UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22747
ALPS SERIES TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1100, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Richard Noyes, Esq., Secretary
ALPS Series Trust
1290 Broadway, Suite 1100
Denver, CO 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: September 30
Date of reporting period: July 1, 2016 - June 30, 2017
Item 1 – Proxy Voting Record.
DDJ Opportunistic High Yield Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Insignia Macro Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Cognios Market Neutral Large Cap Fund
Investment Company Report | ||||||||||||
EMC CORPORATION | ||||||||||||
Security | 268648102 | Meeting Type | Special | |||||||||
Ticker Symbol | EMC | Meeting Date | 19-Jul-2016 | |||||||||
ISIN | US2686481027 | Agenda | 934449768 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||||||
2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | ||||||||
3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 53,272 | 0 | 11-Jun-2016 | 20-Jul-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 51,610 | 0 | 11-Jun-2016 | 20-Jul-2016 | |||||
CA, INC. | ||||||||||||
Security | 12673P105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CA | Meeting Date | 03-Aug-2016 | |||||||||
ISIN | US12673P1057 | Agenda | 934451270 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | For | ||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | TO RE-APPROVE THE CA, INC. 2011 INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | ||||||||
5. | TO RATIFY THE NOVEMBER 2015 STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 89,553 | 0 | 17-Jun-2016 | 04-Aug-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 86,820 | 0 | 17-Jun-2016 | 04-Aug-2016 | |||||
GENERAL MILLS, INC. | ||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||
Ticker Symbol | GIS | Meeting Date | 27-Sep-2016 | |||||||||
ISIN | US3703341046 | Agenda | 934468186 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||
1C) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||
1D) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | For | For | ||||||||
1E) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||
1F) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||
1H) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||
1I) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||
1J) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||
1K) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||||
1L) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | ||||||||
1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||||
2. | ADOPT THE 2016 COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | ||||||||
3. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 58,383 | 0 | 19-Aug-2016 | 28-Sep-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 57,097 | 0 | 19-Aug-2016 | 28-Sep-2016 | |||||
HARRIS CORPORATION | ||||||||||||
Security | 413875105 | Meeting Type | Annual | |||||||||
Ticker Symbol | HRS | Meeting Date | 28-Oct-2016 | |||||||||
ISIN | US4138751056 | Agenda | 934478896 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JAMES F. ALBAUGH | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM M. BROWN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: PETER W. CHIARELLI | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: THOMAS A. DATTILO | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROGER B. FRADIN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LEWIS HAY III | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: VYOMESH I. JOSHI | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: LESLIE F. KENNE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: DR. JAMES C. STOFFEL | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: GREGORY T. SWIENTON | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN PROXY STATEMENT | Management | For | For | ||||||||
3 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 32,876 | 0 | 13-Sep-2016 | 31-Oct-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 32,166 | 0 | 13-Sep-2016 | 31-Oct-2016 | |||||
CAMPBELL SOUP COMPANY | ||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||
Ticker Symbol | CPB | Meeting Date | 16-Nov-2016 | |||||||||
ISIN | US1344291091 | Agenda | 934483544 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: BENNETT DORRANCE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: RANDALL W. LARRIMORE | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MARC B. LAUTENBACH | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MARY ALICE D. MALONE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: SARA MATHEW | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: KEITH R. MCLOUGHLIN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CHARLES R. PERRIN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: NICK SHREIBER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: TRACEY T. TRAVIS | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: ARCHBOLD D. VAN BEUREN | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: LES C. VINNEY | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON THE FISCAL 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 25,326 | 0 | 08-Oct-2016 | 17-Nov-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 24,809 | 0 | 08-Oct-2016 | 17-Nov-2016 | |||||
ORACLE CORPORATION | ||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ORCL | Meeting Date | 16-Nov-2016 | |||||||||
ISIN | US68389X1054 | Agenda | 934483556 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||
2 | H. RAYMOND BINGHAM | For | For | |||||||||
3 | MICHAEL J. BOSKIN | For | For | |||||||||
4 | SAFRA A. CATZ | For | For | |||||||||
5 | BRUCE R. CHIZEN | For | For | |||||||||
6 | GEORGE H. CONRADES | For | For | |||||||||
7 | LAWRENCE J. ELLISON | For | For | |||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||
9 | JEFFREY O. HENLEY | For | For | |||||||||
10 | MARK V. HURD | For | For | |||||||||
11 | RENEE J. JAMES | For | For | |||||||||
12 | LEON E. PANETTA | For | For | |||||||||
13 | NAOMI O. SELIGMAN | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 35,532 | 0 | 24-Sep-2016 | 17-Nov-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 34,807 | 0 | 24-Sep-2016 | 17-Nov-2016 | |||||
AUTOZONE, INC. | ||||||||||||
Security | 053332102 | Meeting Type | Annual | |||||||||
Ticker Symbol | AZO | Meeting Date | 14-Dec-2016 | |||||||||
ISIN | US0533321024 | Agenda | 934495107 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: SUE E. GOVE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||
3. | APPROVAL OF THE AUTOZONE, INC. SIXTH AMENDED AND RESTATED EXECUTIVE STOCK PURCHASE PLAN. | Management | For | For | ||||||||
4. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 5,616 | 0 | 27-Oct-2016 | 15-Dec-2016 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 5,504 | 0 | 27-Oct-2016 | 15-Dec-2016 | |||||
ACCENTURE PLC | ||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACN | Meeting Date | 10-Feb-2017 | |||||||||
ISIN | IE00B4BNMY34 | Agenda | 934516874 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||
1D. | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||||||
1E. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||||||
1F. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | ||||||||
1G. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||
1H. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||
1I. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||
1J. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||
1K. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | ||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. | Management | For | For | ||||||||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 21,857 | 0 | 23-Dec-2016 | 13-Feb-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 21,379 | 0 | 23-Dec-2016 | 13-Feb-2017 | |||||
APPLE INC. | ||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | |||||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | For | ||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | For | ||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | For | ||||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 11,694 | 0 | 07-Jan-2017 | 01-Mar-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 11,438 | 0 | 07-Jan-2017 | 01-Mar-2017 | |||||
AMERISOURCEBERGEN CORPORATION | ||||||||||||
Security | 03073E105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ABC | Meeting Date | 02-Mar-2017 | |||||||||
ISIN | US03073E1055 | Agenda | 934520520 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ORNELLA BARRA | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: STEVEN H. COLLIS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS R. CONANT | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: D. MARK DURCAN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: LON R. GREENBERG | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN W. HYLE | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL J. LONG | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: HENRY W. MCGEE | Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
5. | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 5,466 | 0 | 21-Jan-2017 | 03-Mar-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 5,346 | 0 | 21-Jan-2017 | 03-Mar-2017 | |||||
F5 NETWORKS, INC. | ||||||||||||
Security | 315616102 | Meeting Type | Annual | |||||||||
Ticker Symbol | FFIV | Meeting Date | 09-Mar-2017 | |||||||||
ISIN | US3156161024 | Agenda | 934526142 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: A GARY AMES | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: SANDRA E. BERGERON | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: DEBORAH L. BEVIER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JONATHAN C. CHADWICK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL L. DREYER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ALAN J. HIGGINSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: PETER S. KLEIN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN MCADAM | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: STEPHEN M. SMITH | Management | For | For | ||||||||
2. | APPROVE THE F5 NETWORKS, INC. 2014 INCENTIVE PLAN AS AMENDED AND RESTATED | Management | For | For | ||||||||
3. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
5. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 16,271 | 0 | 28-Jan-2017 | 10-Mar-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 15,884 | 0 | 28-Jan-2017 | 10-Mar-2017 | |||||
KIMBERLY-CLARK CORPORATION | ||||||||||||
Security | 494368103 | Meeting Type | Annual | |||||||||
Ticker Symbol | KMB | Meeting Date | 20-Apr-2017 | |||||||||
ISIN | US4943681035 | Agenda | 934533832 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: FABIAN T. GARCIA | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL D. HSU | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: CHRISTA S. QUARLES | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | ||||||||
2. | RATIFICATION OF AUDITORS | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 25,725 | 0 | 01-Mar-2017 | 21-Apr-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 25,049 | 0 | 01-Mar-2017 | 21-Apr-2017 | |||||
HUMANA INC. | ||||||||||||
Security | 444859102 | Meeting Type | Annual | |||||||||
Ticker Symbol | HUM | Meeting Date | 20-Apr-2017 | |||||||||
ISIN | US4448591028 | Agenda | 934538438 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: KURT J. HILZINGER | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: BRUCE D. BROUSSARD | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: FRANK A. D'AMELIO | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: W. ROY DUNBAR | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: DAVID A. JONES, JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM J. MCDONALD | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: DAVID B. NASH, M.D. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: MARISSA T. PETERSON | Management | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||||||
3. | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017 PROXY STATEMENT. | Management | For | For | ||||||||
4. | THE APPROVAL OF THE FREQUENCY WITH WHICH FUTURE SHAREHOLDER VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS WILL BE HELD. | Management | 1 Year | For | ||||||||
5. | STOCKHOLDER PROPOSAL ON PROXY ACCESS. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 1,738 | 0 | 09-Mar-2017 | 21-Apr-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 1,692 | 0 | 09-Mar-2017 | 21-Apr-2017 | |||||
THE AES CORPORATION | ||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||
Ticker Symbol | AES | Meeting Date | 20-Apr-2017 | |||||||||
ISIN | US00130H1059 | Agenda | 934538642 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ANDRES R. GLUSKI | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: CHARLES L. HARRINGTON | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: HOLLY K. KOEPPEL | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JAMES H. MILLER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2017. | Management | For | For | ||||||||
5. | IF PROPERLY PRESENTED, A NONBINDING STOCKHOLDER PROPOSAL SEEKING AMENDMENTS TO AES' CURRENT PROXY ACCESS BY-LAWS. | Shareholder | Against | For | ||||||||
6. | IF PROPERLY PRESENTED, A NONBINDING STOCKHOLDER PROPOSAL SEEKING A REPORT ON COMPANY POLICIES AND TECHNOLOGICAL ADVANCES THROUGH THE YEAR 2040. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 30,830 | 0 | 11-Mar-2017 | 21-Apr-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 30,019 | 0 | 11-Mar-2017 | 21-Apr-2017 | |||||
EXELON CORPORATION | ||||||||||||
Security | 30161N101 | Meeting Type | Annual | |||||||||
Ticker Symbol | EXC | Meeting Date | 25-Apr-2017 | |||||||||
ISIN | US30161N1019 | Agenda | 934542095 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ANTHONY K. ANDERSON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: YVES C. DE BALMANN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: NANCY L. GIOIA | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LINDA P. JOJO | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. LAWLESS | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Management | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 9,789 | 0 | 17-Mar-2017 | 26-Apr-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 9,531 | 0 | 17-Mar-2017 | 26-Apr-2017 | |||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||
Ticker Symbol | PM | Meeting Date | 03-May-2017 | |||||||||
ISIN | US7181721090 | Agenda | 934549859 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: WERNER GEISSLER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JUN MAKIHARA | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: FREDERIK PAULSEN | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||||||
3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||
4. | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Management | For | For | ||||||||
5. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | ||||||||
6. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||||||
7. | SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY | Shareholder | Against | For | ||||||||
8. | SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 19,379 | 0 | 24-Mar-2017 | 04-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 18,864 | 0 | 24-Mar-2017 | 04-May-2017 | |||||
UNITED PARCEL SERVICE, INC. | ||||||||||||
Security | 911312106 | Meeting Type | Annual | |||||||||
Ticker Symbol | UPS | Meeting Date | 04-May-2017 | |||||||||
ISIN | US9113121068 | Agenda | 934543617 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: DAVID P. ABNEY | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: RODNEY C. ADKINS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL J. BURNS | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: CANDACE KENDLE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RUDY H.P. MARKHAM | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: FRANCK J. MOISON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JOHN T. STANKEY | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: CAROL B. TOME | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: KEVIN M. WARSH | Management | For | For | ||||||||
2. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | TO APPROVE THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
5. | TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||||||
6. | TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. | Shareholder | Against | For | ||||||||
7. | TO ADOPT HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 29,872 | 0 | 14-Mar-2017 | 05-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 29,077 | 0 | 14-Mar-2017 | 05-May-2017 | |||||
PITNEY BOWES INC. | ||||||||||||
Security | 724479100 | Meeting Type | Annual | |||||||||
Ticker Symbol | PBI | Meeting Date | 08-May-2017 | |||||||||
ISIN | US7244791007 | Agenda | 934553579 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ANNE M. BUSQUET | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROGER FRADIN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: S. DOUGLAS HUTCHESON | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MARC B. LAUTENBACH | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: EDUARDO R. MENASCE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: LINDA S. SANFORD | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: DAVID L. SHEDLARZ | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. SNOW, JR. | Management | For | For | ||||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR 2017. | Management | For | For | ||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 25,335 | 0 | 25-Mar-2017 | 09-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 24,661 | 0 | 25-Mar-2017 | 09-May-2017 | |||||
3M COMPANY | ||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||
Ticker Symbol | MMM | Meeting Date | 09-May-2017 | |||||||||
ISIN | US88579Y1010 | Agenda | 934547968 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
5. | STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 16,883 | 0 | 23-Mar-2017 | 10-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 16,434 | 0 | 23-Mar-2017 | 10-May-2017 | |||||
L3 TECHNOLOGIES, INC. | ||||||||||||
Security | 502413107 | Meeting Type | Annual | |||||||||
Ticker Symbol | LLL | Meeting Date | 09-May-2017 | |||||||||
ISIN | US5024131071 | Agenda | 934551210 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: CLAUDE R. CANIZARES | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: THOMAS A. CORCORAN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: LEWIS KRAMER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROBERT B. MILLARD | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: LLOYD W. NEWTON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: VINCENT PAGANO, JR. | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ARTHUR L. SIMON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: MICHAEL T. STRIANESE | Management | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE ALL PROVISIONS THAT REQUIRE MORE THAN A SIMPLE MAJORITY VOTE. | Management | For | For | ||||||||
4. | APPROVE THE L3 TECHNOLOGIES INC. AMENDED AND RESTATED 2012 CASH INCENTIVE PLAN. | Management | For | For | ||||||||
5. | APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
6. | DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 18,823 | 0 | 28-Mar-2017 | 10-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 18,322 | 0 | 28-Mar-2017 | 10-May-2017 | |||||
KOHL'S CORPORATION | ||||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||||
Ticker Symbol | KSS | Meeting Date | 10-May-2017 | |||||||||
ISIN | US5002551043 | Agenda | 934555179 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JONAS PRISING | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ADRIANNE SHAPIRA | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||
5. | APPROVE THE KOHL'S CORPORATION 2017 LONG- TERM COMPENSATION PLAN. | Management | For | For | ||||||||
6. | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIR. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 8,465 | 0 | 01-Apr-2017 | 11-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 8,240 | 0 | 01-Apr-2017 | 11-May-2017 | |||||
GILEAD SCIENCES, INC. | ||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GILD | Meeting Date | 10-May-2017 | |||||||||
ISIN | US3755581036 | Agenda | 934558810 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 50,499 | 0 | 29-Mar-2017 | 11-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 49,155 | 0 | 29-Mar-2017 | 11-May-2017 | |||||
TRANSOCEAN, LTD. | ||||||||||||
Security | H8817H100 | Meeting Type | Annual | |||||||||
Ticker Symbol | RIG | Meeting Date | 11-May-2017 | |||||||||
ISIN | CH0048265513 | Agenda | 934559711 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL OF THE 2016 ANNUAL REPORT, INCLUDING THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2016 | Management | For | For | ||||||||
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2016 | Management | For | For | ||||||||
3 | APPROPRIATION OF THE ACCUMULATED LOSS FOR FISCAL YEAR 2016 | Management | For | For | ||||||||
4A | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | ||||||||
4B | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | ||||||||
4C | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | For | ||||||||
4D | REELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | ||||||||
4E | REELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | ||||||||
4F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | ||||||||
4G | REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||||
4H | REELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, JR. | Management | For | For | ||||||||
