UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22747
ALPS SERIES TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1100, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Richard Noyes, Esq., Secretary
ALPS Series Trust
1290 Broadway, Suite 1100
Denver, CO 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: September 30
Date of reporting period: July 1, 2017 - June 30, 2018
Item 1 – Proxy Voting Record.
Beacon Accelerated Return Strategy Fund1
Beacon Planned Return Strategy Fund
There is no proxy voting activity for the funds, as the funds did not hold any votable positions during the reporting period.
DDJ Opportunistic High Yield Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Insignia Macro Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
1 | The Beacon Accelerated Return Strategy Fund and the Beacon Planned Return Strategy Fund commenced operations on October 2, 2017. The Funds’ proxy voting records are from October 2, 2017 – June 30, 2018. |
Cognios Market Neutral Large Cap Fund2
Vote Summary
AMEREN CORPORATION | ||||||||||||||||||
Security | 023608102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AEE | Meeting Date | 03-May-2018 | |||||||||||||||
ISIN | US0236081024 | Agenda | 934743899 - Management | |||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||||||||
1b. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | ||||||||||||||
1c. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | ||||||||||||||
1d. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | ||||||||||||||
1e. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | ||||||||||||||
1f. | ELECTION OF DIRECTOR: WALTER J. GALVIN | Management | For | For | ||||||||||||||
1g. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | ||||||||||||||
1h. | ELECTION OF DIRECTOR: CRAIG S. IVEY | Management | For | For | ||||||||||||||
1i. | ELECTION OF DIRECTOR: GAYLE P. W. JACKSON | Management | For | For | ||||||||||||||
1j. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||||||||||||
1k. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | ||||||||||||||
1l. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | ||||||||||||||
2. | NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON COAL COMBUSTION RESIDUALS. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 9,573 | 0 | 20-Mar-2018 | 04-May-2018 | |||||||||||||
6734305561 | UNION BANK | 9,097 | 0 | 20-Mar-2018 | 04-May-2018 | |||||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||||||
Security | 025537101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AEP | Meeting Date | 24-Apr-2018 | |||||||||||||||
ISIN | US0255371017 | Agenda | 934736692 - Management | |||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Nicholas K. Akins | Management | For | For | ||||||||||||||
1b. | Election of Director: David J. Anderson | Management | For | For | ||||||||||||||
1c. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | ||||||||||||||
1d. | Election of Director: Ralph D. Crosby, Jr. | Management | For | For | ||||||||||||||
1e. | Election of Director: Linda A. Goodspeed | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas E. Hoaglin | Management | For | For | ||||||||||||||
1g. | Election of Director: Sandra Beach Lin | Management | For | For | ||||||||||||||
1h. | Election of Director: Richard C. Notebaert | Management | For | For | ||||||||||||||
1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||||||
1j. | Election of Director: Stephen S. Rasmussen | Management | For | For | ||||||||||||||
1k. | Election of Director: Oliver G. Richard III | Management | For | For | ||||||||||||||
1l. | Election of Director: Sara Martinez Tucker | Management | For | For | ||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 7,867 | 0 | 08-Mar-2018 | 25-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 7,477 | 0 | 08-Mar-2018 | 25-Apr-2018 | |||||||||||||
AT&T INC. | ||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | T | Meeting Date | 27-Apr-2018 | |||||||||||||||
ISIN | US00206R1023 | Agenda | 934736236 - Management | |||||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||||
1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||
1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||||||
1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||||||
1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||||||
1I. | Election of Director: Joyce M. Roche | Management | For | For | ||||||||||||||
1J. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||||||
1L. | Election of Director: Laura D'Andrea Tyson | Management | For | For | ||||||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||||
4. | Approve Stock Purchase and Deferral Plan. | Management | For | For | ||||||||||||||
5. | Approve 2018 Incentive Plan. | Management | For | For | ||||||||||||||
6. | Prepare lobbying report. | Shareholder | Against | For | ||||||||||||||
7. | Modify proxy access requirements. | Shareholder | Against | For | ||||||||||||||
8. | Independent Chair. | Shareholder | Against | For | ||||||||||||||
9. | Reduce vote required for written consent. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 13,687 | 0 | 13-Mar-2018 | 30-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 13,007 | 0 | 13-Mar-2018 | 30-Apr-2018 | |||||||||||||
AUTOZONE, INC. | ||||||||||||||||||
Security | 053332102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AZO | Meeting Date | 20-Dec-2017 | |||||||||||||||
ISIN | US0533321024 | Agenda | 934696634 - Management | |||||||||||||||
Record Date | 23-Oct-2017 | Holding Recon Date | 23-Oct-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Dec-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: J. R. HYDE, III | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||||
3. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 854 | 0 | 01-Nov-2017 | 21-Dec-2017 | |||||||||||||
6734305561 | UNION BANK | 815 | 0 | 01-Nov-2017 | 21-Dec-2017 | |||||||||||||
CAMPBELL SOUP COMPANY | ||||||||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CPB | Meeting Date | 15-Nov-2017 | |||||||||||||||
ISIN | US1344291091 | Agenda | 934686520 - Management | |||||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: FABIOLA R. ARREDONDO | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD M. AVERILL | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BENNETT DORRANCE | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: RANDALL W. LARRIMORE | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: MARC B. LAUTENBACH | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: MARY ALICE D. MALONE | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: SARA MATHEW | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: KEITH R. MCLOUGHLIN | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: NICK SHREIBER | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: ARCHBOLD D. VAN BEUREN | Management | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: LES C. VINNEY | Management | For | For | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | ||||||||||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON THE FISCAL 2017 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||
4. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE "SAY ON PAY" VOTES. | Management | 1 Year | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 16,285 | 0 | 07-Oct-2017 | 16-Nov-2017 | |||||||||||||
6734305561 | UNION BANK | 15,777 | 0 | 07-Oct-2017 | 16-Nov-2017 | |||||||||||||
CENTENE CORPORATION | ||||||||||||||||||
Security | 15135B101 | �� | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CNC | Meeting Date | 24-Apr-2018 | |||||||||||||||
ISIN | US15135B1017 | Agenda | 934738987 - Management | |||||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Jessica L. Blume | Management | For | For | ||||||||||||||
1B. | Election of Director: Frederick H. Eppinger | Management | For | For | ||||||||||||||
1C. | Election of Director: David L. Steward | Management | For | For | ||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 4,801 | 0 | 13-Mar-2018 | 25-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 4,563 | 0 | 13-Mar-2018 | 25-Apr-2018 | |||||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CHD | Meeting Date | 03-May-2018 | |||||||||||||||
ISIN | US1713401024 | Agenda | 934744257 - Management | |||||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Matthew T. Farrell | Management | For | For | ||||||||||||||
1b. | Election of Director: Ravichandra K. Saligram | Management | For | For | ||||||||||||||
1c. | Election of Director: Robert K. Shearer | Management | For | For | ||||||||||||||
1d. | Election of Director: Laurie J. Yoler | Management | For | For | ||||||||||||||
2. | Advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||||||
3. | Proposal to amend and restate our Amended and Restated Certificate of Incorporation to provide for the annual election of all directors and eliminate or update certain outdated provisions. | Management | For | For | ||||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 10,312 | 0 | 24-Mar-2018 | 04-May-2018 | |||||||||||||
6734305561 | UNION BANK | 9,805 | 0 | 24-Mar-2018 | 04-May-2018 | |||||||||||||
CIGNA CORPORATION | ||||||||||||||||||
Security | 125509109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CI | Meeting Date | 25-Apr-2018 | |||||||||||||||
ISIN | US1255091092 | Agenda | 934742645 - Management | |||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A | Election of Director: David M. Cordani | Management | For | For | ||||||||||||||
1B | Election of Director: Eric J. Foss | Management | For | For | ||||||||||||||
1C | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||||||
1D | Election of Director: Roman Martinez IV | Management | For | For | ||||||||||||||
1E | Election of Director: John M. Partridge | Management | For | For | ||||||||||||||
1F | Election of Director: James E. Rogers | Management | For | For | ||||||||||||||
1G | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||||||
1H | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||||||
1I | Election of Director: William D. Zollars | Management | For | For | ||||||||||||||
2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||||||||
3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||||
4. | Approval of an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority voting requirement. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 2,597 | 0 | 17-Mar-2018 | 26-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 2,468 | 0 | 17-Mar-2018 | 26-Apr-2018 | |||||||||||||
CMS ENERGY CORPORATION | ||||||||||||||||||
Security | 125896100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CMS | Meeting Date | 04-May-2018 | |||||||||||||||
ISIN | US1258961002 | Agenda | 934747063 - Management | |||||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||||||
1b. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||||||
1c. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||||||
1d. | Election of Director: Stephen E. Ewing | Management | For | For | ||||||||||||||
1e. | Election of Director: William D. Harvey | Management | For | For | ||||||||||||||
1f. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||||||||
1g. | Election of Director: John G. Russell | Management | For | For | ||||||||||||||
1h. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||||||
1i. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||||||
1j. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||||
3. | Ratification of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||||||
4. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 11,942 | 0 | 23-Mar-2018 | 07-May-2018 | |||||||||||||
6734305561 | UNION BANK | 11,354 | 0 | 23-Mar-2018 | 07-May-2018 | |||||||||||||
COACH, INC. | ||||||||||||||||||
Security | 189754104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | COH | Meeting Date | 09-Nov-2017 | |||||||||||||||
ISIN | US1897541041 | Agenda | 934683485 - Management | |||||||||||||||
Record Date | 11-Sep-2017 | Holding Recon Date | 11-Sep-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Nov-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID DENTON | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDREA GUERRA | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN KROPF | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: ANNABELLE YU LONG | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: VICTOR LUIS | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: IVAN MENEZES | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM NUTI | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: JIDE ZEITLIN | Management | For | For | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | ||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||
4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
5. | TO APPROVE THE AMENDED AND RESTATED COACH, INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND RESTATED AS OF SEPTEMBER 20, 2017). | Management | For | For | ||||||||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS," IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING RISK DISCLOSURE ON THE COMPANY'S USE OF FUR, IF PRESENTED PROPERLY AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 17,962 | 0 | 30-Sep-2017 | 10-Nov-2017 | |||||||||||||
6734305561 | UNION BANK | 17,403 | 0 | 30-Sep-2017 | 10-Nov-2017 | |||||||||||||
CONAGRA BRANDS, INC. | ||||||||||||||||||
Security | 205887102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CAG | Meeting Date | 22-Sep-2017 | |||||||||||||||
ISIN | US2058871029 | Agenda | 934666186 - Management | |||||||||||||||
Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | BRADLEY A. ALFORD | For | For | |||||||||||||||
2 | THOMAS K. BROWN | For | For | |||||||||||||||
3 | STEPHEN G. BUTLER | For | For | |||||||||||||||
4 | SEAN M. CONNOLLY | For | For | |||||||||||||||
5 | THOMAS W. DICKSON | For | For | |||||||||||||||
6 | STEVEN F. GOLDSTONE | For | For | |||||||||||||||
7 | JOIE A. GREGOR | For | For | |||||||||||||||
8 | RAJIVE JOHRI | For | For | |||||||||||||||
9 | RICHARD H. LENNY | For | For | |||||||||||||||
10 | RUTH ANN MARSHALL | For | For | |||||||||||||||
11 | CRAIG P. OMTVEDT | For | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR FISCAL 2018 | Management | For | For | ||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||
4. | RECOMMENDATION, ON AN ADVISORY BASIS, REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 22,426 | 0 | 12-Aug-2017 | 25-Sep-2017 | |||||||||||||
6734305561 | UNION BANK | 21,775 | 0 | 12-Aug-2017 | 25-Sep-2017 | |||||||||||||
DARDEN RESTAURANTS, INC. | ||||||||||||||||||
Security | 237194105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DRI | Meeting Date | 21-Sep-2017 | |||||||||||||||
ISIN | US2371941053 | Agenda | 934663825 - Management | |||||||||||||||
Record Date | 25-Jul-2017 | Holding Recon Date | 25-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | MARGARET SHAN ATKINS | For | For | |||||||||||||||
2 | BRADLEY D. BLUM | For | For | |||||||||||||||
3 | JAMES P. FOGARTY | For | For | |||||||||||||||
4 | CYNTHIA T. JAMISON | For | For | |||||||||||||||
5 | EUGENE I. LEE, JR. | For | For | |||||||||||||||
6 | NANA MENSAH | For | For | |||||||||||||||
7 | WILLIAM S. SIMON | For | For | |||||||||||||||
8 | CHARLES M. SONSTEBY | For | For | |||||||||||||||
2. | TO OBTAIN ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
3. | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 27, 2018. | Management | For | For | ||||||||||||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY ADOPT A POLICY TO PHASE OUT ROUTINE USE OF ANTIBIOTICS IN THE MEAT AND POULTRY SUPPLY CHAIN. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,885 | 0 | 08-Aug-2017 | 22-Sep-2017 | |||||||||||||
6734305561 | UNION BANK | 8,627 | 0 | 08-Aug-2017 | 22-Sep-2017 | |||||||||||||
DTE ENERGY COMPANY | ||||||||||||||||||
Security | 233331107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DTE | Meeting Date | 03-May-2018 | |||||||||||||||
ISIN | US2333311072 | Agenda | 934739763 - Management | |||||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Gerard M. Anderson | For | For | |||||||||||||||
2 | David A. Brandon | For | For | |||||||||||||||
3 | W. Frank Fountain, Jr. | For | For | |||||||||||||||
4 | Charles G. McClure, Jr. | For | For | |||||||||||||||
5 | Gail J. McGovern | For | For | |||||||||||||||
6 | Mark A. Murray | For | For | |||||||||||||||
7 | James B. Nicholson | For | For | |||||||||||||||
8 | Josue Robles, Jr. | For | For | |||||||||||||||
9 | Ruth G. Shaw | For | For | |||||||||||||||
10 | Robert C. Skaggs, Jr. | For | For | |||||||||||||||
11 | David A. Thomas | For | For | |||||||||||||||
12 | James H. Vandenberghe | For | For | |||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | ||||||||||||||
3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | For | For | ||||||||||||||
4. | Approve an Amendment and Restatement of the DTE Energy Company Long-Term Incentive Plan. | Management | For | For | ||||||||||||||
5. | Vote on a shareholder proposal to commission an independent economic analysis of the potential cost impact to the company and shareholders of closing Fermi 2. | Shareholder | Against | For | ||||||||||||||
6. | Vote on a shareholder proposal to amend DTE bylaws to give holders in the aggregate of 10% of outstanding common stock the power to call a special shareowner meeting. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 5,028 | 0 | 20-Mar-2018 | 04-May-2018 | |||||||||||||
6734305561 | UNION BANK | 4,781 | 0 | 20-Mar-2018 | 04-May-2018 | |||||||||||||
EDISON INTERNATIONAL | ||||||||||||||||||
Security | 281020107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EIX | Meeting Date | 26-Apr-2018 | |||||||||||||||
ISIN | US2810201077 | Agenda | 934739890 - Management | |||||||||||||||
Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Michael C. Camunez | Management | For | For | ||||||||||||||
1b. | Election of Director: Vanessa C.L. Chang | Management | For | For | ||||||||||||||
1c. | Election of Director: James T. Morris | Management | For | For | ||||||||||||||
1d. | Election of Director: Timothy T. O'Toole | Management | For | For | ||||||||||||||
1e. | Election of Director: Pedro J. Pizarro | Management | For | For | ||||||||||||||
1f. | Election of Director: Linda G. Stuntz | Management | For | For | ||||||||||||||
1g. | Election of Director: William P. Sullivan | Management | For | For | ||||||||||||||
1h. | Election of Director: Ellen O. Tauscher | Management | For | For | ||||||||||||||
1i. | Election of Director: Peter J. Taylor | Management | For | For | ||||||||||||||
1j. | Election of Director: Brett White | Management | For | For | ||||||||||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||||
3. | Advisory Vote to Approve the Company's Executive Compensation | Management | For | For | ||||||||||||||
4. | Shareholder Proposal Regarding Enhanced Shareholder Proxy Access | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,448 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 8,028 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
ELECTRONIC ARTS INC. | ||||||||||||||||||
Security | 285512109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EA | Meeting Date | 03-Aug-2017 | |||||||||||||||
ISIN | US2855121099 | Agenda | 934649851 - Management | |||||||||||||||
Record Date | 09-Jun-2017 | Holding Recon Date | 09-Jun-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Aug-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: JAY C. HOAG | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE F. PROBST | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: TALBOTT ROCHE | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: LUIS A. UBINAS | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE F. WARREN | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: ANDREW WILSON | Management | For | For | ||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE WITH RESPECT TO THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | |||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 7,301 | 0 | 21-Jun-2017 | 04-Aug-2017 | |||||||||||||
6734305561 | UNION BANK | 7,096 | 0 | 21-Jun-2017 | 04-Aug-2017 | |||||||||||||
EVERSOURCE ENERGY | ||||||||||||||||||
Security | 30040W108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ES | Meeting Date | 02-May-2018 | |||||||||||||||
ISIN | US30040W1080 | Agenda | 934746009 - Management | |||||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||||||||
1B | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | ||||||||||||||
1C | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||||||||
1D | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||||||||
1E | Election of Trustee: James J. Judge | Management | For | For | ||||||||||||||
1F | Election of Trustee: John Y. Kim | Management | For | For | ||||||||||||||
1G | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||||||||
1H | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||||||||
1I | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||||||||
1J | Election of Trustee: Dennis R. Wraase | Management | For | For | ||||||||||||||
2 | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||||||||
3 | Approve the 2018 Eversource Energy Incentive Plan | Management | For | For | ||||||||||||||
4 | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,874 | 0 | 24-Mar-2018 | 03-May-2018 | |||||||||||||
6734305561 | UNION BANK | 8,433 | 0 | 24-Mar-2018 | 03-May-2018 | |||||||||||||
FLIR SYSTEMS, INC. | ||||||||||||||||||
Security | 302445101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FLIR | Meeting Date | 20-Apr-2018 | |||||||||||||||
ISIN | US3024451011 | Agenda | 934732543 - Management | |||||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: James J. Cannon | Management | For | For | ||||||||||||||
1B. | Election of Director: John D. Carter | Management | For | For | ||||||||||||||
1C. | Election of Director: William W. Crouch | Management | For | For | ||||||||||||||
1D. | Election of Director: Catherine A. Halligan | Management | For | For | ||||||||||||||
1E. | Election of Director: Earl R. Lewis | Management | For | For | ||||||||||||||
1F. | Election of Director: Angus L. Macdonald | Management | For | For | ||||||||||||||
1G. | Election of Director: Michael T. Smith | Management | For | For | ||||||||||||||
1H. | Election of Director: Cathy A. Stauffer | Management | For | For | ||||||||||||||
1I. | Election of Director: Robert S. Tyrer | Management | For | For | ||||||||||||||
1J. | Election of Director: John W. Wood, Jr. | Management | For | For | ||||||||||||||
1K. | Election of Director: Steven E. Wynne | Management | For | For | ||||||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the proxy statement. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 10,442 | 0 | 10-Mar-2018 | 23-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 9,924 | 0 | 10-Mar-2018 | 23-Apr-2018 | |||||||||||||
