UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22747
ALPS SERIES TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Vilma V. DeVooght
ALPS Series Trust
1290 Broadway, Suite 1000
Denver, CO 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1 – Proxy Voting Record.
Beacon Accelerated Return Strategy Fund
Beacon Planned Return Strategy Fund
There is no proxy voting activity for the funds, as the funds did not hold any votable positions during the reporting period.
Carret Kansas Tax-Exempt Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Clarkston Founders Fund
Clarkston Fund
Clarkston Partners Fund
Investment Company Report
Meeting Date Range: | 01-Jul-2020 - 30-Jun-2021 | Report Date: | 7/19/2021 | ||||||||||||||
Page 1 of 118 | |||||||||||||||||
Clarkston Founders Fund | |||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||
Security: | 008252108 | Agenda Number: | 935411467 | ||||||||||||||
Ticker: | AMG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US0082521081 | Meeting Date: | 6/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Karen L. Alvingham | Mgmt | For | For | |||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Tracy A. Atkinson | Mgmt | For | For | |||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Dwight D. Churchill | Mgmt | For | For | |||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Jay C. Horgen | Mgmt | For | For | |||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Reuben Jeffery III | Mgmt | For | For | |||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Félix V. Matos Rodríguez | Mgmt | For | For | |||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Tracy P. Palandjian | Mgmt | For | For | |||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
ANHEUSER-BUSCH INBEV SA | |||||||||||||||||
Security: | 03524A108 | Agenda Number: | 935378578 | ||||||||||||||
Ticker: | BUD | Meeting Type: | Annual | ||||||||||||||
ISIN: | US03524A1088 | Meeting Date: | 4/28/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company's own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company's own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Mgmt | For | For | |||||||||||||
5. | Approval of the statutory annual accounts. | Mgmt | For | For | |||||||||||||
6. | Discharge to the directors. | Mgmt | Against | Against | |||||||||||||
7. | Discharge to the statutory auditor. | Mgmt | For | For | |||||||||||||
8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | For | For | |||||||||||||
8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | For | For | |||||||||||||
8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | Against | Against | |||||||||||||
9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Mgmt | Against | Against | |||||||||||||
10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Mgmt | Against | Against | |||||||||||||
11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Mgmt | Against | Against | |||||||||||||
12. | Filings. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
BROWN & BROWN, INC. | |||||||||||||||||
Security: | 115236101 | Agenda Number: | 935355772 | ||||||||||||||
Ticker: | BRO | Meeting Type: | Annual | ||||||||||||||
ISIN: | US1152361010 | Meeting Date: | 5/5/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | J. Hyatt Brown | Mgmt | For | For | |||||||||||||
2 | Hugh M. Brown | Mgmt | For | For | |||||||||||||
3 | J. Powell Brown | Mgmt | For | For | |||||||||||||
4 | L. L. Gellerstedt III | Mgmt | For | For | |||||||||||||
5 | James C. Hays | Mgmt | For | For | |||||||||||||
6 | Theodore J. Hoepner | Mgmt | For | For | |||||||||||||
7 | James S. Hunt | Mgmt | For | For | |||||||||||||
8 | Toni Jennings | Mgmt | For | For | |||||||||||||
9 | Timothy R.M. Main | Mgmt | For | For | |||||||||||||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||||||||||||
11 | Wendell S. Reilly | Mgmt | For | For | |||||||||||||
12 | Chilton D. Varner | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||
Security: | 12541W209 | Agenda Number: | 935352930 | ||||||||||||||
Ticker: | CHRW | Meeting Type: | Annual | ||||||||||||||
ISIN: | US12541W2098 | Meeting Date: | 5/6/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Robert C. Biesterfeld Jr. | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wayne M. Fortun | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Timothy C. Gokey | Mgmt | Against | Against | |||||||||||||
1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Brian P. Short | Mgmt | Against | Against | |||||||||||||
1I. | Election of Director: James B. Stake | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
CDK GLOBAL, INC. | |||||||||||||||||
Security: | 12508E101 | Agenda Number: | 935277702 | ||||||||||||||
Ticker: | CDK | Meeting Type: | Annual | ||||||||||||||
ISIN: | US12508E1010 | Meeting Date: | 11/12/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Leslie A. Brun | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Willie A. Deese | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Amy J. Hillman | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Brian M. Krzanich | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Stephen A. Miles | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Robert E. Radway | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Stephen F. Schuckenbrock | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Frank S. Sowinski | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Eileen J. Voynick | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For | |||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
CHANGE HEALTHCARE INC | |||||||||||||||||
Security: | 15912K100 | Agenda Number: | 935248294 | ||||||||||||||
Ticker: | CHNG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US15912K1007 | Meeting Date: | 9/2/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Neil E. de Crescenzo | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Howard L. Lance | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Nella Domenici | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Nicholas L. Kuhar | Mgmt | Abstain | Against | |||||||||||||
1E. | Election of Director: Diana McKenzie | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Bansi Nagji | Mgmt | Abstain | Against | |||||||||||||
1G. | Election of Director: Philip M. Pead | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Phillip W. Roe | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Neil P. Simpkins | Mgmt | Abstain | Against | |||||||||||||
1J. | Election of Director: Robert J. Zollars | Mgmt | Abstain | Against | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation (Say-on-Pay) | Mgmt | For | For | |||||||||||||
3. | Advisory Vote on the Frequency of Say-on- Pay Vote | Mgmt | 1 Year | For | |||||||||||||
4. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2021 | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
CHANGE HEALTHCARE INC | |||||||||||||||||
Security: | 15912K100 | Agenda Number: | 935344983 | ||||||||||||||
Ticker: | CHNG | Meeting Type: | Special | ||||||||||||||
ISIN: | US15912K1007 | Meeting Date: | 4/13/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of January 5, 2021, among Change Healthcare Inc., UnitedHealth Group Incorporated and Cambridge Merger Sub Inc. | Mgmt | For | For | |||||||||||||
2. | To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to Change's named executive officers in connection with the Merger. | Mgmt | For | For | |||||||||||||
3. | To adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal described above in Proposal 1. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
FEDEX CORPORATION | |||||||||||||||||
Security: | 31428X106 | Agenda Number: | 935258346 | ||||||||||||||
Ticker: | FDX | Meeting Type: | Annual | ||||||||||||||
ISIN: | US31428X1063 | Meeting Date: | 9/21/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |||||||||||||
1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |||||||||||||
1C. | Election of Director: JOHN C. ("CHRIS") INGLIS | Mgmt | For | For | |||||||||||||
1D. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |||||||||||||
1E. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |||||||||||||
1F. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |||||||||||||
1G. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |||||||||||||
1H. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |||||||||||||
1I. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |||||||||||||
1J. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |||||||||||||
1K. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |||||||||||||
1L. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||||||||||||
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | For | Against | |||||||||||||
5. | Stockholder proposal regarding political disclosure. | Shr | Against | For | |||||||||||||
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shr | Against | For | |||||||||||||
7. | Stockholder proposal regarding shareholder right to act by written consent. | Shr | For | Against | |||||||||||||
8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shr | Against | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
FOX CORPORATION | |||||||||||||||||
Security: | 35137L105 | Agenda Number: | 935278843 | ||||||||||||||
Ticker: | FOXA | Meeting Type: | Annual | ||||||||||||||
ISIN: | US35137L1052 | Meeting Date: | 11/12/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR INFORMATIONAL PURPOSES ONLY. | Mgmt | For | ||||||||||||||
Clarkston Founders Fund | |||||||||||||||||
FRANKLIN RESOURCES, INC. | |||||||||||||||||
Security: | 354613101 | Agenda Number: | 935320034 | ||||||||||||||
Ticker: | BEN | Meeting Type: | Annual | ||||||||||||||
ISIN: | US3546131018 | Meeting Date: | 2/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John Y. Kim | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Anthony J. Noto | Mgmt | For | For | |||||||||||||
1H. | Election of Director: John W. Thiel | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Seth H. Waugh | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
LPL FINANCIAL HOLDINGS INC. | |||||||||||||||||
Security: | 50212V100 | Agenda Number: | 935357524 | ||||||||||||||
Ticker: | LPLA | Meeting Type: | Annual | ||||||||||||||
ISIN: | US50212V1008 | Meeting Date: | 5/5/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Dan H. Arnold | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | |||||||||||||
1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |||||||||||||
1D. | Election of Director: William F. Glavin, Jr. | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |||||||||||||
1G. | Election of Director: James S. Putnam | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Richard P. Schifter | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Corey E. Thomas | Mgmt | For | For | |||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |||||||||||||
4. | Approve the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan. | Mgmt | For | For | |||||||||||||
5. | Approve the LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
MOLSON COORS BEVERAGE COMPANY | |||||||||||||||||
Security: | 60871R209 | Agenda Number: | 935387589 | ||||||||||||||
Ticker: | TAP | Meeting Type: | Annual | ||||||||||||||
ISIN: | US60871R2094 | Meeting Date: | 5/26/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Roger G. Eaton | Mgmt | For | For | |||||||||||||
2 | Charles M. Herington | Mgmt | For | For | |||||||||||||
3 | H. Sanford Riley | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935321517 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Special | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 2/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | To approve the proposed sale to Indy US BidCo, LLC and Indy Dutch BidCo B.V. ("Purchaser"), two newly formed entities which are controlled by affiliates of Advent International Corporation ("Advent"), pursuant to the terms and subject to the conditions set forth in the Stock Purchase Agreement, dated as of October 31, 2020 ("Stock Purchase Agreement"), between Nielsen and Purchaser, of the equity interests of certain Nielsen subsidiaries that contain Nielsen's Global Connect business ("Connect" and the "Transaction"). | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935389836 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Annual | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 5/25/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |||||||||||||
1E. | Election of Director: David Kenny | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jonathan Miller | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |||||||||||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2020. | Mgmt | For | For | |||||||||||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For | |||||||||||||
8. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |||||||||||||
9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |||||||||||||
10. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |||||||||||||
11. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
PAYCHEX, INC. | |||||||||||||||||
Security: | 704326107 | Agenda Number: | 935267066 | ||||||||||||||
Ticker: | PAYX | Meeting Type: | Annual | ||||||||||||||
ISIN: | US7043261079 | Meeting Date: | 10/15/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: B. Thomas Golisano | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Thomas F. Bonadio | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Joseph G. Doody | Mgmt | For | For | |||||||||||||
1D. | Election of Director: David J.S. Flaschen | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Pamela A. Joseph | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Martin Mucci | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Joseph M. Tucci | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Joseph M. Velli | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Kara Wilson | Mgmt | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |||||||||||||
3. | TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
4. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
POST HOLDINGS, INC. | |||||||||||||||||
Security: | 737446104 | Agenda Number: | 935310261 | ||||||||||||||
Ticker: | POST | Meeting Type: | Annual | ||||||||||||||
ISIN: | US7374461041 | Meeting Date: | 1/28/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Edwin H. Callison | Mgmt | For | For | |||||||||||||
2 | William P. Stiritz | Mgmt | For | For | |||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||||||||||||
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
STERICYCLE, INC. | |||||||||||||||||
Security: | 858912108 | Agenda Number: | 935394813 | ||||||||||||||
Ticker: | SRCL | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8589121081 | Meeting Date: | 5/26/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Robert S. Murley | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Cindy J. Miller | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Brian P. Anderson | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Thomas F. Chen | Mgmt | For | For | |||||||||||||
1F. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Veronica M. Hagen | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |||||||||||||
1I. | Election of Director: James J. Martell | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Kay G. Priestly | Mgmt | For | For | |||||||||||||
1K. | Election of Director: James L. Welch | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Mike S. Zafirovski | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||||||||||||
3. | Approval of the Stericycle, Inc. 2021 Long- Term Incentive Plan. | Mgmt | For | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |||||||||||||
5. | Stockholder proposal entitled Improve our Excess Baggage Special Shareholder Meeting "Right". | Shr | Against | For | |||||||||||||
6. | Stockholder proposal with respect to amendment of our compensation clawback policy. | Shr | Against | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
SYSCO CORPORATION | |||||||||||||||||
Security: | 871829107 | Agenda Number: | 935276457 | ||||||||||||||
Ticker: | SYY | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8718291078 | Meeting Date: | 11/20/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |||||||||||||
1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Joshua D. Frank | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John M. Hinshaw | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Nelson Peltz | Mgmt | For | For | |||||||||||||
1K. | Election of Director: Edward D. Shirley | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Sheila G. Talton | Mgmt | For | For | |||||||||||||
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2020 proxy statement. | Mgmt | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
THE CHARLES SCHWAB CORPORATION | |||||||||||||||||
Security: | 808513105 | Agenda Number: | 935378302 | ||||||||||||||
Ticker: | SCHW | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8085131055 | Meeting Date: | 5/13/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Walter W. Bettinger II | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Joan T. Dea | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Christopher V. Dodds | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Mark A. Goldfarb | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Bharat B. Masrani | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Charles A. Ruffel | Mgmt | For | For | |||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Mgmt | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shr | For | Against | |||||||||||||
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shr | For | Against | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||
Security: | 959802109 | Agenda Number: | 935371005 | ||||||||||||||
Ticker: | WU | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9598021098 | Meeting Date: | 5/14/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | |||||||||||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | |||||||||||||
1c. | Election of Director: Richard A. Goodman | Mgmt | For | For | |||||||||||||
1d. | Election of Director: Betsy D. Holden | Mgmt | For | For | |||||||||||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | For | For | |||||||||||||
1f. | Election of Director: Michael A. Miles, Jr. | Mgmt | For | For | |||||||||||||
1g. | Election of Director: Timothy P. Murphy | Mgmt | For | For | |||||||||||||
1h. | Election of Director: Joyce A. Phillips | Mgmt | For | For | |||||||||||||
1i. | Election of Director: Jan Siegmund | Mgmt | For | For | |||||||||||||
1j. | Election of Director: Angela A. Sun | Mgmt | For | For | |||||||||||||
1k. | Election of Director: Solomon D. Trujillo | Mgmt | For | For | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | |||||||||||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021 | Mgmt | For | For | |||||||||||||
4. | Stockholder Proposal Regarding Stockholder Right to Act by Written Consent | Shr | Against | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
US FOODS HOLDING CORP. | |||||||||||||||||
Security: | 912008109 | Agenda Number: | 935372324 | ||||||||||||||
Ticker: | USFD | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9120081099 | Meeting Date: | 5/20/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Cheryl A. Bachelder | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Court D. Carruthers | Mgmt | For | For | |||||||||||||
1C. | Election of Director: John A. Lederer | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Carl Andrew Pforzheimer | Mgmt | For | For | |||||||||||||
1E. | Election of Director: David M. Tehle | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Ann E. Ziegler | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935249234 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Special | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 8/26/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect. | Mgmt | For | For | |||||||||||||
2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration. | Mgmt | For | For | |||||||||||||
3. | Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction. | Mgmt | For | For | |||||||||||||
4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2. | Mgmt | For | For | |||||||||||||
Clarkston Founders Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935364973 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Annual | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Anna C. Catalano | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Victor F. Ganzi | Mgmt | For | For | |||||||||||||
1C. | Election of Director: John J. Haley | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wendy E. Lane | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Jaymin B. Patel | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Paul D. Thomas | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Wilhelm Zeller | Mgmt | For | For | |||||||||||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |||||||||||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |||||||||||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |||||||||||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||
Security: | 008252108 | Agenda Number: | 935411467 | ||||||||||||||
Ticker: | AMG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US0082521081 | Meeting Date: | 6/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Karen L. Alvingham | Mgmt | For | For | |||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Tracy A. Atkinson | Mgmt | For | For | |||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Dwight D. Churchill | Mgmt | For | For | |||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Jay C. Horgen | Mgmt | For | For | |||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Reuben Jeffery III | Mgmt | For | For | |||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Félix V. Matos Rodríguez | Mgmt | For | For | |||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Tracy P. Palandjian | Mgmt | For | For | |||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
AMERICAN EXPRESS COMPANY | |||||||||||||||||
Security: | 025816109 | Agenda Number: | 935357358 | ||||||||||||||
Ticker: | AXP | Meeting Type: | Annual | ||||||||||||||
ISIN: | US0258161092 | Meeting Date: | 5/4/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director for a term of one year: Thomas J. Baltimore | Mgmt | Against | Against | |||||||||||||
1B. | Election of Director for a term of one year: Charlene Barshefsky | Mgmt | For | For | |||||||||||||
1C. | Election of Director for a term of one year: John J. Brennan | Mgmt | For | For | |||||||||||||
1D. | Election of Director for a term of one year: Peter Chernin | Mgmt | For | For | |||||||||||||
1E. | Election of Director for a term of one year: Ralph de la Vega | Mgmt | For | For | |||||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Mgmt | For | For | |||||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Mgmt | For | For | |||||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Mgmt | For | For | |||||||||||||
1I. | Election of Director for a term of one year: Charles E. Phillips | Mgmt | For | For | |||||||||||||
1J. | Election of Director for a term of one year: Lynn A. Pike | Mgmt | For | For | |||||||||||||
1K. | Election of Director for a term of one year: Stephen J. Squeri | Mgmt | For | For | |||||||||||||
1L. | Election of Director for a term of one year: Daniel L. Vasella | Mgmt | For | For | |||||||||||||
1M. | Election of Director for a term of one year: Lisa W. Wardell | Mgmt | For | For | |||||||||||||
1N. | Election of Director for a term of one year: Ronald A. Williams | Mgmt | For | For | |||||||||||||
1O. | Election of Director for a term of one year: Christopher D. Young | Mgmt | For | For | |||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Mgmt | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | |||||||||||||
4. | Shareholder proposal relating to action by written consent. | Shr | For | Against | |||||||||||||
5. | Shareholder proposal relating to annual report on diversity. | Shr | For | Against | |||||||||||||
Clarkston Fund | |||||||||||||||||
ANHEUSER-BUSCH INBEV SA | |||||||||||||||||
Security: | 03524A108 | Agenda Number: | 935378578 | ||||||||||||||
Ticker: | BUD | Meeting Type: | Annual | ||||||||||||||
ISIN: | US03524A1088 | Meeting Date: | 4/28/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company's own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company's own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Mgmt | For | For | |||||||||||||
5. | Approval of the statutory annual accounts. | Mgmt | For | For | |||||||||||||
6. | Discharge to the directors. | Mgmt | Against | Against | |||||||||||||
7. | Discharge to the statutory auditor. | Mgmt | For | For | |||||||||||||
8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | For | For | |||||||||||||
8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | For | For | |||||||||||||
8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Mgmt | Against | Against | |||||||||||||
9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Mgmt | Against | Against | |||||||||||||
10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Mgmt | Against | Against | |||||||||||||
11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Mgmt | Against | Against | |||||||||||||
12. | Filings. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
BROWN & BROWN, INC. | |||||||||||||||||
Security: | 115236101 | Agenda Number: | 935355772 | ||||||||||||||
Ticker: | BRO | Meeting Type: | Annual | ||||||||||||||
ISIN: | US1152361010 | Meeting Date: | 5/5/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | J. Hyatt Brown | Mgmt | For | For | |||||||||||||
2 | Hugh M. Brown | Mgmt | For | For | |||||||||||||
3 | J. Powell Brown | Mgmt | For | For | |||||||||||||
4 | L. L. Gellerstedt III | Mgmt | For | For | |||||||||||||
5 | James C. Hays | Mgmt | For | For | |||||||||||||
6 | Theodore J. Hoepner | Mgmt | For | For | |||||||||||||
7 | James S. Hunt | Mgmt | For | For | |||||||||||||
8 | Toni Jennings | Mgmt | For | For | |||||||||||||
9 | Timothy R.M. Main | Mgmt | For | For | |||||||||||||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||||||||||||
11 | Wendell S. Reilly | Mgmt | For | For | |||||||||||||
12 | Chilton D. Varner | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||
Security: | 12541W209 | Agenda Number: | 935352930 | ||||||||||||||
Ticker: | CHRW | Meeting Type: | Annual | ||||||||||||||
ISIN: | US12541W2098 | Meeting Date: | 5/6/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Robert C. Biesterfeld Jr. | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wayne M. Fortun | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Timothy C. Gokey | Mgmt | Against | Against | |||||||||||||
1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Brian P. Short | Mgmt | Against | Against | |||||||||||||
1I. | Election of Director: James B. Stake | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
CAPITAL ONE FINANCIAL CORPORATION | |||||||||||||||||
Security: | 14040H105 | Agenda Number: | 935353730 | ||||||||||||||
Ticker: | COF | Meeting Type: | Annual | ||||||||||||||
ISIN: | US14040H1059 | Meeting Date: | 5/6/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Richard D. Fairbank | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Ime Archibong | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Ann Fritz Hackett | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Peter Thomas Killalea | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Mgmt | For | For | |||||||||||||
1F. | Election of Director: François Locoh-Donou | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Peter E. Raskind | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Eileen Serra | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Mayo A. Shattuck III | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Bradford H. Warner | Mgmt | For | For | |||||||||||||
