Exhibit 1.01
Conflict Minerals Report for Zoetis Inc.
For the Year Ended December 31, 2020
Introduction
This Conflict Minerals Report (the “Report”) has been prepared by Zoetis Inc. (“Zoetis,” the “Company,” “we,” “us,” or “our”) as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), for the reporting period from January 1 to December 31, 2020. The date of filing of this Conflict Minerals Report is May 28, 2021.
As used herein, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.
Overview
Zoetis is a global leader animal health industry, focused on the discovery, development, manufacture and commercialization of medicines, vaccines, diagnostic products, biodevices, genetic tests and precision livestock farming technology. We have a diversified business, commercializing products across eight core species: dogs, cats and horses (collectively, companion animals) and cattle, swine, poultry, fish and sheep (collectively, livestock); and within seven major product categories: vaccines, anti-infectives, parasiticides, dermatology, other pharmaceutical products, medicated feed additives and animal health diagnostics.
Zoetis has an extensive global supply chain, with multiple layers of supply manufacturers between the Company’s direct suppliers and any smelters or refiners ("SORs"). Accordingly, we rely on our direct suppliers to provide us with accurate upstream information about the origin of any 3TG in the materials, components, parts and subassemblies we purchase for our products.
However, Zoetis supports the humanitarian goal of ending violent conflict in the Democratic Republic of the Congo (“DRC”) and its adjoining countries (collectively, the “Covered Countries”). We are committed to working with our suppliers to ensure compliance with the Conflict Minerals Rule and the responsible sourcing of 3TG through the compliance procedures described herein.
Since 2014, we have included a clause in any new or renewed supply contract that prohibits a Zoetis supplier from using 3TG that originate in a Covered Country in the production of a Zoetis product, or, in the alternative, requires the supplier to (i) immediately notify us of such use, (ii) provide us with a valid and verifiable certificate of origin for such 3TG and (iii) be able to demonstrate that a "reasonable country of origin inquiry" ("RCOI") and due diligence process were undertaken in the preparation and delivery of such certificate of origin. We do not seek to embargo the responsible sourcing of 3TG from the Covered Countries and are supportive of responsible 3TG sourcing from those countries.
Product Scoping
For 2020, we conducted an analysis of our product lines to determine whether any 3TG are necessary to any Zoetis product’s functionality or production. After completing our analysis, we determined that necessary 3TG are found in components within our poultry biodevices, hatchery automation equipment, ear tags, and certain diagnostic products.
Following our analysis and initial determination, we performed an RCOI and exercised due diligence on the 3TG that were in the supply chain of our products manufactured during 2020.
1
Reasonable Country of Origin Inquiry and Due Diligence Process
Our outreach included 21 suppliers that we identified as having provided us with components, parts or subassemblies that contain 3TG. For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, particularly Steps 1 and 2 of the OECD Due Diligence Guidance (as defined below) design framework, which are described below in this Conflict Minerals Report.
Following our RCOI, we exercised due diligence on the source of the 3TG in our relevant products. Our due diligence processes were based on the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflicted-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. Our RCOI and diligence measures included the following:
Step 1: Establish strong company management systems
Zoetis has a team of colleagues from our Legal and Global Manufacturing and Supply functions that are part of our 3TG compliance program. This team is led by our Chief Counsel, Corporate Governance and supported by legal and internal manufacturing experts, and global and regional procurement specialists.
We have a conflict minerals policy (the “Conflict Minerals Policy”), which sets forth our position and encourages our suppliers to use SORs that are listed as Conformant (as later defined) by the Responsible Minerals Initiative (“RMI”) whenever possible. Our Conflict Minerals Policy is available to the public at http://www.zoetis.com/about-us/corporate-governance/policies-and-procedures/policy-on-use-of-conflict-minerals.aspx. Information on our website is not part of this Report and is not incorporated by reference herein.
Finally, we have processes in place to listen to and act on concerns expressed by employees and others about possible improper or unethical business practices or violations of laws, regulations, or Company policies, including our Conflict Minerals Policy. These serve as a grievance mechanism as contemplated by the OECD Due Diligence Guidance. Grievances can be reported by phone at (973) 822-7000 or by email at compliance@zoetis.com.
