OF A CAPITAL INCREASE WITHOUT CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE EXISTING SHAREHOLDERS. IN ANY EVENT, THE TOTAL AMOUNT BY WHICH THE BOARD OF DIRECTORS MAY INCREASE THE COMPANY'S SHARE CAPITAL BY A COMBINATION OF THE AUTHORIZATIONS SET FORTH IN (I) AND (II) ABOVE, IS LIMITED TO 10% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION. THE BOARD OF DIRECTORS IS MOREOVER EXPRESSLY AUTHORIZED TO MAKE USE OF THIS AUTHORIZATION, WITHIN THE LIMITS AS SET OUT UNDER (I) AND (II) OF THE SECOND PARAGRAPH ABOVE, FOR THE FOLLOWING OPERATIONS: 1. A CAPITAL INCREASE OR THE ISSUANCE OF CONVERTIBLE BONDS OR WARRANTS WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF | Management | For | For | |||||||
THE EXISTING SHAREHOLDERS; 2. A CAPITAL INCREASE OR THE ISSUANCE OF CONVERTIBLE BONDS WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE EXISTING SHAREHOLDERS FOR THE BENEFIT OF ONE OR MORE SPECIFIC PERSONS WHO ARE NOT EMPLOYEES OF THE COMPANY OR OF ITS SUBSIDIARIES; 3. A CAPITAL INCREASE BY INCORPORATION OF RESERVES. ANY SUCH CAPITAL INCREASE MAY TAKE ANY AND ALL FORMS, INCLUDING, BUT NOT LIMITED TO, CONTRIBUTIONS IN CASH OR IN KIND, WITH OR WITHOUT SHARE PREMIUM, OR INCORPORATION OF RESERVES AND/OR SHARE PREMIUMS AND/OR PROFITS CARRIED FORWARD, TO THE MAXIMUM EXTENT PERMITTED BY THE LAW. ANY DECISION OF THE BOARD OF DIRECTORS TO USE THIS AUTHORIZATION REQUIRES A 75% MAJORITY WITHIN THE BOARD OF DIRECTORS. THIS AUTHORIZATION IS GRANTED FOR A PERIOD OF TWO (2) YEARS AS FROM THE DATE OF THE PUBLICATION IN THE APPENDICES TO THE BELGIAN OFFICIAL GAZETTE OF THE RESOLUTION OF THE EXTRAORDINARY SHAREHOLDERS MEETING HELD ON 26 APRIL 2018. THE BOARD OF DIRECTORS IS EMPOWERED, WITH FULL POWER OF SUBSTITUTION, TO AMEND THE ARTICLES OF ASSOCIATION TO REFLECT THE CAPITAL INCREASES RESULTING FROM THE EXERCISE OF ITS POWERS PURSUANT TO THIS ARTICLE." | |||||||||||
E.3 | ACQUISITION OF OWN SHARES - RENEWAL OF AUTHORIZATION: THE BOARD OF DIRECTORS IS AUTHORIZED TO ACQUIRE, DIRECTLY OR INDIRECTLY, WHETHER ON OR OUTSIDE OF THE STOCK EXCHANGE, BY WAY OF PURCHASE, EXCHANGE, CONTRIBUTION OR ANY OTHER WAY, UP TO 10% OF THE TOTAL NUMBER OF COMPANY'S SHARES AS CALCULATED ON THE DATE OF EACH ACQUISITION, FOR A PRICE OR AN EXCHANGE VALUE PER SHARE OF MAXIMUM THE HIGHEST PRICE OF THE COMPANY'S SHARES ON EURONEXT BRUSSELS ON THE DAY OF THE ACQUISITION AND MINIMUM ONE (1) EURO, WITHOUT PREJUDICE TO ARTICLE 208 OF THE ROYAL DECREE OF 31 JANUARY 2001. AS A RESULT OF SUCH ACQUISITION(S), THE COMPANY, TOGETHER WITH ITS DIRECT OR INDIRECT SUBSIDIARIES, AS WELL AS PERSONS ACTING ON THEIR OWN BEHALF BUT FOR THE ACCOUNT OF THE COMPANY OR ITS DIRECT OR INDIRECT SUBSIDIARIES, CAN HOLD NO MORE THAN 10% OF THE TOTAL NUMBER OF SHARES ISSUED BY THE COMPANY AT THE MOMENT OF THE ACQUISITION CONCERNED. THIS AUTHORIZATION IS GRANTED FOR A PERIOD STARTING AS OF THE DATE OF THE GENERAL MEETING APPROVING IT AND EXPIRING ON 30 JUNE 2020. THE AUTHORIZATION GRANTED TO THE | Management | For | For | |||||||
BOARD OF DIRECTORS PURSUANT TO THIS ARTICLE EXTENDS TO ANY ACQUISITIONS OF THE COMPANY'S SHARES, DIRECTLY OR INDIRECTLY, BY THE COMPANY'S DIRECT SUBSIDIARIES AS DEFINED IN ARTICLE 627 OF THE COMPANIES CODE. THIS AUTHORIZATION REPLACES AS OF THE DATE OF THE GENERAL MEETING APPROVING IT THE AUTHORIZATION GRANTED BY DECISION OF THE EXTRAORDINARY SHAREHOLDERS MEETING OF THE COMPANY HELD ON 28 APRIL 2016. AS THE CASE MAY BE, ANY DISPOSAL OF OWN SHARES BY THE COMPANY OR ITS DIRECT SUBSIDIARIES WILL BE MADE PURSUANT TO THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS AS SET FORTH IN ARTICLE 12 IN FINE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | |||||||||||
RWE AG, ESSEN | |||||||||||
Security | D6629K109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | DE0007037129 | Agenda | 709144000 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 05.04.2018, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting | |||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | PRESENTATION OF THE APPROVED FINANCIAL STATEMENTS OF RWE AKTIENGESELLSCHAFT-AND THE GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017, WITH THE-COMBINED MANAGEMENT REPORT FOR RWE AKTIENGESELLSCHAFT AND THE GROUP, AND THE- SUPERVISORY BOARD REPORT FOR FISCAL 2017 | Non-Voting | |||||||||
2 | APPROPRIATION OF DISTRIBUTABLE PROFIT: EUR 1.50 PER DIVIDEND-BEARING SHARE CONSISTS OF (I) A ONE-TIME SPECIAL PAYMENT OF EUR 1.00 PER DIVIDEND-BEARING SHARE RESULTING FROM THE REFUND OF THE NUCLEAR FUEL TAX WHICH WAS DECLARED UN CONSTITUTIONAL AND NULL AND VOID BY THE GERMAN FEDERAL CONSTITUTIONAL COURT, AND (II) A REGULAR DIVIDEND OF EUR 0.50 PER DIVIDEND-BEARING SHARE | Management | For | For | |||||||
3 | APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD FOR FISCAL 2017 | Management | For | For | |||||||
4 | APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD FOR FISCAL 2017 | Management | For | For | |||||||
5 | APPOINTMENT OF THE AUDITORS FOR FISCAL 2018: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG ESSEN, GERMANY | Management | For | For | |||||||
6 | APPOINTMENT OF THE AUDITORS FOR THE AUDIT- LIKE REVIEW OF THE FINANCIAL REPORT FOR THE FIRST HALF OF THE YEAR AND OF THE INTERIM FINANCIAL REPORTS: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG ESSEN, GERMANY | Management | For | For | |||||||
7 | AUTHORISATION TO IMPLEMENT SHARE BUYBACKS AND USE TREASURY STOCK, ALSO WAIVING SUBSCRIPTION RIGHTS | Management | For | For | |||||||
8 | RENEWAL OF AUTHORISED CAPITAL AND CORRESPONDING AMENDMENT TO THE ARTICLES OF INCORPORATION: ARTICLE 4 | Management | For | For | |||||||
9 | PASSAGE OF A RESOLUTION ON THE CANCELLATION OF THE PREFERENTIAL SHARE IN PROFITS OF PREFERRED SHARES AND A CORRESPONDING AMENDMENT TO THE ARTICLES OF INCORPORATION: ARTICLE 4, 16, 18 | Shareholder | Against | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 26-Apr-2018 | ||||||||
ISIN | US7170811035 | Agenda | 934739256 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Dennis A. Ausiello | Management | For | For | |||||||
1b. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||
1c. | Election of Director: Albert Bourla | Management | For | For | |||||||
1d. | Election of Director: W. Don Cornwell | Management | For | For | |||||||
1e. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||
1f. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||
1g. | Election of Director: James M. Kilts | Management | For | For | |||||||
1h. | Election of Director: Dan R. Littman | Management | For | For | |||||||
1i. | Election of Director: Shantanu Narayen | Management | For | For | |||||||
1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||
1k. | Election of Director: Ian C. Read | Management | For | For | |||||||
1l. | Election of Director: James C. Smith | Management | For | For | |||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | Management | For | For | |||||||
3. | 2018 Advisory approval of executive compensation | Management | For | For | |||||||
4. | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | Management | For | For | |||||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | |||||||
6. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | |||||||
7. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | For | |||||||
HCA HEALTHCARE, INC. | |||||||||||
Security | 40412C101 | Meeting Type | Annual | ||||||||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2018 | ||||||||
ISIN | US40412C1018 | Agenda | 934740348 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: R. Milton Johnson | Management | For | For | |||||||
1b. | Election of Director: Robert J. Dennis | Management | For | For | |||||||
1c. | Election of Director: Nancy-Ann DeParle | Management | For | For | |||||||
1d. | Election of Director: Thomas F. Frist III | Management | For | For | |||||||
1e. | Election of Director: William R. Frist | Management | For | For | |||||||
1f. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |||||||
1g. | Election of Director: Ann H. Lamont | Management | For | For | |||||||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | |||||||
1i. | Election of Director: Michael W. Michelson | Management | For | For | |||||||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | |||||||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | |||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018 | Management | For | For | |||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||
4. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation | Management | 1 Year | For | |||||||
CITIZENS FINANCIAL GROUP, INC. | |||||||||||
Security | 174610105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CFG | Meeting Date | 26-Apr-2018 | ||||||||
ISIN | US1746101054 | Agenda | 934740829 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Bruce Van Saun | Management | For | For | |||||||
1b. | Election of Director: Mark Casady | Management | For | For | |||||||
1c. | Election of Director: Christine M. Cumming | Management | For | For | |||||||
1d. | Election of Director: Anthony Di lorio | Management | For | For | |||||||
1e. | Election of Director: William P. Hankowsky | Management | For | For | |||||||
1f. | Election of Director: Howard W. Hanna III | Management | For | For | |||||||
1g. | Election of Director: Leo I. ("Lee") Higdon | Management | For | For | |||||||
1h. | Election of Director: Charles J. ("Bud") Koch | Management | For | For | |||||||
1i. | Election of Director: Arthur F. Ryan | Management | For | For | |||||||
1j. | Election of Director: Shivan S. Subramaniam | Management | For | For | |||||||
1k. | Election of Director: Wendy A. Watson | Management | For | For | |||||||
1l. | Election of Director: Marita Zuraitis | Management | For | For | |||||||
2. | Advisory vote on executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||||||
SANDVIK AB | |||||||||||
Security | W74857165 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Apr-2018 | |||||||||
ISIN | SE0000667891 | Agenda | 709138805 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING : ATTORNEY SVEN UNGER | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
6 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | PRESENTATION OF THE ANNUAL REPORT, AUDITOR'S REPORT AND THE GROUP ACCOUNTS- AND AUDITOR'S REPORT FOR THE GROUP | Non-Voting | |||||||||
8 | SPEECH BY THE PRESIDENT AND CEO | Non-Voting | |||||||||
9 | RESOLUTION IN RESPECT OF ADOPTION OF THE PROFIT AND LOSS ACCOUNT, BALANCE SHEET, CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management | For | For | |||||||
10 | RESOLUTION IN RESPECT OF DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE | Management | For | For | |||||||
11 | RESOLUTION IN RESPECT OF ALLOCATION OF THE COMPANY'S RESULT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON RECORD DAY : SEK 3.50 PER SHARE | Management | For | For | |||||||
12 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS : EIGHT BOARD MEMBERS WITH NO DEPUTIES AND A REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management | For | For | |||||||
13 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS AND AUDITOR | Management | For | For | |||||||
14.1 | RE-ELECTION OF BOARD MEMBER: JENNIFER ALLERTON | Management | For | For | |||||||
14.2 | RE-ELECTION OF BOARD MEMBER: CLAES BOUSTEDT | Management | For | For | |||||||
14.3 | RE-ELECTION OF BOARD MEMBER: MARIKA FREDRIKSSON | Management | For | For | |||||||
14.4 | RE-ELECTION OF BOARD MEMBER: JOHAN KARLSTROM | Management | For | For | |||||||
14.5 | RE-ELECTION OF BOARD MEMBER: JOHAN MOLIN | Management | For | For | |||||||
14.6 | RE-ELECTION OF BOARD MEMBER: BJORN ROSENGREN | Management | For | For | |||||||
14.7 | RE-ELECTION OF BOARD MEMBER: HELENA STJERNHOLM | Management | For | For | |||||||
14.8 | RE-ELECTION OF BOARD MEMBER: LARS WESTERBERG | Management | For | For | |||||||
15 | ELECTION OF CHAIRMAN OF THE BOARD : JOHAN MOLIN | Management | For | For | |||||||
16 | ELECTION OF AUDITOR : PRICEWATERHOUSECOOPERS AB | Management | For | For | |||||||
17 | RESOLUTION ON GUIDELINES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Management | For | For | |||||||
18 | RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM (LTI 2018) | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RES. 19. THANK-YOU | Non-Voting | |||||||||
19 | SHAREHOLDER PROPOSAL: SHAREHOLDER MIKAEL HAMMARLUND HAS PROPOSED THAT SANDVIK'S HEAD OFFICE BE RELOCATED TO SANDVIKEN | Management | Against | Against | |||||||
20 | CLOSING OF THE MEETING | Non-Voting | |||||||||
OLD MUTUAL PLC | |||||||||||
Security | G67395114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2018 | |||||||||
ISIN | GB00B77J0862 | Agenda | 709139453 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2.I | TO RE-ELECT MR M ARNOLD AS A DIRECTOR | Management | For | For | |||||||
2.II | TO RE-ELECT MS Z CRUZ AS A DIRECTOR | Management | For | For | |||||||
2.III | TO RE-ELECT MR A GILLESPIE AS A DIRECTOR | Management | For | For | |||||||
2.IV | TO RE-ELECT MS D GRAY AS A DIRECTOR | Management | For | For | |||||||
2.V | TO RE-ELECT MR B HEMPHILL AS A DIRECTOR | Management | For | For | |||||||
2.VI | TO RE-ELECT MS A IGHODARO AS A DIRECTOR | Management | For | For | |||||||
2.VII | TO RE-ELECT MS I JOHNSON AS A DIRECTOR | Management | For | For | |||||||
2VIII | TO RE-ELECT MR T MANUEL AS A DIRECTOR | Management | For | For | |||||||
2.IX | TO RE-ELECT MR R MARSHALL AS A DIRECTOR | Management | For | For | |||||||
2.X | TO RE-ELECT MR V NAIDOO AS A DIRECTOR | Management | For | For | |||||||
2.XI | TO RE-ELECT MR P O'SULLIVAN AS A DIRECTOR | Management | For | For | |||||||
3 | TO RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | |||||||
4 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO SETTLE THE AUDITORS' REMUNERATION | Management | For | For | |||||||
5 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2017 (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | |||||||
6 | TO GRANT AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
7 | TO GRANT AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN ALLOTTING CERTAIN EQUITY SECURITIES AND SELLING TREASURY SHARES | Management | For | For | |||||||
8 | TO GRANT AUTHORITY TO REPURCHASE SHARES BY MARKET PURCHASE | Management | For | For | |||||||
9 | TO APPROVE CONTINGENT PURCHASE CONTRACTS RELATING TO PURCHASES OF SHARES ON THE JSE LIMITED AND ON THE MALAWI, NAMIBIAN AND ZIMBABWE STOCK EXCHANGES | Management | For | For | |||||||
THE BOEING COMPANY | |||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||
Ticker Symbol | BA | Meeting Date | 30-Apr-2018 | ||||||||
ISIN | US0970231058 | Agenda | 934739927 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | |||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | |||||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | |||||||
1d. | Election of Director: Kenneth M. Duberstein | Management | For | For | |||||||
1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | |||||||
1f. | Election of Director: Lynn J. Good | Management | For | For | |||||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | |||||||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | |||||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | |||||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | |||||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | |||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | |||||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | |||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. | Management | For | For | |||||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | |||||||
5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. | Shareholder | For | Against | |||||||
6. | Independent Board Chairman. | Shareholder | Against | For | |||||||
7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. | Shareholder | Against | For | |||||||
GLENCORE PLC | |||||||||||
Security | G39420107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 02-May-2018 | |||||||||
ISIN | JE00B4T3BW64 | Agenda | 709133792 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||
2 | APPROVE REDUCTION OF THE COMPANY'S CAPITAL CONTRIBUTION RESERVES | Management | For | For | |||||||
3 | RE-ELECT ANTHONY HAYWARD AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT IVAN GLASENBERG AS DIRECTOR | Management | For | For | |||||||
5 | RE-ELECT PETER COATES AS DIRECTOR | Management | For | For | |||||||
6 | RE-ELECT LEONHARD FISCHER AS DIRECTOR | Management | For | For | |||||||
7 | ELECT MARTIN GILBERT AS A DIRECTOR | Management | For | For | |||||||
8 | RE-ELECT JOHN MACK AS DIRECTOR | Management | For | For | |||||||
9 | ELECT GILL MARCUS AS A DIRECTOR | Management | For | For | |||||||
10 | RE-ELECT PATRICE MERRIN AS DIRECTOR | Management | For | For | |||||||
11 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||
12 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | |||||||
13 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||
14 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||
15 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 14 TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD | Management | For | For | |||||||
16 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 14, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD | Management | For | For | |||||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
THE CHEMOURS COMPANY | |||||||||||
Security | 163851108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CC | Meeting Date | 02-May-2018 | ||||||||
ISIN | US1638511089 | Agenda | 934740665 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Curtis V. Anastasio | Management | For | For | |||||||
1b. | Election of Director: Bradley J. Bell | Management | For | For | |||||||
1c. | Election of Director: Richard H. Brown | Management | For | For | |||||||
1d. | Election of Director: Mary B. Cranston | Management | For | For | |||||||
1e. | Election of Director: Curtis J. Crawford | Management | For | For | |||||||
1f. | Election of Director: Dawn L. Farrell | Management | For | For | |||||||
1g. | Election of Director: Sean D. Keohane | Management | For | For | |||||||
1h. | Election of Director: Mark P. Vergnano | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||
3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2018. | Management | For | For | |||||||
4. | Approval of amendments to the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provisions with respect to Certificate of Incorporation and Bylaw Amendments. | Management | For | For | |||||||
GALAXY ENTERTAINMENT GROUP LIMITED | |||||||||||
Security | Y2679D118 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-May-2018 | |||||||||
ISIN | HK0027032686 | Agenda | 709095156 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0323/LTN20180323935.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0323/LTN20180323919.PDF | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2.1 | TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A DIRECTOR | Management | Against | Against | |||||||
2.2 | TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A DIRECTOR | Management | For | For | |||||||
2.3 | TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
3 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
4.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | Management | For | For | |||||||
4.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | Against | Against | |||||||
CMMT | PLEASE NOTE THAT RESOLUTION 4.3 IS CONDITIONAL UPON THE PASSING OF THE- RESOLUTION NUMBERS 4.1 AND 4.2. THANK YOU | Non-Voting | |||||||||
4.3 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | Management | Against | Against | |||||||
ABN AMRO GROUP N.V. | |||||||||||
Security | N0162C102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-May-2018 | |||||||||
ISIN | NL0011540547 | Agenda | 709386418 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | OPENING | Non-Voting | |||||||||
2 | ANNOUNCEMENTS: INTRODUCTION NEW MEMBERS OF THE BOARD | Non-Voting | |||||||||
3.A | REPORT OF ACTIVITIES STAK AAG, EXPLANATION AND OPPORTUNITY TO EXCHANGE VIEWS-ON THE FOLLOWING ITEM: REPORT OF THE BOARD OF STAK AAG 2017 AS WELL AS THE-REPORT OF ACTIVITIES AS REFERRED TO IN CHAPTER 7 OF THE TRUST CONDITIONS OF-STAK AAG (ANNEX I AND AVAILABLE AT WWW.STAKAAG.ORG) | Non-Voting | |||||||||
3.B | REPORT OF ACTIVITIES STAK AAG, EXPLANATION AND OPPORTUNITY TO EXCHANGE VIEWS-ON THE FOLLOWING ITEM: ANNUAL ACCOUNTS 2017 (ANNEX I AND AVAILABLE AT-WWW.STAKAAG.ORG) | Non-Voting | |||||||||
4 | AGENDA OF AND NOTICE CONVENING THE ANNUAL GENERAL MEETING OF ABN AMRO GROUP N.V. OF 29 MAY 2018 (HEREINAFTER: GENERAL MEETING, ANNEX II) | Management | For | For | |||||||
5.A | AMENDMENT ARTICLES OF ASSOCIATION AND TRUST CONDITIONS: AMENDMENT TO THE ARTICLES OF ASSOCIATION STAK AAG (ANNEX III) | Management | For | For | |||||||
5.B | AMENDMENT ARTICLES OF ASSOCIATION AND TRUST CONDITIONS: AMENDMENTS TO THE TRUST CONDITIONS STAK AAG (VOTING ITEM, ANNEX IV): ARTICLE 4.5.1 | Management | For | For | |||||||
6 | ANY OTHER BUSINESS | Non-Voting | |||||||||
7 | CLOSURE | Non-Voting | |||||||||
VALERO ENERGY CORPORATION | |||||||||||
Security | 91913Y100 | Meeting Type | Annual | ||||||||
Ticker Symbol | VLO | Meeting Date | 03-May-2018 | ||||||||
ISIN | US91913Y1001 | Agenda | 934740855 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: H. Paulett Eberhart | Management | For | For | |||||||
1B. | Election of Director: Joseph W. Gorder | Management | For | For | |||||||
1C. | Election of Director: Kimberly S. Greene | Management | For | For | |||||||
1D. | Election of Director: Deborah P. Majoras | Management | For | For | |||||||
1E. | Election of Director: Donald L. Nickles | Management | For | For | |||||||
1F. | Election of Director: Philip J. Pfeiffer | Management | For | For | |||||||
1G. | Election of Director: Robert A. Profusek | Management | For | For | |||||||
1H. | Election of Director: Stephen M. Waters | Management | For | For | |||||||