GENERAL MILLS, INC. | ||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GIS | Meeting Date | 26-Sep-2017 | |||||||||||||||
ISIN | US3703341046 | Agenda | 934667051 - Management | |||||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Sep-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||||||||
1B) | ELECTION OF DIRECTOR: ALICIA BOLER DAVIS | Management | For | For | ||||||||||||||
1C) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||||||||
1D) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||||||||
1E) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | For | For | ||||||||||||||
1F) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||||||||
1G) | ELECTION OF DIRECTOR: JEFFREY L. HARMENING | Management | For | For | ||||||||||||||
1H) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||||||||||
1I) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||||||||
1J) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||||||||
1K) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||||
1L) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||||||||||
1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||||||||||
2. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN. | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
5. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 14,325 | 0 | 15-Aug-2017 | 27-Sep-2017 | |||||||||||||
6734305561 | UNION BANK | 13,910 | 0 | 15-Aug-2017 | 27-Sep-2017 | |||||||||||||
H&R BLOCK, INC. | ||||||||||||||||||
Security | 093671105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HRB | Meeting Date | 14-Sep-2017 | |||||||||||||||
ISIN | US0936711052 | Agenda | 934663332 - Management | |||||||||||||||
Record Date | 14-Jul-2017 | Holding Recon Date | 14-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Sep-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: ANGELA N. ARCHON | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2018. | Management | For | For | ||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||
5. | APPROVAL OF THE H&R BLOCK, INC. 2018 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||
6. | SHAREHOLDER PROPOSAL ASKING THE BOARD OF DIRECTORS TO ADOPT AMENDMENTS TO THE COMPANY'S PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 25,541 | 0 | 03-Aug-2017 | 15-Sep-2017 | |||||||||||||
6734305561 | UNION BANK | 24,800 | 0 | 03-Aug-2017 | 15-Sep-2017 | |||||||||||||
HANESBRANDS INC. | ||||||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | |||||||||||||||
ISIN | US4103451021 | Agenda | 934736197 - Management | |||||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||||||||
1B. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||||||
1C. | Election of Director: James C. Johnson | Management | For | For | ||||||||||||||
1D. | Election of Director: Jessica T. Mathews | Management | For | For | ||||||||||||||
1E. | Election of Director: Franck J. Moison | Management | For | For | ||||||||||||||
1F. | Election of Director: Robert F. Moran | Management | For | For | ||||||||||||||
1G. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||||||
1H. | Election of Director: Richard A. Noll | Management | For | For | ||||||||||||||
1I. | Election of Director: David V. Singer | Management | For | For | ||||||||||||||
1J. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2018 fiscal year | Management | For | For | ||||||||||||||
3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 22,812 | 0 | 16-Mar-2018 | 25-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 21,679 | 0 | 16-Mar-2018 | 25-Apr-2018 | |||||||||||||
HCA HEALTHCARE, INC. | ||||||||||||||||||
Security | 40412C101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2018 | |||||||||||||||
ISIN | US40412C1018 | Agenda | 934740348 - Management | |||||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: R. Milton Johnson | Management | For | For | ||||||||||||||
1b. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||||||||
1c. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||||||||
1d. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||||||
1e. | Election of Director: William R. Frist | Management | For | For | ||||||||||||||
1f. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||||||
1g. | Election of Director: Ann H. Lamont | Management | For | For | ||||||||||||||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | ||||||||||||||
1i. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||||||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||||||||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | ||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018 | Management | For | For | ||||||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||||
4. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation | Management | 1 Year | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 5,077 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 4,828 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
HORMEL FOODS CORPORATION | ||||||||||||||||||
Security | 440452100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 | |||||||||||||||
ISIN | US4404521001 | Agenda | 934712159 - Management | |||||||||||||||
Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: GARY C. BHOJWANI | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: GLENN S. FORBES, M.D. | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN M. LACY | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ELSA A. MURANO, PH.D. | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: SUSAN K. NESTEGARD | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: DAKOTA A. PIPPINS | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: SALLY J. SMITH | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: JAMES P. SNEE | Management | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: STEVEN A. WHITE | Management | For | For | ||||||||||||||
2. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2018. | Management | For | For | ||||||||||||||
3. | APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE COMPANY'S 2018 ANNUAL MEETING PROXY STATEMENT. | Management | For | For | ||||||||||||||
4. | APPROVE THE HORMEL FOODS CORPORATION 2018 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 15,827 | 0 | 21-Dec-2017 | 31-Jan-2018 | |||||||||||||
6734305561 | UNION BANK | 15,094 | 0 | 21-Dec-2017 | 31-Jan-2018 | |||||||||||||
KELLOGG COMPANY | ||||||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | K | Meeting Date | 27-Apr-2018 | |||||||||||||||
ISIN | US4878361082 | Agenda | 934739915 - Management | |||||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Carter Cast | For | For | |||||||||||||||
2 | Zachary Gund | For | For | |||||||||||||||
3 | Jim Jenness | For | For | |||||||||||||||
4 | Don Knauss | For | For | |||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 7,718 | 0 | 13-Mar-2018 | 30-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 7,335 | 0 | 13-Mar-2018 | 30-Apr-2018 | |||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LMT | Meeting Date | 26-Apr-2018 | |||||||||||||||
ISIN | US5398301094 | Agenda | 934744221 - Management | |||||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | ||||||||||||||
1b. | Election of Director: Nolan D. Archibald | Management | For | For | ||||||||||||||
1c. | Election of Director: David B. Burritt | Management | For | For | ||||||||||||||
1d. | Election of Director: Bruce A. Carlson | Management | For | For | ||||||||||||||
1e. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||||||
1g. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||||||
1h. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||||||
1i. | Election of Director: Jeh C. Johnson | Management | For | For | ||||||||||||||
1j. | Election of Director: Joseph W. Ralston | Management | For | For | ||||||||||||||
1k. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2018 | Management | For | For | ||||||||||||||
3. | Management Proposal to Approve the Lockheed Martin Corporation Amended and Restated Directors Equity Plan | Management | For | For | ||||||||||||||
4. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | ||||||||||||||
5. | Stockholder Proposal to Adopt Stockholder Action By Written Consent | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 1,470 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 1,397 | 0 | 17-Mar-2018 | 27-Apr-2018 | |||||||||||||
MICHAEL KORS HOLDINGS LIMITED | ||||||||||||||||||
Security | G60754101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | KORS | Meeting Date | 03-Aug-2017 | |||||||||||||||
ISIN | VGG607541015 | Agenda | 934650789 - Management | |||||||||||||||
Record Date | 01-Jun-2017 | Holding Recon Date | 01-Jun-2017 | |||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 02-Aug-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. IDOL | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBIN FREESTONE | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: ANN KOROLOGOS | Management | For | For | ||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | A SHAREHOLDER PROPOSAL ENTITLED "CLEAN ENERGY RESOLUTION" IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,723 | 0 | 21-Jun-2017 | 04-Aug-2017 | |||||||||||||
6734305561 | UNION BANK | 8,481 | 0 | 21-Jun-2017 | 04-Aug-2017 | |||||||||||||
NASDAQ, INC. | ||||||||||||||||||
Security | 631103108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NDAQ | Meeting Date | 24-Apr-2018 | |||||||||||||||
ISIN | US6311031081 | Agenda | 934741578 - Management | |||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Melissa M. Arnoldi | Management | For | For | ||||||||||||||
1B. | Election of Director: Charlene T. Begley | Management | For | For | ||||||||||||||
1C. | Election of Director: Steven D. Black | Management | For | For | ||||||||||||||
1D. | Election of Director: Adena T. Friedman | Management | For | For | ||||||||||||||
1E. | Election of Director: Essa Kazim | Management | For | For | ||||||||||||||
1F. | Election of Director: Thomas A. Kloet | Management | For | For | ||||||||||||||
1G. | Election of Director: John D. Rainey | Management | For | For | ||||||||||||||
1H. | Election of Director: Michael R. Splinter | Management | For | For | ||||||||||||||
1I. | Election of Director: Jacob Wallenberg | Management | For | For | ||||||||||||||
1J. | Election of Director: Lars R. Wedenborn | Management | For | For | ||||||||||||||
2. | Advisory vote to approve the company's executive compensation | Management | For | For | ||||||||||||||
3. | Approval of the Nasdaq, Inc. Equity Incentive Plan, as amended and restated | Management | For | For | ||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||||||||
5. | A Stockholder Proposal Entitled "Shareholder Right to Act by Written Consent" | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 6,539 | 0 | 15-Mar-2018 | 25-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 6,214 | 0 | 15-Mar-2018 | 25-Apr-2018 | |||||||||||||
NIKE, INC. | ||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 | |||||||||||||||
ISIN | US6541061031 | Agenda | 934663774 - Management | |||||||||||||||
Record Date | 21-Jul-2017 | Holding Recon Date | 21-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||||||||
3 | MICHELLE A. PELUSO | For | For | |||||||||||||||
2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | ||||||||||||||
3. | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | 1 Year | For | ||||||||||||||
4. | TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS AMENDED. | Management | For | For | ||||||||||||||
5. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||||||||||
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 13,740 | 0 | 01-Aug-2017 | 22-Sep-2017 | |||||||||||||
6734305561 | UNION BANK | 13,341 | 0 | 01-Aug-2017 | 22-Sep-2017 | |||||||||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||||||||||
Security | 744573106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PEG | Meeting Date | 17-Apr-2018 | |||||||||||||||
ISIN | US7445731067 | Agenda | 934740209 - Management | |||||||||||||||
Record Date | 16-Feb-2018 | Holding Recon Date | 16-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of director: Willie A. Deese | Management | For | For | ||||||||||||||
1B. | Election of director: William V. Hickey | Management | For | For | ||||||||||||||
1C. | Election of director: Ralph Izzo | Management | For | For | ||||||||||||||
1D. | Election of director: Shirley Ann Jackson | Management | For | For | ||||||||||||||
1E. | Election of director: David Lilley | Management | For | For | ||||||||||||||
1F. | Election of director: Barry H. Ostrowsky | Management | For | For | ||||||||||||||
1G. | Election of director: Thomas A. Renyi | Management | For | For | ||||||||||||||
1H. | Election of director: Hak Cheol (H.C.) Shin | Management | For | For | ||||||||||||||
1I. | Election of director: Richard J. Swift | Management | For | For | ||||||||||||||
1J. | Election of director: Susan Tomasky | Management | For | For | ||||||||||||||
1K. | Election of director: Alfred W. Zollar | Management | For | For | ||||||||||||||
2. | Advisory vote on the approval of executive compensation | Management | For | For | ||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2018 | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 10,600 | 0 | 13-Mar-2018 | 18-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 10,074 | 0 | 13-Mar-2018 | 18-Apr-2018 | |||||||||||||
PUBLIC STORAGE | ||||||||||||||||||
Security | 74460D109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PSA | Meeting Date | 25-Apr-2018 | |||||||||||||||
ISIN | US74460D1090 | Agenda | 934740487 - Management | |||||||||||||||
Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||||||||
1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||||||||
1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||||||||
1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||||||||
1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||||||||
1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||||||||
1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||||||||
1H. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||||||||
1I. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||
3. | To approve an amendment to the Company's Declaration of Trust to allow shareholders to amend the Company's bylaws. | Management | For | For | ||||||||||||||
4. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 2,728 | 0 | 17-Mar-2018 | 26-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 2,593 | 0 | 17-Mar-2018 | 26-Apr-2018 | |||||||||||||
RALPH LAUREN CORPORATION | ||||||||||||||||||
Security | 751212101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RL | Meeting Date | 10-Aug-2017 | |||||||||||||||
ISIN | US7512121010 | Agenda | 934652997 - Management | |||||||||||||||
Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Aug-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | FRANK A. BENNACK, JR. | For | For | |||||||||||||||
2 | JOEL L. FLEISHMAN | For | For | |||||||||||||||
3 | HUBERT JOLY | For | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2017 PROXY STATEMENT. | Management | For | For | ||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
5. | APPROVAL OF OUR AMENDED AND RESTATED EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 11,989 | 0 | 30-Jun-2017 | 11-Aug-2017 | |||||||||||||
6734305561 | UNION BANK | 11,653 | 0 | 30-Jun-2017 | 11-Aug-2017 | |||||||||||||
ROCKWELL COLLINS, INC. | ||||||||||||||||||
Security | 774341101 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | COL | Meeting Date | 11-Jan-2018 | |||||||||||||||
ISIN | US7743411016 | Agenda | 934712969 - Management | |||||||||||||||
Record Date | 08-Dec-2017 | Holding Recon Date | 08-Dec-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jan-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 4, 2017, BY AND AMONG UNITED TECHNOLOGIES CORPORATION, RIVETER MERGER SUB CORP. AND ROCKWELL COLLINS, INC. AND APPROVE THE MERGER CONTEMPLATED THEREBY (THE "MERGER PROPOSAL"). | Management | For | For | ||||||||||||||
2. | APPROVE ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ROCKWELL COLLINS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT (THE "MERGER-RELATED COMPENSATION PROPOSAL"). | Management | For | For | ||||||||||||||
3. | APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 3,928 | 0 | 13-Dec-2017 | 12-Jan-2018 | |||||||||||||
6734305561 | UNION BANK | 3,738 | 0 | 13-Dec-2017 | 12-Jan-2018 | |||||||||||||
ROCKWELL COLLINS, INC. | ||||||||||||||||||
Security | 774341101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | COL | Meeting Date | 01-Feb-2018 | |||||||||||||||
ISIN | US7743411016 | Agenda | 934713872 - Management | |||||||||||||||
Record Date | 04-Dec-2017 | Holding Recon Date | 04-Dec-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jan-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | A. J. CARBONE | For | For | |||||||||||||||
2 | R.K. ORTBERG | For | For | |||||||||||||||
3 | C.L. SHAVERS | For | For | |||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION: FOR A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||
3. | SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: FOR THE SELECTION OF DELOITTE & TOUCHE LLP FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 3,672 | 0 | 16-Dec-2017 | 02-Feb-2018 | |||||||||||||
6734305561 | UNION BANK | 3,498 | 0 | 16-Dec-2017 | 02-Feb-2018 | |||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 | |||||||||||||||
ISIN | US8552441094 | Agenda | 934721956 - Management | |||||||||||||||
Record Date | 11-Jan-2018 | Holding Recon Date | 11-Jan-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Howard Schultz | Management | For | For | ||||||||||||||
1B. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||||||||
1C. | Election of Director: Mary N. Dillon | Management | For | For | ||||||||||||||
1D. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||
1E. | Election of Director: Kevin R. Johnson | Management | For | For | ||||||||||||||
1F. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | ||||||||||||||
1G. | Election of Director: Satya Nadella | Management | For | For | ||||||||||||||
1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||||||||||||
1I. | Election of Director: Clara Shih | Management | For | For | ||||||||||||||
1J. | Election of Director: Javier G. Teruel | Management | For | For | ||||||||||||||
1K. | Election of Director: Myron E. Ullman, III | Management | For | For | ||||||||||||||
1L. | Election of Director: Craig E. Weatherup | Management | For | For | ||||||||||||||
2. | Advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For | ||||||||||||||
4. | Proxy Access Bylaw Amendments. | Shareholder | Against | For | ||||||||||||||
5. | Report on Sustainable Packaging. | Shareholder | Against | For | ||||||||||||||
6. | "Proposal Withdrawn". | Shareholder | Against | |||||||||||||||
7. | Diversity Report. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,517 | 0 | 27-Jan-2018 | 22-Mar-2018 | |||||||||||||
6734305561 | UNION BANK | 8,085 | 0 | 27-Jan-2018 | 22-Mar-2018 | |||||||||||||
SYSCO CORPORATION | ||||||||||||||||||
Security | 871829107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SYY | Meeting Date | 17-Nov-2017 | |||||||||||||||
ISIN | US8718291078 | Agenda | 934682445 - Management | |||||||||||||||
Record Date | 20-Sep-2017 | Holding Recon Date | 20-Sep-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN M. CASSADAY | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: JOSHUA D. FRANK | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Management | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | Management | For | For | ||||||||||||||
1M. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | ||||||||||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2017 PROXY STATEMENT. | Management | For | For | ||||||||||||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | ||||||||||||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 9,932 | 0 | 07-Oct-2017 | 20-Nov-2017 | |||||||||||||
6734305561 | UNION BANK | 9,486 | 0 | 07-Oct-2017 | 20-Nov-2017 | |||||||||||||
THE CLOROX COMPANY | ||||||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CLX | Meeting Date | 15-Nov-2017 | |||||||||||||||
ISIN | US1890541097 | Agenda | 934682584 - Management | |||||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. CARMONA | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BENNO DORER | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: SPENCER C. FLEISCHER | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ESTHER LEE | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: JEFFREY NODDLE | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: RUSSELL WEINER | Management | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||
6. | APPROVAL OF THE COMPANY'S EQUITY AWARD POLICY FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||||||||||||
7. | STOCKHOLDER PROPOSAL TO AMEND PROXY ACCESS BYLAWS. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 5,414 | 0 | 26-Sep-2017 | 16-Nov-2017 | |||||||||||||
6734305561 | UNION BANK | 5,246 | 0 | 26-Sep-2017 | 16-Nov-2017 | |||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | KO | Meeting Date | 25-Apr-2018 | |||||||||||||||
ISIN | US1912161007 | Agenda | 934735234 - Management | |||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||||||
1B. | Election of Director: Ronald W. Allen | Management | For | For | ||||||||||||||
1C. | Election of Director: Marc Bolland | Management | For | For | ||||||||||||||
1D. | Election of Director: Ana Botin | Management | For | For | ||||||||||||||
1E. | Election of Director: Richard M. Daley | Management | For | For | ||||||||||||||
1F. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||||||
1G. | Election of Director: Barry Diller | Management | For | For | ||||||||||||||
1H. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||||
1I. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||||||
1J. | Election of Director: Muhtar Kent | Management | For | For | ||||||||||||||
1K. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||||||
1L. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||||||
1M. | Election of Director: Sam Nunn | Management | For | For | ||||||||||||||
1N. | Election of Director: James Quincey | Management | For | For | ||||||||||||||
1O. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||||||
1P. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 11,277 | 0 | 09-Mar-2018 | 26-Apr-2018 | |||||||||||||
6734305561 | UNION BANK | 10,717 | 0 | 09-Mar-2018 | 26-Apr-2018 | |||||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | COO | Meeting Date | 19-Mar-2018 | |||||||||||||||