Step 2: Identify and assess risks in the supply chain
We sent each of our in-scope suppliers a letter or otherwise contacted them explaining our disclosure obligations and requesting the completion of the then latest version of the Conflict Minerals Reporting Template (“CMRT”) developed by the RMI. Our 3TG compliance team analyzed our suppliers’ responses, reviewed the SOR information provided in each completed CMRT, conducted follow-up inquiries, and made multiple attempts to obtain responses from suppliers who did not immediately respond to our requests.
We received responses from 71% of our in-scope suppliers. Of those responses, most provided us with data only at the “company” level, meaning with respect to their overall 3TG sourcing for all of their products, without specifying whether the 3TG or SORs disclosed were specific to our products.
The results of our RCOI and due diligence processes are discussed later in the Conflict Minerals Report under “RCOI and Due Diligence Results.”
Step 3: Design and implement a strategy to respond to identified risks
We address identified risks on a case-by-case basis. This flexible approach enables us to tailor the response to the risks identified.
Step 4: Carry out independent third-party audit of smelter’s/refiner’s due diligence practices
In connection with our due diligence, and to assess SOR due diligence practices, we utilize and rely on the lists of SORs published by the RMI to determine which facilities identified by our direct suppliers have either undergone an audit conducted by an independent third party, or have agreed to undergo or are undergoing such an audit.
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Step 5: Report annually on supply chain due diligence
We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these filings available on our website.
RCOI and Due Diligence Results
In connection with our RCOI and due diligence, suppliers identified to us the SORs listed on Appendix A as having potentially processed the necessary 3TG contained in our in-scope products for 2020.
The table below presents a summary of the SOR information contained in Appendix A. Appendix A lists the identified facilities and provides country of origin information. In addition, please see the notes accompanying Appendix A for additional information relevant to the table below.
Conformant | Active | On Reference List Only | |||||||||
Gold | 108 | 6 | 65 | ||||||||
Tantalum | 40 | 0 | 3 | ||||||||
Tin | 72 | 6 | 22 | ||||||||
Tungsten | 39 | 5 | 13 |
We endeavored to determine the mine or location of origin of the 3TG contained in our in-scope products by requesting that suppliers provide us with a completed CMRT and through the other measures described in this Conflict Minerals Report.
For 2020, none of our in-scope products were determined by us to contain necessary 3TG that directly or indirectly financed or benefitted an armed group in a Covered Country. However, we did not conclude that any of our in-scope products were “DRC conflict free.”
Risk Mitigation and Future Actions
We intend to take the following steps to ensure that the 3TG in our supply chain does not originate from sources that support conflict:
1.Continue to inform our suppliers of our sourcing requirements;
2.Continue to request, on an annual basis, CMRTs from our suppliers;
3.Continue to include terms and conditions relating to 3TG sourcing in our purchase agreements; and
4.In the event that any of our suppliers are found to be providing us with 3TG from sources that support conflict in the Covered Countries, work with the supplier to establish alternative sources of 3TG.
All of these steps are in addition to the other steps that the Company took with respect to 2020, which it intends to continue to take with respect to 2021 to the extent applicable.
Caution Concerning Forward-Looking Statements
This Report contains forward-looking statements, which reflect the current views of Zoetis with respect to business plans and actions. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees of future performance or actions. Forward-looking statements are subject to risks and uncertainties. These risks and uncertainties include, but are not limited to: (1) the continued implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all; (2) whether SORs and other market participants responsibly source 3TG; and (3) political, regulatory and economic developments, whether in the Covered Countries, the United States or elsewhere. If one or more of these uncertainties materialize, or if management’s underlying assumptions prove to be incorrect, actual results may differ materially from those contemplated by a forward-looking statement. As a result, forward-looking statements speak only as of the date on which they are made. Zoetis expressly disclaims any obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by federal securities laws.