1I. | Election of Director: Randall J. Weisenburger | Management | For | For | |||||||
1J. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Approve, by non-binding vote, the 2017 compensation of our named executive officers. | Management | For | For | |||||||
4. | Vote on an amendment to Valero's Restated Certificate of Incorporation to remove supermajority vote requirements. | Management | For | For | |||||||
5. | Vote on an amendment to Valero's Restated Certificate of Incorporation to permit stockholders to act by written consent. | Management | For | For | |||||||
EASTMAN CHEMICAL COMPANY | |||||||||||
Security | 277432100 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMN | Meeting Date | 03-May-2018 | ||||||||
ISIN | US2774321002 | Agenda | 934758369 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | |||||||
1b. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | |||||||
1c. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | |||||||
1d. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | |||||||
1e. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | |||||||
1f. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | |||||||
1g. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | |||||||
1h. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | |||||||
1i. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | |||||||
1j. | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Management | For | For | |||||||
1k. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | |||||||
2. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | For | For | |||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For | |||||||
4. | Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent | Shareholder | For | Against | |||||||
ANDEAVOR | |||||||||||
Security | 03349M105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ANDV | Meeting Date | 04-May-2018 | ||||||||
ISIN | US03349M1053 | Agenda | 934742847 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Rodney F. Chase | Management | For | For | |||||||
1b. | Election of Director: Paul L. Foster | Management | For | For | |||||||
1c. | Election of Director: Edward G. Galante | Management | For | For | |||||||
1d. | Election of Director: Gregory J. Goff | Management | For | For | |||||||
1e. | Election of Director: David Lilley | Management | For | For | |||||||
1f. | Election of Director: Mary Pat McCarthy | Management | For | For | |||||||
1g. | Election of Director: J.W. Nokes | Management | For | For | |||||||
1h. | Election of Director: William H. Schumann, III | Management | For | For | |||||||
1i. | Election of Director: Jeff A. Stevens | Management | For | For | |||||||
1j. | Election of Director: Susan Tomasky | Management | For | For | |||||||
1k. | Election of Director: Michael E. Wiley | Management | For | For | |||||||
1l. | Election of Director: Patrick Y. Yang | Management | For | For | |||||||
2. | To approve our named executive officers' compensation in an advisory vote. | Management | For | For | |||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||||||
4. | To approve the Andeavor 2018 Long-Term Incentive Plan. | Management | For | For | |||||||
ENTERGY CORPORATION | |||||||||||
Security | 29364G103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETR | Meeting Date | 04-May-2018 | ||||||||
ISIN | US29364G1031 | Agenda | 934745689 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: J.R. Burbank | Management | For | For | |||||||
1b. | Election of Director: P.J. Condon | Management | For | For | |||||||
1c. | Election of Director: L.P. Denault | Management | For | For | |||||||
1d. | Election of Director: K.H. Donald | Management | For | For | |||||||
1e. | Election of Director: P.L. Frederickson | Management | For | For | |||||||
1f. | Election of Director: A.M. Herman | Management | For | For | |||||||
1g. | Election of Director: S.L. Levenick | Management | For | For | |||||||
1h. | Election of Director: B.L. Lincoln | Management | For | For | |||||||
1i. | Election of Director: K.A. Puckett | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||
3. | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2018. | Management | For | For | |||||||
4. | Shareholder Proposal Regarding Report on Distributed Renewable Generation Resources. | Shareholder | Against | For | |||||||
ABBVIE INC. | |||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABBV | Meeting Date | 04-May-2018 | ||||||||
ISIN | US00287Y1091 | Agenda | 934746768 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Roxanne S. Austin | For | For | ||||||||
2 | Richard A. Gonzalez | For | For | ||||||||
3 | Rebecca B. Roberts | For | For | ||||||||
4 | Glenn F. Tilton | For | For | ||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2018 | Management | For | For | |||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | |||||||
4. | Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation | Management | 1 Year | For | |||||||
5. | Approval of a management proposal regarding amendment of the certificate of incorporation for the annual election of directors | Management | For | For | |||||||
6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | |||||||
7. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Against | For | |||||||
8. | Stockholder Proposal - to Separate Chair and CEO | Shareholder | Against | For | |||||||
9. | Stockholder Proposal - to Issue an Annual Compensation Committee Report on Drug Pricing | Shareholder | Against | For | |||||||
MANPOWERGROUP INC. | |||||||||||
Security | 56418H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MAN | Meeting Date | 04-May-2018 | ||||||||
ISIN | US56418H1005 | Agenda | 934748255 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | |||||||
1B. | Election of Director: Cari M. Dominguez | Management | For | For | |||||||
1C. | Election of Director: William Downe | Management | For | For | |||||||
1D. | Election of Director: John F. Ferraro | Management | For | For | |||||||
1E. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||||
1F. | Election of Director: Julie M. Howard | Management | For | For | |||||||
1G. | Election of Director: Ulice Payne, Jr. | Management | For | For | |||||||
1H. | Election of Director: Jonas Prising | Management | For | For | |||||||
1I. | Election of Director: Paul Read | Management | For | For | |||||||
1J. | Election of Director: Elizabeth P. Sartain | Management | For | For | |||||||
1K. | Election of Director: Michael J. Van Handel | Management | For | For | |||||||
1L. | Election of Director: John R. Walter | Management | For | For | |||||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2018. | Management | For | For | |||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||
ELI LILLY AND COMPANY | |||||||||||
Security | 532457108 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLY | Meeting Date | 07-May-2018 | ||||||||
ISIN | US5324571083 | Agenda | 934749853 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: K. Baicker | Management | For | For | |||||||
1b. | Election of Director: J. E. Fyrwald | Management | For | For | |||||||
1c. | Election of Director: J. Jackson | Management | For | For | |||||||
1d. | Election of Director: E. R. Marram | Management | For | For | |||||||
1e. | Election of Director: J. P. Tai | Management | For | For | |||||||
2. | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | Management | For | For | |||||||
3. | Ratification of Ernst & Young LLP as the principal independent auditor for 2018. | Management | For | For | |||||||
4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Management | For | For | |||||||
5. | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | |||||||
6. | Approve the Amended and Restated 2002 Lilly Stock Plan. | Management | For | For | |||||||
7. | Shareholder proposal seeking support for the descheduling of cannabis. | Shareholder | Against | For | |||||||
8. | Shareholder proposal requesting report regarding direct and indirect political contributions. | Shareholder | Against | For | |||||||
9. | Shareholder proposal requesting report on policies and practices regarding contract animal laboratories. | Shareholder | Against | For | |||||||
10. | Shareholder proposal requesting report on extent to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements. | Shareholder | Against | For | |||||||
TRINITY INDUSTRIES, INC. | |||||||||||
Security | 896522109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRN | Meeting Date | 07-May-2018 | ||||||||
ISIN | US8965221091 | Agenda | 934774197 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | John L. Adams | For | For | ||||||||
2 | Rhys J. Best | For | For | ||||||||
3 | David W. Biegler | For | For | ||||||||
4 | Antonio Carrillo | For | For | ||||||||
5 | Leldon E. Echols | For | For | ||||||||
6 | Ronald J. Gafford | For | For | ||||||||
7 | Charles W. Matthews | For | For | ||||||||
8 | Douglas L. Rock | For | For | ||||||||
9 | Dunia A. Shive | For | For | ||||||||
10 | Timothy R. Wallace | For | For | ||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||
ANGLO AMERICAN PLC | |||||||||||
Security | G03764134 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2018 | |||||||||
ISIN | GB00B1XZS820 | Agenda | 709020969 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND: 54 US CENTS PER ORDINARY SHARE | Management | For | For | |||||||
3 | TO ELECT STUART CHAMBERS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO ELECT IAN ASHBY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT NOLITHA FAKUDE AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-ELECT BYRON GROTE AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO RE-ELECT SIR PHILIP HAMPTON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
11 | TO RE-ELECT MPHU RAMATLAPENG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
12 | TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
13 | TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
14 | TO RE-ELECT JACK THOMPSON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
15 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR | Management | For | For | |||||||
16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
17 | TO APPROVE THE IMPLEMENTATION REPORT CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
18 | TO APPROVE THE ANGLO AMERICAN SHARESAVE PLAN | Management | For | For | |||||||
19 | TO APPROVE THE ANGLO AMERICAN SHARE INCENTIVE PLAN | Management | For | For | |||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
21 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||
22 | TO AUTHORISE THE PURCHASE OF OWN SHARES | Management | For | For | |||||||
23 | TO AUTHORISE THE PURCHASE OF 50,000 CUMULATIVE PREFERENCE SHARES | Management | For | For | |||||||
24 | TO APPROVE NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||
25 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
DEUTSCHE LUFTHANSA AKTIENGESELLSCHAFT | |||||||||||
Security | D1908N106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2018 | |||||||||
ISIN | DE0008232125 | Agenda | 709100402 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 09TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||
CMMT | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,- WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED- ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE- REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION | Non-Voting | |||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23.04.2018 FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017 | Non-Voting | |||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.80 PER SHARE | Management | For | For | |||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2017 | Management | For | For | |||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2017 | Management | For | For | |||||||
5.1 | ELECT HERBERT HAINER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.2 | ELECT KARL-LUDWIG KLEY TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.3 | ELECT CARSTEN KNOBEL TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.4 | ELECT MARTIN KOEHLER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.5 | ELECT MICHAEL NILLES TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.6 | ELECT MIRIAM SAPIRO TO THE SUPERVISORY BOARD | Management | For | For | |||||||
5.7 | ELECT MATTHIAS WISSMANN TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2018 | Management | For | For | |||||||
7 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||
CUMMINS INC. | |||||||||||
Security | 231021106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMI | Meeting Date | 08-May-2018 | ||||||||
ISIN | US2310211063 | Agenda | 934748154 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | |||||||
2) | Election of Director: Richard J. Freeland | Management | For | For | |||||||
3) | Election of Director: Robert J. Bernhard | Management | For | For | |||||||
4) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | |||||||
5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | |||||||
6) | Election of Director: Stephen B. Dobbs | Management | For | For | |||||||
7) | Election of Director: Robert K. Herdman | Management | For | For | |||||||
8) | Election of Director: Alexis M. Herman | Management | For | For | |||||||
9) | Election of Director: Thomas J. Lynch | Management | For | For | |||||||
10) | Election of Director: William I. Miller | Management | For | For | |||||||
11) | Election of Director: Georgia R. Nelson | Management | For | For | |||||||
12) | Election of Director: Karen H. Quintos | Management | For | For | |||||||
13) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||
14) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2018. | Management | For | For | |||||||
15) | Proposal to approve an amendment to our articles of incorporation to allow shareholders to unilaterally amend our by-laws. | Management | For | For | |||||||
16) | The shareholder proposal regarding the threshold for shareholders to call special shareholder meetings. | Shareholder | For | Against | |||||||
BAXTER INTERNATIONAL INC. | |||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAX | Meeting Date | 08-May-2018 | ||||||||
ISIN | US0718131099 | Agenda | 934754474 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Jose (Joe) E. Almeida | Management | For | For | |||||||
1b. | Election of Director: Thomas F. Chen | Management | For | For | |||||||
1c. | Election of Director: John D. Forsyth | Management | For | For | |||||||
1d. | Election of Director: James R. Gavin III | Management | For | For | |||||||
1e. | Election of Director: Peter S. Hellman | Management | For | For | |||||||
1f. | Election of Director: Munib Islam | Management | For | For | |||||||
1g. | Election of Director: Michael F. Mahoney | Management | For | For | |||||||
1h. | Election of Director: Stephen N. Oesterle | Management | For | For | |||||||
1i. | Election of Director: Carole J. Shapazian | Management | For | For | |||||||
1j. | Election of Director: Cathy R. Smith | Management | For | For | |||||||
1k. | Election of Director: Thomas T. Stallkamp | Management | For | For | |||||||
1l. | Election of Director: Albert P.L. Stroucken | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | |||||||
5. | Stockholder Proposal- Right to Act by Written Consent | Shareholder | For | Against | |||||||
VONOVIA SE, DUESSELDORF | |||||||||||
Security | D9581T100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-May-2018 | |||||||||
ISIN | DE000A1ML7J1 | Agenda | 709144264 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 24.04.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017 | Non-Voting | |||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.32 PER SHARE | Management | For | For | |||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2017 | Management | For | For | |||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2017 | Management | For | For | |||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2018 | Management | For | For | |||||||
6.1 | ELECT JUERGEN FITSCHEN TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.2 | ELECT BURKHARD DRESCHER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.3 | ELECT VITUS ECKERT TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.4 | ELECT EDGAR ERNST TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.5 | ELECT FLORIAN FUNCK TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.6 | ELECT UTE GEIPEL-FABER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.7 | ELECT DANIEL JUST TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.8 | ELECT HILDEGARD MUELLER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.9 | ELECT KLAUS RAUSCHER TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.10 | ELECT ARIANE REINHART TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.11 | ELECT CLARA-CHRISTINA STREIT TO THE SUPERVISORY BOARD | Management | For | For | |||||||
6.12 | ELECT CHRISTIAN ULBRICH TO THE SUPERVISORY BOARD | Management | For | For | |||||||
7 | APPROVE CREATION OF EUR 242.6 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | |||||||
8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 9.7 BILLION APPROVE CREATION OF EUR 242.6 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | |||||||
9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | |||||||
10 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | For | For | |||||||
11 | APPROVE AFFILIATION AGREEMENT WITH SUBSIDIARY GAGFAH HOLDING GMBH | Management | For | For | |||||||
ALLIANZ SE | |||||||||||
Security | D03080112 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-May-2018 | |||||||||
ISIN | DE0008404005 | Agenda | 709153922 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT FOLLOWING TO THE AMENDMENT OF PARAGRAPH 21 OF THE GERMAN- SECURITIES TRADE ACT (WERTPAPIERHANDELSGESETZ, WPHG) ON 9TH JULY 2015, THE-JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER-RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE-END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE-RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING-THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS).-PLEASE FURTHER NOTE THAT PURSUANT TO THE STATUTES OF ALLIANZ SE, THE- REGISTRATION IN THE SHARE REGISTER FOR SHARES BELONGING TO SOMEONE ELSE IN-ONE S OWN NAME (NOMINEE-HOLDING) IS LIMITED TO 0.2 PERCENT OF THE SHARE-CAPITAL (880,499 SHARES) OR, IN CASE OF DISCLOSURE OF THE FINAL-BENEFICIARIES, TO 3 PERCENT OF THE SHARE CAPITAL (13,207,489 SHARES).-THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS OF SHARES EXCEEDING THESE-THRESHOLDS THE REGISTRATION OF SUCH SHARES IN THE SHARE REGISTER OF ALLIANZ-SE IS STILL REQUIRED. | Non-Voting | |||||||||
CMMT | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,- WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED- ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE- REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting | |||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF THE | Non-Voting | |||||||||
MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS WITH REGARDS TO THIS PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING-SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT-YOUR VOTE AS USUAL. THANK YOU. | |||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 24.04.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||
1 | PRESENTATION OF THE APPROVED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2017, AND OF THE-MANAGEMENT REPORTS FOR ALLIANZ SE AND FOR THE GROUP, THE EXPLANATORY REPORTS-ON THE INFORMATION PURSUANT TO ARTICLES 289A (1) AND 315A (1) OF THE GERMAN-COMMERCIAL CODE (HGB), AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR-FISCAL YEAR 2017 | Non-Voting | |||||||||
2 | APPROPRIATION OF NET EARNINGS | Management | For | For | |||||||
3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | |||||||
4 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
5 | CREATION OF AN AUTHORIZED CAPITAL 2018/I WITH THE AUTHORIZATION TO EXCLUDE SHAREHOLDERS SUBSCRIPTION RIGHTS, CANCELLATION OF THE AUTHORIZED CAPITAL 2014/I AND CORRESPONDING AMENDMENT TO THE STATUTES | Management | For | For | |||||||
6 | CREATION OF AN AUTHORIZED CAPITAL 2018/II FOR THE ISSUANCE OF SHARES TO EMPLOYEES WITH EXCLUSION OF SHAREHOLDERS SUBSCRIPTION RIGHTS, CANCELLATION OF THE AUTHORIZED CAPITAL 2014/II AND CORRESPONDING AMENDMENT TO THE STATUTES | Management | For | For | |||||||
7 | APPROVAL OF A NEW AUTHORIZATION TO ISSUE CONVERTIBLE BONDS, BONDS WITH WARRANTS, CONVERTIBLE PARTICIPATION RIGHTS, PARTICIPATION RIGHTS AND SUBORDINATED FINANCIAL INSTRUMENTS, EACH WITH THE AUTHORIZATION TO EXCLUDE SHAREHOLDERS | Management | For | For | |||||||
SUBSCRIPTION RIGHTS, CANCELLATION OF THE CURRENT AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND BONDS WITH WARRANTS, AMENDMENT OF THE EXISTING CONDITIONAL CAPITAL 2010/2014 AND CORRESPONDING AMENDMENT OF THE STATUTES | |||||||||||
8 | AUTHORIZATION TO ACQUIRE TREASURY SHARES FOR TRADING PURPOSES PURSUANT TO ARTICLE 71 (1) NO. 7 AKTG | Management | For | For | |||||||
9 | AUTHORIZATION TO ACQUIRE TREASURY SHARES FOR OTHER PURPOSES PURSUANT TO ARTICLE 71 (1) NO. 8 AKTG AND TO THEIR UTILIZATION WITH THE AUTHORIZATION TO EXCLUDE SHAREHOLDERS SUBSCRIPTION RIGHTS | Management | For | For | |||||||
10 | AUTHORIZATION TO USE DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES PURSUANT TO ARTICLE 71 (1) NO. 8 AKTG | Management | For | For | |||||||
11 | AMENDMENT TO THE STATUTES ON SUPERVISORY BOARD REMUNERATION | Management | For | For | |||||||
12 | APPROVAL OF CONTROL AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ ASSET MANAGEMENT GMBH | Management | For | For | |||||||
13 | APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ CLIMATE SOLUTIONS GMBH | Management | For | For | |||||||
ARCELORMITTAL | |||||||||||
Security | L0302D210 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-May-2018 | |||||||||
ISIN | LU1598757687 | Agenda | 709179558 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