4I | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | ||||||||
4J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | For | ||||||||
4K | REELECTION OF DIRECTOR: JEREMY D. THIGPEN | Management | For | For | ||||||||
5 | ELECTION OF MERRILL A. "PETE" MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||
6A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | For | ||||||||
6B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | For | ||||||||
6C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | For | ||||||||
6D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | For | ||||||||
7 | REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||
8 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | For | ||||||||
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
10A | RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 AND 2018 ANNUAL GENERAL MEETINGS | Management | For | For | ||||||||
10B | RATIFICATION OF AN AMOUNT OF US $24,000,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2018 | Management | For | For | ||||||||
11 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 12,560 | 0 | 28-Mar-2017 | 12-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 12,226 | 0 | 28-Mar-2017 | 12-May-2017 | |||||
TRANSOCEAN, LTD. | ||||||||||||
Security | H8817H100 | Meeting Type | Annual | |||||||||
Ticker Symbol | RIG | Meeting Date | 11-May-2017 | |||||||||
ISIN | CH0048265513 | Agenda | 934611523 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL OF THE 2016 ANNUAL REPORT, INCLUDING THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2016 | Management | For | For | ||||||||
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2016 | Management | For | For | ||||||||
3 | APPROPRIATION OF THE ACCUMULATED LOSS FOR FISCAL YEAR 2016 | Management | For | For | ||||||||
4A | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | ||||||||
4B | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | ||||||||
4C | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | For | ||||||||
4D | REELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | ||||||||
4E | REELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | ||||||||
4F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | ||||||||
4G | REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||||
4H | REELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, JR. | Management | For | For | ||||||||
4I | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | ||||||||
4J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | For | ||||||||
4K | REELECTION OF DIRECTOR: JEREMY D. THIGPEN | Management | For | For | ||||||||
5 | ELECTION OF MERRILL A. "PETE" MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||
6A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | For | ||||||||
6B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | For | ||||||||
6C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | For | ||||||||
6D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | For | ||||||||
7 | REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||
8 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | For | ||||||||
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
10A | RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 AND 2018 ANNUAL GENERAL MEETINGS | Management | For | For | ||||||||
10B | RATIFICATION OF AN AMOUNT OF US $24,000,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2018 | Management | For | For | ||||||||
11 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Management | 1 Year | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 10,930 | 0 | 29-Apr-2017 | 12-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 10,639 | 0 | 29-Apr-2017 | 12-May-2017 | |||||
NORDSTROM, INC. | ||||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||||
Ticker Symbol | JWN | Meeting Date | 16-May-2017 | |||||||||
ISIN | US6556641008 | Agenda | 934559052 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: STACY BROWN-PHILPOT | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: TANYA L. DOMIER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GORDON A. SMITH | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION: SAY ON PAY. | Management | For | For | ||||||||
4. | ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NORDSTROM, INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 7,869 | 0 | 06-Apr-2017 | 17-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 7,660 | 0 | 06-Apr-2017 | 17-May-2017 | |||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||
Ticker Symbol | DGX | Meeting Date | 16-May-2017 | |||||||||
ISIN | US74834L1008 | Agenda | 934561449 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JENNE K. BRITELL, PH. D. | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: VICKY B. GREGG | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, M.D., PH. D. | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: TIMOTHY L. MAIN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: GARY M. PFEIFFER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: DANIEL C. STANZIONE, PH. D. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH. D. | Management | For | For | ||||||||
2. | AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT | Management | For | For | ||||||||
3. | AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||
4. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||||
5. | APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 10,827 | 0 | 04-Apr-2017 | 17-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 10,539 | 0 | 04-Apr-2017 | 17-May-2017 | |||||
NORTHROP GRUMMAN CORPORATION | ||||||||||||
Security | 666807102 | Meeting Type | Annual | |||||||||
Ticker Symbol | NOC | Meeting Date | 17-May-2017 | |||||||||
ISIN | US6668071029 | Agenda | 934559862 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: MARIANNE C. BROWN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: MADELEINE A. KLEINER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: GARY ROUGHEAD | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: MARK A. WELSH III | Management | For | For | ||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 4,322 | 0 | 01-Apr-2017 | 18-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 4,207 | 0 | 01-Apr-2017 | 18-May-2017 | |||||
GAP INC. | ||||||||||||
Security | 364760108 | Meeting Type | Annual | |||||||||
Ticker Symbol | GPS | Meeting Date | 17-May-2017 | |||||||||
ISIN | US3647601083 | Agenda | 934571301 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ROBERT J. FISHER | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. FISHER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: TRACY GARDNER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: BRIAN GOLDNER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: BOB L. MARTIN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ARTHUR PECK | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: KATHERINE TSANG | Management | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON FEBRUARY 3, 2018. | Management | For | For | ||||||||
3. | AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE GAP, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||
6. | THE SHAREHOLDER PROPOSAL CONTAINED IN THE ATTACHED PROXY STATEMENT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 14,711 | 0 | 05-Apr-2017 | 18-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 14,319 | 0 | 05-Apr-2017 | 18-May-2017 | |||||
AMPHENOL CORPORATION | ||||||||||||
Security | 032095101 | Meeting Type | Annual | |||||||||
Ticker Symbol | APH | Meeting Date | 18-May-2017 | |||||||||
ISIN | US0320951017 | Agenda | 934597610 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.1 | ELECTION OF DIRECTOR: RONALD P. BADIE | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: STANLEY L. CLARK | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: DAVID P. FALCK | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: EDWARD G. JEPSEN | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: MARTIN H. LOEFFLER | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: JOHN R. LORD | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: R. ADAM NORWITT | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: DIANA G. REARDON | Management | For | For | ||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY. | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
5. | TO RATIFY AND APPROVE THE 2017 STOCK PURCHASE AND OPTION PLAN FOR KEY EMPLOYEES OF AMPHENOL AND SUBSIDIARIES. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 30,290 | 0 | 20-Apr-2017 | 19-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 29,484 | 0 | 20-Apr-2017 | 19-May-2017 | |||||
FISERV, INC. | ||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||
Ticker Symbol | FISV | Meeting Date | 24-May-2017 | |||||||||
ISIN | US3377381088 | Agenda | 934572543 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | ALISON DAVIS | For | For | |||||||||
2 | JOHN Y. KIM | For | For | |||||||||
3 | DENNIS F. LYNCH | For | For | |||||||||
4 | DENIS J. O'LEARY | For | For | |||||||||
5 | GLENN M. RENWICK | For | For | |||||||||
6 | KIM M. ROBAK | For | For | |||||||||
7 | JD SHERMAN | For | For | |||||||||
8 | DOYLE R. SIMONS | For | For | |||||||||
9 | JEFFERY W. YABUKI | For | For | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2017. | Management | For | For | ||||||||
5. | A SHAREHOLDER PROPOSAL SEEKING AN AMENDMENT TO FISERV, INC.'S PROXY ACCESS BY- LAW. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 27,365 | 0 | 12-Apr-2017 | 25-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 26,637 | 0 | 12-Apr-2017 | 25-May-2017 | |||||
MCDONALD'S CORPORATION | ||||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||||
Ticker Symbol | MCD | Meeting Date | 24-May-2017 | |||||||||
ISIN | US5801351017 | Agenda | 934584168 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LLOYD DEAN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN EASTERBROOK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROBERT ECKERT | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MARGARET GEORGIADIS | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JEANNE JACKSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RICHARD LENNY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN MULLIGAN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: SHEILA PENROSE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JOHN ROGERS, JR. | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: MILES WHITE | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN. | Management | For | For | ||||||||
5. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||||||
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
8. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
9. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
10. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO UPDATE THE COMPANY'S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
11. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
12. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 24,997 | 0 | 14-Apr-2017 | 25-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 24,332 | 0 | 14-Apr-2017 | 25-May-2017 | |||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | |||||||||
ISIN | NL0009434992 | Agenda | 934588902 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | For | ||||||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | For | ||||||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | For | ||||||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | For | ||||||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | For | ||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | For | ||||||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 1 Year | For | ||||||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | For | ||||||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 3,775 | 0 | 14-Apr-2017 | 25-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 3,675 | 0 | 14-Apr-2017 | 25-May-2017 | |||||
UNITED CONTINENTAL HOLDINGS, INC. | ||||||||||||
Security | 910047109 | Meeting Type | Annual | |||||||||
Ticker Symbol | UAL | Meeting Date | 24-May-2017 | |||||||||
ISIN | US9100471096 | Agenda | 934611357 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: CAROLYN CORVI | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JANE C. GARVEY | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: BARNEY HARFORD | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: WALTER ISAACSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JAMES A. C. KENNEDY | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ROBERT A. MILTON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: OSCAR MUNOZ | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. NUTI | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: EDWARD M. PHILIP | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: EDWARD L. SHAPIRO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: LAURENCE E. SIMMONS | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: DAVID J. VITALE | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||
5. | APPROVAL OF THE UNITED CONTINENTAL HOLDINGS, INC. 2017 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 4,683 | 0 | 29-Apr-2017 | 25-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 4,558 | 0 | 29-Apr-2017 | 25-May-2017 | |||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | |||||||||
ISIN | NL0009434992 | Agenda | 934615002 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | For | ||||||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | For | ||||||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | For | ||||||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | For | ||||||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | For | ||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | For | ||||||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 1 Year | For | ||||||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | For | ||||||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 3,811 | 0 | 03-May-2017 | 25-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 3,709 | 0 | 03-May-2017 | 25-May-2017 | |||||
ENVISION HEALTHCARE CORPORATION | ||||||||||||
Security | 29414D100 | Meeting Type | Annual | |||||||||
Ticker Symbol | EVHC | Meeting Date | 25-May-2017 | |||||||||
ISIN | US29414D1000 | Agenda | 934582304 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | CAROL J. BURT | For | For | |||||||||
2 | CHRISTOPHER A. HOLDEN | For | For | |||||||||
3 | CYNTHIA S. MILLER | For | For | |||||||||
4 | RONALD A. WILLIAMS | For | For | |||||||||
2. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF ENVISION HEALTHCARE CORPORATION'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING ENVISION HEALTHCARE CORPORATION'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ENVISION HEALTHCARE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 32,946 | 0 | 14-Apr-2017 | 26-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 32,070 | 0 | 14-Apr-2017 | 26-May-2017 | |||||
VERISIGN, INC. | ||||||||||||
Security | 92343E102 | Meeting Type | Annual | |||||||||
Ticker Symbol | VRSN | Meeting Date | 25-May-2017 | |||||||||
ISIN | US92343E1029 | Agenda | 934586403 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: D. JAMES BIDZOS | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: THOMAS F. FRIST III | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROGER H. MOORE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: LOUIS A. SIMPSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY TOMLINSON | Management | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTING ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||
5. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 37,976 | 0 | 14-Apr-2017 | 26-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 36,966 | 0 | 14-Apr-2017 | 26-May-2017 | |||||
RAYTHEON COMPANY | ||||||||||||
Security | 755111507 | Meeting Type | Annual | |||||||||
Ticker Symbol | RTN | Meeting Date | 25-May-2017 | |||||||||
ISIN | US7551115071 | Agenda | 934602029 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: TRACY A. ATKINSON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: LETITIA A. LONG | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JAMES A. WINNEFELD, JR. | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||
4. | APPROVAL OF THE RAYTHEON 2017 INCENTIVE PLAN FOR SECTION 162(M) PURPOSES | Management | For | For | ||||||||
5. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 20,619 | 0 | 22-Apr-2017 | 26-May-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 20,070 | 0 | 22-Apr-2017 | 26-May-2017 | |||||
THE TJX COMPANIES, INC. | ||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||
Ticker Symbol | TJX | Meeting Date | 06-Jun-2017 | |||||||||
ISIN | US8725401090 | Agenda | 934614947 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | For | For | ||||||||
3. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Management | For | For | ||||||||
4. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | Management | For | For | ||||||||
5. | ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) | Management | For | For | ||||||||
6. | ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES | Management | 1 Year | For | ||||||||
7. | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Shareholder | Against | For | ||||||||
8. | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Shareholder | Against | For | ||||||||
9. | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Shareholder | Against | For | ||||||||
10. | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 13,051 | 0 | 03-May-2017 | 07-Jun-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 12,702 | 0 | 03-May-2017 | 07-Jun-2017 | |||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||||||||||
Security | 018581108 | Meeting Type | Annual | |||||||||
Ticker Symbol | ADS | Meeting Date | 07-Jun-2017 | |||||||||
ISIN | US0185811082 | Agenda | 934600621 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: BRUCE K. ANDERSON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ROGER H. BALLOU | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: D. KEITH COBB | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: E. LINN DRAPER, JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: EDWARD J. HEFFERNAN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: KENNETH R. JENSEN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. MINICUCCI | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: TIMOTHY J. THERIAULT | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: LAURIE A. TUCKER | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2017. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 1,442 | 0 | 22-Apr-2017 | 08-Jun-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 1,406 | 0 | 22-Apr-2017 | 08-Jun-2017 | |||||
ALPHABET INC | ||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | |||||||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | LARRY PAGE | For | For | |||||||||
2 | SERGEY BRIN | For | For | |||||||||
3 | ERIC E. SCHMIDT | For | For | |||||||||
4 | L. JOHN DOERR | For | For | |||||||||
5 | ROGER W. FERGUSON, JR. | For | For | |||||||||
6 | DIANE B. GREENE | For | For | |||||||||
7 | JOHN L. HENNESSY | For | For | |||||||||
8 | ANN MATHER | For | For | |||||||||
9 | ALAN R. MULALLY | For | For | |||||||||
10 | PAUL S. OTELLINI | For | For | |||||||||
11 | K. RAM SHRIRAM | For | For | |||||||||
12 | SHIRLEY M. TILGHMAN | For | For | |||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | For | For | ||||||||
4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 3,604 | 0 | 29-Apr-2017 | 08-Jun-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 3,507 | 0 | 29-Apr-2017 | 08-Jun-2017 | |||||
BEST BUY CO., INC. | ||||||||||||
Security | 086516101 | Meeting Type | Annual | |||||||||
Ticker Symbol | BBY | Meeting Date | 13-Jun-2017 | |||||||||
ISIN | US0865161014 | Agenda | 934613541 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: J. PATRICK DOYLE | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: KATHY J. HIGGINS VICTOR | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: KAREN A. MCLOUGHLIN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CLAUDIA F. MUNCE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: GERARD R. VITTECOQ | Management | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | Management | For | For | ||||||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
4. | TO RECOMMEND IN A NON-BINDING ADVISORY VOTE THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||
5. | TO APPROVE OUR AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 684 | 0 | 02-May-2017 | 14-Jun-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 667 | 0 | 02-May-2017 | 14-Jun-2017 | |||||
BED BATH & BEYOND INC. | ||||||||||||
Security | 075896100 | Meeting Type | Annual | |||||||||
Ticker Symbol | BBBY | Meeting Date | 29-Jun-2017 | |||||||||
ISIN | US0758961009 | Agenda | 934640764 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JORDAN HELLER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: VIRGINIA P. RUESTERHOLZ | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | ||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE FISCAL 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
5. | TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2012 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 8,444 | 0 | 01-Jun-2017 | 30-Jun-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 8,210 | 0 | 01-Jun-2017 | 30-Jun-2017 | |||||
DELTA AIR LINES, INC. | ||||||||||||
Security | 247361702 | Meeting Type | Annual | |||||||||
Ticker Symbol | DAL | Meeting Date | 30-Jun-2017 | |||||||||