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Appendix A
The following list contains SORs reported by our suppliers that may have been used to process the necessary 3TG contained in Zoetis' in-scope products.
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Status | ||||||||
Gold | 8853 S.p.A. | ITALY | Conformant | ||||||||
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES | Conformant | ||||||||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Conformant | ||||||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Conformant | ||||||||
Gold | AngloGold Ashanti Córrego do Sítio Mineracao | BRAZIL | Conformant | ||||||||
Gold | Argor-Heraeus S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Asahi Pretec Corp. | JAPAN | Conformant | ||||||||
Gold | Asahi Refining Canada Ltd. | CANADA | Conformant | ||||||||
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Asaka Riken Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | AU Traders and Refiners | SOUTH AFRICA | Conformant | ||||||||
Gold | Aurubis AG | GERMANY | Conformant | ||||||||
Gold | Bangalore Refinery | INDIA | Conformant | ||||||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Conformant | ||||||||
Gold | Boliden AB | SWEDEN | Conformant | ||||||||
Gold | C. Hafner GmbH + Co. KG | GERMANY | Conformant | ||||||||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Conformant | ||||||||
Gold | Cendres + Metaux S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Chimet S.p.A. | ITALY | Conformant | ||||||||
Gold | Chugai Mining | JAPAN | Conformant | ||||||||
Gold | DODUCO Contacts and Refining GmbH | GERMANY | Conformant | ||||||||
Gold | Dowa | JAPAN | Conformant | ||||||||
Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | Eco-System Recycling Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Conformant | ||||||||
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | Conformant | ||||||||
Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | Heimerle + Meule GmbH | GERMANY | Conformant | ||||||||
Gold | Heraeus Metals Hong Kong Ltd. | CHINA | Conformant | ||||||||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Conformant | ||||||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Conformant | ||||||||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Istanbul Gold Refinery | TURKEY | Conformant | ||||||||
Gold | Italpreziosi | ITALY | Conformant | ||||||||
Gold | Japan Mint | JAPAN | Conformant | ||||||||
Gold | Jiangxi Copper Co., Ltd. | CHINA | Conformant | ||||||||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Conformant |
A-1
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Kazzinc | KAZAKHSTAN | Conformant | ||||||||
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | Conformant | ||||||||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Conformant | ||||||||
Gold | L'Orfebre S.A. | ANDORRA | Conformant | ||||||||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | Marsam Metals | BRAZIL | Conformant | ||||||||
Gold | Materion | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | Conformant | ||||||||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Conformant | ||||||||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Conformant | ||||||||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Conformant | ||||||||
Gold | Metalor Technologies S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | Conformant | ||||||||
Gold | Mitsubishi Materials Corporation | JAPAN | Conformant | ||||||||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Conformant | ||||||||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Conformant | ||||||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | Conformant | ||||||||
Gold | Nihon Material Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Conformant | ||||||||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Conformant | ||||||||
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | Conformant | ||||||||
Gold | PAMP S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Planta Recuperadora de Metales SpA | CHILE | Conformant | ||||||||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Conformant | ||||||||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Conformant | ||||||||
Gold | PX Precinox S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Conformant | ||||||||
Gold | REMONDIS PMR B.V. | NETHERLANDS | Conformant | ||||||||
Gold | Royal Canadian Mint | CANADA | Conformant | ||||||||
Gold | SAAMP | FRANCE | Conformant | ||||||||
Gold | Safimet S.p.A. | ITALY | Conformant | ||||||||
Gold | SAFINA A.S. | CZECH REPUBLIC | Conformant | ||||||||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | Conformant | ||||||||
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | Conformant | ||||||||