I | THE GENERAL MEETING, AFTER HAVING REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 IN THEIR ENTIRETY, SHOWING A CONSOLIDATED NET INCOME OF USD 4,575 MILLION | Management | For | For | |||||||
II | THE GENERAL MEETING, AFTER HAVING REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR, APPROVES THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 IN THEIR ENTIRETY, SHOWING A NET INCOME OF USD 8,162 MILLION FOR THE COMPANY AS PARENT COMPANY OF ARCELORMITTAL GROUP, AS COMPARED TO THE CONSOLIDATED NET INCOME OF USD 4,575 MILLION, IN BOTH CASES ESTABLISHED IN ACCORDANCE WITH IFRS AS ADOPTED BY THE EUROPEAN UNION | Management | For | For | |||||||
III | THE GENERAL MEETING ACKNOWLEDGES THE NET INCOME OF USD 8,162 MILLION AND THAT NO ALLOCATION TO THE LEGAL RESERVE OR TO THE RESERVE FOR TREASURY SHARES IS REQUIRED: USD 0.10 PER SHARE | Management | For | For | |||||||
IV | GIVEN RESOLUTION III ABOVE, THE GENERAL MEETING, UPON THE PROPOSAL OF THE BOARD OF DIRECTORS, LEAVES THE BASIS FOR REMUNERATION FOR THE BOARD OF DIRECTORS UNCHANGED COMPARED TO THE PREVIOUS YEAR AND SETS THE AMOUNT OF TOTAL REMUNERATION FOR THE BOARD OF DIRECTORS IN RELATION TO THE FINANCIAL YEAR 2017 AT EUR 1,452,600 (USD 1,742,103), BASED ON THE FOLLOWING ANNUAL FEES: BASIC DIRECTOR'S REMUNERATION: EUR 144,720 (USD 173,563); - LEAD INDEPENDENT DIRECTOR'S REMUNERATION: EUR 204,120 (USD 244,801) - ADDITIONAL REMUNERATION FOR THE CHAIR OF THE AUDIT COMMITTEE: EUR 28,080 (USD 33,676) - ADDITIONAL REMUNERATION FOR THE | Management | For | For | |||||||
OTHER AUDIT COMMITTEE MEMBERS: EUR 17,280 (USD 20,724) - ADDITIONAL REMUNERATION FOR THE CHAIRS OF THE OTHER COMMITTEES: EUR 16,200 (USD 19,429) AND - ADDITIONAL REMUNERATION FOR THE MEMBERS OF THE OTHER COMMITTEES: EUR 10,800 (USD 12,952) | |||||||||||
V | THE GENERAL MEETING DECIDES TO GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS IN RELATION TO THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
VI | THE GENERAL MEETING RE-ELECTS MRS. KARYN OVELMEN AS DIRECTOR OF ARCELORMITTAL FOR A THREE-YEAR MANDATE THAT WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2021 | Management | For | For | |||||||
VII | THE GENERAL MEETING RE-ELECTS MR. TYE BURT AS DIRECTOR OF ARCELORMITTAL FOR A THREE- YEAR MANDATE THAT WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2021 | Management | For | For | |||||||
VIII | THE GENERAL MEETING DECIDES TO APPOINT DELOITTE AUDIT, SOCIETE A RESPONSABILITE LIMITEE, WITH REGISTERED OFFICE AT 560, RUE DE NEUDORF, L-2220 LUXEMBOURG, GRAND- DUCHY OF LUXEMBOURG, AS INDEPENDENT AUDITOR TO PERFORM THE INDEPENDENT AUDIT OF THE PARENT COMPANY FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS REGARDING THE FINANCIAL YEAR 2018 | Management | For | For | |||||||
IX | THE L GENERAL MEETING ACKNOWLEDGES THE ABOVE BACKGROUND INFORMATION PROVIDED ABOUT THE CEO OFFICE PSU PLAN AND OTHER RETENTION BASED GRANTS AND AUTHORISES THE BOARD OF DIRECTORS: (A) TO ALLOCATE UP 1,500,000 (ONE MILLION FIVE HUNDRED THOUSAND) OF THE COMPANY'S FULLY PAID-UP ORDINARY SHARES UNDER THE 2018 CAP, WHICH MAY BE EITHER NEWLY ISSUED SHARES OR SHARES HELD IN TREASURY, SUCH AUTHORISATION TO BE VALID FROM THE DATE OF THE GENERAL MEETING UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2019, (B) TO ADOPT ANY RULES OR MEASURES TO IMPLEMENT THE CEO OFFICE PSU PLAN AND OTHER RETENTION BASED GRANTS BELOW THE LEVEL OF THE CEO OFFICE THAT THE BOARD OF DIRECTORS MAY AT ITS DISCRETION CONSIDER APPROPRIATE, (C) TO DECIDE AND IMPLEMENT ANY INCREASE OF THE 2018 CAP BY THE ADDITIONAL NUMBER OF SHARES OF THE COMPANY NECESSARY TO PRESERVE THE RIGHTS OF THE GRANTEES OF PSUS IN THE EVENT OF A TRANSACTION | Management | For | For | |||||||
IMPACTING THE COMPANY'S SHARE CAPITAL, AND (D) TO DO OR CAUSE TO BE DONE ALL SUCH FURTHER ACTS AND THINGS AS THE BOARD OF DIRECTORS MAY DETERMINE TO BE NECESSARY OR ADVISABLE TO IMPLEMENT THE CONTENT AND PURPOSE OF THIS RESOLUTION | |||||||||||
CMMT | 09 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION III. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
HOLLYFRONTIER CORPORATION | |||||||||||
Security | 436106108 | Meeting Type | Annual | ||||||||
Ticker Symbol | HFC | Meeting Date | 09-May-2018 | ||||||||
ISIN | US4361061082 | Agenda | 934744601 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Anne-Marie Ainsworth | Management | For | For | |||||||
1b. | Election of Director: Douglas Bech | Management | For | For | |||||||
1c. | Election of Director: Anna Catalano | Management | For | For | |||||||
1d. | Election of Director: George Damiris | Management | For | For | |||||||
1e. | Election of Director: Leldon Echols | Management | For | For | |||||||
1f. | Election of Director: Kevin Hardage | Management | For | For | |||||||
1g. | Election of Director: Michael Jennings | Management | For | For | |||||||
1h. | Election of Director: Robert Kostelnik | Management | For | For | |||||||
1i. | Election of Director: James Lee | Management | For | For | |||||||
1j. | Election of Director: Franklin Myers | Management | For | For | |||||||
1k. | Election of Director: Michael Rose | Management | For | For | |||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's registered public accounting firm for the 2018 fiscal year. | Management | For | For | |||||||
ALCOA CORP. | |||||||||||
Security | 013872106 | Meeting Type | Annual | ||||||||
Ticker Symbol | AA | Meeting Date | 09-May-2018 | ||||||||
ISIN | US0138721065 | Agenda | 934750488 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Michael G. Morris | Management | For | For | |||||||
1b. | Election of Director: Mary Anne Citrino | Management | For | For | |||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||
1d. | Election of Director: Kathryn S. Fuller | Management | For | For | |||||||
1e. | Election of Director: Roy C. Harvey | Management | For | For | |||||||
1f. | Election of Director: James A. Hughes | Management | For | For | |||||||
1g. | Election of Director: James E. Nevels | Management | For | For | |||||||
1h. | Election of Director: James W. Owens | Management | For | For | |||||||
1i. | Election of Director: Carol L. Roberts | Management | For | For | |||||||
1j. | Election of Director: Suzanne Sitherwood | Management | For | For | |||||||
1k. | Election of Director: Steven W. Williams | Management | For | For | |||||||
1l. | Election of Director: Ernesto Zedillo | Management | For | For | |||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018 | Management | For | For | |||||||
3. | Advisory vote to approve 2017 executive compensation of the named executive officers | Management | For | For | |||||||
4. | Approval of the 2016 Stock Incentive Plan, as amended and restated | Management | For | For | |||||||
MKS INSTRUMENTS, INC. | |||||||||||
Security | 55306N104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MKSI | Meeting Date | 09-May-2018 | ||||||||
ISIN | US55306N1046 | Agenda | 934751911 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Gerald G. Colella | For | For | ||||||||
2 | Elizabeth A. Mora | For | For | ||||||||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||
GILEAD SCIENCES, INC. | |||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GILD | Meeting Date | 09-May-2018 | ||||||||
ISIN | US3755581036 | Agenda | 934752925 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | |||||||
1b. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | |||||||
1c. | Election of Director: Kelly A. Kramer | Management | For | For | |||||||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | |||||||
1e. | Election of Director: John C. Martin, Ph.D. | Management | For | For | |||||||
1f. | Election of Director: John F. Milligan, Ph.D. | Management | For | For | |||||||
1g. | Election of Director: Richard J. Whitley, M.D. | Management | For | For | |||||||
1h. | Election of Director: Gayle E. Wilson | Management | For | For | |||||||
1i. | Election of Director: Per Wold-Olsen | Management | For | For | |||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018. | Management | For | For | |||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | |||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. | Shareholder | Against | For | |||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. | Shareholder | For | Against | |||||||
UNITED RENTALS, INC. | |||||||||||
Security | 911363109 | Meeting Type | Annual | ||||||||
Ticker Symbol | URI | Meeting Date | 09-May-2018 | ||||||||
ISIN | US9113631090 | Agenda | 934760023 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Jose B. Alvarez | Management | For | For | |||||||
1b. | Election of Director: Jenne K. Britell | Management | For | For | |||||||
1c. | Election of Director: Marc A. Bruno | Management | For | For | |||||||
1d. | Election of Director: Bobby J. Griffin | Management | For | For | |||||||
1e. | Election of Director: Terri L. Kelly | Management | For | For | |||||||
1f. | Election of Director: Michael J. Kneeland | Management | For | For | |||||||
1g. | Election of Director: Gracia C. Martore | Management | For | For | |||||||
1h. | Election of Director: Jason D. Papastavrou | Management | For | For | |||||||
1i. | Election of Director: Filippo Passerini | Management | For | For | |||||||
1j. | Election of Director: Donald C. Roof | Management | For | For | |||||||
1k. | Election of Director: Shiv Singh | Management | For | For | |||||||
2. | Ratification of Appointment of Public Accounting Firm | Management | For | For | |||||||
3. | Advisory Approval of Executive Compensation | Management | For | For | |||||||
4. | Stockholder Proposal on Shareholder Right to Act by Written Consent | Shareholder | For | Against | |||||||
REPSOL S A | |||||||||||
Security | E8471S130 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-May-2018 | |||||||||
ISIN | ES0173516115 | Agenda | 709180359 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 11 MAY 2018. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS | Management | For | For | |||||||
2 | ALLOCATION OF RESULTS | Management | For | For | |||||||
3 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
4 | INCREASE OF SHARE CAPITAL IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION | Management | For | For | |||||||
5 | SECOND INCREASE OF SHARE CAPITAL | Management | For | For | |||||||
6 | APPROVAL OF A DECREASE IN CAPITAL IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION | Management | For | For | |||||||
7 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL ONCE OR MORE TIMES DURING 5 YEARS | Management | For | For | |||||||
8 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES | Management | For | For | |||||||
9 | RE-ELECTION OF MR JORDI GUAL SOLE AS DIRECTOR | Management | For | For | |||||||
10 | APPOINTMENT OF MS MARIA DEL CARMEN GANYET I CIRERA AS DIRECTOR | Management | For | For | |||||||
11 | APPOINTMENT OF MR IGNACIO MARTIN SAN VICENTE AS DIRECTOR | Management | For | For | |||||||
12 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
13 | SHARE ACQUISITION PLAN 2019 TO 2021 | Management | For | For | |||||||
14 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | For | For | |||||||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||||||
Security | 30219G108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESRX | Meeting Date | 10-May-2018 | ||||||||
ISIN | US30219G1085 | Agenda | 934745716 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Maura C. Breen | Management | For | For | |||||||
1b. | Election of Director: William J. DeLaney | Management | For | For | |||||||
1c. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | For | For | |||||||
1d. | Election of Director: Nicholas J. LaHowchic | Management | For | For | |||||||
1e. | Election of Director: Thomas P. Mac Mahon | Management | For | For | |||||||
1f. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||
1g. | Election of Director: Frank Mergenthaler | Management | For | For | |||||||
1h. | Election of Director: Woodrow A. Myers, Jr., MD | Management | For | For | |||||||
1i. | Election of Director: Roderick A. Palmore | Management | For | For | |||||||
1j. | Election of Director: George Paz | Management | For | For | |||||||
1k. | Election of Director: William L. Roper, MD, MPH | Management | For | For | |||||||
1l. | Election of Director: Seymour Sternberg | Management | For | For | |||||||
1m. | Election of Director: Timothy Wentworth | Management | For | For | |||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2018. | Management | For | For | |||||||
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | |||||||
4. | Stockholder proposal requesting the Company to report annually to the Board and stockholders identifying whether there exists a gender pay-gap among the Company's employees and other related disclosures. | Shareholder | Against | For | |||||||
5. | Stockholder proposal requesting the Board annually review and publicly report on its cyber risk. | Shareholder | Against | For | |||||||
FIRST DATA CORPORATION | |||||||||||
Security | 32008D106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FDC | Meeting Date | 10-May-2018 | ||||||||
ISIN | US32008D1063 | Agenda | 934755729 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | James E. Nevels | For | For | ||||||||
2 | Tagar C. Olson | For | For | ||||||||
3 | Barbara A. Yastine | For | For | ||||||||
2. | Ratify the appointment of Ernst & Young LLP as First Data's independent registered public accounting firm for our fiscal year ending December 31, 2018. | Management | For | For | |||||||
PILGRIM'S PRIDE CORPORATION | |||||||||||
Security | 72147K108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PPC | Meeting Date | 10-May-2018 | ||||||||
ISIN | US72147K1088 | Agenda | 934784821 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Gilberto Tomazoni* | For | For | ||||||||
2 | Denilson Molina* | For | For | ||||||||
3 | W.C.D. Vasconcellos Jr* | For | For | ||||||||
4 | William W. Lovette* | For | For | ||||||||
5 | Andre N. de Souza* | For | For | ||||||||
6 | David E. Bell# | For | For | ||||||||
7 | Michael L. Cooper# | For | For | ||||||||
8 | Charles Macaluso# | For | For | ||||||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||||
4. | Ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending December 30, 2018. | Management | For | For | |||||||
5. | A stockholder proposal to adopt and implement a water stewardship policy designed to reduce risks of water contamination from our direct operations and supply chain. | Shareholder | Against | For | |||||||
6. | A stockholder proposal regarding a report on board diversity. | Shareholder | For | Against | |||||||
WHEELOCK AND COMPANY LIMITED | |||||||||||
Security | Y9553V106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-May-2018 | |||||||||
ISIN | HK0020000177 | Agenda | 709199512 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN201804091036.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN201804091005.pdf | Non-Voting | |||||||||
1 | TO ADOPT THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2.A | TO RE-ELECT MR. STEWART C. K. LEUNG, A RETIRING DIRECTOR, AS A DIRECTOR | Management | For | For | |||||||
2.B | TO RE-ELECT MR. PAUL Y. C. TSUI, A RETIRING DIRECTOR, AS A DIRECTOR | Management | For | For | |||||||
2.C | TO RE-ELECT MR. WINSTON K. W. LEONG, A RETIRING DIRECTOR, AS A DIRECTOR | Management | For | For | |||||||
2.D | TO RE-ELECT MR. RICHARD Y. S. TANG, A RETIRING DIRECTOR, AS A DIRECTOR | Management | For | For | |||||||
2.E | TO RE-ELECT MS. NANCY S. L. TSE, A RETIRING DIRECTOR, AS A DIRECTOR | Management | For | For | |||||||
3 | TO RE-APPOINT KPMG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
4 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS FOR BUY-BACK OF SHARES BY THE COMPANY | Management | For | For | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS FOR ISSUE OF SHARES | Management | Against | Against | |||||||
6 | TO APPROVE THE ADDITION OF BOUGHT BACK SHARES TO THE SHARE ISSUE GENERAL MANDATE STATED UNDER RESOLUTION NO. 5 | Management | Against | Against | |||||||
RENAISSANCERE HOLDINGS LTD. | |||||||||||
Security | G7496G103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RNR | Meeting Date | 14-May-2018 | ||||||||
ISIN | BMG7496G1033 | Agenda | 934757709 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Brian G. J. Gray | Management | For | For | |||||||
1b. | Election of Director: Duncan P. Hennes | Management | For | For | |||||||
1c. | Election of Director: Kevin J. O'Donnell | Management | For | For | |||||||
1d. | Election of Director: Valerie Rahmani | Management | For | For | |||||||
2. | To approve, by a non-binding advisory vote, the compensation of the named executive officers of RenaissanceRe Holdings Ltd. as disclosed in the proxy statement. | Management | For | For | |||||||
3. | To approve the appointment of Ernst & Young Ltd. as the independent registered public accounting firm of RenaissanceRe Holdings Ltd. for the 2018 fiscal year and to refer the determination of the auditors' remuneration to the Board of Directors. | Management | For | For | |||||||
FIRSTENERGY CORP. | |||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FE | Meeting Date | 15-May-2018 | ||||||||
ISIN | US3379321074 | Agenda | 934760821 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Paul T. Addison | For | For | ||||||||
2 | Michael J. Anderson | For | For | ||||||||
3 | Steven J. Demetriou | For | For | ||||||||
4 | Julia L. Johnson | For | For | ||||||||
5 | Charles E. Jones | For | For | ||||||||
6 | Donald T. Misheff | For | For | ||||||||
7 | Thomas N. Mitchell | For | For | ||||||||
8 | James F. O'Neil III | For | For | ||||||||
9 | Christopher D. Pappas | For | For | ||||||||
10 | Sandra Pianalto | For | For | ||||||||
11 | Luis A. Reyes | For | For | ||||||||
12 | Dr. Jerry Sue Thornton | For | For | ||||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | For | For | |||||||
4. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold | Management | For | For | |||||||
5. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections | Management | For | For | |||||||
6. | Approve a Management Proposal to Amend the Company's Amended Code of Regulations to Implement Proxy Access | Management | For | For | |||||||
7. | Shareholder Proposal Requesting a Reduction in the Threshold to Call a Special Shareholder Meeting | Shareholder | For | Against | |||||||
ARCELORMITTAL | |||||||||||
Security | L0302D210 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-May-2018 | |||||||||
ISIN | LU1598757687 | Agenda | 709249583 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DECISION TO CHANGE THE CURRENCY OF THE SHARE CAPITAL OF THE COMPANY FROM EURO INTO US DOLLAR AND TO AMEND ARTICLES 5.1, 5.2 AND THE SECOND PARAGRAPH OF ARTICLE 17 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ACCORDINGLY (TOGETHER THE "CHANGE OF CURRENCY") | Management | For | For | |||||||
VECTREN CORPORATION | |||||||||||
Security | 92240G101 | Meeting Type | Annual | ||||||||
Ticker Symbol | VVC | Meeting Date | 16-May-2018 | ||||||||
ISIN | US92240G1013 | Agenda | 934746174 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Derrick Burks | For | For | ||||||||
2 | Carl L. Chapman | For | For | ||||||||
3 | J.H. DeGraffenreidt, Jr | For | For | ||||||||
4 | John D. Engelbrecht | For | For | ||||||||
5 | Anton H. George | For | For | ||||||||
6 | Robert G. Jones | For | For | ||||||||
7 | Patrick K. Mullen | For | For | ||||||||
8 | R. Daniel Sadlier | For | For | ||||||||
9 | Michael L. Smith | For | For | ||||||||
10 | Teresa J. Tanner | For | For | ||||||||
11 | Jean L. Wojtowicz | For | For | ||||||||
2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Management | For | For | |||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for Vectren Corporation and its subsidiaries for 2018. | Management | For | For | |||||||
ANTHEM, INC. | |||||||||||
Security | 036752103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ANTM | Meeting Date | 16-May-2018 | ||||||||
ISIN | US0367521038 | Agenda | 934750464 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Lewis Hay, III | Management | For | For | |||||||
1b. | Election of Director: Julie A. Hill | Management | For | For | |||||||
1c. | Election of Director: Antonio F. Neri | Management | For | For | |||||||
1d. | Election of Director: Ramiro G. Peru | Management | For | For | |||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||
4. | To approve proposed amendments to our Articles of Incorporation to allow shareholders owning 20% or more of our common stock to call special meetings of shareholders. | Management | Abstain | Against | |||||||
5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call special meetings of shareholders. | Shareholder | For | Against | |||||||
STATE STREET CORPORATION | |||||||||||
Security | 857477103 | Meeting Type | Annual | ||||||||
Ticker Symbol | STT | Meeting Date | 16-May-2018 | ||||||||
ISIN | US8574771031 | Agenda | 934769273 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: K. Burnes | Management | For | For | |||||||
1b. | Election of Director: P. de Saint-Aignan | Management | For | For | |||||||
1c. | Election of Director: L. Dugle | Management | For | For | |||||||
1d. | Election of Director: A. Fawcett | Management | For | For | |||||||
1e. | Election of Director: W. Freda | Management | For | For | |||||||
1f. | Election of Director: L. Hill | Management | For | For | |||||||
1g. | Election of Director: J. Hooley | Management | For | For | |||||||
1h. | Election of Director: S. Mathew | Management | For | For | |||||||
1i. | Election of Director: W. Meaney | Management | For | For | |||||||
1j. | Election of Director: S. O'Sullivan | Management | For | For | |||||||
1k. | Election of Director: R. Sergel | Management | For | For | |||||||
1l. | Election of Director: G. Summe | Management | For | For | |||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | |||||||
3. | To amend the Articles of Organization to implement a majority voting standard for specified corporate actions. | Management | For | For | |||||||
4. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||