1K. | Election of Director: Catherine G. West | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Craig Anthony Williams | Mgmt | For | For | |||||||||||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Mgmt | For | For | |||||||||||||
3. | Advisory approval of Capital One's 2020 Named Executive Officer compensation. | Mgmt | For | For | |||||||||||||
4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
DIAGEO PLC | |||||||||||||||||
Security: | 25243Q205 | Agenda Number: | 935266292 | ||||||||||||||
Ticker: | DEO | Meeting Type: | Annual | ||||||||||||||
ISIN: | US25243Q2057 | Meeting Date: | 9/28/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
O1 | Report and accounts 2020. | Mgmt | For | For | |||||||||||||
O2 | Directors' remuneration report 2020. | Mgmt | For | For | |||||||||||||
O3 | Directors' remuneration policy 2020. | Mgmt | For | For | |||||||||||||
O4 | Declaration of final dividend. | Mgmt | For | For | |||||||||||||
O5 | Election of Melissa Bethell (1,3,4) as a director. | Mgmt | For | For | |||||||||||||
O6 | Re-election of Javier Ferrán (3*) as a director. | Mgmt | For | For | |||||||||||||
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Mgmt | For | For | |||||||||||||
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Mgmt | For | For | |||||||||||||
O9 | Re-election of Ivan Menezes (2*) as a director. | Mgmt | For | For | |||||||||||||
O10 | Re-election of Kathryn Mikells (2) as a director. | Mgmt | For | For | |||||||||||||
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Mgmt | For | For | |||||||||||||
O12 | Re-appointment of auditor. | Mgmt | For | For | |||||||||||||
013 | Remuneration of auditor. | Mgmt | For | For | |||||||||||||
O14 | Authority to make political donations and/or to incur political expenditure. | Mgmt | For | For | |||||||||||||
O15 | Authority to allot shares. | Mgmt | For | For | |||||||||||||
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Mgmt | For | For | |||||||||||||
O17 | Adoption of the Diageo 2020 Sharesave Plan. | Mgmt | For | For | |||||||||||||
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Mgmt | For | For | |||||||||||||
O19 | Authority to establish international share plans. | Mgmt | For | For | |||||||||||||
S20 | Disapplication of pre-emption rights. | Mgmt | For | For | |||||||||||||
S21 | Authority to purchase own shares. | Mgmt | For | For | |||||||||||||
S22 | Reduced notice of a general meeting other than an AGM. | Mgmt | For | For | |||||||||||||
S23 | Approval and adoption of new articles of association. | Mgmt | For | For | |||||||||||||
S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Mgmt | For | ||||||||||||||
Clarkston Fund | |||||||||||||||||
FEDEX CORPORATION | |||||||||||||||||
Security: | 31428X106 | Agenda Number: | 935258346 | ||||||||||||||
Ticker: | FDX | Meeting Type: | Annual | ||||||||||||||
ISIN: | US31428X1063 | Meeting Date: | 9/21/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |||||||||||||
1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |||||||||||||
1C. | Election of Director: JOHN C. ("CHRIS") INGLIS | Mgmt | For | For | |||||||||||||
1D. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |||||||||||||
1E. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |||||||||||||
1F. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |||||||||||||
1G. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |||||||||||||
1H. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |||||||||||||
1I. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |||||||||||||
1J. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |||||||||||||
1K. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |||||||||||||
1L. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||||||||||||
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | For | Against | |||||||||||||
5. | Stockholder proposal regarding political disclosure. | Shr | Against | For | |||||||||||||
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shr | Against | For | |||||||||||||
7. | Stockholder proposal regarding shareholder right to act by written consent. | Shr | For | Against | |||||||||||||
8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shr | Against | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
FRANKLIN RESOURCES, INC. | |||||||||||||||||
Security: | 354613101 | Agenda Number: | 935320034 | ||||||||||||||
Ticker: | BEN | Meeting Type: | Annual | ||||||||||||||
ISIN: | US3546131018 | Meeting Date: | 2/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John Y. Kim | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Anthony J. Noto | Mgmt | For | For | |||||||||||||
1H. | Election of Director: John W. Thiel | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Seth H. Waugh | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||
Security: | 369604103 | Agenda Number: | 935357954 | ||||||||||||||
Ticker: | GE | Meeting Type: | Annual | ||||||||||||||
ISIN: | US3696041033 | Meeting Date: | 5/4/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Sébastien Bazin | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Ashton Carter | Mgmt | For | For | |||||||||||||
1C. | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Francisco D'Souza | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Edward Garden | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Thomas Horton | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Catherine Lesjak | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Paula Rosput Reynolds | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Leslie Seidman | Mgmt | For | For | |||||||||||||
1K. | Election of Director: James Tisch | Mgmt | For | For | |||||||||||||
2. | Advisory Approval of Our Named Executives' Compensation. | Mgmt | Against | Against | |||||||||||||
3. | Ratification of Deloitte as Independent Auditor for 2021. | Mgmt | For | For | |||||||||||||
4. | Approval of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. | Mgmt | For | For | |||||||||||||
5. | Require Nomination of at Least Two Candidates for Each Board Seat. | Shr | Against | For | |||||||||||||
6. | Require the Chairman of the Board to be Independent. | Shr | For | Against | |||||||||||||
7. | Report on Meeting the Criteria of the Net Zero Indicator. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
MASTERCARD INCORPORATED | |||||||||||||||||
Security: | 57636Q104 | Agenda Number: | 935420644 | ||||||||||||||
Ticker: | MA | Meeting Type: | Annual | ||||||||||||||
ISIN: | US57636Q1040 | Meeting Date: | 6/22/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Ajay Banga | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Merit E. Janow | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Oki Matsumoto | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Michael Miebach | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Youngme Moon | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |||||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |||||||||||||
1M. | Election of Director: Jackson Tai | Mgmt | For | For | |||||||||||||
1N. | Election of Director: Lance Uggla | Mgmt | For | For | |||||||||||||
2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | For | For | |||||||||||||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | For | For | |||||||||||||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Mgmt | For | For | |||||||||||||
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||
Security: | 594918104 | Agenda Number: | 935284478 | ||||||||||||||
Ticker: | MSFT | Meeting Type: | Annual | ||||||||||||||
ISIN: | US5949181045 | Meeting Date: | 12/2/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Teri L. List-Stoll | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Satya Nadella | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Charles W. Scharf | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Arne M. Sorenson | Mgmt | For | For | |||||||||||||
1I. | Election of Director: John W. Stanton | Mgmt | For | For | |||||||||||||
1J. | Election of Director: John W. Thompson | Mgmt | For | For | |||||||||||||
1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Padmasree Warrior | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Mgmt | For | For | |||||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shr | Against | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
MOLSON COORS BEVERAGE COMPANY | |||||||||||||||||
Security: | 60871R209 | Agenda Number: | 935387589 | ||||||||||||||
Ticker: | TAP | Meeting Type: | Annual | ||||||||||||||
ISIN: | US60871R2094 | Meeting Date: | 5/26/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Roger G. Eaton | Mgmt | For | For | |||||||||||||
2 | Charles M. Herington | Mgmt | For | For | |||||||||||||
3 | H. Sanford Riley | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935321517 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Special | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 2/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | To approve the proposed sale to Indy US BidCo, LLC and Indy Dutch BidCo B.V. ("Purchaser"), two newly formed entities which are controlled by affiliates of Advent International Corporation ("Advent"), pursuant to the terms and subject to the conditions set forth in the Stock Purchase Agreement, dated as of October 31, 2020 ("Stock Purchase Agreement"), between Nielsen and Purchaser, of the equity interests of certain Nielsen subsidiaries that contain Nielsen's Global Connect business ("Connect" and the "Transaction"). | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935389836 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Annual | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 5/25/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |||||||||||||
1E. | Election of Director: David Kenny | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jonathan Miller | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |||||||||||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2020. | Mgmt | For | For | |||||||||||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For | |||||||||||||
8. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |||||||||||||
9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |||||||||||||
10. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |||||||||||||
11. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
PAYCHEX, INC. | |||||||||||||||||
Security: | 704326107 | Agenda Number: | 935267066 | ||||||||||||||
Ticker: | PAYX | Meeting Type: | Annual | ||||||||||||||
ISIN: | US7043261079 | Meeting Date: | 10/15/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: B. Thomas Golisano | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Thomas F. Bonadio | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Joseph G. Doody | Mgmt | For | For | |||||||||||||
1D. | Election of Director: David J.S. Flaschen | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Pamela A. Joseph | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Martin Mucci | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Joseph M. Tucci | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Joseph M. Velli | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Kara Wilson | Mgmt | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |||||||||||||
3. | TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
4. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
SYSCO CORPORATION | |||||||||||||||||
Security: | 871829107 | Agenda Number: | 935276457 | ||||||||||||||
Ticker: | SYY | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8718291078 | Meeting Date: | 11/20/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |||||||||||||
1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Joshua D. Frank | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John M. Hinshaw | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Nelson Peltz | Mgmt | For | For | |||||||||||||
1K. | Election of Director: Edward D. Shirley | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Sheila G. Talton | Mgmt | For | For | |||||||||||||
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2020 proxy statement. | Mgmt | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
THE CHARLES SCHWAB CORPORATION | |||||||||||||||||
Security: | 808513105 | Agenda Number: | 935378302 | ||||||||||||||
Ticker: | SCHW | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8085131055 | Meeting Date: | 5/13/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Walter W. Bettinger II | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Joan T. Dea | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Christopher V. Dodds | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Mark A. Goldfarb | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Bharat B. Masrani | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Charles A. Ruffel | Mgmt | For | For | |||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Mgmt | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shr | For | Against | |||||||||||||
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shr | For | Against | |||||||||||||
Clarkston Fund | |||||||||||||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||||||||
Security: | 742718109 | Agenda Number: | 935264969 | ||||||||||||||
Ticker: | PG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US7427181091 | Meeting Date: | 10/13/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | ELECTION OF DIRECTOR: Francis S. Blake | Mgmt | For | For | |||||||||||||
1B. | ELECTION OF DIRECTOR: Angela F. Braly | Mgmt | For | For | |||||||||||||
1C. | ELECTION OF DIRECTOR: Amy L. Chang | Mgmt | For | For | |||||||||||||
1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Mgmt | For | For | |||||||||||||
1E. | ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | For | For | |||||||||||||
1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Mgmt | For | For | |||||||||||||
1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Mgmt | For | For | |||||||||||||
1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Mgmt | For | For | |||||||||||||
1I. | ELECTION OF DIRECTOR: Nelson Peltz | Mgmt | For | For | |||||||||||||
1J. | ELECTION OF DIRECTOR: David S. Taylor | Mgmt | For | For | |||||||||||||
1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Mgmt | For | For | |||||||||||||
1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Mgmt | For | For | |||||||||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Mgmt | For | For | |||||||||||||
3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Mgmt | For | For | |||||||||||||
4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Mgmt | For | For | |||||||||||||
5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shr | Against | For | |||||||||||||
6. | Shareholder Proposal - Annual Report on Diversity. | Shr | Against | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
THE WALT DISNEY COMPANY | |||||||||||||||||
Security: | 254687106 | Agenda Number: | 935328206 | ||||||||||||||
Ticker: | DIS | Meeting Type: | Annual | ||||||||||||||
ISIN: | US2546871060 | Meeting Date: | 3/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Susan E. Arnold | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Mary T. Barra | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Safra A. Catz | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Robert A. Chapek | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Francis A. deSouza | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Robert A. Iger | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Mark G. Parker | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Derica W. Rice | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Mgmt | For | For | |||||||||||||
3. | To approve the advisory resolution on executive compensation. | Mgmt | For | For | |||||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | |||||||||||||
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shr | Against | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||
Security: | 959802109 | Agenda Number: | 935371005 | ||||||||||||||
Ticker: | WU | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9598021098 | Meeting Date: | 5/14/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | |||||||||||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | |||||||||||||
1c. | Election of Director: Richard A. Goodman | Mgmt | For | For | |||||||||||||
1d. | Election of Director: Betsy D. Holden | Mgmt | For | For | |||||||||||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | For | For | |||||||||||||
1f. | Election of Director: Michael A. Miles, Jr. | Mgmt | For | For | |||||||||||||
1g. | Election of Director: Timothy P. Murphy | Mgmt | For | For | |||||||||||||
1h. | Election of Director: Joyce A. Phillips | Mgmt | For | For | |||||||||||||
1i. | Election of Director: Jan Siegmund | Mgmt | For | For | |||||||||||||
1j. | Election of Director: Angela A. Sun | Mgmt | For | For | |||||||||||||
1k. | Election of Director: Solomon D. Trujillo | Mgmt | For | For | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | |||||||||||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021 | Mgmt | For | For | |||||||||||||
4. | Stockholder Proposal Regarding Stockholder Right to Act by Written Consent | Shr | Against | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
UNITED PARCEL SERVICE, INC. | |||||||||||||||||
Security: | 911312106 | Agenda Number: | 935365002 | ||||||||||||||
Ticker: | UPS | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9113121068 | Meeting Date: | 5/13/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Mgmt | For | For | |||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Mgmt | For | For | |||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Mgmt | For | For | |||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Mgmt | For | For | |||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Mgmt | For | For | |||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Mgmt | For | For | |||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Mgmt | For | For | |||||||||||||
1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Mgmt | For | For | |||||||||||||
1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Mgmt | For | For | |||||||||||||
1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Mgmt | For | For | |||||||||||||
1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Mgmt | For | For | |||||||||||||
1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Mgmt | For | For | |||||||||||||
1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Mgmt | For | For | |||||||||||||
2. | To approve on an advisory basis a resolution on UPS executive compensation. | Mgmt | For | For | |||||||||||||
3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Mgmt | For | For | |||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
5. | To prepare an annual report on UPS's lobbying activities. | Shr | Against | For | |||||||||||||
6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shr | For | Against | |||||||||||||
7. | To prepare a report on reducing UPS's total contribution to climate change. | Shr | For | Against | |||||||||||||
8. | To transition UPS to a public benefit corporation. | Shr | Against | For | |||||||||||||
9. | To prepare a report assessing UPS's diversity and inclusion efforts. | Shr | For | Against | |||||||||||||
Clarkston Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935249234 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Special | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 8/26/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect. | Mgmt | For | For | |||||||||||||
2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration. | Mgmt | For | For | |||||||||||||
3. | Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction. | Mgmt | For | For | |||||||||||||
4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2. | Mgmt | For | For | |||||||||||||
Clarkston Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935364973 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Annual | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Anna C. Catalano | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Victor F. Ganzi | Mgmt | For | For | |||||||||||||
1C. | Election of Director: John J. Haley | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wendy E. Lane | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Jaymin B. Patel | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Paul D. Thomas | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Wilhelm Zeller | Mgmt | For | For | |||||||||||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |||||||||||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |||||||||||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |||||||||||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||
Security: | 008252108 | Agenda Number: | 935411467 | ||||||||||||||
Ticker: | AMG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US0082521081 | Meeting Date: | 6/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Karen L. Alvingham | Mgmt | For | For | |||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Tracy A. Atkinson | Mgmt | For | For | |||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Dwight D. Churchill | Mgmt | For | For | |||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Jay C. Horgen | Mgmt | For | For | |||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Reuben Jeffery III | Mgmt | For | For | |||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Félix V. Matos Rodríguez | Mgmt | For | For | |||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Tracy P. Palandjian | Mgmt | For | For | |||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
ARTISAN PARTNERS ASSET MANAGEMENT INC | |||||||||||||||||
Security: | 04316A108 | Agenda Number: | 935397629 | ||||||||||||||
Ticker: | APAM | Meeting Type: | Annual | ||||||||||||||
ISIN: | US04316A1088 | Meeting Date: | 6/2/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Jennifer A. Barbetta | Mgmt | For | For | |||||||||||||
2 | Matthew R. Barger | Mgmt | For | For | |||||||||||||
3 | Eric R. Colson | Mgmt | For | For | |||||||||||||
4 | Tench Coxe | Mgmt | For | For | |||||||||||||
5 | Stephanie G. DiMarco | Mgmt | For | For | |||||||||||||
6 | Jeffrey A. Joerres | Mgmt | For | For | |||||||||||||
7 | Andrew A. Ziegler | Mgmt | For | For | |||||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
BROWN & BROWN, INC. | |||||||||||||||||
Security: | 115236101 | Agenda Number: | 935355772 | ||||||||||||||
Ticker: | BRO | Meeting Type: | Annual | ||||||||||||||
ISIN: | US1152361010 | Meeting Date: | 5/5/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | J. Hyatt Brown | Mgmt | For | For | |||||||||||||
2 | Hugh M. Brown | Mgmt | For | For | |||||||||||||
3 | J. Powell Brown | Mgmt | For | For | |||||||||||||
4 | L. L. Gellerstedt III | Mgmt | For | For | |||||||||||||
5 | James C. Hays | Mgmt | For | For | |||||||||||||
6 | Theodore J. Hoepner | Mgmt | For | For | |||||||||||||
7 | James S. Hunt | Mgmt | For | For | |||||||||||||
8 | Toni Jennings | Mgmt | For | For | |||||||||||||
9 | Timothy R.M. Main | Mgmt | For | For | |||||||||||||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||||||||||||
11 | Wendell S. Reilly | Mgmt | For | For | |||||||||||||
12 | Chilton D. Varner | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||
Security: | 12541W209 | Agenda Number: | 935352930 | ||||||||||||||
Ticker: | CHRW | Meeting Type: | Annual | ||||||||||||||
ISIN: | US12541W2098 | Meeting Date: | 5/6/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Robert C. Biesterfeld Jr. | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wayne M. Fortun | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Timothy C. Gokey | Mgmt | Against | Against | |||||||||||||
1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Brian P. Short | Mgmt | Against | Against | |||||||||||||
1I. | Election of Director: James B. Stake | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
CDK GLOBAL, INC. | |||||||||||||||||
Security: | 12508E101 | Agenda Number: | 935277702 | ||||||||||||||
Ticker: | CDK | Meeting Type: | Annual | ||||||||||||||
ISIN: | US12508E1010 | Meeting Date: | 11/12/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Leslie A. Brun | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Willie A. Deese | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Amy J. Hillman | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Brian M. Krzanich | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Stephen A. Miles | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Robert E. Radway | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Stephen F. Schuckenbrock | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Frank S. Sowinski | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Eileen J. Voynick | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For | |||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
CHANGE HEALTHCARE INC | |||||||||||||||||
Security: | 15912K100 | Agenda Number: | 935248294 | ||||||||||||||
Ticker: | CHNG | Meeting Type: | Annual | ||||||||||||||
ISIN: | US15912K1007 | Meeting Date: | 9/2/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Neil E. de Crescenzo | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Howard L. Lance | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Nella Domenici | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Nicholas L. Kuhar | Mgmt | Abstain | Against | |||||||||||||
1E. | Election of Director: Diana McKenzie | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Bansi Nagji | Mgmt | Abstain | Against | |||||||||||||
1G. | Election of Director: Philip M. Pead | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Phillip W. Roe | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Neil P. Simpkins | Mgmt | Abstain | Against | |||||||||||||
1J. | Election of Director: Robert J. Zollars | Mgmt | Abstain | Against | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation (Say-on-Pay) | Mgmt | For | For | |||||||||||||
3. | Advisory Vote on the Frequency of Say-on- Pay Vote | Mgmt | 1 Year | For | |||||||||||||
4. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2021 | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
CHANGE HEALTHCARE INC | |||||||||||||||||
Security: | 15912K100 | Agenda Number: | 935344983 | ||||||||||||||
Ticker: | CHNG | Meeting Type: | Special | ||||||||||||||
ISIN: | US15912K1007 | Meeting Date: | 4/13/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of January 5, 2021, among Change Healthcare Inc., UnitedHealth Group Incorporated and Cambridge Merger Sub Inc. | Mgmt | For | For | |||||||||||||
2. | To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to Change's named executive officers in connection with the Merger. | Mgmt | For | For | |||||||||||||
3. | To adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal described above in Proposal 1. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
ENERPAC TOOL GROUP CORP | |||||||||||||||||
Security: | 292765104 | Agenda Number: | 935312811 | ||||||||||||||
Ticker: | EPAC | Meeting Type: | Annual | ||||||||||||||
ISIN: | US2927651040 | Meeting Date: | 1/19/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Alfredo Altavilla | Mgmt | For | For | |||||||||||||
2 | Judy L. Altmaier | Mgmt | For | For | |||||||||||||
3 | Randal W. Baker | Mgmt | For | For | |||||||||||||
4 | J. Palmer Clarkson | Mgmt | For | For | |||||||||||||
5 | Danny L. Cunningham | Mgmt | For | For | |||||||||||||
6 | E. James Ferland | Mgmt | For | For | |||||||||||||
7 | Richard D. Holder | Mgmt | For | For | |||||||||||||
8 | Sidney S. Simmons | Mgmt | For | For | |||||||||||||
2. | Ratification of Ernst & Young LLP as the Company's independent auditor. | Mgmt | For | For | |||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