Gold | Shandong Gold Smelting Co., Ltd. | CHINA | Conformant | ||||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Conformant | ||||||||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Conformant | ||||||||
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Conformant |
A-2
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Conformant | ||||||||
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Conformant | ||||||||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | T.C.A S.p.A | ITALY | Conformant | ||||||||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Conformant | ||||||||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Conformant | ||||||||
Gold | Tokuriki Honten Co., Ltd | JAPAN | Conformant | ||||||||
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Conformant | ||||||||
Gold | Torecom | KOREA, REPUBLIC OF | Conformant | ||||||||
Gold | Umicore Brasil Ltda. | BRAZIL | Conformant | ||||||||
Gold | Umicore Precious Metals Thailand | THAILAND | Conformant | ||||||||
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Conformant | ||||||||
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Conformant | ||||||||
Gold | Valcambi S.A. | SWITZERLAND | Conformant | ||||||||
Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | Conformant | ||||||||
Gold | WIELAND Edelmetalle GmbH | GERMANY | Conformant | ||||||||
Gold | Yamakin Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Yokohama Metal Co., Ltd. | JAPAN | Conformant | ||||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Conformant | ||||||||
Gold | Alexy Metals | UNITED STATES OF AMERICA | Active | ||||||||
Gold | Augmont Enterprises Private Limited | INDIA | Active | ||||||||
Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | Active | ||||||||
Gold | Heraues Precious Metals GmbH & Co. KG | GERMANY | Active | ||||||||
Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | Active | ||||||||
Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | Active | ||||||||
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | African Gold Refinery | UGANDA | On Smelter Look-up Tab Only | ||||||||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | On Smelter Look-up Tab Only | ||||||||
Gold | Caridad | MEXICO | On Smelter Look-up Tab Only | ||||||||
Gold | CGR Metalloys Pvt Ltd. | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | On Smelter Look-up Tab Only | ||||||||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | On Smelter Look-up Tab Only | ||||||||
Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | On Smelter Look-up Tab Only | ||||||||
Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | On Smelter Look-up Tab Only |
A-3
Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | On Smelter Look-up Tab Only | ||||||||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Gold Coast Refinery | GHANA | On Smelter Look-up Tab Only | ||||||||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Guangdong Jinding Gold Limited | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Hwaseong CJ CO., Ltd. | KOREA, REPUBLIC OF | On Smelter Look-up Tab Only | ||||||||
Gold | JALAN & Company | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | On Smelter Look-up Tab Only | ||||||||
Gold | K.A. Rasmussen | NORWAY | On Smelter Look-up Tab Only | ||||||||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | On Smelter Look-up Tab Only | ||||||||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | On Smelter Look-up Tab Only | ||||||||
Gold | Kundan Care Products Ltd. | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | On Smelter Look-up Tab Only | ||||||||
Gold | L'azurde Company For Jewelry | SAUDI ARABIA | On Smelter Look-up Tab Only | ||||||||
Gold | Lingbao Gold Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | MD Overseas | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Metallix Refining Inc. | RUSSIAN FEDERATION | On Smelter Look-up Tab Only | ||||||||
Gold | Modeltech Sdn Bhd | MALAYSIA | On Smelter Look-up Tab Only | ||||||||
Gold | Morris and Watson | NEW ZEALAND | On Smelter Look-up Tab Only | ||||||||
Gold | Morris and Watson Gold Coast | AUSTRALIA | On Smelter Look-up Tab Only | ||||||||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | On Smelter Look-up Tab Only | ||||||||
Gold | NH Recytech Company | KOREA, REPUBLIC OF | On Smelter Look-up Tab Only | ||||||||
Gold | Pease & Curren | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | QG Refining, LLC | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | On Smelter Look-up Tab Only | ||||||||
Gold | Sai Refinery | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | On Smelter Look-up Tab Only | ||||||||
Gold | Sancus ZFS (L'Orfebre, SA) | COLOMBIA | On Smelter Look-up Tab Only |
A-4
Gold | Schone Edelmetaal B.V. | NETHERLANDS | On Smelter Look-up Tab Only | ||||||||