EVEREST RE GROUP, LTD. | |||||||||||
Security | G3223R108 | Meeting Type | Annual | ||||||||
Ticker Symbol | RE | Meeting Date | 16-May-2018 | ||||||||
ISIN | BMG3223R1088 | Agenda | 934785152 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: Dominic J. Addesso | Management | For | For | |||||||
1.2 | Election of Director: John J. Amore | Management | For | For | |||||||
1.3 | Election of Director: William F. Galtney, Jr. | Management | For | For | |||||||
1.4 | Election of Director: John A. Graf | Management | For | For | |||||||
1.5 | Election of Director: Gerri Losquadro | Management | For | For | |||||||
1.6 | Election of Director: Roger M. Singer | Management | For | For | |||||||
1.7 | Election of Director: Joseph V. Taranto | Management | For | For | |||||||
1.8 | Election of Director: John A. Weber | Management | For | For | |||||||
2. | To appoint PricewaterhouseCoopers LLP as the Company's registered public accounting firm to act as the Company's auditor for the year ending December 31, 2018 and authorize the Board of Directors, acting by the Audit Committee, to set the fees for the registered public accounting firm. | Management | For | For | |||||||
3. | Advisory vote to approve 2017 executive compensation. | Management | For | For | |||||||
BAYERISCHE MOTOREN WERKE AKTIENGESELLSCHAFT | |||||||||||
Security | D12096109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-May-2018 | |||||||||
ISIN | DE0005190003 | Agenda | 709095726 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 26.04.2018, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting | |||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02.05.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2017-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE | Non-Voting | |||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 2,629,540,229.80 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 4.02 PER PREFERRED SHARE AND EUR 4 PER ORDINARY SHARE EX-DIVIDEND DATE: MAY 18, 2018 PAYABLE DATE: MAY 22, 2018 | Management | For | For | |||||||
3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | Abstain | Against | |||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | Abstain | Against | |||||||
5 | APPOINTMENT OF AUDITORS FOR THE 2018 FINANCIAL YEAR: KPMG AG, BERLIN | Management | For | For | |||||||
6.1 | ELECTION TO THE SUPERVISORY BOARD: KURT BOCK | Management | For | For | |||||||
6.2 | ELECTION TO THE SUPERVISORY BOARD: REINHARD HUETTL | Management | For | For | |||||||
6.3 | ELECTION TO THE SUPERVISORY BOARD: KARL- LUDWIG KLEY | Management | For | For | |||||||
6.4 | ELECTION TO THE SUPERVISORY BOARD: RENATE KOECHER | Management | For | For | |||||||
7 | RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE COMPENSATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED | Management | Against | Against | |||||||
LEGAL & GENERAL GROUP PLC | |||||||||||
Security | G54404127 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-May-2018 | |||||||||
ISIN | GB0005603997 | Agenda | 709287038 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | FINAL DIVIDEND: THAT A FINAL DIVIDEND OF 11.05 PENCE PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 BE DECLARED AND BE PAID ON 7 JUNE 2018 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 27 APRIL 2018 | Management | For | For | |||||||
3 | THAT CAROLYN BRADLEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
4 | THAT PHILIP BROADLEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
5 | THAT JEFF DAVIES BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | |||||||
6 | THAT SIR JOHN KINGMAN BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | |||||||
7 | THAT LESLEY KNOX BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
8 | THAT KERRIGAN PROCTER BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | |||||||
9 | THAT TOBY STRAUSS BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
10 | THAT JULIA WILSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
11 | THAT NIGEL WILSON BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | |||||||
12 | THAT MARK ZINKULA BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | |||||||
13 | THAT KPMG LLP BE APPOINTED AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Management | For | For | |||||||
14 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
15 | DIRECTORS' REPORT ON REMUNERATION | Management | For | For | |||||||
16 | RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT SHARES: THAT: A) THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT'), TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY | Management | For | For | |||||||
SECURITY INTO, SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 49,656,123; B) THIS AUTHORITY IS TO APPLY UNTIL THE CONCLUSION OF THE COMPANY'S NEXT AGM OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2019, EXCEPT THAT THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER IT EXPIRES AND THE DIRECTORS OF THE COMPANY MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED; AND C) PREVIOUS UNUTILISED AUTHORITIES UNDER SECTION 551 OF THE ACT SHALL CEASE TO HAVE EFFECT (SAVE TO THE EXTENT THAT THE SAME ARE EXERCISABLE PURSUANT TO SECTION 551(7) OF THE ACT BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO THE DATE OF THIS RESOLUTION WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED ON OR AFTER THAT DATE) | |||||||||||
17 | ADDITIONAL AUTHORITY TO ALLOT SHARES IN RESPECT OF CONTINGENT CONVERTIBLE SECURITIES: THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 16 (IF PASSED), THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN ACCORDANCE WITH SECTION 551 OF THE ACT, TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,000,000, REPRESENTING APPROXIMATELY 13.4% OF THE ISSUED ORDINARY SHARE CAPITAL AT 31 MARCH 2018 (THE LAST PRACTICABLE DATE OF MEASUREMENT PRIOR TO THE PUBLICATION OF THIS NOTICE); AND B) (SUBJECT TO APPLICABLE LAW AND REGULATION) AT SUCH ALLOTMENT, SUBSCRIPTION OR CONVERSION PRICES (OR SUCH MAXIMUM OR MINIMUM ALLOTMENT, SUBSCRIPTION OR CONVERSION PRICE METHODOLOGIES) AS MAY BE DETERMINED BY THE BOARD FROM TIME TO TIME, IN RELATION TO ANY ISSUE BY THE COMPANY OR ANY SUBSIDIARY OR SUBSIDIARY UNDERTAKING OF THE COMPANY (TOGETHER, THE 'GROUP') OF CONTINGENT CONVERTIBLE SECURITIES ('CCS') THAT AUTOMATICALLY CONVERT INTO, OR ARE AUTOMATICALLY EXCHANGED FOR, ORDINARY SHARES IN THE COMPANY IN PRESCRIBED CIRCUMSTANCES, WHERE THE BOARD CONSIDERS THAT SUCH AN ISSUANCE OF CCS WOULD BE DESIRABLE IN CONNECTION WITH, OR FOR THE PURPOSES OF COMPLYING WITH OR MAINTAINING | Management | For | For | |||||||
COMPLIANCE WITH, THE REGULATORY CAPITAL REQUIREMENTS OR TARGETS APPLICABLE TO THE COMPANY OR THE GROUP FROM TIME TO TIME. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY'S NEXT AGM OR IF EARLIER AT THE CLOSE OF BUSINESS ON 30 JUNE 2019 EXCEPT THAT THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE OFFERS OR AGREEMENTS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER IT EXPIRES AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | |||||||||||
18 | POLITICAL DONATIONS: THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE ACT, THE COMPANY, AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION IS EFFECTIVE ARE HEREBY AUTHORISED, IN AGGREGATE, TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES, NOT EXCEEDING GBP 100,000 IN TOTAL; B) MAKE DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 100,000 IN TOTAL; AND C) INCUR POLITICAL EXPENDITURE, NOT EXCEEDING GBP 100,000 IN TOTAL; (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 TO 365 OF THE ACT) DURING THE PERIOD OF ONE YEAR BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION PROVIDED THAT THE AUTHORISED SUM REFERRED TO IN PARAGRAPHS (I), (II) AND (III) ABOVE MAY BE COMPRISED OF ONE OR MORE AMOUNTS IN DIFFERENT CURRENCIES WHICH, FOR THE PURPOSES OF CALCULATING THAT AUTHORISED SUM, SHALL BE CONVERTED INTO POUNDS STERLING AT SUCH RATE AS THE BOARD OF THE COMPANY IN ITS ABSOLUTE DISCRETION MAY DETERMINE TO BE APPROPRIATE | Management | For | For | |||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, IF RESOLUTION 16 IS PASSED, THE BOARD TO BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF | Management | For | For | |||||||
OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES, OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 16 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF GBP 7,448,418 (REPRESENTING 297,936,720 ORDINARY SHARES), SUCH POWER TO APPLY UNTIL THE END OF THE NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2019) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | |||||||||||
20 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS: THAT, IF RESOLUTION 16 IS PASSED, THE BOARD BE GIVEN POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 19 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 16 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 7,448,418 (REPRESENTING 297,936,720 ORDINARY SHARES); AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY | Management | For | For | |||||||
THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2019) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | |||||||||||
21 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS IN CONNECTION WITH THE ISSUE OF CCS: THAT, IN ADDITION TO THE POWERS GRANTED PURSUANT TO RESOLUTIONS 19 AND 20 (IF PASSED), AND IF RESOLUTION 17 IS PASSED, THE BOARD BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 17 AS IF SECTION 561 OF THE ACT DID NOT APPLY. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY'S NEXT AGM OR IF EARLIER AT THE CLOSE OF BUSINESS ON 30 JUNE 2019 EXCEPT THAT THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE OFFERS OR AGREEMENTS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER IT EXPIRES AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | Management | For | For | |||||||
22 | PURCHASE OF OWN SHARES: THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE ACT TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE ACT) OF ITS ORDINARY SHARES OF 2.5 PENCE EACH ('ORDINARY SHARES') PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 595,873,486; B) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 2.5 PENCE; AND C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: I. THE AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND II. THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUES WHERE THE PURCHASE IS | Management | For | For | |||||||
CARRIED OUT AT THE RELEVANT TIME, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, 30 JUNE 2019) BUT DURING THIS PERIOD THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES, WHICH WOULD, OR MIGHT, BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED | |||||||||||
23 | NOTICE OF GENERAL MEETINGS: THAT A GENERAL MEETING OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
NEXT PLC | |||||||||||
Security | G6500M106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-May-2018 | |||||||||
ISIN | GB0032089863 | Agenda | 709287064 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE ACCOUNTS AND REPORTS | Management | For | For | |||||||
2 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | |||||||
3 | TO DECLARE A FINAL DIVIDEND OF 105P PER SHARE | Management | For | For | |||||||
4 | TO RE-ELECT JONATHAN BEWES AS A DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT CAROLINE GOODALL AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT AMANDA JAMES AS A DIRECTOR | Management | Against | Against | |||||||
7 | TO ELECT RICHARD PAPP AS A DIRECTOR | Management | Against | Against | |||||||
8 | TO RE-ELECT MICHAEL RONEY AS A DIRECTOR | Management | Against | Against | |||||||
9 | TO RE-ELECT FRANCIS SALWAY AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT JANE SHIELDS AS A DIRECTOR | Management | Against | Against | |||||||
11 | TO RE-ELECT DAME DIANNE THOMPSON AS A DIRECTOR | Management | For | For | |||||||
12 | TO RE-ELECT LORD WOLFSON AS A DIRECTOR | Management | Against | Against | |||||||
13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISE THE DIRECTORS TO SET REMUNERATION | Management | For | For | |||||||
14 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
15 | AUTHORITY TO DISAPPLY GENERAL PRE-EMPTION RIGHTS | Management | For | For | |||||||
16 | AUTHORITY TO DISAPPLY ADDITIONAL PRE- EMPTION RIGHTS | Management | For | For | |||||||
17 | AUTHORITY FOR ON-MARKET PURCHASE OF OWN SHARES | Management | For | For | |||||||
18 | AUTHORITY FOR OFF-MARKET PURCHASE OF OWN SHARES | Management | For | For | |||||||
19 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||
LIBERTY PROPERTY TRUST | |||||||||||
Security | 531172104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LPT | Meeting Date | 17-May-2018 | ||||||||
ISIN | US5311721048 | Agenda | 934748394 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Thomas C. Deloach, Jr. | For | For | ||||||||
2 | Katherine E. Dietze | For | For | ||||||||
3 | Antonio F. Fernandez | For | For | ||||||||
4 | Daniel P. Garton | For | For | ||||||||
5 | Robert G. Gifford | For | For | ||||||||
6 | William P. Hankowsky | For | For | ||||||||
7 | David L. Lingerfelt | For | For | ||||||||
8 | Marguerite M. Nader | For | For | ||||||||
9 | Fredric J. Tomczyk | For | For | ||||||||
2. | Advisory vote to approve the compensation of the Trust's named executive officers. | Management | For | For | |||||||
3. | Approval of the amendment to the Trust's Amended and Restated Declaration of Trust to clarify the right of the Trust's shareholders to amend the Trust's bylaws. | Management | For | For | |||||||
4. | Approval of the proposal to ratify the selection of Ernst & Young LLP as the Trust's independent registered public accounting firm for 2018. | Management | For | For | |||||||
HOST HOTELS & RESORTS, INC. | |||||||||||
Security | 44107P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | HST | Meeting Date | 17-May-2018 | ||||||||
ISIN | US44107P1049 | Agenda | 934752088 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A | Election of Director: Mary L. Baglivo | Management | For | For | |||||||
1B | Election of Director: Sheila C. Bair | Management | For | For | |||||||
1C | Election of Director: Ann M. Korologos | Management | For | For | |||||||
1D | Election of Director: Richard E. Marriott | Management | For | For | |||||||
1E | Election of Director: Sandeep L. Mathrani | Management | For | For | |||||||
1F | Election of Director: John B. Morse, Jr. | Management | For | For | |||||||
1G | Election of Director: Mary Hogan Preusse | Management | For | For | |||||||
1H | Election of Director: Walter C. Rakowich | Management | For | For | |||||||
1I | Election of Director: James F. Risoleo | Management | For | For | |||||||
1J | Election of Director: Gordon H. Smith | Management | For | For | |||||||
1K | Election of Director: A. William Stein | Management | For | For | |||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||
3. | Stockholder proposal for an annual sustainability report. | Shareholder | For | Against | |||||||
CAMDEN PROPERTY TRUST | |||||||||||
Security | 133131102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPT | Meeting Date | 17-May-2018 | ||||||||
ISIN | US1331311027 | Agenda | 934757646 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Richard J. Campo | For | For | ||||||||
2 | Heather J. Brunner | For | For | ||||||||
3 | Scott S. Ingraham | For | For | ||||||||
4 | Renu Khator | For | For | ||||||||
5 | William B. McGuire, Jr. | For | For | ||||||||
6 | D. Keith Oden | For | For | ||||||||
7 | William F. Paulsen | For | For | ||||||||
8 | F. A. Sevilla-Sacasa | For | For | ||||||||
9 | Steven A. Webster | For | For | ||||||||
10 | Kelvin R. Westbrook | For | For | ||||||||
2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For | |||||||
3. | Approval, by an advisory vote, of executive compensation. | Management | For | For | |||||||
4. | Approval of 2018 Share Incentive Plan. | Management | For | For | |||||||
5. | Approval of 2018 Employee Share Purchase Plan. | Management | For | For | |||||||
LEAR CORPORATION | |||||||||||
Security | 521865204 | Meeting Type | Annual | ||||||||
Ticker Symbol | LEA | Meeting Date | 17-May-2018 | ||||||||
ISIN | US5218652049 | Agenda | 934758446 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Richard H. Bott | Management | For | For | |||||||
1B. | Election of Director: Thomas P. Capo | Management | For | For | |||||||
1C. | Election of Director: Jonathan F. Foster | Management | For | For | |||||||
1D. | Election of Director: Mary Lou Jepsen | Management | For | For | |||||||
1E. | Election of Director: Kathleen A. Ligocki | Management | For | For | |||||||
1F. | Election of Director: Conrad L. Mallett, Jr. | Management | For | For | |||||||
1G. | Election of Director: Raymond E. Scott | Management | For | For | |||||||
1H. | Election of Director: Gregory C. Smith | Management | For | For | |||||||
1I. | Election of Director: Henry D.G. Wallace | Management | For | For | |||||||
2. | Ratification of the retention of Ernst & Young LLP as independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Advisory vote to approve Lear Corporation's executive compensation. | Management | For | For | |||||||
KANSAS CITY SOUTHERN | |||||||||||
Security | 485170302 | Meeting Type | Annual | ||||||||
Ticker Symbol | KSU | Meeting Date | 17-May-2018 | ||||||||
ISIN | US4851703029 | Agenda | 934764538 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Lydia I. Beebe | Management | For | For | |||||||
1b. | Election of Director: Lu M. Cordova | Management | For | For | |||||||
1c. | Election of Director: Robert J. Druten | Management | For | For | |||||||
1d. | Election of Director: Terrence P. Dunn | Management | For | For | |||||||
1e. | Election of Director: Antonio O. Garza, Jr. | Management | For | For | |||||||
1f. | Election of Director: David Garza-Santos | Management | For | For | |||||||
1g. | Election of Director: Janet H. Kennedy | Management | For | For | |||||||
1h. | Election of Director: Mitchell J. Krebs | Management | For | For | |||||||
1i. | Election of Director: Henry J. Maier | Management | For | For | |||||||
1j. | Election of Director: Thomas A. McDonnell | Management | For | For | |||||||
1k. | Election of Director: Patrick J. Ottensmeyer | Management | For | For | |||||||
1l. | Election of Director: Rodney E. Slater | Management | For | For | |||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Advisory (non-binding) vote approving the 2017 compensation of our named executive officers. | Management | For | For | |||||||
4. | Approval of a stockholder proposal to allow stockholder action by written consent. | Shareholder | For | Against | |||||||
THE WESTERN UNION COMPANY | |||||||||||
Security | 959802109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WU | Meeting Date | 18-May-2018 | ||||||||
ISIN | US9598021098 | Agenda | 934755212 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Martin I. Cole | Management | For | For | |||||||
1b. | Election of Director: Hikmet Ersek | Management | For | For | |||||||
1c. | Election of Director: Richard A. Goodman | Management | For | For | |||||||
1d. | Election of Director: Betsy D. Holden | Management | For | For | |||||||
1e. | Election of Director: Jeffrey A. Joerres | Management | For | For | |||||||
1f. | Election of Director: Roberto G. Mendoza | Management | For | For | |||||||
1g. | Election of Director: Michael A. Miles, Jr. | Management | For | For | |||||||
1h. | Election of Director: Robert W. Selander | Management | For | For | |||||||
1i. | Election of Director: Frances Fragos Townsend | Management | For | For | |||||||
1j. | Election of Director: Solomon D. Trujillo | Management | For | For | |||||||
2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | Management | For | For | |||||||
4. | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | Management | For | For | |||||||
5. | Stockholder Proposal Regarding Political Contributions Disclosure | Shareholder | Against | For | |||||||
AETNA INC. | |||||||||||
Security | 00817Y108 | Meeting Type | Annual | ||||||||
Ticker Symbol | AET | Meeting Date | 18-May-2018 | ||||||||
ISIN | US00817Y1082 | Agenda | 934766924 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | |||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | |||||||
1c. | Election of Director: Frank M. Clark | Management | For | For | |||||||
1d. | Election of Director: Molly J. Coye, M.D. | Management | For | For | |||||||
1e. | Election of Director: Roger N. Farah | Management | For | For | |||||||
1f. | Election of Director: Jeffrey E. Garten | Management | For | For | |||||||
1g. | Election of Director: Ellen M. Hancock | Management | For | For | |||||||
1h. | Election of Director: Richard J. Harrington | Management | For | For | |||||||
1i. | Election of Director: Edward J. Ludwig | Management | For | For | |||||||
1j. | Election of Director: Olympia J. Snowe | Management | For | For | |||||||
2. | Company Proposal - Approval of the Appointment of the Independent Registered Public Accounting Firm for 2018 | Management | For | For | |||||||
3. | Company Proposal - Approval of the Company's Executive Compensation on a Non-Binding Advisory Basis | Management | Against | Against | |||||||
4A. | Shareholder Proposal - Annual Report on Direct and Indirect Lobbying | Shareholder | Against | For | |||||||
4B. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold | Shareholder | Against | For | |||||||
BP P.L.C. | |||||||||||
Security | G12793108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2018 | |||||||||
ISIN | GB0007980591 | Agenda | 709207357 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
3 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT MR B GILVARY AS A DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT MR N S ANDERSEN AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT MR A BOECKMANN AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR | Management | For | For | |||||||