ISIN | US2473617023 | Agenda | 934626461 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 7,462 | 0 | 20-May-2017 | 03-Jul-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 7,263 | 0 | 20-May-2017 | 03-Jul-2017 | |||||
BAKER HUGHES INCORPORATED | ||||||||||||
Security | 057224107 | Meeting Type | Special | |||||||||
Ticker Symbol | BHI | Meeting Date | 30-Jun-2017 | |||||||||
ISIN | US0572241075 | Agenda | 934641451 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | A PROPOSAL TO ADOPT THE TRANSACTION AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 30, 2016, AS AMENDED BY THE AMENDMENT TO TRANSACTION AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 27, 2017, AMONG GENERAL ELECTRIC COMPANY, BAKER HUGHES INCORPORATED ("BAKER HUGHES") AND CERTAIN SUBSIDIARIES OF BAKER HUGHES (THE "TRANSACTION AGREEMENT") AND THEREBY APPROVE THE TRANSACTIONS CONTEMPLATED THEREIN, INCLUDING THE MERGERS (AS DEFINED THEREIN) (THE "TRANSACTIONS"). | Management | For | For | ||||||||
2. | A PROPOSAL TO ADJOURN BAKER HUGHES' SPECIAL MEETING IF BAKER HUGHES DETERMINES IT IS NECESSARY OR ADVISABLE TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE TRANSACTION AGREEMENT. | Management | For | For | ||||||||
3. | A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO BAKER HUGHES' NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS. | Management | For | For | ||||||||
4. | A PROPOSAL TO APPROVE AND ADOPT THE BEAR NEWCO, INC. 2017 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||
5. | A PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE EXECUTIVE OFFICER PERFORMANCE GOALS. | Management | For | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
6734305560 | 6734305560 | 6734305560 | UNION BANK | 5,412 | 0 | 03-Jun-2017 | 03-Jul-2017 | |||||
6734305561 | 6734305561 | 6734305561 | UNION BANK | 5,261 | 0 | 03-Jun-2017 | 03-Jul-2017 |
Clarkston Founders Fund
Clarkston Fund
Clarkston Partners Fund
Clarkston Select Fund
Clarkston Founders Fund -------------------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. Agenda Number: 934547386 -------------------------------------------------------------------------------------------------------------------------- Security: 115236101 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: BRO ISIN: US1152361010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. HYATT BROWN Mgmt Withheld Against SAMUEL P. BELL, III Mgmt Withheld Against HUGH M. BROWN Mgmt For For J. POWELL BROWN Mgmt For For BRADLEY CURREY, JR. Mgmt Withheld Against THEODORE J. HOEPNER Mgmt Withheld Against JAMES S. HUNT Mgmt For For TONI JENNINGS Mgmt For For TIMOTHY R.M. MAIN Mgmt For For H. PALMER PROCTOR, JR. Mgmt For For WENDELL S. REILLY Mgmt Withheld Against CHILTON D. VARNER Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. TO CONDUCT AN ADVISORY VOTE ON THE DESIRED Mgmt 1 Year For FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 5. TO APPROVE AN AMENDMENT TO BROWN & BROWN, Mgmt For For INC.'S 2010 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934554836 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt Against Against 1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt Against Against 1D. ELECTION OF DIRECTOR: MARY J.STEELE Mgmt For For GUILFOILE 1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt Against Against 1G. ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt Against Against 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THAT AN Mgmt 1 Year For ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. 4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5 REPORT ON THE FEASIBILITY OF GHG DISCLOSURE Shr Against For AND MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- COLFAX CORPORATION Agenda Number: 934571832 -------------------------------------------------------------------------------------------------------------------------- Security: 194014106 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: CFX ISIN: US1940141062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For 1B. ELECTION OF DIRECTOR: MATTHEW L. TREROTOLA Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt Against Against 1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For 1E. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For 1F. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For 1G. ELECTION OF DIRECTOR: A. CLAYTON PERFALL Mgmt For For 1H. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For 1I. ELECTION OF DIRECTOR: SHARON WIENBAR Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year For BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Agenda Number: 934579787 -------------------------------------------------------------------------------------------------------------------------- Security: 24906P109 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: XRAY ISIN: US24906P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt Against Against 1B. ELECTION OF DIRECTOR: DAVID K. BEECKEN Mgmt For For 1C. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt Against Against 1D. ELECTION OF DIRECTOR: MICHAEL J. COLEMAN Mgmt Against Against 1E. ELECTION OF DIRECTOR: WILLIE A. DEESE Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS JETTER Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR D. KOWALOFF Mgmt For For 1H. ELECTION OF DIRECTOR: HARRY M. JANSEN Mgmt For For KRAEMER 1I. ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt Against Against 1J. ELECTION OF DIRECTOR: JEFFREY T. SLOVIN Mgmt For For 1K. ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 3. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- EQUIFAX INC. Agenda Number: 934553137 -------------------------------------------------------------------------------------------------------------------------- Security: 294429105 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: EFX ISIN: US2944291051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt Against Against 1B. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt Against Against 1C. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For 1D. ELECTION OF DIRECTOR: G. THOMAS HOUGH Mgmt For For 1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For 1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt Against Against 1J. ELECTION OF DIRECTOR: ELANE B. STOCK Mgmt For For 1K. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For SAY-ON-PAY VOTES. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934536434 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt Against Against 1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt Against Against 1D. ELECTION OF DIRECTOR: STEPHEN L. EASTMAN Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL L. FLORNESS Mgmt For For 1F. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt Against Against 1G. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For 1H. ELECTION OF DIRECTOR: DANIEL L. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt Against Against 1J. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3. RE-APPROVAL OF THE FASTENAL COMPANY Mgmt Against Against INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For COMPENSATION. 5. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. -------------------------------------------------------------------------------------------------------------------------- IHS MARKIT LTD Agenda Number: 934530583 -------------------------------------------------------------------------------------------------------------------------- Security: G47567105 Meeting Type: Annual Meeting Date: 05-Apr-2017 Ticker: INFO ISIN: BMG475671050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RUANN F. ERNST Mgmt For For WILLIAM E. FORD Mgmt For For BALAKRISHNAN S. IYER Mgmt For For 2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 3. TO APPROVE THE TERMS OF THE 2017 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 4. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, ON AN ADVISORY, NON-BINDING Mgmt 1 Year For BASIS, WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD TAKE PLACE EVERY ONE, TWO, OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- LKQ CORPORATION Agenda Number: 934551436 -------------------------------------------------------------------------------------------------------------------------- Security: 501889208 Meeting Type: Annual Meeting Date: 08-May-2017 Ticker: LKQ ISIN: US5018892084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUKHPAL SINGH Mgmt For For AHLUWALIA 1B. ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt Against Against 1C. ELECTION OF DIRECTOR: ROBERT M. HANSER Mgmt For For 1D. ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For 1E. ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For 1F. ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt Against Against 1G. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt Against Against 1H. ELECTION OF DIRECTOR: GUHAN SUBRAMANIAN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, Mgmt Against Against IV 1J. ELECTION OF DIRECTOR: DOMINICK ZARCONE Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION Agenda Number: 934542641 -------------------------------------------------------------------------------------------------------------------------- Security: 570535104 Meeting Type: Annual Meeting Date: 15-May-2017 Ticker: MKL ISIN: US5705351048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt Against Against JR. 1B. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For 1C. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt Against Against 1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For 1E. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt Against Against 1F. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For 1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt Against Against 1H. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For 1I. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For 1J. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For 1K. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL J. SCHEWEL Mgmt For For 1M. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt Against Against 1N. ELECTION OF DIRECTOR: RICHARD R. WHITT, III Mgmt For For 1O. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For 2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION. 4. RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt Against Against AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Agenda Number: 934622893 -------------------------------------------------------------------------------------------------------------------------- Security: 776696106 Meeting Type: Annual Meeting Date: 08-Jun-2017 Ticker: ROP ISIN: US7766961061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR AMY WOODS BRINKLEY Mgmt For For JOHN F. FORT, III Mgmt Withheld Against BRIAN D. JELLISON Mgmt Withheld Against ROBERT D. JOHNSON Mgmt Withheld Against ROBERT E. KNOWLING, JR. Mgmt Withheld Against WILBUR J. PREZZANO Mgmt Withheld Against LAURA G. THATCHER Mgmt For For RICHARD F. WALLMAN Mgmt Withheld Against CHRISTOPHER WRIGHT Mgmt Withheld Against 2. TO CONSIDER, ON A NON-BINDING ADVISORY Mgmt Against Against BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO SELECT, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. Agenda Number: 934588142 -------------------------------------------------------------------------------------------------------------------------- Security: 858912108 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: SRCL ISIN: US8589121081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For 1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For 1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For 1D. ELECTION OF DIRECTOR: BRIAN P. ANDERSON Mgmt For For 1E. ELECTION OF DIRECTOR: LYNN D. BLEIL Mgmt Against Against 1F. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt Against Against 1G. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT S. MURLEY Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt Against Against 1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt Against Against 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION 3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE 6. APPROVAL OF THE STERICYCLE, INC. 2017 Mgmt For For LONG-TERM INCENTIVE PLAN 7. STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER Shr For Against PROXY ACCESS REFORM" 8. STOCKHOLDER PROPOSAL ON THE VESTING OF Shr Against For EQUITY AWARDS UPON A CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 934563873 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF Mgmt Against Against 1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt Against Against 1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt Against Against 1D. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt Against Against 1E. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt Against Against 2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS INDEPENDENT AUDITORS 3. FREQUENCY OF ADVISORY VOTE ON NAMED Mgmt 1 Year For EXECUTIVE OFFICER COMPENSATION 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE Shr Against For OF LOBBYING POLICY, PROCEDURES AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED IN LOBBYING 6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL Shr Against For DISCLOSURE OF EEO-1 DATA 7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr For Against A PROXY ACCESS BYLAW FOR DIRECTOR NOMINATIONS BY STOCKHOLDERS 8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY Shr For Against VOTE TABULATION FOR ALL NON-BINDING MATTERS PRESENTED BY STOCKHOLDERS -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 934549796 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For 1B. ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD A. GOODMAN Mgmt For For 1D. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For 1E. ELECTION OF DIRECTOR: JEFFREY A. JOERRES Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERTO G. MENDOZA Mgmt Against Against 1G. ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. Mgmt Against Against 1H. ELECTION OF DIRECTOR: ROBERT W. SELANDER Mgmt For For 1I. ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For TOWNSEND 1J. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE 6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT 7. STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION -------------------------------------------------------------------------------------------------------------------------- WATERS CORPORATION Agenda Number: 934561095 -------------------------------------------------------------------------------------------------------------------------- Security: 941848103 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: WAT ISIN: US9418481035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. BERENDT PH.D Mgmt Withheld Against DOUGLAS A. BERTHIAUME Mgmt For For EDWARD CONARD Mgmt Withheld Against LAURIE H. GLIMCHER M.D. Mgmt For For CHRISTOPHER A. KUEBLER Mgmt Withheld Against WILLIAM J. MILLER Mgmt Withheld Against C.J. O'CONNELL Mgmt For For JOANN A. REED Mgmt For For THOMAS P. SALICE Mgmt Withheld Against 2. TO RATIFY THE SELECTION OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. 4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER THE 2012 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 6. IF PROPERLY PRESENTED AT THE MEETING, TO Shr For CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A PROXY ACCESS BYLAW. -------------------------------------------------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED CO. Agenda Number: 934607699 -------------------------------------------------------------------------------------------------------------------------- Security: G96629103 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: WLTW ISIN: IE00BDB6Q211 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For 1B. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For 1D. ELECTION OF DIRECTOR: WENDY E. LANE Mgmt Against Against 1E. ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For 1F. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For 1G. ELECTION OF DIRECTOR: JAYMIN PATEL Mgmt Against Against 1H. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt Against Against 1I. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For 1J. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt Against Against 1K. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For 2. RATIFY, ON AN ADVISORY BASIS, THE Mgmt Against Against APPOINTMENT OF (I) DELOITTE & TOUCHE LLP TO AUDIT OUR FINANCIAL STATEMENTS AND (II) DELOITTE LLP TO AUDIT OUR IRISH STATUTORY ACCOUNTS, AND AUTHORIZE IN A BINDING VOTE THE BOARD, ACTING THROUGH THE AUDIT & RISK COMMITTEE, TO FIX THE INDEPENDENT AUDITORS' REMUNERATION. 3. APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt Against Against EXECUTIVE OFFICER COMPENSATION. 4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 5. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For IMPLEMENT PROXY ACCESS. 6A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION WHEN THE NUMBER OF DIRECTOR NOMINEES EXCEEDS THE NUMBER OF DIRECTORS TO BE ELECTED. 6B. AMEND THE ARTICLES OF ASSOCIATION TO GRANT Mgmt Against Against THE BOARD THE SOLE AUTHORITY TO DETERMINE ITS SIZE. 7A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS IN CONNECTION WITH THE COMPANIES ACT 2014. 7B. AMEND THE MEMORANDUM OF ASSOCIATION TO MAKE Mgmt For For CERTAIN ADMINISTRATIVE AMENDMENTS, INCLUDING IN CONNECTION WITH THE COMPANIES ACT 2014. 8. RENEW THE BOARD'S EXISTING AUTHORITY TO Mgmt For For ISSUE SHARES UNDER IRISH LAW. 9. RENEW THE BOARD'S EXISTING AUTHORITY TO OPT Mgmt For For OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. Clarkston Fund -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 934545231 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Meeting Date: 01-May-2017 Ticker: AXP ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For 1C. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt Against Against 1E. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt Against Against 1F. ELECTION OF DIRECTOR: RALPH DE LA VEGA Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE L. LAUVERGEON Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For 1I. ELECTION OF DIRECTOR: THEODORE J. LEONSIS Mgmt For For 1J. ELECTION OF DIRECTOR: RICHARD C. LEVIN Mgmt For For 1K. ELECTION OF DIRECTOR: SAMUEL J. PALMISANO Mgmt Against Against 1L. ELECTION OF DIRECTOR: DANIEL L. VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt Against Against 1N. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against COMPANY'S EXECUTIVE COMPENSATION. 4. ADVISORY RESOLUTION TO APPROVE THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS Shr For Against TO ACT BY WRITTEN CONSENT. 6. SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY Shr Against For EQUITY DISCLOSURE. -------------------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Agenda Number: 934520520 -------------------------------------------------------------------------------------------------------------------------- Security: 03073E105 Meeting Type: Annual Meeting Date: 02-Mar-2017 Ticker: ABC ISIN: US03073E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ORNELLA BARRA Mgmt For For 1B. ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt Against Against 1C. ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt Against Against 1D. ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For 1F. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For 1G. ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt Against Against 1H. ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt Against Against 1I. ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt Against Against 1J. ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF OUR Mgmt Against Against INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against OF OUR NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF A Mgmt 1 Year For STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 934560283 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. AUTHORISED CAPITAL: (B) PROPOSED Mgmt For For RESOLUTION: GRANTING TO THE BOARD OF DIRECTORS, FOR A PERIOD OF FIVE YEARS AS FROM THE DATE OF PUBLICATION OF THIS AMENDMENT TO THE ARTICLES OF ASSOCIATION IN THE ANNEXES TO THE BELGIAN STATE JOURNAL (ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ HET BELGISCH STAATSBLAD), THE AUTHORISATION TO INCREASE THE CAPITAL IN ONE OR MORE TRANSACTIONS, BY THE ISSUANCE OF A NUMBER OF SHARES, OR FINANCIAL INSTRUMENTS GIVING RIGHT TO A NUMBER OF SHARES, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 3. APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For INBEV 4. DISCHARGE TO THE DIRECTORS OF THE OLD AB Mgmt For For INBEV 5. DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt For For OLD AB INBEV 9. APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For 10. DISCHARGE TO THE DIRECTORS Mgmt For For 11. DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For 12A RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR 12B RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD OF ONE YEAR 12C RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR 13A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt For For OF THE COMPANY 13B CONFIRMATION OF FIXED REMUNERATION OF THE Mgmt For For DIRECTORS 13C STOCK OPTIONS FOR DIRECTORS Mgmt For For C1. FILINGS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ANTHEM, INC. Agenda Number: 934566223 -------------------------------------------------------------------------------------------------------------------------- Security: 036752103 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: ANTM ISIN: US0367521038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt Against Against 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against OF OUR NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. TO APPROVE PROPOSED AMENDMENTS TO OUR Mgmt For For ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND OUR BY-LAWS. 6. TO APPROVE THE 2017 ANTHEM INCENTIVE Mgmt Against Against COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934554836 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt Against Against 1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt Against Against 1D. ELECTION OF DIRECTOR: MARY J.STEELE Mgmt For For GUILFOILE 1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt Against Against 1G. ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt Against Against 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THAT AN Mgmt 1 Year For ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. 4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5 REPORT ON THE FEASIBILITY OF GHG DISCLOSURE Shr Against For AND MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934550042 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt Against Against 1B. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For 1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt Against Against 1D. ELECTION OF DIRECTOR: BENJAMIN P. Mgmt For For JENKINS,III 1E. ELECTION OF DIRECTOR: PETER THOMAS KILLALEA Mgmt For For 1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt Against Against 1G. ELECTION OF DIRECTOR: PETER E. RASKIND. Mgmt For For 1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt Against Against 1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For 1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2017. 3. ADVISORY APPROVAL OF CAPITAL ONE'S 2016 Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. APPROVAL AND ADOPTION OF CAPITAL ONE'S Mgmt For For AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. 6. STOCKHOLDER PROPOSAL REQUESTING Shr For Against STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT, IF PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934494357 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 12-Dec-2016 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For 1E. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For 1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For 1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For JOHNSON 1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For 1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 4. APPROVAL TO REQUEST AN ANNUAL REPORT Shr Against For RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. 5. APPROVAL TO REQUEST A REPORT DISCLOSING Shr Against For CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS. 6. APPROVAL TO REQUEST THE BOARD TO FORM A Shr Against For COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS. -------------------------------------------------------------------------------------------------------------------------- DIAGEO PLC Agenda Number: 934471703 -------------------------------------------------------------------------------------------------------------------------- Security: 25243Q205 Meeting Type: Annual Meeting Date: 21-Sep-2016 Ticker: DEO ISIN: US25243Q2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. REPORT AND ACCOUNTS 2016. Mgmt For For 2. DIRECTORS' REMUNERATION REPORT 2016. Mgmt Against Against 3. DECLARATION OF FINAL DIVIDEND. Mgmt For For 4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 5. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION, CHAIRMAN OF COMMITTEE) 6. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For (NOMINATION, CHAIRMAN OF COMMITTEE) 9. RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 10. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For (EXECUTIVE, CHAIRMAN OF COMMITTEE) 11. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt Against Against (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) 12. RE-ELECTION OF AJH STEWART AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 13. ELECTION OF J FERRAN AS A DIRECTOR. (AUDIT, Mgmt Against Against NOMINATION, REMUNERATION) 14. ELECTION OF KA MIKELLS AS A DIRECTOR. Mgmt For For (EXECUTIVE) 15. ELECTION OF EN WALMSLEY AS A DIRECTOR. Mgmt Against Against (AUDIT, NOMINATION, REMUNERATION) 16. RE-APPOINTMENT OF AUDITOR. Mgmt For For 17. REMUNERATION OF AUDITOR. Mgmt For For 18. AUTHORITY TO ALLOT SHARES. Mgmt For For 19. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For 20. AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For AT 28 101/108 PENCE (THE "ORDINARY SHARES"). 21. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. -------------------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Agenda Number: 934513640 -------------------------------------------------------------------------------------------------------------------------- Security: 291011104 Meeting Type: Annual Meeting Date: 07-Feb-2017 Ticker: EMR ISIN: US2910111044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR D.N. FARR Mgmt Withheld Against W.R. JOHNSON Mgmt For For M.S. LEVATICH Mgmt For For J.W. PRUEHER Mgmt For For 2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For COMPENSATION ADVISORY VOTES. 4. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 5. APPROVAL OF THE STOCKHOLDER PROPOSAL TO Shr For Against ADOPT AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. 6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. 7. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. 8. APPROVAL OF THE STOCKHOLDER PROPOSAL ON Shr Against For GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934541916 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt Against Against A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For PLAN AS AMENDED B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For OFFICER PERFORMANCE GOALS B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt Against Against FOR 2017 C1 REPORT ON LOBBYING ACTIVITIES Shr Against For C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr For Against INDEPENDENT C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For ELECTIONS C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934539973 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: K.I. CHENAULT 1B. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: M.L. ESKEW 1C. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: D.N. FARR 1D. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: M. FIELDS 1E. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A. GORSKY 1F. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: S.A. JACKSON 1G. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A.N. LIVERIS 1H. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: W.J. MCNERNEY, JR. 1I. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: H.S. OLAYAN 1J. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: J.W. OWENS 1K. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: V.M. ROMETTY 1L. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: S. TAUREL 1M. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: P.R. VOSER 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION 5. STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE Shr Against For 6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER Shr Against For MEETINGS 7. STOCKHOLDER PROPOSAL TO ADOPT A PROXY Shr For Against ACCESS BY-LAW -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934537284 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For 1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt Against Against 1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For 1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against 1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against 1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt Against Against 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt Against Against 2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt Against Against PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN 5. RATIFICATION OF APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION Agenda Number: 934542641 -------------------------------------------------------------------------------------------------------------------------- Security: 570535104 Meeting Type: Annual Meeting Date: 15-May-2017 Ticker: MKL ISIN: US5705351048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt Against Against JR. 1B. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For 1C. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt Against Against 1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For 1E. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt Against Against 1F. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For 1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt Against Against 1H. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For 1I. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For 1J. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For 1K. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL J. SCHEWEL Mgmt For For 1M. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt Against Against 1N. ELECTION OF DIRECTOR: RICHARD R. WHITT, III Mgmt For For 1O. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For 2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION. 4. RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt Against Against AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 934614935 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 27-Jun-2017 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD Mgmt Against Against HAYTHORNTHWAITE 1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt Against Against 1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt Against Against 1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For 1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For 1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For 1I. ELECTION OF DIRECTOR: OKI MATSUMOTO Mgmt For For 1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For 1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For LAGUNES 1L. ELECTION OF DIRECTOR: JACKSON TAI Mgmt For For 2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES 5. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 6. CONSIDERATION OF A STOCKHOLDER PROPOSAL ON Shr Against For GENDER PAY EQUITY -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 934492113 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 09-Dec-2016 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For 1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For 1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For 1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt Against Against 1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For PH.D. 1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For 1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For 1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For 1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt Against Against 1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For 1M. ELECTION OF DIRECTOR: PREETHA REDDY Mgmt For For 2. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. 3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). 4. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS". 5A. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. 5B. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. 6. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt Against Against ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES OF ASSOCIATION. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934491224 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 30-Nov-2016 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For 1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt Against Against 1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For 1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt Against Against 1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt Against Against 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt Against Against 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against OFFICER COMPENSATION 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt Against Against RESTATED ARTICLES OF INCORPORATION 5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt Against Against STOCK PLAN 6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr For Against PROXY ACCESS BYLAW AMENDMENTS -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 934563900 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For 1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt Against Against 1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For 1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For 1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt Against Against 1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For 1J. ELECTION OF DIRECTOR: CHRISTIANA S. SHI Mgmt For For 1K. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For 1L. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For 1M. ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. Mgmt For For VAN BOXMEER 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL: REPORT ON Shr Against For NON-RECYCLABLE PACKAGING. 6. SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO Shr Against For PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934545419 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For 1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt Against Against 1M. ELECTION OF DIRECTOR: DARREN WALKER Mgmt For For 1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. 5. REPORT REGARDING PESTICIDE POLLUTION. Shr Against For 6. IMPLEMENTATION OF HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 934486920 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 16-Nov-2016 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt For For 1C. ELECTION OF DIRECTOR: JUDITH B. CRAVEN, Mgmt For For M.D. 1D. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For 1E. ELECTION OF DIRECTOR: JOSHUA D. FRANK Mgmt For For 1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For 1G. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For 1H. ELECTION OF DIRECTOR: BRADLEY M. HALVERSON Mgmt For For 1I. ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt For For 1J. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For 1K. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For 1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For 1M. ELECTION OF DIRECTOR: RICHARD G. TILGHMAN Mgmt For For 1N. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For 2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2016 PROXY STATEMENT. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 4. TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 934563873 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF Mgmt Against Against 1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt Against Against 1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt Against Against 1D. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt Against Against 1E. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt Against Against 2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS INDEPENDENT AUDITORS 3. FREQUENCY OF ADVISORY VOTE ON NAMED Mgmt 1 Year For EXECUTIVE OFFICER COMPENSATION 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE Shr Against For OF LOBBYING POLICY, PROCEDURES AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED IN LOBBYING 6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL Shr Against For DISCLOSURE OF EEO-1 DATA 7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr For Against A PROXY ACCESS BYLAW FOR DIRECTOR NOMINATIONS BY STOCKHOLDERS 8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY Shr For Against VOTE TABULATION FOR ALL NON-BINDING MATTERS PRESENTED BY STOCKHOLDERS -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 934472616 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 11-Oct-2016 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For 1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt Against Against 1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt Against Against 1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt Against Against 1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt Against Against JR. 1G. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For 1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt Against Against 1I. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For 1J. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For 2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against COMPENSATION (THE "SAY ON PAY" VOTE) 4. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For POLICIES OF THIRD PARTY ORGANIZATIONS 5. SHAREHOLDER PROPOSAL - REPORT ON Shr Against For APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934523437 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 08-Mar-2017 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt Against Against 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against 1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt Against Against 1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt Against Against LAGOMASINO 1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt Against Against 1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt Against Against 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt Against Against 1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For 1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For 1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt Against Against 2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against EXECUTIVE COMPENSATION. 4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 934549796 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For 1B. ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD A. GOODMAN Mgmt For For 1D. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For 1E. ELECTION OF DIRECTOR: JEFFREY A. JOERRES Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERTO G. MENDOZA Mgmt Against Against 1G. ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. Mgmt Against Against 1H. ELECTION OF DIRECTOR: ROBERT W. SELANDER Mgmt For For 1I. ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For TOWNSEND 1J. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE 6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT 7. STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 934535672 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 18-Apr-2017 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For 1C. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1D. ELECTION OF DIRECTOR: ANDREW CECERE Mgmt For For 1E. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt Against Against JR. 1F. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt Against Against 1G. ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For 1H. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For 1I. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For 1J. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt Against Against 1K. ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For 1L. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt Against Against 1M. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt Against Against M.D., M.P.H. 1N. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt Against Against 1O. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For 2. THE RATIFICATION OF THE SELECTION OF ERNST Mgmt Against Against & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. 3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr For Against PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 934543617 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For 1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt Against Against 1D. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1E. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1F. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1G. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt Against Against 1H. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt For For 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 3. TO APPROVE THE ADVISORY VOTE ON THE Mgmt 1 Year Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For ACTIVITIES. 6. TO REDUCE THE VOTING POWER OF CLASS A STOCK Shr For Against FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. 7. TO ADOPT HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda Number: 934598713 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2017 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For 1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For 1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For 1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For 1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For 1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt Against Against INDEPENDENT ACCOUNTANTS 5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr For Against POLICY 6. SHAREHOLDER PROXY ACCESS Shr For Against 7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr Against For ENVIRONMENTAL EXPERTISE -------------------------------------------------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED CO. Agenda Number: 934607699 -------------------------------------------------------------------------------------------------------------------------- Security: G96629103 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: WLTW ISIN: IE00BDB6Q211 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For 1B. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For 1D. ELECTION OF DIRECTOR: WENDY E. LANE Mgmt Against Against 1E. ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For 1F. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For 1G. ELECTION OF DIRECTOR: JAYMIN PATEL Mgmt Against Against 1H. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt Against Against 1I. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For 1J. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt Against Against 1K. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For 2. RATIFY, ON AN ADVISORY BASIS, THE Mgmt Against Against APPOINTMENT OF (I) DELOITTE & TOUCHE LLP TO AUDIT OUR FINANCIAL STATEMENTS AND (II) DELOITTE LLP TO AUDIT OUR IRISH STATUTORY ACCOUNTS, AND AUTHORIZE IN A BINDING VOTE THE BOARD, ACTING THROUGH THE AUDIT & RISK COMMITTEE, TO FIX THE INDEPENDENT AUDITORS' REMUNERATION. 3. APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt Against Against EXECUTIVE OFFICER COMPENSATION. 4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 5. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For IMPLEMENT PROXY ACCESS. 6A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION WHEN THE NUMBER OF DIRECTOR NOMINEES EXCEEDS THE NUMBER OF DIRECTORS TO BE ELECTED. 6B. AMEND THE ARTICLES OF ASSOCIATION TO GRANT Mgmt Against Against THE BOARD THE SOLE AUTHORITY TO DETERMINE ITS SIZE. 7A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS IN CONNECTION WITH THE COMPANIES ACT 2014. 7B. AMEND THE MEMORANDUM OF ASSOCIATION TO MAKE Mgmt For For CERTAIN ADMINISTRATIVE AMENDMENTS, INCLUDING IN CONNECTION WITH THE COMPANIES ACT 2014. 8. RENEW THE BOARD'S EXISTING AUTHORITY TO Mgmt For For ISSUE SHARES UNDER IRISH LAW. 9. RENEW THE BOARD'S EXISTING AUTHORITY TO OPT Mgmt For For OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. Clarkston Partners Fund -------------------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION Agenda Number: 934512636 -------------------------------------------------------------------------------------------------------------------------- Security: 00508X203 Meeting Type: Annual Meeting Date: 17-Jan-2017 Ticker: ATU ISIN: US00508X2036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RANDAL W. BAKER Mgmt For For GURMINDER S. BEDI Mgmt For For DANNY L. CUNNINGHAM Mgmt For For E. JAMES FERLAND Mgmt For For R. ALAN HUNTER Mgmt For For ROBERT A. PETERSON Mgmt For For HOLLY A. VAN DEURSEN Mgmt For For DENNIS K. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 3. VOTE UPON THE ACTUANT CORPORATION 2017 Mgmt Against Against OMNIBUS INCENTIVE PLAN. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against AS THE COMPANY'S INDEPENDENT AUDITOR. -------------------------------------------------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 934487150 -------------------------------------------------------------------------------------------------------------------------- Security: 11133T103 Meeting Type: Annual Meeting Date: 17-Nov-2016 Ticker: BR ISIN: US11133T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For 1E. ELECTION OF DIRECTOR: BRETT A. KELLER Mgmt For For 1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For 1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For 1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For 2) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE) 3) TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2017 -------------------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. Agenda Number: 934547386 -------------------------------------------------------------------------------------------------------------------------- Security: 115236101 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: BRO ISIN: US1152361010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. HYATT BROWN Mgmt Withheld Against SAMUEL P. BELL, III Mgmt Withheld Against HUGH M. BROWN Mgmt For For J. POWELL BROWN Mgmt For For BRADLEY CURREY, JR. Mgmt Withheld Against THEODORE J. HOEPNER Mgmt Withheld Against JAMES S. HUNT Mgmt For For TONI JENNINGS Mgmt For For TIMOTHY R.M. MAIN Mgmt For For H. PALMER PROCTOR, JR. Mgmt For For WENDELL S. REILLY Mgmt Withheld Against CHILTON D. VARNER Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. TO CONDUCT AN ADVISORY VOTE ON THE DESIRED Mgmt 1 Year For FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 5. TO APPROVE AN AMENDMENT TO BROWN & BROWN, Mgmt For For INC.'S 2010 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934554836 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt Against Against 1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt Against Against 1D. ELECTION OF DIRECTOR: MARY J.STEELE Mgmt For For GUILFOILE 1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt Against Against 1G. ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt Against Against 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THAT AN Mgmt 1 Year For ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. 4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5 REPORT ON THE FEASIBILITY OF GHG DISCLOSURE Shr Against For AND MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- CABLE ONE, INC. Agenda Number: 934571084 -------------------------------------------------------------------------------------------------------------------------- Security: 12685J105 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: CABO ISIN: US12685J1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For 1B. ELECTION OF DIRECTOR: WALLACE R. WEITZ Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For EXECUTIVE OFFICERS FOR 2016 ON AN ADVISORY BASIS 4. TO SELECT THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION ON AN ADVISORY BASIS 5. TO APPROVE THE AMENDED AND RESTATED CABLE Mgmt For For ONE, INC. 2015 OMNIBUS INCENTIVE COMPENSATION PLAN -------------------------------------------------------------------------------------------------------------------------- CINTAS CORPORATION Agenda Number: 934475725 -------------------------------------------------------------------------------------------------------------------------- Security: 172908105 Meeting Type: Annual Meeting Date: 18-Oct-2016 Ticker: CTAS ISIN: US1729081059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GERALD S. ADOLPH Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN F. BARRETT Mgmt For For 1C. ELECTION OF DIRECTOR: MELANIE W. BARSTAD Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT E. COLETTI Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD T. FARMER Mgmt For For 1F. ELECTION OF DIRECTOR: SCOTT D. FARMER Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES J. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: JOSEPH SCAMINACE Mgmt For For 1I. ELECTION OF DIRECTOR: RONALD W. TYSOE Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. TO APPROVE THE CINTAS CORPORATION 2016 Mgmt For For EQUITY AND INCENTIVE COMPENSATION PLAN. 4. TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- EQUIFAX INC. Agenda Number: 934553137 -------------------------------------------------------------------------------------------------------------------------- Security: 294429105 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: EFX ISIN: US2944291051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt Against Against 1B. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt Against Against 1C. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For 1D. ELECTION OF DIRECTOR: G. THOMAS HOUGH Mgmt For For 1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For 1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt Against Against 1J. ELECTION OF DIRECTOR: ELANE B. STOCK Mgmt For For 1K. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For SAY-ON-PAY VOTES. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934536434 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt Against Against 1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt Against Against 1D. ELECTION OF DIRECTOR: STEPHEN L. EASTMAN Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL L. FLORNESS Mgmt For For 1F. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt Against Against 1G. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For 1H. ELECTION OF DIRECTOR: DANIEL L. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt Against Against 1J. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3. RE-APPROVAL OF THE FASTENAL COMPANY Mgmt Against Against INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For COMPENSATION. 5. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. -------------------------------------------------------------------------------------------------------------------------- GRACO INC. Agenda Number: 934541788 -------------------------------------------------------------------------------------------------------------------------- Security: 384109104 Meeting Type: Annual Meeting Date: 28-Apr-2017 Ticker: GGG ISIN: US3841091040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PATRICK J. MCHALE Mgmt For For 1B. ELECTION OF DIRECTOR: LEE R. MITAU Mgmt Against Against 1C. ELECTION OF DIRECTOR: MARTHA A. MORFITT Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 4. AN ADVISORY, NON-BINDING VOTE ON THE Mgmt 1 Year For FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION. 5. APPROVAL OF THE INCENTIVE BONUS PLAN. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. Agenda Number: 934518107 -------------------------------------------------------------------------------------------------------------------------- Security: 431571108 Meeting Type: Annual Meeting Date: 22-Feb-2017 Ticker: HI ISIN: US4315711089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS H. JOHNSON Mgmt For For NEIL S. NOVICH Mgmt For For JOE A. RAVER Mgmt For For 2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, BY A NON-BINDING ADVISORY Mgmt 1 Year For VOTE, THE FREQUENCY OF VOTING BY THE SHAREHOLDERS ON COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- IHS INC. Agenda Number: 934451597 -------------------------------------------------------------------------------------------------------------------------- Security: 451734107 Meeting Type: Special Meeting Date: 11-Jul-2016 Ticker: IHS ISIN: US4517341073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE IHS MERGER PROPOSAL Mgmt For For 2. THE IHS COMPENSATION PROPOSAL Mgmt For For 3. POSSIBLE ADJOURNMENT TO SOLICIT ADDITIONAL Mgmt For For PROXIES, IF NECESSARY OR APPROPRIATE -------------------------------------------------------------------------------------------------------------------------- IHS MARKIT LTD Agenda Number: 934530583 -------------------------------------------------------------------------------------------------------------------------- Security: G47567105 Meeting Type: Annual Meeting Date: 05-Apr-2017 Ticker: INFO ISIN: BMG475671050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RUANN F. ERNST Mgmt For For WILLIAM E. FORD Mgmt For For BALAKRISHNAN S. IYER Mgmt For For 2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 3. TO APPROVE THE TERMS OF THE 2017 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 4. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, ON AN ADVISORY, NON-BINDING Mgmt 1 Year For BASIS, WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD TAKE PLACE EVERY ONE, TWO, OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. Agenda Number: 934469861 -------------------------------------------------------------------------------------------------------------------------- Security: 968223206 Meeting Type: Annual Meeting Date: 22-Sep-2016 Ticker: JWA ISIN: US9682232064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LAURIE A. LESHIN Mgmt Withheld Against GEORGE BELL Mgmt Withheld Against WILLIAM PENCE Mgmt For For KALPANA RAINA Mgmt Withheld Against 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT ACCOUNTANTS. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Agenda Number: 934581491 -------------------------------------------------------------------------------------------------------------------------- Security: 515098101 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: LSTR ISIN: US5150981018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID G. BANNISTER Mgmt Withheld Against GEORGE P. SCANLON Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION. 5. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For INCENTIVE COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. Agenda Number: 934443413 -------------------------------------------------------------------------------------------------------------------------- Security: 524901105 Meeting Type: Annual Meeting Date: 26-Jul-2016 Ticker: LM ISIN: US5249011058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT E. ANGELICA Mgmt For For CAROL ANTHONY DAVIDSON Mgmt For For BARRY W. HUFF Mgmt For For DENNIS M. KASS Mgmt Withheld Against CHERYL GORDON KRONGARD Mgmt Withheld Against JOHN V. MURPHY Mgmt Withheld Against JOHN H. MYERS Mgmt Withheld Against W. ALLEN REED Mgmt For For MARGARET M. RICHARDSON Mgmt For For KURT L. SCHMOKE Mgmt Withheld Against JOSEPH A. SULLIVAN Mgmt For For 2. RE-APPROVAL OF THE LEGG MASON, INC. 1996 Mgmt Against Against EQUITY INCENTIVE PLAN. 3. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. -------------------------------------------------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Agenda Number: 934593105 -------------------------------------------------------------------------------------------------------------------------- Security: 50212V100 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: LPLA ISIN: US50212V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: DAN H. ARNOLD Mgmt For For 1.2 ELECTION OF DIRECTOR: VIET D. DINH Mgmt For For 1.3 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For 1.4 ELECTION OF DIRECTOR: WILLIAM F. GLAVIN, JR Mgmt For For 1.5 ELECTION OF DIRECTOR: MARCO W. HELLMAN Mgmt For For 1.6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against 1.7 ELECTION OF DIRECTOR: JAMES S. PUTNAM Mgmt Against Against 1.8 ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt Against Against 1.9 ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt Against Against 2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. APPROVE, IN AN ADVISORY VOTE, THE Mgmt Against Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. APPROVE, IN AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION Agenda Number: 934542641 -------------------------------------------------------------------------------------------------------------------------- Security: 570535104 Meeting Type: Annual Meeting Date: 15-May-2017 Ticker: MKL ISIN: US5705351048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt Against Against JR. 1B. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For 1C. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt Against Against 1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For 1E. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt Against Against 1F. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For 1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt Against Against 1H. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For 1I. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For 1J. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For 1K. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL J. SCHEWEL Mgmt For For 1M. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt Against Against 1N. ELECTION OF DIRECTOR: RICHARD R. WHITT, III Mgmt For For 1O. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For 2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION. 4. RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt Against Against AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Agenda Number: 934523499 -------------------------------------------------------------------------------------------------------------------------- Security: 577128101 Meeting Type: Annual Meeting Date: 16-Feb-2017 Ticker: MATW ISIN: US5771281012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY S. BABE Mgmt For For DON W. QUIGLEY, JR. Mgmt For For DAVID A. SCHAWK Mgmt For For 2. APPROVE THE AMENDED AND RESTATED 2014 Mgmt For For DIRECTOR FEE PLAN 3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017 4. PROVIDE AN ADVISORY (NON-BINDING) VOTE ON Mgmt For For THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 5. PROVIDE AN ADVISORY (NON-BINDING) VOTE ON Mgmt 1 Year For THE FREQUENCY OF THE ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Agenda Number: 934462540 -------------------------------------------------------------------------------------------------------------------------- Security: 703395103 Meeting Type: Annual Meeting Date: 12-Sep-2016 Ticker: PDCO ISIN: US7033951036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT P. ANDERSON Mgmt For For JOHN D. BUCK Mgmt For For JODY H. FERAGEN Mgmt For For SARENA S. LIN Mgmt For For ELLEN A. RUDNICK Mgmt For For NEIL A. SCHRIMSHER Mgmt For For LES C. VINNEY Mgmt For For JAMES W. WILTZ Mgmt For For 2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 29, 2017. -------------------------------------------------------------------------------------------------------------------------- POST HOLDINGS, INC. Agenda Number: 934512333 -------------------------------------------------------------------------------------------------------------------------- Security: 737446104 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: POST ISIN: US7374461041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT E. GROTE Mgmt For For DAVID W. KEMPER Mgmt For For ROBERT V. VITALE Mgmt For For 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. SHAREHOLDER PROPOSAL CONCERNING A REPORT Shr Against For DISCLOSING RISKS OF CAGED CHICKENS. 5. SHAREHOLDER PROPOSAL CONCERNING AN Shr For Against INDEPENDENT BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. Agenda Number: 934588142 -------------------------------------------------------------------------------------------------------------------------- Security: 858912108 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: SRCL ISIN: US8589121081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For 1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For 1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For 1D. ELECTION OF DIRECTOR: BRIAN P. ANDERSON Mgmt For For 1E. ELECTION OF DIRECTOR: LYNN D. BLEIL Mgmt Against Against 1F. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt Against Against 1G. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT S. MURLEY Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt Against Against 1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt Against Against 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION 3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE 6. APPROVAL OF THE STERICYCLE, INC. 2017 Mgmt For For LONG-TERM INCENTIVE PLAN 7. STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER Shr For Against PROXY ACCESS REFORM" 8. STOCKHOLDER PROPOSAL ON THE VESTING OF Shr Against For EQUITY AWARDS UPON A CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 934549796 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For 1B. ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD A. GOODMAN Mgmt For For 1D. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For 1E. ELECTION OF DIRECTOR: JEFFREY A. JOERRES Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERTO G. MENDOZA Mgmt Against Against 1G. ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. Mgmt Against Against 1H. ELECTION OF DIRECTOR: ROBERT W. SELANDER Mgmt For For 1I. ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For TOWNSEND 1J. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE 6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT 7. STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION -------------------------------------------------------------------------------------------------------------------------- WATERS CORPORATION Agenda Number: 934561095 -------------------------------------------------------------------------------------------------------------------------- Security: 941848103 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: WAT ISIN: US9418481035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. BERENDT PH.D Mgmt Withheld Against DOUGLAS A. BERTHIAUME Mgmt For For EDWARD CONARD Mgmt Withheld Against LAURIE H. GLIMCHER M.D. Mgmt For For CHRISTOPHER A. KUEBLER Mgmt Withheld Against WILLIAM J. MILLER Mgmt Withheld Against C.J. O'CONNELL Mgmt For For JOANN A. REED Mgmt For For THOMAS P. SALICE Mgmt Withheld Against 2. TO RATIFY THE SELECTION OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. 4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER THE 2012 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 6. IF PROPERLY PRESENTED AT THE MEETING, TO Shr For CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A PROXY ACCESS BYLAW. -------------------------------------------------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED CO. Agenda Number: 934607699 -------------------------------------------------------------------------------------------------------------------------- Security: G96629103 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: WLTW ISIN: IE00BDB6Q211 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For 1B. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For 1D. ELECTION OF DIRECTOR: WENDY E. LANE Mgmt Against Against 1E. ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For 1F. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For 1G. ELECTION OF DIRECTOR: JAYMIN PATEL Mgmt Against Against 1H. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt Against Against 1I. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For 1J. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt Against Against 1K. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For 2. RATIFY, ON AN ADVISORY BASIS, THE Mgmt Against Against APPOINTMENT OF (I) DELOITTE & TOUCHE LLP TO AUDIT OUR FINANCIAL STATEMENTS AND (II) DELOITTE LLP TO AUDIT OUR IRISH STATUTORY ACCOUNTS, AND AUTHORIZE IN A BINDING VOTE THE BOARD, ACTING THROUGH THE AUDIT & RISK COMMITTEE, TO FIX THE INDEPENDENT AUDITORS' REMUNERATION. 3. APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt Against Against EXECUTIVE OFFICER COMPENSATION. 4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 5. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For IMPLEMENT PROXY ACCESS. 6A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION WHEN THE NUMBER OF DIRECTOR NOMINEES EXCEEDS THE NUMBER OF DIRECTORS TO BE ELECTED. 6B. AMEND THE ARTICLES OF ASSOCIATION TO GRANT Mgmt Against Against THE BOARD THE SOLE AUTHORITY TO DETERMINE ITS SIZE. 7A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS IN CONNECTION WITH THE COMPANIES ACT 2014. 7B. AMEND THE MEMORANDUM OF ASSOCIATION TO MAKE Mgmt For For CERTAIN ADMINISTRATIVE AMENDMENTS, INCLUDING IN CONNECTION WITH THE COMPANIES ACT 2014. 8. RENEW THE BOARD'S EXISTING AUTHORITY TO Mgmt For For ISSUE SHARES UNDER IRISH LAW. 9. RENEW THE BOARD'S EXISTING AUTHORITY TO OPT Mgmt For For OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. Clarkston Select Fund -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 934547968 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: MMM ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SONDRA L. BARBOUR Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For BROWN 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt Against Against 1D. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt Against Against 1F. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt Against Against 1G. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt Against Against 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt Against Against 1K. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF Shr Against For HOLY LAND PRINCIPLES. -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 934545231 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Meeting Date: 01-May-2017 Ticker: AXP ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For 1C. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt Against Against 1E. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt Against Against 1F. ELECTION OF DIRECTOR: RALPH DE LA VEGA Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE L. LAUVERGEON Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For 1I. ELECTION OF DIRECTOR: THEODORE J. LEONSIS Mgmt For For 1J. ELECTION OF DIRECTOR: RICHARD C. LEVIN Mgmt For For 1K. ELECTION OF DIRECTOR: SAMUEL J. PALMISANO Mgmt Against Against 1L. ELECTION OF DIRECTOR: DANIEL L. VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt Against Against 1N. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against COMPANY'S EXECUTIVE COMPENSATION. 4. ADVISORY RESOLUTION TO APPROVE THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS Shr For Against TO ACT BY WRITTEN CONSENT. 6. SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY Shr Against For EQUITY DISCLOSURE. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 934560283 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. AUTHORISED CAPITAL: (B) PROPOSED Mgmt For For RESOLUTION: GRANTING TO THE BOARD OF DIRECTORS, FOR A PERIOD OF FIVE YEARS AS FROM THE DATE OF PUBLICATION OF THIS AMENDMENT TO THE ARTICLES OF ASSOCIATION IN THE ANNEXES TO THE BELGIAN STATE JOURNAL (ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ HET BELGISCH STAATSBLAD), THE AUTHORISATION TO INCREASE THE CAPITAL IN ONE OR MORE TRANSACTIONS, BY THE ISSUANCE OF A NUMBER OF SHARES, OR FINANCIAL INSTRUMENTS GIVING RIGHT TO A NUMBER OF SHARES, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 3. APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For INBEV 4. DISCHARGE TO THE DIRECTORS OF THE OLD AB Mgmt For For INBEV 5. DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt For For OLD AB INBEV 9. APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For 10. DISCHARGE TO THE DIRECTORS Mgmt For For 11. DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For 12A RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR 12B RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD OF ONE YEAR 12C RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR 13A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt For For OF THE COMPANY 13B CONFIRMATION OF FIXED REMUNERATION OF THE Mgmt For For DIRECTORS 13C STOCK OPTIONS FOR DIRECTORS Mgmt For For C1. FILINGS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934554836 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt Against Against 1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt Against Against 1D. ELECTION OF DIRECTOR: MARY J.STEELE Mgmt For For GUILFOILE 1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt Against Against 1G. ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt Against Against 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THAT AN Mgmt 1 Year For ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. 4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5 REPORT ON THE FEASIBILITY OF GHG DISCLOSURE Shr Against For AND MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934550042 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt Against Against 1B. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For 1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt Against Against 1D. ELECTION OF DIRECTOR: BENJAMIN P. Mgmt For For JENKINS,III 1E. ELECTION OF DIRECTOR: PETER THOMAS KILLALEA Mgmt For For 1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt Against Against 1G. ELECTION OF DIRECTOR: PETER E. RASKIND. Mgmt For For 1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt Against Against 1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For 1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2017. 3. ADVISORY APPROVAL OF CAPITAL ONE'S 2016 Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. APPROVAL AND ADOPTION OF CAPITAL ONE'S Mgmt For For AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. 6. STOCKHOLDER PROPOSAL REQUESTING Shr For Against STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT, IF PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934536434 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt Against Against 1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt Against Against 1D. ELECTION OF DIRECTOR: STEPHEN L. EASTMAN Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL L. FLORNESS Mgmt For For 1F. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt Against Against 1G. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For 1H. ELECTION OF DIRECTOR: DANIEL L. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt Against Against 1J. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3. RE-APPROVAL OF THE FASTENAL COMPANY Mgmt Against Against INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For COMPENSATION. 5. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934541916 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt Against Against A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For PLAN AS AMENDED B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For OFFICER PERFORMANCE GOALS B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt Against Against FOR 2017 C1 REPORT ON LOBBYING ACTIVITIES Shr Against For C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr For Against INDEPENDENT C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For ELECTIONS C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934539973 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: K.I. CHENAULT 1B. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: M.L. ESKEW 1C. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: D.N. FARR 1D. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: M. FIELDS 1E. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A. GORSKY 1F. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: S.A. JACKSON 1G. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A.N. LIVERIS 1H. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: W.J. MCNERNEY, JR. 1I. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: H.S. OLAYAN 1J. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: J.W. OWENS 1K. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: V.M. ROMETTY 1L. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: S. TAUREL 1M. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: P.R. VOSER 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION 5. STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE Shr Against For 6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER Shr Against For MEETINGS 7. STOCKHOLDER PROPOSAL TO ADOPT A PROXY Shr For Against ACCESS BY-LAW -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934537284 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For 1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt Against Against 1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For 1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against 1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against 1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt Against Against 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt Against Against 2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt Against Against PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN 5. RATIFICATION OF APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934545419 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For 1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt Against Against 1M. ELECTION OF DIRECTOR: DARREN WALKER Mgmt For For 1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. 5. REPORT REGARDING PESTICIDE POLLUTION. Shr Against For 6. IMPLEMENTATION OF HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 934540798 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For 1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt Against Against 1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For 1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For 1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt Against Against 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For 2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt Against Against INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr Against For LAND PRINCIPLES 6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For SHAREOWNER MEETINGS 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against CHAIR POLICY -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 934540748 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARK S. BARTLETT Mgmt Against Against 1B. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For 1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt Against Against 1D. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt Against Against 1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt Against Against HRABOWSKI, III 1F. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt Against Against 1G. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For 1H. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt Against Against 1I. ELECTION OF DIRECTOR: WILLIAM J. STROMBERG Mgmt For For 1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt Against Against 1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt Against Against 1L. ELECTION OF DIRECTOR: SANDRA S. WIJNBERG Mgmt Against Against 1M. ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt Against Against 2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, BY A NON-BINDING ADVISORY Mgmt 1 Year For VOTE, THE FREQUENCY OF VOTING BY THE STOCKHOLDERS ON COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 4. TO REAPPROVE THE MATERIAL TERMS AND Mgmt Against Against PERFORMANCE CRITERIA FOR GRANTS OF QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE 2012 LONG-TERM INCENTIVE PLAN. 5. TO APPROVE THE 2017 NON-EMPLOYEE DIRECTOR Mgmt For For EQUITY PLAN. 6. TO APPROVE THE RESTATED 1986 EMPLOYEE STOCK Mgmt Against Against PURCHASE PLAN, WHICH INCLUDES THE ESTABLISHMENT OF A SHARE POOL OF 3,000,000 SHARES AVAILABLE FOR PURCHASE BY EMPLOYEES. 7. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 8. STOCKHOLDER PROPOSAL FOR A REPORT ON VOTING Shr For Against BY OUR FUNDS AND PORTFOLIOS ON MATTERS RELATED TO CLIMATE CHANGE. 9. STOCKHOLDER PROPOSAL FOR A REPORT ON VOTING Shr For Against BY OUR FUNDS AND PORTFOLIOS ON MATTERS RELATED TO EXECUTIVE COMPENSATION. 10. STOCKHOLDER PROPOSAL FOR A REPORT ON Shr Against EMPLOYEE DIVERSITY AND RELATED POLICIES AND PROGRAMS. -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 934549796 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For 1B. ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD A. GOODMAN Mgmt For For 1D. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For 1E. ELECTION OF DIRECTOR: JEFFREY A. JOERRES Mgmt Against Against 1F. ELECTION OF DIRECTOR: ROBERTO G. MENDOZA Mgmt Against Against 1G. ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. Mgmt Against Against 1H. ELECTION OF DIRECTOR: ROBERT W. SELANDER Mgmt For For 1I. ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For TOWNSEND 1J. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS DISCLOSURE 6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT 7. STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 934535672 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 18-Apr-2017 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For 1C. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1D. ELECTION OF DIRECTOR: ANDREW CECERE Mgmt For For 1E. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt Against Against JR. 1F. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt Against Against 1G. ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For 1H. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For 1I. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For 1J. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt Against Against 1K. ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For 1L. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt Against Against 1M. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt Against Against M.D., M.P.H. 1N. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt Against Against 1O. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For 2. THE RATIFICATION OF THE SELECTION OF ERNST Mgmt Against Against & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. 3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr For Against PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 934543617 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For 1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt Against Against 1D. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1E. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1F. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1G. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt Against Against 1H. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt For For 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 3. TO APPROVE THE ADVISORY VOTE ON THE Mgmt 1 Year Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For ACTIVITIES. 6. TO REDUCE THE VOTING POWER OF CLASS A STOCK Shr For Against FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. 7. TO ADOPT HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda Number: 934598713 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2017 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For 1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For 1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For 1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For 1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For 1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt Against Against INDEPENDENT ACCOUNTANTS 5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr For Against POLICY 6. SHAREHOLDER PROXY ACCESS Shr For Against 7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr Against For ENVIRONMENTAL EXPERTISE * Management position unknown
Cupps All Cap Growth Fund1
Institutional Account Name | Company Name | Ticker | Country | Primary CUSIP | Primary SEDOL | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.1 | Elect Director Jerry Fowden | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.2 | Elect Director Barry A. Fromberg | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.3 | Elect Director Robert L. Hanson | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.4 | Elect Director Ernesto M. Hernandez | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.5 | Elect Director James A. Locke, III | For | Withhold | Yes | Yes |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.6 | Elect Director Daniel J. McCarthy | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.7 | Elect Director Richard Sands | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.8 | Elect Director Robert Sands | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.9 | Elect Director Judy A. Schmeling | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 1.10 | Elect Director Keith E. Wandell | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No |
Cupps All Cap Growth Fund | CONSTELLATION BRANDS, INC. | STZ | USA | 21036P108 | 2170473 | 21036P108 | Annual | 20-Jul-16 | 23-May-16 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1a | Elect Director Leonard S. Coleman | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1b | Elect Director Jay C. Hoag | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1c | Elect Director Jeffrey T. Huber | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1d | Elect Director Vivek Paul | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1e | Elect Director Lawrence F. Probst, III | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1f | Elect Director Talbott Roche | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1g | Elect Director Richard A. Simonson | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1h | Elect Director Luis A. Ubinas | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1i | Elect Director Denise F. Warren | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 1j | Elect Director Andrew Wilson | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 2 | Amend Executive Incentive Bonus Plan | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No |
Cupps All Cap Growth Fund | Electronic Arts Inc. | EA | USA | 285512109 | 2310194 | 285512109 | Annual | 28-Jul-16 | 06-Jun-16 | Management | 6 | Ratify KPMG LLP as Auditors | For | For | Yes | No |
Cupps All Cap Growth Fund | ABIOMED, Inc. | ABMD | USA | 003654100 | 2003698 | 003654100 | Annual | 10-Aug-16 | 24-Jun-16 | Management | 1.1 | Elect Director Michael R. Minogue | For | For | Yes | No |
Cupps All Cap Growth Fund | ABIOMED, Inc. | ABMD | USA | 003654100 | 2003698 | 003654100 | Annual | 10-Aug-16 | 24-Jun-16 | Management | 1.2 | Elect Director Martin P. Sutter | For | For | Yes | No |
Cupps All Cap Growth Fund | ABIOMED, Inc. | ABMD | USA | 003654100 | 2003698 | 003654100 | Annual | 10-Aug-16 | 24-Jun-16 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No |
Cupps All Cap Growth Fund | ABIOMED, Inc. | ABMD | USA | 003654100 | 2003698 | 003654100 | Annual | 10-Aug-16 | 24-Jun-16 | Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No |
Cupps All Cap Growth Fund | ABIOMED, Inc. | ABMD | USA | 003654100 | 2003698 | 003654100 | Annual | 10-Aug-16 | 24-Jun-16 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No |
1 | The Cupps All Cap Growth Fund was liquidated on August 31, 2016. The Fund’s proxy voting records are from July 1, 2016 through August 31, 2016. |
GKE Asian Opportunities Fund2
Company Name | Primary Ticker Symbol | Meeting Date | Security ID | Meeting Type | Record Date | ISIN | Sedol(s) | Proposal Number | Proposal Long Text | Vote Options | Management Recommendation | Proponent | Voted | Vote instruction | Against Management Recommendation? |
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG | 20-Jul-2016 | Y15004107 | Ordinary General Meeting | 14-Jul-2016 | HK0688002218 | 5387731 6192150 B01XX64 BP3RPG3 | TO APPROVE, RATIFY AND CONFIRM THE SALE AND PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 30 JUNE 2016) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO EXECUTE ANY OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ANY SUCH ACTS OR THINGS DEEMED BY HIM TO BE INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE MATTERS CONTEMPLATED IN THE SALE AND PURCHASE AGREEMENT, INCLUDING THE AFFIXING OF THE COMMON SEAL OF THE COMPANY THEREON | F,N,A | F | Management | No | ||||
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD | 25-Aug-2016 | Y07717104 | ExtraOrdinary General Meeting | 25-Jul-2016 | CNE100000221 | 6208422 B06ML17 B0R2JP6 BYNYS91 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. HAN ZHILIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHOU JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. XU JIANGUO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DR. LAM LEE G. AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RULES OF PROCEDURE FOR SHAREHOLDERS' GENERAL MEETINGS OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: TYPE | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: TERM | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: INTEREST RATE | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: ISSUER, ISSUE SIZE AND ISSUE METHOD | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: ISSUE PRICE | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: SECURITY AND OTHER CREDIT ENHANCEMENT ARRANGEMENTS | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: USE OF PROCEEDS | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: ISSUE TARGET AND ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: GUARANTEE MEASURES FOR REPAYMENT | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: LISTING OF DEBT FINANCING INSTRUMENTS | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: VALIDITY PERIOD OF RESOLUTION | F,N,A | F | Management | No | ||||