Gold | Sellem Industries Ltd. | MAURITANIA | On Smelter Look-up Tab Only | ||||||||
Gold | Shandong Humon Smelting Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Shirpur Gold Refinery Ltd. | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | Sovereign Metals | INDIA | On Smelter Look-up Tab Only | ||||||||
Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | On Smelter Look-up Tab Only | ||||||||
Gold | Sudan Gold Refinery | SUDAN | On Smelter Look-up Tab Only | ||||||||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Gold | Tony Goetz NV | BELGIUM | On Smelter Look-up Tab Only | ||||||||
Gold | Universal Precious Metals Refining Zambia | ZAMBIA | On Smelter Look-up Tab Only | ||||||||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tantalum | Asaka Riken Co., Ltd. | JAPAN | Conformant | ||||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | F&X Electro-Materials Ltd. | CHINA | Conformant | ||||||||
Tantalum | FIR Metals & Resource Ltd. | CHINA | Conformant | ||||||||
Tantalum | Global Advanced Metals Aizu | JAPAN | Conformant | ||||||||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | Conformant | ||||||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Conformant | ||||||||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Conformant | ||||||||
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | H.C. Starck Ltd. | JAPAN | Conformant | ||||||||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Conformant | ||||||||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | Conformant | ||||||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Conformant | ||||||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | KEMET Blue Metals | MEXICO | Conformant | ||||||||
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | LSM Brasil S.A. | BRAZIL | Conformant | ||||||||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Conformant | ||||||||
Tantalum | Mineracao Taboca S.A. | BRAZIL | Conformant | ||||||||
Tantalum | Mitsui Mining & Smelting Co., Ltd. | JAPAN | Conformant | ||||||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | NPM Silmet AS | ESTONIA | Conformant |
A-5
Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF | Conformant | ||||||||
Tantalum | QuantumClean | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | Conformant | ||||||||
Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Conformant | ||||||||
Tantalum | Taki Chemical Co., Ltd. | JAPAN | Conformant | ||||||||
Tantalum | Telex Metals | UNITED STATES OF AMERICA | Conformant | ||||||||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Conformant | ||||||||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Conformant | ||||||||
Tantalum | Duoluoshan | CHINA | On Smelter Look-up Tab Only | ||||||||
Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | Alpha | UNITED STATES OF AMERICA | Conformant | ||||||||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Conformant | ||||||||
Tin | China Tin Group Co., Ltd. | CHINA | Conformant | ||||||||
Tin | CV Ayi Jaya | INDONESIA | Conformant | ||||||||
Tin | CV Dua Sekawan | INDONESIA | Conformant | ||||||||
Tin | CV Gita Pesona | INDONESIA | Conformant | ||||||||
Tin | CV United Smelting | INDONESIA | Conformant | ||||||||
Tin | CV Venus Inti Perkasa | INDONESIA | Conformant | ||||||||
Tin | Dowa | JAPAN | Conformant | ||||||||
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Conformant | ||||||||
Tin | Fenix Metals | POLAND | Conformant | ||||||||
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Conformant | ||||||||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Conformant | ||||||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Conformant | ||||||||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | Conformant | ||||||||
Tin | Luna Smelter, Ltd. | RWANDA | Conformant | ||||||||
Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Conformant | ||||||||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Conformant | ||||||||
Tin | Melt Metais e Ligas S.A. | BRAZIL | Conformant | ||||||||
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Conformant | ||||||||
Tin | Metallo Belgium N.V. | BELGIUM | Conformant | ||||||||
Tin | Metallo Spain S.L.U. | SPAIN | Conformant |
A-6
Tin | Mineracao Taboca S.A. | BRAZIL | Conformant | ||||||||
Tin | Minsur | PERU | Conformant | ||||||||
Tin | Mitsubishi Materials Corporation | JAPAN | Conformant | ||||||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Conformant | ||||||||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Conformant | ||||||||
Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | Conformant | ||||||||
Tin | PT Aries Kencana Sejahtera | INDONESIA | Conformant | ||||||||