8 | TO ELECT DAME ALISON CARNWATH AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR | Management | For | For | |||||||
11 | TO RE-ELECT MRS M B MEYER AS A DIRECTOR | Management | For | For | |||||||
12 | TO RE-ELECT MR B R NELSON AS A DIRECTOR | Management | For | For | |||||||
13 | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR | Management | For | For | |||||||
14 | TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR | Management | For | For | |||||||
15 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For | |||||||
16 | TO APPOINT DELOITTE LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
17 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||
18 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | |||||||
19 | TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
20 | TO GIVE ADDITIONAL AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For | |||||||
22 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||
23 | TO APPROVE THE RENEWAL OF THE SCRIP DIVIDEND PROGRAMME | Management | For | For | |||||||
24 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | |||||||
ROYAL CARIBBEAN CRUISES LTD. | |||||||||||
Security | V7780T103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RCL | Meeting Date | 21-May-2018 | ||||||||
ISIN | LR0008862868 | Agenda | 934802580 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: John F. Brock | Management | For | For | |||||||
1b. | Election of Director: Richard D. Fain | Management | For | For | |||||||
1c. | Election of Director: William L. Kimsey | Management | For | For | |||||||
1d. | Election of Director: Maritza G. Montiel | Management | For | For | |||||||
1e. | Election of Director: Ann S. Moore | Management | For | For | |||||||
1f. | Election of Director: Eyal M. Ofer | Management | For | For | |||||||
1g. | Election of Director: Thomas J. Pritzker | Management | For | For | |||||||
1h. | Election of Director: William K. Reilly | Management | For | For | |||||||
1i | Election of Director: Bernt Reitan | Management | For | For | |||||||
1j | Election of Director: Vagn O. Sorensen | Management | For | For | |||||||
1k. | Election of Director: Donald Thompson | Management | For | For | |||||||
1l. | Election of Director: Arne Alexander Wilhelmsen | Management | For | For | |||||||
2. | Advisory approval of the Company's compensation of its named executive officers. | Management | For | For | |||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | G7690A100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2018 | |||||||||
ISIN | GB00B03MLX29 | Agenda | 709276996 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | |||||||
2 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
3 | APPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | For | For | |||||||
5 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | For | For | |||||||
6 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | For | For | |||||||
7 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CATHERINE HUGHES | Management | For | For | |||||||
8 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | For | For | |||||||
9 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: ROBERTO SETUBAL | Management | For | For | |||||||
10 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | For | For | |||||||
11 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | For | For | |||||||
12 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | For | For | |||||||
13 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | For | For | |||||||
14 | REAPPOINTMENT OF AUDITORS: ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | |||||||
15 | REMUNERATION OF AUDITORS | Management | For | For | |||||||
16 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2018 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGES 6 TO 7 | Shareholder | Against | For | |||||||
OMV AG, WIEN | |||||||||||
Security | A51460110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2018 | |||||||||
ISIN | AT0000743059 | Agenda | 709356213 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 918087 DUE TO SPLITTING-OF RESOLUTIONS 7 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | SUBMISSION OF THE ADOPTED FINANCIAL STATEMENTS 2017 INCLUDING THE DIRECTORS'- REPORT, THE (CONSOLIDATED) CORPORATE GOVERNANCE REPORT, THE (CONSOLIDATED)- PAYMENTS TO GOVERNMENTS REPORT, THE CONSOLIDATED NON-FINANCIAL REPORT, THE- GROUP FINANCIAL STATEMENTS 2017 INCLUDING THE GROUP DIRECTORS' REPORT, THE-PROPOSAL OF THE APPROPRIATION OF THE BALANCE SHEET PROFIT AS WELL AS THE-SUPERVISORY BOARD REPORT FOR THE FINANCIAL YEAR 2017 | Non-Voting | |||||||||
2 | APPROPRIATION OF THE PROFIT | Management | For | For | |||||||
3 | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | For | For | |||||||
4 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
5 | REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
6 | APPOINTMENT OF AUDITOR AND GROUP AUDITOR | Management | For | For | |||||||
7.I | RESOLUTION ON: THE LONG TERM INCENTIVE PLAN 2018 | Management | For | For | |||||||
7.II | RESOLUTION ON: THE EQUITY DEFERRAL 2018 | Management | For | For | |||||||
8.A | ELECTION TO THE SUPERVISORY BOARD: MS. ALYAZIA ALI AL KUWAITI | Management | For | For | |||||||
8.B | ELECTION TO THE SUPERVISORY BOARD: MR. MANSOUR MOHAMED AL MULLA | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 11 MAY-2018 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE-RECORD DATE FOR THIS MEETING IS 12 MAY 2018. THANK YOU | Non-Voting | |||||||||
GAP INC. | |||||||||||
Security | 364760108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GPS | Meeting Date | 22-May-2018 | ||||||||
ISIN | US3647601083 | Agenda | 934775480 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Robert J. Fisher | Management | For | For | |||||||
1b. | Election of Director: William S. Fisher | Management | For | For | |||||||
1c. | Election of Director: Tracy Gardner | Management | For | For | |||||||
1d. | Election of Director: Brian Goldner | Management | For | For | |||||||
1e. | Election of Director: Isabella D. Goren | Management | For | For | |||||||
1f. | Election of Director: Bob L. Martin | Management | For | For | |||||||
1g. | Election of Director: Jorge P. Montoya | Management | For | For | |||||||
1h. | Election of Director: Chris O'Neill | Management | For | For | |||||||
1i. | Election of Director: Arthur Peck | Management | For | For | |||||||
1j. | Election of Director: Mayo A. Shattuck III | Management | For | For | |||||||
2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending on February 2, 2019. | Management | For | For | |||||||
3. | Approval, on an advisory basis, of the overall compensation of the named executive officers. | Management | For | For | |||||||
PRINCIPAL FINANCIAL GROUP, INC. | |||||||||||
Security | 74251V102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFG | Meeting Date | 22-May-2018 | ||||||||
ISIN | US74251V1026 | Agenda | 934776925 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Roger C. Hochschild | Management | For | For | |||||||
1b. | Election of Director: Daniel J. Houston | Management | For | For | |||||||
1c. | Election of Director: Diane C. Nordin | Management | For | For | |||||||
1d. | Election of Director: Elizabeth E. Tallett | Management | For | For | |||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||
3. | Ratification of appointment of independent registered public accountants | Management | For | For | |||||||
OMNICOM GROUP INC. | |||||||||||
Security | 681919106 | Meeting Type | Annual | ||||||||
Ticker Symbol | OMC | Meeting Date | 22-May-2018 | ||||||||
ISIN | US6819191064 | Agenda | 934785227 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: John D. Wren | Management | For | For | |||||||
1b. | Election of Director: Alan R. Batkin | Management | For | For | |||||||
1c. | Election of Director: Mary C. Choksi | Management | For | For | |||||||
1d. | Election of Director: Robert Charles Clark | Management | For | For | |||||||
1e. | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | |||||||
1f. | Election of Director: Susan S. Denison | Management | For | For | |||||||
1g. | Election of Director: Ronnie S. Hawkins | Management | For | For | |||||||
1h. | Election of Director: Deborah J. Kissire | Management | For | For | |||||||
1i. | Election of Director: Gracia C. Martore | Management | For | For | |||||||
1j. | Election of Director: Linda Johnson Rice | Management | For | For | |||||||
1k. | Election of Director: Valerie M. Williams | Management | For | For | |||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2018 fiscal year. | Management | For | For | |||||||
4. | Shareholder proposal regarding the ownership threshold for calling special shareholder meetings. | Shareholder | For | Against | |||||||
CDW CORP | |||||||||||
Security | 12514G108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CDW | Meeting Date | 23-May-2018 | ||||||||
ISIN | US12514G1085 | Agenda | 934764665 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Virginia C. Addicott | Management | For | For | |||||||
1b. | Election of Director: James A. Bell | Management | For | For | |||||||
1c. | Election of Director: Benjamin D. Chereskin | Management | For | For | |||||||
1d. | Election of Director: Paul J. Finnegan | Management | For | For | |||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | |||||||
3. | To approve a management proposal regarding amendment of the Company's certificate of incorporation to provide for the annual election of directors. | Management | For | For | |||||||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||
REINSURANCE GROUP OF AMERICA, INC. | |||||||||||
Security | 759351604 | Meeting Type | Annual | ||||||||
Ticker Symbol | RGA | Meeting Date | 23-May-2018 | ||||||||
ISIN | US7593516047 | Agenda | 934770101 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Patricia L. Guinn | Management | For | For | |||||||
1B. | Election of Director: Frederick J. Sievert | Management | For | For | |||||||
1C. | Election of Director: Stanley B. Tulin | Management | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
3. | Vote to amend the Company's Articles of Incorporation to give shareholders the ability to amend the Company's Bylaws. | Management | For | For | |||||||
4. | Vote to amend the Company's Articles of Incorporation to declassify the Board of Directors. | Management | For | For | |||||||
5. | Vote to amend the Company's Articles of Incorporation to eliminate the 85% supermajority voting threshold on certain provisions in the Articles of Incorporation. | Management | For | For | |||||||
6. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ending December 31, 2018. | Management | For | For | |||||||
ANNALY CAPITAL MANAGEMENT, INC. | |||||||||||
Security | 035710409 | Meeting Type | Annual | ||||||||
Ticker Symbol | NLY | Meeting Date | 23-May-2018 | ||||||||
ISIN | US0357104092 | Agenda | 934772004 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Wellington J. Denahan | Management | For | For | |||||||
1b. | Election of Director: Michael Haylon | Management | For | For | |||||||
1c. | Election of Director: Donnell A. Segalas | Management | For | For | |||||||
1d. | Election of Director: Katie Beirne Fallon | Management | For | For | |||||||
1e. | Election of Director: Vicki Williams | Management | For | For | |||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||||||
WELLCARE HEALTH PLANS, INC. | |||||||||||
Security | 94946T106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WCG | Meeting Date | 23-May-2018 | ||||||||
ISIN | US94946T1060 | Agenda | 934777321 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Richard C. Breon | Management | For | For | |||||||
1b. | Election of Director: Kenneth A. Burdick | Management | For | For | |||||||
1c. | Election of Director: Amy Compton-Phillips | Management | For | For | |||||||
1d. | Election of Director: H. James Dallas | Management | For | For | |||||||
1e. | Election of Director: Kevin F. Hickey | Management | For | For | |||||||
1f. | Election of Director: Christian P. Michalik | Management | For | For | |||||||
1g. | Election of Director: Glenn D. Steele, Jr. | Management | For | For | |||||||
1h. | Election of Director: William L. Trubeck | Management | For | For | |||||||
1i. | Election of Director: Kathleen E. Walsh | Management | For | For | |||||||
1j. | Election of Director: Paul E. Weaver | Management | For | For | |||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||||||
3. | Advisory vote on the compensation of the Company's named executive officers ("Say on Pay"). | Management | For | For | |||||||
ERSTE GROUP BANK AG | |||||||||||
Security | A19494102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-May-2018 | |||||||||
ISIN | AT0000652011 | Agenda | 709360654 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | 01 MAY 2018: DELETION OF COMMENT | Non-Voting | |||||||||
2 | APPROPRIATION OF THE PROFIT: THE PROFIT AVAILABLE FOR DISTRIBUTION RECOGNISED IN THE FINANCIAL ACCOUNTS OF THE CO M- PANY AS AT 31 DECEMBER 2017 AND AMOUNTING TO EUR 515,760,00.00 WILL BE APPR O- PRIATED IN ACCORDANCE WITH THE MANAGEMENT BOARD'S RECOMMENDATION: EACH SHARE ENTITLED TO A DIVIDEND WILL RECEIVE EUR 1.20, ADDING UP TO A TOTAL OF NO MORE THAN EUR 515,760,000.00. THE COMPANY IS NOT ENTITLED TO ANY DIVIDEND PAYMENTS FROM ITS OWN SHARES. THE DIVIDEND WILL BE PAID OUT TO SHAREHOLDERS FIVE BANKING DAYS AFTER THE ANNUAL GENERAL MEETING - IN DEVIATION FROM CLAUSE 23.4 OF THE ARTICLES OF ASSOCIATION WHICH STIPULATES PAYOUT OF DIVIDEND 10 DAYS AFTER THE ANNUAL GENERAL MEETING - I.E. ON 1 JUNE 2018 | Management | For | For | |||||||
3 | GRANT OF DISCHARGE TO THE MEMBERS OF THE MANAGEMENT BOARD WITH REGARD TO THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
4 | GRANT OF DISCHARGE TO THE MEMBERS OF THE SUPERVISORY BOARD WITH REGARD TO THE FINANCIAL YEAR 2017 | Management | For | For | |||||||
5 | REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
6 | APPOINTMENT OF AN ADDITIONAL (GROUP) AUDITOR FOR THE FINANCIAL STATEMENTS, THE MANAGEMENT REPORT, THE GROUP FINANCIAL STATEMENTS AND THE GROUP MANAGEMENT REPORT FOR THE FINANCIAL YEAR 2019 : PWC WIRTSCHAFTSPRUEFUNG GMBH | Management | For | For | |||||||
7 | REDUCTION OF THE NUMBER OF SUPERVISORY BOARD MEMBERS | Management | For | For | |||||||
8 | AUTHORISATION OF THE MANAGEMENT BOARD TO ISSUE CONVERTIBLE BONDS | Management | For | For | |||||||
9 | CANCELLING OF CURRENT AUTHORISED CAPITAL AND CREATING OF NEW AUTHORISED CAPITAL | Management | For | For | |||||||
10 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN POINT 5., 8.3, 15.5. AND 21.4 | Management | For | For | |||||||
CMMT | 01 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME IN RESOLUTION 6 AND DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
UNUM GROUP | |||||||||||
Security | 91529Y106 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNM | Meeting Date | 24-May-2018 | ||||||||
ISIN | US91529Y1064 | Agenda | 934770288 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Theodore H. Bunting, Jr. | Management | For | For | |||||||
1b. | Election of Director: E. Michael Caulfield | Management | For | For | |||||||
1c. | Election of Director: Susan D. DeVore | Management | For | For | |||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||
1e. | Election of Director: Cynthia L. Egan | Management | For | For | |||||||
1f. | Election of Director: Kevin T. Kabat | Management | For | For | |||||||
1g. | Election of Director: Timothy F. Keaney | Management | For | For | |||||||
1h. | Election of Director: Gloria C. Larson | Management | For | For | |||||||
1i. | Election of Director: Richard P. McKenney | Management | For | For | |||||||
1j. | Election of Director: Ronald P. O'Hanley | Management | For | For | |||||||
1k. | Election of Director: Francis J. Shammo | Management | For | For | |||||||
2. | To approve, on an advisory basis, the compensation of the company's named executive officers. | Management | For | For | |||||||
3. | To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2018. | Management | For | For | |||||||
4. | To approve an Amended and Restated Certificate of Incorporation, including the elimination of supermajority voting requirements. | Management | For | For | |||||||
NEW RESIDENTIAL INVESTMENT CORP. | |||||||||||
Security | 64828T201 | Meeting Type | Annual | ||||||||
Ticker Symbol | NRZ | Meeting Date | 24-May-2018 | ||||||||
ISIN | US64828T2015 | Agenda | 934773032 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: Michael Nierenberg | Management | For | For | |||||||
1.2 | Election of Director: Kevin J. Finnerty | Management | For | For | |||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2018. | Management | For | For | |||||||
TARGA RESOURCES CORP. | |||||||||||
Security | 87612G101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRGP | Meeting Date | 24-May-2018 | ||||||||
ISIN | US87612G1013 | Agenda | 934775579 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: Robert B. Evans | Management | For | For | |||||||
1.2 | Election of Director: Joe Bob Perkins | Management | For | For | |||||||
1.3 | Election of Director: Ershel C. Redd Jr. | Management | For | For | |||||||
2. | Ratification of Selection of Independent Accountants | Management | For | For | |||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | |||||||||||
Security | 460690100 | Meeting Type | Annual | ||||||||
Ticker Symbol | IPG | Meeting Date | 24-May-2018 | ||||||||
ISIN | US4606901001 | Agenda | 934779995 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Jocelyn Carter-Miller | Management | For | For | |||||||
1b. | Election of Director: H. John Greeniaus | Management | For | For | |||||||
1c. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | |||||||
1d. | Election of Director: Dawn Hudson | Management | For | For | |||||||
1e. | Election of Director: William T. Kerr | Management | For | For | |||||||
1f. | Election of Director: Henry S. Miller | Management | For | For | |||||||
1g. | Election of Director: Jonathan F. Miller | Management | For | For | |||||||
1h. | Election of Director: Patrick Q. Moore | Management | For | For | |||||||
1i. | Election of Director: Michael I. Roth | Management | For | For | |||||||
1j. | Election of Director: David M. Thomas | Management | For | For | |||||||
1k. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | |||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
4. | Stockholder proposal entitled "Independent Board Chairman." | Shareholder | Against | For | |||||||
OLD MUTUAL PLC | |||||||||||
Security | G67395114 | Meeting Type | Court Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-May-2018 | |||||||||
ISIN | GB00B77J0862 | Agenda | 709329557 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE THE FIRST SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF MEETING DATED THE 20TH OF APRIL 2018 | Management | For | For | |||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
OLD MUTUAL PLC | |||||||||||
Security | G67395114 | Meeting Type | Court Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-May-2018 | |||||||||
ISIN | GB00B77J0862 | Agenda | 709329569 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE THE SECOND SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF MEETING DATED THE 20TH APRIL 2018 | Management | For | For | |||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
OLD MUTUAL PLC | |||||||||||
Security | G67395114 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-May-2018 | |||||||||
ISIN | GB00B77J0862 | Agenda | 709329571 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVE MATTERS RELATING TO THE FINALISATION OF THE MANAGED SEPARATION OF OLD MUTUAL PLC | Management | For | For | |||||||
2 | APPROVE QUILTER PLC PERFORMANCE SHARE PLAN | Management | For | For | |||||||
3 | APPROVE QUILTER PLC SHARE REWARD PLAN | Management | For | For | |||||||
4 | APPROVE QUILTER PLC SHARESAVE PLAN | Management | For | For | |||||||
5 | APPROVE QUILTER PLC SHARE INCENTIVE PLAN | Management | For | For | |||||||
6 | APPROVE OLD MUTUAL LIMITED LONG TERM INCENTIVE PLAN | Management | For | For | |||||||
7 | APPROVE OLD MUTUAL LIMITED EMPLOYEE SHARE OWNERSHIP PLAN | Management | For | For | |||||||
ABN AMRO GROUP N.V. | |||||||||||
Security | N0162C102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2018 | |||||||||
ISIN | NL0011540547 | Agenda | 709311904 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | |||||||||
2.A | REPORT OF THE EXECUTIVE BOARD IN RESPECT OF 2017 | Non-Voting | |||||||||
2.B | REPORT OF THE SUPERVISORY BOARD IN RESPECT OF 2017 | Non-Voting | |||||||||
2.C | PRESENTATION EMPLOYEE COUNCIL | Non-Voting | |||||||||
2.D | CORPORATE GOVERNANCE | Non-Voting | |||||||||
2.E | IMPLEMENTATION OF THE REMUNERATION POLICY | Non-Voting | |||||||||
2.F | PRESENTATION AND Q&A EXTERNAL AUDITOR | Non-Voting | |||||||||
2.G | ADOPTION OF THE AUDITED ANNUAL FINANCIAL STATEMENTS 2017 | Management | For | For | |||||||
3.A | EXPLANATION DIVIDEND POLICY | Non-Voting | |||||||||
3.B | PROPOSAL FOR DIVIDEND 2017: ABN AMRO GROUP PROPOSES A FINAL CASH DIVIDEND OF EUR 752 MILLION OR EUR 0.80 PER SHARE. TOGETHER WITH THE INTERIM CASH DIVIDEND OF EUR 611 MILLION, THIS WILL BRING THE TOTAL DIVIDEND FOR 2017 TO EUR 1,363 MILLION OR EUR 1.45 PER SHARE, WHICH IS EQUAL TO A PAY-OUT RATIO OF 50% OF REPORTED NET EARNINGS AFTER DEDUCTION OF AT1 COUPON PAYMENTS AND MINORITY INTERESTS, WHICH IS IN LINE WITH THE DIVIDEND POLICY | Management | For | For | |||||||
4.A | DISCHARGE OF EACH MEMBER OF THE EXECUTIVE BOARD IN OFFICE DURING THE FINANCIAL YEAR 2017 FOR THE PERFORMANCE OF HIS OR HER DUTIES DURING 2017 | Management | For | For | |||||||
4.B | DISCHARGE OF EACH MEMBER OF THE SUPERVISORY BOARD IN OFFICE DURING THE FINANCIAL YEAR 2017 FOR THE PERFORMANCE OF HIS OR HER DUTIES DURING 2017 | Management | For | For | |||||||
5 | REPORT ON FUNCTIONING OF EXTERNAL AUDITOR | Non-Voting | |||||||||
6.A | COLLECTIVE PROFILE OF THE SUPERVISORY BOARD | Non-Voting | |||||||||
6.B | NOTIFICATION OF SUPERVISORY BOARD VACANCIES | Non-Voting | |||||||||