ISIN | US2166484020 | Agenda | 934724825 - Management | |||||||||||||||
Record Date | 23-Jan-2018 | Holding Recon Date | 23-Jan-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of director: A. Thomas Bender | Management | For | For | ||||||||||||||
1B. | Election of director: Colleen E. Jay | Management | For | For | ||||||||||||||
1C. | Election of director: Michael H. Kalkstein | Management | For | For | ||||||||||||||
1D. | Election of director: William A. Kozy | Management | For | For | ||||||||||||||
1E. | Election of director: Jody S. Lindell | Management | For | For | ||||||||||||||
1F. | Election of director: Gary S. Petersmeyer | Management | For | For | ||||||||||||||
1G. | Election of director: Allan E. Rubenstein, M.D. | Management | For | For | ||||||||||||||
1H. | Election of director: Robert S. Weiss | Management | For | For | ||||||||||||||
1I. | Election of director: Stanley Zinberg, M.D. | Management | For | For | ||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2018. | Management | For | For | ||||||||||||||
3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||||||||||
4. | Consider a stockholder proposal regarding a "net-zero" greenhouse gas emissions report. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 2,234 | 0 | 03-Feb-2018 | 20-Mar-2018 | |||||||||||||
6734305561 | UNION BANK | 2,121 | 0 | 03-Feb-2018 | 20-Mar-2018 | |||||||||||||
THE ESTEE LAUDER COMPANIES INC. | ||||||||||||||||||
Security | 518439104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EL | Meeting Date | 14-Nov-2017 | |||||||||||||||
ISIN | US5184391044 | Agenda | 934681291 - Management | |||||||||||||||
Record Date | 15-Sep-2017 | Holding Recon Date | 15-Sep-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF CLASS III DIRECTOR: CHARLENE BARSHEFSKY Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||||
1B. | ELECTION OF CLASS III DIRECTOR: WEI SUN CHRISTIANSON Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||||
1C. | ELECTION OF CLASS III DIRECTOR: FABRIZIO FREDA Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||||
1D. | ELECTION OF CLASS III DIRECTOR: JANE LAUDER Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||||
1E. | ELECTION OF CLASS III DIRECTOR: LEONARD A. LAUDER Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 6,995 | 0 | 29-Sep-2017 | 15-Nov-2017 | |||||||||||||
6734305561 | UNION BANK | 6,777 | 0 | 29-Sep-2017 | 15-Nov-2017 | |||||||||||||
THE HERSHEY COMPANY | ||||||||||||||||||
Security | 427866108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HSY | Meeting Date | 02-May-2018 | |||||||||||||||
ISIN | US4278661081 | Agenda | 934740045 - Management | |||||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | P.M. Arway | For | For | |||||||||||||||
2 | J.W. Brown | For | For | |||||||||||||||
3 | M.G. Buck | For | For | |||||||||||||||
4 | C.A. Davis | For | For | |||||||||||||||
5 | M.K. Haben | For | For | |||||||||||||||
6 | J.C. Katzman | For | For | |||||||||||||||
7 | M.D. Koken | For | For | |||||||||||||||
8 | R.M. Malcolm | For | For | |||||||||||||||
9 | A.J. Palmer | For | For | |||||||||||||||
10 | W.L. Schoppert | For | For | |||||||||||||||
11 | D.L. Shedlarz | For | For | |||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2018. | Management | For | For | ||||||||||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 5,089 | 0 | 23-Mar-2018 | 03-May-2018 | |||||||||||||
6734305561 | UNION BANK | 4,836 | 0 | 23-Mar-2018 | 03-May-2018 | |||||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SJM | Meeting Date | 16-Aug-2017 | |||||||||||||||
ISIN | US8326964058 | Agenda | 934655070 - Management | |||||||||||||||
Record Date | 19-Jun-2017 | Holding Recon Date | 19-Jun-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Aug-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL J. DOLAN | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: JAY L. HENDERSON | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH VALK LONG | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: GARY A. OATEY | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRK L. PERRY | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: ALEX SHUMATE | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK T. SMUCKER | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | For | For | ||||||||||||||
1L. | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | Management | For | For | ||||||||||||||
1M. | ELECTION OF DIRECTOR: DAWN C. WILLOUGHBY | Management | For | For | ||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 6,480 | 0 | 01-Jul-2017 | 17-Aug-2017 | |||||||||||||
6734305561 | UNION BANK | 6,299 | 0 | 01-Jul-2017 | 17-Aug-2017 | |||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||||
ISIN | US7427181091 | Agenda | 934664827 - Management | |||||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | FRANCIS S. BLAKE | |||||||||||||||||
2 | ANGELA F. BRALY | |||||||||||||||||
3 | AMY L. CHANG | |||||||||||||||||
4 | KENNETH I. CHENAULT | |||||||||||||||||
5 | SCOTT D. COOK | |||||||||||||||||
6 | TERRY J. LUNDGREN | |||||||||||||||||
7 | W. JAMES MCNERNEY, JR. | |||||||||||||||||
8 | DAVID S. TAYLOR | |||||||||||||||||
9 | MARGARET C. WHITMAN | |||||||||||||||||
10 | PATRICIA A. WOERTZ | |||||||||||||||||
11 | ERNESTO ZEDILLO | |||||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | ||||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | ||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | ||||||||||||||||
7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | ||||||||||||||||
8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 9,050 | 0 | |||||||||||||||
6734305560 | UNION BANK | 9,050 | 0 | |||||||||||||||
6734305561 | UNION BANK | 8,787 | 0 | |||||||||||||||
6734305561 | UNION BANK | 8,787 | 0 | |||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||||
ISIN | US7427181091 | Agenda | 934664839 - Opposition | |||||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | NELSON PELTZ | |||||||||||||||||
2 | MGT NOM: F.S. BLAKE | |||||||||||||||||
3 | MGT NOM: A.F. BRALY | |||||||||||||||||
4 | MGT NOM: AMY L. CHANG | |||||||||||||||||
5 | MGT NOM: K.I. CHENAULT | |||||||||||||||||
6 | MGT NOM: SCOTT D. COOK | |||||||||||||||||
7 | MGT NOM: T.J. LUNDGREN | |||||||||||||||||
8 | MGT NOM: W. MCNERNEY JR | |||||||||||||||||
9 | MGT NOM: D.S. TAYLOR | |||||||||||||||||
10 | MGT NOM: M.C. WHITMAN | |||||||||||||||||
11 | MGT NOM: P.A. WOERTZ | |||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | ||||||||||||||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS. | Shareholder | ||||||||||||||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 9,050 | 0 | |||||||||||||||
6734305561 | UNION BANK | 8,787 | 0 | |||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||||
ISIN | US7427181091 | Agenda | 934669815 - Management | |||||||||||||||
Record Date | 11-Aug-2017 | Holding Recon Date | 11-Aug-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | FRANCIS S. BLAKE | |||||||||||||||||
2 | ANGELA F. BRALY | |||||||||||||||||
3 | AMY L. CHANG | |||||||||||||||||
4 | KENNETH I. CHENAULT | |||||||||||||||||
5 | SCOTT D. COOK | |||||||||||||||||
6 | TERRY J. LUNDGREN | |||||||||||||||||
7 | W. JAMES MCNERNEY, JR. | |||||||||||||||||
8 | DAVID S. TAYLOR | |||||||||||||||||
9 | MARGARET C. WHITMAN | |||||||||||||||||
10 | PATRICIA A. WOERTZ | |||||||||||||||||
11 | ERNESTO ZEDILLO | |||||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | ||||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | ||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | ||||||||||||||||
7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | ||||||||||||||||
8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,195 | 0 | |||||||||||||||
6734305561 | UNION BANK | 7,939 | 0 | |||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||||
ISIN | US7427181091 | Agenda | 934669827 - Opposition | |||||||||||||||
Record Date | 11-Aug-2017 | Holding Recon Date | 11-Aug-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | NELSON PELTZ | |||||||||||||||||
2 | MGT NOM: F.S. BLAKE | |||||||||||||||||
3 | MGT NOM: A.F. BRALY | |||||||||||||||||
4 | MGT NOM: AMY L. CHANG | |||||||||||||||||
5 | MGT NOM: K.I. CHENAULT | |||||||||||||||||
6 | MGT NOM: SCOTT D. COOK | |||||||||||||||||
7 | MGT NOM: T.J. LUNDGREN | |||||||||||||||||
8 | MGT NOM: W. MCNERNEY JR | |||||||||||||||||
9 | MGT NOM: D.S. TAYLOR | |||||||||||||||||
10 | MGT NOM: M.C. WHITMAN | |||||||||||||||||
11 | MGT NOM: P.A. WOERTZ | |||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | ||||||||||||||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS. | Shareholder | ||||||||||||||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,195 | 0 | |||||||||||||||
6734305561 | UNION BANK | 7,939 | 0 | |||||||||||||||
TRANSDIGM GROUP INCORPORATED | ||||||||||||||||||
Security | 893641100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TDG | Meeting Date | 20-Mar-2018 | |||||||||||||||
ISIN | US8936411003 | Agenda | 934725144 - Management | |||||||||||||||
Record Date | 22-Jan-2018 | Holding Recon Date | 22-Jan-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | David Barr | For | For | |||||||||||||||
2 | William Dries | For | For | |||||||||||||||
3 | Mervin Dunn | For | For | |||||||||||||||
4 | Michael Graff | For | For | |||||||||||||||
5 | Sean Hennessy | For | For | |||||||||||||||
6 | W. Nicholas Howley | For | For | |||||||||||||||
7 | Raymond Laubenthal | For | For | |||||||||||||||
8 | Gary E. McCullough | For | For | |||||||||||||||
9 | Douglas Peacock | For | For | |||||||||||||||
10 | Robert Small | For | For | |||||||||||||||
11 | John Staer | For | For | |||||||||||||||
2. | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 1,873 | 0 | 07-Feb-2018 | 21-Mar-2018 | |||||||||||||
6734305561 | UNION BANK | 1,778 | 0 | 07-Feb-2018 | 21-Mar-2018 | |||||||||||||
TYSON FOODS, INC. | ||||||||||||||||||
Security | 902494103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TSN | Meeting Date | 08-Feb-2018 | |||||||||||||||
ISIN | US9024941034 | Agenda | 934713199 - Management | |||||||||||||||
Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Feb-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN TYSON | Management | For | For | ||||||||||||||
1B. | ELECTION OF DIRECTOR: GAURDIE E. BANISTER JR. | Management | For | For | ||||||||||||||
1C. | ELECTION OF DIRECTOR: DEAN BANKS | Management | For | For | ||||||||||||||
1D. | ELECTION OF DIRECTOR: MIKE BEEBE | Management | For | For | ||||||||||||||
1E. | ELECTION OF DIRECTOR: MIKEL A. DURHAM | Management | For | For | ||||||||||||||
1F. | ELECTION OF DIRECTOR: TOM HAYES | Management | For | For | ||||||||||||||
1G. | ELECTION OF DIRECTOR: KEVIN M. MCNAMARA | Management | For | For | ||||||||||||||
1H. | ELECTION OF DIRECTOR: CHERYL S. MILLER | Management | For | For | ||||||||||||||
1I. | ELECTION OF DIRECTOR: JEFFREY K. SCHOMBURGER | Management | For | For | ||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT THURBER | Management | For | For | ||||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA A. TYSON | Management | For | For | ||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2018. | Management | For | For | ||||||||||||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE TYSON FOODS, INC. 2000 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL TO REQUEST A REPORT DISCLOSING THE POLICY AND PROCEDURES, EXPENDITURES, AND OTHER ACTIVITIES RELATED TO LOBBYING AND GRASSROOTS LOBBYING COMMUNICATIONS. | Shareholder | Against | For | ||||||||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT AND IMPLEMENT A WATER STEWARDSHIP POLICY AT COMPANY AND SUPPLIER FACILITIES. | Shareholder | Against | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 6,240 | 0 | 21-Dec-2017 | 09-Feb-2018 | |||||||||||||
6734305561 | UNION BANK | 5,939 | 0 | 21-Dec-2017 | 09-Feb-2018 | |||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VAR | Meeting Date | 08-Feb-2018 | |||||||||||||||
ISIN | US92220P1057 | Agenda | 934715232 - Management | |||||||||||||||
Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Feb-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | JOSE BASELGA | For | For | |||||||||||||||
2 | SUSAN L. BOSTROM | For | For | |||||||||||||||
3 | JUDY BRUNER | For | For | |||||||||||||||
4 | JEAN-LUC BUTEL | For | For | |||||||||||||||
5 | REGINA E. DUGAN | For | For | |||||||||||||||
6 | R. ANDREW ECKERT | For | For | |||||||||||||||
7 | TIMOTHY E. GUERTIN | For | For | |||||||||||||||
8 | DAVID J. ILLINGWORTH | For | For | |||||||||||||||
9 | DOW R. WILSON | For | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||
3. | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. FIFTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. | Management | For | For | ||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 4,654 | 0 | 30-Dec-2017 | 09-Feb-2018 | |||||||||||||
6734305561 | UNION BANK | 4,430 | 0 | 30-Dec-2017 | 09-Feb-2018 | |||||||||||||
WEC ENERGY GROUP, INC. | ||||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WEC | Meeting Date | 03-May-2018 | |||||||||||||||
ISIN | US92939U1060 | Agenda | 934741895 - Management | |||||||||||||||
Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: John F. Bergstrom | Management | For | For | ||||||||||||||
1B. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||||||||||
1C. | Election of Director: William J. Brodsky | Management | For | For | ||||||||||||||
1D. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||||||||||
1E. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||||||||
1F. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||||||
1G. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||||||
1H. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||||
1I. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||||||||
1J. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||||||
1K. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||||
1L. | Election of Director: Allen L. Leverett | Management | For | For | ||||||||||||||
1M. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||
1N. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||||||
2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2018 | Management | For | For | ||||||||||||||
3. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For | ||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
6734305560 | UNION BANK | 8,427 | 0 | 23-Mar-2018 | 04-May-2018 | |||||||||||||
6734305561 | UNION BANK | 8,008 | 0 | 23-Mar-2018 | 04-May-2018 |
2 | The Cognios Market Neutral Large Cap Fund was reorganized into the M3Sixty Funds Trust on May 7, 2018. The Fund’s proxy voting records are from July 1, 2017 – May 7, 2018. |
Clarkston Founders Fund
Clarkston Fund
Clarkston Partners Fund
Clarkston Select Fund
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 1 of 180 |
Clarkston Founders Fund
AMERISOURCEBERGEN CORPORATION | |||
Security: | 03073E105 | Agenda Number: | 934720613 |
Ticker: | ABC | Meeting Type: | Annual |
ISIN: | US03073E1055 | Meeting Date: | 01-Mar-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Ornella Barra | Mgmt | For | For | ||||
1B. | Election of Director: Steven H. Collis | Mgmt | Against | Against | ||||
1C. | Election of Director: Douglas R. Conant | Mgmt | Against | Against | ||||
1D. | Election of Director: D. Mark Durcan | Mgmt | For | For | ||||
1E. | Election of Director: Richard W. Gochnauer | Mgmt | Against | Against | ||||
1F. | Election of Director: Lon R. Greenberg | Mgmt | For | For | ||||
1G. | Election of Director: Jane E. Henney, M.D. | Mgmt | For | For | ||||
1H. | Election of Director: Kathleen W. Hyle | Mgmt | Against | Against | ||||
1I. | Election of Director: Michael J. Long | Mgmt | Against | Against | ||||
1J. | Election of Director: Henry W. McGee | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 2 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2018. | Mgmt | Against | Against | ||||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | ||||
4. | Approval of an amendment and restatement of the AmerisourceBergen Corporation 2011 Employee Stock Purchase Plan. | Mgmt | For | For | ||||
5. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy that the Chairman of the Board be an independent director. | Shr | For | Against | ||||
6. | Stockholder proposal, if properly presented, regarding the ownership threshold for calling special meetings of stockholders. | Shr | Against | For | ||||
7. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy to disclose certain incentive compensation clawbacks. | Shr | Against | For | ||||
8. | Stockholder proposal, if properly presented, to urge the Board of Directors to report to stockholders on governance measures implemented related to opioids. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 3 of 180 |
Clarkston Founders Fund
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||
Security: | 11133T103 | Agenda Number: | 934685287 |
Ticker: | BR | Meeting Type: | Annual |
ISIN: | US11133T1034 | Meeting Date: | 16-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD J. DALY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Mgmt | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: BRETT A. KELLER | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: STUART R. LEVINE | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: ALAN J. WEBER | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 4 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE). | Mgmt | For | For | ||||
3) | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE (THE FREQUENCY VOTE). | Mgmt | 1 Year | For | ||||
4) | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 5 of 180 |
Clarkston Founders Fund
BROWN & BROWN, INC. | |||
Security: | 115236101 | Agenda Number: | 934750111 |
Ticker: | BRO | Meeting Type: | Annual |
ISIN: | US1152361010 | Meeting Date: | 02-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | J. Hyatt Brown | Mgmt | Withheld | Against | |||||
2 | Samuel P. Bell, III | Mgmt | Withheld | Against | |||||
3 | Hugh M. Brown | Mgmt | For | For | |||||
4 | J. Powell Brown | Mgmt | For | For | |||||
5 | Bradley Currey, Jr. | Mgmt | Withheld | Against | |||||
6 | Theodore J. Hoepner | Mgmt | Withheld | Against | |||||
7 | James S. Hunt | Mgmt | For | For | |||||
8 | Toni Jennings | Mgmt | For | For | |||||
9 | Timothy R.M. Main | Mgmt | For | For | |||||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||||
11 | Wendell S. Reilly | Mgmt | Withheld | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 6 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
12 | Chilton D. Varner | Mgmt | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | |||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||||
4. | To approve an amendment to Brown & Brown, Inc.'s 2008 Sharesave Plan. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 7 of 180 |
Clarkston Founders Fund
C.H. ROBINSON WORLDWIDE, INC. | |||
Security: | 12541W209 | Agenda Number: | 934746794 |
Ticker: | CHRW | Meeting Type: | Annual |
ISIN: | US12541W2098 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | ||||
1b. | Election of Director: Robert Ezrilov | Mgmt | Against | Against | ||||
1c. | Election of Director: Wayne M. Fortun | Mgmt | Against | Against | ||||
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | ||||
1e. | Election of Director: Mary J. Steele Guilfoile | Mgmt | Against | Against | ||||
1f. | Election of Director: Jodee A. Kozlak | Mgmt | Against | Against | ||||
1g. | Election of Director: Brian P. Short | Mgmt | Against | Against | ||||
1h. | Election of Director: James B. Stake | Mgmt | Against | Against | ||||
1i. | Election of Director: John P. Wiehoff | Mgmt | Against | Against | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 8 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditors for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | Report on the feasibility of GHG Disclosure and Management. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 9 of 180 |
Clarkston Founders Fund
CINTAS CORPORATION | |||
Security: | 172908105 | Agenda Number: | 934674359 |
Ticker: | CTAS | Meeting Type: | Annual |
ISIN: | US1729081059 | Meeting Date: | 17-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: JOHN F. BARRETT | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: MELANIE W. BARSTAD | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT E. COLETTI | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD T. FARMER | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: SCOTT D. FARMER | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Mgmt | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 10 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||
4. | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 11 of 180 |
Clarkston Founders Fund
DENTSPLY SIRONA INC. | |||
Security: | 24906P109 | Agenda Number: | 934776684 |
Ticker: | XRAY | Meeting Type: | Annual |
ISIN: | US24906P1093 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Michael C. Alfano | Mgmt | Against | Against | ||||
1b. | Election of Director: David K. Beecken | Mgmt | For | For | ||||
1c. | Election of Director: Eric K. Brandt | Mgmt | Against | Against | ||||
1d. | Election of Director: Donald M. Casey Jr. | Mgmt | For | For | ||||
1e. | Election of Director: Michael J. Coleman | Mgmt | Against | Against | ||||
1f. | Election of Director: Willie A. Deese | Mgmt | Against | Against | ||||
1g. | Election of Director: Betsy D. Holden | Mgmt | Against | Against | ||||
1h. | Election of Director: Thomas Jetter | Mgmt | For | For | ||||
1i. | Election of Director: Arthur D. Kowaloff | Mgmt | Against | Against | ||||
1j. | Election of Director: Harry M. Kraemer Jr. | Mgmt | For | For | ||||
1k. | Election of Director: Francis J. Lunger | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 12 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Leslie F. Varon | Mgmt | For | For | ||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2018. | Mgmt | Against | Against | ||||
3. | Approval, by non-binding vote, of the Company's executive compensation. | Mgmt | Against | Against | ||||
4. | Approval of DENTSPLY SIRONA Inc. Employee Stock Purchase Plan. | Mgmt | For | For | ||||
5. | Approval of Amendment to Certificate of Incorporation to eliminate the supermajority requirement for stockholders to amend the by laws. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 13 of 180 |
Clarkston Founders Fund
FACTSET RESEARCH SYSTEMS INC. | |||
Security: | 303075105 | Agenda Number: | 934697585 |
Ticker: | FDS | Meeting Type: | Annual |
ISIN: | US3030751057 | Meeting Date: | 19-Dec-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1.1 | ELECTION OF DIRECTOR: MALCOLM FRANK | Mgmt | Against | Against | ||||
1.2 | ELECTION OF DIRECTOR: ROBIN A. ABRAMS | Mgmt | For | For | ||||