4. | Approval of the proposed amendment and restatement of the 2017 Omnibus Incentive Plan ("Omnibus Plan") to increase the number of shares of Class A common stock issuable for awards under the Omnibus Plan and effect certain other changes. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
FRANKLIN RESOURCES, INC. | |||||||||||||||||
Security: | 354613101 | Agenda Number: | 935320034 | ||||||||||||||
Ticker: | BEN | Meeting Type: | Annual | ||||||||||||||
ISIN: | US3546131018 | Meeting Date: | 2/9/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John Y. Kim | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Anthony J. Noto | Mgmt | For | For | |||||||||||||
1H. | Election of Director: John W. Thiel | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Seth H. Waugh | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||||||||||||
3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
HILLENBRAND, INC. | |||||||||||||||||
Security: | 431571108 | Agenda Number: | 935319512 | ||||||||||||||
Ticker: | HI | Meeting Type: | Annual | ||||||||||||||
ISIN: | US4315711089 | Meeting Date: | 2/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Helen W. Cornell | Mgmt | For | For | |||||||||||||
2 | Jennifer W. Rumsey | Mgmt | For | For | |||||||||||||
3 | Stuart A. Taylor, II | Mgmt | For | For | |||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Mgmt | For | For | |||||||||||||
3. | To approve the amendment and restatement of the Company's Stock Incentive Plan. | Mgmt | For | For | |||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
JOHN WILEY & SONS, INC. | |||||||||||||||||
Security: | 968223206 | Agenda Number: | 935259778 | ||||||||||||||
Ticker: | JWA | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9682232064 | Meeting Date: | 9/24/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Beth Birnbaum | Mgmt | For | For | |||||||||||||
2 | David C. Dobson | Mgmt | For | For | |||||||||||||
3 | Mariana Garavaglia | Mgmt | For | For | |||||||||||||
4 | William Pence | Mgmt | Withheld | Against | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2021. | Mgmt | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
LANDSTAR SYSTEM, INC. | |||||||||||||||||
Security: | 515098101 | Agenda Number: | 935360040 | ||||||||||||||
Ticker: | LSTR | Meeting Type: | Annual | ||||||||||||||
ISIN: | US5150981018 | Meeting Date: | 5/12/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election Of Director: James B. Gattoni | Mgmt | For | For | |||||||||||||
1B. | Election Of Director: Anthony J. Orlando | Mgmt | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
LPL FINANCIAL HOLDINGS INC. | |||||||||||||||||
Security: | 50212V100 | Agenda Number: | 935357524 | ||||||||||||||
Ticker: | LPLA | Meeting Type: | Annual | ||||||||||||||
ISIN: | US50212V1008 | Meeting Date: | 5/5/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Dan H. Arnold | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | |||||||||||||
1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |||||||||||||
1D. | Election of Director: William F. Glavin, Jr. | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |||||||||||||
1G. | Election of Director: James S. Putnam | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Richard P. Schifter | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Corey E. Thomas | Mgmt | For | For | |||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |||||||||||||
4. | Approve the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan. | Mgmt | For | For | |||||||||||||
5. | Approve the LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
MOLSON COORS BEVERAGE COMPANY | |||||||||||||||||
Security: | 60871R209 | Agenda Number: | 935387589 | ||||||||||||||
Ticker: | TAP | Meeting Type: | Annual | ||||||||||||||
ISIN: | US60871R2094 | Meeting Date: | 5/26/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Roger G. Eaton | Mgmt | For | For | |||||||||||||
2 | Charles M. Herington | Mgmt | For | For | |||||||||||||
3 | H. Sanford Riley | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935321517 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Special | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 2/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | To approve the proposed sale to Indy US BidCo, LLC and Indy Dutch BidCo B.V. ("Purchaser"), two newly formed entities which are controlled by affiliates of Advent International Corporation ("Advent"), pursuant to the terms and subject to the conditions set forth in the Stock Purchase Agreement, dated as of October 31, 2020 ("Stock Purchase Agreement"), between Nielsen and Purchaser, of the equity interests of certain Nielsen subsidiaries that contain Nielsen's Global Connect business ("Connect" and the "Transaction"). | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
NIELSEN HOLDINGS PLC | |||||||||||||||||
Security: | G6518L108 | Agenda Number: | 935389836 | ||||||||||||||
Ticker: | NLSN | Meeting Type: | Annual | ||||||||||||||
ISIN: | GB00BWFY5505 | Meeting Date: | 5/25/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |||||||||||||
1E. | Election of Director: David Kenny | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Jonathan Miller | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2021. | Mgmt | For | For | |||||||||||||
4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |||||||||||||
5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||
6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2020. | Mgmt | For | For | |||||||||||||
7. | To approve the Directors' Compensation Policy. | Mgmt | For | For | |||||||||||||
8. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |||||||||||||
9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |||||||||||||
10. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |||||||||||||
11. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
POST HOLDINGS, INC. | |||||||||||||||||
Security: | 737446104 | Agenda Number: | 935310261 | ||||||||||||||
Ticker: | POST | Meeting Type: | Annual | ||||||||||||||
ISIN: | US7374461041 | Meeting Date: | 1/28/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Edwin H. Callison | Mgmt | For | For | |||||||||||||
2 | William P. Stiritz | Mgmt | For | For | |||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||||||||||||
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
STERICYCLE, INC. | |||||||||||||||||
Security: | 858912108 | Agenda Number: | 935394813 | ||||||||||||||
Ticker: | SRCL | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8589121081 | Meeting Date: | 5/26/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Robert S. Murley | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Cindy J. Miller | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Brian P. Anderson | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Thomas F. Chen | Mgmt | For | For | |||||||||||||
1F. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Veronica M. Hagen | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |||||||||||||
1I. | Election of Director: James J. Martell | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Kay G. Priestly | Mgmt | For | For | |||||||||||||
1K. | Election of Director: James L. Welch | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Mike S. Zafirovski | Mgmt | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||||||||||||
3. | Approval of the Stericycle, Inc. 2021 Long- Term Incentive Plan. | Mgmt | For | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |||||||||||||
5. | Stockholder proposal entitled Improve our Excess Baggage Special Shareholder Meeting "Right". | Shr | Against | For | |||||||||||||
6. | Stockholder proposal with respect to amendment of our compensation clawback policy. | Shr | Against | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
SYSCO CORPORATION | |||||||||||||||||
Security: | 871829107 | Agenda Number: | 935276457 | ||||||||||||||
Ticker: | SYY | Meeting Type: | Annual | ||||||||||||||
ISIN: | US8718291078 | Meeting Date: | 11/20/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |||||||||||||
1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |||||||||||||
1C. | Election of Director: Joshua D. Frank | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |||||||||||||
1F. | Election of Director: John M. Hinshaw | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |||||||||||||
1J. | Election of Director: Nelson Peltz | Mgmt | For | For | |||||||||||||
1K. | Election of Director: Edward D. Shirley | Mgmt | For | For | |||||||||||||
1L. | Election of Director: Sheila G. Talton | Mgmt | For | For | |||||||||||||
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2020 proxy statement. | Mgmt | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||
Security: | 959802109 | Agenda Number: | 935371005 | ||||||||||||||
Ticker: | WU | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9598021098 | Meeting Date: | 5/14/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1a. | Election of Director: Martin I. Cole | Mgmt | For | For | |||||||||||||
1b. | Election of Director: Hikmet Ersek | Mgmt | For | For | |||||||||||||
1c. | Election of Director: Richard A. Goodman | Mgmt | For | For | |||||||||||||
1d. | Election of Director: Betsy D. Holden | Mgmt | For | For | |||||||||||||
1e. | Election of Director: Jeffrey A. Joerres | Mgmt | For | For | |||||||||||||
1f. | Election of Director: Michael A. Miles, Jr. | Mgmt | For | For | |||||||||||||
1g. | Election of Director: Timothy P. Murphy | Mgmt | For | For | |||||||||||||
1h. | Election of Director: Joyce A. Phillips | Mgmt | For | For | |||||||||||||
1i. | Election of Director: Jan Siegmund | Mgmt | For | For | |||||||||||||
1j. | Election of Director: Angela A. Sun | Mgmt | For | For | |||||||||||||
1k. | Election of Director: Solomon D. Trujillo | Mgmt | For | For | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | |||||||||||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021 | Mgmt | For | For | |||||||||||||
4. | Stockholder Proposal Regarding Stockholder Right to Act by Written Consent | Shr | Against | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
US ECOLOGY, INC. | |||||||||||||||||
Security: | 91734M103 | Agenda Number: | 935387503 | ||||||||||||||
Ticker: | ECOL | Meeting Type: | Annual | ||||||||||||||
ISIN: | US91734M1036 | Meeting Date: | 5/25/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | DIRECTOR | ||||||||||||||||
1 | Richard Burke | Mgmt | For | For | |||||||||||||
2 | E. Renae Conley | Mgmt | For | For | |||||||||||||
3 | Katina Dorton | Mgmt | For | For | |||||||||||||
4 | Glenn A. Eisenberg | Mgmt | For | For | |||||||||||||
5 | Jeffrey R. Feeler | Mgmt | For | For | |||||||||||||
6 | Daniel Fox | Mgmt | Withheld | Against | |||||||||||||
7 | Mack L. Hogans | Mgmt | For | For | |||||||||||||
8 | Ronald C. Keating | Mgmt | For | For | |||||||||||||
9 | John T. Sahlberg | Mgmt | For | For | |||||||||||||
10 | Melanie Steiner | Mgmt | For | For | |||||||||||||
2. | To Ratify the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the Company's Fiscal Year Ending December 31, 2021. | Mgmt | For | For | |||||||||||||
3. | To Hold a Non-Binding Advisory Vote on the Company's Executive Compensation of its Named Executive Officers. | Mgmt | For | For | |||||||||||||
4. | To Approve Amendment 1 to the Amended and Restated US Ecology, Inc. Omnibus Incentive Plan. | Mgmt | For | For | |||||||||||||
5. | To Approve Amendment to the Amended and Restated Certificate of Incorporation to Eliminate Cumulative Voting in the Election of Directors. | Mgmt | For | For | |||||||||||||
6. | To Approve Amendment to the Amended and Restated Bylaws to Adopt a Plurality Voting Standard for Contested Director Elections. | Mgmt | For | For | |||||||||||||
7. | To Approve Amendment to the Amended and Restated Bylaws to Adopt Proxy Access. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
US FOODS HOLDING CORP. | |||||||||||||||||
Security: | 912008109 | Agenda Number: | 935372324 | ||||||||||||||
Ticker: | USFD | Meeting Type: | Annual | ||||||||||||||
ISIN: | US9120081099 | Meeting Date: | 5/20/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Cheryl A. Bachelder | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Court D. Carruthers | Mgmt | For | For | |||||||||||||
1C. | Election of Director: John A. Lederer | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Carl Andrew Pforzheimer | Mgmt | For | For | |||||||||||||
1E. | Election of Director: David M. Tehle | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Ann E. Ziegler | Mgmt | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935249234 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Special | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 8/26/2020 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect. | Mgmt | For | For | |||||||||||||
2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration. | Mgmt | For | For | |||||||||||||
3. | Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction. | Mgmt | For | For | |||||||||||||
4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2. | Mgmt | For | For | |||||||||||||
Clarkston Partners Fund | |||||||||||||||||
WILLIS TOWERS WATSON PLC | |||||||||||||||||
Security: | G96629103 | Agenda Number: | 935364973 | ||||||||||||||
Ticker: | WLTW | Meeting Type: | Annual | ||||||||||||||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/11/2021 | ||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||
1A. | Election of Director: Anna C. Catalano | Mgmt | For | For | |||||||||||||
1B. | Election of Director: Victor F. Ganzi | Mgmt | For | For | |||||||||||||
1C. | Election of Director: John J. Haley | Mgmt | For | For | |||||||||||||
1D. | Election of Director: Wendy E. Lane | Mgmt | For | For | |||||||||||||
1E. | Election of Director: Brendan R. O'Neill | Mgmt | For | For | |||||||||||||
1F. | Election of Director: Jaymin B. Patel | Mgmt | For | For | |||||||||||||
1G. | Election of Director: Linda D. Rabbitt | Mgmt | For | For | |||||||||||||
1H. | Election of Director: Paul D. Thomas | Mgmt | For | For | |||||||||||||
1I. | Election of Director: Wilhelm Zeller | Mgmt | For | For | |||||||||||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |||||||||||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |||||||||||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |||||||||||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For |
DDJ Opportunistic High Yield Fund
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | With or Against Management |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Acknowledgement of the Skillsoft Merger Proposal and the mandatory reports. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Documents available for inspection. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Approval of the Skillsoft Merger Proposal, the Skillsoft Merger Agreement and the Merger. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | The Skillsoft Charter Amendment Proposal. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Effective date of the Merger and accounting treatment. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Delegation of powers. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Acknowledgement of the Skillsoft Merger Proposal and the mandatory reports. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Documents available for inspection. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Approval of the Skillsoft Merger Proposal, the Skillsoft Merger Agreement and the Merger. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | The Skillsoft Charter Amendment Proposal. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Effective date of the Merger and accounting treatment. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20210610 | Delegation of powers. | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20200927 | Approval of merger | Issuer | Yes | For | N/A |
Software Luxembourg Holdings S.A. * | SKIL | B246188 | 20200927 | Approval of merger | Issuer | Yes | For | N/A |
Specialty Steel Holdco, Inc., | SSHI | 000SSWI05 | 20201230 | Annual election of directors and confirmation of the directors’ actions over the last year | Issuer | Yes | For | N/A |
* | all relate to the approval of the merger between Software Luxembourg Holding S.A. (“Skillsoft”) and Churchill Capital Corp II |
Hillman Value Fund
Vote Summary
NIKE, INC. | ||||||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 17-Sep-2020 | |||||||||||||||||||||
ISIN | US6541061031 | Agenda | 935256378 - Management | |||||||||||||||||||||
Record Date | 17-Jul-2020 | Holding Recon Date | 17-Jul-2020 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Sep-2020 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Concerning pay practices | ||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 28,000 | 0 | 21-Aug-2020 | 21-Aug-2020 | ||||||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||||||||||||||
ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||||||||||||||
Record Date | 08-Oct-2020 | Holding Recon Date | 08-Oct-2020 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Dec-2020 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 17,000 | 0 | 10-Nov-2020 | 10-Nov-2020 | ||||||||||||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |||||||||||||||||||||
ISIN | US17275R1023 | Agenda | 935287498 - Management | |||||||||||||||||||||
Record Date | 12-Oct-2020 | Holding Recon Date | 12-Oct-2020 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2020 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Approve Reincorporation | Management | For | For | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 90,000 | 0 | 18-Nov-2020 | 18-Nov-2020 | ||||||||||||||||||||
BECTON, DICKINSON AND COMPANY | ||||||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 | |||||||||||||||||||||
ISIN | US0758871091 | Agenda | 935316845 - Management | |||||||||||||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jan-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: A 15% threshold for calling a special meeting is appropriate | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 12,000 | 0 | 05-Jan-2021 | 05-Jan-2021 | ||||||||||||||||||||
EMERSON ELECTRIC CO. | ||||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 02-Feb-2021 | |||||||||||||||||||||
ISIN | US2910111044 | Agenda | 935317190 - Management | |||||||||||||||||||||
Record Date | 24-Nov-2020 | Holding Recon Date | 24-Nov-2020 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Feb-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | M. A. Blinn | For | For | For | For | For | ||||||||||||||||||
2 | A. F. Golden | For | For | For | For | For | ||||||||||||||||||
3 | C. Kendle | For | For | For | For | For | ||||||||||||||||||
4 | J. S. Turley | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 30,000 | 0 | 11-Jan-2021 | 11-Jan-2021 | ||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||||||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: The Company's 20% ownership threshold is too high to provide shareholders with a meaningful right to action by written consent | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 108,000 | 0 | 12-Mar-2021 | 12-Mar-2021 | ||||||||||||||||||||
THE BOEING COMPANY | ||||||||||||||||||||||||
Security | 097023105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BA | Meeting Date | 20-Apr-2021 | |||||||||||||||||||||
ISIN | US0970231058 | Agenda | 935340884 - Management | |||||||||||||||||||||
Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 22,000 | 0 | 26-Mar-2021 | 26-Mar-2021 | ||||||||||||||||||||
MAGELLAN MIDSTREAM PARTNERS,L.P. | ||||||||||||||||||||||||
Security | 559080106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MMP | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||
ISIN | US5590801065 | Agenda | 935339057 - Management | |||||||||||||||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Robert G. Croyle | For | For | For | For | For | ||||||||||||||||||
2 | Stacy P. Methvin | For | For | For | For | For | ||||||||||||||||||
3 | Barry R. Pearl | For | For | For | For | For | ||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 100,000 | 0 | 18-Mar-2021 | 18-Mar-2021 | ||||||||||||||||||||
PFIZER INC. | ||||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||
ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||||||||||||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Health Issues | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 130,500 | 0 | 27-Mar-2021 | 27-Mar-2021 | ||||||||||||||||||||
RAYTHEON TECHNOLOGIES | ||||||||||||||||||||||||
Security | 75513E101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |||||||||||||||||||||
ISIN | US75513E1010 | Agenda | 935347218 - Management | |||||||||||||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 68,187 | 0 | 30-Mar-2021 | 30-Mar-2021 | ||||||||||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||
ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||||||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Change Compensation Structure | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
7. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 56,000 | 0 | 03-Apr-2021 | 03-Apr-2021 | ||||||||||||||||||||
DUPONT DE NEMOURS INC | ||||||||||||||||||||||||
Security | 26614N102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DD | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||
ISIN | US26614N1028 | Agenda | 935348436 - Management | |||||||||||||||||||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
5. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Report on EEO | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: EEO-1 reports provide shareholders with standardized and comparable information concerning a company's workforce diversity | ||||||||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Additional disclosure would allow shareholders a better understanding of the Company's risks concerning plastic pollution | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 64,000 | 0 | 01-Apr-2021 | 01-Apr-2021 | ||||||||||||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||||||||
Security | 03524A108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BUD | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||
ISIN | US03524A1088 | Agenda | 935378578 - Management | |||||||||||||||||||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Approve Article Amendments | Management | For | For | For | For | For | |||||||||||||||||
5. | Receive Consolidated Financial Statements | Management | For | For | For | For | For | |||||||||||||||||
6. | Director Removal Without Cause | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Insufficient response to shareholder dissent | ||||||||||||||||||||||||
7. | Director Removal Without Cause | Management | For | For | For | For | For | |||||||||||||||||
8A. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Board is not majority independent. | ||||||||||||||||||||||||
8B. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Board is not majority independent. | ||||||||||||||||||||||||
8C. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Board is not majority independent. | ||||||||||||||||||||||||
9. | Approve Remuneration of Directors and Auditors | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Insufficient response to shareholder dissent; Poor overall design | ||||||||||||||||||||||||
10. | Approve Remuneration of Directors and Auditors | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: LTI not performance-based; Pay and performance disconnect; Insufficient response to shareholder dissent | ||||||||||||||||||||||||
11. | Miscellaneous Corporate Actions | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Poor disclosure | ||||||||||||||||||||||||
12. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 29,800 | 0 | 02-Apr-2021 | 02-Apr-2021 | ||||||||||||||||||||
AT&T INC. | ||||||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||||||||||||
ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 171,000 | 0 | 06-Apr-2021 | 06-Apr-2021 | ||||||||||||||||||||
KELLOGG COMPANY | ||||||||||||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |||||||||||||||||||||
ISIN | US4878361082 | Agenda | 935348359 - Management | |||||||||||||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | Adopt Supermajority Requirements | Management | For | For | For | For | For | |||||||||||||||||
5. | S/H Proposal - Proxy Process/Statement | Shareholder | For | None | For | For | ||||||||||||||||||
Comments: A 15% threshold for calling a special meeting is appropriate | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 75,300 | 0 | 29-Mar-2021 | 29-Mar-2021 | ||||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||||||||||||||
ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
5. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
6. | S/H Proposal - Board Independence | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
7. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
8. | S/H Proposal - Create Threshold as to Number of Shares Held to be Director | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 78,000 | 0 | 06-Apr-2021 | 06-Apr-2021 | ||||||||||||||||||||
GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||||||
Security | 369550108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GD | Meeting Date | 05-May-2021 | |||||||||||||||||||||
ISIN | US3695501086 | Agenda | 935359338 - Management | |||||||||||||||||||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: A 10% threshold for calling a special meeting is appropriate | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 31,000 | 0 | 07-Apr-2021 | 07-Apr-2021 | ||||||||||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 05-May-2021 | |||||||||||||||||||||
ISIN | US37733W1053 | Agenda | 935376562 - Management | |||||||||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | For | For | |||||||||||||||||
2. | Adopt Accounts for Past Year | Management | For | For | For | For | For | |||||||||||||||||
3. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
4. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
5. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
6. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
7. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
8. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
9. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
10. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
11. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
12. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
13. | Election of Directors (Full Slate) | Management | For | For | For | For | For | |||||||||||||||||
14. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
15. | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | |||||||||||||||||
16. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
17. | Allot Securities | Management | For | For | For | For | For | |||||||||||||||||
18. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | |||||||||||||||||
19. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | |||||||||||||||||
20. | Stock Repurchase Plan | Management | For | For | For | For | For | |||||||||||||||||
21. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
22. | Adopt Advance Notice Requirement | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 146,000 | 0 | 02-Apr-2021 | 02-Apr-2021 | ||||||||||||||||||||
THE KRAFT HEINZ COMPANY | ||||||||||||||||||||||||
Security | 500754106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | KHC | Meeting Date | 06-May-2021 | |||||||||||||||||||||
ISIN | US5007541064 | Agenda | 935357396 - Management | |||||||||||||||||||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 81,000 | 0 | 15-Apr-2021 | 15-Apr-2021 | ||||||||||||||||||||
SIMON PROPERTY GROUP, INC. | ||||||||||||||||||||||||
Security | 828806109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SPG | Meeting Date | 12-May-2021 | |||||||||||||||||||||
ISIN | US8288061091 | Agenda | 935360608 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 43,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | LH | Meeting Date | 12-May-2021 | |||||||||||||||||||||