6.C | OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE GENERAL MEETING, WITH DUE REGARD-OF THE PROFILES | Non-Voting | |||||||||
6.D.I | ANNOUNCEMENT TO THE GENERAL MEETING OF THE SUPERVISORY BOARD'S NOMINATION OF-MR STEVEN TEN HAVE FOR RE-APPOINTMENT | Non-Voting | |||||||||
6.DII | PROPOSAL TO THE GENERAL MEETING TO RE- APPOINT MR STEVEN TEN HAVE AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||
7.A | AUTHORISATION TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | |||||||
7.B | AUTHORISATION TO LIMIT OR EXCLUDE PRE- EMPTIVE RIGHTS | Management | For | For | |||||||
7.C | AUTHORISATION TO ACQUIRE SHARES OR DEPOSITARY RECEIPTS REPRESENTING SHARES IN ABN AMRO GROUP'S OWN CAPITAL | Management | For | For | |||||||
8 | CANCELLATION OF (DEPOSITARY RECEIPTS FOR) SHARES IN THE ISSUED SHARE CAPITAL OF ABN AMRO GROUP | Management | For | For | |||||||
9 | AMENDMENT TO THE ARTICLES OF ASSOCIATION AND AUTHORISATION TO HAVE THE DEED OF AMENDMENT EXECUTED IN FRONT OF THE DUTCH CIVIL LAW NOTARY: ARTICLE 2:67 AND ARTICLE 3.1.1 | Management | For | For | |||||||
10 | ANY OTHER BUSINESS AND CONCLUSION | Non-Voting | |||||||||
CMMT | 01 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 3.B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
SINO BIOPHARMACEUTICAL LIMITED | |||||||||||
Security | G8167W138 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2018 | |||||||||
ISIN | KYG8167W1380 | Agenda | 709345082 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251420.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251418.PDF | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
3 | TO RE-ELECT MR. TSE PING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||
4 | TO RE-ELECT MS. LI MINGQIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||
5 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
8 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2018 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
9.A | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | |||||||
9.B | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | For | For | |||||||
9.C | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) | Management | Against | Against | |||||||
9.D | TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE BONUS SHARE FOR EVERY TWO EXISTING ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | For | For | |||||||
FAURECIA SA, NANTERRE | |||||||||||
Security | F3445A108 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-May-2018 | |||||||||
ISIN | FR0000121147 | Agenda | 709419471 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||
CMMT | 09 MAY 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0420/20180420 1-801202.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0509/20180509 1-801676.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | For | For | |||||||
O.4 | STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS - ACKNOWLEDGEMENT OF THE ABSENCE OF A NEW AGREEMENT | Management | For | For | |||||||
O.5 | RATIFICATION OF THE PROVISIONAL APPOINTMENT OF VALERIE LANDON AS DIRECTOR, AS A REPLACEMENT FOR AMPARO MORALEDA, WHO HAS RESIGNED | Management | For | For | |||||||
O.6 | AMOUNT OF ATTENDANCE FEES ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
O.7 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
O.8 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER | Management | Against | Against | |||||||
O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO YANN DELABRIERE, CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL 30 MAY 2017 | Management | For | For | |||||||
O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MICHEL DE ROSEN, CHAIRMAN OF THE BOARD OF DIRECTORS SINCE 30 MAY 2017 | Management | For | For | |||||||
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO PATRICK KOLLER, CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO BUY BACK ITS OWN SHARES PURSUANT TO THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, PURPOSES, TERMS AND CONDITIONS, CEILING, SUSPENSION IN PUBLIC OFFER PERIOD | Management | For | For | |||||||
E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES REPURCHASED BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, CEILING | Management | For | For | |||||||
E.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY GRANT EXISTING SHARES AND/OR SHARES TO BE ISSUED TO SALARIED EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT, DURATION OF THE AUTHORIZATION, CEILING, DURATION OF THE ACQUISITION PERIOD, PARTICULARLY IN THE EVENT OF INVALIDITY | Management | For | For | |||||||
E.15 | EXTENSION OF THE DURATION OF THE COMPANY AND CORRELATIVE AMENDMENT TO THE BYLAWS | Management | For | For | |||||||
E.16 | APPROVAL OF THE TRANSFORMATION OF THE COMPANY INTO A EUROPEAN COMPANY WITH A BOARD OF DIRECTORS | Management | For | For | |||||||
E.17 | ADOPTION OF THE COMPANY'S BYLAWS UNDER ITS NEW FORM OF EUROPEAN COMPANY | Management | For | For | |||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | |||||||
WALMART INC. | |||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMT | Meeting Date | 30-May-2018 | ||||||||
ISIN | US9311421039 | Agenda | 934793072 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Stephen J. Easterbrook | Management | For | For | |||||||
1b. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||
1c. | Election of Director: Sarah J. Friar | Management | For | For | |||||||
1d. | Election of Director: Carla A. Harris | Management | For | For | |||||||
1e. | Election of Director: Thomas W. Horton | Management | For | For | |||||||
1f. | Election of Director: Marissa A. Mayer | Management | For | For | |||||||
1g. | Election of Director: C. Douglas McMillon | Management | For | For | |||||||
1h. | Election of Director: Gregory B. Penner | Management | For | For | |||||||
1i. | Election of Director: Steven S Reinemund | Management | For | For | |||||||
1j. | Election of Director: S. Robson Walton | Management | For | For | |||||||
1k. | Election of Director: Steuart L. Walton | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |||||||
4. | Request to Adopt an Independent Chair Policy | Shareholder | Against | For | |||||||
5. | Request for Report on Racial or Ethnic Pay Gaps | Shareholder | For | Against | |||||||
HENDERSON LAND DEVELOPMENT COMPANY LIMITED | |||||||||||
Security | Y31476107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-Jun-2018 | |||||||||
ISIN | HK0012000102 | Agenda | 709338001 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN20180425101.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN20180425097.PDF | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND: THE BOARD RECOMMENDS THE PAYMENT OF A FINAL DIVIDEND OF HKD 1.23 PER SHARE TO SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON MONDAY, 11 JUNE 2018, AND SUCH FINAL DIVIDEND WILL NOT BE SUBJECT TO ANY WITHHOLDING TAX IN HONG KONG. INCLUDING THE INTERIM DIVIDEND OF HKD 0.48 PER SHARE ALREADY PAID, THE TOTAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 WILL AMOUNT TO HKD 1.71 PER SHARE (2016: HKD 1.55 PER SHARE) | Management | For | For | |||||||
3.I | TO RE-ELECT DR LEE SHAU KEE AS DIRECTOR | Management | For | For | |||||||
3.II | TO RE-ELECT DR LAM KO YIN, COLIN AS DIRECTOR | Management | For | For | |||||||
3.III | TO RE-ELECT MR YIP YING CHEE, JOHN AS DIRECTOR | Management | For | For | |||||||
3.IV | TO RE-ELECT MR WOO KA BIU, JACKSON AS DIRECTOR | Management | For | For | |||||||
3.V | TO RE-ELECT MR LEUNG HAY MAN AS DIRECTOR | Management | Against | Against | |||||||
3.VI | TO RE-ELECT PROFESSOR POON CHUNG KWONG AS DIRECTOR | Management | For | For | |||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION: KPMG | Management | For | For | |||||||
5.A | TO APPROVE THE ISSUE OF BONUS SHARES | Management | For | For | |||||||
5.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES | Management | For | For | |||||||
5.C | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT NEW SHARES | Management | Against | Against | |||||||
5.D | TO AUTHORISE THE DIRECTORS TO ALLOT NEW SHARES EQUAL TO THE TOTAL NUMBER OF SHARES BOUGHT BACK BY THE COMPANY | Management | Against | Against | |||||||
TOTAL S.A. | |||||||||||
Security | F92124100 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 01-Jun-2018 | |||||||||
ISIN | FR0000120271 | Agenda | 709420082 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0502/20180502 1-801549.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 892249 DUE TO ADDITIONAL- RESOLUTION A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME, SETTING OF THE DIVIDEND, OPTION FOR THE PAYMENT OF THE FINAL DIVIDEND IN SHARES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.4 | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS IN SHARES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 - DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
O.5 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR AN 18-MONTH PERIOD, TO TRADE IN SHARES OF THE COMPANY | Management | For | For | |||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICK POUYANNE AS DIRECTOR | Management | For | For | |||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICK ARTUS AS DIRECTOR | Management | For | For | |||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE- MARIE IDRAC AS DIRECTOR | Management | For | For | |||||||
O.9 | AGREEMENT REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||
O.10 | COMMITMENTS REFERRED TO IN ARTICLE L. 225- 42-1 OF THE FRENCH COMMERCIAL CODE REGARDING MR. PATRICK POUYANNE | Management | For | For | |||||||
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | |||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL EITHER BY ISSUING ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHER, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL, AS PART OF A PUBLIC OFFERING, BY ISSUING ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, THROUGH AN OFFER REFERRED TO IN ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, ENTAILING A CAPITAL INCREASE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO PROCEED, UNDER THE CONDITIONS OF ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WITH CAPITAL INCREASES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | For | For | |||||||
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT MONTHS, TO ALLOCATE FREE EXISTING SHARES OR FREE SHARES TO BE ISSUED OF THE COMPANY IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP, OR SOME OF THEM, ENTAILING A WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO SHARES TO BE ISSUED | Management | Against | Against | |||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE COMITE CENTRAL D'ENTREPRISE DE L'UES AMONT -GLOBAL SERVICES -HOLDING DE TOTAL: STATUTORY AMENDMENT RELATING TO A NEW PROCEDURE FOR APPOINTING EMPLOYEE SHAREHOLDER DIRECTORS WITH A VIEW TO IMPROVING THEIR REPRESENTATIVENESS AND INDEPENDENCE | Shareholder | Against | For | |||||||
ZIONS BANCORPORATION | |||||||||||
Security | 989701107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZION | Meeting Date | 01-Jun-2018 | ||||||||
ISIN | US9897011071 | Agenda | 934775973 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Jerry C. Atkin | Management | For | For | |||||||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | |||||||
1C. | Election of Director: Suren K. Gupta | Management | For | For | |||||||
1D. | Election of Director: J. David Heaney | Management | For | For | |||||||
1E. | Election of Director: Vivian S. Lee | Management | For | For | |||||||
1F. | Election of Director: Edward F. Murphy | Management | For | For | |||||||
1G. | Election of Director: Roger B. Porter | Management | For | For | |||||||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | |||||||
1I. | Election of Director: Harris H. Simmons | Management | For | For | |||||||
1J. | Election of Director: Barbara A. Yastine | Management | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. | Management | For | For | |||||||
3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2017. | Management | For | For | |||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | ||||||||
ISIN | NL0009434992 | Agenda | 934787928 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | |||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | |||||||
2b. | Election of Director: Robert Gwin | Management | For | For | |||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | |||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | |||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | |||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | |||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | |||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | |||||||
2i. | Election of Director: Claire Farley | Management | For | For | |||||||
2j. | Election of Director: Isabella Goren | Management | For | For | |||||||
2k. | Election of Director: Bruce Smith | Management | For | For | |||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | |||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | |||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | |||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | |||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | |||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | |||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | |||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | |||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | |||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | |||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | |||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | |||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | |||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | |||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | |||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | |||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | ||||||||
ISIN | NL0009434992 | Agenda | 934825805 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | |||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | |||||||
2b. | Election of Director: Robert Gwin | Management | For | For | |||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | |||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | |||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | |||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | |||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | |||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | |||||||
2i. | Election of Director: Claire Farley | Management | For | For | |||||||
2j. | Election of Director: Isabella Goren | Management | For | For | |||||||
2k. | Election of Director: Bruce Smith | Management | For | For | |||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | |||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | |||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | |||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | |||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | |||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | |||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | |||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | |||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | |||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | |||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | |||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | |||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | |||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | |||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | |||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | |||||||
WH GROUP LIMITED | |||||||||||
Security | G96007102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Jun-2018 | |||||||||
ISIN | KYG960071028 | Agenda | 709319823 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423528.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423538.PDF | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | |||||||
2.A | TO RE-ELECT MR. WAN LONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||
2.B | TO RE-ELECT MR. JIAO SHUGE AS AN NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||
3 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF ALL DIRECTORS OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO DECLARE A FINAL DIVIDEND OF HKD 0.22 PER SHARE OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | |||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | Against | Against | |||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 | ||||||||
ISIN | US91324P1021 | Agenda | 934797006 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | |||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | |||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | |||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | |||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | |||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |||||||
1h. | Election of Director: Glenn M. Renwick | Management | For | For | |||||||
1i. | Election of Director: Kenneth I. Shine, M.D. | Management | For | For | |||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | |||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. | Management | For | For | |||||||
FREEPORT-MCMORAN INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 05-Jun-2018 | ||||||||
ISIN | US35671D8570 | Agenda | 934789150 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director Nominee: Richard C. Adkerson | Management | For | For | |||||||
1.2 | Election of Director Nominee: Gerald J. Ford | Management | For | For | |||||||
1.3 | Election of Director Nominee: Lydia H. Kennard | Management | For | For | |||||||
1.4 | Election of Director Nominee: Jon C. Madonna | Management | For | For | |||||||
1.5 | Election of Director Nominee: Courtney Mather | Management | For | For | |||||||
1.6 | Election of Director Nominee: Dustan E. McCoy | Management | For | For | |||||||
1.7 | Election of Director Nominee: Frances Fragos Townsend | Management | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||
Security | 192446102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTSH | Meeting Date | 05-Jun-2018 | ||||||||
ISIN | US1924461023 | Agenda | 934795141 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Zein Abdalla | Management | For | For | |||||||
1b. | Election of Director: Betsy S. Atkins | Management | For | For | |||||||
1c. | Election of Director: Maureen Breakiron-Evans | Management | For | For | |||||||
1d. | Election of Director: Jonathan Chadwick | Management | For | For | |||||||
1e. | Election of Director: John M. Dineen | Management | For | For | |||||||
1f. | Election of Director: Francisco D'Souza | Management | For | For | |||||||
1g. | Election of Director: John N. Fox, Jr. | Management | For | For | |||||||
1h. | Election of Director: John E. Klein | Management | For | For | |||||||
1i. | Election of Director: Leo S. Mackay, Jr. | Management | For | For | |||||||
1j. | Election of Director: Michael Patsalos-Fox | Management | For | For | |||||||
1k. | Election of Director: Joseph M. Velli | Management | For | For | |||||||
2. | Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||
4. | Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan. | Management | For | For | |||||||
5a. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By-laws. | Management | For | For | |||||||
5b. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors. | Management | For | For | |||||||
5c. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation. | Management | For | For | |||||||
6. | Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent. | Shareholder | For | Against | |||||||
7. | Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting. | Shareholder | For | Against | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||||
Security | 881624209 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEVA | Meeting Date | 05-Jun-2018 | ||||||||
ISIN | US8816242098 | Agenda | 934817694 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: Rosemary A. Crane | Management | For | For | |||||||
1.2 | Election of Director: Gerald M. Lieberman | Management | For | For | |||||||
1.3 | Election of Director: Professor Ronit Satchi-Fainaro | Management | For | For | |||||||
2. | To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers. | Management | Against | Against | |||||||
3. | To recommend, on a non-binding advisory basis, to hold a non- binding advisory vote to approve the compensation for Teva's named executive officers every one, two or three years. | Management | 1 Year | For | |||||||
4. | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until the 2019 annual meeting of shareholders. | Management | For | For | |||||||
5. | To approve an amendment and restatement of Teva's 2008 Employee Stock Purchase Plan for U.S. Employees. | Management | For | For | |||||||
BEST BUY CO., INC. | |||||||||||
Security | 086516101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBY | Meeting Date | 12-Jun-2018 | ||||||||
ISIN | US0865161014 | Agenda | 934810309 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Lisa M. Caputo | Management | For | For | |||||||
1b. | Election of Director: J. Patrick Doyle | Management | For | For | |||||||
1c. | Election of Director: Russell P. Fradin | Management | For | For | |||||||
1d. | Election of Director: Kathy J. Higgins Victor | Management | For | For | |||||||
1e. | Election of Director: Hubert Joly | Management | For | For | |||||||
1f. | Election of Director: David W. Kenny | Management | For | For | |||||||
1g. | Election of Director: Karen A. McLoughlin | Management | For | For | |||||||
1h. | Election of Director: Thomas L. Millner | Management | For | For | |||||||
1i. | Election of Director: Claudia F. Munce | Management | For | For | |||||||
1j. | Election of Director: Richelle P. Parham | Management | For | For | |||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | |||||||
3. | To approve in a non-binding advisory vote our named executive officer compensation. | Management | For | For | |||||||