1.3 | ELECTION OF DIRECTOR: LAURIE SIEGEL | Mgmt | Against | Against | ||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2018. | Mgmt | Against | Against | ||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||
4. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED. | Mgmt | Against | Against | ||||
5. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. NON-EMPLOYEE DIRECTORS' STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||
6. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 14 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
7. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTING. | Mgmt | 1 Year | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 15 of 180 |
Clarkston Founders Fund
FASTENAL COMPANY | |||
Security: | 311900104 | Agenda Number: | 934736010 |
Ticker: | FAST | Meeting Type: | Annual |
ISIN: | US3119001044 | Meeting Date: | 24-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Willard D. Oberton | Mgmt | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | ||||
1C. | Election of Director: Michael J. Dolan | Mgmt | Against | Against | ||||
1D. | Election of Director: Stephen L. Eastman | Mgmt | For | For | ||||
1E. | Election of Director: Daniel L. Florness | Mgmt | For | For | ||||
1F. | Election of Director: Rita J. Heise | Mgmt | For | For | ||||
1G. | Election of Director: Darren R. Jackson | Mgmt | For | For | ||||
1H. | Election of Director: Daniel L. Johnson | Mgmt | For | For | ||||
1I | Election of Director: Scott A. Satterlee | Mgmt | For | For | ||||
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 16 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2018 fiscal year. | Mgmt | Against | Against | ||||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | ||||
4. | Approval of the Fastenal Company Non- Employee Director Stock Option Plan. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 17 of 180 |
Clarkston Founders Fund
IHS MARKIT LTD | |||
Security: | G47567105 | Agenda Number: | 934731969 |
Ticker: | INFO | Meeting Type: | Annual |
ISIN: | BMG475671050 | Meeting Date: | 11-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | Dinyar S. Devitre | Mgmt | For | For | |||||
2 | Nicoletta Giadrossi | Mgmt | For | For | |||||
3 | Robert P. Kelly | Mgmt | For | For | |||||
4 | Deborah D. McWhinney | Mgmt | For | For | |||||
2. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Mgmt | Against | Against | |||||
3. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||
4. | To approve amendments to the Company's bye-laws to declassify the Board of Directors. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 18 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
5. | To approve amendments to the Company's bye-laws to implement majority voting in uncontested director elections and certain other related, administrative or immaterial changes. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 19 of 180 |
Clarkston Founders Fund
LEGG MASON, INC. | |||
Security: | 524901105 | Agenda Number: | 934648835 |
Ticker: | LM | Meeting Type: | Annual |
ISIN: | US5249011058 | Meeting Date: | 25-Jul-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | ROBERT E. ANGELICA | Mgmt | Withheld | Against | |||||
2 | TIANQIAO CHEN | Mgmt | For | For | |||||
3 | WEN-YU "ROBERT" CHIU | Mgmt | For | For | |||||
4 | CAROL ANTHONY DAVIDSON | Mgmt | For | For | |||||
5 | BARRY W. HUFF | Mgmt | For | For | |||||
6 | JOHN V. MURPHY | Mgmt | Withheld | Against | |||||
7 | W. ALLEN REED | Mgmt | Withheld | Against | |||||
8 | MARGARET M. RICHARDSON | Mgmt | For | For | |||||
9 | KURT L. SCHMOKE | Mgmt | Withheld | Against | |||||
10 | JOSEPH A. SULLIVAN | Mgmt | Withheld | Against | |||||
2. | APPROVAL OF THE LEGG MASON, INC. 2017 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 20 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | APPROVAL OF THE AMENDMENT OF THE LEGG MASON, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||
4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||
5. | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 21 of 180 |
Clarkston Founders Fund
LKQ CORPORATION | |||
Security: | 501889208 | Agenda Number: | 934743065 |
Ticker: | LKQ | Meeting Type: | Annual |
ISIN: | US5018892084 | Meeting Date: | 07-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Sukhpal Singh Ahluwalia | Mgmt | For | For | ||||
1b. | Election of Director: A. Clinton Allen | Mgmt | Against | Against | ||||
1c. | Election of Director: Robert M. Hanser | Mgmt | For | For | ||||
1d. | Election of Director: Joseph M. Holsten | Mgmt | Against | Against | ||||
1e. | Election of Director: Blythe J. McGarvie | Mgmt | For | For | ||||
1f. | Election of Director: John F. O'Brien | Mgmt | Against | Against | ||||
1g. | Election of Director: Guhan Subramanian | Mgmt | For | For | ||||
1h. | Election of Director: William M. Webster, IV | Mgmt | Against | Against | ||||
1i. | Election of Director: Dominick Zarcone | Mgmt | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 22 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 23 of 180 |
Clarkston Founders Fund
MARKEL CORPORATION | |||
Security: | 570535104 | Agenda Number: | 934745881 |
Ticker: | MKL | Meeting Type: | Annual |
ISIN: | US5705351048 | Meeting Date: | 14-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: J. Alfred Broaddus, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: K. Bruce Connell | Mgmt | For | For | ||||
1c. | Election of Director: Thomas S. Gayner | Mgmt | Against | Against | ||||
1d. | Election of Director: Stewart M. Kasen | Mgmt | Against | Against | ||||
1e. | Election of Director: Alan I. Kirshner | Mgmt | Against | Against | ||||
1f. | Election of Director: Diane Leopold | Mgmt | For | For | ||||
1g. | Election of Director: Lemuel E. Lewis | Mgmt | Against | Against | ||||
1h. | Election of Director: Anthony F. Markel | Mgmt | For | For | ||||
1i. | Election of Director: Steven A. Markel | Mgmt | For | For | ||||
1j. | Election of Director: Darrell D. Martin | Mgmt | For | For | ||||
1k. | Election of Director: Michael O'Reilly | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 24 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Michael J. Schewel | Mgmt | For | For | ||||
1m. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | ||||
1n. | Election of Director: Debora J. Wilson | Mgmt | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 25 of 180 |
Clarkston Founders Fund
MCKESSON CORPORATION | |||
Security: | 58155Q103 | Agenda Number: | 934648570 |
Ticker: | MCK | Meeting Type: | Annual |
ISIN: | US58155Q1031 | Meeting Date: | 26-Jul-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Mgmt | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Mgmt | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Mgmt | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 26 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Shr | For | Against | ||||
6. | SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 27 of 180 |
Clarkston Founders Fund
NIELSEN HOLDINGS PLC | |||
Security: | G6518L108 | Agenda Number: | 934766227 |
Ticker: | NLSN | Meeting Type: | Annual |
ISIN: | GB00BWFY5505 | Meeting Date: | 22-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: James A. Attwood, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: Mitch Barns | Mgmt | For | For | ||||
1c. | Election of Director: Guerrino De Luca | Mgmt | Against | Against | ||||
1d. | Election of Director: Karen M. Hoguet | Mgmt | For | For | ||||
1e. | Election of Director: Harish Manwani | Mgmt | Against | Against | ||||
1f. | Election of Director: Robert C. Pozen | Mgmt | Against | Against | ||||
1g. | Election of Director: David Rawlinson | Mgmt | For | For | ||||
1h. | Election of Director: Javier G. Teruel | Mgmt | For | For | ||||
1i. | Election of Director: Lauren Zalaznick | Mgmt | Against | Against | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 28 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | Against | Against | ||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | Against | Against | ||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2017. | Mgmt | For | For | ||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 29 of 180 |
Clarkston Founders Fund
PAYCHEX, INC. | |||
Security: | 704326107 | Agenda Number: | 934675969 |
Ticker: | PAYX | Meeting Type: | Annual |
ISIN: | US7043261079 | Meeting Date: | 11-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS F. BONADIO | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOSEPH G. DOODY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Mgmt | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: GRANT M. INMAN | Mgmt | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: MARTIN MUCCI | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Mgmt | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Mgmt | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: KARA WILSON | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 30 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 31 of 180 |
Clarkston Founders Fund
ROPER TECHNOLOGIES, INC. | |||
Security: | 776696106 | Agenda Number: | 934812391 |
Ticker: | ROP | Meeting Type: | Annual |
ISIN: | US7766961061 | Meeting Date: | 04-Jun-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | Shellye L. Archambeau | Mgmt | For | For | |||||
2 | Amy Woods Brinkley | Mgmt | For | For | |||||
3 | John F. Fort, III | Mgmt | Withheld | Against | |||||
4 | Brian D. Jellison | Mgmt | Withheld | Against | |||||
5 | Robert D. Johnson | Mgmt | Withheld | Against | |||||
6 | Robert E. Knowling, Jr. | Mgmt | Withheld | Against | |||||
7 | Wilbur J. Prezzano | Mgmt | Withheld | Against | |||||
8 | Laura G. Thatcher | Mgmt | For | For | |||||
9 | Richard F. Wallman | Mgmt | Withheld | Against | |||||
10 | Christopher Wright | Mgmt | Withheld | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 32 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Mgmt | Against | Against | ||||
3. | To ratify of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 33 of 180 |
Clarkston Founders Fund
STERICYCLE, INC. | |||
Security: | 858912108 | Agenda Number: | 934778119 |
Ticker: | SRCL | Meeting Type: | Annual |
ISIN: | US8589121081 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Robert S. Murley | Mgmt | For | For | ||||
1b. | Election of Director: Charles A. Alutto | Mgmt | For | For | ||||
1c. | Election of Director: Brian P. Anderson | Mgmt | For | For | ||||
1d. | Election of Director: Lynn D. Bleil | Mgmt | For | For | ||||
1e. | Election of Director: Thomas D. Brown | Mgmt | For | For | ||||
1f. | Election of Director: Thomas F. Chen | Mgmt | For | For | ||||
1g. | Election of Director: Mark C. Miller | Mgmt | For | For | ||||
1h. | Election of Director: John Patience | Mgmt | For | For | ||||
1i. | Election of Director: Mike S. Zafirovski | Mgmt | For | For | ||||
2. | Advisory vote to approve executive compensation | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 34 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 | Mgmt | For | For | ||||
4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shr | Against | For | ||||
5. | Stockholder proposal on the vesting of equity awards upon a change in control | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 35 of 180 |
Clarkston Founders Fund
SYSCO CORPORATION | |||
Security: | 871829107 | Agenda Number: | 934682445 |
Ticker: | SYY | Meeting Type: | Annual |
ISIN: | US8718291078 | Meeting Date: | 17-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN M. CASSADAY | Mgmt | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOSHUA D. FRANK | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 36 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Mgmt | For | For | ||||
1L. | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | Mgmt | Against | Against | ||||
1M. | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2017 PROXY STATEMENT. | Mgmt | For | For | ||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Mgmt | Against | Against | ||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 37 of 180 |
Clarkston Founders Fund
THE CHARLES SCHWAB CORPORATION | |||
Security: | 808513105 | Agenda Number: | 934762990 |
Ticker: | SCHW | Meeting Type: | Annual |
ISIN: | US8085131055 | Meeting Date: | 15-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Walter W. Bettinger II | Mgmt | For | For | ||||
1b. | Election of Director: Joan T. Dea | Mgmt | For | For | ||||
1c. | Election of Director: Christopher V. Dodds | Mgmt | For | For | ||||
1d. | Election of Director: Mark A. Goldfarb | Mgmt | For | For | ||||
1e. | Election of Director: Charles A. Ruffel | Mgmt | For | For | ||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Mgmt | Against | Against | ||||
3. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | ||||
4. | Approval of 2013 Stock Incentive Plan as Amended and Restated | Mgmt | For | For | ||||
5. | Approval of Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Mgmt | For | For | ||||
6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 38 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
7. | Stockholder Proposal requesting disclosure of the company's political contributions and expenditures, recipients, and related policies and procedures | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 39 of 180 |
Clarkston Founders Fund
THE WESTERN UNION COMPANY | |||
Security: | 959802109 | Agenda Number: | 934755212 |
Ticker: | WU | Meeting Type: | Annual |
ISIN: | US9598021098 | Meeting Date: | 18-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | ||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | ||||
1c. | Election of Director: Richard A. Goodman | Mgmt | Against | Against | ||||
1d. | Election of Director: Betsy D. Holden | Mgmt | Against | Against | ||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | Against | Against | ||||
1f. | Election of Director: Roberto G. Mendoza | Mgmt | For | For | ||||
1g. | Election of Director: Michael A. Miles, Jr. | Mgmt | Against | Against | ||||
1h. | Election of Director: Robert W. Selander | Mgmt | Against | Against | ||||
1i. | Election of Director: Frances Fragos Townsend | Mgmt | For | For | ||||
1j. | Election of Director: Solomon D. Trujillo | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 40 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | Against | Against | ||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | Mgmt | Against | Against | ||||
5. | Stockholder Proposal Regarding Political Contributions Disclosure | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 41 of 180 |
Clarkston Founders Fund
WATERS CORPORATION | |||
Security: | 941848103 | Agenda Number: | 934757672 |
Ticker: | WAT | Meeting Type: | Annual |
ISIN: | US9418481035 | Meeting Date: | 09-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A | Election of Director: Michael J. Berendt, Ph.D. | Mgmt | Against | Against | ||||
1B | Election of Director: Edward Conard | Mgmt | Against | Against | ||||
1C | Election of Director: Laurie H. Glimcher, M.D. | Mgmt | For | For | ||||
1D | Election of Director: Christopher A. Kuebler | Mgmt | Against | Against | ||||
1E | Election of Director: Christopher J. O'Connell | Mgmt | Against | Against | ||||
1F | Election of Director: Flemming Ornskov, M.D. | Mgmt | For | For | ||||
1G | Election of Director: JoAnn A. Reed | Mgmt | For | For | ||||
1H | Election of Director: Thomas P. Salice | Mgmt | Against | Against | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
3. | To approve, by non-binding vote, executive compensation. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 42 of 180 |
Clarkston Founders Fund
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | |||
Security: | G96629103 | Agenda Number: | 934777333 |
Ticker: | WLTW | Meeting Type: | Annual |
ISIN: | IE00BDB6Q211 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Anna C. Catalano | Mgmt | For | For | ||||
1b. | Election of Director: Victor F. Ganzi | Mgmt | For | For | ||||
1c. | Election of Director: John J. Haley | Mgmt | For | For | ||||
1d. | Election of Director: Wendy E. Lane | Mgmt | For | For | ||||
1e. | Election of Director: James F. McCann | Mgmt | Against | Against | ||||
1f. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | ||||
1g. | Election of Director: Jaymin B. Patel | Mgmt | For | For | ||||
1h. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | ||||
1i. | Election of Director: Paul Thomas | Mgmt | For | For | ||||
1j. | Election of Director: Wilhelm Zeller | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 43 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit & Risk Committee, to fix the independent auditors' remuneration. | Mgmt | Against | Against | ||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | ||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | ||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 44 of 180 |
Clarkston Fund
AMERICAN EXPRESS COMPANY | |||
Security: | 025816109 | Agenda Number: | 934753256 |
Ticker: | AXP | Meeting Type: | Annual |
ISIN: | US0258161092 | Meeting Date: | 07-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Charlene Barshefsky | Mgmt | For | For | ||||
1b. | Election of Director: John J. Brennan | Mgmt | For | For | ||||
1c. | Election of Director: Peter Chernin | Mgmt | Against | Against | ||||
1d. | Election of Director: Ralph de la Vega | Mgmt | For | For | ||||
1e. | Election of Director: Anne L. Lauvergeon | Mgmt | For | For | ||||
1f. | Election of Director: Michael O. Leavitt | Mgmt | For | For | ||||
1g. | Election of Director: Theodore J. Leonsis | Mgmt | For | For | ||||
1h. | Election of Director: Richard C. Levin | Mgmt | For | For | ||||
1i. | Election of Director: Samuel J. Palmisano | Mgmt | For | For | ||||
1j. | Election of Director: Stephen J. Squeri | Mgmt | For | For | ||||
1k. | Election of Director: Daniel L. Vasella | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 45 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Ronald A. Williams | Mgmt | Against | Against | ||||
1m. | Election of Director: Christopher D. Young | Mgmt | For | For | ||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Mgmt | Against | Against | ||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | ||||
4. | Shareholder proposal relating to action by written consent. | Shr | For | Against | ||||
5. | Shareholder proposal relating to independent board chairman. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 46 of 180 |
Clarkston Fund
AMERISOURCEBERGEN CORPORATION | |||
Security: | 03073E105 | Agenda Number: | 934720613 |
Ticker: | ABC | Meeting Type: | Annual |
ISIN: | US03073E1055 | Meeting Date: | 01-Mar-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Ornella Barra | Mgmt | For | For | ||||
1B. | Election of Director: Steven H. Collis | Mgmt | Against | Against | ||||
1C. | Election of Director: Douglas R. Conant | Mgmt | Against | Against | ||||
1D. | Election of Director: D. Mark Durcan | Mgmt | For | For | ||||
1E. | Election of Director: Richard W. Gochnauer | Mgmt | Against | Against | ||||
1F. | Election of Director: Lon R. Greenberg | Mgmt | For | For | ||||
1G. | Election of Director: Jane E. Henney, M.D. | Mgmt | For | For | ||||
1H. | Election of Director: Kathleen W. Hyle | Mgmt | Against | Against | ||||
1I. | Election of Director: Michael J. Long | Mgmt | Against | Against | ||||
1J. | Election of Director: Henry W. McGee | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 47 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2018. | Mgmt | Against | Against | ||||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | ||||
4. | Approval of an amendment and restatement of the AmerisourceBergen Corporation 2011 Employee Stock Purchase Plan. | Mgmt | For | For | ||||
5. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy that the Chairman of the Board be an independent director. | Shr | For | Against | ||||
6. | Stockholder proposal, if properly presented, regarding the ownership threshold for calling special meetings of stockholders. | Shr | Against | For | ||||
7. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy to disclose certain incentive compensation clawbacks. | Shr | Against | For | ||||
8. | Stockholder proposal, if properly presented, to urge the Board of Directors to report to stockholders on governance measures implemented related to opioids. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 48 of 180 |
Clarkston Fund
ANHEUSER-BUSCH INBEV SA | |||
Security: | 03524A108 | Agenda Number: | 934756492 |
Ticker: | BUD | Meeting Type: | Annual |
ISIN: | US03524A1088 | Meeting Date: | 25-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
4. | Approval of the statutory annual accounts | Mgmt | For | For | ||||
5. | Discharge to the Directors | Mgmt | For | For | ||||
6. | Discharge to the statutory auditor | Mgmt | For | For | ||||
7a. | Renewing the appointment as director of Mr. Paul Cornet de Ways Ruart, for a period of two years | Mgmt | For | For | ||||
7b. | Renewing the appointment as director of Mr. Stefan Descheemaeker, for a period of two years | Mgmt | For | For | ||||
7c. | Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of two years | Mgmt | For | For | ||||
7d. | Renewing the appointment as director of Mr. Alexandre Van Damme, for a period of two years | Mgmt | For | For | ||||
7e. | Renewing the appointment as director of Mr. Alexandre Behring, for a period of two years | Mgmt | For | For | ||||
7f. | Renewing the appointment as director of Mr. Paulo Lemann, for a period of two years | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 49 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
7g. | Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of two years | Mgmt | For | For | ||||
7h. | Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of two years | Mgmt | For | For | ||||
7i. | Renewing the appointment as director of Mrs. Maria Asuncion Aramburuzabala, for a period of two years | Mgmt | For | For | ||||
7j. | Renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year | Mgmt | For | For | ||||
7k. | Renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year | Mgmt | For | For | ||||
7l. | Renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Davila, for a period of one year | Mgmt | For | For | ||||
8a. | Remuneration policy and remuneration report of the Company | Mgmt | For | For | ||||
8b. | Approval of increased fixed annual fee of the Chairman | Mgmt | For | For | ||||
8c. | Stock options for Directors | Mgmt | For | For | ||||
8d. | Revised remuneration of the statutory auditor | Mgmt | For | For | ||||
B1. | Filings | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 50 of 180 |
Clarkston Fund
C.H. ROBINSON WORLDWIDE, INC. | |||
Security: | 12541W209 | Agenda Number: | 934746794 |
Ticker: | CHRW | Meeting Type: | Annual |