ISIN | US50540R4092 | Agenda | 935373059 - Management | |||||||||||||||||||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 18,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 80,000 | 0 | 20-Apr-2021 | 20-Apr-2021 | ||||||||||||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||||||||||||
ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 63,000 | 0 | 24-Apr-2021 | 24-Apr-2021 | ||||||||||||||||||||
COMPASS MINERALS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security | 20451N101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CMP | Meeting Date | 18-May-2021 | |||||||||||||||||||||
ISIN | US20451N1019 | Agenda | 935373287 - Management | |||||||||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 69,000 | 0 | 26-Apr-2021 | 26-Apr-2021 | ||||||||||||||||||||
NORDSTROM, INC. | ||||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 19-May-2021 | |||||||||||||||||||||
ISIN | US6556641008 | Agenda | 935372386 - Management | |||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 138,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | ||||||||||||||||||||
PLAINS ALL AMERICAN PIPELINE, L.P. | ||||||||||||||||||||||||
Security | 726503105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PAA | Meeting Date | 19-May-2021 | |||||||||||||||||||||
ISIN | US7265031051 | Agenda | 935398417 - Management | |||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Greg L. Armstrong | For | For | For | For | For | ||||||||||||||||||
2 | John T. Raymond | For | For | For | For | For | ||||||||||||||||||
3 | Bobby S. Shackouls | For | For | For | For | For | ||||||||||||||||||
4 | Christopher M. Temple | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 610,000 | 0 | 29-Apr-2021 | 29-Apr-2021 | ||||||||||||||||||||
MERCK & CO., INC. | ||||||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |||||||||||||||||||||
ISIN | US58933Y1055 | Agenda | 935381044 - Management | |||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 63,000 | 0 | 01-May-2021 | 01-May-2021 | ||||||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 935352017 - Opposition | |||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Gregory J. Goff | For | For | For | For | For | ||||||||||||||||||
Comments: Adds relevant oil and gas experience | ||||||||||||||||||||||||
2 | Kaisa Hietala | Withheld | For | Against | Withheld | For | ||||||||||||||||||
Comments: Election of partial Dissident slate sufficient | ||||||||||||||||||||||||
3 | Alexander A. Karsner | For | For | For | For | For | ||||||||||||||||||
Comments: Adds relevant regulatory, technological and energy experience | ||||||||||||||||||||||||
4 | Anders Runevad | Withheld | For | Against | Withheld | For | ||||||||||||||||||
Comments: Election of partial Dissident slate sufficient | ||||||||||||||||||||||||
5 | MGT NOM. M.J. Angelakis | For | For | For | For | For | ||||||||||||||||||
6 | MGT NOM. Susan K. Avery | For | For | For | For | For | ||||||||||||||||||
7 | MGT NOM. Angela F Braly | For | For | For | For | For | ||||||||||||||||||
8 | MGT NOM. Ursula M Burns | For | For | For | For | For | ||||||||||||||||||
9 | MGT NOM. K. C. Frazier | For | For | For | For | For | ||||||||||||||||||
10 | MGT NOM. J. L. Hooley | For | For | For | For | For | ||||||||||||||||||
11 | MGT NOM. J. W. Ubben | For | For | For | For | For | ||||||||||||||||||
12 | MGT NOM. D. W. Woods | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | Against | Against | For | For | |||||||||||||||||
4. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
5. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
Comments: Not in the best interests of shareholders | ||||||||||||||||||||||||
6. | Miscellaneous Corporate Governance | Management | For | None | For | For | ||||||||||||||||||
Comments: Audited climate reporting could provide actionable information for shareholders | ||||||||||||||||||||||||
7. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
Comments: Not in the best interests of shareholders | ||||||||||||||||||||||||
8. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
9. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
10. | Miscellaneous Corporate Governance | Management | For | None | For | For | ||||||||||||||||||
Comments: Additional reporting would provide shareholders with assurance that Company funds were being spent in a manner that furthered its stated objectives | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 43,000 | 0 | 18-May-2021 | 18-May-2021 | ||||||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 935381020 - Opposition | |||||||||||||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Gregory J. Goff | For | For | For | For | For | ||||||||||||||||||
Comments: Adds relevant oil and gas experience | ||||||||||||||||||||||||
2 | Kaisa Hietala | Withheld | For | Against | Withheld | For | ||||||||||||||||||
Comments: Election of partial Dissident slate sufficient | ||||||||||||||||||||||||
3 | Alexander A. Karsner | For | For | For | For | For | ||||||||||||||||||
Comments: Adds relevant regulatory, technological and energy experience | ||||||||||||||||||||||||
4 | Anders Runevad | Withheld | For | Against | Withheld | For | ||||||||||||||||||
Comments: Election of partial Dissident slate sufficient | ||||||||||||||||||||||||
5 | MGT NOM. M.J. Angelakis | For | For | For | For | For | ||||||||||||||||||
6 | MGT NOM. Susan K. Avery | For | For | For | For | For | ||||||||||||||||||
7 | MGT NOM. Angela F Braly | For | For | For | For | For | ||||||||||||||||||
8 | MGT NOM. Ursula M Burns | For | For | For | For | For | ||||||||||||||||||
9 | MGT NOM. K. C. Frazier | For | For | For | For | For | ||||||||||||||||||
10 | MGT NOM. J. L. Hooley | For | For | For | For | For | ||||||||||||||||||
11 | MGT NOM. J. W. Ubben | For | For | For | For | For | ||||||||||||||||||
12 | MGT NOM. D. W. Woods | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | Against | Against | For | For | |||||||||||||||||
4. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
5. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
Comments: Not in the best interests of shareholders | ||||||||||||||||||||||||
6. | Miscellaneous Corporate Governance | Management | For | None | For | For | ||||||||||||||||||
Comments: Audited climate reporting could provide actionable information for shareholders | ||||||||||||||||||||||||
7. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
Comments: Not in the best interests of shareholders | ||||||||||||||||||||||||
8. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
9. | Miscellaneous Corporate Governance | Management | Against | None | Against | For | ||||||||||||||||||
10. | Miscellaneous Corporate Governance | Management | For | None | For | For | ||||||||||||||||||
Comments: Additional reporting would provide shareholders with assurance that Company funds were being spent in a manner that furthered its stated objectives | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 43,000 | 0 | 18-May-2021 | 18-May-2021 | ||||||||||||||||||||
FACEBOOK, INC. | ||||||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||||||||||||||
ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Peggy Alford | For | For | For | For | For | ||||||||||||||||||
2 | Marc L. Andreessen | For | For | For | For | For | ||||||||||||||||||
3 | Andrew W. Houston | For | For | For | For | For | ||||||||||||||||||
4 | Nancy Killefer | For | For | For | For | For | ||||||||||||||||||
5 | Robert M. Kimmitt | For | For | For | For | For | ||||||||||||||||||
6 | Sheryl K. Sandberg | For | For | For | For | For | ||||||||||||||||||
7 | Peter A. Thiel | For | For | For | For | For | ||||||||||||||||||
8 | Tracey T. Travis | For | For | For | For | For | ||||||||||||||||||
9 | Mark Zuckerberg | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Change Compensation Structure | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | ||||||||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Increased disclosure will provide shareholders assurance that the Company is managing associated risks as it grows its encrypted messaging services | ||||||||||||||||||||||||
7. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Adoption of proposal would promote board independence and enhanced oversight of human rights | ||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: An assessment of Company policies aimed at reducing its amplification of false and divisive information is particularly warranted at this time | ||||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 19,000 | 0 | 10-May-2021 | 10-May-2021 | ||||||||||||||||||||
AMAZON.COM, INC. | ||||||||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||||||||||||||||||||
ISIN | US0231351067 | Agenda | 935397592 - Management | |||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: An assessment of the Company's customer due diligence could benefit shareholders | ||||||||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Gender Pay Equality | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Production of requested report would give shareholders critical information concerning the Company's management of diversity-related issues | ||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: The requested audit would help to identify and mitigate potentially significant risks | ||||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Given the seriousness of regulatory risk, additional disclosure concerning oversight of these matters is warranted | ||||||||||||||||||||||||
12. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: A 20% special meeting right is preferable to a 25% right | ||||||||||||||||||||||||
13. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
14. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Additional disclosure on the financial and operational risks associated with the use of Rekognition would benefit shareholders | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 1,600 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
ALPHABET INC. | ||||||||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||
ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | Adopt Stock Option Plan | Management | For | For | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | ||||||||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||
Comments: Ensuring efficacy of whistleblower policies mitigates risks and benefits the Company and its shareholders | ||||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 2,800 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||
BIOGEN INC. | ||||||||||||||||||||||||
Security | 09062X103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BIIB | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||
ISIN | US09062X1037 | Agenda | 935409032 - Management | |||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | Against | For | Against | Against | For | |||||||||||||||||
Comments: Amendment is not in best interests of shareholders | ||||||||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
6. | S/H Proposal - Gender Pay Gap | Shareholder | Against | Against | For | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 18,200 | 0 | 12-May-2021 | 12-May-2021 |
Seven Canyons Strategic Income Fund
Meeting Date Range: 01-Jul-2020 To 30-Jun-2021
Selected Accounts | ||||||||||||
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV | ||||||||||||
Security: | P4959P100 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 01-Jul-2020 | ||||||||||
ISIN | MX01GA000004 | Vote Deadline Date: | 24-Jun-2020 | |||||||||
Agenda | 712661897 | Management | Total Ballot Shares: | 160000 | ||||||||
Last Vote Date: | 21-May-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IN COMPLIANCE WITH ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE FOLLOWING. A. REPORT OF THE GENERAL DIRECTOR OF THE COMPANY FOR THE FISCAL YEAR ENDED DECEMBER 31ST, 2019 IN ACCORDANCE WITH ARTICLE 44 SECTION XI OF THE LEY DEL MERCADO DE VALORES AND 172 OF THE Y LEY GENERAL DE SOCIEDADES MERCANTILES, ACCOMPANIED BY OPINION OF THE EXTERNAL AUDITOR, REGARDING THE COMPANY, INDIVIDUALLY, UNDER NORMAS DE INFORMACION FINANCIERA, AND OF THE COMPANY AND ITS SUBSIDIARIES, IN A CONSOLIDATED MANNER, UNDER NORMAS INTERNACIONALES DE INFORMACION FINANCIERA, ACCORDING TO THE LATEST FINANCIAL POSITION STATEMENTS UNDER BOTH STANDARDS, AS WELL AS THE SUSTENTABILITY REPORT, FOR THE FISCAL YEAR 2019. B. OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF THE REPORT OF THE GENERAL DIRECTOR. C. REPORT OF THE BOARD REFERRED TO IN ARTICLE 172 SUBSECTION B. OF THE LEY GENERAL DE SOCIEDADES MERCANTILES WHICH CONTAINS THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE COMPANYS FINANCIAL INFORMATION. D. REPORT ON THE OPERATIONS AND | For | None | 70000 | 0 | 0 | 0 | |||||
ACTIVITIES IN WHICH THE BOARD INTERVENED DURING THE FISCAL YEAR ENDED DECEMBER 31ST, 2019, IN ACCORDANCE WITH THE PROVISIONS OF THE LEY DEL MERCADO DE VALORES E. ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES RATIFICATION OF THE ACTIONS OF THE DIFFERENT COMMITTEES AND RELEASE OF RESPONSIBILITY IN THE PERFORMANCE OF THEIR DUTIES. F. REPORT ON COMPLIANCE WITH THE FISCAL OBLIGATIONS OF THE COMPANY FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31ST, 2018. INSTRUCTION FOR THE OFFICERS OF THE COMPANY TO COMPLY WITH THE FISCAL OBLIGATIONS CORRESPONDING TO THE FISCAL YEAR FROM JANUARY 1ST TO DECEMBER 31ST, 2019 IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 26 SECTION III OF THE CODIGO FISCAL DE LA FEDERACION | ||||||||||||
2 | AS A CONSEQUENCE OF THE REPORTS PRESENTED IN POINT I ABOVE, RATIFICATION OF THE ACTIONS OF THE BOARD AND ADMINISTRATION OF THE COMPANY AND RELEASE OF RESPONSIBILITY IN THE PERFORMANCE OF THEIR RESPECTIVE POSITIONS | For | None | 70000 | 0 | 0 | 0 | |||||
3 | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, APPROVAL OF THE COMPANYS FINANCIAL STATEMENTS, INDIVIDUALLY, UNDER FINANCIAL REPORTING STANDARDS FOR THE PURPOSES OF APPLYING THE LEGAL RESERVE, OF PROFITS, CALCULATION OF TAX EFFECTS OF DIVIDEND PAYMENT AND CAPITAL REDUCTION IF APPLICABLE, AND OF THE FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES, IN A CONSOLIDATED MANNER, UNDER INTERNATIONAL FINANCIAL REPORTING STANDARDS FOR THE PURPOSE OF THEIR | For | None | 70000 | 0 | 0 | 0 | |||||
PUBLICATION IN THE SECURITIES MARKETS, WITH RESPECT TO THE OPERATIONS CARRIED OUT DURING THE FISCAL YEAR FROM 1STJANUARY TO DECEMBER 31ST, 2019 AND APPROVAL OF THE OPINION OF THE EXTERNAL AUDITOR IN RELATION TO SAID FINANCIAL STATEMENTS | ||||||||||||
4 | APPROVAL, SO THAT THE NET INCOME OBTAINED FROM THE COMPANY DURING THE FISCAL YEAR ENDED DECEMBER 31ST, 2019 AND REPORTED IN ITS FINANCIAL STATEMENTS PRESENTED TO THE MEETING IN POINT III ABOVE AND AUDITED INDIVIDUALLY UNDER THE FINANCIAL INFORMATION STANDARDS, WHICH AMOUNTS TO THE AMOUNT OF 5,247,808,596.00, FIVE THOUSAND TWO HUNDRED FOURTY AND SEVEN MILLION EIGHTY THOUSAND EIGHT FIVE HUNDRED NINETY AND SIX 00.100 MN, AND BE SENT IN FULL TO THE UTILITY ACCOUNT PENDING APPLICATION, SINCE IT IS DULY CONSTITUTED LEGAL RESERVE TO WHICH THE COMPANY IS OBLIGED | For | None | 70000 | 0 | 0 | 0 | |||||
5 | CANCELLATION OF THE UNUSED BUYBACK FUND THAT WAS APPROVED AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF APRIL 23, 2019, IN THE AMOUNT OF MXN 1,550,000,000.00, AND THE PRESENTATION OF THE MAXIMUM AMOUNT THAT IS TO BE ALLOCATED TO BUYING BACK SHARES OF THE COMPANY OR CREDIT INSTRUMENTS THAT REPRESENT THE MENTIONED SHARES IN THE AMOUNT OF MXN 1,550,000,000.00, FOR THE PERIOD OF 12 MONTHS THAT FOLLOWS JULY 1, 2020, COMPLYING WITH THAT WHICH IS ESTABLISHED IN PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW | For | None | 70000 | 0 | 0 | 0 | |||||
6 | REPORT REGARDING THE APPOINTMENT OR RATIFICATION OF THE FOUR PROPRIETARY MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE ALTERNATES APPOINTED BY THE SHAREHOLDERS OF THE BB SERIES | For | None | 70000 | 0 | 0 | 0 | |||||
7 | RATIFICATION AND OR DESIGNATION OF THE PERSON S THAT WILL MAKE UP THE BOARD OF DIRECTORS OF THE COMPANY TO BE APPOINTED BY THE SHAREHOLDERS OR GROUP OF SHAREHOLDERS OF THE B SERIES WHO ARE HOLDERS OR REPRESENT INDIVIDUALLY OR IN TOGETHER 10 PER CENT OR MORE OF THE COMPANYS CAPITAL STOCK | For | None | 70000 | 0 | 0 | 0 | |||||
8 | RATIFICATION AND OR APPOINTMENT OF THE PEOPLE WHO WILL FORM THE COMPANYS BOARD, TO BE APPOINTED BY SERIES B SHAREHOLDERS | For | None | 70000 | 0 | 0 | 0 | |||||
9 | RATIFICATION AND OR APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF THE COMPANY, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE SIXTEENTH OF THE COMPANY BYLAWS | For | None | 70000 | 0 | 0 | 0 | |||||
10 | RATIFICATION OF THE EMOLUMENTS PAID CORRESPONDING TO THOSE WHO MADE UP THE BOARD OF THE COMPANY DURING THE 2019 FISCAL YEAR AND DETERMINATION OF THE EMOLUMENTS TO BE APPLIED DURING 2020 | For | None | 70000 | 0 | 0 | 0 | |||||
11 | RATIFICATION AND OR DESIGNATION OF THE MEMBER OF THE BOARD OF DIRECTORS BY THE SHAREHOLDERS OF THE B SERIES, TO BE A MEMBER OF THE NOMINATING AND COMPENSATION COMMITTEE OF THE COMPANY, IN TERMS OF THE PROVISIONS OF ARTICLE TWENTY EIGHT OF THE BYLAWS SOCIAL | For | None | 70000 | 0 | 0 | 0 | |||||
12 | RATIFICATION AND OR APPOINTMENT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | For | None | 70000 | 0 | 0 | 0 | |||||
13 | REPORT IN ACCORDANCE WITH THE PROVISIONS OF THE TWENTY NINTH ARTICLE OF THE COMPANYS BYLAWS, ON THE OPERATIONS OF ACQUISITION OF GOODS OR SERVICES OR CONTRACTING OF WORK OR SALE OF ASSETS EQUAL TO OR GREATER THAN U.S.A. 3,000,000.00 THREE MILLION DOLLARS OF THE UNITED STATES OF AMERICA OR ITS EQUIVALENT IN NATIONAL CURRENCY OR IN LEGAL CURRENCIES OF JURISDICTIONS OTHER THAN MEXICO OR, OPERATIONS CARRIED OUT BY RELEVANT SHAREHOLDERS, IF ANY | For | None | 70000 | 0 | 0 | 0 | |||||
14 | APPOINTMENT AND APPOINTMENT OF SPECIAL DELEGATES TO ATTEND A NOTARY PUBLIC TO FORMALIZE THE RESOLUTIONS AGREED UPON IN THIS MEETING. ADOPTION OF THE RESOLUTIONS DEEMED NECESSARY OR CONVENIENT FOR THE PURPOSE OF COMPLYING WITH THE DECISIONS AGREED IN THE PRECEDING POINTS OF THIS AGENDA | For | None | 70000 | 0 | 0 | 0 | |||||
15 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 390705 DUE TO CHANGE IN TEXT OF RESOLUTION V. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
YPSOMED HOLDING AG | ||||||||||||
Security: | H9725B102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 01-Jul-2020 | ||||||||||
ISIN | CH0019396990 | Vote Deadline Date: | 25-Jun-2020 | |||||||||
Agenda | 712778111 | Management | Total Ballot Shares: | 10700 | ||||||||
Last Vote Date: | 08-Jun-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427927 DUE TO CHANGE IN RECORD DATE FROM 29 APR 2020 TO 29 JUNE 2020. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
3 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2019/20, ACKNOWLEDGEMENT OF THE REPORT OF THE AUDITORS | For | None | 1700 | 0 | 0 | 0 | |||||
5 | APPROPRIATION OF THE RETAINED PROFIT 2019/20, ALLOCATION AND APPROPRIATION OF THE RESERVES FROM CAPITAL CONTRIBUTIONS | For | None | 1700 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE OTHER MANAGEMENT BODIES 2019/20 | For | None | 1700 | 0 | 0 | 0 | |||||
7 | BOARD OF DIRECTORS: FIXED COMPENSATION | For | None | 1700 | 0 | 0 | 0 | |||||
8 | BOARD OF DIRECTORS: PERFORMANCE- RELATED COMPENSATION | For | None | 1700 | 0 | 0 | 0 | |||||
9 | EXECUTIVE MANAGEMENT: FIXED COMPENSATION | For | None | 1700 | 0 | 0 | 0 | |||||
10 | EXECUTIVE MANAGEMENT: PERFORMANCE- RELATED COMPENSATION | For | None | 1700 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS MEMBER OF THE BOARD | For | None | 1700 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE BOARD | For | None | 1700 | 0 | 0 | 0 | |||||
13 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE BOARD | For | None | 1700 | 0 | 0 | 0 | |||||
14 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE BOARD | For | None | 1700 | 0 | 0 | 0 | |||||
15 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS CHAIRMAN OF THE BOARD | For | None | 1700 | 0 | 0 | 0 | |||||
16 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 1700 | 0 | 0 | 0 | |||||
17 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 1700 | 0 | 0 | 0 | |||||
18 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 1700 | 0 | 0 | 0 | |||||
19 | RE-ELECTION OF THE INDEPENDENT PROXY: DR. PETER STAEHLI, ATTORNEY- AT-LAW AND NOTARY, BURGDORF | For | None | 1700 | 0 | 0 | 0 | |||||
20 | ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS LTD, BERN | For | None | 1700 | 0 | 0 | 0 | |||||
21 | AMENDMENT OF THE ARTICLES OF INCORPORATION | For | None | 1700 | 0 | 0 | 0 | |||||
FS KKR CAPITAL CORP. | ||||||||||||
Security: | 302635107 | Meeting Type: | Annual | |||||||||
Ticker: | Meeting Date: | 15-Jul-2020 | ||||||||||
ISIN | US3026351078 | Vote Deadline Date: | 14-Jul-2020 | |||||||||
Agenda | 935211742 | Management | Total Ballot Shares: | 32000 | ||||||||
Last Vote Date: | 06-May-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Elizabeth J. Sandler | 32000 | 0 | 0 | 0 | |||||||
2 | Michael J. Hagan | 32000 | 0 | 0 | 0 | |||||||
3 | Jeffrey K. Harrow | 32000 | 0 | 0 | 0 | |||||||
4 | James H. Kropp | 32000 | 0 | 0 | 0 | |||||||
2 | To approve the proposal to allow the Company in future offerings to sell its shares below net asset value per share in order to provide flexibility for future sales. | For | None | 32000 | 0 | 0 | 0 | |||||
AU SMALL FINANCE BANK LTD | ||||||||||||
Security: | Y0R772123 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jul-2020 | ||||||||||
ISIN | INE949L01017 | Vote Deadline Date: | 15-Jul-2020 | |||||||||
Agenda | 712887326 | Management | Total Ballot Shares: | 102400 | ||||||||
Last Vote Date: | 27-Jun-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 81900 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. SANJAY AGARWAL (DIN: 00009526), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE- APPOINTMENT | For | None | 81900 | 0 | 0 | 0 | |||||
3 | TO APPOINT MR. MANKAL SHANKAR SRIRAM (M S SRIRAM) (DIN: 00588922) AS AN INDEPENDENT DIRECTOR | For | None | 81900 | 0 | 0 | 0 | |||||
4 | TO APPOINT MR. PUSHPINDER SINGH (DIN: 08496066) AS AN INDEPENDENT DIRECTOR | For | None | 81900 | 0 | 0 | 0 | |||||
5 | TO APPOINT MR. KANNAN GOPALARAGHAVAN VELLUR (V G KANNAN) (DIN:03443982) AS AN INDEPENDENT DIRECTOR | For | None | 81900 | 0 | 0 | 0 | |||||
6 | TO ISSUE DEBT SECURITIES/BONDS/OTHER PERMISSIBLE INSTRUMENTS, IN ONE OR MORE TRANCHES | For | None | 81900 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2015 PLAN A & B ("ESOP SCHEME 2015") | For | None | 81900 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2016 ("ESOP SCHEME 2016") | For | None | 81900 | 0 | 0 | 0 | |||||
9 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2018 ("ESOP SCHEME 2018") | For | None | 81900 | 0 | 0 | 0 | |||||
10 | RAISING OF FUNDS THROUGH ISSUE OF EQUITY SHARES AND/OR ANY OTHER INSTRUMENTS OR SECURITIES REPRESENTING EITHER EQUITY SHARES AND/OR CONVERTIBLE SECURITIES LINKED TO EQUITY SHARES INCLUDING THROUGH QUALIFIED INSTITUTIONS PLACEMENT/ PREFERENTIAL ALLOTMENT OR SUCH OTHER PERMISSIBLE MODE OR COMBINATIONS THEREOF | For | None | 81900 | 0 | 0 | 0 | |||||
AAVAS FINANCIERS LTD | ||||||||||||
Security: | Y0R7TT104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jul-2020 | ||||||||||
ISIN | INE216P01012 | Vote Deadline Date: | 16-Jul-2020 | |||||||||
Agenda | 712907407 | Management | Total Ballot Shares: | 51500 | ||||||||
Last Vote Date: | 07-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 41000 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. MANAS TANDON (DIN: 05254602), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 41000 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. KARTIKEYA DHRUV KAJI (DIN: 07641723), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | For | None | 41000 | 0 | 0 | 0 | |||||
4 | TO APPOINT MRS. SOUMYA RAJAN (DIN: 03579199) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 41000 | 0 | 0 | 0 | |||||
5 | TO APPROVE INCREASE IN THE BORROWING POWERS IN EXCESS OF PAID-UP SHARE CAPITAL, FREE RESERVES AND SECURITIES PREMIUM OF THE COMPANY UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | For | None | 41000 | 0 | 0 | 0 | |||||
6 | TO APPROVE CREATION OF CHARGES ON ASSETS OF THE COMPANY UNDER SECTION 180(1)(A) OF THE COMPANIES ACT, 2013 TO SECURE BORROWINGS MADE/TO BE MADE UNDER SECTION 180(1) (C) OF THE COMPANIES ACT, 2013 | For | None | 41000 | 0 | 0 | 0 | |||||
7 | TO APPROVE ISSUANCE OF NON- CONVERTIBLE DEBENTURES, IN ONE OR MORE TRANCHES /ISSUANCES ON PRIVATE PLACEMENT BASIS | For | None | 41000 | 0 | 0 | 0 | |||||
8 | TO APPROVE "EQUITY STOCK OPTION PLAN FOR EMPLOYEES 2020 ("ESOP-2020") OF AAVAS FINANCIERS LIMITED | For | None | 41000 | 0 | 0 | 0 | |||||
HALYK SAVINGS BANK OF KAZAKHSTAN JSC | ||||||||||||
Security: | 46627J302 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jul-2020 | ||||||||||
ISIN | US46627J3023 | Vote Deadline Date: | 07-Jul-2020 | |||||||||
Agenda | 712887415 | Management | Total Ballot Shares: | 16251 | ||||||||
Last Vote Date: | 27-Jun-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE AGENDA OF THE EXTRAORDINARY GENERAL SHAREHOLDERS' MEETING OF JSC HALYK BANK BY ABSENTEE VOTING AS DETERMINED BY THE BOARD OF DIRECTORS OF JSC HALYK BANK (RESOLUTION OF THE BOARD OF DIRECTORS ON THIRD ITEM IN THE MINUTES TO IN-PERSON MEETING OF THE BOARD OF DIRECTORS OF JSC HALYK BANK DATED 19 JUNE 2020 NO.1) | For | None | 16251 | 0 | 0 | 0 | |||||
2 | TO PAY DIVIDENDS ON COMMON SHARES OF JSC HALYK BANK (ISIN KZ000A0LE0S4) FROM RETAINED EARNINGS OF PREVIOUS YEARS: NAME: JSC HALYK BANK; LOCATION OF JSC HALYK BANK: 40, AL-FARABI AVE., MEDEU DISTRICT, A26M3K5, ALMATY, REPUBLIC OF KAZAKHSTAN; BANK AND OTHER DETAILS OF JSC HALYK BANK: NATIONAL BANK OF KAZAKHSTAN; BIC - NBRKKZKX, CORRESPONDENT ACCOUNT - KZ87125KZT1001300313, BIN - 940140000385, BENCODE -14; THE DIVIDEND PAYMENT PERIOD: 2019; THE DIVIDEND AMOUNT PER COMMON SHARE: 17.08 TENGE; THE DIVIDEND PAYMENT START DATE: 24 JULY 2020; THE TIMING AND FORM OF DIVIDEND PAYMENTS: THE RECORD DATE OF THE LIST OF SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS, AS OF 00:00 A.M. 23 JULY 2020; THE DIVIDEND PAYMENT FORM - NON-CASH | For | None | 16251 | 0 | 0 | 0 | |||||
NATIONAL ATOMIC COMPANY KAZATOMPROM JSC | ||||||||||||
Security: | 63253R201 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jul-2020 | ||||||||||
ISIN | US63253R2013 | Vote Deadline Date: | 14-Jul-2020 | |||||||||
Agenda | 712914010 | Management | Total Ballot Shares: | 13000 | ||||||||
Last Vote Date: | 07-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ON SOME ISSUE OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC: TO DETERMINE THE SIZE AND TERMS FOR PAYMENT OF REMUNERATION AND COMPENSATION OF EXPENSES OF THE MEMBERS OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC IN ACCORDANCE WITH THE APPENDIX TO THIS DECISION | For | None | 13000 | 0 | 0 | 0 | |||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Aug-2020 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 29-Jul-2020 | |||||||||
Agenda | 712892505 | Management | Total Ballot Shares: | 2916600 | ||||||||
Last Vote Date: | 30-Jun-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE A FINAL SINGLE-TIER DIVIDEND OF 2.0 SEN PER ORDINARY SHARE IN RESPECT OF THE FP 2019 | For | None | 475000 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE PAYMENT OF DIRECTOR'S FEES AND BENEFITS TO THE NON- EXECUTIVE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES FROM 1 OCTOBER 2018 TO 31 DECEMBER 2019 | For | None | 475000 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING PURSUANT TO CLAUSE 95 OF THE CONSTITUTION OF THE COMPANY: MR WONG THEAN SOON | For | None | 475000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING PURSUANT TO CLAUSE 95 OF THE CONSTITUTION OF THE COMPANY: TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM | For | None | 475000 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT MESSRS CROWE MALAYSIA PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 475000 | 0 | 0 | 0 | |||||