INTERNATIONAL CONSOLIDATED AIRLINES GROUP S.A | |||||||||||
Security | E67674106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-Jun-2018 | |||||||||
ISIN | ES0177542018 | Agenda | 709464034 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 940823 DUE TO SPLITTING-OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 JUN 2018 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
1 | ANNUAL ACCOUNTS APPROVAL | Management | For | For | |||||||
2.A | APPLICATION OF RESULT APPROVAL | Management | For | For | |||||||
2.B | DIVIDEND APPROVAL | Management | For | For | |||||||
3 | BOARD OF DIRECTORS MANAGEMENT APPROVAL | Management | For | For | |||||||
4.A | REELECTION OF ERNST AND YOUNG | Management | For | For | |||||||
4.B | DELEGATION TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF RE- ELECTION AND REMUNERATION OF ERNST & YOUNG, S.L. AS AUDITOR | Management | For | For | |||||||
5.A | REELECTION OF ANTONIO VAZQUEZ ROMERO | Management | For | For | |||||||
5.B | REELECTION OF WILLIAM WALSH | Management | For | For | |||||||
5.C | REELECTION OF MARC BOLLAND | Management | For | For | |||||||
5.D | REELECTION OF PATRICK CESCAU | Management | For | For | |||||||
5.E | REELECTION OF ENRIQUE DUPUY | Management | For | For | |||||||
5.F | REELECTION OF MARIA FERNANDA MEJIA | Management | For | For | |||||||
5.G | REELECTION OF KIERAN POYNTER | Management | For | For | |||||||
5.H | REELECTION OF EMILIO SARACHO RODRIGUEZ DE TORRES | Management | For | For | |||||||
5.I | REELECTION OF DAME MARJORIE SCARDINO | Management | For | For | |||||||
5.J | REELECTION OF NICOLA SHAW | Management | For | For | |||||||
5.K | REELECTION OF ALBERTO TEROL ESTEBAN | Management | For | For | |||||||
5.L | REELECTION OF DEBORAH KERR | Management | For | For | |||||||
6.A | REMUNERATION OF DIRECTORS: RETRIBUTION REPORT | Management | For | For | |||||||
6.B | REMUNERATION OF DIRECTORS: RETRIBUTION POLICY | Management | For | For | |||||||
7 | SHARES PLAN | Management | For | For | |||||||
8 | OWN SHS ACQUISITION AUTHORISATION | Management | For | For | |||||||
9 | CAPITAL INCREASE | Management | For | For | |||||||
10 | ISSUE DELEGATION APPROVAL | Management | For | For | |||||||
11 | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER OF SUBSTITUTION, TO EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE CAPITAL INCREASES AND THE ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE SECURITIES THAT THE BOARD OF DIRECTORS MAY APPROVE UNDER THE AUTHORITY GIVEN UNDER RESOLUTIONS 9 AND 10 FOR THE PURPOSES OF ALLOTTING SHARES OR CONVERTIBLE OR EXCHANGEABLE SECURITIES IN CONNECTION WITH A RIGHTS ISSUE IN ACCORDANCE WITH THE LISTING RULES MADE UNDER PART IV OF THE UNITED KINGDOM FINANCIAL SERVICES AND MARKETS ACT 2000 OR IN ANY OTHER CIRCUMSTANCES SUBJECT TO AN AGGREGATE MAXIMUM NOMINAL AMOUNT OF THE SHARES SO ALLOTTED AND THAT MAY BE ALLOTTED ON CONVERSION OR EXCHANGE OF SUCH SECURITIES OF FIVE PER CENT. OF THE SHARE CAPITAL AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | |||||||
12 | CAPITAL REDUCTION | Management | For | For | |||||||
13 | DELEGATION OF POWERS TO FORMALISE AND EXECUTE ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THIS SHAREHOLDERS' MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION AND SUPPLEMENTATION THEREOF OR FURTHER ELABORATION THEREON UNTIL THE REQUIRED REGISTRATIONS ARE MADE, IF APPLICABLE | Management | For | For | |||||||
CMMT | 07 JUN 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-AND MEETING TYPE FROM OGM TO AGM AND TEXT OF RESOLUTION 11, 4.B AND 13. IF-YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 941928. PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
CATERPILLAR INC. | |||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAT | Meeting Date | 13-Jun-2018 | ||||||||
ISIN | US1491231015 | Agenda | 934810715 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | |||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | |||||||
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | |||||||
1d. | Election of Director: Juan Gallardo | Management | For | For | |||||||
1e. | Election of Director: Dennis A. Muilenburg | Management | For | For | |||||||
1f. | Election of Director: William A. Osborn | Management | For | For | |||||||
1g. | Election of Director: Debra L. Reed | Management | For | For | |||||||
1h. | Election of Director: Edward B. Rust, Jr. | Management | For | For | |||||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | |||||||
1j. | Election of Director: D. James Umpleby III | Management | For | For | |||||||
1k. | Election of Director: Miles D. White | Management | For | For | |||||||
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||||
2. | Ratify the appointment of independent registered public accounting firm for 2018. | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||
4. | Shareholder Proposal - Decrease percent of ownership required to call special shareholder meeting. | Shareholder | For | Against | |||||||
5. | Shareholder Proposal - Amend the Company's compensation clawback policy. | Shareholder | For | Against | |||||||
6. | Shareholder Proposal - Require human rights qualifications for director nominees. | Shareholder | Against | For | |||||||
WM MORRISON SUPERMARKETS PLC | |||||||||||
Security | G62748119 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-Jun-2018 | |||||||||
ISIN | GB0006043169 | Agenda | 709501907 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
3 | FINAL DIVIDEND | Management | For | For | |||||||
4 | SPECIAL DIVIDEND | Management | For | For | |||||||
5 | TO RE-ELECT ANDREW HIGGINSON | Management | For | For | |||||||
6 | TO RE-ELECT DAVID POTTS | Management | For | For | |||||||
7 | TO RE-ELECT TREVOR STRAIN | Management | For | For | |||||||
8 | TO RE-ELECT ROONEY ANAND | Management | For | For | |||||||
9 | TO RE-ELECT NEIL DAVIDSON | Management | For | For | |||||||
10 | TO ELECT KEVIN HAVELOCK | Management | For | For | |||||||
11 | TO RE-ELECT BELINDA RICHARDS | Management | For | For | |||||||
12 | TO ELECT TONY VAN KRALINGEN | Management | For | For | |||||||
13 | TO RE-ELECT PAULA VENNELLS | Management | For | For | |||||||
14 | REAPPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For | |||||||
15 | AUDITORS' REMUNERATION | Management | For | For | |||||||
16 | POLITICAL DONATIONS | Management | For | For | |||||||
17 | GENERAL AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
19 | AUTHORITY TO PURCHASE WM MORRISON SUPERMARKETS PLC SHARES | Management | For | For | |||||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||
W. P. CAREY INC. | |||||||||||
Security | 92936U109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WPC | Meeting Date | 14-Jun-2018 | ||||||||
ISIN | US92936U1097 | Agenda | 934781293 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Mark A. Alexander | Management | For | For | |||||||
1b. | Election of Director: Peter J. Farrell | Management | For | For | |||||||
1c. | Election of Director: Robert J. Flanagan | Management | For | For | |||||||
1d. | Election of Director: Jason E. Fox | Management | For | For | |||||||
1e. | Election of Director: Benjamin H. Griswold, IV | Management | For | For | |||||||
1f. | Election of Director: Axel K.A. Hansing | Management | For | For | |||||||
1g. | Election of Director: Jean Hoysradt | Management | For | For | |||||||
1h. | Election of Director: Margaret G. Lewis | Management | Against | Against | |||||||
1i. | Election of Director: Christopher J. Niehaus | Management | For | For | |||||||
1j. | Election of Director: Nick J.M. van Ommen | Management | For | For | |||||||
2. | To Approve the Advisory Resolution on Executive Compensation. | Management | For | For | |||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2018. | Management | For | For | |||||||
GAMING & LEISURE PROPERTIES, INC. | |||||||||||
Security | 36467J108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLPI | Meeting Date | 14-Jun-2018 | ||||||||
ISIN | US36467J1088 | Agenda | 934804356 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | David A. Handler | For | For | ||||||||
2 | Joseph W. Marshall, III | For | For | ||||||||
3 | James B. Perry | For | For | ||||||||
4 | Barry F. Schwartz | For | For | ||||||||
5 | Earl C. Shanks | For | For | ||||||||
6 | E. Scott Urdang | For | For | ||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | |||||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | |||||||
4. | To approve an amendment and restatement of the Company's Articles of Incorporation to adopt a majority voting standard in uncontested director elections. | Management | For | For | |||||||
TESCO PLC | |||||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Jun-2018 | |||||||||
ISIN | GB0008847096 | Agenda | 709490370 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 943196 DUE TO ADDITION OF- RESOLUTION 17 TO 25. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
5 | TO ELECT STEWART GILLILAND AS A DIRECTOR | Management | For | For | |||||||
6 | TO ELECT CHARLES WILSON AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-ELECT JOHN ALLAN AS A DIRECTOR | Management | For | For | |||||||
8 | TO RE-ELECT MARK ARMOUR AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT STEVE GOLSBY AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT BYRON GROTE AS A DIRECTOR | Management | For | For | |||||||
11 | TO RE-ELECT DAVE LEWIS AS A DIRECTOR | Management | For | For | |||||||
12 | TO RE-ELECT MIKAEL OLSSON AS A DIRECTOR | Management | For | For | |||||||
13 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | |||||||
14 | TO RE-ELECT SIMON PATTERSON AS A DIRECTOR | Management | For | For | |||||||
15 | TO RE-ELECT ALISON PLATT AS A DIRECTOR | Management | For | For | |||||||
16 | TO RE-ELECT LINDSEY POWNALL AS A DIRECTOR | Management | For | For | |||||||
17 | TO RE-ELECT ALAN STEWART AS A DIRECTOR | Management | For | For | |||||||
18 | TO REAPPOINT THE AUDITORS: DELOITTE LLP | Management | For | For | |||||||
19 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | |||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
21 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||
22 | TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND CAPITAL INVESTMENT | Management | For | For | |||||||
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
24 | TO AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
25 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS WITH TWO WEEKS' NOTICE | Management | For | For | |||||||
CMMT | 07 JUN 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 18, 24 AND 25 IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR-MID: 944707, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
KDDI CORPORATION | |||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Jun-2018 | |||||||||
ISIN | JP3496400007 | Agenda | 709522711 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3.1 | Appoint a Director Tanaka, Takashi | Management | For | For | |||||||
3.2 | Appoint a Director Morozumi, Hirofumi | Management | For | For | |||||||
3.3 | Appoint a Director Takahashi, Makoto | Management | For | For | |||||||
3.4 | Appoint a Director Ishikawa, Yuzo | Management | For | For | |||||||
3.5 | Appoint a Director Uchida, Yoshiaki | Management | For | For | |||||||
3.6 | Appoint a Director Shoji, Takashi | Management | For | For | |||||||
3.7 | Appoint a Director Muramoto, Shinichi | Management | For | For | |||||||
3.8 | Appoint a Director Mori, Keiichi | Management | For | For | |||||||
3.9 | Appoint a Director Morita, Kei | Management | For | For | |||||||
3.10 | Appoint a Director Yamaguchi, Goro | Management | For | For | |||||||
3.11 | Appoint a Director Ueda, Tatsuro | Management | For | For | |||||||
3.12 | Appoint a Director Tanabe, Kuniko | Management | For | For | |||||||
3.13 | Appoint a Director Nemoto, Yoshiaki | Management | For | For | |||||||
3.14 | Appoint a Director Oyagi, Shigeo | Management | For | For | |||||||
4 | Appoint a Corporate Auditor Yamamoto, Yasuhide | Management | For | For | |||||||
5 | Approve Partial Amendment and Continuance of the Performance-based Stock Compensation to be received by Directors, Executive Officers and General Managers | Management | For | For | |||||||
HITACHI,LTD. | |||||||||||
Security | J20454112 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Jun-2018 | |||||||||
ISIN | JP3788600009 | Agenda | 709549539 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Share Consolidation | Management | For | For | |||||||
2.1 | Appoint a Director Ihara, Katsumi | Management | For | For | |||||||
2.2 | Appoint a Director Cynthia Carroll | Management | For | For | |||||||
2.3 | Appoint a Director Joe Harlan | Management | For | For | |||||||
2.4 | Appoint a Director George Buckley | Management | For | For | |||||||
2.5 | Appoint a Director Louise Pentland | Management | For | For | |||||||
2.6 | Appoint a Director Mochizuki, Harufumi | Management | For | For | |||||||
2.7 | Appoint a Director Yamamoto, Takatoshi | Management | For | For | |||||||
2.8 | Appoint a Director Yoshihara, Hiroaki | Management | For | For | |||||||
2.9 | Appoint a Director Tanaka, Kazuyuki | Management | For | For | |||||||
2.10 | Appoint a Director Nakanishi, Hiroaki | Management | For | For | |||||||
2.11 | Appoint a Director Nakamura, Toyoaki | Management | For | For | |||||||
2.12 | Appoint a Director Higashihara, Toshiaki | Management | For | For | |||||||
NORWEGIAN CRUISE LINE HOLDINGS LTD | |||||||||||
Security | G66721104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NCLH | Meeting Date | 20-Jun-2018 | ||||||||
ISIN | BMG667211046 | Agenda | 934810424 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Class II Director: Adam M. Aron | Management | For | For | |||||||
1b. | Election of Class II Director: Stella David | Management | For | For | |||||||
1c. | Election of Class II Director: Mary E. Landry | Management | For | For | |||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers | Management | For | For | |||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered certified public accounting firm for the year ending December 31, 2018 and the determination of PwC's remuneration by the Audit Committee of the Board of Directors | Management | For | For | |||||||
MITSUI & CO.,LTD. | |||||||||||
Security | J44690139 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Jun-2018 | |||||||||
ISIN | JP3893600001 | Agenda | 709507303 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Iijima, Masami | Management | For | For | |||||||
2.2 | Appoint a Director Yasunaga, Tatsuo | Management | For | For | |||||||
2.3 | Appoint a Director Suzuki, Makoto | Management | For | For | |||||||
2.4 | Appoint a Director Tanaka, Satoshi | Management | For | For | |||||||
2.5 | Appoint a Director Fujii, Shinsuke | Management | For | For | |||||||
2.6 | Appoint a Director Kitamori, Nobuaki | Management | For | For | |||||||
2.7 | Appoint a Director Takebe, Yukio | Management | For | For | |||||||
2.8 | Appoint a Director Uchida, Takakazu | Management | For | For | |||||||
2.9 | Appoint a Director Hori, Kenichi | Management | For | For | |||||||
2.10 | Appoint a Director Muto, Toshiro | Management | For | For | |||||||
2.11 | Appoint a Director Kobayashi, Izumi | Management | For | For | |||||||
2.12 | Appoint a Director Jenifer Rogers | Management | For | For | |||||||
2.13 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | |||||||
2.14 | Appoint a Director Samuel Walsh | Management | For | For | |||||||
3 | Appoint a Corporate Auditor Matsuyama, Haruka | Management | For | For | |||||||
JFE HOLDINGS,INC. | |||||||||||
Security | J2817M100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Jun-2018 | |||||||||
ISIN | JP3386030005 | Agenda | 709518128 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Hayashida, Eiji | Management | For | For | |||||||
2.2 | Appoint a Director Kakigi, Koji | Management | For | For | |||||||
2.3 | Appoint a Director Okada, Shinichi | Management | For | For | |||||||
2.4 | Appoint a Director Oda, Naosuke | Management | For | For | |||||||
2.5 | Appoint a Director Oshita, Hajime | Management | For | For | |||||||
2.6 | Appoint a Director Yoshida, Masao | Management | For | For | |||||||
2.7 | Appoint a Director Yamamoto, Masami | Management | For | For | |||||||
2.8 | Appoint a Director Kemori, Nobumasa | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor Oyagi, Shigeo | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor Numagami, Tsuyoshi | Management | For | For | |||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
5 | Amend the Compensation to be received by Corporate Officers | Management | For | For | |||||||
6 | Approve Details of the Medium-term Performance-based Stock Compensation to be received by Directors | Management | For | For | |||||||
7 | Shareholder Proposal: Remove a Director Kakigi, Koji | Shareholder | Against | For | |||||||
HOYA CORPORATION | |||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Jun-2018 | |||||||||
ISIN | JP3837800006 | Agenda | 709549731 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Koeda, Itaru | Management | For | For | |||||||
1.2 | Appoint a Director Uchinaga, Yukako | Management | For | For | |||||||
1.3 | Appoint a Director Urano, Mitsudo | Management | For | For | |||||||
1.4 | Appoint a Director Takasu, Takeo | Management | For | For | |||||||
1.5 | Appoint a Director Kaihori, Shuzo | Management | For | For | |||||||
1.6 | Appoint a Director Yoshihara, Hiroaki | Management | For | For | |||||||
1.7 | Appoint a Director Suzuki, Hiroshi | Management | For | For | |||||||
MITSUBISHI MATERIALS CORPORATION | |||||||||||
Security | J44024107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | |||||||||
ISIN | JP3903000002 | Agenda | 709529854 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Takeuchi, Akira | Management | For | For | |||||||
1.2 | Appoint a Director Iida, Osamu | Management | For | For | |||||||
1.3 | Appoint a Director Ono, Naoki | Management | For | For | |||||||
1.4 | Appoint a Director Suzuki, Yasunobu | Management | For | For | |||||||
1.5 | Appoint a Director Kishi, Kazuhiro | Management | For | For | |||||||
1.6 | Appoint a Director Shibata, Makoto | Management | For | For | |||||||
1.7 | Appoint a Director Tokuno, Mariko | Management | For | For | |||||||
1.8 | Appoint a Director Watanabe, Hiroshi | Management | For | For | |||||||
1.9 | Appoint a Director Sugi, Hikaru | Management | For | For | |||||||
2.1 | Appoint a Corporate Auditor Kasai, Naoto | Management | For | For | |||||||
2.2 | Appoint a Corporate Auditor Wakabayashi, Tatsuo | Management | Against | Against | |||||||
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) | |||||||||||
Security | J77282119 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | |||||||||
ISIN | JP3404600003 | Agenda | 709529981 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Change Company Location within TOKYO, Expand Business Lines | Management | For | For | |||||||
3.1 | Appoint a Director Nakamura, Kuniharu | Management | For | For | |||||||
3.2 | Appoint a Director Hyodo, Masayuki | Management | For | For | |||||||
3.3 | Appoint a Director Iwasawa, Hideki | Management | For | For | |||||||
3.4 | Appoint a Director Fujita, Masahiro | Management | For | For | |||||||
3.5 | Appoint a Director Takahata, Koichi | Management | For | For | |||||||
3.6 | Appoint a Director Yamano, Hideki | Management | For | For | |||||||
3.7 | Appoint a Director Tanaka, Yayoi | Management | For | For | |||||||
3.8 | Appoint a Director Ehara, Nobuyoshi | Management | For | For | |||||||
3.9 | Appoint a Director Ishida, Koji | Management | For | For | |||||||
3.10 | Appoint a Director Iwata, Kimie | Management | For | For | |||||||
3.11 | Appoint a Director Yamazaki, Hisashi | Management | For | For | |||||||
4 | Appoint a Corporate Auditor Murai, Toshiaki | Management | For | For | |||||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
6 | Amend the Compensation to be received by Directors | Management | For | For | |||||||
7 | Approve Details of the Restricted-Share Compensation and the Performance-based Stock Compensation Plan to be received by Directors | Management | For | For | |||||||
SOMPO HOLDINGS, INC. | |||||||||||
Security | J7618E108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2018 | |||||||||
ISIN | JP3165000005 | Agenda | 709522658 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Sakurada, Kengo | Management | For | For | |||||||
2.2 | Appoint a Director Tsuji, Shinji | Management | For | For | |||||||
2.3 | Appoint a Director Fujikura, Masato | Management | For | For | |||||||
2.4 | Appoint a Director Okumura, Mikio | Management | For | For | |||||||
2.5 | Appoint a Director Tanaka, Junichi | Management | For | For | |||||||
2.6 | Appoint a Director Hamada, Masahiro | Management | For | For | |||||||
2.7 | Appoint a Director Nishizawa, Keiji | Management | For | For | |||||||
2.8 | Appoint a Director Oba, Yasuhiro | Management | For | For | |||||||
2.9 | Appoint a Director Nohara, Sawako | Management | For | For | |||||||
2.10 | Appoint a Director Endo, Isao | Management | For | For | |||||||
2.11 | Appoint a Director Murata, Tamami | Management | For | For | |||||||
2.12 | Appoint a Director Scott Trevor Davis | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor Hanada, Hidenori | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor Yanagida, Naoki | Management | For | For | |||||||
NEC CORPORATION | |||||||||||
Security | J48818207 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2018 | |||||||||
ISIN | JP3733000008 | Agenda | 709550506 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Endo, Nobuhiro | Management | For | For | |||||||
1.2 | Appoint a Director Niino, Takashi | Management | For | For | |||||||
1.3 | Appoint a Director Morita, Takayuki | Management | For | For | |||||||
1.4 | Appoint a Director Emura, Katsumi | Management | For | For | |||||||
1.5 | Appoint a Director Matsukura, Hajime | Management | For | For | |||||||