ISIN: | US12541W2098 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | ||||
1b. | Election of Director: Robert Ezrilov | Mgmt | Against | Against | ||||
1c. | Election of Director: Wayne M. Fortun | Mgmt | Against | Against | ||||
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | ||||
1e. | Election of Director: Mary J. Steele Guilfoile | Mgmt | Against | Against | ||||
1f. | Election of Director: Jodee A. Kozlak | Mgmt | Against | Against | ||||
1g. | Election of Director: Brian P. Short | Mgmt | Against | Against | ||||
1h. | Election of Director: James B. Stake | Mgmt | Against | Against | ||||
1i. | Election of Director: John P. Wiehoff | Mgmt | Against | Against | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 51 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditors for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | Report on the feasibility of GHG Disclosure and Management. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 52 of 180 |
Clarkston Fund
CAPITAL ONE FINANCIAL CORPORATION | |||
Security: | 14040H105 | Agenda Number: | 934744396 |
Ticker: | COF | Meeting Type: | Annual |
ISIN: | US14040H1059 | Meeting Date: | 03-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Richard D. Fairbank | Mgmt | Against | Against | ||||
1B. | Election of Director: Aparna Chennapragada | Mgmt | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Mgmt | For | For | ||||
1D. | Election of Director: Lewis Hay, III | Mgmt | Against | Against | ||||
1E. | Election of Director: Benjamin P. Jenkins,III | Mgmt | For | For | ||||
1F. | Election of Director: Peter Thomas Killalea | Mgmt | For | For | ||||
1G. | Election of Director: Pierre E. Leroy | Mgmt | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Mgmt | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Mgmt | Against | Against | ||||
1J. | Election of Director: Bradford H. Warner | Mgmt | Against | Against | ||||
1K. | Election of Director: Catherine G. West | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 53 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of selection of Ernst & Young LLP as independent auditors of Capital One for 2018. | Mgmt | Against | Against | ||||
3. | Advisory approval of Capital One's 2017 Named Executive Officer compensation. | Mgmt | For | For | ||||
4. | Ratification of 25% ownership threshold for stockholders to request a special meeting of stockholders. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 54 of 180 |
Clarkston Fund
CISCO SYSTEMS, INC. | |||
Security: | 17275R102 | Agenda Number: | 934694147 |
Ticker: | CSCO | Meeting Type: | Annual |
ISIN: | US17275R1023 | Meeting Date: | 11-Dec-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: AMY L. CHANG | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Mgmt | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: ARUN SARIN | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 55 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Mgmt | Against | Against | ||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||
3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Mgmt | For | For | ||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||
5. | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Mgmt | Against | Against | ||||
7. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 56 of 180 |
Clarkston Fund
DIAGEO PLC | |||
Security: | 25243Q205 | Agenda Number: | 934668382 |
Ticker: | DEO | Meeting Type: | Annual |
ISIN: | US25243Q2057 | Meeting Date: | 20-Sep-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1. | REPORT AND ACCOUNTS 2017. | Mgmt | For | For | ||||
2. | DIRECTORS' REMUNERATION REPORT 2017. | Mgmt | For | For | ||||
3. | DIRECTORS' REMUNERATION POLICY 2017. | Mgmt | For | For | ||||
4. | DECLARATION OF FINAL DIVIDEND. | Mgmt | For | For | ||||
5. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
7. | RE-ELECTION OF J FERRAN AS A DIRECTOR. (NOMINATION & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
8. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
9. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 57 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
10. | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
12. | RE-ELECTION OF KA MIKELLS AS A DIRECTOR. (EXECUTIVE) | Mgmt | For | For | ||||
13. | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
14. | RE-APPOINTMENT OF AUDITOR. | Mgmt | Against | Against | ||||
15. | REMUNERATION OF AUDITOR. | Mgmt | Against | Against | ||||
16. | AUTHORITY TO ALLOT SHARES. | Mgmt | For | For | ||||
17. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Mgmt | For | For | ||||
18. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Mgmt | For | For | ||||
19. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Mgmt | For | For | ||||
20. | ADOPTION OF THE DIAGEO PLC 2017 SHARE VALUE PLAN. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 58 of 180 |
Clarkston Fund
EMERSON ELECTRIC CO. | |||
Security: | 291011104 | Agenda Number: | 934711638 |
Ticker: | EMR | Meeting Type: | Annual |
ISIN: | US2910111044 | Meeting Date: | 06-Feb-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | A. F. GOLDEN | Mgmt | For | For | |||||
2 | C. KENDLE | Mgmt | For | For | |||||
3 | J. S. TURLEY | Mgmt | For | For | |||||
4 | G. A. FLACH | Mgmt | For | For | |||||
2. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | Against | |||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Mgmt | For | For | |||||
4. | APPROVAL OF AN AMENDMENT TO EMERSON'S RESTATED ARTICLES OF INCORPORATION TO PROVIDE SHAREHOLDERS THE RIGHT TO AMEND THE BYLAWS. | Mgmt | For | For | |||||
5. | RATIFICATION, ON AN ADVISORY BASIS, OF THE COMPANY'S FORUM SELECTION BYLAW. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 59 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
6. | APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING ADOPTION OF AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. | Shr | For | Against | ||||
7. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For | ||||
8. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For | ||||
9. | APPROVAL OF THE SHAREHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 60 of 180 |
Clarkston Fund
GENERAL ELECTRIC COMPANY | |||
Security: | 369604103 | Agenda Number: | 934737707 |
Ticker: | GE | Meeting Type: | Annual |
ISIN: | US3696041033 | Meeting Date: | 25-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
A1 | Election of Director: Sebastien M. Bazin | Mgmt | For | For | ||||
A2 | Election of Director: W. Geoffrey Beattie | Mgmt | For | For | ||||
A3 | Election of Director: John J. Brennan | Mgmt | Against | Against | ||||
A4 | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | ||||
A5 | Election of Director: Francisco D'Souza | Mgmt | For | For | ||||
A6 | Election of Director: John L. Flannery | Mgmt | For | For | ||||
A7 | Election of Director: Edward P. Garden | Mgmt | Against | Against | ||||
A8 | Election of Director: Thomas W. Horton | Mgmt | For | For | ||||
A9 | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For | ||||
A10 | Election of Director: James J. Mulva | Mgmt | Against | Against | ||||
A11 | Election of Director: Leslie F. Seidman | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 61 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
A12 | Election of Director: James S. Tisch | Mgmt | For | For | ||||
B1 | Advisory Approval of Our Named Executives' Compensation | Mgmt | Against | Against | ||||
B2 | Approval of the GE International Employee Stock Purchase Plan | Mgmt | For | For | ||||
B3 | Ratification of KPMG as Independent Auditor for 2018 | Mgmt | Against | Against | ||||
C1 | Require the Chairman of the Board to be Independent | Shr | For | Against | ||||
C2 | Adopt Cumulative Voting for Director Elections | Shr | Against | For | ||||
C3 | Deduct Impact of Stock Buybacks from Executive Pay | Shr | Against | For | ||||
C4 | Issue Report on Political Lobbying and Contributions | Shr | Against | For | ||||
C5 | Issue Report on Stock Buybacks | Shr | For | Against | ||||
C6 | Permit Shareholder Action by Written Consent | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 62 of 180 |
Clarkston Fund
INTERNATIONAL BUSINESS MACHINES CORP. | |||
Security: | 459200101 | Agenda Number: | 934738886 |
Ticker: | IBM | Meeting Type: | Annual |
ISIN: | US4592001014 | Meeting Date: | 24-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director for a Term of One Year: K.I. Chenault | Mgmt | For | For | ||||
1b. | Election of Director for a Term of One Year: M.L. Eskew | Mgmt | Against | Against | ||||
1c. | Election of Director for a Term of One Year: D.N. Farr | Mgmt | For | For | ||||
1d. | Election of Director for a Term of One Year: A. Gorsky | Mgmt | Against | Against | ||||
1e. | Election of Director for a Term of One Year: S.A. Jackson | Mgmt | For | For | ||||
1f. | Election of Director for a Term of One Year: A.N. Liveris | Mgmt | Against | Against | ||||
1g. | Election of Director for a Term of One Year: H.S. Olayan | Mgmt | For | For | ||||
1h. | Election of Director for a Term of One Year: J.W. Owens | Mgmt | Against | Against | ||||
1i. | Election of Director for a Term of One Year: V.M. Rometty | Mgmt | Against | Against | ||||
1j. | Election of Director for a Term of One Year: J.R. Swedish | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 63 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1k. | Election of Director for a Term of One Year: S. Taurel | Mgmt | Against | Against | ||||
1l. | Election of Director for a Term of One Year: P.R. Voser | Mgmt | For | For | ||||
1m. | Election of Director for a Term of One Year: F.H. Waddell | Mgmt | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | Against | Against | ||||
3. | Advisory Vote on Executive Compensation | Mgmt | Against | Against | ||||
4. | Stockholder Proposal on Lobbying Disclosure | Shr | Against | For | ||||
5. | Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting | Shr | Against | For | ||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 64 of 180 |
Clarkston Fund
JOHNSON & JOHNSON | |||
Security: | 478160104 | Agenda Number: | 934737620 |
Ticker: | JNJ | Meeting Type: | Annual |
ISIN: | US4781601046 | Meeting Date: | 26-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Mary C. Beckerle | Mgmt | For | For | ||||
1b. | Election of Director: D. Scott Davis | Mgmt | For | For | ||||
1c. | Election of Director: Ian E. L. Davis | Mgmt | For | For | ||||
1d. | Election of Director: Jennifer A. Doudna | Mgmt | For | For | ||||
1e. | Election of Director: Alex Gorsky | Mgmt | Against | Against | ||||
1f. | Election of Director: Mark B. McClellan | Mgmt | For | For | ||||
1g. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | ||||
1h. | Election of Director: William D. Perez | Mgmt | Against | Against | ||||
1i. | Election of Director: Charles Prince | Mgmt | Against | Against | ||||
1j. | Election of Director: A. Eugene Washington | Mgmt | For | For | ||||
1k. | Election of Director: Ronald A. Williams | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 65 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures | Shr | Against | For | ||||
5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 66 of 180 |
Clarkston Fund
MARKEL CORPORATION | |||
Security: | 570535104 | Agenda Number: | 934745881 |
Ticker: | MKL | Meeting Type: | Annual |
ISIN: | US5705351048 | Meeting Date: | 14-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: J. Alfred Broaddus, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: K. Bruce Connell | Mgmt | For | For | ||||
1c. | Election of Director: Thomas S. Gayner | Mgmt | Against | Against | ||||
1d. | Election of Director: Stewart M. Kasen | Mgmt | Against | Against | ||||
1e. | Election of Director: Alan I. Kirshner | Mgmt | Against | Against | ||||
1f. | Election of Director: Diane Leopold | Mgmt | For | For | ||||
1g. | Election of Director: Lemuel E. Lewis | Mgmt | Against | Against | ||||
1h. | Election of Director: Anthony F. Markel | Mgmt | For | For | ||||
1i. | Election of Director: Steven A. Markel | Mgmt | For | For | ||||
1j. | Election of Director: Darrell D. Martin | Mgmt | For | For | ||||
1k. | Election of Director: Michael O'Reilly | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 67 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Michael J. Schewel | Mgmt | For | For | ||||
1m. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | ||||
1n. | Election of Director: Debora J. Wilson | Mgmt | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 68 of 180 |
Clarkston Fund
MASTERCARD INCORPORATED | |||
Security: | 57636Q104 | Agenda Number: | 934814535 |
Ticker: | MA | Meeting Type: | Annual |
ISIN: | US57636Q1040 | Meeting Date: | 26-Jun-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of director: Richard Haythornthwaite | Mgmt | Against | Against | ||||
1b. | Election of director: Ajay Banga | Mgmt | For | For | ||||
1c. | Election of director: Silvio Barzi | Mgmt | For | For | ||||
1d. | Election of director: David R. Carlucci | Mgmt | Against | Against | ||||
1e. | Election of director: Richard K. Davis | Mgmt | For | For | ||||
1f. | Election of director: Steven J. Freiberg | Mgmt | Against | Against | ||||
1g. | Election of director: Julius Genachowski | Mgmt | For | For | ||||
1h. | Election of director: Choon Phong Goh | Mgmt | For | For | ||||
1i. | Election of director: Merit E. Janow | Mgmt | For | For | ||||
1j. | Election of director: Nancy Karch | Mgmt | For | For | ||||
1k. | Election of director: Oki Matsumoto | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 69 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of director: Rima Qureshi | Mgmt | For | For | ||||
1m. | Election of director: Jose Octavio Reyes Lagunes | Mgmt | For | For | ||||
1n. | Election of director: Jackson Tai | Mgmt | For | For | ||||
2. | Advisory approval of Mastercard's executive compensation | Mgmt | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2018 | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 70 of 180 |
Clarkston Fund
MCKESSON CORPORATION | |||
Security: | 58155Q103 | Agenda Number: | 934648570 |
Ticker: | MCK | Meeting Type: | Annual |
ISIN: | US58155Q1031 | Meeting Date: | 26-Jul-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Mgmt | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Mgmt | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Mgmt | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 71 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Shr | For | Against | ||||
6. | SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 72 of 180 |
Clarkston Fund
MEDTRONIC PLC | |||
Security: | G5960L103 | Agenda Number: | 934690959 |
Ticker: | MDT | Meeting Type: | Annual |
ISIN: | IE00BTN1Y115 | Meeting Date: | 08-Dec-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Mgmt | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Mgmt | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 73 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Mgmt | Against | Against | ||||
1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Mgmt | For | For | ||||
2. | TO RATIFY, IN A NON-BINDING VOTE, THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR'S REMUNERATION. | Mgmt | Against | Against | ||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). | Mgmt | For | For | ||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE MEDTRONIC PLC AMENDED AND RESTATED 2013 STOCK AWARD AND INCENTIVE PLAN. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 74 of 180 |
Clarkston Fund
MICROSOFT CORPORATION | |||
Security: | 594918104 | Agenda Number: | 934689514 |
Ticker: | MSFT | Meeting Type: | Annual |
ISIN: | US5949181045 | Meeting Date: | 29-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 75 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Mgmt | For | For | ||||
1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Mgmt | For | For | ||||
1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Mgmt | For | For | ||||
1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Mgmt | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Mgmt | Against | Against | ||||
5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Mgmt | For | For | ||||
6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 76 of 180 |
Clarkston Fund
MONDELEZ INTERNATIONAL, INC. | |||
Security: | 609207105 | Agenda Number: | 934755313 |
Ticker: | MDLZ | Meeting Type: | Annual |
ISIN: | US6092071058 | Meeting Date: | 16-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Lewis W.K. Booth | Mgmt | Against | Against | ||||
1b. | Election of Director: Charles E. Bunch | Mgmt | Against | Against | ||||
1c. | Election of Director: Debra A. Crew | Mgmt | For | For | ||||
1d. | Election of Director: Lois D. Juliber | Mgmt | Against | Against | ||||
1e. | Election of Director: Mark D. Ketchum | Mgmt | Against | Against | ||||
1f. | Election of Director: Peter W. May | Mgmt | For | For | ||||
1g. | Election of Director: Jorge S. Mesquita | Mgmt | For | For | ||||
1h. | Election of Director: Joseph Neubauer | Mgmt | For | For | ||||
1i. | Election of Director: Fredric G. Reynolds | Mgmt | Against | Against | ||||
1j. | Election of Director: Christiana S. Shi | Mgmt | For | For | ||||
1k. | Election of Director: Patrick T. Siewert | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 77 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Jean-Francois M. L. van Boxmeer | Mgmt | Against | Against | ||||
1m. | Election of Director: Dirk Van de Put | Mgmt | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Mgmt | Against | Against | ||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | Report on Non-Recyclable Packaging. | Shr | Against | For | ||||
5. | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives to Help Mitigate the Effects. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 78 of 180 |
Clarkston Fund
PEPSICO, INC. | |||
Security: | 713448108 | Agenda Number: | 934743041 |
Ticker: | PEP | Meeting Type: | Annual |
ISIN: | US7134481081 | Meeting Date: | 02-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Shona L. Brown | Mgmt | Against | Against | ||||
1b. | Election of Director: George W. Buckley | Mgmt | For | For | ||||
1c. | Election of Director: Cesar Conde | Mgmt | For | For | ||||
1d. | Election of Director: Ian M. Cook | Mgmt | Against | Against | ||||
1e. | Election of Director: Dina Dublon | Mgmt | Against | Against | ||||
1f. | Election of Director: Richard W. Fisher | Mgmt | For | For | ||||
1g. | Election of Director: William R. Johnson | Mgmt | For | For | ||||
1h. | Election of Director: Indra K. Nooyi | Mgmt | Against | Against | ||||
1i. | Election of Director: David C. Page | Mgmt | Against | Against | ||||
1j. | Election of Director: Robert C. Pohlad | Mgmt | For | For | ||||
1k. | Election of Director: Daniel Vasella | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 79 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Darren Walker | Mgmt | For | For | ||||
1m. | Election of Director: Alberto Weisser | Mgmt | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Mgmt | Against | Against | ||||
3. | Advisory approval of the Company's executive compensation. | Mgmt | Against | Against | ||||
4. | Special shareowner meeting improvement. | Shr | Against | For |
Investment Company Report |
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 80 of 180 |
Clarkston Fund
SYSCO CORPORATION | |||
Security: | 871829107 | Agenda Number: | 934682445 |
Ticker: | SYY | Meeting Type: | Annual |
ISIN: | US8718291078 | Meeting Date: | 17-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN M. CASSADAY | Mgmt | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOSHUA D. FRANK | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 81 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Mgmt | For | For | ||||
1L. | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | Mgmt | Against | Against | ||||
1M. | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2017 PROXY STATEMENT. | Mgmt | For | For | ||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Mgmt | Against | Against | ||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 82 of 180 |
Clarkston Fund
THE CHARLES SCHWAB CORPORATION | |||
Security: | 808513105 | Agenda Number: | 934762990 |
Ticker: | SCHW | Meeting Type: | Annual |
ISIN: | US8085131055 | Meeting Date: | 15-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Walter W. Bettinger II | Mgmt | For | For | ||||
1b. | Election of Director: Joan T. Dea | Mgmt | For | For | ||||
1c. | Election of Director: Christopher V. Dodds | Mgmt | For | For | ||||
1d. | Election of Director: Mark A. Goldfarb | Mgmt | For | For | ||||
1e. | Election of Director: Charles A. Ruffel | Mgmt | For | For | ||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Mgmt | Against | Against | ||||
3. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | ||||
4. | Approval of 2013 Stock Incentive Plan as Amended and Restated | Mgmt | For | For | ||||
5. | Approval of Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Mgmt | For | For | ||||
6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 83 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
7. | Stockholder Proposal requesting disclosure of the company's political contributions and expenditures, recipients, and related policies and procedures | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 84 of 180 |
Clarkston Fund
THE PROCTER & GAMBLE COMPANY | |||
Security: | 742718109 | Agenda Number: | 934669827 |
Ticker: | PG | Meeting Type: | Contested Annual |
ISIN: | US7427181091 | Meeting Date: | 10-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | NELSON PELTZ | Mgmt | For | * | |||||
2 | MGT NOM: F.S. BLAKE | Mgmt | For | * | |||||
3 | MGT NOM: A.F. BRALY | Mgmt | For | * | |||||
4 | MGT NOM: AMY L. CHANG | Mgmt | For | * | |||||
5 | MGT NOM: K.I. CHENAULT | Mgmt | For | * | |||||
6 | MGT NOM: SCOTT D. COOK | Mgmt | For | * | |||||
7 | MGT NOM: T.J. LUNDGREN | Mgmt | For | * | |||||
8 | MGT NOM: W. MCNERNEY JR | Mgmt | For | * | |||||
9 | MGT NOM: D.S. TAYLOR | Mgmt | For | * | |||||
10 | MGT NOM: M.C. WHITMAN | Mgmt | For | * | |||||
11 | MGT NOM: P.A. WOERTZ | Mgmt | For | * |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 85 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | |||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | |||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | |||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shr | Against | |||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shr | Against | |||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS. | Shr | Against | |||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Mgmt | For | * |
An * in the For/Against management field indicates management position unknown since information regarding non-U.S. issuers is not readily available.