6 | PROPOSED CONTINUATION IN OFFICE OF DATUK MOHD JIMMY WONG BIN ABDULLAH AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 475000 | 0 | 0 | 0 | |||||
7 | PROPOSED CONTINUATION IN OFFICE OF TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM AS INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 475000 | 0 | 0 | 0 | |||||
8 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | For | None | 475000 | 0 | 0 | 0 | |||||
9 | PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY DIRECTORS PURSUANT TO SECTION 76 OF THE COMPANIES ACT 2016 | For | None | 475000 | 0 | 0 | 0 | |||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Aug-2020 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 29-Jul-2020 | |||||||||
Agenda | 712939757 | Management | Total Ballot Shares: | 2916600 | ||||||||
Last Vote Date: | 13-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSED DIVERSIFICATION | For | None | 475000 | 0 | 0 | 0 | |||||
2 | PROPOSED DRP AND ISSUANCE OF NEW MYEG SHARES | For | None | 475000 | 0 | 0 | 0 | |||||
3 | PROPOSED ESOS | For | None | 475000 | 0 | 0 | 0 | |||||
4 | PROPOSED ALLOCATION OF ESOS OPTIONS TO DATO' DR NORRAESAH BINTI HAJI MOHAMAD | For | None | 475000 | 0 | 0 | 0 | |||||
5 | PROPOSED ALLOCATION OF ESOS OPTIONS TO WONG THEAN SOON | For | None | 475000 | 0 | 0 | 0 | |||||
6 | PROPOSED ALLOCATION OF ESOS OPTIONS TO TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM | For | None | 475000 | 0 | 0 | 0 | |||||
7 | PROPOSED ALLOCATION OF ESOS OPTIONS TO DATUK MOHD JIMMY WONG BIN ABDULLAH | For | None | 475000 | 0 | 0 | 0 | |||||
8 | PROPOSED ALLOCATION OF ESOS OPTIONS TO WONG KOK CHAU | For | None | 475000 | 0 | 0 | 0 | |||||
IENERGIZER LIMITED | ||||||||||||
Security: | G47461101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Aug-2020 | ||||||||||
ISIN | GG00B54NMG96 | Vote Deadline Date: | 04-Aug-2020 | |||||||||
Agenda | 712983394 | Management | Total Ballot Shares: | 40000 | ||||||||
Last Vote Date: | 28-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ORDINARY RESOLUTION TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020 | For | None | 40000 | 0 | 0 | 0 | |||||
2 | ORDINARY RESOLUTION TO RE-APPOINT GRANT THORNTON AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 40000 | 0 | 0 | 0 | |||||
3 | ORDINARY RESOLUTION TO RE-APPOINT MR ANIL AGGARWAL, BEING ELIGIBLE AND OFFERING HIMSELF FOR RE-ELECTION, AS A DIRECTOR OF THE COMPANY | For | None | 40000 | 0 | 0 | 0 | |||||
GRANULES INDIA LTD | ||||||||||||
Security: | Y2849A135 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Aug-2020 | ||||||||||
ISIN | INE101D01020 | Vote Deadline Date: | 07-Aug-2020 | |||||||||
Agenda | 712984322 | Management | Total Ballot Shares: | 228673 | ||||||||
Last Vote Date: | 28-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 428694 DUE TO RESOLUTION 1 AND 2 ARE SINGLE VOTING ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND ADOPT (A) THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTIONS AS ORDINARY RESOLUTIONS: (A) "RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." (B) "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 136861 | 0 | 0 | 0 | |||||
3 | TO DECLARE A FINAL DIVIDEND OF 25 PAISA PER EQUITY SHARE AND TO APPROVE AND TO RATIFY THE INTERIM DIVIDEND OF 75 PAISA PER EQUITY SHARE, ALREADY PAID DURING THE YEAR FOR THE YEAR ENDED MARCH 31, 2020 AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTIONS AS AN ORDINARY RESOLUTIONS: (A) "RESOLVED THAT A FINAL DIVIDEND AT THE RATE OF 25 PAISA PER EQUITY SHARE OF RE.1/- (ONE RUPEE) EACH FULLY PAID-UP OF THE COMPANY BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID AS RECOMMENDED BY THE BOARD OF DIRECTORS OF THE COMPANY, OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020." (B) "RESOLVED THAT PURSUANT TO THE RECOMMENDATION OF THE BOARD OF DIRECTORS, INTERIM DIVIDEND OF 75 PAISA PER EQUITY SHARE PAID DURING THE FY 2019-20 BE AND IS HEREBY APPROVED AND RATIFIED" | For | None | 136861 | 0 | 0 | 0 | |||||
4 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 OF THE COMPANIES ACT, 2013, MR. K. B. SANKAR RAO (DIN: 05167550), WHO RETIRES BY ROTATION AT THIS MEETING BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION" | For | None | 136861 | 0 | 0 | 0 | |||||
5 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 197 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND RULES MADE THEREUNDER ('THE ACT') AND THE ARTICLES OF ASSOCIATION OF THE COMPANY, APPROVAL OF THE MEMBERS BE AND IS HEREBY ACCORDED TO THE PAYMENT OF COMMISSION TO THE NON- EXECUTIVE DIRECTORS OF THE COMPANY (OTHER THAN THE MANAGING DIRECTOR(S) AND/OR WHOLE-TIME DIRECTOR(S) OR EXECUTIVE DIRECTOR(S)) TO BE DETERMINED BY THE BOARD OF DIRECTORS FOR EACH NON-EXECUTIVE DIRECTOR FOR | For | None | 136861 | 0 | 0 | 0 | |||||
EACH FINANCIAL YEAR OVER A PERIOD OF FIVE YEARS COMMENCING FROM 1ST APRIL 2020 UP TO AND INCLUDING FINANCIAL YEAR OF THE COMPANY ENDING ON 31ST MARCH 2025 WITHIN THE MAXIMUM LIMIT OF 0.25% (QUARTER PERCENT) OF NET PROFIT OF THE COMPANY, CALCULATED IN ACCORDANCE WITH THE PROVISIONS OF SECTION 198 OF THE ACT, IN ADDITION TO THE SITTING FEES AND REIMBURSEMENT OF EXPENSES BEING PAID BY THE COMPANY FOR PARTICIPATING IN THE BOARD/COMMITTEE MEETINGS OF THE COMPANY" | ||||||||||||
DOM DEVELOPMENT S.A. | ||||||||||||
Security: | X1889P102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Aug-2020 | ||||||||||
ISIN | PLDMDVL00012 | Vote Deadline Date: | 14-Aug-2020 | |||||||||
Agenda | 713005937 | Management | Total Ballot Shares: | 8800 | ||||||||
Last Vote Date: | 13-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | OPENING OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS | None | None | Non Voting | ||||||||
3 | PREPARATION, SIGNING AND DISPLAYING THE ATTENDANCE LIST | For | None | 8800 | 0 | 0 | 0 | |||||
4 | CONFIRMATION THAT THE ORDINARY GENERAL MEETING OF SHAREHOLDERS HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 8800 | 0 | 0 | 0 | |||||
5 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS | For | None | 8800 | 0 | 0 | 0 | |||||
6 | ADOPTION OF A RESOLUTION ON WAIVING THE SECRECY OF VOTING ON THE ELECTION OF THE RETURNING COMMITTEE | For | None | 8800 | 0 | 0 | 0 | |||||
7 | ELECTION OF THE RETURNING COMMITTEE | For | None | 8800 | 0 | 0 | 0 | |||||
8 | PRESENTATION BY THE MANAGEMENT BOARD OF DOM DEVELOPMENT S.A: FINANCIAL STATEMENTS OF DOM DEVELOPMENT S.A. FOR THE YEAR ENDED DECEMBER 31, 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
9 | PRESENTATION BY THE MANAGEMENT BOARD OF DOM DEVELOPMENT S.A: THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
10 | PRESENTATION BY THE MANAGEMENT BOARD OF DOM DEVELOPMENT S.A: THE CONSOLIDATED FINANCIAL STATEMENTS OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP. FOR THE YEAR ENDED DECEMBER 31, 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
11 | PRESENTATION BY THE MANAGEMENT BOARD OF DOM DEVELOPMENT S.A: THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
12 | PRESENTATION BY THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A: ASSESSMENT BY THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A. ON THE COMPANY'S SITUATION IN 2019, INCLUDING THE ASSESSMENT OF THE INTERNAL CONTROL SYSTEM, RISK MANAGEMENT, COMPLIANCE AND THE INTERNAL AUDIT FUNCTION | For | None | 8800 | 0 | 0 | 0 | |||||
13 | PRESENTATION BY THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A: REPORTS OF THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A. FOR ACTIVITIES IN THE PERIOD FROM JANUARY 1, 2019 TO DECEMBER 31, 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
14 | PRESENTATION BY THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A: ASSESSMENT BY THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A. CONCERNING THE METHOD OF FULFILLING THE INFORMATION OBLIGATIONS BY THE COMPANY REGARDING THE APPLICATION OF THE CORPORATE GOVERNANCE RULES SET OUT IN THE STOCK EXCHANGE | For | None | 8800 | 0 | 0 | 0 | |||||
REGULATIONS AND THE PROVISIONS ON CURRENT AND PERIODIC INFORMATION PROVIDED BY ISSUERS OF SECURITIES AND THE RATIONALITY OF THE COMPANY'S POLICY IN THE FIELD OF SPONSORSHIP, CHARITY OR OTHER ACTIVITIES OF A SIMILAR NATURE | ||||||||||||
15 | CONSIDERATION OF THE FINANCIAL STATEMENTS OF DOM DEVELOPMENT S.A. FOR THE YEAR ENDED 31 DECEMBER 2019 AND THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
16 | CONSIDERATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP. FOR THE YEAR ENDED 31 DECEMBER 2019 AND THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. CAPITAL GROUP. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
17 | CONSIDERATION OF THE REPORTS OF THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A: ON THE ASSESSMENT OF THE FINANCIAL STATEMENTS OF DOM DEVELOPMENT S.A. FOR THE YEAR ENDED DECEMBER 31, 2019, THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. IN 2019, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP. FOR THE YEAR ENDED 31 DECEMBER 2019 AND THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. CAPITAL GROUP. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
18 | CONSIDERATION OF THE REPORTS OF THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A: FROM THE ACTIVITIES OF THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A. IN THE PERIOD FROM JANUARY 1, 2019 TO DECEMBER 31, 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
19 | ADOPTION OF A RESOLUTION ON THE CONSIDERATION AND APPROVAL OF THE FINANCIAL STATEMENTS OF DOM DEVELOPMENT S.A. FOR THE YEAR ENDED DECEMBER 31,.2019 | For | None | 8800 | 0 | 0 | 0 | |||||
20 | ADOPTION OF A RESOLUTION ON REVIEW AND APPROVAL OF THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF DOM DEVELOPMENT S.A. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
21 | ADOPTION OF A RESOLUTION ON REVIEW AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP. FOR THE YEAR ENDED DECEMBER 31, 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
22 | ADOPTION OF A RESOLUTION ON REVIEW AND APPROVAL OF THE MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES OF THE DOM DEVELOPMENT S.A. CAPITAL GROUP. IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
23 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE NET PROFIT OF DOM DEVELOPMENT S.A. FOR 2019 AND THE DETERMINATION OF THE DIVIDEND DATE AND DIVIDEND PAYMENT DATE | For | None | 8800 | 0 | 0 | 0 | |||||
24 | ADOPTION OF RESOLUTIONS ON GRANTING MEMBERS OF THE MANAGEMENT BOARD OF DOM DEVELOPMENT S.A. DISCHARGE FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
25 | ADOPTION OF RESOLUTIONS ON GRANTING MEMBERS OF THE SUPERVISORY BOARD OF DOM DEVELOPMENT S.A. DISCHARGE FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | For | None | 8800 | 0 | 0 | 0 | |||||
26 | ADOPTION OF A RESOLUTION ON THE ADOPTION OF THE VI MANAGEMENT OPTIONS PROGRAM FOR MARCIN DROBEK, ADVISOR TO THE MANAGEMENT BOARD - INVESTMENT IMPLEMENTATION DIRECTOR, REGARDING 150,000 SHARES IN DOM DEVELOPMENT S.A | For | None | 8800 | 0 | 0 | 0 | |||||
27 | ADOPTION OF A RESOLUTION ON THE ADOPTION OF THE REMUNERATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF DOM DEVELOPMENT S.A | For | None | 8800 | 0 | 0 | 0 | |||||
28 | ADOPTION OF A RESOLUTION ON THE REGISTRATION OF SHARES AND SUBSCRIPTION WARRANTS | For | None | 8800 | 0 | 0 | 0 | |||||
29 | ADOPTION OF A RESOLUTION ON THE ADOPTION OF THE UNIFORM TEXT OF THE ARTICLES OF ASSOCIATION OF DOM DEVELOPMENT S.A | For | None | 8800 | 0 | 0 | 0 | |||||
30 | CLOSING THE MEETING | None | None | Non Voting | ||||||||
RADICO KHAITAN LTD | ||||||||||||
Security: | Y7174A147 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Aug-2020 | ||||||||||
ISIN | INE944F01028 | Vote Deadline Date: | 26-Aug-2020 | |||||||||
Agenda | 713019734 | Management | Total Ballot Shares: | 481000 | ||||||||
Last Vote Date: | 13-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RESOLVED THAT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2020 AND THE REPORT OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | For | None | 81000 | 0 | 0 | 0 | |||||
2 | RESOLVED THAT A DIVIDEND @ RS.2.00 PER EQUITY SHARE OF FACE VALUE OF 2/- EACH OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | For | None | 81000 | 0 | 0 | 0 | |||||
3 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, MR. K.P. SINGH (DIN:00178560), WHO RETIRES BY ROTATION AT THIS MEETING BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 81000 | 0 | 0 | 0 | |||||
4 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS MAY BE AMENDED FROM TIME TO TIME, MR. R. KRISHNAN (MEMBERSHIP NO. 7799), COST ACCOUNTANT, R/O. FLAT NO. H- 301, GREEN VALLEY APARTMENT, PLOT | For | None | 81000 | 0 | 0 | 0 | |||||
NO.18, SECTOR-22, DWARKA, NEW DELHI - 110 077, APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY, TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 BE PAID REMUNERATION OF RS. 1.10 LAKHS (RUPEES ONE LAKH TEN THOUSAND ONLY) APART FROM REIMBURSEMENT OF ACTUAL EXPENSES TO BE INCURRED BY HIM IN CONNECTION WITH CONDUCTING THE AUDIT OF COST RECORDS OF THE COMPANY." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION." | ||||||||||||
METROPOLIS HEALTHCARE LTD | ||||||||||||
Security: | Y59774110 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Sep-2020 | ||||||||||
ISIN | INE112L01020 | Vote Deadline Date: | 10-Sep-2020 | |||||||||
Agenda | 713042961 | Management | Total Ballot Shares: | 80500 | ||||||||
Last Vote Date: | 31-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 6500 | 0 | 0 | 0 | |||||
2 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 8 PER EQUITY SHARE FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | For | None | 6500 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MS. AMEERA SUSHIL SHAH (DIN: 00208095), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE- APPOINTMENT | For | None | 6500 | 0 | 0 | 0 | |||||
4 | TO RATIFY THE REMUNERATION PAYABLE TO M/S. JOSHI APTE & ASSOCIATES, COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-2021 | For | None | 6500 | 0 | 0 | 0 | |||||
5 | APPOINTMENT OF MS. ANITA RAMACHANDRAN (DIN: 00118188) AS A NON- EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 6500 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE RE-APPOINTMENT OF DR. SUSHIL KANUBHAI SHAH (DIN: 00179918), AS WHOLE TIME DIRECTOR OF THE COMPANY | For | None | 6500 | 0 | 0 | 0 | |||||
SIRCA PAINTS INDIA LTD | ||||||||||||
Security: | Y806JK108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Sep-2020 | ||||||||||
ISIN | INE792Z01011 | Vote Deadline Date: | 14-Sep-2020 | |||||||||
Agenda | 713071417 | Management | Total Ballot Shares: | 440165 | ||||||||
Last Vote Date: | 08-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 85000 | 0 | 0 | 0 | |||||
2 | TO APPOINT MR. GURJIT SINGH BAINS (DIN:01977032), WHO RETIRE BY ROTATION AS A DIRECTOR AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT AS A DIRECTOR AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, THE APPROVAL OF THE MEMBERS OF THE COMPANY, BE AND IS HEREBY ACCORDED TO THE RE-APPOINTMENT OF MR. GURJIT SINGH BAINS (DIN: 01977032) AS A "DIRECTOR", TO THE EXTENT THAT HE IS REQUIRED TO RETIRE BY ROTATION" | For | None | 85000 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE REMUNERATION OF COST AUDITOR FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021 AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION:- "RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE COMPANY HEREBY RATIFIES THE REMUNERATION UPTO RS. 60,000/- (RUPEES SIXTY THOUSAND ONLY) PLUS TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES AT ACTUAL, IF ANY, INCURRED IN CONNECTION WITH THE AUDIT TO M/S. GOVIND SINGH BISHT & CO., COST ACCOUNTANTS (FIRM REGISTRATION NUMBER 002410), WHO WERE APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITORS OF THE COMPANY, BASED ON RECOMMENDATIONS OF AUDIT COMMITTEE, TO CONDUCT COST AUDITS RELATING TO COST RECORDS OF THE COMPANY UNDER THE COMPANIES (COST RECORDS AND AUDIT) RULES, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE) FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/ OR THE COMPANY SECRETARY BE AND ARE HEREBY SEVERALLY AUTHORIZED TO TAKE ALL SUCH STEPS, AS MAY BE NECESSARY, PROPER OR EXPEDIENT, TO GIVE EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE INCIDENTAL THERETO." | For | None | 85000 | 0 | 0 | 0 | |||||
4 | TO APPOINTMENT OF MR. SHYAM LAL GOYAL (DIN: 08815530) AS AN INDEPENDENT NON EXECUTIVE DIRECTOR AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION:- "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 150 AND 152 READ WITH SCHEDULE IV AND READ WITH COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014, AND OTHER APPLICABLE PROVISIONS, SECTIONS, RULES OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATIONS OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENT), 2015 (HEREINAFTER KNOWN AS "LISTING REGULATIONS) (INCLUDING ANY STATUTORY MODIFICATIONS OR RE- ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED FOR THE OF MR. SHYAM LAL GOYAL (DIN: 08815530) AS AN NON EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY WHO SHALL HOLD OFFICE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF APPOINTMENT IN ANNUAL GENERAL MEETING AND WHOSE OFFICE SHALL NOT, HENCEFORTH, BE LIABLE TO RETIRE BY ROTATION. RESOLVED FURTHER THAT TO GIVE EFFECT TO THIS RESOLUTION THE BOARD OF DIRECTORS AND/OR KEY MANAGERIAL PERSONNEL BE AND ARE HEREBY AUTHORIZED TO DO ALL THE ACTS, DEEDS, MATTERS AND THINGS AS THEY MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, PROPER OR DESIRABLE AND TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT THAT MAY ARISE IN THIS REGARD AND TO SIGN AND EXECUTE ALL NECESSARY DOCUMENTS, APPLICATIONS, RETURNS AND WRITINGS AS MAY BE NECESSARY, PROPER, DESIRABLE OR EXPEDIENT." | For | None | 85000 | 0 | 0 | 0 | |||||
GOLAR LNG PARTNERS LP | ||||||||||||
Security: | Y2745C102 | Meeting Type: | Annual | |||||||||
Ticker: | GMLP | Meeting Date: | 24-Sep-2020 | |||||||||
ISIN | MHY2745C1021 | Vote Deadline Date: | 23-Sep-2020 | |||||||||
Agenda | 935259829 | Management | Total Ballot Shares: | 66000 | ||||||||
Last Vote Date: | 21-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To elect Neil Glass as a Class I Director of the Partnership whose term will expire at the 2022 Annual Meeting of Limited Partners. | For | None | 66000 | 0 | 0 | 0 | |||||
2 | To elect Carl Steen as a Class II Director of the Partnership whose term will expire at the 2023 Annual Meeting of Limited Partners. | For | None | 66000 | 0 | 0 | 0 | |||||
KILPEST INDIA LTD | ||||||||||||
Security: | Y4788U106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Sep-2020 | ||||||||||
ISIN | INE994E01018 | Vote Deadline Date: | 21-Sep-2020 | |||||||||
Agenda | 713082004 | Management | Total Ballot Shares: | 234676 | ||||||||
Last Vote Date: | 08-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF BOARD OF DIRECTORS AND AUDITORS THEREON | For | None | 41718 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. DHIRENDRA DUBEY (DIN: 01493040), WHOLETIME DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 41718 | 0 | 0 | 0 | |||||
3 | RE-APPOINTMENT OF MRS. MITHLA DUBEY (DIN: 03597415), AS NON-EXECUTIVE DIRECTOR | For | None | 41718 | 0 | 0 | 0 | |||||
4 | REVISION IN COMMISSION (INCLUDED IN REMUNERATION) OF MR. DHIRENDRA DUBEY, (DIN: 01493040) , DIRECTOR OF M/S 3B BLACKBIO BIOTECH INDIA LIMITED, SUBSIDIARY COMPANY | For | None | 41718 | 0 | 0 | 0 | |||||
5 | REVISION IN COMMISSION (INCLUDED IN REMUNERATION) OF MR. NIKHIL KUBER DUBEY, (DIN: 00538049), DIRECTOR OF M/S 3B BLACKBIO BIOTECH INDIA LIMITED, SUBSIDIARY COMPANY | For | None | 41718 | 0 | 0 | 0 | |||||
AVON RUBBER PLC | ||||||||||||
Security: | G06860103 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Sep-2020 | ||||||||||
ISIN | GB0000667013 | Vote Deadline Date: | 22-Sep-2020 | |||||||||
Agenda | 713130677 | Management | Total Ballot Shares: | 121700 | ||||||||
Last Vote Date: | 16-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVE ACQUISITION OF ALL MEMBERSHIP INTERESTS OF TEAM WENDY, LLC BY AVON PROTECTION SYSTEMS, INC | For | None | 11700 | 0 | 0 | 0 | |||||
2 | AMEND ARTICLES OF ASSOCIATION | For | None | 11700 | 0 | 0 | 0 | |||||
ARMAN FINANCIAL SERVICES LTD | ||||||||||||
Security: | Y0204S113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Sep-2020 | ||||||||||
ISIN | INE109C01017 | Vote Deadline Date: | 23-Sep-2020 | |||||||||
Agenda | 713106602 | Management | Total Ballot Shares: | 66934 | ||||||||
Last Vote Date: | 15-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | For | None | 40501 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MRS. RITABEN PATEL [DIN- 00011818] WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR REAPPOINTMENT | For | None | 40501 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. AALOK PATEL [DIN- 02482747] WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | For | None | 40501 | 0 | 0 | 0 | |||||
4 | APPOINTMENT OF MS. GEETA HARESH SOLANKI AS AN INDEPENDENT DIRECTOR | For | None | 40501 | 0 | 0 | 0 | |||||
5 | RE-APPOINTMENT OF MR. RAMAKANT NAGPAL AS AN INDEPENDENT DIRECTOR FOR SECOND TERM | For | None | 40501 | 0 | 0 | 0 | |||||
6 | PRIVATE PLACEMENT OF NON-CONVERTIBLE DEBENTURES | For | None | 40501 | 0 | 0 | 0 | |||||
7 | ISSUANCE OF SECURITIES THROUGH QUALIFIED INSTITUTIONS PLACEMENT FOR AN AGGREGATE AMOUNT NOT EXCEEDING I125 CRORES (RUPEES ONE HUNDRED AND TWENTY FIVE CRORES ONLY) | For | None | 40501 | 0 | 0 | 0 | |||||
8 | RATIFICATION OF COMPLIANCE CERTIFICATE ISSUED BY THE M/S SAMIR M. SHAH & ASSOCIATES, STATUTORY AUDITORS | For | None | 40501 | 0 | 0 | 0 | |||||
SLR INVESTMENT CORP. | ||||||||||||
Security: | 83413U100 | Meeting Type: | Annual | |||||||||
Ticker: | SLRC | Meeting Date: | 06-Oct-2020 | |||||||||
ISIN | US83413U1007 | Vote Deadline Date: | 05-Oct-2020 | |||||||||
Agenda | 935263626 | Management | Total Ballot Shares: | 11863 | ||||||||
Last Vote Date: | 21-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Bruce Spohler | 11863 | 0 | 0 | 0 | |||||||
2 | Steven Hochberg | 11863 | 0 | 0 | 0 | |||||||
2 | To approve a proposal to authorize Solar Capital Ltd. to sell shares of its common stock at a price or prices below Solar Capital Ltd.'s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement (including, without limitation, that the number of shares issued does not exceed 25% of Solar Capital Ltd.'s then outstanding common stock immediately prior to each such offering). | For | None | 11863 | 0 | 0 | 0 | |||||
SLR SENIOR INVESTMENT CORP. | ||||||||||||
Security: | 83416M105 | Meeting Type: | Annual | |||||||||
Ticker: | SUNS | Meeting Date: | 06-Oct-2020 | |||||||||
ISIN | US83416M1053 | Vote Deadline Date: | 05-Oct-2020 | |||||||||
Agenda | 935264161 | Management | Total Ballot Shares: | 33743 | ||||||||
Last Vote Date: | 31-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Michael S. Gross | 33743 | 0 | 0 | 0 | |||||||
2 | Leonard A. Potter | 33743 | 0 | 0 | 0 | |||||||
2 | To approve a proposal to authorize Solar Senior Capital Ltd. to sell shares of its common stock at a price or prices below Solar Senior Capital Ltd.'s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement (including, without limitation, that the number of shares issued does not exceed 25% of Solar Senior Capital Ltd.'s then outstanding common stock immediately prior to each such offering). | For | None | 33743 | 0 | 0 | 0 | |||||
HARGREAVES LANSDOWN PLC | ||||||||||||
Security: | G43940108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Oct-2020 | ||||||||||
ISIN | GB00B1VZ0M25 | Vote Deadline Date: | 02-Oct-2020 | |||||||||
Agenda | 713086204 | Management | Total Ballot Shares: | 32000 | ||||||||
Last Vote Date: | 08-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY | For | None | 32000 | 0 | 0 | 0 | |||||
2 | APPROVE THE FINAL DIVIDEND | For | None | 32000 | 0 | 0 | 0 | |||||
3 | APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 32000 | 0 | 0 | 0 | |||||
4 | APPROVE THE DIRECTORS REMUNERATION POLICY | For | None | 32000 | 0 | 0 | 0 | |||||
5 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR | For | None | 32000 | 0 | 0 | 0 | |||||
6 | AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 32000 | 0 | 0 | 0 | |||||
7 | RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
8 | RE-ELECT CHRISTOPHER HILL AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
9 | RE-ELECT PHILIP JOHNSON AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
10 | RE-ELECT SHIRLEY GARROOD AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
11 | RE-ELECT DAN OLLEY AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
12 | RE-ELECT ROGER PERKIN AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
13 | ELECT JOHN TROIANO AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
14 | ELECT ANDREA BLANCE AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
15 | ELECT MONI MANNINGS AS A DIRECTOR | For | None | 32000 | 0 | 0 | 0 | |||||
16 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 32000 | 0 | 0 | 0 | |||||
17 | AUTHORITY TO ALLOT SHARES | For | None | 32000 | 0 | 0 | 0 | |||||
18 | AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | For | None | 32000 | 0 | 0 | 0 | |||||
19 | APPROVE SHORT NOTICE FOR GENERAL MEETINGS | For | None | 32000 | 0 | 0 | 0 | |||||
20 | APPROVE NEW ARTICLES OF ASSOCIATION | For | None | 32000 | 0 | 0 | 0 | |||||
21 | APPROVE AMENDMENTS TO THE HARGREAVE LANSDOWN PLC SUSTAINED PERFORMANCE PLAN 2017 | For | None | 32000 | 0 | 0 | 0 | |||||
MNF GROUP LTD | ||||||||||||
Security: | Q64863105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Oct-2020 | ||||||||||
ISIN | AU000000MNF0 | Vote Deadline Date: | 22-Oct-2020 | |||||||||
Agenda | 713152801 | Management | Total Ballot Shares: | 2656982 | ||||||||
Last Vote Date: | 01-Oct-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 TO 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | REMUNERATION REPORT | For | None | 135958 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MR ANDY FUNG AS DIRECTOR | For | None | 135958 | 0 | 0 | 0 | |||||
4 | ELECTION OF MS GAIL PEMBERTON AS DIRECTOR | For | None | 135958 | 0 | 0 | 0 | |||||
5 | INCREASE IN AGGREGATE REMUNERATION FOR NON-EXECUTIVE DIRECTORS | For | None | 135958 | 0 | 0 | 0 | |||||
6 | MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 135958 | 0 | 0 | 0 | |||||
7 | ISSUE OF UNLISTED OPTIONS TO DIRECTOR MR RENE SUGO UNDER THE MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 135958 | 0 | 0 | 0 | |||||
8 | AMENDMENT OF THE CONSTITUTION | For | None | 135958 | 0 | 0 | 0 | |||||
AU SMALL FINANCE BANK LTD | ||||||||||||
Security: | Y0R772123 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 30-Oct-2020 | ||||||||||
ISIN | INE949L01017 | Vote Deadline Date: | 27-Oct-2020 | |||||||||
Agenda | 713162686 | Management | Total Ballot Shares: | 89563 | ||||||||
Last Vote Date: | 09-Oct-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | TO APPROVE VARIABLE PAY FOR FY 2019-20 AND REMUNERATION FOR FY 2020-21 OF MR. SANJAY AGARWAL (DIN: 00009526), MANAGING DIRECTOR & CEO | For | None | 81900 | 0 | 0 | 0 | |||||
3 | TO APPROVE VARIABLE PAY FOR FY 2019-20 AND REMUNERATION FOR FY 2020-21 OF MR. UTTAM TIBREWAL (DIN: 01024940), WHOLE TIME DIRECTOR | For | None | 81900 | 0 | 0 | 0 | |||||
RIVERSTONE HOLDINGS LTD | ||||||||||||
Security: | Y7302Q105 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Nov-2020 | ||||||||||
ISIN | SG1U22933048 | Vote Deadline Date: | 23-Oct-2020 | |||||||||
Agenda | 713247826 | Management | Total Ballot Shares: | 124000 | ||||||||
Last Vote Date: | 22-Oct-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSED BONUS ISSUE | For | None | 51000 | 0 | 0 | 0 | |||||
PT SARIMELATI KENCANA TBK | ||||||||||||
Security: | Y7T28F101 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Nov-2020 | ||||||||||
ISIN | ID1000143407 | Vote Deadline Date: | 16-Nov-2020 | |||||||||