Tin | PT Artha Cipta Langgeng | INDONESIA | Conformant | ||||||||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Conformant | ||||||||
Tin | PT Babel Inti Perkasa | INDONESIA | Conformant | ||||||||
Tin | PT Babel Surya Alam Lestari | INDONESIA | Conformant | ||||||||
Tin | PT Bangka Serumpun | INDONESIA | Conformant | ||||||||
Tin | PT Bangka Tin Industry | INDONESIA | Conformant | ||||||||
Tin | PT Belitung Industri Sejahtera | INDONESIA | Conformant | ||||||||
Tin | PT Bukit Timah | INDONESIA | Conformant | ||||||||
Tin | PT DS Jaya Abadi | INDONESIA | Conformant | ||||||||
Tin | PT Inti Stania Prima | INDONESIA | Conformant | ||||||||
Tin | PT Karimun Mining | INDONESIA | Conformant | ||||||||
Tin | PT Menara Cipta Mulia | INDONESIA | Conformant | ||||||||
Tin | PT Mitra Stania Prima | INDONESIA | Conformant | ||||||||
Tin | PT Panca Mega Persada | INDONESIA | Conformant | ||||||||
Tin | PT Prima Timah Utama | INDONESIA | Conformant | ||||||||
Tin | PT Rajawali Rimba Perkasa | INDONESIA | Conformant | ||||||||
Tin | PT Rajehan Ariq | INDONESIA | Conformant | ||||||||
Tin | PT Refined Bangka Tin | INDONESIA | Conformant | ||||||||
Tin | PT Sariwiguna Binasentosa | INDONESIA | Conformant | ||||||||
Tin | PT Stanindo Inti Perkasa | INDONESIA | Conformant | ||||||||
Tin | PT Sukses Inti Makmur | INDONESIA | Conformant | ||||||||
Tin | PT Timah Tbk Kundur | INDONESIA | Conformant | ||||||||
Tin | PT Timah Tbk Mentok | INDONESIA | Conformant | ||||||||
Tin | PT Tinindo Inter Nusa | INDONESIA | Conformant | ||||||||
Tin | PT Tommy Utama | INDONESIA | Conformant | ||||||||
Tin | Resind Industria e Comercio Ltda. | BRAZIL | Conformant | ||||||||
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Conformant | ||||||||
Tin | Soft Metais Ltda. | BRAZIL | Conformant | ||||||||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | Conformant | ||||||||
Tin | Thaisarco | THAILAND | Conformant | ||||||||
Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | Conformant | ||||||||
Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | Conformant | ||||||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Conformant | ||||||||
Tin | Yunnan Tin Company Limited | CHINA | Conformant | ||||||||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | Conformant | ||||||||
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Electronicos Do Brasil Ltda | BRAZIL | Active | ||||||||
Tin | CRM Synergies | SPAIN | Active | ||||||||
Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | Active | ||||||||
Tin | PT Lautan Harmonis Sejahtera | INDONESIA | Active |
A-7
Tin | PT Timah Nusantara | INDONESIA | Active | ||||||||
Tin | Super Ligas | BRAZIL | Active | ||||||||
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | CV Nurjanah | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | CV Serumpun Sebalai | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tin | Estanho de Rondônia S.A. | BRAZIL | On Smelter Look-up Tab Only | ||||||||
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | Gejiu Jinye Mineral Company | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tin | Modeltech Sdn Bhd | MALAYSIA | On Smelter Look-up Tab Only | ||||||||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tin | Pongpipat Company Limited | MYANMAR | On Smelter Look-up Tab Only | ||||||||
Tin | Precious Minerals and Smelting Limited | INDIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Bangka Prima Tin | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Kijang Jaya Mandiri | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Mitra Sukses Globalindo | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Premium Tin Indonesia | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | PT Sumber Jaya Indah | INDONESIA | On Smelter Look-up Tab Only | ||||||||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tin | VQB Mineral and Trading Group JSC | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tungsten | A.L.M.T. Corp. | JAPAN | Conformant | ||||||||
Tungsten | ACL Metais Eireli | BRAZIL | Conformant | ||||||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | Conformant | ||||||||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | Conformant | ||||||||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Conformant | ||||||||
Tungsten | H.C. Starck Tungsten GmbH | GERMANY | Conformant | ||||||||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Conformant | ||||||||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Conformant |
A-8
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Conformant | ||||||||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | Conformant | ||||||||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | Conformant | ||||||||
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | Conformant | ||||||||
Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM | Conformant | ||||||||
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | Conformant | ||||||||
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | Conformant | ||||||||
Tungsten | Phillippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Conformant | ||||||||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | Conformant | ||||||||
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Conformant | ||||||||
Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | Conformant | ||||||||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||||||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Conformant | ||||||||
Tungsten | Albasteel Industriae Comercio de Ligas Para Fundicao Ltd. | BRAZIL | Active | ||||||||
Tungsten | Cronimet Brasil Ltda. | BRAZIL | Active | ||||||||
Tungsten | Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd. | CHINA | Active | ||||||||
Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | Active | ||||||||
Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | Active | ||||||||
Tungsten | Artek LLC | RUSSIAN FEDERATION | On Smelter Look-up Tab Only | ||||||||
Tungsten | China Molybdenum Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | On Smelter Look-up Tab Only | ||||||||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | On Smelter Look-up Tab Only | ||||||||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | On Smelter Look-up Tab Only |
The Company notes the following in connection with the information in the table above:
a.Not all of the included SORs may have processed the necessary 3TG contained in Zoetis’ in-scope products, since most of our suppliers reported at a “company level,” meaning that they reported the 3TG contained in all of their
A-9
products, not just those in the products that they sold us. Some suppliers also may have reported SORs that were not in Zoetis’ supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not include all of the SORs in Zoetis’ supply chain, since some suppliers did not identify all of their SORs and because not all suppliers responded to Zoetis’ inquiries.
b.The table only includes entities that were listed as SORs on the Smelter Look-up tab list of the CMRT.
c.SOR status information in the table is as of May 16, 2021.
d.“Conformant” means that a SOR has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (the “RMAP”) standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2020 and may not continue to be Conformant for any future period.
e.“Active” means that the SOR has committed to undergo an RMAP assessment, completed the relevant documents and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.
f.“On Smelter Look-up Tab Only” means that a SOR is listed on the Smelter Look-up tab list of the CMRT, but is not listed as Conformant or Active.
g.SOR status and location reflected in the table is based solely on information made publicly available by the RMI, without independent verification by Zoetis.
Country of Origin Information
The countries of origin of the newly-mined 3TG processed by the Conformant SORs listed above may include the countries listed below, as well as possibly other countries.
Argentina | Cyprus | Guyana | Morocco | Saudi Arabia | Turkey | ||||||||||||
Australia | Dominican Republic | Honduras | Mozambique | Senegal | Uganda* | ||||||||||||
Austria | India | Myanmar | Serbia | United Kingdom | |||||||||||||
Azerbaijan | Ecuador | Indonesia | Namibia | Sierra Leone | United States of America | ||||||||||||
Benin | Egypt | Ivory Coast | Netherlands | Slovakia | |||||||||||||
Bolivia | Eritrea | Japan | New Zealand | Solomon Islands | Uruguay | ||||||||||||
Botswana | Ethiopia | Kazakhstan | Nicaragua | Somaliland | Uzbekistan | ||||||||||||
Brazil | Fiji | Kenya | Niger | South Africa | Vietnam | ||||||||||||
Burkina Faso | Finland | Laos | Nigeria | Spain | Zambia* | ||||||||||||
Burundi* | France | Liberia | Papua New Guinea | Suriname | Zimbabwe | ||||||||||||
Canada | French Guiana | Madagascar | Peru | Swaziland | |||||||||||||
Chile | Georgia | Malaysia | Philippines | Sweden | |||||||||||||
China | Germany | Mali | Portugal | Taiwan | |||||||||||||
Colombia | Ghana | Mauritania | Puerto Rico | Tajikistan | |||||||||||||
Democratic Republic of the Congo* | Guatemala | Mexico | Russia | Tanzania* | |||||||||||||
Guinea | Mongolia | Rwanda* | Thailand |
* Represents a Covered Country
In addition, some of the listed Conformant smelters and refiners may have processed 3TG originating from recycled or scrap sources.
For calendar 2020, we were not able to determine the potential country of origin of the 3TG processed by any of the smelters or refiners listed as “Active” or “On Smelter Look-up Tab Only.”
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