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 86 of 180 |
Clarkston Fund
THE WALT DISNEY COMPANY | |||
Security: | 254687106 | Agenda Number: | 934720598 |
Ticker: | DIS | Meeting Type: | Annual |
ISIN: | US2546871060 | Meeting Date: | 08-Mar-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of director: Susan E. Arnold | Mgmt | For | For | ||||
1B. | Election of director: Mary T. Barra | Mgmt | Against | Against | ||||
1C. | Election of director: Safra A. Catz | Mgmt | For | For | ||||
1D. | Election of director: John S. Chen | Mgmt | For | For | ||||
1E. | Election of director: Francis A. deSouza | Mgmt | For | For | ||||
1F. | Election of director: Robert A. Iger | Mgmt | Against | Against | ||||
1G. | Election of director: Maria Elena Lagomasino | Mgmt | Against | Against | ||||
1H. | Election of director: Fred H. Langhammer | Mgmt | Against | Against | ||||
1I. | Election of director: Aylwin B. Lewis | Mgmt | Against | Against | ||||
1J. | Election of director: Mark G. Parker | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 87 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for 2018. | Mgmt | Against | Against | ||||
3. | To approve material terms of performance goals under the Amended and Restated 2002 Executive Performance Plan. | Mgmt | For | For | ||||
4. | To approve the advisory resolution on executive compensation. | Mgmt | Against | Against | ||||
5. | To approve the shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | ||||
6. | To approve the shareholder proposal requesting the Board to amend the Company's bylaws relating to proxy access to increase the number of permitted nominees, remove the limit on aggregating shares to meet the shareholding requirement, and remove the limitation on renomination of persons based on votes in a prior election. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 88 of 180 |
Clarkston Fund
THE WESTERN UNION COMPANY | |||
Security: | 959802109 | Agenda Number: | 934755212 |
Ticker: | WU | Meeting Type: | Annual |
ISIN: | US9598021098 | Meeting Date: | 18-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | ||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | ||||
1c. | Election of Director: Richard A. Goodman | Mgmt | Against | Against | ||||
1d. | Election of Director: Betsy D. Holden | Mgmt | Against | Against | ||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | Against | Against | ||||
1f. | Election of Director: Roberto G. Mendoza | Mgmt | For | For | ||||
1g. | Election of Director: Michael A. Miles, Jr. | Mgmt | Against | Against | ||||
1h. | Election of Director: Robert W. Selander | Mgmt | Against | Against | ||||
1i. | Election of Director: Frances Fragos Townsend | Mgmt | For | For | ||||
1j. | Election of Director: Solomon D. Trujillo | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 89 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | Against | Against | ||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | Mgmt | Against | Against | ||||
5. | Stockholder Proposal Regarding Political Contributions Disclosure | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 90 of 180 |
Clarkston Fund
U.S. BANCORP | |||
Security: | 902973304 | Agenda Number: | 934735296 |
Ticker: | USB | Meeting Type: | Annual |
ISIN: | US9029733048 | Meeting Date: | 17-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC N. CASPER | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: ANDREW CECERE | Mgmt | For | For | ||||
1D. | Election of director: Arthur D. Collins, Jr. | Mgmt | Against | Against | ||||
1E. | Election of director: Kimberly J. Harris | Mgmt | For | For | ||||
1F. | Election of director: Roland A. Hernandez | Mgmt | For | For | ||||
1G. | Election of director: Doreen Woo Ho | Mgmt | For | For | ||||
1H. | Election of director: Olivia F. Kirtley | Mgmt | For | For | ||||
1I. | Election of director: Karen S. Lynch | Mgmt | For | For | ||||
1J. | Election of director: Richard P. McKenney | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 91 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | Election of director: David B. O'Maley | Mgmt | Against | Against | ||||
1L. | Election of director: O'dell M. Owens, M.D., M.P.H. | Mgmt | For | For | ||||
1M. | Election of director: Craig D. Schnuck | Mgmt | Against | Against | ||||
1N. | Election of director: Scott W. Wine | Mgmt | For | For | ||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2018 fiscal year. | Mgmt | Against | Against | ||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 92 of 180 |
Clarkston Fund
UNITED PARCEL SERVICE, INC. | |||
Security: | 911312106 | Agenda Number: | 934744005 |
Ticker: | UPS | Meeting Type: | Annual |
ISIN: | US9113121068 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a) | Election of Director: David P. Abney | Mgmt | Against | Against | ||||
1b) | Election of Director: Rodney C. Adkins | Mgmt | For | For | ||||
1c) | Election of Director: Michael J. Burns | Mgmt | Against | Against | ||||
1d) | Election of Director: William R. Johnson | Mgmt | For | For | ||||
1e) | Election of Director: Candace Kendle | Mgmt | For | For | ||||
1f) | Election of Director: Ann M. Livermore | Mgmt | For | For | ||||
1g) | Election of Director: Rudy H.P. Markham | Mgmt | Against | Against | ||||
1h) | Election of Director: Franck J. Moison | Mgmt | For | For | ||||
1i) | Election of Director: Clark T. Randt, Jr. | Mgmt | For | For | ||||
1j) | Election of Director: Christiana Smith Shi | Mgmt | For | For | ||||
1k) | Election of Director: John T. Stankey | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 93 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l) | Election of Director: Carol B. Tome | Mgmt | For | For | ||||
1m) | Election of Director: Kevin M. Warsh | Mgmt | For | For | ||||
2. | To approve the 2018 Omnibus Incentive Compensation Plan. | Mgmt | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | To prepare an annual report on lobbying activities. | Shr | Against | For | ||||
5. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shr | For | Against | ||||
6. | To integrate sustainability metrics into executive compensation. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 94 of 180 |
Clarkston Fund
WALMART INC. | |||
Security: | 931142103 | Agenda Number: | 934793072 |
Ticker: | WMT | Meeting Type: | Annual |
ISIN: | US9311421039 | Meeting Date: | 30-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Stephen J. Easterbrook | Mgmt | For | For | ||||
1b. | Election of Director: Timothy P. Flynn | Mgmt | For | For | ||||
1c. | Election of Director: Sarah J. Friar | Mgmt | For | For | ||||
1d. | Election of Director: Carla A. Harris | Mgmt | For | For | ||||
1e. | Election of Director: Thomas W. Horton | Mgmt | For | For | ||||
1f. | Election of Director: Marissa A. Mayer | Mgmt | For | For | ||||
1g. | Election of Director: C. Douglas McMillon | Mgmt | For | For | ||||
1h. | Election of Director: Gregory B. Penner | Mgmt | For | For | ||||
1i. | Election of Director: Steven S Reinemund | Mgmt | For | For | ||||
1j. | Election of Director: S. Robson Walton | Mgmt | For | For | ||||
1k. | Election of Director: Steuart L. Walton | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 95 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | ||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Mgmt | Against | Against | ||||
4. | Request to Adopt an Independent Chair Policy | Shr | For | Against | ||||
5. | Request for Report on Racial or Ethnic Pay Gaps | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 96 of 180 |
Clarkston Fund
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | |||
Security: | G96629103 | Agenda Number: | 934777333 |
Ticker: | WLTW | Meeting Type: | Annual |
ISIN: | IE00BDB6Q211 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Anna C. Catalano | Mgmt | For | For | ||||
1b. | Election of Director: Victor F. Ganzi | Mgmt | For | For | ||||
1c. | Election of Director: John J. Haley | Mgmt | For | For | ||||
1d. | Election of Director: Wendy E. Lane | Mgmt | For | For | ||||
1e. | Election of Director: James F. McCann | Mgmt | Against | Against | ||||
1f. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | ||||
1g. | Election of Director: Jaymin B. Patel | Mgmt | For | For | ||||
1h. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | ||||
1i. | Election of Director: Paul Thomas | Mgmt | For | For | ||||
1j. | Election of Director: Wilhelm Zeller | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 97 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit & Risk Committee, to fix the independent auditors' remuneration. | Mgmt | Against | Against | ||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | ||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | ||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 98 of 180 |
Clarkston Partners Fund
ACTUANT CORPORATION | |||
Security: | 00508X203 | Agenda Number: | 934710282 |
Ticker: | ATU | Meeting Type: | Annual |
ISIN: | US00508X2036 | Meeting Date: | 23-Jan-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | RANDAL W. BAKER | Mgmt | For | For | |||||
2 | GURMINDER S. BEDI | Mgmt | Withheld | Against | |||||
3 | DANNY L. CUNNINGHAM | Mgmt | For | For | |||||
4 | E. JAMES FERLAND | Mgmt | For | For | |||||
5 | RICHARD D. HOLDER | Mgmt | Withheld | Against | |||||
6 | R. ALAN HUNTER | Mgmt | Withheld | Against | |||||
7 | ROBERT A. PETERSON | Mgmt | Withheld | Against | |||||
8 | HOLLY A. VAN DEURSEN | Mgmt | Withheld | Against | |||||
9 | DENNIS K. WILLIAMS | Mgmt | Withheld | Against | |||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 99 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | VOTE UPON AN AMENDMENT TO THE ACTUANT CORPORATION 2017 OMNIBUS INCENTIVE PLAN. | Mgmt | Against | Against | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||
5. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 100 of 180 |
Clarkston Partners Fund
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||
Security: | 11133T103 | Agenda Number: | 934685287 |
Ticker: | BR | Meeting Type: | Annual |
ISIN: | US11133T1034 | Meeting Date: | 16-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD J. DALY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Mgmt | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: BRETT A. KELLER | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: STUART R. LEVINE | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: ALAN J. WEBER | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 101 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE). | Mgmt | For | For | ||||
3) | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE (THE FREQUENCY VOTE). | Mgmt | 1 Year | For | ||||
4) | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 102 of 180 |
Clarkston Partners Fund
BROWN & BROWN, INC. | |||
Security: | 115236101 | Agenda Number: | 934750111 |
Ticker: | BRO | Meeting Type: | Annual |
ISIN: | US1152361010 | Meeting Date: | 02-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | J. Hyatt Brown | Mgmt | Withheld | Against | |||||
2 | Samuel P. Bell, III | Mgmt | Withheld | Against | |||||
3 | Hugh M. Brown | Mgmt | For | For | |||||
4 | J. Powell Brown | Mgmt | For | For | |||||
5 | Bradley Currey, Jr. | Mgmt | Withheld | Against | |||||
6 | Theodore J. Hoepner | Mgmt | Withheld | Against | |||||
7 | James S. Hunt | Mgmt | For | For | |||||
8 | Toni Jennings | Mgmt | For | For | |||||
9 | Timothy R.M. Main | Mgmt | For | For | |||||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||||
11 | Wendell S. Reilly | Mgmt | Withheld | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 103 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
12 | Chilton D. Varner | Mgmt | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | |||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||||
4. | To approve an amendment to Brown & Brown, Inc.'s 2008 Sharesave Plan. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 104 of 180 |
Clarkston Partners Fund
C.H. ROBINSON WORLDWIDE, INC. | |||
Security: | 12541W209 | Agenda Number: | 934746794 |
Ticker: | CHRW | Meeting Type: | Annual |
ISIN: | US12541W2098 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | ||||
1b. | Election of Director: Robert Ezrilov | Mgmt | Against | Against | ||||
1c. | Election of Director: Wayne M. Fortun | Mgmt | Against | Against | ||||
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | ||||
1e. | Election of Director: Mary J. Steele Guilfoile | Mgmt | Against | Against | ||||
1f. | Election of Director: Jodee A. Kozlak | Mgmt | Against | Against | ||||
1g. | Election of Director: Brian P. Short | Mgmt | Against | Against | ||||
1h. | Election of Director: James B. Stake | Mgmt | Against | Against | ||||
1i. | Election of Director: John P. Wiehoff | Mgmt | Against | Against | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 105 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditors for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | Report on the feasibility of GHG Disclosure and Management. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 106 of 180 |
Clarkston Partners Fund
CINTAS CORPORATION | |||
Security: | 172908105 | Agenda Number: | 934674359 |
Ticker: | CTAS | Meeting Type: | Annual |
ISIN: | US1729081059 | Meeting Date: | 17-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Mgmt | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: JOHN F. BARRETT | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: MELANIE W. BARSTAD | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT E. COLETTI | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD T. FARMER | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: SCOTT D. FARMER | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Mgmt | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 107 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||
4. | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 108 of 180 |
Clarkston Partners Fund
FASTENAL COMPANY | |||
Security: | 311900104 | Agenda Number: | 934736010 |
Ticker: | FAST | Meeting Type: | Annual |
ISIN: | US3119001044 | Meeting Date: | 24-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Willard D. Oberton | Mgmt | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | ||||
1C. | Election of Director: Michael J. Dolan | Mgmt | Against | Against | ||||
1D. | Election of Director: Stephen L. Eastman | Mgmt | For | For | ||||
1E. | Election of Director: Daniel L. Florness | Mgmt | For | For | ||||
1F. | Election of Director: Rita J. Heise | Mgmt | For | For | ||||
1G. | Election of Director: Darren R. Jackson | Mgmt | For | For | ||||
1H. | Election of Director: Daniel L. Johnson | Mgmt | For | For | ||||
1I | Election of Director: Scott A. Satterlee | Mgmt | For | For | ||||
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 109 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2018 fiscal year. | Mgmt | Against | Against | ||||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | ||||
4. | Approval of the Fastenal Company Non-Employee Director Stock Option Plan. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 110 of 180 |
Clarkston Partners Fund
GRACO INC. | |||
Security: | 384109104 | Agenda Number: | 934740083 |
Ticker: | GGG | Meeting Type: | Annual |
ISIN: | US3841091040 | Meeting Date: | 27-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: William J. Carroll | Mgmt | Against | Against | ||||
1B. | Election of Director: Jack W. Eugster | Mgmt | Against | Against | ||||
1C. | Election of Director: R. William Van Sant | Mgmt | Against | Against | ||||
1D. | Election of Director: Emily C. White | Mgmt | For | For | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Mgmt | Against | Against | ||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 111 of 180 |
Clarkston Partners Fund
HILLENBRAND, INC. | |||
Security: | 431571108 | Agenda Number: | 934716347 |
Ticker: | HI | Meeting Type: | Annual |
ISIN: | US4315711089 | Meeting Date: | 15-Feb-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | EDWARD B. CLOUES, II | Mgmt | For | For | |||||
2 | HELEN W. CORNELL | Mgmt | For | For | |||||
3 | EDUARDO R. MENASCE | Mgmt | For | For | |||||
4 | STUART A. TAYLOR, II | Mgmt | For | For | |||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 112 of 180 |
Clarkston Partners Fund
IHS MARKIT LTD | |||
Security: | G47567105 | Agenda Number: | 934731969 |
Ticker: | INFO | Meeting Type: | Annual |
ISIN: | BMG475671050 | Meeting Date: | 11-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | Dinyar S. Devitre | Mgmt | For | For | |||||
2 | Nicoletta Giadrossi | Mgmt | For | For | |||||
3 | Robert P. Kelly | Mgmt | For | For | |||||
4 | Deborah D. McWhinney | Mgmt | For | For | |||||
2. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Mgmt | Against | Against | |||||
3. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||
4. | To approve amendments to the Company's bye-laws to declassify the Board of Directors. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 113 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
5. | To approve amendments to the Company's bye-laws to implement majority voting in uncontested director elections and certain other related, administrative or immaterial changes. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 114 of 180 |
Clarkston Partners Fund
JOHN WILEY & SONS, INC. | |||
Security: | 968223206 | Agenda Number: | 934668990 |
Ticker: | JWA | Meeting Type: | Annual |
ISIN: | US9682232064 | Meeting Date: | 28-Sep-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | GEORGE BELL | Mgmt | For | For | |||||
2 | LAURIE A. LESHIN | Mgmt | For | For | |||||
3 | WILLIAM PENCE | Mgmt | For | For | |||||
4 | KALPANA RAINA | Mgmt | For | For | |||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2018. | Mgmt | Against | Against | |||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE NAMED EXECUTIVE OFFICER COMPENSATION VOTE. | Mgmt | 1 Year | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 115 of 180 |
Clarkston Partners Fund
LANDSTAR SYSTEM, INC. | |||
Security: | 515098101 | Agenda Number: | 934776761 |
Ticker: | LSTR | Meeting Type: | Annual |
ISIN: | US5150981018 | Meeting Date: | 22-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1.1 | Election of Director: James B. Gattoni | Mgmt | For | For | ||||
1.2 | Election of Director: Anthony J. Orlando | Mgmt | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Mgmt | Against | Against | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 116 of 180 |
Clarkston Partners Fund
LEGG MASON, INC. | |||
Security: | 524901105 | Agenda Number: | 934648835 |
Ticker: | LM | Meeting Type: | Annual |
ISIN: | US5249011058 | Meeting Date: | 25-Jul-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | ROBERT E. ANGELICA | Mgmt | Withheld | Against | |||||
2 | TIANQIAO CHEN | Mgmt | For | For | |||||
3 | WEN-YU "ROBERT" CHIU | Mgmt | For | For | |||||
4 | CAROL ANTHONY DAVIDSON | Mgmt | For | For | |||||
5 | BARRY W. HUFF | Mgmt | For | For | |||||
6 | JOHN V. MURPHY | Mgmt | Withheld | Against | |||||
7 | W. ALLEN REED | Mgmt | Withheld | Against | |||||
8 | MARGARET M. RICHARDSON | Mgmt | For | For | |||||
9 | KURT L. SCHMOKE | Mgmt | Withheld | Against | |||||
10 | JOSEPH A. SULLIVAN | Mgmt | Withheld | Against | |||||
2. | APPROVAL OF THE LEGG MASON, INC. 2017 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 117 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | APPROVAL OF THE AMENDMENT OF THE LEGG MASON, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||
4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||
5. | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 118 of 180 |
Clarkston Partners Fund
LPL FINANCIAL HOLDINGS INC. | |||
Security: | 50212V100 | Agenda Number: | 934767320 |
Ticker: | LPLA | Meeting Type: | Annual |
ISIN: | US50212V1008 | Meeting Date: | 17-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1.1 | Election of Director: Dan H. Arnold | Mgmt | For | For | ||||
1.2 | Election of Director: Viet D. Dinh | Mgmt | For | For | ||||
1.3 | Election of Director: H. Paulett Eberhart | Mgmt | For | For | ||||
1.4 | Election of Director: William F. Glavin, Jr. | Mgmt | For | For | ||||
1.5 | Election of Director: Anne M. Mulcahy | Mgmt | For | For | ||||
1.6 | Election of Director: James S. Putnam | Mgmt | Against | Against | ||||
1.7 | Election of Director: James S. Riepe | Mgmt | Against | Against | ||||
1.8 | Election of Director: Richard P. Schifter | Mgmt | Against | Against | ||||
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 119 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 120 of 180 |
Clarkston Partners Fund
MARKEL CORPORATION | |||
Security: | 570535104 | Agenda Number: | 934745881 |
Ticker: | MKL | Meeting Type: | Annual |
ISIN: | US5705351048 | Meeting Date: | 14-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: J. Alfred Broaddus, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: K. Bruce Connell | Mgmt | For | For | ||||
1c. | Election of Director: Thomas S. Gayner | Mgmt | Against | Against | ||||
1d. | Election of Director: Stewart M. Kasen | Mgmt | Against | Against | ||||
1e. | Election of Director: Alan I. Kirshner | Mgmt | Against | Against | ||||
1f. | Election of Director: Diane Leopold | Mgmt | For | For | ||||
1g. | Election of Director: Lemuel E. Lewis | Mgmt | Against | Against | ||||
1h. | Election of Director: Anthony F. Markel | Mgmt | For | For | ||||