Agenda | 713328753 | Management | Total Ballot Shares: | 8343000 | ||||||||
Last Vote Date: | 04-Nov-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL ON CHANGES TO THE MANAGEMENT STRUCTURE OF THE COMPANY | For | None | 5007000 | 0 | 0 | 0 | |||||
2 | APPROVAL ON PROPOSED PLAN OF ALTERATION TO THE COMPANY'S BUSINESS ACTIVITIES IN COMPLIANCE WITH THE 2020 INDONESIAN STANDARD INDUSTRIAL CLASSIFICATION IN THE FORM OF ADDITION OF NEW BUSINESS ACTIVITY OF RETAIL TRADING THROUGH MEDIA | For | None | 5007000 | 0 | 0 | 0 | |||||
3 | APPROVAL ON PROPOSED PLAN OF ALTERATION TO THE COMPANY'S BUSINESS ACTIVITIES, IN THE FORM OF ADDITION OF NEW BUSINESS ACTIVITY OF RESTAURANT AND OTHER MOBILE FOOD SERVICES | For | None | 5007000 | 0 | 0 | 0 | |||||
4 | APPROVAL ON THE AMENDMENT TO ARTICLE 4 PARAGRAPH (3), ARTICLE 9, ARTICLE 10 AND ARTICLE 11 OF THE ARTICLES OF ASSOCIATIONS OF THE COMPANY FOR THE PURPOSES OF COMPLIANCE WITH TERMS AND PROVISIONS GOVERNED UNDER (A) REGULATION OF FINANCIAL SERVICES AUTHORITY NO. 015/ POJK.04/2020 CONCERNING PLAN AND PERFORMANCE OF GENERAL MEETING OF SHAREHOLDERS OF A PUBLIC LISTED COMPANY AND (B) REGULATION OF FINANCIAL SERVICES AUTHORITY NO. 016/POJK.04/2020 CONCERNING PERFORMANCE OF ELECTRONIC GENERAL MEETING OF SHAREHOLDERS OF A PUBLIC LISTED COMPANY | For | None | 5007000 | 0 | 0 | 0 | |||||
5 | APPROVAL ON AMENDMENT TO ARTICLE 15 PARAGRAPH (3) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING ADDITION OF CATEGORIES AND OR TYPES OF CORPORATE ACTIONS THAT REQUIRE PRIOR APPROVAL FROM THE BOARD OF COMMISSIONERS | For | None | 5007000 | 0 | 0 | 0 | |||||
6 | APPROVAL FOR SECURING, GUARANTEEING OR PLACING SECURITIES OVER, EITHER PARTIAL OR ALL OF THE ASSETS OF THE COMPANY IN FAVOUR OF ITS CREDITOR, INCLUDING BUT NOT LIMITED TO (I) RIGHT OF MORTGAGE TO THE COMPANY'S PROPERTIES, (II) FIDUCIARY SECURITY OF ALL INVENTORIES, BANK ACCOUNT, AND INSURANCE COVERAGE OF THE COMPANY, (III) ANY OTHER FORM OF COLLATERAL OR SECURITY CONCERNING ANY OTHER ASSETS, EITHER MOVABLE OR FIXED ASSETS, FOR THE PURPOSE OF FINANCING OR OBTAINING LOAN OR FINANCING FROM A THIRD PARTY WHICH IS GRANTED TO OR OBTAINED BY THE COMPANY, EITHER AT THE PRESENT OR IN THE FUTURE, AS REGULATED UNDER ARTICLE 102 OF THE LAW OF THE REPUBLIC OF INDONESIA NO. 40 OF 2007 CONCERNING LIMITED LIABILITY COMPANY, IN THE AMOUNT, TERMS AND PROVISIONS TO BE ACCEPTED BY BOARD OF DIRECTORS OF THE COMPANY, IN CONSIDERATION TO THE CAPITAL MARKET LAWS AND REGULATIONS | For | None | 5007000 | 0 | 0 | 0 | |||||
MO-BRUK S.A. | ||||||||||||
Security: | X5428X104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Nov-2020 | ||||||||||
ISIN | PLMOBRK00013 | Vote Deadline Date: | 11-Nov-2020 | |||||||||
Agenda | 713329262 | Management | Total Ballot Shares: | 549 | ||||||||
Last Vote Date: | 04-Nov-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
3 | OPENING OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS | For | None | 549 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE EXTRAORDINARY GENERAL MEETING HAS BEEN PROPERLY CONVENED SHAREHOLDERS AND ITS ABILITY TO PASS RESOLUTIONS | For | None | 549 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS | For | None | 549 | 0 | 0 | 0 | |||||
7 | ADOPTION OF RESOLUTIONS ON: CONFIRMATION OF CONSENT FOR THE SALE OF AN ORGANIZED PART OF THE ENTERPRISE MO-BRUK S.A. THE FERROUS AND NON-FERROUS METALS RECYCLING PLANT IN ZABRZE AT UL. SHAFT 7D | For | None | 549 | 0 | 0 | 0 | |||||
8 | ADOPTION OF RESOLUTIONS ON: CHANGES TO THE COMPANY'S ARTICLES OF ASSOCIATION IN CONNECTION WITH THE MANAGEMENT BOARD'S RESOLUTION ON THE AMENDMENT SERIES B REGISTERED SHARES TO BEARER SHARES | For | None | 549 | 0 | 0 | 0 | |||||
9 | ADOPTION OF RESOLUTIONS ON: APPROVAL OF THE UNIFORM TEXT OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 549 | 0 | 0 | 0 | |||||
10 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
11 | 10 NOV 2020: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
TRISTEL PLC | ||||||||||||
Security: | G9101V103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Dec-2020 | ||||||||||
ISIN | GB00B07RVT99 | Vote Deadline Date: | 09-Dec-2020 | |||||||||
Agenda | 713404957 | Management | Total Ballot Shares: | 494000 | ||||||||
Last Vote Date: | 22-Nov-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | For | None | 44000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 3.84 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2020 | For | None | 44000 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 44000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 44000 | 0 | 0 | 0 | |||||
11 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | For | None | 44000 | 0 | 0 | 0 | |||||
12 | THAT THE RULES OF THE TRISTEL PLC EXECUTIVE PERFORMANCE SHARE PLAN 2021 (THE "PLAN"), BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO OPERATE THE PLAN | For | None | 44000 | 0 | 0 | 0 | |||||
13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 11, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | For | None | 44000 | 0 | 0 | 0 | |||||
14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | For | None | 44000 | 0 | 0 | 0 | |||||
15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | For | None | 44000 | 0 | 0 | 0 | |||||
16 | THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (THE "NEW ARTICLES"), BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 44000 | 0 | 0 | 0 | |||||
OTC MARKETS GROUP INC | ||||||||||||
Security: | 67106F108 | Meeting Type: | Annual | |||||||||
Ticker: | OTCM | Meeting Date: | 17-Dec-2020 | |||||||||
ISIN | US67106F1084 | Vote Deadline Date: | 16-Dec-2020 | |||||||||
Agenda | 935310590 | Management | Total Ballot Shares: | 14000 | ||||||||
Last Vote Date: | 01-Dec-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | R. Cromwell Coulson | 14000 | 0 | 0 | 0 | |||||||
2 | Andrew Wimpfheimer | 14000 | 0 | 0 | 0 | |||||||
2 | Ratification of independent auditors Deloitte & Touche LLP. | For | None | 14000 | 0 | 0 | 0 | |||||
AU SMALL FINANCE BANK LTD | ||||||||||||
Security: | Y0R772123 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2020 | ||||||||||
ISIN | INE949L01017 | Vote Deadline Date: | 18-Dec-2020 | |||||||||
Agenda | 713417891 | Management | Total Ballot Shares: | 89563 | ||||||||
Last Vote Date: | 01-Dec-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | TO APPROVE THE RE-APPOINTMENT OF MR. RAJ VIKASH VERMA AS PART-TIME CHAIRMAN (INDEPENDENT DIRECTOR) (NON- EXECUTIVE) OF THE BANK SUBJECT TO APPROVAL OF RESERVE BANK OF INDIA | For | None | 81900 | 0 | 0 | 0 | |||||
3 | TO APPROVE AU SMALL FINANCE BANK LIMITED - EMPLOYEES STOCK OPTION PLAN 2020 | For | None | 81900 | 0 | 0 | 0 | |||||
FUTURE PLC | ||||||||||||
Security: | G37005132 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 14-Jan-2021 | ||||||||||
ISIN | GB00BYZN9041 | Vote Deadline Date: | 08-Jan-2021 | |||||||||
Agenda | 713454267 | Management | Total Ballot Shares: | 91000 | ||||||||
Last Vote Date: | 05-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE COMBINATION AND ALLOT THE NEW FUTURE SHARES AS DESCRIBED IN THE CIRCULAR AND NOTICE OF GENERAL MEETING | For | None | 91000 | 0 | 0 | 0 | |||||
EZWEL CO., LTD. | ||||||||||||
Security: | Y2R9HR103 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jan-2021 | ||||||||||
ISIN | KR7090850009 | Vote Deadline Date: | 14-Jan-2021 | |||||||||
Agenda | 713502361 | Management | Total Ballot Shares: | 107804 | ||||||||
Last Vote Date: | 12-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 503711 DUE TO THE REMOVAL OF RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | ELECTION OF INSIDE DIRECTOR: JANG YOUNG SOON | For | None | 59000 | 0 | 0 | 0 | |||||
3 | ELECTION OF INSIDE DIRECTOR: PARK HONG JIN | For | None | 59000 | 0 | 0 | 0 | |||||
4 | ELECTION OF INSIDE DIRECTOR: KIM SUNG IL | For | None | 59000 | 0 | 0 | 0 | |||||
5 | ELECTION OF AUDIT COMMITTEE MEMBER AS OUTSIDE DIRECTOR: CHOI YOUNG SAM | For | None | 59000 | 0 | 0 | 0 | |||||
6 | ELECTION OF OUTSIDE DIRECTOR: CHOI YOUNG SAM | For | None | 59000 | 0 | 0 | 0 | |||||
AVON RUBBER PLC | ||||||||||||
Security: | G06860103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Jan-2021 | ||||||||||
ISIN | GB0000667013 | Vote Deadline Date: | 25-Jan-2021 | |||||||||
Agenda | 713458974 | Management | Total Ballot Shares: | 121700 | ||||||||
Last Vote Date: | 05-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 11700 | 0 | 0 | 0 | |||||
2 | APPROVE REMUNERATION REPORT | For | None | 11700 | 0 | 0 | 0 | |||||
3 | APPROVE REMUNERATION POLICY | For | None | 11700 | 0 | 0 | 0 | |||||
4 | APPROVE FINAL DIVIDEND | For | None | 11700 | 0 | 0 | 0 | |||||
5 | RE-ELECT CHLOE PONSONBY AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
6 | RE-ELECT PAUL MCDONALD AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
7 | RE-ELECT NICK KEVETH AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
8 | ELECT BRUCE THOMPSON AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
9 | ELECT BINDI FOYLE AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
10 | ELECT VICTOR CHAVEZ AS DIRECTOR | For | None | 11700 | 0 | 0 | 0 | |||||
11 | REAPPOINT KPMG LLP AS AUDITORS | For | None | 11700 | 0 | 0 | 0 | |||||
12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 11700 | 0 | 0 | 0 | |||||
13 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | For | None | 11700 | 0 | 0 | 0 | |||||
14 | ADOPT NEW ARTICLES OF ASSOCIATION | For | None | 11700 | 0 | 0 | 0 | |||||
15 | AUTHORISE ISSUE OF EQUITY | For | None | 11700 | 0 | 0 | 0 | |||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 11700 | 0 | 0 | 0 | |||||
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 11700 | 0 | 0 | 0 | |||||
18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 11700 | 0 | 0 | 0 | |||||
19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 11700 | 0 | 0 | 0 | |||||
20 | AMEND LONG-TERM INCENTIVE PLAN | For | None | 11700 | 0 | 0 | 0 | |||||
FUTURE PLC | ||||||||||||
Security: | G37005132 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Feb-2021 | ||||||||||
ISIN | GB00BYZN9041 | Vote Deadline Date: | 04-Feb-2021 | |||||||||
Agenda | 713454306 | Management | Total Ballot Shares: | 91000 | ||||||||
Last Vote Date: | 05-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 91000 | 0 | 0 | 0 | |||||
2 | APPROVE FINAL DIVIDEND | For | None | 91000 | 0 | 0 | 0 | |||||
3 | APPROVE REMUNERATION POLICY | For | None | 91000 | 0 | 0 | 0 | |||||
4 | APPROVE REMUNERATION REPORT | For | None | 91000 | 0 | 0 | 0 | |||||
5 | ELECT RICHARD HUNTINGFORD AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
6 | RE-ELECT ZILLAH BYNG-THORNE AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
7 | ELECT RACHEL ADDISON AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
8 | ELECT MEREDITH AMDUR AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
9 | ELECT MARK BROOKER AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
10 | RE-ELECT HUGO DRAYTON AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
11 | RE-ELECT ROB HATTRELL AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
12 | RE-ELECT ALAN NEWMAN AS DIRECTOR | For | None | 91000 | 0 | 0 | 0 | |||||
13 | APPOINT DELOITTE LLP AS AUDITORS | For | None | 91000 | 0 | 0 | 0 | |||||
14 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | For | None | 91000 | 0 | 0 | 0 | |||||
15 | AUTHORISE ISSUE OF EQUITY | For | None | 91000 | 0 | 0 | 0 | |||||
16 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | For | None | 91000 | 0 | 0 | 0 | |||||
17 | APPROVE US EMPLOYEE STOCK PURCHASE PLAN | For | None | 91000 | 0 | 0 | 0 | |||||
18 | APPROVE VALUE CREATION PLAN | For | None | 91000 | 0 | 0 | 0 | |||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 91000 | 0 | 0 | 0 | |||||
20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 91000 | 0 | 0 | 0 | |||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 91000 | 0 | 0 | 0 | |||||
22 | ADOPT NEW ARTICLES OF ASSOCIATION | For | None | 91000 | 0 | 0 | 0 | |||||
KILPEST INDIA LTD | ||||||||||||
Security: | Y4788U106 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Feb-2021 | ||||||||||
ISIN | INE994E01018 | Vote Deadline Date: | 10-Feb-2021 | |||||||||
Agenda | 713544701 | Management | Total Ballot Shares: | 78871 | ||||||||
Last Vote Date: | 28-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | TO APPOINT OF MR. DHIRENDRA DUBEY (DIN: 01493040) AS MANAGING DIRECTOR OF THE COMPANY FOR THE PERIOD OF 5 (FIVE) YEARS WITH EFFECT FROM 30TH DECEMBER 2020 TO 29TH NOVEMBER 2025 | For | None | 41718 | 0 | 0 | 0 | |||||
METROPOLIS HEALTHCARE LTD | ||||||||||||
Security: | Y59774110 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 18-Feb-2021 | ||||||||||
ISIN | INE112L01020 | Vote Deadline Date: | 15-Feb-2021 | |||||||||
Agenda | 713563369 | Management | Total Ballot Shares: | 80500 | ||||||||
Last Vote Date: | 28-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL FOR INCREASE IN LIMIT TO PROVIDE LOAN, GUARANTEE OR SECURITY IN RESPECT OF LOAN TO ANY PERSON OR BODY CORPORATE OR TO MAKE INVESTMENT IN ANY OTHER BODY CORPORATE | For | None | 6500 | 0 | 0 | 0 | |||||
3 | TO ISSUE, OFFER AND ALLOT EQUITY SHARES ON A PREFERENTIAL BASIS | For | None | 6500 | 0 | 0 | 0 | |||||
GOLAR LNG PARTNERS LP | ||||||||||||
Security: | Y2745C102 | Meeting Type: | Special | |||||||||
Ticker: | GMLP | Meeting Date: | 24-Feb-2021 | |||||||||
ISIN | MHY2745C1021 | Vote Deadline Date: | 23-Feb-2021 | |||||||||
Agenda | 935333536 | Management | Total Ballot Shares: | 66000 | ||||||||
Last Vote Date: | 11-Feb-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve the Agreement and Plan of Merger, dated as of January 13, 2021, by and among Golar LNG Partners LP, Golar GP LLC, New Fortress Energy Inc., Lobos Acquisition LLC and NFE International Holdings Limited and the merger contemplated thereby. | For | None | 66000 | 0 | 0 | 0 | |||||
REVENIO GROUP CORPORATION | ||||||||||||
Security: | X7354Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Mar-2021 | ||||||||||
ISIN | FI0009010912 | Vote Deadline Date: | 09-Mar-2021 | |||||||||
Agenda | 713621779 | Management | Total Ballot Shares: | 89605 | ||||||||
Last Vote Date: | 04-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
2 | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD STILL BE REQUIRED. | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
4 | OPENING OF THE MEETING | None | None | Non Voting | ||||||||
5 | CALLING THE MEETING TO ORDER | None | None | Non Voting | ||||||||
6 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | None | None | Non Voting | ||||||||
7 | RECORDING OF THE LEGALITY OF THE MEETING | None | None | Non Voting | ||||||||
8 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | None | None | Non Voting | ||||||||
9 | PRESENTATION OF THE FINANCIAL STATEMENT, THE REPORT OF THE BOARD OF DIRECTORS, AND THE AUDITOR'S REPORT FOR THE YEAR 2020 | None | None | Non Voting | ||||||||
10 | ADOPTION OF THE FINANCIAL STATEMENTS | For | None | 9605 | 0 | 0 | 0 | |||||
11 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS | For | None | 9605 | 0 | 0 | 0 | |||||
12 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | For | None | 9605 | 0 | 0 | 0 | |||||
13 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | For | None | 9605 | 0 | 0 | 0 | |||||
14 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ON THE GROUNDS FOR COMPENSATION OF TRAVEL EXPENSES | For | None | 9605 | 0 | 0 | 0 | |||||
15 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 9605 | 0 | 0 | 0 | |||||
16 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: ELECT PEKKA RONKA,.PEKKA TAMMELA, ANN-CHRISTINE SUNDELL, ARNE BOYE NIELSEN AND BILL OSTMAN AS DIRECTORS | For | None | 9605 | 0 | 0 | 0 | |||||
17 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | For | None | 9605 | 0 | 0 | 0 | |||||
18 | ELECTION OF THE AUDITOR: RATIFY DELOITTE AS AUDITOR | For | None | 9605 | 0 | 0 | 0 | |||||
19 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ACQUISITION OF OWN SHARES | For | None | 9605 | 0 | 0 | 0 | |||||
20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A SHARE ISSUE AND ON GRANTING STOCK OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | For | None | 9605 | 0 | 0 | 0 | |||||
21 | CLOSING THE MEETING | None | None | Non Voting | ||||||||
22 | 26 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTIONS 13 & 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
EZWEL CO., LTD. | ||||||||||||
Security: | Y2R9HR103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Mar-2021 | ||||||||||
ISIN | KR7090850009 | Vote Deadline Date: | 12-Mar-2021 | |||||||||
Agenda | 713616792 | Management | Total Ballot Shares: | 107804 | ||||||||
Last Vote Date: | 23-Feb-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 59000 | 0 | 0 | 0 | |||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION | For | None | 59000 | 0 | 0 | 0 | |||||
3 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HWANG IN TAE | For | None | 59000 | 0 | 0 | 0 | |||||
4 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: HWANG IN TAE | For | None | 59000 | 0 | 0 | 0 | |||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 59000 | 0 | 0 | 0 | |||||
DANAWA CO., LTD | ||||||||||||
Security: | Y1973L107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Mar-2021 | ||||||||||
ISIN | KR7119860005 | Vote Deadline Date: | 16-Mar-2021 | |||||||||
Agenda | 713598386 | Management | Total Ballot Shares: | 19000 | ||||||||
Last Vote Date: | 11-Feb-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 11000 | 0 | 0 | 0 | |||||
2 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 11000 | 0 | 0 | 0 | |||||
V-CUBE,INC. | ||||||||||||
Security: | J9451X102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Mar-2021 | ||||||||||
ISIN | JP3829750003 | Vote Deadline Date: | 17-Mar-2021 | |||||||||
Agenda | 713670633 | Management | Total Ballot Shares: | 211000 | ||||||||
Last Vote Date: | 11-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Appropriation of Surplus | For | None | 11000 | 0 | 0 | 0 | |||||
2 | Appoint a Director Mashita, Naoaki | For | None | 11000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Takada, Masaya | For | None | 11000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Mizutani, Jun | For | None | 11000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Kamezaki, Yosuke | For | None | 11000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Yamamoto, Kazuki | For | None | 11000 | 0 | 0 | 0 | |||||
7 | Appoint a Director Murakami, Norio | For | None | 11000 | 0 | 0 | 0 | |||||
8 | Appoint a Director Nishimura, Kenichi | For | None | 11000 | 0 | 0 | 0 | |||||
9 | Appoint a Director Koshi, Naomi | For | None | 11000 | 0 | 0 | 0 | |||||
10 | Appoint a Corporate Auditor Fukushima, Kikuo | For | None | 11000 | 0 | 0 | 0 | |||||
11 | Appoint a Corporate Auditor Odashima, Kiyoji | For | None | 11000 | 0 | 0 | 0 | |||||
12 | Appoint a Corporate Auditor Matsuyama, Daiko | For | None | 11000 | 0 | 0 | 0 | |||||
13 | Appoint a Substitute Corporate Auditor Kawasaki, Nobuo | For | None | 11000 | 0 | 0 | 0 | |||||
14 | Approve Details of the Compensation to be received by Directors | For | None | 11000 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Mar-2021 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 16-Mar-2021 | |||||||||
Agenda | 713633471 | Management | Total Ballot Shares: | 5000 | ||||||||
Last Vote Date: | 04-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 MAR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE AGENDA | For | None | 5000 | 0 | 0 | 0 | |||||
3 | APPROVAL OF JSC KASPI.KZ'S 2020 ANNUAL AUDITED ACCOUNTS | For | None | 5000 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE PROCEDURE TO DISTRIBUTE JSC KASPI.KZ'S NET INCOME FOR THE YEAR 2020 AND THE AMOUNT OF DIVIDEND PER COMMON SHARE OF JSC KASPI.KZ | For | None | 5000 | 0 | 0 | 0 | |||||
5 | INFORMATION ON SHAREHOLDERS' APPEALS ON JSC KASPI.KZ'S AND ITS OFFICERS' ACTIONS AND RESULTS OF CONSIDERATION THEREOF IN 2020 | For | None | 5000 | 0 | 0 | 0 | |||||
6 | DETERMINATION OF THE TERM OF POWERS OF JSC KASPI.KZ'S BOARD OF DIRECTORS | For | None | 5000 | 0 | 0 | 0 | |||||
7 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBER 6. THANK YOU | None | None | Non Voting | ||||||||
8 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL | For | None | 5000 | 0 | 0 | 0 | |||||
WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES". FOR PARTICIPATION OF BNY MELLON IN ANNUAL GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | ||||||||||||
KINX INC, SEOUL | ||||||||||||
Security: | Y4791X105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Mar-2021 | ||||||||||
ISIN | KR7093320000 | Vote Deadline Date: | 17-Mar-2021 | |||||||||
Agenda | 713680329 | Management | Total Ballot Shares: | 70700 | ||||||||
Last Vote Date: | 15-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 4000 | 0 | 0 | 0 | |||||
2 | APPOINTMENT OF DIRECTOR: KIM JI WOOK | For | None | 4000 | 0 | 0 | 0 | |||||
3 | APPOINTMENT OF AUDITOR: LIM BYUNG HAK | For | None | 4000 | 0 | 0 | 0 | |||||
4 | CASH DIVIDEND | For | None | 4000 | 0 | 0 | 0 | |||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
6 | APPROVAL OF REMUNERATION FOR AUDITOR | For | None | 4000 | 0 | 0 | 0 | |||||
TOKAI CARBON KOREA CO LTD, ANSONG | ||||||||||||
Security: | Y8851Q108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Mar-2021 | ||||||||||
ISIN | KR7064760002 | Vote Deadline Date: | 22-Mar-2021 | |||||||||
Agenda | 713589591 | Management | Total Ballot Shares: | 6800 | ||||||||
Last Vote Date: | 11-Feb-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 4600 | 0 | 0 | 0 | |||||
2 | ELECTION OF INSIDE DIRECTOR: ZJI MA SA HU MI | For | None | 4600 | 0 | 0 | 0 | |||||
3 | ELECTION OF INSIDE DIRECTOR: TAKA HA SI HI RO SI | For | None | 4600 | 0 | 0 | 0 | |||||
4 | ELECTION OF INSIDE DIRECTOR: GIM YEONG HUI | For | None | 4600 | 0 | 0 | 0 | |||||
5 | ELECTION OF OUTSIDE DIRECTOR: MO RI TAKE SI | For | None | 4600 | 0 | 0 | 0 | |||||
6 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 4600 | 0 | 0 | 0 | |||||
7 | APPROVAL OF REMUNERATION FOR AUDITOR | For | None | 4600 | 0 | 0 | 0 | |||||
8 | AMENDMENT OF ARTICLES OF INCORPORATION | For | None | 4600 | 0 | 0 | 0 | |||||
LIME TECHNOLOGIES AB | ||||||||||||
Security: | W5321Z116 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2021 | ||||||||||
ISIN | SE0011870195 | Vote Deadline Date: | 19-Apr-2021 | |||||||||
Agenda | 713729068 | Management | Total Ballot Shares: | 96000 | ||||||||
Last Vote Date: | 07-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
5 | OPEN MEETING | None | None | Non Voting | ||||||||
6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
7 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
9 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
11 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 6000 | 0 | 0 | 0 | |||||
12 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 2.50 PER SHARE | For | None | 6000 | 0 | 0 | 0 | |||||
13 | APPROVE DISCHARGE OF BOARD CHAIRMAN MARTIN HENRICSON | For | None | 6000 | 0 | 0 | 0 | |||||
14 | APPROVE DISCHARGE OF MARLENE FORSELL | For | None | 6000 | 0 | 0 | 0 | |||||
15 | APPROVE DISCHARGE OF ANDERS FRANSSON | For | None | 6000 | 0 | 0 | 0 | |||||
16 | APPROVE DISCHARGE OF PETER LARSSON | For | None | 6000 | 0 | 0 | 0 | |||||
17 | APPROVE DISCHARGE OF MALIN RUIJSENAARS | For | None | 6000 | 0 | 0 | 0 | |||||
18 | APPROVE DISCHARGE OF CEO ERIK SYREN | For | None | 6000 | 0 | 0 | 0 | |||||
19 | APPROVE REMUNERATION REPORT | For | None | 6000 | 0 | 0 | 0 | |||||
20 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | For | None | 6000 | 0 | 0 | 0 | |||||
21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 350 ,000 FOR CHAIRMAN AND SEK 200,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 6000 | 0 | 0 | 0 | |||||
22 | REELECT MARLENE FORSELL AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
23 | REELECT MARTIN HENRICSON AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
24 | REELECT MALIN RUIJSENAARS AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
25 | ELECT LARS STUGEMO AS NEW DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
26 | ELECT ERIK SYREN AS NEW DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
27 | REELECT MARTIN HENRICSON AS BOARD CHAIRMAN | For | None | 6000 | 0 | 0 | 0 | |||||
28 | APPROVE REMUNERATION OF AUDITORS | For | None | 6000 | 0 | 0 | 0 | |||||
29 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | For | None | 6000 | 0 | 0 | 0 | |||||
30 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 6000 | 0 | 0 | 0 | |||||
31 | APPROVE WARRANT PROGRAM 2021/2025 FOR KEY EMPLOYEES | For | None | 6000 | 0 | 0 | 0 | |||||
32 | CLOSE MEETING | None | None | Non Voting | ||||||||
33 | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
34 | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
35 | 7 APR 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
QUALITAS CONTROLADORA SAB DE CV | ||||||||||||
Security: | P7921H130 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 28-Apr-2021 | ||||||||||
ISIN | MX01Q0000008 | Vote Deadline Date: | 22-Apr-2021 | |||||||||
Agenda | 713743563 | Management | Total Ballot Shares: | 139700 | ||||||||
Last Vote Date: | 07-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DISCUSSION, MODIFICATION OR APPROVAL, AS THE CASE MAY BE, OF THE ANNUAL REPORT REFERRED TO IN THE GENERAL STATEMENT OF ARTICLE 172 OF THE GENERAL CORPORATION AND PARTNERSHIP LAW, IN RESPECT TO THE TRANSACTIONS CARRIED OUT BY THE COMPANY AND THE SUBSIDIARIES THEREOF, DURING THE FISCAL YEAR COMPRISED FROM JANUARY 1 TO DECEMBER 31, 2020, WITH THE PRIOR RECOMMENDATION OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | For | None | 106000 | 0 | 0 | 0 | |||||
2 | REPORT ON THE COMPLIANCE WITH THE TAX OBLIGATIONS TO BE DISCHARGED BY THE COMPANY DURING THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2019 | For | None | 106000 | 0 | 0 | 0 | |||||
3 | DISCUSSION, MODIFICATION OR APPROVAL, AS THE CASE MAY BE, OF THE ANNUAL REPORT, IN RESPECT TO THE TRANSACTIONS PERFORMED BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE DURING THE FISCAL YEAR COMPRISED FROM JANUARY 1 TO DECEMBER 31, 2020 | For | None | 106000 | 0 | 0 | 0 | |||||
4 | DETERMINATION IN RESPECT TO THE ALLOCATION OF PROFITS OBTAINED BY THE COMPANY | For | None | 106000 | 0 | 0 | 0 | |||||
5 | BOARD OF DIRECTORS REPORT IN RESPECT TO THE SHARES REPRESENTING THE COMPANY'S CAPITAL STOCK, REPURCHASED AGAINST THE FUND FOR THE REPURCHASE OF OWN SHARES, AS WELL AS THE REPLACEMENT THEREOF AND DETERMINATION OF THE AMOUNT OF FUNDS TO BE USED FOR THE REPURCHASE OF OWN SHARES | For | None | 106000 | 0 | 0 | 0 | |||||
6 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, OFFICERS AND MEMBERS OF THE COMPANY'S INTERMEDIATE ADMINISTRATION BODIES | For | None | 106000 | 0 | 0 | 0 | |||||
7 | DETERMINATION OF COMPENSATIONS TO THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS AND OF THE COMPANY'S INTERMEDIATE ADMINISTRATION BODIES | For | None | 106000 | 0 | 0 | 0 | |||||
8 | CAPITAL STOCK DECREASE DUE TO THE CANCELLATION OF TREASURY SHARES | For | None | 106000 | 0 | 0 | 0 | |||||
9 | PARTIAL AMENDMENT TO THE CORPORATE BYLAWS AS A CONSEQUENCE OF THE CAPITAL STOCK DECREASE | For | None | 106000 | 0 | 0 | 0 | |||||
10 | APPOINTMENT OF SPECIAL REPRESENTATIVES TO FORMALIZE AND EXECUTE THE RESOLUTIONS TO BE ADOPTED | For | None | 106000 | 0 | 0 | 0 | |||||
11 | 06 APR 2021: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO MIX. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
MANORAMA INDUSTRIES LIMITED | ||||||||||||
Security: | Y5S53A105 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2021 | ||||||||||
ISIN | INE00VM01010 | Vote Deadline Date: | 27-Apr-2021 | |||||||||
Agenda | 713856411 | Management | Total Ballot Shares: | 74700 | ||||||||
Last Vote Date: | 13-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | MIGRATION OF EQUITY SHARES OF THE COMPANY FROM BSE SME PLATFORM TO MAIN BOARD OF NATIONAL STOCK EXCHANGE OF INDIA LIMITED ("NSE") | For | None | 37950 | 0 | 0 | 0 | |||||