HAITONG SECURITIES CO., LTD. | 23-Sep-2016 | Y2988F101 | ExtraOrdinary General Meeting | 23-Aug-2016 | CNE1000019K9 | B71SXC4 B8GNHM9 BP3RVF4 BTFRPB4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING: AUTHORISATION FOR ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY | F,N,A | F | Management | No | ||||
PETROCHINA COMPANY LIMITED | 20-Oct-2016 | Y6883Q104 | ExtraOrdinary General Meeting | 14-Sep-2016 | CNE1000003W8 | 5939507 6226576 B01DNL9 B17H0R7 BP3RWW8 | TO CONSIDER AND APPROVE MR ZHANG JIANHUA AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management | No | ||||
KOREA ELECTRIC POWER CORP, NAJU | 24-Oct-2016 | Y48406105 | ExtraOrdinary General Meeting | 02-Aug-2016 | KR7015760002 | 6495730 B2932F2 | ELECTION OF NON-PERMANENT AUDIT COMMITTEE MEMBER (CANDIDATE: GIM JU SEON) | F,N,A | F | Management | No | ||||
KOREA ELECTRIC POWER CORP, NAJU | 24-Oct-2016 | Y48406105 | ExtraOrdinary General Meeting | 02-Aug-2016 | KR7015760002 | 6495730 B2932F2 | AMENDMENT OF ARTICLES OF INCORPORATION | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RECEIVE THE 2016 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-APPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO APPROVE THE 2016 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO APPROVE THE 2016 REMUNERATION REPORT | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO APPROVE THE GRANT TO THE EXECUTIVE DIRECTOR | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO ELECT KEN MACKENZIE AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
BHP BILLITON LTD, MELBOURNE VIC | 17-Nov-2016 | Q1498M100 | Annual General Meeting | 15-Nov-2016 | AU000000BHP4 | 0144403 0144414 5709506 6144690 6144764 6146760 B02KCV2 BJ05290 | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON | F,N,A | F | Management | No | ||||
CNOOC LTD, HONG KONG | 01-Dec-2016 | Y1662W117 | ExtraOrdinary General Meeting | 23-Nov-2016 | HK0883013259 | B00G0S5 B016D18 B05QZJ6 B16TB15 BP3RPR4 BRTM823 | TO APPROVE THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | F,N,A | F | Management | No | ||||
CNOOC LTD, HONG KONG | 01-Dec-2016 | Y1662W117 | ExtraOrdinary General Meeting | 23-Nov-2016 | HK0883013259 | B00G0S5 B016D18 B05QZJ6 B16TB15 BP3RPR4 BRTM823 | TO APPROVE THE PROPOSED CAPS FOR EACH CATEGORY OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | F,N,A | F | Management | No | ||||
PT CIPUTRA DEVELOPMENT TBK | 02-Dec-2016 | Y7121J134 | ExtraOrdinary General Meeting | 09-Nov-2016 | ID1000115306 | 5701717 6291767 B3BJFB2 | APPROVAL OF THE COMPANY'S PROPOSED MERGER WITH PT CIPUTRA PROPERTY TBK AND OR PT CIPUTRA SURYA TBK BOTH OF WHICH ARE SUBSIDIARIES OF THE COMPANY, INCLUDING APPROVING DRAFT MERGER | F,N,A | F | Management | No | ||||
PT CIPUTRA DEVELOPMENT TBK | 02-Dec-2016 | Y7121J134 | ExtraOrdinary General Meeting | 09-Nov-2016 | ID1000115306 | 5701717 6291767 B3BJFB2 | APPROVAL TO INCREASE COMPANY'S CAPITAL | F,N,A | F | Management | No | ||||
PT CIPUTRA DEVELOPMENT TBK | 02-Dec-2016 | Y7121J134 | ExtraOrdinary General Meeting | 09-Nov-2016 | ID1000115306 | 5701717 6291767 B3BJFB2 | AMENDMENT TO ARTICLES OF ASSOCIATION OF THE COMPANY WITH REGARDS TO MERGER PLAN AS MENTIONED ABOVE INCLUDING TO AMEND ARTICLE 3 RELATED TO PURPOSE AND OBJECTIVE AND ALSO BUSINESS ACTIVITY, AND ARTICLE 4 RELATED TO CAPITAL | F,N,A | F | Management | No | ||||
PT CIPUTRA DEVELOPMENT TBK | 02-Dec-2016 | Y7121J134 | ExtraOrdinary General Meeting | 09-Nov-2016 | ID1000115306 | 5701717 6291767 B3BJFB2 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | F,N,A | F | Management | No | ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE | 06-Dec-2016 | G8020E101 | ExtraOrdinary General Meeting | 01-Dec-2016 | KYG8020E1017 | 6743473 B02QTC0 B1BJS42 BP3RX47 | (A) TO APPROVE THE PROPOSED SHARE CONSOLIDATION OF EVERY TEN (10) ISSUED AND UNISSUED EXISTING COMMON SHARES OF A PAR VALUE OF USD 0.0004 EACH IN THE SHARE CAPITAL OF THE COMPANY AND THE PREFERRED SHARES OF A PAR VALUE OF USD 0.0004 EACH IN THE SHARE CAPITAL OF THE COMPANY INTO ONE (1) CONSOLIDATED COMMON SHARE OF USD 0.004 EACH AND ONE (1) CONSOLIDATED PREFERRED SHARE OF USD 0.004 EACH IN THE SHARE CAPITAL OF THE COMPANY; AND (B) TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO ENTER INTO ANY AGREEMENT, DEED OR INSTRUMENT AND/OR TO EXECUTE AND DELIVER ALL SUCH DOCUMENTS AND/OR DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO COMPLETE, IMPLEMENT AND GIVE EFFECT TO ANY AND ALL ARRANGEMENTS IN RELATION TO THE PROPOSED SHARE CONSOLIDATION | F,N,A | F | Management | No | ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE | 06-Dec-2016 | G8020E101 | ExtraOrdinary General Meeting | 01-Dec-2016 | KYG8020E1017 | 6743473 B02QTC0 B1BJS42 BP3RX47 | (A) TO RECEIVE, APPROVE, CONFIRM AND RATIFY THE FRAMEWORK AGREEMENT DATED 30 SEPTEMBER 2016 ENTERED INTO BETWEEN THE COMPANY AND SEMICONDUCTOR MANUFACTURING NORTH CHINA (BEIJING) CORPORATION AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER; AND TO APPROVE AND CONFIRM THE ANNUAL CAPS IN RESPECT OF THE FRAMEWORK AGREEMENT; AND (B) TO AUTHORISE ANY DIRECTOR(S) OF THE COMPANY TO ENTER INTO ANY AGREEMENT, DEED OR INSTRUMENT AND/OR TO EXECUTE AND DELIVER ALL SUCH DOCUMENTS AND/OR DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH (I) THE IMPLEMENTATION AND COMPLETION OF THE FRAMEWORK AGREEMENT AND TRANSACTIONS CONTEMPLATED THEREUNDER, AND/OR (II) ANY AMENDMENT, VARIATION OR MODIFICATION OF THE FRAMEWORK AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER UPON SUCH TERMS AND CONDITIONS AS THE BOARD OF DIRECTORS OF THE COMPANY MAY THINK FIT | F,N,A | F | Management | No | ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE | 06-Dec-2016 | G8020E101 | ExtraOrdinary General Meeting | 01-Dec-2016 | KYG8020E1017 | 6743473 B02QTC0 B1BJS42 BP3RX47 | (A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 1,502,528 RESTRICTED SHARE UNITS (''RSUS'') TO DR. TZU-YIN CHIU, THE CHIEF EXECUTIVE OFFICER OF THE COMPANY AND AN EXECUTIVE DIRECTOR IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE ORDINARY SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT | F,N,A | F | Management | No | ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE | 06-Dec-2016 | G8020E101 | ExtraOrdinary General Meeting | 01-Dec-2016 | KYG8020E1017 | 6743473 B02QTC0 B1BJS42 BP3RX47 | (A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 11,986 RESTRICTED SHARE UNITS TO DR. CHEN SHANZHI, A NON-EXECUTIVE DIRECTOR IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE ORDINARY SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT | F,N,A | F | Management | No | ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE | 06-Dec-2016 | G8020E101 | ExtraOrdinary General Meeting | 01-Dec-2016 | KYG8020E1017 | 6743473 B02QTC0 B1BJS42 BP3RX47 | (A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 8,561 RESTRICTED SHARE UNITS TO MR. LIP-BU TAN, AN INDEPENDENT NON-EXECUTIVE DIRECTOR IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE ORDINARY SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT | F,N,A | F | Management | No | ||||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | PROPOSAL IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | PROPOSAL IN RELATION TO THE AMENDMENT TO THE RULES OF PROCEDURES OF THE GENERAL MEETING | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHOU YI AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. PU BAOYING AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. GAO XU AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHEN NING AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. SUN HONGNING AS A NONEXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. XU QING AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHOU YONG AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHEN CHUANMING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU HONGZHONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LEE CHI MING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YANG XIONGSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. LIU YAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG HUIQING AS A NONEMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. DU WENYI AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. LIU ZHIHONG AS A NONEMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE | F,N,A | F | Management | Yes | F | No | ||
HUATAI SECURITIES CO., LTD. | 21-Dec-2016 | Y37426114 | ExtraOrdinary General Meeting | 18-Nov-2016 | CNE100001YQ9 | BWVFT00 BYTQGQ4 BYY5DT8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YU YIMIN AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE | F,N,A | F | Management | Yes | F | No | ||
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN | 27-Feb-2017 | Y3838M106 | ExtraOrdinary General Meeting | 23-Dec-2016 | KR7009540006 | 6446620 B3BHNV2 | APPROVAL OF SPLIT-OFF | F,N,A | F | Management | Yes | F | No | ||
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN | 27-Feb-2017 | Y3838M106 | ExtraOrdinary General Meeting | 23-Dec-2016 | KR7009540006 | 6446620 B3BHNV2 | APPROVAL OF AUDITOR COMMITTEE MEMBER OF SPLIT-OFF COMPANY | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM, APPROVAL OF UTILIZATION FUND FROM BONDS PUBLIC OFFERING AND ALSO APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL ON PROFIT UTILIZATION AND ALLOCATION | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT AUDIT | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL ON APPLICATION OF DECREE OF STATE OWNED ENTERPRISE MINISTRY | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | F,N,A | F | Management | Yes | F | No | ||
PT BANK MANDIRI (PERSERO) TBK | 14-Mar-2017 | Y7123S108 | Annual General Meeting | 17-Feb-2017 | ID1000095003 | 6651048 B01Z6H2 B021583 BHZLB92 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | F,N,A | F | Management | Yes | F | No | ||
Cheung Kong Infrastructure Holdings Ltd | 1038 | 14-Mar-17 | G2098R102 | Special | 09-Mar-17 | BMG2098R1025 | G2098R102 | 1 | Approve Consortium Formation Agreement and Related Transactions | For | Management | Yes | For | No | |
LG CHEM LTD, SEOUL | 17-Mar-2017 | Y52758102 | Annual General Meeting | 31-Dec-2016 | KR7051910008 | 6346913 B081VN4 | APPROVAL OF FINANCIAL STATEMENTS | F,N,A | F | Management | Yes | F | No | ||
LG CHEM LTD, SEOUL | 17-Mar-2017 | Y52758102 | Annual General Meeting | 31-Dec-2016 | KR7051910008 | 6346913 B081VN4 | ELECTION OF DIRECTORS: JEONG HO YEONG, GIM SE JIN, JEONG DONG MIN | F,N,A | F | Management | Yes | F | No | ||
LG CHEM LTD, SEOUL | 17-Mar-2017 | Y52758102 | Annual General Meeting | 31-Dec-2016 | KR7051910008 | 6346913 B081VN4 | ELECTION OF AUDIT COMMITTEE MEMBERS: GIM SE JIN, JEONG DONG MIN | F,N,A | F | Management | Yes | F | No | ||
LG CHEM LTD, SEOUL | 17-Mar-2017 | Y52758102 | Annual General Meeting | 31-Dec-2016 | KR7051910008 | 6346913 B081VN4 | APPROVAL OF REMUNERATION FOR DIRECTOR | F,N,A | F | Management | Yes | F | No | ||
Guangdong Investment Ltd. | 270 | 20-Mar-17 | Y2929L100 | Special | 17-Mar-17 | HK0270001396 | Y2929L100 | 1 | Approve Acquisition, Specific Mandate, Sale and Purchase Agreement and Related Transactions | For | Management | Yes | For | No | |
Guangdong Investment Ltd. | 270 | 20-Mar-17 | Y2929L100 | Special | 17-Mar-17 | HK0270001396 | Y2929L100 | 2 | Elect Cai Yong as Director | For | Management | Yes | For | No | |
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | APPROVAL OF FINANCIAL STATEMENTS | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | AMENDMENT OF ARTICLES OF INCORP | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF INSIDE DIRECTOR: I SEOK HUI | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF A NON-PERMANENT DIRECTOR: BAK JEONG HO | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF OUTSIDE DIRECTOR: CHOE JONG WON | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF OUTSIDE DIRECTOR: SIN CHANG HWAN | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: CHOE JONG WON | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: SIN CHANG HWAN | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | APPROVAL OF REMUNERATION FOR DIRECTOR | F,N,A | F | Management | Yes | F | No | ||
SK HYNIX INC, ICHON | 24-Mar-2017 | Y8085F100 | Annual General Meeting | 31-Dec-2016 | KR7000660001 | 6450267 B0WCB66 | APPROVAL OF GRANT OF STOCK OPTION | F,N,A | F | Management | Yes | F | No | ||
SAMSUNG ELECTRONICS CO LTD, SUWON | 24-Mar-2017 | Y74718100 | Annual General Meeting | 31-Dec-2016 | KR7005930003 | 6771720 B19VC15 B74V052 | APPROVAL OF FINANCIAL STATEMENTS | F,N,A | F | Management | Yes | F | No | ||
SAMSUNG ELECTRONICS CO LTD, SUWON | 24-Mar-2017 | Y74718100 | Annual General Meeting | 31-Dec-2016 | KR7005930003 | 6771720 B19VC15 B74V052 | APPROVAL OF REMUNERATION FOR DIRECTOR | F,N,A | F | Management | Yes | F | No | ||
PT Bank Central Asia Tbk | BBCA | 6-Apr-17 | Y7123P138 | Annual | 14-Mar-17 | ID1000109507 | Y7123P138 | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | Management | Yes | For | No | |
PT Bank Central Asia Tbk | BBCA | 6-Apr-17 | Y7123P138 | Annual | 14-Mar-17 | ID1000109507 | Y7123P138 | 2 | Approve Allocation of Income | For | Management | Yes | For | No | |
PT Bank Central Asia Tbk | BBCA | 6-Apr-17 | Y7123P138 | Annual | 14-Mar-17 | ID1000109507 | Y7123P138 | 3 | Approve Tantiem and Remuneration of Directors and Commissioners | For | Management | Yes | For | No | |
PT Bank Central Asia Tbk | BBCA | 6-Apr-17 | Y7123P138 | Annual | 14-Mar-17 | ID1000109507 | Y7123P138 | 4 | Appoint Auditors | For | Management | Yes | For | No | |
PT Bank Central Asia Tbk | BBCA | 6-Apr-17 | Y7123P138 | Annual | 14-Mar-17 | ID1000109507 | Y7123P138 | 5 | Approve Payment of Interim Dividend | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 1 | Accept Annual Report and Commissioners' Report | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 2 | Accept Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 3 | Approve Allocation of Income | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 6 | Approve the Enforcement of the State-owned Minister Regulation No. PER-03/MBU/12/2016 on the Partnership and Community Development Programs of the State-owned Enterprises | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 7 | Amend Articles of Association | For | Management | Yes | For | No | |
PT Telekomunikasi Indonesia Tbk | TLKM | 21-Apr-17 | Y71474145 | Annual | 29-Mar-17 | ID1000129000 | Y71474145 | 8 | Elect Directors and Commissioners | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 2 | Approve Final Dividend | For | Management | Yes | For | No | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.1 | Elect Chan Loi Shun as Director | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.2 | Elect Chen Tsien Hua as Director | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.3 | Elect Sng Sow-mei (Poon Sow Mei) as Director | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.4 | Elect Colin Stevens Russel as Director | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.5 | Elect Lan Hong Tsung as Director | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.6 | Elect George Colin Magnus as Director | For | Management | Yes | For | No | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 3.7 | Elect Paul Joseph Tighe as Director | For | Management | Yes | For | No | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 5.2 | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 5.3 | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
Cheung Kong Infrastructure Holdings Ltd | 1038 | 10-May-17 | G2098R102 | Annual | 04-May-17 | BMG2098R1025 | G2098R102 | 6 | Change English Name and Adopt Chinese Name as Dual Foreign Name | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 2 | Approve Final Dividend | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 3a | Elect Lau Chi Ping Martin as Director | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 3b | Elect Charles St Leger Searle as Director | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 3c | Elect Yang Siu Shun as Director | For | Management | Yes | Against | Yes | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 3d | Authorize Board to Fix Remuneration of Directors | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 6 | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 7 | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Annual | 12-May-17 | KYG875721634 | G87572163 | 8 | Adopt 2017 Share Option Scheme | For | Management | Yes | Against | Yes | |
Tencent Holdings Ltd. | 700 | 17-May-17 | G87572163 | Special | 12-May-17 | KYG875721634 | G87572163 | 1 | Adopt Share Option Plan of Tencent Music Entertainment Group | For | Management | Yes | Against | Yes | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 2 | Approve Final Dividend | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3a | Elect Cai Yunge as Director | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3b | Elect Wang Tianyi as Director | For | Management | Yes | Against | Yes | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3c | Elect Cai Shuguang as Director | For | Management | Yes | Against | Yes | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3d | Elect Tang Shuangning as Director | For | Management | Yes | Against | Yes | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3e | Elect Zhai Haitao as Director | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 3f | Authorize Board to Fix the Remuneration of the Directors | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 5.2 | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
China Everbright International Ltd. | 257 | 24-May-17 | Y14226107 | Annual | 18-May-17 | HK0257001336 | Y14226107 | 5.3 | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 2A | Elect Wang Xu as Director | For | Management | Yes | Against | Yes | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 2B | Elect Zhu Weirong as Director | For | Management | Yes | Against | Yes | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 2C | Elect Choy Shu Kwan as Director | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 2D | Elect Wong Ka Lun as Director | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 2E | Authorize Board to Fix Remuneration of Directors | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 3 | Approve BDO Limited as Auditor and Authorize Board to Fix Their Remuneration | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 4B | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
Poly Property Group Co., Ltd. | 119 | 25-May-17 | Y70620102 | Annual | 22-May-17 | HK0119000674 | Y7064G105 | 4C | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 2 | Approve Final Dividend | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 3A | Elect Tian Shuchen as Director | For | Management | Yes | Against | Yes | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 3B | Elect Pan Shujie as Director | For | Management | Yes | Against | Yes | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 3C | Elect Raymond Ho Chung Tai as Director | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 3D | Elect Adrian David Li Man Kiu as Director | For | Management | Yes | Against | Yes | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 4 | Authorize Board to Fix Remuneration of Directors | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 5 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 6A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 6B | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
China State Construction International Holdings Limited | 3311 | 1-Jun-17 | G21677136 | Annual | 25-May-17 | KYG216771363 | G21677136 | 6C | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
PT Bumi Serpong Damai Tbk | BSDE | 2-Jun-17 | Y7125J106 | Annual | 09-May-17 | ID1000110802 | Y7125J106 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
PT Bumi Serpong Damai Tbk | BSDE | 2-Jun-17 | Y7125J106 | Annual | 09-May-17 | ID1000110802 | Y7125J106 | 2 | Approve Allocation of Income | For | Management | Yes | For | No | |
PT Bumi Serpong Damai Tbk | BSDE | 2-Jun-17 | Y7125J106 | Annual | 09-May-17 | ID1000110802 | Y7125J106 | 3 | Approve Remuneration of Directors and Commissioners | For | Management | Yes | For | No | |
PT Bumi Serpong Damai Tbk | BSDE | 2-Jun-17 | Y7125J106 | Annual | 09-May-17 | ID1000110802 | Y7125J106 | 4 | Approve Auditors | For | Management | Yes | For | No | |
PT Bumi Serpong Damai Tbk | BSDE | 2-Jun-17 | Y7125J106 | Annual | 09-May-17 | ID1000110802 | Y7125J106 | 5 | Accept Report on the Use of Proceeds | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 1 | Accept Financial Statements and Statutory Reports | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 2 | Approve Final Dividend | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 3a | Elect Yan Jianguo as Director | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 3b | Elect Nip Yun Wing as Director | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 3c | Elect Chang Ying as Director | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 3d | Elect Lam Kwong Siu as Director | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 3e | Elect Fan Hsu Lai Tai, Rita as Director | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 4 | Authorize Board to Fix Remuneration of Directors | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 5 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 6 | Authorize Repurchase of Issued Share Capital | For | Management | Yes | For | No | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Management | Yes | Against | Yes | |