1i. | Election of Director: Steven A. Markel | Mgmt | For | For | ||||
1j. | Election of Director: Darrell D. Martin | Mgmt | For | For | ||||
1k. | Election of Director: Michael O'Reilly | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 121 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Michael J. Schewel | Mgmt | For | For | ||||
1m. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | ||||
1n. | Election of Director: Debora J. Wilson | Mgmt | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 122 of 180 |
Clarkston Partners Fund
MATTHEWS INTERNATIONAL CORPORATION | |||
Security: | 577128101 | Agenda Number: | 934721386 |
Ticker: | MATW | Meeting Type: | Annual |
ISIN: | US5771281012 | Meeting Date: | 15-Feb-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | Joseph C. Bartolacci | Mgmt | For | For | |||||
2 | Katherine E. Dietze | Mgmt | For | For | |||||
3 | Morgan K. O'Brien | Mgmt | Withheld | Against | |||||
2. | Approve the adoption of the 2017 Equity Incentive Plan | Mgmt | Against | Against | |||||
3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2018 | Mgmt | For | For | |||||
4. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 123 of 180 |
Clarkston Partners Fund
NIELSEN HOLDINGS PLC | |||
Security: | G6518L108 | Agenda Number: | 934766227 |
Ticker: | NLSN | Meeting Type: | Annual |
ISIN: | GB00BWFY5505 | Meeting Date: | 22-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: James A. Attwood, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: Mitch Barns | Mgmt | For | For | ||||
1c. | Election of Director: Guerrino De Luca | Mgmt | Against | Against | ||||
1d. | Election of Director: Karen M. Hoguet | Mgmt | For | For | ||||
1e. | Election of Director: Harish Manwani | Mgmt | Against | Against | ||||
1f. | Election of Director: Robert C. Pozen | Mgmt | Against | Against | ||||
1g. | Election of Director: David Rawlinson | Mgmt | For | For | ||||
1h. | Election of Director: Javier G. Teruel | Mgmt | For | For | ||||
1i. | Election of Director: Lauren Zalaznick | Mgmt | Against | Against | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 124 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | Against | Against | ||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | Against | Against | ||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2017. | Mgmt | For | For | ||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 125 of 180 |
Clarkston Partners Fund
POST HOLDINGS, INC. | |||
Security: | 737446104 | Agenda Number: | 934710028 |
Ticker: | POST | Meeting Type: | Annual |
ISIN: | US7374461041 | Meeting Date: | 25-Jan-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | JAY W. BROWN | Mgmt | For | For | |||||
2 | EDWIN H. CALLISON | Mgmt | For | For | |||||
3 | WILLIAM P. STIRITZ | Mgmt | For | For | |||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. | Mgmt | For | For | |||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | |||||
4. | VOTE TO AMEND AND RESTATE THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO REMOVE THE BOARD'S EXCLUSIVE POWER TO AMEND THE COMPANY'S BYLAWS. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 126 of 180 |
Clarkston Partners Fund
STERICYCLE, INC. | |||
Security: | 858912108 | Agenda Number: | 934778119 |
Ticker: | SRCL | Meeting Type: | Annual |
ISIN: | US8589121081 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Robert S. Murley | Mgmt | For | For | ||||
1b. | Election of Director: Charles A. Alutto | Mgmt | For | For | ||||
1c. | Election of Director: Brian P. Anderson | Mgmt | For | For | ||||
1d. | Election of Director: Lynn D. Bleil | Mgmt | For | For | ||||
1e. | Election of Director: Thomas D. Brown | Mgmt | For | For | ||||
1f. | Election of Director: Thomas F. Chen | Mgmt | For | For | ||||
1g. | Election of Director: Mark C. Miller | Mgmt | For | For | ||||
1h. | Election of Director: John Patience | Mgmt | For | For | ||||
1i. | Election of Director: Mike S. Zafirovski | Mgmt | For | For | ||||
2. | Advisory vote to approve executive compensation | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 127 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 | Mgmt | For | For | ||||
4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shr | Against | For | ||||
5. | Stockholder proposal on the vesting of equity awards upon a change in control | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 128 of 180 |
Clarkston Partners Fund
THE WESTERN UNION COMPANY | |||
Security: | 959802109 | Agenda Number: | 934755212 |
Ticker: | WU | Meeting Type: | Annual |
ISIN: | US9598021098 | Meeting Date: | 18-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | ||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | ||||
1c. | Election of Director: Richard A. Goodman | Mgmt | Against | Against | ||||
1d. | Election of Director: Betsy D. Holden | Mgmt | Against | Against | ||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | Against | Against | ||||
1f. | Election of Director: Roberto G. Mendoza | Mgmt | For | For | ||||
1g. | Election of Director: Michael A. Miles, Jr. | Mgmt | Against | Against | ||||
1h. | Election of Director: Robert W. Selander | Mgmt | Against | Against | ||||
1i. | Election of Director: Frances Fragos Townsend | Mgmt | For | For | ||||
1j. | Election of Director: Solomon D. Trujillo | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 129 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | Against | Against | ||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | Mgmt | Against | Against | ||||
5. | Stockholder Proposal Regarding Political Contributions Disclosure | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 130 of 180 |
Clarkston Partners Fund
WATERS CORPORATION | |||
Security: | 941848103 | Agenda Number: | 934757672 |
Ticker: | WAT | Meeting Type: | Annual |
ISIN: | US9418481035 | Meeting Date: | 09-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A | Election of Director: Michael J. Berendt, Ph.D. | Mgmt | Against | Against | ||||
1B | Election of Director: Edward Conard | Mgmt | Against | Against | ||||
1C | Election of Director: Laurie H. Glimcher, M.D. | Mgmt | For | For | ||||
1D | Election of Director: Christopher A. Kuebler | Mgmt | Against | Against | ||||
1E | Election of Director: Christopher J. O'Connell | Mgmt | Against | Against | ||||
1F | Election of Director: Flemming Ornskov, M.D. | Mgmt | For | For | ||||
1G | Election of Director: JoAnn A. Reed | Mgmt | For | For | ||||
1H | Election of Director: Thomas P. Salice | Mgmt | Against | Against | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
3. | To approve, by non-binding vote, executive compensation. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 131 of 180 |
Clarkston Partners Fund
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | |||
Security: | G96629103 | Agenda Number: | 934777333 |
Ticker: | WLTW | Meeting Type: | Annual |
ISIN: | IE00BDB6Q211 | Meeting Date: | 23-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Anna C. Catalano | Mgmt | For | For | ||||
1b. | Election of Director: Victor F. Ganzi | Mgmt | For | For | ||||
1c. | Election of Director: John J. Haley | Mgmt | For | For | ||||
1d. | Election of Director: Wendy E. Lane | Mgmt | For | For | ||||
1e. | Election of Director: James F. McCann | Mgmt | Against | Against | ||||
1f. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | ||||
1g. | Election of Director: Jaymin B. Patel | Mgmt | For | For | ||||
1h. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | ||||
1i. | Election of Director: Paul Thomas | Mgmt | For | For | ||||
1j. | Election of Director: Wilhelm Zeller | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 132 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit & Risk Committee, to fix the independent auditors' remuneration. | Mgmt | Against | Against | ||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | ||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | ||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 133 of 180 |
Clarkston Select Fund
3M COMPANY | |||
Security: | 88579Y101 | Agenda Number: | 934745920 |
Ticker: | MMM | Meeting Type: | Annual |
ISIN: | US88579Y1010 | Meeting Date: | 08-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Sondra L. Barbour | Mgmt | For | For | ||||
1b. | Election of Director: Thomas "Tony" K. Brown | Mgmt | For | For | ||||
1c. | Election of Director: David B. Dillon | Mgmt | For | For | ||||
1d. | Election of Director: Michael L. Eskew | Mgmt | Against | Against | ||||
1e. | Election of Director: Herbert L. Henkel | Mgmt | Against | Against | ||||
1f. | Election of Director: Amy E. Hood | Mgmt | For | For | ||||
1g. | Election of Director: Muhtar Kent | Mgmt | For | For | ||||
1h. | Election of Director: Edward M. Liddy | Mgmt | Against | Against | ||||
1i. | Election of Director: Gregory R. Page | Mgmt | For | For | ||||
1j. | Election of Director: Michael F. Roman | Mgmt | For | For | ||||
1k. | Election of Director: Inge G. Thulin | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 134 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Patricia A. Woertz | Mgmt | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Mgmt | Against | Against | ||||
3. | Advisory approval of executive compensation. | Mgmt | For | For | ||||
4. | Stockholder proposal on special shareholder meetings. | Shr | Against | For | ||||
5. | Stockholder proposal on setting target amounts for CEO compensation. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 135 of 180 |
Clarkston Select Fund
AMERICAN EXPRESS COMPANY | |||
Security: | 025816109 | Agenda Number: | 934753256 |
Ticker: | AXP | Meeting Type: | Annual |
ISIN: | US0258161092 | Meeting Date: | 07-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Charlene Barshefsky | Mgmt | For | For | ||||
1b. | Election of Director: John J. Brennan | Mgmt | For | For | ||||
1c. | Election of Director: Peter Chernin | Mgmt | Against | Against | ||||
1d. | Election of Director: Ralph de la Vega | Mgmt | For | For | ||||
1e. | Election of Director: Anne L. Lauvergeon | Mgmt | For | For | ||||
1f. | Election of Director: Michael O. Leavitt | Mgmt | For | For | ||||
1g. | Election of Director: Theodore J. Leonsis | Mgmt | For | For | ||||
1h. | Election of Director: Richard C. Levin | Mgmt | For | For | ||||
1i. | Election of Director: Samuel J. Palmisano | Mgmt | For | For | ||||
1j. | Election of Director: Stephen J. Squeri | Mgmt | For | For | ||||
1k. | Election of Director: Daniel L. Vasella | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 136 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Ronald A. Williams | Mgmt | Against | Against | ||||
1m. | Election of Director: Christopher D. Young | Mgmt | For | For | ||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Mgmt | Against | Against | ||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | ||||
4. | Shareholder proposal relating to action by written consent. | Shr | For | Against | ||||
5. | Shareholder proposal relating to independent board chairman. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 137 of 180 |
Clarkston Select Fund
ANHEUSER-BUSCH INBEV SA | |||
Security: | 03524A108 | Agenda Number: | 934756492 |
Ticker: | BUD | Meeting Type: | Annual |
ISIN: | US03524A1088 | Meeting Date: | 25-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
4. | Approval of the statutory annual accounts | Mgmt | For | For | ||||
5. | Discharge to the Directors | Mgmt | For | For | ||||
6. | Discharge to the statutory auditor | Mgmt | For | For | ||||
7a. | Renewing the appointment as director of Mr. Paul Cornet de Ways Ruart, for a period of two years | Mgmt | For | For | ||||
7b. | Renewing the appointment as director of Mr. Stefan Descheemaeker, for a period of two years | Mgmt | For | For | ||||
7c. | Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of two years | Mgmt | For | For | ||||
7d. | Renewing the appointment as director of Mr. Alexandre Van Damme, for a period of two years | Mgmt | For | For | ||||
7e. | Renewing the appointment as director of Mr. Alexandre Behring, for a period of two years | Mgmt | For | For | ||||
7f. | Renewing the appointment as director of Mr. Paulo Lemann, for a period of two years | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 138 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
7g. | Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of two years | Mgmt | For | For | ||||
7h. | Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of two years | Mgmt | For | For | ||||
7i. | Renewing the appointment as director of Mrs. Maria Asuncion Aramburuzabala, for a period of two years | Mgmt | For | For | ||||
7j. | Renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year | Mgmt | For | For | ||||
7k. | Renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year | Mgmt | For | For | ||||
7l. | Renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Davila, for a period of one year | Mgmt | For | For | ||||
8a. | Remuneration policy and remuneration report of the Company | Mgmt | For | For | ||||
8b. | Approval of increased fixed annual fee of the Chairman | Mgmt | For | For | ||||
8c. | Stock options for Directors | Mgmt | For | For | ||||
8d. | Revised remuneration of the statutory auditor | Mgmt | For | For | ||||
B1. | Filings | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 139 of 180 |
Clarkston Select Fund
C.H. ROBINSON WORLDWIDE, INC. | |||
Security: | 12541W209 | Agenda Number: | 934746794 |
Ticker: | CHRW | Meeting Type: | Annual |
ISIN: | US12541W2098 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | ||||
1b. | Election of Director: Robert Ezrilov | Mgmt | Against | Against | ||||
1c. | Election of Director: Wayne M. Fortun | Mgmt | Against | Against | ||||
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | ||||
1e. | Election of Director: Mary J. Steele Guilfoile | Mgmt | Against | Against | ||||
1f. | Election of Director: Jodee A. Kozlak | Mgmt | Against | Against | ||||
1g. | Election of Director: Brian P. Short | Mgmt | Against | Against | ||||
1h. | Election of Director: James B. Stake | Mgmt | Against | Against | ||||
1i. | Election of Director: John P. Wiehoff | Mgmt | Against | Against | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 140 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditors for the fiscal year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | Report on the feasibility of GHG Disclosure and Management. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 141 of 180 |
Clarkston Select Fund
CAPITAL ONE FINANCIAL CORPORATION | |||
Security: | 14040H105 | Agenda Number: | 934744396 |
Ticker: | COF | Meeting Type: | Annual |
ISIN: | US14040H1059 | Meeting Date: | 03-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Richard D. Fairbank | Mgmt | Against | Against | ||||
1B. | Election of Director: Aparna Chennapragada | Mgmt | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Mgmt | For | For | ||||
1D. | Election of Director: Lewis Hay, III | Mgmt | Against | Against | ||||
1E. | Election of Director: Benjamin P. Jenkins,III | Mgmt | For | For | ||||
1F. | Election of Director: Peter Thomas Killalea | Mgmt | For | For | ||||
1G. | Election of Director: Pierre E. Leroy | Mgmt | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Mgmt | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Mgmt | Against | Against | ||||
1J. | Election of Director: Bradford H. Warner | Mgmt | Against | Against | ||||
1K. | Election of Director: Catherine G. West | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 142 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of selection of Ernst & Young LLP as independent auditors of Capital One for 2018. | Mgmt | Against | Against | ||||
3. | Advisory approval of Capital One's 2017 Named Executive Officer compensation. | Mgmt | For | For | ||||
4. | Ratification of 25% ownership threshold for stockholders to request a special meeting of stockholders. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 143 of 180 |
Clarkston Select Fund
CISCO SYSTEMS, INC. | |||
Security: | 17275R102 | Agenda Number: | 934694147 |
Ticker: | CSCO | Meeting Type: | Annual |
ISIN: | US17275R1023 | Meeting Date: | 11-Dec-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: AMY L. CHANG | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Mgmt | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Mgmt | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: ARUN SARIN | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 144 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Mgmt | Against | Against | ||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||
3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Mgmt | For | For | ||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||
5. | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Mgmt | Against | Against | ||||
7. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 145 of 180 |
Clarkston Select Fund
DIAGEO PLC | |||
Security: | 25243Q205 | Agenda Number: | 934668382 |
Ticker: | DEO | Meeting Type: | Annual |
ISIN: | US25243Q2057 | Meeting Date: | 20-Sep-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1. | REPORT AND ACCOUNTS 2017. | Mgmt | For | For | ||||
2. | DIRECTORS' REMUNERATION REPORT 2017. | Mgmt | For | For | ||||
3. | DIRECTORS' REMUNERATION POLICY 2017. | Mgmt | For | For | ||||
4. | DECLARATION OF FINAL DIVIDEND. | Mgmt | For | For | ||||
5. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
7. | RE-ELECTION OF J FERRAN AS A DIRECTOR. (NOMINATION & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
8. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
9. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 146 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
10. | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE & CHAIRMAN OF COMMITTEE) | Mgmt | For | For | ||||
12. | RE-ELECTION OF KA MIKELLS AS A DIRECTOR. (EXECUTIVE) | Mgmt | For | For | ||||
13. | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION & REMUNERATION) | Mgmt | For | For | ||||
14. | RE-APPOINTMENT OF AUDITOR. | Mgmt | Against | Against | ||||
15. | REMUNERATION OF AUDITOR. | Mgmt | Against | Against | ||||
16. | AUTHORITY TO ALLOT SHARES. | Mgmt | For | For | ||||
17. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Mgmt | For | For | ||||
18. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Mgmt | For | For | ||||
19. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Mgmt | For | For | ||||
20. | ADOPTION OF THE DIAGEO PLC 2017 SHARE VALUE PLAN. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 147 of 180 |
Clarkston Select Fund
EMERSON ELECTRIC CO. | |||
Security: | 291011104 | Agenda Number: | 934711638 |
Ticker: | EMR | Meeting Type: | Annual |
ISIN: | US2910111044 | Meeting Date: | 06-Feb-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | A. F. GOLDEN | Mgmt | For | For | |||||
2 | C. KENDLE | Mgmt | For | For | |||||
3 | J. S. TURLEY | Mgmt | For | For | |||||
4 | G. A. FLACH | Mgmt | For | For | |||||
2. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | Against | |||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Mgmt | For | For | |||||
4. | APPROVAL OF AN AMENDMENT TO EMERSON'S RESTATED ARTICLES OF INCORPORATION TO PROVIDE SHAREHOLDERS THE RIGHT TO AMEND THE BYLAWS. | Mgmt | For | For | |||||
5. | RATIFICATION, ON AN ADVISORY BASIS, OF THE COMPANY'S FORUM SELECTION BYLAW. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 148 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
6. | APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING ADOPTION OF AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. | Shr | For | Against | ||||
7. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For | ||||
8. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For | ||||
9. | APPROVAL OF THE SHAREHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 149 of 180 |
Clarkston Select Fund
FASTENAL COMPANY | |||
Security: | 311900104 | Agenda Number: | 934736010 |
Ticker: | FAST | Meeting Type: | Annual |
ISIN: | US3119001044 | Meeting Date: | 24-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Willard D. Oberton | Mgmt | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | ||||
1C. | Election of Director: Michael J. Dolan | Mgmt | Against | Against | ||||
1D. | Election of Director: Stephen L. Eastman | Mgmt | For | For | ||||
1E. | Election of Director: Daniel L. Florness | Mgmt | For | For | ||||
1F. | Election of Director: Rita J. Heise | Mgmt | For | For | ||||
1G. | Election of Director: Darren R. Jackson | Mgmt | For | For | ||||
1H. | Election of Director: Daniel L. Johnson | Mgmt | For | For | ||||
1I | Election of Director: Scott A. Satterlee | Mgmt | For | For | ||||
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 150 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2018 fiscal year. | Mgmt | Against | Against | ||||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | ||||
4. | Approval of the Fastenal Company Non- Employee Director Stock Option Plan. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 151 of 180 |
Clarkston Select Fund
GENERAL ELECTRIC COMPANY | |||
Security: | 369604103 | Agenda Number: | 934737707 |
Ticker: | GE | Meeting Type: | Annual |
ISIN: | US3696041033 | Meeting Date: | 25-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
A1 | Election of Director: Sebastien M. Bazin | Mgmt | For | For | ||||