M3 TECHNOLOGY INC | ||||||||||||
Security: | Y613MD100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-May-2021 | ||||||||||
ISIN | TW0006799000 | Vote Deadline Date: | 11-May-2021 | |||||||||
Agenda | 713937641 | Management | Total Ballot Shares: | 191000 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE 2020 FINANCIAL STATEMENTS, CONSOLIDATED FINANCIAL STATEMENTS AND BUSINESS REPORTS. | For | None | 65000 | 0 | 0 | 0 | |||||
2 | THE 2020 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 0.5 PER SHARE. | For | None | 65000 | 0 | 0 | 0 | |||||
3 | THE REVISION TO THE ARTICLES OF INCORPORATION. | For | None | 65000 | 0 | 0 | 0 | |||||
4 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING. | For | None | 65000 | 0 | 0 | 0 | |||||
5 | EXTRAORDINARY MOTIONS. | Abstain | None | 65000 | 0 | 0 | 0 | |||||
BURFORD CAPITAL LIMITED | ||||||||||||
Security: | G17977110 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2021 | ||||||||||
ISIN | GG00BMGYLN96 | Vote Deadline Date: | 12-May-2021 | |||||||||
Agenda | 713933504 | Management | Total Ballot Shares: | 216200 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | For | None | 216200 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 12.5 (UNITED STATES CENTS) PER ORDINARY SHARE | For | None | 216200 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT STEVE WILSON AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
4 | TO RE-APPOINT CHARLES PARKINSON AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT ROBERT GILLESPIE AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
6 | TO RE-APPOINT JOHN SIEVWRIGHT AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT CHRISTOPHER BOGART AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT ANDREA MULLER AS DIRECTOR | For | None | 216200 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS | For | None | 216200 | 0 | 0 | 0 | |||||
10 | TO AUTHORISE THE DIRECTORS TO AGREE TO THE AUDITORS' REMUNERATION | For | None | 216200 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | None | 216200 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES UP TO A SPECIFIED AMOUNT | For | None | 216200 | 0 | 0 | 0 | |||||
13 | TO APPROVE THE COMPANY'S 2021 NON- EMPLOYEE DIRECTORS' SHARE PLAN | For | None | 216200 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS (SUBJECT TO THE LIMITATION SET OUT IN THE RESOLUTION) | For | None | 216200 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS (SUBJECT TO THE LIMITATION SET OUT IN THE RESOLUTION) FOR AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | For | None | 216200 | 0 | 0 | 0 | |||||
MOMO.COM INC | ||||||||||||
Security: | Y265B6106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2021 | ||||||||||
ISIN | TW0008454000 | Vote Deadline Date: | 10-May-2021 | |||||||||
Agenda | 713937538 | Management | Total Ballot Shares: | 168000 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2020 BUSINESS REPORT AND FINANCIAL STATEMENT. | For | None | 12000 | 0 | 0 | 0 | |||||
2 | DISTRIBUTION OF EARNINGS FOR 2020. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | For | None | 12000 | 0 | 0 | 0 | |||||
3 | NEW COMMON SHARE ISSUANCE THROUGH THE INCREASE OF CAPITAL BY CAPITALIZATION OF EARNINGS AND CAPITAL RESERVE. STOCK DIVIDENDS FROM EARNINGS FOR 2020 : FOR EVERY 1,000 SHARES, 200 SHARES SHALL BE DISTRIBUTED. NEW COMMON SHARE ISSUANCE THROUGH THE INCREASE OF CAPITAL RESERVE: FOR EVERY 1,000 SHARES, 100 SHARES SHALL BE DISTRIBUTED. | For | None | 12000 | 0 | 0 | 0 | |||||
4 | AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION ARE SUBMITTED FOR REVIEW. | For | None | 12000 | 0 | 0 | 0 | |||||
5 | TO RELEASE THE BOARD OF DIRECTORS C. F. LIN FROM NON COMPETITION RESTRICTIONS. | For | None | 12000 | 0 | 0 | 0 | |||||
6 | TO RELEASE THE BOARD OF DIRECTORS JEFF KU FROM NON COMPETITION RESTRICTIONS. | For | None | 12000 | 0 | 0 | 0 | |||||
7 | TO RELEASE THE BOARD OF DIRECTORS JAMIE LIN FROM NON COMPETITION RESTRICTIONS. | For | None | 12000 | 0 | 0 | 0 | |||||
8 | TO RELEASE THE BOARD OF DIRECTORS MAO-HSIUNG, HUANG FROM NON COMPETITION RESTRICTIONS. | For | None | 12000 | 0 | 0 | 0 | |||||
9 | TO RELEASE THE BOARD OF INDEPENDENT DIRECTORS HONG-SO, CHEN FROM NON COMPETITION RESTRICTIONS. | For | None | 12000 | 0 | 0 | 0 | |||||
BASLER AG | ||||||||||||
Security: | D0629N106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2021 | ||||||||||
ISIN | DE0005102008 | Vote Deadline Date: | 11-May-2021 | |||||||||
Agenda | 713895944 | Management | Total Ballot Shares: | 84000 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | ||||||||
6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.58 PER SHARE | For | None | 4000 | 0 | 0 | 0 | |||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
9 | RATIFY BDO AG WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 4000 | 0 | 0 | 0 | |||||
10 | ELECT MIRJA STEINKAMP TO THE SUPERVISORY BOARD | For | None | 4000 | 0 | 0 | 0 | |||||
11 | APPROVE REMUNERATION POLICY | For | None | 4000 | 0 | 0 | 0 | |||||
12 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 4000 | 0 | 0 | 0 | |||||
BOKU INC | ||||||||||||
Security: | U7744C106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2021 | ||||||||||
ISIN | USU7744C1063 | Vote Deadline Date: | 12-May-2021 | |||||||||
Agenda | 713999386 | Management | Total Ballot Shares: | 131000 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF KEITH BUTCHER AS A CLASS I DIRECTOR OF THE COMPANY | For | None | 131000 | 0 | 0 | 0 | |||||
2 | ELECTION OF CHARLOTTA GINMAN AS A CLASS I DIRECTOR OF THE COMPANY | For | None | 131000 | 0 | 0 | 0 | |||||
3 | REAPPOINTMENT OF BDO LLP AS AUDITOR OF THE COMPANY | For | None | 131000 | 0 | 0 | 0 | |||||
4 | AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO DETERMINE BDO'S REMUNERATION | For | None | 131000 | 0 | 0 | 0 | |||||
5 | APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGES 37-43 (INCLUSIVE) IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | For | None | 131000 | 0 | 0 | 0 | |||||
NATIONAL ATOMIC COMPANY KAZATOMPROM JSC | ||||||||||||
Security: | 63253R201 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2021 | ||||||||||
ISIN | US63253R2013 | Vote Deadline Date: | 03-May-2021 | |||||||||
Agenda | 713989119 | Management | Total Ballot Shares: | 39000 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS (SEPARATE AND CONSOLIDATED) OF KAZATOMPROM FOR YEAR 2020 AS OF DECEMBER 31, 2020 | For | None | 39000 | 0 | 0 | 0 | |||||
2 | APPROVAL OF THE DIVIDEND POLICY OF KAZATOMPROM WITH A NEW WORDING: 1. TO APPROVE THE DIVIDEND POLICY OF NAC KAZATOMPROM JSC WITH NEW WORDING IN ACCORDANCE WITH THE APPENDIX TO THIS DECISION; 2. TO DEEM INVALID THE DIVIDEND POLICY OF NAC KAZATOMPROM JSC APPROVED BY THE DECISION OF THE SOLE SHAREHOLDER OF NAC KAZATOMPROM JSC DATED OCTOBER 15, 2018 (MINUTES NO.28/18); 3. TO INTRODUCE THE DIVIDEND POLICY OF NAC KAZATOMPROM JSC APPROVED ACCORDING TO CLAUSE 1 HEREOF, FROM JANUARY 01, 2021 AND APPLY IT FOR CALCULATION OF DIVIDENDS OF NAC KAZATOMPROM JSC FOR 2020 YEAR RESULTS | For | None | 39000 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE DISTRIBUTION OF NET INCOME OF KAZATOMPROM FOR YEAR 2020, TAKING A DECISION ON THE PAYMENT OF DIVIDENDS ON ORDINARY SHARES AND APPROVAL OF THE AMOUNT OF DIVIDEND PER ONE ORDINARY SHARE OF KAZATOMPROM BASED ON 2020 YEAR RESULTS: 1. TO APPROVE THE FOLLOWING DISTRIBUTION OF THE CONSOLIDATED NET INCOME OF THE COMPANY (LOCATION OF NAC KAZATOMPROM JSC: NO.17/12, E10 STREET, YESSIL DISTRICT, NUR-SULTAN, REPUBLIC OF KAZAKHSTAN, Z05T1X3, BIN 970240000816, IIC KZ356010131000049659 | For | None | 39000 | 0 | 0 | 0 | |||||
(KZT) IN HALYK BANK OF KAZAKHSTAN JSC, BIC HSBKKZKX, KBE 16) FOR THE REPORTING FINANCIAL YEAR 2020, IN THE AMOUNT KZT 183,540,484,000 (ONE HUNDRED EIGHTY THREE BILLION FIVE HUNDRED FORTY MILLION FOUR HUNDRED EIGHTY FOUR THOUSAND): - TO PAY THE DIVIDENDS IN THE AMOUNT KZT 150,081,888,351(ONE HUNDRED FIFTY BILLION EIGHTY-ONE MILLION EIGHT HUNDRED EIGHTY-EIGHT THOUSAND THREE HUNDRED FIFTY ONE) TO KAZATOMPROM SHAREHOLDERS; - THE REMAINING PART OF THE CONSOLIDATED NET INCOME IN THE AMOUNT KZT 33,458,595,649 (THIRTY THREE BILLION FOUR HUNDRED FIFTY EIGHT MILLION FIVE HUNDRED NINETY FIVE THOUSAND SIX HUNDRED FORTY NINE) TO BE LEFT AT KAZATOMPROM'S DISPOSAL; 2. TO APPROVE THE DIVIDEND PER ONE COMMON SHARE OF NAC KAZATOMPROM JSC (ONE GDR CORRESPONDS TO ONE COMMON SHARE) KZT 578.67 (FIVE HUNDRED SEVENTY EIGHT SIXTY SEVEN TIYN); 3. TO DETERMINE JULY 15, 2021 AS THE START DATE FOR PAYMENT OF DIVIDENDS ON COMMON SHARES OF NAC KAZATOMPROM JSC BASED ON RESULTS OF 2020; 4. TO DETERMINE 00:00 ON JULY 14, 2021 AS THE DATE FOR COMPILING THE LIST OF SHAREHOLDERS ENTITLED TO RECEIVE DIVIDENDS ON ORDINARY SHARES OF NAC KAZATOMPROM JSC BASED ON THE RESULTS OF 2020; 5. TO DETERMINE THE PAYMENT TERMS OF DIVIDENDS ON ORDINARY SHARES OF NAC KAZATOMPROM JSC BASED ON THE RESULTS OF 2020 AS A LUMP SUM IN ONE PAYMENT WITHIN ONE MONTH FROM THE DATE OF THE START OF DIVIDEND PAYMENT; 6. TO DETERMINE THE FORM OF PAYMENT OF DIVIDENDS ON COMMON SHARES OF NAC KAZATOMPROM JSC BASED ON 2020 RESULTS - BY NON- CASH PAYMENTS BY TRANSFERRING FUNDS TO THE BANK ACCOUNTS OF SHAREHOLDERS | ||||||||||||
4 | INFORMATION ON SHAREHOLDERS' COMPLAINTS TO THE ACTIONS OF KAZATOMPROM AND ITS OFFICIALS AND THE RESULTS OF CONSIDERATION THEREOF | For | None | 39000 | 0 | 0 | 0 | |||||
5 | INFORMATION ON THE AMOUNT AND STRUCTURE OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF KAZATOMPROM | For | None | 39000 | 0 | 0 | 0 | |||||
6 | MAKING AMENDMENTS AND ADDITIONS TO KAZATOMPROM CHARTER | For | None | 39000 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE RULES OF PAYMENT OF REMUNERATION AND COMPENSATION OF EXPENSES TO THE MEMBERS OF THE BOARD OF DIRECTORS OF KAZATOMPROM | For | None | 39000 | 0 | 0 | 0 | |||||
8 | ON SOME ISSUES OF THE BOARD OF DIRECTORS OF KAZATOMPROM: 1. TO DETERMINE THE COMPOSITION OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC - EIGHT (8) PEOPLE. 2. TO DECLARE VOID PARAGRAPH 3 OF DECISION OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF NAC KAZATOMPROM JSC DATED MAY 18, 2020 (MINUTES NO.1) ON ISSUE 8 OF THE AGENDA "ON THE COMPOSITION OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC". 3. TO ELECT ASSEM TLEKOVNA MAMUTOVA A MEMBER OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC - AN INDEPENDENT DIRECTOR. 4. TO DETERMINE THE TERM OF OFFICE OF A. T. MAMUTOVA, A MEMBER OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC, UNTIL THE EXPIRATION OF THE TERM OF OFFICE OF KAZATOMPROM BOARD OF DIRECTORS AS A WHOLE. 5. DETERMINE THE AMOUNT AND TERMS OF PAYMENT OF REMUNERATION AND COMPENSATION FOR EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC IN ACCORDANCE WITH THE APPENDIX TO THIS DECISION. 6. TO DECLARE INVALID THE DECISION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF | For | None | 39000 | 0 | 0 | 0 | |||||
NAC KAZATOMPROM JSC DATED JULY 28, 2020 (MINUTES NO. 2) ON THE FIRST ISSUE OF THE AGENDA "ON SOME ISSUES OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC". 7. NEIL CHARLES LONGFELLOW, CHAIR OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC, SHALL TAKE THE NECESSARY MEASURES ARISING FROM THIS DECISION IN ACCORDANCE WITH THE ESTABLISHED PROCEDURE | ||||||||||||
GAMMA COMMUNICATIONS PLC | ||||||||||||
Security: | G371B3109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2021 | ||||||||||
ISIN | GB00BQS10J50 | Vote Deadline Date: | 14-May-2021 | |||||||||
Agenda | 713857374 | Management | Total Ballot Shares: | 439193 | ||||||||
Last Vote Date: | 13-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 39193 | 0 | 0 | 0 | |||||
2 | APPROVE FINAL DIVIDEND | For | None | 39193 | 0 | 0 | 0 | |||||
3 | APPROVE REMUNERATION REPORT | For | None | 39193 | 0 | 0 | 0 | |||||
4 | REAPPOINT DELOITTE LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 39193 | 0 | 0 | 0 | |||||
5 | RE-ELECT RICHARD LAST AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
6 | RE-ELECT ANDREW TAYLOR AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
7 | RE-ELECT ANDREW BELSHAW AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
8 | ELECT CHARLOTTA GINMAN AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
9 | RE-ELECT MARTIN LEA AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
10 | RE-ELECT HENRIETTA MARSH AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
11 | RE-ELECT WU LONG PENG AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
12 | ELECT XAVIER ROBERT AS DIRECTOR | For | None | 39193 | 0 | 0 | 0 | |||||
13 | APPROVE INCREASE IN LIMIT ON AGGREGATE FEES PAYABLE TO DIRECTORS | For | None | 39193 | 0 | 0 | 0 | |||||
14 | AUTHORISE ISSUE OF EQUITY | For | None | 39193 | 0 | 0 | 0 | |||||
15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 39193 | 0 | 0 | 0 | |||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 39193 | 0 | 0 | 0 | |||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 39193 | 0 | 0 | 0 | |||||
PT SARIMELATI KENCANA TBK | ||||||||||||
Security: | Y7T28F101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2021 | ||||||||||
ISIN | ID1000143407 | Vote Deadline Date: | 17-May-2021 | |||||||||
Agenda | 714024635 | Management | Total Ballot Shares: | 7953000 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540481 DUE TO POSTMENT OF MEETING DATE FROM 06 MAY 2021 TO 20 MAY 2021 AND CHANGE IN RECORD DATE FROM 13 APR 2021 TO 27 APR 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | APPROVAL ON THE COMPANY'S ANNUAL REPORT PRESENTED BY THE BOARD OF DIRECTORS INCLUDING SUPERVISORY REPORT PRESENTED BY THE BOARD OF COMMISSIONERS AND THE RATIFICATION ON THE ANNUAL FINANCIAL STATEMENTS FOR THE BOOK YEAR THAT ENDED ON THE DATE OF 31 DECEMBER 2020, AND TO GIVE THE FULL RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) IN FAVOUR OF ALL MEMBERS OF THE BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS OF THE COMPANY FOR ALL ACTIONS AND SUPERVISIONS PERFORMED DURING THE BOOK YEAR THAT ENDED ON THE DATE OF 31 DECEMBER 2020 | For | None | 4773000 | 0 | 0 | 0 | |||||
3 | DETERMINATION ON UTILIZATION OF THE COMPANY'S PROFIT FROM THE BOOK YEAR THAT ENDED ON THE DATE OF 31 DECEMBER 2020 | For | None | 4773000 | 0 | 0 | 0 | |||||
4 | REAPPOINTMENT OF BOARD OF DIRECTORS AND COMMISSIONERS OF THE COMPANY | For | None | 4773000 | 0 | 0 | 0 | |||||
5 | APPROVAL ON GRANTING AND DELEGATION OF AUTHORITY IN FAVOUR OF THE BOARD OF COMMISSIONERS TO STIPULATE THE REMUNERATION PACKAGE INCLUDING ALLOWANCES, BONUS AND FACILITIES TO BE GRANTED IN FAVOUR OF THE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS FOR THE BOOK YEAR THAT ENDED ON THE DATE OF 31 DECEMBER 2021 | For | None | 4773000 | 0 | 0 | 0 | |||||
6 | APPROVAL ON GRANTING AND DELEGATION OF AUTHORITY IN FAVOUR OF THE BOARD OF COMMISSIONERS TO APPOINT PUBLIC ACCOUNTANT IN ORDER TO PERFORM EXAMINATION AND AUDIT TO THE HISTORICAL FINANCIAL STATEMENT FOR THE BOOK YEAR THAT ENDED ON THE DATE OF 31 DECEMBER 2021, AND THE DELEGATION OF AUTHORITY IN FAVOUR OF THE BOARD OF DIRECTORS TO STIPULATE THE HONORARIUM OF THE PUBLIC ACCOUNTANT | For | None | 4773000 | 0 | 0 | 0 | |||||
7 | REPORT ON THE REALIZATION OF THE USE OF PROCEEDS FROM THE INITIAL PUBLIC OFFERING | For | None | 4773000 | 0 | 0 | 0 | |||||
PT SARIMELATI KENCANA TBK | ||||||||||||
Security: | Y7T28F101 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2021 | ||||||||||
ISIN | ID1000143407 | Vote Deadline Date: | 17-May-2021 | |||||||||
Agenda | 714024647 | Management | Total Ballot Shares: | 7953000 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539392 DUE TO RECEIPT OF POSTPONEMENT OF MEETING DATE FROM 06 MAY 2021 TO 20 MAY 2021 AND CHANGE IN RECORD DATE FROM 13 APR 2021 TO 27 APR 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | REINSTATEMENT OF DELEGATION OF AUTHORITY GRANTED IN FAVOUR OF THE BOARD OF COMMISSIONERS IN RELATION TO THE CAPITAL ADDITION WITHOUT PRE- EMPTIVE RIGHTS FOR THE PURPOSE OF MANAGEMENT AND EMPLOYEES SHARES OWNERSHIP PROGRAM AS HAD BEEN RATIFIED BY THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS DATED 24 APRIL 2019 | For | None | 4773000 | 0 | 0 | 0 | |||||
3 | REINSTATEMENT OF APPROVAL FOR SECURING OR PLACING SECURITIES OVER, EITHER PARTIAL OR ALL OF THE COMPANY'S ASSETS IN FAVOUR OF ITS CREDITOR, INCLUDING (I) RIGHT OF MORTGAGE, (II) FIDUCIARY SECURITY, (III) ANY OTHER FORM OF COLLATERAL OR SECURITY, FOR THE PURPOSE OF FINANCING OR OBTAINING LOAN FROM A THIRD PARTY WHICH IS GRANTED TO THE COMPANY, EITHER AT THE PRESENT OR IN THE FUTURE, AS REGULATED UNDER ARTICLE 102 OF THE | For | None | 4773000 | 0 | 0 | 0 | |||||
2007 COMPANY LAW, IN THE AMOUNT, TERMS AND PROVISIONS TO BE ACCEPTED BY BOARD OF DIRECTORS, IN CONSIDERATION TO THE CAPITAL MARKET LAWS AS HAD BEEN RATIFIED BY THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS DATED 19 NOVEMBER 2020 | ||||||||||||
TEST RESEARCH INC | ||||||||||||
Security: | Y8591M102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-May-2021 | ||||||||||
ISIN | TW0003030003 | Vote Deadline Date: | 18-May-2021 | |||||||||
Agenda | 713987759 | Management | Total Ballot Shares: | 185000 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF 2020 FINANCIAL STATEMENTS. | For | None | 100000 | 0 | 0 | 0 | |||||
2 | ADOPTION OF 2020 EARNING DISTRIBUTION PLAN. PROPOSED CASH DIVIDEND :TWD 3.3 PER SHARE. | For | None | 100000 | 0 | 0 | 0 | |||||
ADVANTECH CO LTD | ||||||||||||
Security: | Y0017P108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2021 | ||||||||||
ISIN | TW0002395001 | Vote Deadline Date: | 19-May-2021 | |||||||||
Agenda | 713988028 | Management | Total Ballot Shares: | 27496 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF THE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | For | None | 27496 | 0 | 0 | 0 | |||||
2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2020 PROFITS. CASH DIVIDEND OF NT 7.10 PER SHARE. | For | None | 27496 | 0 | 0 | 0 | |||||
3 | AMENDMENT TO THE COMPANYS ARTICLES OF INCORPORATION. | For | None | 27496 | 0 | 0 | 0 | |||||
4 | APPROVE OF AMENDMENT TO THE RULES AND PROCEDURES OF SHAREHOLDERS MEETING. | For | None | 27496 | 0 | 0 | 0 | |||||
5 | LNC TECHNOLOGY CO., LTD., A SUBSIDIARY OF THE COMPANY, IS PLANNING TO APPLY FOR LISTING AND OTC LISTING. IN ORDER TO COMPLY WITH RELEVANT LAWS AND REGULATIONS, SUCH A PLAN WILL BE PROPOSED AT THE SHAREHOLDERS MEETING TO REACH A RESOLUTION WHETHER TO OR NOT TO AUTHORIZE THE BOARD OF DIRECTORS TO IMPLEMENT MATTERS RELATED TO THE ISSUANCE OF SHARES TO LNC PRIOR TO THE FILING OF THE APPLICATION. | For | None | 27496 | 0 | 0 | 0 | |||||
INTER CARS S.A. | ||||||||||||
Security: | X3964A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2021 | ||||||||||
ISIN | PLINTCS00010 | Vote Deadline Date: | 11-May-2021 | |||||||||
Agenda | 714033850 | Management | Total Ballot Shares: | 6800 | ||||||||
Last Vote Date: | 04-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
3 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 4000 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 4000 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA | For | None | 4000 | 0 | 0 | 0 | |||||
7 | ACKNOWLEDGMENT: THE SUPERVISORY BOARD'S REPORT ON THE ASSESSMENT OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2020, THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES IN 2020 AND THE MANAGEMENT BOARD'S MOTION REGARDING THE DISTRIBUTION OF THE COMPANY'S NET PROFIT FOR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
8 | ACKNOWLEDGMENT: THE REPORT OF THE SUPERVISORY BOARD ON THE ACTIVITIES OF THE SUPERVISORY BOARD IN 2020 ALONG WITH ASSESSMENTS MADE IN ACCORDANCE WITH THE PRINCIPLES CONTAINED IN THE SET OF BEST PRACTICES OF WSE LISTED COMPANIES 2016 | For | None | 4000 | 0 | 0 | 0 | |||||
9 | CONSIDERATION AND APPROVAL OF THE MANAGEMENT BOARD'S REPORT ON THE OPERATIONS OF THE INTER CARS S.A. CAPITAL GROUP FOR 2020 PREPARED TOGETHER WITH THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES FOR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
10 | CONSIDERATION AND APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
11 | REVIEW AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE INTER CARS S.A.CAPITAL GROUP FOR THE YEAR 2020 | For | None | 4000 | 0 | 0 | 0 | |||||
12 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE COMPANY'S PROFIT | For | None | 4000 | 0 | 0 | 0 | |||||
13 | GRANTING DISCHARGE TO MEMBERS OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 4000 | 0 | 0 | 0 | |||||
14 | GRANTING DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 4000 | 0 | 0 | 0 | |||||
15 | ADOPTION OF A RESOLUTION ON THE REPORT ON THE REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF INTER CARS S.A. WITH ITS REGISTERED OFFICE IN WARSAW | For | None | 4000 | 0 | 0 | 0 | |||||
16 | ADOPTION OF A RESOLUTION ON GRANTING THE MANAGEMENT BOARD OF INTER CARS S.A. AUTHORIZATIONS TO ACQUIRE OWN SHARES | For | None | 4000 | 0 | 0 | 0 | |||||
17 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
18 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
PERFECT MEDICAL HEALTH MANAGEMENT LIMITED | ||||||||||||
Security: | G7013H105 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 31-May-2021 | ||||||||||
ISIN | KYG7013H1056 | Vote Deadline Date: | 25-May-2021 | |||||||||
Agenda | 714056101 | Management | Total Ballot Shares: | 1224000 | ||||||||
Last Vote Date: | 13-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2021/05 05/2021050500492.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2021/05 05/2021050500506.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO APPROVE, SUBJECT TO AND CONDITIONAL UPON THE NECESSARY APPROVAL OF THE REGISTRAR OF COMPANIES IN THE CAYMAN ISLANDS BEING OBTAINED, THE ENGLISH NAME OF THE COMPANY BE CHANGED FROM "PERFECT SHAPE MEDICAL LIMITED" TO "PERFECT MEDICAL HEALTH MANAGEMENT LIMITED" AND THE DUAL FOREIGN NAME OF THE COMPANY BE CHANGED FROM AS SPECIFIED TO AS SPECIFIED, AND THAT THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS, AND EXECUTE SUCH DEEDS AND THINGS THEY MAY, IN THEIR ABSOLUTE DISCRETION, DEEM FIT IN ORDER TO EFFECT SUCH CHANGE OF NAME | For | None | 608000 | 0 | 0 | 0 | |||||
GREAT AJAX CORP. | ||||||||||||
Security: | 38983D300 | Meeting Type: | Annual | |||||||||
Ticker: | AJX | Meeting Date: | 01-Jun-2021 | |||||||||
ISIN | US38983D3008 | Vote Deadline Date: | 28-May-2021 | |||||||||
Agenda | 935399560 | Management | Total Ballot Shares: | 40000 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Lawrence Mendelsohn | 40000 | 0 | 0 | 0 | |||||||
2 | Russell Schaub | 40000 | 0 | 0 | 0 | |||||||
3 | Steven L. Begleiter | 40000 | 0 | 0 | 0 | |||||||
4 | John C. Condas | 40000 | 0 | 0 | 0 | |||||||
5 | Jonathan B Handley, Jr. | 40000 | 0 | 0 | 0 | |||||||
6 | Paul Friedman | 40000 | 0 | 0 | 0 | |||||||
7 | J. Kirk Ogren, Jr. | 40000 | 0 | 0 | 0 | |||||||
8 | Mary Haggerty | 40000 | 0 | 0 | 0 | |||||||
2 | To ratify the appointment of Moss Adams LLP to serve as our registered independent public accounting firm for the year ending December 31, 2021. | For | None | 40000 | 0 | 0 | 0 | |||||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 40000 | 0 | 0 | 0 | |||||
CHLITINA HOLDING LTD | ||||||||||||
Security: | G21164101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Jun-2021 | ||||||||||
ISIN | KYG211641017 | Vote Deadline Date: | 31-May-2021 | |||||||||
Agenda | 714114698 | Management | Total Ballot Shares: | 63000 | ||||||||
Last Vote Date: | 13-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | REPORT ON BUSINESS PERFORMANCE AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020. | For | None | 41000 | 0 | 0 | 0 | |||||
2 | PROPOSED DISTRIBUTION OF EARNINGS OF 2020. PROPOSED CASH DIVIDEND: TWD 8.5 PER SHARE. | For | None | 41000 | 0 | 0 | 0 | |||||
3 | AMENDMENT TO PART OF THE COMPANYS ARTICLES OF INCORPORATION. | For | None | 41000 | 0 | 0 | 0 | |||||
4 | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. OUT OF THE 5 DIRECTORS PRESENTED FOR ELECTION, A MAXIMUM OF 4 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
5 | THE ELECTION OF 4 DIRECTORS AMONG 5 CANDIDATES.:CHEN, PI-HUA,SHAREHOLDER NO.J220224XXX | For | None | 41000 | 0 | 0 | 0 | |||||
6 | THE ELECTION OF 4 DIRECTORS AMONG 5 CANDIDATES.:WEALTHY GARDEN INVESTMENT LIMITED ,SHAREHOLDER NO.7204,CHEN,PEI-WEN AS REPRESENTATIVE | For | None | 41000 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF 4 DIRECTORS AMONG 5 CANDIDATES.:WU,SIZONG,SHAREHOLDER NO.WU19520XXX | For | None | 41000 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF 4 DIRECTORS AMONG 5 CANDIDATES.:TSAI,YU-LING,SHAREHOLDER NO.L201303XXX | For | None | 41000 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF 4 DIRECTORS AMONG 5 CANDIDATES.:CHAO, CHEN- YU,SHAREHOLDER NO.73 | For | None | 41000 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE INDEPENDENT DIRECTOR:TSAI,YU-CHIN,SHAREHOLDER NO.R222143XXX | For | None | 41000 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE INDEPENDENT DIRECTOR:KAO,PENG-WEN,SHAREHOLDER NO.H221058XXX | For | None | 41000 | 0 | 0 | 0 | |||||
12 | THE ELECTION OF THE INDEPENDENT DIRECTOR:YU,HUNG-DING,SHAREHOLDER NO.E100962XXX | For | None | 41000 | 0 | 0 | 0 | |||||
13 | RELEASE OF THE NEWLY-ELECTED DIRECTORS FROM NON-COMPETE RESTRICTIONS. | For | None | 41000 | 0 | 0 | 0 | |||||
MO-BRUK S.A. | ||||||||||||
Security: | X5428X104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Jun-2021 | ||||||||||
ISIN | PLMOBRK00013 | Vote Deadline Date: | 21-May-2021 | |||||||||
Agenda | 714166053 | Management | Total Ballot Shares: | 13674 | ||||||||
Last Vote Date: | 19-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
3 | OPENING OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS | For | None | 8674 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE GENERAL MEETING OF SHAREHOLDERS HAS BEEN PROPERLY CONVENED | For | None | 8674 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA | For | None | 8674 | 0 | 0 | 0 | |||||
7 | ELECTION OF THE RETURNING COMMITTEE | For | None | 8674 | 0 | 0 | 0 | |||||
8 | CONSIDERATION OF THE SUPERVISORY BOARD'S REPORT ON THE AUDIT OF THE FINANCIAL STATEMENTS THE COMPANY, THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES FOR 2020 AND ON THE AUDIT REPORTS ON THE OPERATIONS OF THE MO-BRUK S.A. CAPITAL | For | None | 8674 | 0 | 0 | 0 | |||||
GROUP AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020, AS WELL AS PRESENTING A CONCISE SITUATION COMPANIES, TAKING INTO ACCOUNT THE INTERNAL CONTROL SYSTEM AND THE MANAGEMENT SYSTEM RISK SIGNIFICANT FOR THE COMPANY | ||||||||||||
9 | CONSIDERATION OF THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES AND THE REPORT FOR 2020, TOGETHER WITH THE OPINION OF A STATUTORY AUDITOR | For | None | 8674 | 0 | 0 | 0 | |||||
10 | CONSIDERATION OF THE MANAGEMENT BOARD'S REPORT ON THE OPERATIONS OF THE MO-BRUK S.A. CAPITAL GROUP. IN 2020 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 TOGETHER WITH THE OPINION OF THE STATUTORY AUDITOR | For | None | 8674 | 0 | 0 | 0 | |||||
11 | ADOPTION OF RESOLUTION ON: APPROVAL OF THE SUPERVISORY BOARD'S REPORT ON THE AUDIT OF THE REPORT THE COMPANY'S FINANCIAL STATEMENTS, THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES FOR 2020 AND ON THE AUDIT OF THE REPORT ON THE OPERATIONS OF THE MO-BRUK S.A. CAPITAL GROUP AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
12 | ADOPTION OF RESOLUTION ON: APPROVING THE COMPANY'S FINANCIAL STATEMENTS AND THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S OPERATIONS FOR 2020, | For | None | 8674 | 0 | 0 | 0 | |||||
13 | ADOPTION OF RESOLUTION ON: APPROVAL OF THE GROUP'S CONSOLIDATED FINANCIAL STATEMENTS CAPITAL OF MO-BRUK S.A. AND THE MANAGEMENT BOARD'S REPORT ON THE GROUP'S OPERATIONS CAPITAL OF MO-BRUK S.A. FOR 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
14 | ADOPTION OF RESOLUTION ON: ALLOCATION OF THE COMPANY'S PROFIT FOR THE FINANCIAL YEAR 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