China Overseas Land & Investment Ltd. | 688 | 12-Jun-17 | Y15004107 | Annual | 06-Jun-17 | HK0688002218 | Y15004107 | 8 | Authorize Reissuance of Repurchased Shares | For | Management | Yes | Against | Yes | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 2 | Amend Articles to Change Location of Head Office - Change Fiscal Year End | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.1 | Elect Director Teramachi, Akihiro | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.2 | Elect Director Teramachi, Toshihiro | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.3 | Elect Director Imano, Hiroshi | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.4 | Elect Director Maki, Nobuyuki | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.5 | Elect Director Teramachi, Takashi | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.6 | Elect Director Shimomaki, Junji | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.7 | Elect Director Sakai, Junichi | For | Management | Yes | For | No | |
THK Co. Ltd. | 6481 | 17-Jun-17 | J83345108 | Annual | 31-Mar-17 | JP3539250005 | J83345108 | 3.8 | Elect Director Kainosho, Masaaki | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.1 | Elect Director Tateishi, Fumio | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.2 | Elect Director Yamada, Yoshihito | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.3 | Elect Director Miyata, Kiichiro | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.4 | Elect Director Nitto, Koji | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.5 | Elect Director Ando, Satoshi | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.6 | Elect Director Kobayashi, Eizo | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.7 | Elect Director Nishikawa, Kuniko | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 3.8 | Elect Director Kamigama, Takehiro | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 4 | Appoint Statutory Auditor Kunihiro, Tadashi | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 5 | Appoint Alternate Statutory Auditor Watanabe, Toru | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 6 | Approve Annual Bonus | For | Management | Yes | For | No | |
Omron Corp. | 6645 | 22-Jun-17 | J61374120 | Annual | 31-Mar-17 | JP3197800000 | J61374120 | 7 | Approve Trust-Type Equity Compensation Plan | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 1 | Amend Articles to Remove Provisions on Non-Common Shares | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.1 | Elect Director Higashi, Kazuhiro | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.2 | Elect Director Kan, Tetsuya | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.3 | Elect Director Hara, Toshiki | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.4 | Elect Director Isono, Kaoru | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.5 | Elect Director Arima, Toshio | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.6 | Elect Director Sanuki, Yoko | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.7 | Elect Director Urano, Mitsudo | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.8 | Elect Director Matsui, Tadamitsu | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.9 | Elect Director Sato, Hidehiko | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 2.10 | Elect Director Baba, Chiharu | For | Management | Yes | For | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 3 | Amend Articles to Hand over Petition Calling for Refraining of Strongly Pursuing Negative Interest Rate Policy to Governor of the Bank of Japan | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 4 | Amend Articles to Require Individual Compensation Disclosure for Directors | Against | Share Holder | Yes | For | Yes | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 5 | Amend Articles to Separate Chairman of the Board and CEO | Against | Share Holder | Yes | For | Yes | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 6 | Amend Articles to Create System that Enables Employees to be Reinstated after Running for Office in National Elections, Local Assembly Elections, and Elections for the Heads of Local Governments | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 7 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Against | Share Holder | Yes | For | Yes | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 8 | Amend Articles to Disclose Director Training Policy | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 9 | Amend Articles to Add Provisions on Communications and Responses between Shareholders and Directors | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 10 | Amend Articles to Add Provisions Allowing Shareholders to Nominate Director Candidates to Nomination Committee and Its Equal Treatment | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 11 | Amend Articles to Allow Inclusion of Shareholder Proposals in Convocation Notice with the Upper Limit of 100 at Minimum | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 12 | Amend Articles to Establish Liaison for Reporting Concerns to Audit Committee | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 13 | Amend Articles to Mandate Holding of Meetings Consisting Solely of Outside Directors | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 14 | Amend Articles to Add Provisions on Recruitment and Offer of Senior Positions to Women Who Interrupted Their Careers for Childbirth | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 15 | Amend Articles to Prohibit Discriminatory Treatment of Activist Investors | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 16 | Amend Articles to Establish Special Committee on Expressing the Company's Opinion on Recent Actions by Justice Minister Katsutoshi Kaneda | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 17 | Amend Articles to Establish Special Investigation Committee on Loans to K.K. Kenko | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 18 | Remove Director Mitsudo Urano from Office | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 19 | Amend Articles to Establish Special Investigation Committee on Director Mitsudo Urano | Against | Share Holder | Yes | Against | No | |
Resona Holdings, Inc. | 8308 | 23-Jun-17 | J6448E106 | Annual | 31-Mar-17 | JP3500610005 | J6448E106 | 20 | Appoint Shareholder Director Nominee Lucian Bebchuk in place of Mitsudo Urano | Against | Share Holder | Yes | Against | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.1 | Elect Director Yamamoto, Masami | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.2 | Elect Director Tanaka, Tatsuya | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.3 | Elect Director Taniguchi, Norihiko | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.4 | Elect Director Tsukano, Hidehiro | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.5 | Elect Director Duncan Tait | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.6 | Elect Director Furukawa, Tatsuzumi | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.7 | Elect Director Suda, Miyako | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.8 | Elect Director Yokota, Jun | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.9 | Elect Director Mukai, Chiaki | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 1.10 | Elect Director Abe, Atsushi | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 2 | Appoint Statutory Auditor Hirose, Yoichi | For | Management | Yes | For | No | |
Fujitsu Ltd. | 6702 | 26-Jun-17 | J15708159 | Annual | 31-Mar-17 | JP3818000006 | J15708159 | 3 | Approve Equity Compensation Plan | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 1 | Approve 2016 Report of the Board of Directors | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 2 | Accept 2016 Report of the Supervisory Board | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 3 | Approve 2016 Report of Settlement Accounts | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 4 | Approve Annual Report Summary of A Shares | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 5 | Approve 2016 Annual Report of H Shares | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 6 | Approve 2016 Profit Distribution Plan and Final Dividend | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 7.1 | Approve Baker Tilly China Certified Public Accountants Co., Ltd. as Domestic Auditor | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 7.2 | Approve KPMG as International Auditor | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 7.3 | Authorize Audit Committee of the Board to Fix Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remunerations Based on the Agreed Principles | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 8 | Approve Application to Relevant Financial Institutions for Credit Facilities and Financing | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 9 | Approve Zoomlion Finance and Leasing (China) Co., Ltd. and Zoomlion Finance and Leasing (Beijing) Co. Ltd. for Commencement of Finance Leasing Business and the Company to Provide Buy-Back Guarantee | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 10 | Approve Authorization to the Company to Continue to Develop the Mortgage and Sales Business and Provide Buy-back Guarantee in Respect of the Mortgage Business Within the Effective Term | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 11 | Approve Zoomlion Industrial Vehicles to Engage in Business Relating to Banker's Acceptance Cecured by Goods | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 12 | Approve Zoomlion Heavy Machinery to Engage in Business Relating to Banker's Acceptance Cecured by Goods | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 13 | Approve Provision of Guarantee for 23 Subsidiaries | For | Management | Yes | Against | Yes | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 14 | Approve Low Risk Investment and Financial Management and Authorize the Chairman to Exercise such Decision-Making Power and Execute Relevant Contracts and Agreements | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 15 | Approve Development of Financial Derivatives Business and Authorize the Chairman to Exercise such Decision-Making Power and Execute Relevant Contracts and Agreements | For | Management | Yes | For | No | |
Zoomlion Heavy Industry Science and Technology Co., Ltd. | 000157 | 27-Jun-17 | Y1293Y102 | Annual | 09-May-17 | CNE000001527 | Y9895V103 | 16 | Approve Equity Disposal and Related Transactions | For | Share Holder | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 208.98 | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 2 | Amend Articles to Amend Business Lines | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.1 | Elect Director Inaba, Yoshiharu | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.2 | Elect Director Yamaguchi, Kenji | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.3 | Elect Director Uchida, Hiroyuki | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.4 | Elect Director Gonda, Yoshihiro | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.5 | Elect Director Inaba, Kiyonori | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.6 | Elect Director Noda, Hiroshi | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.7 | Elect Director Kohari, Katsuo | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.8 | Elect Director Matsubara, Shunsuke | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.9 | Elect Director Okada, Toshiya | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.10 | Elect Director Richard E. Schneider | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.11 | Elect Director Tsukuda, Kazuo | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.12 | Elect Director Imai, Yasuo | For | Management | Yes | For | No | |
Fanuc Corp. | 6954 | 29-Jun-17 | J13440102 | Annual | 31-Mar-17 | JP3802400006 | J13440102 | 3.13 | Elect Director Ono, Masato | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.1 | Elect Director Kawakami, Hiroshi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.2 | Elect Director Kawamoto, Yuko | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.3 | Elect Director Matsuyama, Haruka | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.4 | Elect Director Toby S. Myerson | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.5 | Elect Director Okuda, Tsutomu | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.6 | Elect Director Sato, Yukihiro | For | Management | Yes | Against | Yes | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.7 | Elect Director Tarisa Watanagase | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.8 | Elect Director Yamate, Akira | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.9 | Elect Director Shimamoto, Takehiko | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.10 | Elect Director Okamoto, Junichi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.11 | Elect Director Sono, Kiyoshi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.12 | Elect Director Nagaoka, Takashi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.13 | Elect Director Ikegaya, Mikio | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.14 | Elect Director Mike, Kanetsugu | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.15 | Elect Director Hirano, Nobuyuki | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.16 | Elect Director Kuroda, Tadashi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.17 | Elect Director Tokunari, Muneaki | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 2.18 | Elect Director Yasuda, Masamichi | For | Management | Yes | For | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 3 | Amend Articles to Require Individual Compensation Disclosure for Directors | Against | Share Holder | Yes | For | Yes | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 4 | Amend Articles to Separate Chairman of the Board and CEO | Against | Share Holder | Yes | For | Yes | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 5 | Amend Articles to Create System that Enables Employees to be Reinstated after Running for Office in National Elections, Local Assembly Elections, and Elections for the Heads of Local Governments | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 6 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Against | Share Holder | Yes | For | Yes | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 7 | Amend Articles to Disclose Director Training Policy | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 8 | Amend Articles to Add Provisions on Communications and Responses between Shareholders and Directors | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 9 | Amend Articles to Add Provisions Allowing Shareholders to Nominate Director Candidates to Nomination Committee and Its Equal Treatment | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 10 | Amend Articles to Allow Inclusion of Shareholder Proposals in Convocation Notice with the Upper Limit of 100 at Minimum | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 11 | Amend Articles to Establish Liaison for Reporting Concerns to Audit Committee | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 12 | Amend Articles to Mandate Holding of Meetings Consisting Solely of Outside Directors | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 13 | Amend Articles to Add Provisions on Recruitment and Offer of Senior Positions to Women Who Interrupted Their Careers for Childbirth | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 14 | Amend Articles to Prohibit Discriminatory Treatment of Activist Investors | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 15 | Amend Articles to Establish Special Committee on Expressing the Company's Opinion on Recent Actions by Justice Minister Katsutoshi Kaneda | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 16 | Amend Articles to Establish Special Investigation Committee on Loans to K.K. Kenko | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 17 | Remove Director Haruka Matsuyama from Office | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 18 | Appoint Shareholder Director Nominee Lucian Bebchuk in place of Haruka Matsuyama | Against | Share Holder | Yes | Against | No | |
Mitsubishi UFJ Financial Group | 8306 | 29-Jun-17 | J44497105 | Annual | 31-Mar-17 | JP3902900004 | J44497105 | 19 | Amend Articles to Hand over Petition Calling for Refraining of Strongly Pursuing Negative Interest Rate Policy to Governor of the Bank of Japan | Against | Share Holder | Yes | Against | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 1 | Approve Allocation of Income, With a Final Dividend of JPY 110 | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.1 | Elect Director Murata, Tsuneo | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.2 | Elect Director Fujita, Yoshitaka | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.3 | Elect Director Inoue, Toru | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.4 | Elect Director Nakajima, Norio | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.5 | Elect Director Iwatsubo, Hiroshi | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.6 | Elect Director Takemura, Yoshito | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.7 | Elect Director Ishino, Satoshi | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 2.8 | Elect Director Shigematsu, Takashi | For | Management | Yes | For | No | |
Murata Manufacturing Co. Ltd. | 6981 | 29-Jun-17 | J46840104 | Annual | 31-Mar-17 | JP3914400001 | J46840104 | 3 | Approve Equity Compensation Plan | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Three Committees - Amend Provisions on Director Titles - Indemnify Directors | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.1 | Elect Director Miyata, Koichi | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.2 | Elect Director Kunibe, Takeshi | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.3 | Elect Director Takashima, Makoto | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.4 | Elect Director Ogino, Kozo | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.5 | Elect Director Ota, Jun | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.6 | Elect Director Tanizaki, Katsunori | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.7 | Elect Director Yaku, Toshikazu | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.8 | Elect Director Teramoto, Toshiyuki | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.9 | Elect Director Mikami, Toru | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.10 | Elect Director Kubo, Tetsuya | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.11 | Elect Director Matsumoto, Masayuki | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.12 | Elect Director Arthur M. Mitchell | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.13 | Elect Director Yamazaki, Shozo | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.14 | Elect Director Kono, Masaharu | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.15 | Elect Director Tsutsui, Yoshinobu | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.16 | Elect Director Shimbo, Katsuyoshi | For | Management | Yes | For | No | |
Sumitomo Mitsui Financial Group, Inc. | 8316 | 29-Jun-17 | J7771X109 | Annual | 31-Mar-17 | JP3890350006 | J7771X109 | 3.17 | Elect Director Sakurai, Eriko | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 1 | Approve Allocation of Income, With a Final Dividend of JPY 65 | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 2 | Amend Articles to Adopt Board Structure with Three Committees - Amend Provisions on Number of Directors - Indemnify Directors - Reflect Changes in Law | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.1 | Elect Director Okubo, Tetsuo | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.2 | Elect Director Araumi, Jiro | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.3 | Elect Director Takakura, Toru | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.4 | Elect Director Hashimoto, Masaru | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.5 | Elect Director Kitamura, Kunitaro | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.6 | Elect Director Tsunekage, Hitoshi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.7 | Elect Director Yagi, Yasuyuki | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.8 | Elect Director Misawa, Hiroshi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.9 | Elect Director Shinohara, Soichi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.10 | Elect Director Suzuki, Takeshi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.11 | Elect Director Araki, Mikio | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.12 | Elect Director Matsushita, Isao | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.13 | Elect Director Saito, Shinichi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.14 | Elect Director Yoshida, Takashi | For | Management | Yes | For | No | |
Sumitomo Mitsui Trust Holdings, Inc. | 8309 | 29-Jun-17 | J7772M102 | Annual | 31-Mar-17 | JP3892100003 | J0752J108 | 3.15 | Elect Director Kawamoto, Hiroko | For | Management | Yes | For | No |
2 | The GKE Asian Opportunities Fund was liquidated on June 26, 2017. The Fund’s proxy voting records are from July 1, 2016 through June 26, 2017. |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPS Series Trust | |||
By: | /s/ Jeremy O. May | ||
Jeremy O. May | |||
President | |||
Date: | August 14, 2017 |