A2 | Election of Director: W. Geoffrey Beattie | Mgmt | For | For | ||||
A3 | Election of Director: John J. Brennan | Mgmt | Against | Against | ||||
A4 | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | ||||
A5 | Election of Director: Francisco D'Souza | Mgmt | For | For | ||||
A6 | Election of Director: John L. Flannery | Mgmt | For | For | ||||
A7 | Election of Director: Edward P. Garden | Mgmt | Against | Against | ||||
A8 | Election of Director: Thomas W. Horton | Mgmt | For | For | ||||
A9 | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For | ||||
A10 | Election of Director: James J. Mulva | Mgmt | Against | Against | ||||
A11 | Election of Director: Leslie F. Seidman | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 152 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
A12 | Election of Director: James S. Tisch | Mgmt | For | For | ||||
B1 | Advisory Approval of Our Named Executives' Compensation | Mgmt | Against | Against | ||||
B2 | Approval of the GE International Employee Stock Purchase Plan | Mgmt | For | For | ||||
B3 | Ratification of KPMG as Independent Auditor for 2018 | Mgmt | Against | Against | ||||
C1 | Require the Chairman of the Board to be Independent | Shr | For | Against | ||||
C2 | Adopt Cumulative Voting for Director Elections | Shr | Against | For | ||||
C3 | Deduct Impact of Stock Buybacks from Executive Pay | Shr | Against | For | ||||
C4 | Issue Report on Political Lobbying and Contributions | Shr | Against | For | ||||
C5 | Issue Report on Stock Buybacks | Shr | For | Against | ||||
C6 | Permit Shareholder Action by Written Consent | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 153 of 180 |
Clarkston Select Fund
INTERNATIONAL BUSINESS MACHINES CORP. | |||
Security: | 459200101 | Agenda Number: | 934738886 |
Ticker: | IBM | Meeting Type: | Annual |
ISIN: | US4592001014 | Meeting Date: | 24-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director for a Term of One Year: K.I. Chenault | Mgmt | For | For | ||||
1b. | Election of Director for a Term of One Year: M.L. Eskew | Mgmt | Against | Against | ||||
1c. | Election of Director for a Term of One Year: D.N. Farr | Mgmt | For | For | ||||
1d. | Election of Director for a Term of One Year: A. Gorsky | Mgmt | Against | Against | ||||
1e. | Election of Director for a Term of One Year: S.A. Jackson | Mgmt | For | For | ||||
1f. | Election of Director for a Term of One Year: A.N. Liveris | Mgmt | Against | Against | ||||
1g. | Election of Director for a Term of One Year: H.S. Olayan | Mgmt | For | For | ||||
1h. | Election of Director for a Term of One Year: J.W. Owens | Mgmt | Against | Against | ||||
1i. | Election of Director for a Term of One Year: V.M. Rometty | Mgmt | Against | Against | ||||
1j. | Election of Director for a Term of One Year: J.R. Swedish | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 154 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1k. | Election of Director for a Term of One Year: S. Taurel | Mgmt | Against | Against | ||||
1l. | Election of Director for a Term of One Year: P.R. Voser | Mgmt | For | For | ||||
1m. | Election of Director for a Term of One Year: F.H. Waddell | Mgmt | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | Against | Against | ||||
3. | Advisory Vote on Executive Compensation | Mgmt | Against | Against | ||||
4. | Stockholder Proposal on Lobbying Disclosure | Shr | Against | For | ||||
5. | Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting | Shr | Against | For | ||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 155 of 180 |
Clarkston Select Fund
JOHNSON & JOHNSON | |||
Security: | 478160104 | Agenda Number: | 934737620 |
Ticker: | JNJ | Meeting Type: | Annual |
ISIN: | US4781601046 | Meeting Date: | 26-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Mary C. Beckerle | Mgmt | For | For | ||||
1b. | Election of Director: D. Scott Davis | Mgmt | For | For | ||||
1c. | Election of Director: Ian E. L. Davis | Mgmt | For | For | ||||
1d. | Election of Director: Jennifer A. Doudna | Mgmt | For | For | ||||
1e. | Election of Director: Alex Gorsky | Mgmt | Against | Against | ||||
1f. | Election of Director: Mark B. McClellan | Mgmt | For | For | ||||
1g. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | ||||
1h. | Election of Director: William D. Perez | Mgmt | Against | Against | ||||
1i. | Election of Director: Charles Prince | Mgmt | Against | Against | ||||
1j. | Election of Director: A. Eugene Washington | Mgmt | For | For | ||||
1k. | Election of Director: Ronald A. Williams | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 156 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures | Shr | Against | For | ||||
5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 157 of 180 |
Clarkston Select Fund
MICROSOFT CORPORATION | |||
Security: | 594918104 | Agenda Number: | 934689514 |
Ticker: | MSFT | Meeting Type: | Annual |
ISIN: | US5949181045 | Meeting Date: | 29-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 158 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Mgmt | For | For | ||||
1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Mgmt | For | For | ||||
1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Mgmt | For | For | ||||
1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Mgmt | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Mgmt | Against | Against | ||||
5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Mgmt | For | For | ||||
6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 159 of 180 |
Clarkston Select Fund
NIELSEN HOLDINGS PLC | |||
Security: | G6518L108 | Agenda Number: | 934766227 |
Ticker: | NLSN | Meeting Type: | Annual |
ISIN: | GB00BWFY5505 | Meeting Date: | 22-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: James A. Attwood, Jr. | Mgmt | Against | Against | ||||
1b. | Election of Director: Mitch Barns | Mgmt | For | For | ||||
1c. | Election of Director: Guerrino De Luca | Mgmt | Against | Against | ||||
1d. | Election of Director: Karen M. Hoguet | Mgmt | For | For | ||||
1e. | Election of Director: Harish Manwani | Mgmt | Against | Against | ||||
1f. | Election of Director: Robert C. Pozen | Mgmt | Against | Against | ||||
1g. | Election of Director: David Rawlinson | Mgmt | For | For | ||||
1h. | Election of Director: Javier G. Teruel | Mgmt | For | For | ||||
1i. | Election of Director: Lauren Zalaznick | Mgmt | Against | Against | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 160 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | Against | Against | ||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | Against | Against | ||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2017. | Mgmt | For | For | ||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 161 of 180 |
Clarkston Select Fund
PAYCHEX, INC. | |||
Security: | 704326107 | Agenda Number: | 934675969 |
Ticker: | PAYX | Meeting Type: | Annual |
ISIN: | US7043261079 | Meeting Date: | 11-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS F. BONADIO | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOSEPH G. DOODY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Mgmt | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: GRANT M. INMAN | Mgmt | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: MARTIN MUCCI | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Mgmt | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Mgmt | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: KARA WILSON | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 162 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 163 of 180 |
Clarkston Select Fund
PEPSICO, INC. | |||
Security: | 713448108 | Agenda Number: | 934743041 |
Ticker: | PEP | Meeting Type: | Annual |
ISIN: | US7134481081 | Meeting Date: | 02-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Shona L. Brown | Mgmt | Against | Against | ||||
1b. | Election of Director: George W. Buckley | Mgmt | For | For | ||||
1c. | Election of Director: Cesar Conde | Mgmt | For | For | ||||
1d. | Election of Director: Ian M. Cook | Mgmt | Against | Against | ||||
1e. | Election of Director: Dina Dublon | Mgmt | Against | Against | ||||
1f. | Election of Director: Richard W. Fisher | Mgmt | For | For | ||||
1g. | Election of Director: William R. Johnson | Mgmt | For | For | ||||
1h. | Election of Director: Indra K. Nooyi | Mgmt | Against | Against | ||||
1i. | Election of Director: David C. Page | Mgmt | Against | Against | ||||
1j. | Election of Director: Robert C. Pohlad | Mgmt | For | For | ||||
1k. | Election of Director: Daniel Vasella | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 164 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: Darren Walker | Mgmt | For | For | ||||
1m. | Election of Director: Alberto Weisser | Mgmt | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Mgmt | Against | Against | ||||
3. | Advisory approval of the Company's executive compensation. | Mgmt | Against | Against | ||||
4. | Special shareowner meeting improvement. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 165 of 180 |
Clarkston Select Fund
PFIZER INC. | |||
Security: | 717081103 | Agenda Number: | 934739256 |
Ticker: | PFE | Meeting Type: | Annual |
ISIN: | US7170811035 | Meeting Date: | 26-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Dennis A. Ausiello | Mgmt | For | For | ||||
1b. | Election of Director: Ronald E. Blaylock | Mgmt | For | For | ||||
1c. | Election of Director: Albert Bourla | Mgmt | For | For | ||||
1d. | Election of Director: W. Don Cornwell | Mgmt | For | For | ||||
1e. | Election of Director: Joseph J. Echevarria | Mgmt | For | For | ||||
1f. | Election of Director: Helen H. Hobbs | Mgmt | For | For | ||||
1g. | Election of Director: James M. Kilts | Mgmt | Against | Against | ||||
1h. | Election of Director: Dan R. Littman | Mgmt | For | For | ||||
1i. | Election of Director: Shantanu Narayen | Mgmt | For | For | ||||
1j. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | ||||
1k. | Election of Director: Ian C. Read | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 166 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l. | Election of Director: James C. Smith | Mgmt | For | For | ||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | Mgmt | Against | Against | ||||
3. | 2018 Advisory approval of executive compensation | Mgmt | For | For | ||||
4. | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | ||||
5. | Shareholder proposal regarding right to act by written consent | Shr | For | Against | ||||
6. | Shareholder proposal regarding independent chair policy | Shr | For | Against | ||||
7. | Shareholder proposal regarding report on lobbying activities | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 167 of 180 |
Clarkston Select Fund
SYSCO CORPORATION | |||
Security: | 871829107 | Agenda Number: | 934682445 |
Ticker: | SYY | Meeting Type: | Annual |
ISIN: | US8718291078 | Meeting Date: | 17-Nov-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN M. CASSADAY | Mgmt | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Mgmt | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOSHUA D. FRANK | Mgmt | For | For | ||||
1E. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | Mgmt | For | For | ||||
1G. | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Mgmt | For | For | ||||
1H. | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Mgmt | For | For | ||||
1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Mgmt | For | For | ||||
1J. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 168 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Mgmt | For | For | ||||
1L. | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | Mgmt | Against | Against | ||||
1M. | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2017 PROXY STATEMENT. | Mgmt | For | For | ||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Mgmt | Against | Against | ||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shr | For | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 169 of 180 |
Clarkston Select Fund
T. ROWE PRICE GROUP, INC. | |||
Security: | 74144T108 | Agenda Number: | 934732745 |
Ticker: | TROW | Meeting Type: | Annual |
ISIN: | US74144T1088 | Meeting Date: | 26-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | Election of Director: Mark S. Bartlett | Mgmt | For | For | ||||
1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | ||||
1C. | Election of Director: Mary K. Bush | Mgmt | For | For | ||||
1D. | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | ||||
1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Mgmt | For | For | ||||
1F. | Election of Director: Robert F. MacLellan | Mgmt | For | For | ||||
1G. | Election of Director: Brian C. Rogers | Mgmt | For | For | ||||
1H. | Election of Director: Olympia J. Snowe | Mgmt | For | For | ||||
1I. | Election of Director: William J. Stromberg | Mgmt | For | For | ||||
1J. | Election of Director: Richard R. Verma | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 170 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | Election of Director: Sandra S. Wijnberg | Mgmt | For | For | ||||
1L. | Election of Director: Alan D. Wilson | Mgmt | For | For | ||||
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Mgmt | For | For | ||||
3. | Approval of a proposed charter amendment to eliminate the provision that limits voting of share ownership to 15% of the outstanding shares. | Mgmt | For | For | ||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | Mgmt | Against | Against |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 171 of 180 |
Clarkston Select Fund
THE PROCTER & GAMBLE COMPANY | |||
Security: | 742718109 | Agenda Number: | 934669827 |
Ticker: | PG | Meeting Type: | Contested Annual |
ISIN: | US7427181091 | Meeting Date: | 10-Oct-17 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||
1. | DIRECTOR | ||||||||
1 | NELSON PELTZ | Mgmt | For | * | |||||
2 | MGT NOM: F.S. BLAKE | Mgmt | For | * | |||||
3 | MGT NOM: A.F. BRALY | Mgmt | For | * | |||||
4 | MGT NOM: AMY L. CHANG | Mgmt | For | * | |||||
5 | MGT NOM: K.I. CHENAULT | Mgmt | For | * | |||||
6 | MGT NOM: SCOTT D. COOK | Mgmt | For | * | |||||
7 | MGT NOM: T.J. LUNDGREN | Mgmt | For | * | |||||
8 | MGT NOM: W. MCNERNEY JR | Mgmt | For | * | |||||
9 | MGT NOM: D.S. TAYLOR | Mgmt | For | * | |||||
10 | MGT NOM: M.C. WHITMAN | Mgmt | For | * | |||||
11 | MGT NOM: P.A. WOERTZ | Mgmt | For | * |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 172 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | |||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | |||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | |||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shr | Against | |||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shr | Against | |||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS. | Shr | Against | |||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Mgmt | For | * |
An * in the For/Against management field indicates management position unknown since information regarding non-U.S. issuers is not readily available.
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 173 of 180 |
Clarkston Select Fund
THE WESTERN UNION COMPANY | |||
Security: | 959802109 | Agenda Number: | 934755212 |
Ticker: | WU | Meeting Type: | Annual |
ISIN: | US9598021098 | Meeting Date: | 18-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | ||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | ||||
1c. | Election of Director: Richard A. Goodman | Mgmt | Against | Against | ||||
1d. | Election of Director: Betsy D. Holden | Mgmt | Against | Against | ||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | Against | Against | ||||
1f. | Election of Director: Roberto G. Mendoza | Mgmt | For | For | ||||
1g. | Election of Director: Michael A. Miles, Jr. | Mgmt | Against | Against | ||||
1h. | Election of Director: Robert W. Selander | Mgmt | Against | Against | ||||
1i. | Election of Director: Frances Fragos Townsend | Mgmt | For | For | ||||
1j. | Election of Director: Solomon D. Trujillo | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 174 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | Against | Against | ||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | Mgmt | Against | Against | ||||
4. | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | Mgmt | Against | Against | ||||
5. | Stockholder Proposal Regarding Political Contributions Disclosure | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 175 of 180 |
Clarkston Select Fund
U.S. BANCORP | |||
Security: | 902973304 | Agenda Number: | 934735296 |
Ticker: | USB | Meeting Type: | Annual |
ISIN: | US9029733048 | Meeting Date: | 17-Apr-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Mgmt | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC N. CASPER | Mgmt | For | For | ||||
1C. | ELECTION OF DIRECTOR: ANDREW CECERE | Mgmt | For | For | ||||
1D. | Election of director: Arthur D. Collins, Jr. | Mgmt | Against | Against | ||||
1E. | Election of director: Kimberly J. Harris | Mgmt | For | For | ||||
1F. | Election of director: Roland A. Hernandez | Mgmt | For | For | ||||
1G. | Election of director: Doreen Woo Ho | Mgmt | For | For | ||||
1H. | Election of director: Olivia F. Kirtley | Mgmt | For | For | ||||
1I. | Election of director: Karen S. Lynch | Mgmt | For | For | ||||
1J. | Election of director: Richard P. McKenney | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 176 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1K. | Election of director: David B. O'Maley | Mgmt | Against | Against | ||||
1L. | Election of director: O'dell M. Owens, M.D., M.P.H. | Mgmt | For | For | ||||
1M. | Election of director: Craig D. Schnuck | Mgmt | Against | Against | ||||
1N. | Election of director: Scott W. Wine | Mgmt | For | For | ||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2018 fiscal year. | Mgmt | Against | Against | ||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Mgmt | For | For |
Investment Company Report |
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 177 of 180 |
Clarkston Select Fund
UNITED PARCEL SERVICE, INC. | |||
Security: | 911312106 | Agenda Number: | 934744005 |
Ticker: | UPS | Meeting Type: | Annual |
ISIN: | US9113121068 | Meeting Date: | 10-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a) | Election of Director: David P. Abney | Mgmt | Against | Against | ||||
1b) | Election of Director: Rodney C. Adkins | Mgmt | For | For | ||||
1c) | Election of Director: Michael J. Burns | Mgmt | Against | Against | ||||
1d) | Election of Director: William R. Johnson | Mgmt | For | For | ||||
1e) | Election of Director: Candace Kendle | Mgmt | For | For | ||||
1f) | Election of Director: Ann M. Livermore | Mgmt | For | For | ||||
1g) | Election of Director: Rudy H.P. Markham | Mgmt | Against | Against | ||||
1h) | Election of Director: Franck J. Moison | Mgmt | For | For | ||||
1i) | Election of Director: Clark T. Randt, Jr. | Mgmt | For | For | ||||
1j) | Election of Director: Christiana Smith Shi | Mgmt | For | For | ||||
1k) | Election of Director: John T. Stankey | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 178 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1l) | Election of Director: Carol B. Tome | Mgmt | For | For | ||||
1m) | Election of Director: Kevin M. Warsh | Mgmt | For | For | ||||
2. | To approve the 2018 Omnibus Incentive Compensation Plan. | Mgmt | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2018. | Mgmt | Against | Against | ||||
4. | To prepare an annual report on lobbying activities. | Shr | Against | For | ||||
5. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shr | For | Against | ||||
6. | To integrate sustainability metrics into executive compensation. | Shr | Against | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 179 of 180 |
Clarkston Select Fund
WALMART INC. | |||
Security: | 931142103 | Agenda Number: | 934793072 |
Ticker: | WMT | Meeting Type: | Annual |
ISIN: | US9311421039 | Meeting Date: | 30-May-18 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
1a. | Election of Director: Stephen J. Easterbrook | Mgmt | For | For | ||||
1b. | Election of Director: Timothy P. Flynn | Mgmt | For | For | ||||
1c. | Election of Director: Sarah J. Friar | Mgmt | For | For | ||||
1d. | Election of Director: Carla A. Harris | Mgmt | For | For | ||||
1e. | Election of Director: Thomas W. Horton | Mgmt | For | For | ||||
1f. | Election of Director: Marissa A. Mayer | Mgmt | For | For | ||||
1g. | Election of Director: C. Douglas McMillon | Mgmt | For | For | ||||
1h. | Election of Director: Gregory B. Penner | Mgmt | For | For | ||||
1i. | Election of Director: Steven S Reinemund | Mgmt | For | For | ||||
1j. | Election of Director: S. Robson Walton | Mgmt | For | For | ||||
1k. | Election of Director: Steuart L. Walton | Mgmt | For | For |
Investment Company Report
Meeting Date Range: | 01-Jul-2017 - 30-Jun-2018 | Report Date: | 24-Jul-2018 |
Page 180 of 180 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | ||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Mgmt | Against | Against | ||||
4. | Request to Adopt an Independent Chair Policy | Shr | For | Against | ||||
5. | Request for Report on Racial or Ethnic Pay Gaps | Shr | For | Against | ||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPS Series Trust | |||
By: | /s/ Jeremy O. May | ||
Jeremy O. May | |||
President | |||
Date: | August 10, 2018 |