1.6 | Appoint a Director Ishiguro, Norihiko | Management | For | For | |||||||
1.7 | Appoint a Director Kunibe, Takeshi | Management | For | For | |||||||
1.8 | Appoint a Director Oka, Motoyuki | Management | For | For | |||||||
1.9 | Appoint a Director Noji, Kunio | Management | For | For | |||||||
1.10 | Appoint a Director Seto, Kaoru | Management | For | For | |||||||
1.11 | Appoint a Director Iki, Noriko | Management | For | For | |||||||
2.1 | Appoint a Corporate Auditor Kawashima, Isamu | Management | For | For | |||||||
2.2 | Appoint a Corporate Auditor Ishii, Taeko | Management | For | For | |||||||
3 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
ABN AMRO GROUP N.V. | |||||||||||
Security | N0162C102 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2018 | |||||||||
ISIN | NL0011540547 | Agenda | 709638716 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS-TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST AN ENTRANCE CARD. THANK YOU | Non-Voting | |||||||||
1 | OPENING | Non-Voting | �� | ||||||||
2 | ANNOUNCEMENTS | Non-Voting | |||||||||
3 | IN ACCORDANCE WITH ARTICLE 4.1.1 OF THE TRUST CONDITIONS THE HOLDERS OF- DEPOSITARY RECEIPTS WILL BE PROVIDED WITH THE OPPORTUNITY TO EXCHANGE THEIR-VIEWS ON THE ITEMS TO BE DISCUSSED AT THE EGM, ON WHICH OCCASION THE BOARD-WILL, IN ACCORDANCE WITH ITS MISSION STATEMENT, MAINLY CONFINE ITSELF TO-CHAIRING THE DISCUSSIONS AND WILL REFRAIN FROM ADOPTING ANY POSITION ON THE-MERITS OF THE ITEMS TO BE DISCUSSED AT THE EGM | Non-Voting | |||||||||
4 | ANY OTHER BUSINESS | Non-Voting | |||||||||
5 | CLOSURE | Non-Voting | |||||||||
BROTHER INDUSTRIES, LTD. | |||||||||||
Security | 114813108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | |||||||||
ISIN | JP3830000000 | Agenda | 709525907 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Amend Articles to: Streamline Business Lines | Management | For | For | |||||||
2.1 | Appoint a Director Koike, Toshikazu | Management | For | For | |||||||
2.2 | Appoint a Director Sasaki, Ichiro | Management | For | For | |||||||
2.3 | Appoint a Director Ishiguro, Tadashi | Management | For | For | |||||||
2.4 | Appoint a Director Kawanabe, Tasuku | Management | For | For | |||||||
2.5 | Appoint a Director Kamiya, Jun | Management | For | For | |||||||
2.6 | Appoint a Director Tada, Yuichi | Management | For | For | |||||||
2.7 | Appoint a Director Nishijo, Atsushi | Management | For | For | |||||||
2.8 | Appoint a Director Hattori, Shigehiko | Management | For | For | |||||||
2.9 | Appoint a Director Fukaya, Koichi | Management | For | For | |||||||
2.10 | Appoint a Director Matsuno, Soichi | Management | For | For | |||||||
2.11 | Appoint a Director Takeuchi, Keisuke | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor Ogawa, Kazuyuki | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor Yamada, Akira | Management | For | For | |||||||
4 | Approve Payment of Performance-based Compensation to Directors | Management | For | For | |||||||
MITSUBISHI CHEMICAL HOLDINGS CORPORATION | |||||||||||
Security | J44046100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | |||||||||
ISIN | JP3897700005 | Agenda | 709549262 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Kobayashi, Yoshimitsu | Management | For | For | |||||||
1.2 | Appoint a Director Ochi, Hitoshi | Management | For | For | |||||||
1.3 | Appoint a Director Kosakai, Kenkichi | Management | For | For | |||||||
1.4 | Appoint a Director Glenn H. Fredrickson | Management | For | For | |||||||
1.5 | Appoint a Director Umeha, Yoshihiro | Management | For | For | |||||||
1.6 | Appoint a Director Urata, Hisao | Management | For | For | |||||||
1.7 | Appoint a Director Fujiwara, Ken | Management | For | For | |||||||
1.8 | Appoint a Director Kikkawa, Takeo | Management | For | For | |||||||
1.9 | Appoint a Director Ito, Taigi | Management | For | For | |||||||
1.10 | Appoint a Director Watanabe, Kazuhiro | Management | For | For | |||||||
1.11 | Appoint a Director Kunii, Hideko | Management | For | For | |||||||
1.12 | Appoint a Director Hashimoto, Takayuki | Management | For | For | |||||||
OBAYASHI CORPORATION | |||||||||||
Security | J59826107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | |||||||||
ISIN | JP3190000004 | Agenda | 709550164 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Obayashi, Takeo | Management | For | For | |||||||
2.2 | Appoint a Director Hasuwa, Kenji | Management | For | For | |||||||
2.3 | Appoint a Director Ura, Shingo | Management | For | For | |||||||
2.4 | Appoint a Director Kotera, Yasuo | Management | For | For | |||||||
2.5 | Appoint a Director Murata, Toshihiko | Management | For | For | |||||||
2.6 | Appoint a Director Sato, Takehito | Management | For | For | |||||||
2.7 | Appoint a Director Sato, Toshimi | Management | For | For | |||||||
2.8 | Appoint a Director Otake, Shinichi | Management | For | For | |||||||
2.9 | Appoint a Director Koizumi, Shinichi | Management | For | For | |||||||
2.10 | Appoint a Director Izumiya, Naoki | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor Ueno, Hikaru | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor Nakakita, Tetsuo | Management | For | For | |||||||
3.3 | Appoint a Corporate Auditor Nakamura, Akihiko | Management | For | For | |||||||
MITSUI CHEMICALS,INC. | |||||||||||
Security | J4466L136 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | |||||||||
ISIN | JP3888300005 | Agenda | 709558704 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Tannowa, Tsutomu | Management | For | For | |||||||
2.2 | Appoint a Director Kubo, Masaharu | Management | For | For | |||||||
2.3 | Appoint a Director Matsuo, Hideki | Management | For | For | |||||||
2.4 | Appoint a Director Shimogori, Takayoshi | Management | For | For | |||||||
2.5 | Appoint a Director Hashimoto, Osamu | Management | For | For | |||||||
2.6 | Appoint a Director Kuroda, Yukiko | Management | For | For | |||||||
2.7 | Appoint a Director Bada, Hajime | Management | For | For | |||||||
2.8 | Appoint a Director Tokuda, Hiromi | Management | For | For | |||||||
3 | Appoint a Corporate Auditor Isayama, Shigeru | Management | For | For | |||||||
ORIX CORPORATION | |||||||||||
Security | J61933123 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | |||||||||
ISIN | JP3200450009 | Agenda | 709579506 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
2.1 | Appoint a Director Inoue, Makoto | Management | For | For | |||||||
2.2 | Appoint a Director Nishigori, Yuichi | Management | For | For | |||||||
2.3 | Appoint a Director Fushitani, Kiyoshi | Management | For | For | |||||||
2.4 | Appoint a Director Stan Koyanagi | Management | For | For | |||||||
2.5 | Appoint a Director Irie, Shuji | Management | For | For | |||||||
2.6 | Appoint a Director Yano, Hitomaro | Management | For | For | |||||||
2.7 | Appoint a Director Tsujiyama, Eiko | Management | For | For | |||||||
2.8 | Appoint a Director Robert Feldman | Management | For | For | |||||||
2.9 | Appoint a Director Niinami, Takeshi | Management | For | For | |||||||
2.10 | Appoint a Director Usui, Nobuaki | Management | For | For | |||||||
2.11 | Appoint a Director Yasuda, Ryuji | Management | For | For | |||||||
2.12 | Appoint a Director Takenaka, Heizo | Management | For | For | |||||||
JXTG HOLDINGS,INC. | |||||||||||
Security | J29699105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | |||||||||
ISIN | JP3386450005 | Agenda | 709525793 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Increase the Board of Directors Size to 28, Transition to a Company with Supervisory Committee | Management | For | For | |||||||
3.1 | Appoint a Director except as Supervisory Committee Members Uchida, Yukio | Management | For | For | |||||||
3.2 | Appoint a Director except as Supervisory Committee Members Sugimori, Tsutomu | Management | For | For | |||||||
3.3 | Appoint a Director except as Supervisory Committee Members Muto, Jun | Management | For | For | |||||||
3.4 | Appoint a Director except as Supervisory Committee Members Kawada, Junichi | Management | For | For | |||||||
3.5 | Appoint a Director except as Supervisory Committee Members Onoda, Yasushi | Management | For | For | |||||||
3.6 | Appoint a Director except as Supervisory Committee Members Adachi, Hiroji | Management | For | For | |||||||
3.7 | Appoint a Director except as Supervisory Committee Members Taguchi, Satoshi | Management | For | For | |||||||
3.8 | Appoint a Director except as Supervisory Committee Members Ota, Katsuyuki | Management | For | For | |||||||
3.9 | Appoint a Director except as Supervisory Committee Members Oi, Shigeru | Management | For | For | |||||||
3.10 | Appoint a Director except as Supervisory Committee Members Hosoi, Hiroshi | Management | For | For | |||||||
3.11 | Appoint a Director except as Supervisory Committee Members Ota, Hiroko | Management | For | For | |||||||
3.12 | Appoint a Director except as Supervisory Committee Members Otsuka, Mutsutake | Management | For | For | |||||||
3.13 | Appoint a Director except as Supervisory Committee Members Miyata, Yoshiiku | Management | For | For | |||||||
4.1 | Appoint a Director as Supervisory Committee Members Nakajima, Yuji | Management | For | For | |||||||
4.2 | Appoint a Director as Supervisory Committee Members Kato, Hitoshi | Management | For | For | |||||||
4.3 | Appoint a Director as Supervisory Committee Members Kondo, Seiichi | Management | For | For | |||||||
4.4 | Appoint a Director as Supervisory Committee Members Takahashi, Nobuko | Management | For | For | |||||||
4.5 | Appoint a Director as Supervisory Committee Members Nishioka, Seiichiro | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors except as Supervisory Committee Members | Management | For | For | |||||||
6 | Amend the Compensation to be received by Directors as Supervisory Committee Members | Management | For | For | |||||||
7 | Approve Adoption of the Stock Compensation to be received by Directors except as Supervisory Committee Members and Executive Officers | Management | For | For | |||||||
TOHOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J85108108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | |||||||||
ISIN | JP3605400005 | Agenda | 709555342 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines, Transition to a Company with Supervisory Committee | Management | For | For | |||||||
3.1 | Appoint a Director except as Supervisory Committee Members Kaiwa, Makoto | Management | For | For | |||||||
3.2 | Appoint a Director except as Supervisory Committee Members Harada, Hiroya | Management | For | For | |||||||
3.3 | Appoint a Director except as Supervisory Committee Members Sakamoto, Mitsuhiro | Management | For | For | |||||||
3.4 | Appoint a Director except as Supervisory Committee Members Okanobu, Shinichi | Management | For | For | |||||||
3.5 | Appoint a Director except as Supervisory Committee Members Tanae, Hiroshi | Management | For | For | |||||||
3.6 | Appoint a Director except as Supervisory Committee Members Masuko, Jiro | Management | For | For | |||||||
3.7 | Appoint a Director except as Supervisory Committee Members Hasegawa, Noboru | Management | For | For | |||||||
3.8 | Appoint a Director except as Supervisory Committee Members Yamamoto, Shunji | Management | For | For | |||||||
3.9 | Appoint a Director except as Supervisory Committee Members Abe, Toshinori | Management | For | For | |||||||
3.10 | Appoint a Director except as Supervisory Committee Members Higuchi, Kojiro | Management | For | For | |||||||
3.11 | Appoint a Director except as Supervisory Committee Members Kondo, Shiro | Management | For | For | |||||||
3.12 | Appoint a Director except as Supervisory Committee Members Ogata, Masaki | Management | For | For | |||||||
3.13 | Appoint a Director except as Supervisory Committee Members Kamijo, Tsutomu | Management | For | For | |||||||
4.1 | Appoint a Director as Supervisory Committee Members Kato, Koki | Management | For | For | |||||||
4.2 | Appoint a Director as Supervisory Committee Members Fujiwara, Sakuya | Management | For | For | |||||||
4.3 | Appoint a Director as Supervisory Committee Members Uno, Ikuo | Management | For | For | |||||||
4.4 | Appoint a Director as Supervisory Committee Members Baba, Chiharu | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors except as Supervisory Committee Members | Management | For | For | |||||||
6 | Amend the Compensation to be received by Directors as Supervisory Committee Members | Management | For | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||
10 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||
11 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||
12 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Against | For | |||||||
TOSOH CORPORATION | |||||||||||
Security | J90096132 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | |||||||||
ISIN | JP3595200001 | Agenda | 709558689 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Yamamoto, Toshinori | Management | For | For | |||||||
1.2 | Appoint a Director Tashiro, Katsushi | Management | For | For | |||||||
1.3 | Appoint a Director Nishizawa, Keiichiro | Management | For | For | |||||||
1.4 | Appoint a Director Kawamoto, Koji | Management | For | For | |||||||
1.5 | Appoint a Director Yamada, Masayuki | Management | For | For | |||||||
1.6 | Appoint a Director Tsutsumi, Shingo | Management | For | For | |||||||
1.7 | Appoint a Director Ikeda, Etsuya | Management | For | For | |||||||
1.8 | Appoint a Director Abe, Tsutomu | Management | For | For | |||||||
1.9 | Appoint a Director Ogawa, Kenji | Management | For | For | |||||||
2.1 | Appoint a Corporate Auditor Teramoto, Tetsuya | Management | For | For | |||||||
2.2 | Appoint a Corporate Auditor Ozaki, Tsuneyasu | Management | For | For | |||||||
3.1 | Appoint a Substitute Corporate Auditor Tanaka, Yasuhiko | Management | Against | Against | |||||||
3.2 | Appoint a Substitute Corporate Auditor Nagao, Kenta | Management | For | For | |||||||
THE CHIBA BANK, LTD. | |||||||||||
Security | J05670104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | |||||||||
ISIN | JP3511800009 | Agenda | 709580422 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Kimura, Osamu | Management | For | For | |||||||
2.2 | Appoint a Director Takatsu, Norio | Management | For | For | |||||||
2.3 | Appoint a Director Inamura, Yukihito | Management | For | For | |||||||
2.4 | Appoint a Director Shinozaki, Tadayoshi | Management | For | For | |||||||
TAISEI CORPORATION | |||||||||||
Security | J79561148 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | JP3443600006 | Agenda | 709507214 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
SUMITOMO HEAVY INDUSTRIES,LTD. | |||||||||||
Security | J77497170 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | JP3405400007 | Agenda | 709549490 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Nakamura, Yoshinobu | Management | For | For | |||||||
2.2 | Appoint a Director Betsukawa, Shunsuke | Management | For | For | |||||||
2.3 | Appoint a Director Tomita, Yoshiyuki | Management | For | For | |||||||
2.4 | Appoint a Director Tanaka, Toshiharu | Management | For | For | |||||||
2.5 | Appoint a Director Okamura, Tetsuya | Management | For | For | |||||||
2.6 | Appoint a Director Suzuki, Hideo | Management | For | For | |||||||
2.7 | Appoint a Director Kojima, Eiji | Management | For | For | |||||||
2.8 | Appoint a Director Shimomura, Shinji | Management | For | For | |||||||
2.9 | Appoint a Director Takahashi, Susumu | Management | For | For | |||||||
2.10 | Appoint a Director Kojima, Hideo | Management | For | For | |||||||
3 | Appoint a Corporate Auditor Nogusa, Jun | Management | Against | Against | |||||||
4 | Appoint a Substitute Corporate Auditor Kato, Tomoyuki | Management | For | For | |||||||
MITSUBISHI ELECTRIC CORPORATION | |||||||||||
Security | J43873116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | JP3902400005 | Agenda | 709549553 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director Sakuyama, Masaki | Management | For | For | |||||||
1.2 | Appoint a Director Sugiyama, Takeshi | Management | For | For | |||||||
1.3 | Appoint a Director Okuma, Nobuyuki | Management | For | For | |||||||
1.4 | Appoint a Director Matsuyama, Akihiro | Management | For | For | |||||||
1.5 | Appoint a Director Sagawa, Masahiko | Management | For | For | |||||||
1.6 | Appoint a Director Harada, Shinji | Management | For | For | |||||||
1.7 | Appoint a Director Kawagoishi, Tadashi | Management | For | For | |||||||
1.8 | Appoint a Director Yabunaka, Mitoji | Management | For | For | |||||||
1.9 | Appoint a Director Obayashi, Hiroshi | Management | For | For | |||||||
1.10 | Appoint a Director Watanabe, Kazunori | Management | For | For | |||||||
1.11 | Appoint a Director Nagayasu, Katsunori | Management | For | For | |||||||
1.12 | Appoint a Director Koide, Hiroko | Management | For | For | |||||||
TOKYO GAS CO.,LTD. | |||||||||||
Security | J87000113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | JP3573000001 | Agenda | 709549983 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Hirose, Michiaki | Management | For | For | |||||||
2.2 | Appoint a Director Uchida, Takashi | Management | For | For | |||||||
2.3 | Appoint a Director Takamatsu, Masaru | Management | For | For | |||||||
2.4 | Appoint a Director Anamizu, Takashi | Management | For | For | |||||||
2.5 | Appoint a Director Nohata, Kunio | Management | For | For | |||||||
2.6 | Appoint a Director Ide, Akihiko | Management | For | For | |||||||
2.7 | Appoint a Director Katori, Yoshinori | Management | For | For | |||||||
2.8 | Appoint a Director Igarashi, Chika | Management | For | For | |||||||
3 | Appoint a Corporate Auditor Nohara, Sawako | Management | For | For | |||||||
3I GROUP PLC | |||||||||||
Security | G88473148 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | GB00B1YW4409 | Agenda | 709567171 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE COMPANY'S ACCOUNTS FOR THE YEAR TO 31 MARCH 2018 AND THE DIRECTOR'S AND AUDITOR'S REPORTS | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | |||||||
3 | TO DECLARE A DIVIDEND | Management | For | For | |||||||
4 | TO REAPPOINT MR J P ASQUITH AS A DIRECTOR | Management | For | For | |||||||
5 | TO REAPPOINT MRS C J BANSZKY AS A DIRECTOR | Management | For | For | |||||||
6 | TO REAPPOINT MR S A BORROWS AS A DIRECTOR | Management | For | For | |||||||
7 | TO REAPPOINT MR S W DAINTITH AS A DIRECTOR | Management | For | For | |||||||
8 | TO REAPPOINT MR P GROSCH AS A DIRECTOR | Management | For | For | |||||||
9 | TO REAPPOINT MR D A M HUTCHISON AS A DIRECTOR | Management | For | For | |||||||
10 | TO REAPPOINT MR S R THOMPSON AS A DIRECTOR | Management | For | For | |||||||
11 | TO REAPPOINT MRS J S WILSON AS A DIRECTOR | Management | For | For | |||||||
12 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR | Management | For | For | |||||||
13 | TO AUTHORISE THE BOARD TO FIX THE AUDITORS REMUNERATION | Management | For | For | |||||||
14 | TO RENEW THE AUTHORITY TO INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||
15 | TO RENEW THE AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
16 | TO RENEW THE SECTION 561 AUTHORITY | Management | For | For | |||||||
17 | TO GIVE ADDITIONAL AUTHORITY UNDER SECTION 561 | Management | For | For | |||||||
18 | TO RENEW THE AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | |||||||
19 | TO RESOLVE THAT GENERAL MEETINGS OTHER THAN AGMS MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
MINEBEA MITSUMI INC. | |||||||||||
Security | J42884130 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | |||||||||
ISIN | JP3906000009 | Agenda | 709580092 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director Kainuma, Yoshihisa | Management | For | For | |||||||
2.2 | Appoint a Director Moribe, Shigeru | Management | For | For | |||||||
2.3 | Appoint a Director Iwaya, Ryozo | Management | For | For | |||||||
2.4 | Appoint a Director Tsuruta, Tetsuya | Management | For | For | |||||||
2.5 | Appoint a Director None, Shigeru | Management | For | For | |||||||
2.6 | Appoint a Director Uehara, Shuji | Management | For | For | |||||||
2.7 | Appoint a Director Kagami, Michiya | Management | For | For | |||||||
2.8 | Appoint a Director Aso, Hiroshi | Management | For | For | |||||||
2.9 | Appoint a Director Murakami, Koshi | Management | For | For | |||||||
2.10 | Appoint a Director Matsumura, Atsuko | Management | For | For | |||||||
2.11 | Appoint a Director Matsuoka, Takashi | Management | For | For | |||||||
3 | Appoint a Corporate Auditor Shibasaki, Shinichiro | Management | For | For | |||||||
DELTA AIR LINES, INC. | |||||||||||
Security | 247361702 | Meeting Type | Annual | ||||||||
Ticker Symbol | DAL | Meeting Date | 29-Jun-2018 | ||||||||
ISIN | US2473617023 | Agenda | 934822520 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | |||||||
1b. | Election of Director: Francis S. Blake | Management | For | For | |||||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | |||||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | |||||||
1e. | Election of Director: David G. DeWalt | Management | For | For | |||||||
1f. | Election of Director: William H. Easter III | Management | For | For | |||||||
1g. | Election of Director: Michael P. Huerta | Management | For | For | |||||||
1h. | Election of Director: Jeanne P. Jackson | Management | For | For | |||||||
1i. | Election of Director: George N. Mattson | Management | For | For | |||||||
1j. | Election of Director: Douglas R. Ralph | Management | For | For | |||||||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | |||||||
1l. | Election of Director: Kathy N. Waller | Management | For | For | |||||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | |||||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2018. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Two Roads Shared Trust
By (Signature and Title) /s/James Colantino
James Colantino
President of the Trust
Date: August 31, 2018