15 | ADOPTION OF RESOLUTION ON: ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE MEMBERS OF THE COMPANY'S SUPERVISORY BOARD DUTIES IN 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
16 | ADOPTION OF RESOLUTION ON: ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY IN 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
17 | DISCUSSION ON THE SUPERVISORY BOARD'S REPORT ON THE REMUNERATION OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD SUPERVISORY BOARD FOR 2019 AND 2020 | For | None | 8674 | 0 | 0 | 0 | |||||
18 | FREE APPLICATIONS | For | None | 8674 | 0 | 0 | 0 | |||||
19 | CLOSING OF THE ANNUAL GENERAL MEETING | None | None | Non Voting | ||||||||
20 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
GENEREACH BIOTECHNOLOGY CORP | ||||||||||||
Security: | Y2685Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Jun-2021 | ||||||||||
ISIN | TW0004171004 | Vote Deadline Date: | 02-Jun-2021 | |||||||||
Agenda | 714115056 | Management | Total Ballot Shares: | 123700 | ||||||||
Last Vote Date: | 13-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF COMPANY'S 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 71200 | 0 | 0 | 0 | |||||
2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2020 PROFITS. PROPOSED CASH DIVIDEND :TWD 0.6029765 PER SHARE. | For | None | 71200 | 0 | 0 | 0 | |||||
3 | AMENDMENT TO THE COMPANY'S CORPORATE CHARTER | For | None | 71200 | 0 | 0 | 0 | |||||
4 | ISSUANCE OF CASH DISTRIBUTION FROM CAPITAL SURPLUS. PROPOSED CAPITAL DISTRIBUTION :TWD 2.93656526 PER SHARE. | For | None | 71200 | 0 | 0 | 0 | |||||
5 | ISSUANCE OF NEW SHARES BY CAPITAL INCREASE FROM CAPITAL SURPLUS. PROPOSED BONUS ISSUE : 29.496181 SHARES PER 1,000 SHARES. | For | None | 71200 | 0 | 0 | 0 | |||||
6 | AMENDMENT TO COMPANY'S MANAGEMENT OF LOANS TO OTHERS PROCEDURE. | For | None | 71200 | 0 | 0 | 0 | |||||
7 | 12 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
WIRTUALNA POLSKA HOLDING S.A. | ||||||||||||
Security: | X980FL112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2021 | ||||||||||
ISIN | PLWRTPL00027 | Vote Deadline Date: | 28-May-2021 | |||||||||
Agenda | 714197945 | Management | Total Ballot Shares: | 15786 | ||||||||
Last Vote Date: | 26-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
3 | OPENING OF THE ANNUAL GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 3786 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE ORDINARY GENERAL MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 3786 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING | For | None | 3786 | 0 | 0 | 0 | |||||
7 | PRESENTATION BY THE MANAGEMENT BOARD: THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 YEAR | For | None | 3786 | 0 | 0 | 0 | |||||
8 | PRESENTATION BY THE MANAGEMENT BOARD: THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA CAPITAL GROUP HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2020 TOGETHER WITH THE MANAGEMENT BOARD'S REPORT WITH ANNOUNCEMENT OF THE MANAGEMENT BOARD OF THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP ON THE ACTIVITIES OF THE COMPANY FOR THE PERIOD 3 AND 12 MONTHS ENDED DECEMBER 31, 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
9 | PRESENTATION BY THE MANAGEMENT BOARD: THE MANAGEMENT BOARD'S MOTION TO COVER THE COMPANY'S LOSS FOR THE FINANCIAL YEAR 2020 AND ITS INTENDED USE THE COMPANY'S PREVIOUS YEARS' PROFITS | For | None | 3786 | 0 | 0 | 0 | |||||
10 | CONSIDERATION: REPORTS OF THE COMPANY'S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT: THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 YEAR | For | None | 3786 | 0 | 0 | 0 | |||||
11 | CONSIDERATION: REPORTS OF THE COMPANY'S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT: THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA CAPITAL GROUP HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2020, TOGETHER WITH THE MANAGEMENT BOARD'S OF THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP REPORT ON THE ACTIVITIES OF THE COMPANY FOR THE PERIOD 3 AND 12 MONTHS ENDED DECEMBER 31, 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
12 | CONSIDERATION: REPORTS OF THE COMPANY'S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT: THE MANAGEMENT BOARD'S MOTION TO ALLOCATE THE COMPANY'S PROFIT FOR THE FINANCIAL YEAR 2020 AND THE COMPANY'S PREVIOUS YEARS' PROFITS | For | None | 3786 | 0 | 0 | 0 | |||||
13 | CONSIDERATION: REPORTS ON THE ACTIVITIES OF THE SUPERVISORY BOARD AND THE AUDIT COMMITTEE OF THE SUPERVISORY BOARD COMPANIES IN THE FINANCIAL YEAR 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
14 | CONSIDERATION: ASSESSMENT OF THE COMPANY'S SITUATION, THE MANNER OF FULFILLING THE DISCLOSURE OBLIGATIONS BY THE COMPANY AND SPONSORSHIP, CHARITY AND OTHER ACTIVITIES OF A SIMILAR NATURE DURING THE YEAR REVOLVING 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
15 | EXAMINATION AND APPROVAL OF THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE ENDED YEAR DECEMBER 31, 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
16 | EXAMINATION AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE CAPITAL GROUP WIRTUALNA POLSKA HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2020 AND REPORTS OF THE MANAGEMENT BOARD ON THE ACTIVITIES OF THE COMPANY AND THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP. FOR THE PERIOD OF 3 AND 12 MONTHS ENDED ON DECEMBER 31, 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
17 | ADOPTION OF A RESOLUTION ON COVERING THE COMPANY'S LOSS FOR 2020 AND ALLOCATING THE COMPANY'S PROFIT FROM PREVIOUS YEARS | For | None | 3786 | 0 | 0 | 0 | |||||
18 | ADOPTION OF RESOLUTIONS ON THE ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES BY MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY THEIR DUTIES IN THE FINANCIAL YEAR 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
19 | ADOPTION OF RESOLUTIONS ON GRANTING A VOTE OF APPROVAL TO MEMBERS OF THE COMPANY'S SUPERVISORY BOARD PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2020 | For | None | 3786 | 0 | 0 | 0 | |||||
20 | ADOPTION OF A RESOLUTION ON THE APPOINTMENT OF THE PRESIDENT OF THE MANAGEMENT BOARD OF THE COMPANY FOR A NEW TERM OF OFFICE | For | None | 3786 | 0 | 0 | 0 | |||||
21 | ADOPTION OF A RESOLUTION ON THE NUMBER OF MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY | For | None | 3786 | 0 | 0 | 0 | |||||
22 | ADOPTION OF A RESOLUTION ON APPOINTING MEMBERS OF THE SUPERVISORY BOARD FOR A NEW TERM OF OFFICE | For | None | 3786 | 0 | 0 | 0 | |||||
23 | ADOPTION OF A RESOLUTION ON CHANGES TO THE POLICY OF REMUNERATION FOR MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD WIRTUALNA POLSKA HOLDING SPOLKA AKCYJNA WITH ITS SEAT IN WARSAW | For | None | 3786 | 0 | 0 | 0 | |||||
24 | ADOPTION OF A RESOLUTION ON THE REMUNERATION OF MEMBERS OF THE COMPANY'S SUPERVISORY BOARD | For | None | 3786 | 0 | 0 | 0 | |||||
25 | ADOPTION OF RESOLUTIONS ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND ADOPTION OF THE UNIFORM TEXT OF THE ARTICLES OF ASSOCIATION | For | None | 3786 | 0 | 0 | 0 | |||||
26 | ADOPTION OF A RESOLUTION ON CHANGES TO THE REGULATIONS OF THE GENERAL MEETING OF THE COMPANY | For | None | 3786 | 0 | 0 | 0 | |||||
27 | ADOPTION OF A RESOLUTION PROVIDING OPINION ON THE REMUNERATION REPORT FOR MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD | For | None | 3786 | 0 | 0 | 0 | |||||
28 | FREE CONCLUSIONS | For | None | 3786 | 0 | 0 | 0 | |||||
29 | CLOSING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
30 | 25 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
31 | 25 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
ATLED CORP. | ||||||||||||
Security: | J03478104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2021 | ||||||||||
ISIN | JP3160930008 | Vote Deadline Date: | 10-Jun-2021 | |||||||||
Agenda | 714267413 | Management | Total Ballot Shares: | 53300 | ||||||||
Last Vote Date: | 10-Jun-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Hayashi, Muneharu | For | None | 13300 | 0 | 0 | 0 | |||||
2 | Appoint a Director Okamoto, Yasuhiro | For | None | 13300 | 0 | 0 | 0 | |||||
3 | Appoint a Director Sato, Jun | For | None | 13300 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sakata, Juntaka | For | None | 13300 | 0 | 0 | 0 | |||||
5 | Appoint a Director Usugami, Jiro | For | None | 13300 | 0 | 0 | 0 | |||||
6 | Approve Issuance of Share Acquisition Rights as Stock Options | For | None | 13300 | 0 | 0 | 0 | |||||
VOLTRONIC POWER TECHNOLOGY CORP | ||||||||||||
Security: | Y937BE103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jun-2021 | ||||||||||
ISIN | TW0006409006 | Vote Deadline Date: | 10-Jun-2021 | |||||||||
Agenda | 714203279 | Management | Total Ballot Shares: | 9450 | ||||||||
Last Vote Date: | 28-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE PROPOSAL FOR THE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS OF THE COMPANY. | For | None | 9450 | 0 | 0 | 0 | |||||
2 | THE PROPOSAL FOR THE 2020 EARNINGS DISTRIBUTION OF THE COMPANY. PROPOSED CASH DIVIDEND: TWD 22.5 PER SHARE. | For | None | 9450 | 0 | 0 | 0 | |||||
3 | PROPOSAL FOR DISTRIBUTION FROM CAPITAL RESERVES OF THE COMPANY.PROPOSED CASH DIVIDEND: TWD 1 PER SHARE. | For | None | 9450 | 0 | 0 | 0 | |||||
4 | AMENDMENT OF THE PROCEDURE OF DIRECTOR ELECTION. | For | None | 9450 | 0 | 0 | 0 | |||||
5 | THE ELECTION OF THE DIRECTOR.:HSIEH CHUO-MING,SHAREHOLDER NO.1 | For | None | 9450 | 0 | 0 | 0 | |||||
6 | THE ELECTION OF THE DIRECTOR.:OPEN GREAT INTERNATIONAL INVESTMENT LIMITED COMPANY,SHAREHOLDER NO.3,CHEN TSUI-FANG AS REPRESENTATIVE | For | None | 9450 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF THE DIRECTOR.:FSP TECHNOLOGY INC,SHAREHOLDER NO.7,CHENG YA-JEN AS REPRESENTATIVE | For | None | 9450 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF THE DIRECTOR.:PASSUELLO FABIO,SHAREHOLDER NO.YA4399XXX | For | None | 9450 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:LI CHIEN-JAN,SHAREHOLDER NO.F122404XXX | For | None | 9450 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:WANG HSIU-CHI,SHAREHOLDER NO.N200364XXX | For | None | 9450 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:SAM HO,SHAREHOLDER NO.F126520XXX | For | None | 9450 | 0 | 0 | 0 | |||||
12 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:LIAO KUEI-FANG,SHAREHOLDER NO.H220375XXX | For | None | 9450 | 0 | 0 | 0 | |||||
13 | TO DISCHARGE THE NON-COMPETITION DUTIES OF THE NEW DIRECTORS. | For | None | 9450 | 0 | 0 | 0 | |||||
NATIONAL ATOMIC COMPANY KAZATOMPROM JSC | ||||||||||||
Security: | 63253R201 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2021 | ||||||||||
ISIN | US63253R2013 | Vote Deadline Date: | 03-Jun-2021 | |||||||||
Agenda | 714202138 | Management | Total Ballot Shares: | 39000 | ||||||||
Last Vote Date: | 28-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ON THE COMPOSITION OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC | For | None | 39000 | 0 | 0 | 0 | |||||
KOUKANDEKIRUKUN,INC. | ||||||||||||
Security: | J36405108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jun-2021 | ||||||||||
ISIN | JP3286350008 | Vote Deadline Date: | 17-Jun-2021 | |||||||||
Agenda | 714294989 | Management | Total Ballot Shares: | 11000 | ||||||||
Last Vote Date: | 14-Jun-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Amend Articles to: Amend Business Lines | For | None | 11000 | 0 | 0 | 0 | |||||
2 | Appoint a Director Kurihara, Masaru | For | None | 11000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Sakai, Katsunori | For | None | 11000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sato, Koji | For | None | 11000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Yoshino, Noboru | For | None | 11000 | 0 | 0 | 0 | |||||
VIGO SYSTEM S.A. | ||||||||||||
Security: | X9797H104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jun-2021 | ||||||||||
ISIN | PLVIGOS00015 | Vote Deadline Date: | 11-Jun-2021 | |||||||||
Agenda | 714231709 | Management | Total Ballot Shares: | 5893 | ||||||||
Last Vote Date: | 28-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
3 | OPENING OF THE ANNUAL GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 3000 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE ORDINARY GENERAL MEETING AND ITS VALIDITY HAVE BEEN CONVENED THE ABILITY TO ADOPT RESOLUTIONS | For | None | 3000 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING | For | None | 3000 | 0 | 0 | 0 | |||||
7 | ELECTION OF THE RETURNING COMMITTEE | For | None | 3000 | 0 | 0 | 0 | |||||
8 | CONSIDERATION OF THE MANAGEMENT BOARDS REPORT ON THE COMPANY'S OPERATIONS IN THE FINANCIAL YEAR 2020 AND THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, AS WELL AS THE MANAGEMENT BOARDS REQUEST CO NOT TO PAY DIVIDENDS AND ALLOCATE THE ENTIRE PROFIT FOR THE FINANCIAL YEAR 2020 TO RESERVE CAPITAL OF THE COMPANY | For | None | 3000 | 0 | 0 | 0 | |||||
9 | CONSIDERATION OF THE SUPERVISORY BOARDS REPORT FOR THE FINANCIAL YEAR 2020, TAKING INTO ACCOUNT THE ASSESSMENT OF THE MANAGEMENT BOARDS REPORT ON THE COMPANY'S OPERATIONS IN THE FINANCIAL YEAR 2020, AND MATTERS OF FINANCIAL DECORATION OF THE COMPANY FOR THE FINANCIAL YEAR 2020 IN TERMS OF THEIR COMPLIANCE WITH THE BOOKS AND DOCUMENTS, AS WELL AS WITH THE ACTUAL STATE OF AFFAIRS, AS WELL AS THE MANAGEMENT BOARDS REQUEST REGARDING NOT TO PAY DIVIDENDS AND ALLOCATING THE ENTIRE PROFIT FOR THE FINANCIAL YEAR 2020 TO THE SUPPLEMENTARY CAPITAL OF THE COMPANIES, IN ACCORDANCE WITH THE REQUIREMENTS OF THE BEST PRACTICES OF COMPANIES LISTED ON THE STOCK EXCHANGE | For | None | 3000 | 0 | 0 | 0 | |||||
10 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE MANAGEMENT BOARDS REPORT ON THE COMPANY'S OPERATIONS IN THE FINANCIAL YEAR 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
11 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
12 | ADOPTION OF A RESOLUTION APPROVING THE REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE FINANCIAL YEAR 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
13 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF PROFIT FOR THE FINANCIAL YEAR 2020 AND PAYMENT OF DIVIDENDS | For | None | 3000 | 0 | 0 | 0 | |||||
14 | ADOPTION OF RESOLUTIONS ON THE ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES BY MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY WHO SERVED IN THE FINANCIAL YEAR 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
15 | ADOPTION OF RESOLUTIONS ON THE ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES BY MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY WHO PERFORMED FUNCTIONS IN THE FINANCIAL YEAR 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
16 | ADOPTION OF A RESOLUTION ON THE ESTABLISHMENT OF THE SALES ORDER OF THE NEW SUPERVISORY BOARD MEMBERS TENURE | For | None | 3000 | 0 | 0 | 0 | |||||
17 | ADOPTION OF RESOLUTIONS ON THE ELECTION OF MEMBERS OF THE SUPERVISORY BOARD FOR A NEW TERM | For | None | 3000 | 0 | 0 | 0 | |||||
18 | ADOPTION OF A RESOLUTION ON THE REMUNERATION OF MEMBERS OF THE NEW SUPERVISORY BOARD TENURE | For | None | 3000 | 0 | 0 | 0 | |||||
19 | CLOSING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
20 | 28 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
21 | 28 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
FLATEX AG | ||||||||||||
Security: | D3690M106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Jun-2021 | ||||||||||
ISIN | DE000FTG1111 | Vote Deadline Date: | 18-Jun-2021 | |||||||||
Agenda | 714203104 | Management | Total Ballot Shares: | 48000 | ||||||||
Last Vote Date: | 14-Jun-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
4 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | ||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
6 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | ||||||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 8000 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 8000 | 0 | 0 | 0 | |||||
10 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 8000 | 0 | 0 | 0 | |||||
11 | ELECT MARTIN KORBMACHER TO THE SUPERVISORY BOARD | For | None | 8000 | 0 | 0 | 0 | |||||
12 | ELECT STEFAN MUELLER TO THE SUPERVISORY BOARD | For | None | 8000 | 0 | 0 | 0 | |||||
13 | ELECT HERBERT SEULING TO THE SUPERVISORY BOARD | For | None | 8000 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION POLICY | For | None | 8000 | 0 | 0 | 0 | |||||
15 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 8000 | 0 | 0 | 0 | |||||
16 | APPROVE CAPITALIZATION OF RESERVES AMEND AUTHORIZATIONS ON THE ISSUANCE OF WARRANTS/BONDS APPROVE CREATION OF EUR 43.6 MILLION POOL OF CAPITAL AND EUR 10.8 MILLION POOL OF CAPITAL 2020/II WITHOUT PRE-EMPTIVE RIGHTS | For | None | 8000 | 0 | 0 | 0 | |||||
17 | AMEND ARTICLES RE: AGM LOCATION AND CONVOCATION PARTICIPATION AND VOTING RIGHTS | For | None | 8000 | 0 | 0 | 0 | |||||
18 | 27 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
19 | 27 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting |
Seven Canyons World Innovators Fund
Meeting Date Range: 01-Jul-2020 To 30-Jun-2021 |
Selected Accounts |
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV | |||||||||||||
Security: | P4959P100 | Meeting Type: | Ordinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 01-Jul-2020 | |||||||||||
ISIN | MX01GA000004 | Vote Deadline Date: | 24-Jun-2020 | ||||||||||
Agenda | 712661897 | Management | Total Ballot Shares: | 160000 | |||||||||
Last Vote Date: | 21-May-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | IN COMPLIANCE WITH ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE FOLLOWING. A. REPORT OF THE GENERAL DIRECTOR OF THE COMPANY FOR THE FISCAL YEAR ENDED DECEMBER 31ST, 2019 IN ACCORDANCE WITH ARTICLE 44 SECTION XI OF THE LEY DEL MERCADO DE VALORES AND 172 OF THE Y LEY GENERAL DE SOCIEDADES MERCANTILES, ACCOMPANIED BY OPINION OF THE EXTERNAL AUDITOR, REGARDING THE COMPANY, INDIVIDUALLY, UNDER NORMAS DE INFORMACION FINANCIERA, AND OF THE COMPANY AND ITS SUBSIDIARIES, IN A CONSOLIDATED MANNER, UNDER NORMAS INTERNACIONALES DE INFORMACION FINANCIERA, ACCORDING TO THE LATEST FINANCIAL POSITION STATEMENTS UNDER BOTH STANDARDS, AS WELL AS THE SUSTENTABILITY REPORT, FOR THE FISCAL YEAR 2019. B. OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF THE REPORT OF THE GENERAL DIRECTOR. C. REPORT OF THE BOARD REFERRED TO IN ARTICLE 172 SUBSECTION B. OF THE LEY GENERAL DE SOCIEDADES MERCANTILES WHICH CONTAINS THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE COMPANYS FINANCIAL INFORMATION. D. REPORT ON THE OPERATIONS AND | For | None | 90000 | 0 | 0 | 0 | ||||||
ACTIVITIES IN WHICH THE BOARD INTERVENED DURING THE FISCAL YEAR ENDED DECEMBER 31ST, 2019, IN ACCORDANCE WITH THE PROVISIONS OF THE LEY DEL MERCADO DE VALORES E. ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES RATIFICATION OF THE ACTIONS OF THE DIFFERENT COMMITTEES AND RELEASE OF RESPONSIBILITY IN THE PERFORMANCE OF THEIR DUTIES. F. REPORT ON COMPLIANCE WITH THE FISCAL OBLIGATIONS OF THE COMPANY FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31ST, 2018. INSTRUCTION FOR THE OFFICERS OF THE COMPANY TO COMPLY WITH THE FISCAL OBLIGATIONS CORRESPONDING TO THE FISCAL YEAR FROM JANUARY 1ST TO DECEMBER 31ST, 2019 IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 26 SECTION III OF THE CODIGO FISCAL DE LA FEDERACION | |||||||||||||
2 | AS A CONSEQUENCE OF THE REPORTS PRESENTED IN POINT I ABOVE, RATIFICATION OF THE ACTIONS OF THE BOARD AND ADMINISTRATION OF THE COMPANY AND RELEASE OF RESPONSIBILITY IN THE PERFORMANCE OF THEIR RESPECTIVE POSITIONS | For | None | 90000 | 0 | 0 | 0 | ||||||
3 | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, APPROVAL OF THE COMPANYS FINANCIAL STATEMENTS, INDIVIDUALLY, UNDER FINANCIAL REPORTING STANDARDS FOR THE PURPOSES OF APPLYING THE LEGAL RESERVE, OF PROFITS, CALCULATION OF TAX EFFECTS OF DIVIDEND PAYMENT AND CAPITAL REDUCTION IF APPLICABLE, AND OF THE FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES, IN A CONSOLIDATED MANNER, UNDER INTERNATIONAL FINANCIAL REPORTING STANDARDS FOR THE PURPOSE OF THEIR | For | None | 90000 | 0 | 0 | 0 | ||||||
PUBLICATION IN THE SECURITIES MARKETS, WITH RESPECT TO THE OPERATIONS CARRIED OUT DURING THE FISCAL YEAR FROM 1STJANUARY TO DECEMBER 31ST, 2019 AND APPROVAL OF THE OPINION OF THE EXTERNAL AUDITOR IN RELATION TO SAID FINANCIAL STATEMENTS | |||||||||||||
4 | APPROVAL, SO THAT THE NET INCOME OBTAINED FROM THE COMPANY DURING THE FISCAL YEAR ENDED DECEMBER 31ST, 2019 AND REPORTED IN ITS FINANCIAL STATEMENTS PRESENTED TO THE MEETING IN POINT III ABOVE AND AUDITED INDIVIDUALLY UNDER THE FINANCIAL INFORMATION STANDARDS, WHICH AMOUNTS TO THE AMOUNT OF 5,247,808,596.00, FIVE THOUSAND TWO HUNDRED FOURTY AND SEVEN MILLION EIGHTY THOUSAND EIGHT FIVE HUNDRED NINETY AND SIX 00.100 MN, AND BE SENT IN FULL TO THE UTILITY ACCOUNT PENDING APPLICATION, SINCE IT IS DULY CONSTITUTED LEGAL RESERVE TO WHICH THE COMPANY IS OBLIGED | For | None | 90000 | 0 | 0 | 0 | ||||||
5 | CANCELLATION OF THE UNUSED BUYBACK FUND THAT WAS APPROVED AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF APRIL 23, 2019, IN THE AMOUNT OF MXN 1,550,000,000.00, AND THE PRESENTATION OF THE MAXIMUM AMOUNT THAT IS TO BE ALLOCATED TO BUYING BACK SHARES OF THE COMPANY OR CREDIT INSTRUMENTS THAT REPRESENT THE MENTIONED SHARES IN THE AMOUNT OF MXN 1,550,000,000.00, FOR THE PERIOD OF 12 MONTHS THAT FOLLOWS JULY 1, 2020, COMPLYING WITH THAT WHICH IS ESTABLISHED IN PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW | For | None | 90000 | 0 | 0 | 0 | ||||||
6 | REPORT REGARDING THE APPOINTMENT OR RATIFICATION OF THE FOUR PROPRIETARY MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE ALTERNATES APPOINTED BY THE SHAREHOLDERS OF THE BB SERIES | For | None | 90000 | 0 | 0 | 0 | ||||||
7 | RATIFICATION AND OR DESIGNATION OF THE PERSON S THAT WILL MAKE UP THE BOARD OF DIRECTORS OF THE COMPANY TO BE APPOINTED BY THE SHAREHOLDERS OR GROUP OF SHAREHOLDERS OF THE B SERIES WHO ARE HOLDERS OR REPRESENT INDIVIDUALLY OR IN TOGETHER 10 PER CENT OR MORE OF THE COMPANYS CAPITAL STOCK | For | None | 90000 | 0 | 0 | 0 | ||||||
8 | RATIFICATION AND OR APPOINTMENT OF THE PEOPLE WHO WILL FORM THE COMPANYS BOARD, TO BE APPOINTED BY SERIES B SHAREHOLDERS | For | None | 90000 | 0 | 0 | 0 | ||||||
9 | RATIFICATION AND OR APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF THE COMPANY, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE SIXTEENTH OF THE COMPANY BYLAWS | For | None | 90000 | 0 | 0 | 0 | ||||||
10 | RATIFICATION OF THE EMOLUMENTS PAID CORRESPONDING TO THOSE WHO MADE UP THE BOARD OF THE COMPANY DURING THE 2019 FISCAL YEAR AND DETERMINATION OF THE EMOLUMENTS TO BE APPLIED DURING 2020 | For | None | 90000 | 0 | 0 | 0 | ||||||
11 | RATIFICATION AND OR DESIGNATION OF THE MEMBER OF THE BOARD OF DIRECTORS BY THE SHAREHOLDERS OF THE B SERIES, TO BE A MEMBER OF THE NOMINATING AND COMPENSATION COMMITTEE OF THE COMPANY, IN TERMS OF THE PROVISIONS OF ARTICLE TWENTY EIGHT OF THE BYLAWS SOCIAL | For | None | 90000 | 0 | 0 | 0 | ||||||
12 | RATIFICATION AND OR APPOINTMENT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | For | None | 90000 | 0 | 0 | 0 | ||||||
13 | REPORT IN ACCORDANCE WITH THE PROVISIONS OF THE TWENTY NINTH ARTICLE OF THE COMPANYS BYLAWS, ON THE OPERATIONS OF ACQUISITION OF GOODS OR SERVICES OR CONTRACTING OF WORK OR SALE OF ASSETS EQUAL TO OR GREATER THAN U.S.A. 3,000,000.00 THREE MILLION DOLLARS OF THE UNITED STATES OF AMERICA OR ITS EQUIVALENT IN NATIONAL CURRENCY OR IN LEGAL CURRENCIES OF JURISDICTIONS OTHER THAN MEXICO OR, OPERATIONS CARRIED OUT BY RELEVANT SHAREHOLDERS, IF ANY | For | None | 90000 | 0 | 0 | 0 | ||||||
14 | APPOINTMENT AND APPOINTMENT OF SPECIAL DELEGATES TO ATTEND A NOTARY PUBLIC TO FORMALIZE THE RESOLUTIONS AGREED UPON IN THIS MEETING. ADOPTION OF THE RESOLUTIONS DEEMED NECESSARY OR CONVENIENT FOR THE PURPOSE OF COMPLYING WITH THE DECISIONS AGREED IN THE PRECEDING POINTS OF THIS AGENDA | For | None | 90000 | 0 | 0 | 0 | ||||||
15 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 390705 DUE TO CHANGE IN TEXT OF RESOLUTION V. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||||
YPSOMED HOLDING AG | |||||||||||||
Security: | H9725B102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 01-Jul-2020 | |||||||||||
ISIN | CH0019396990 | Vote Deadline Date: | 25-Jun-2020 | ||||||||||
Agenda | 712778111 | Management | Total Ballot Shares: | 10700 | |||||||||
Last Vote Date: | 08-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427927 DUE TO CHANGE IN RECORD DATE FROM 29 APR 2020 TO 29 JUNE 2020. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
3 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2019/20, ACKNOWLEDGEMENT OF THE REPORT OF THE AUDITORS | For | None | 9000 | 0 | 0 | 0 | ||||||
5 | APPROPRIATION OF THE RETAINED PROFIT 2019/20, ALLOCATION AND APPROPRIATION OF THE RESERVES FROM CAPITAL CONTRIBUTIONS | For | None | 9000 | 0 | 0 | 0 | ||||||
6 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE OTHER MANAGEMENT BODIES 2019/20 | For | None | 9000 | 0 | 0 | 0 | ||||||
7 | BOARD OF DIRECTORS: FIXED COMPENSATION | For | None | 9000 | 0 | 0 | 0 | ||||||
8 | BOARD OF DIRECTORS: PERFORMANCE- RELATED COMPENSATION | For | None | 9000 | 0 | 0 | 0 | ||||||
9 | EXECUTIVE MANAGEMENT: FIXED COMPENSATION | For | None | 9000 | 0 | 0 | 0 | ||||||
10 | EXECUTIVE MANAGEMENT: PERFORMANCE- RELATED COMPENSATION | For | None | 9000 | 0 | 0 | 0 | ||||||
11 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS MEMBER OF THE BOARD | For | None | 9000 | 0 | 0 | 0 | ||||||
12 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE BOARD | For | None | 9000 | 0 | 0 | 0 | ||||||
13 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE BOARD | For | None | 9000 | 0 | 0 | 0 | ||||||
14 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE BOARD | For | None | 9000 | 0 | 0 | 0 | ||||||
15 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS CHAIRMAN OF THE BOARD | For | None | 9000 | 0 | 0 | 0 | ||||||
16 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 9000 | 0 | 0 | 0 | ||||||
17 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 9000 | 0 | 0 | 0 | ||||||
18 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 9000 | 0 | 0 | 0 | ||||||
19 | RE-ELECTION OF THE INDEPENDENT PROXY: DR. PETER STAEHLI, ATTORNEY- AT-LAW AND NOTARY, BURGDORF | For | None | 9000 | 0 | 0 | 0 | ||||||
20 | ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS LTD, BERN | For | None | 9000 | 0 | 0 | 0 | ||||||
21 | AMENDMENT OF THE ARTICLES OF INCORPORATION | For | None | 9000 | 0 | 0 | 0 | ||||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | |||||||||||||
Security: | P49530101 | Meeting Type: | MIX | ||||||||||
Ticker: | Meeting Date: | 07-Jul-2020 | |||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 26-Jun-2020 | ||||||||||
Agenda | 712856890 | Management | Total Ballot Shares: | 170500 | |||||||||
Last Vote Date: | 27-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PRESENTATION OF THE REPORTS FROM THE BOARD OF DIRECTORS UNDER THE TERMS OF LINES D AND E OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, IN REGARD TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019, AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
2 | PRESENTATION OF THE REPORT FROM THE GENERAL DIRECTOR AND OF THE OPINION OF THE OUTSIDE AUDITOR THAT ARE REFERRED TO IN LINE B OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW IN REGARD TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019, AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
3 | PRESENTATION OF THE REPORTS AND OPINION THAT ARE REFERRED TO IN LINES A AND C OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, WITH THE INCLUSION OF THE TAX REPORT THAT IS REFERRED TO IN PART XIX OF ARTICLE 76 OF THE INCOME TAX LAW AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
4 | PRESENTATION IN REGARD TO THE ALLOCATION OF RESULTS OF THE COMPANY AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
5 | DISCUSSION AND APPROVAL, IF DEEMED APPROPRIATE, OF THE AMOUNT OF FUNDS THAT ARE TO BE ALLOCATED TO SHARE BUYBACKS AND THE ADOPTION OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
6 | DISCUSSION AND APPROVAL, IF DEEMED APPROPRIATE, OF THE RATIFICATION OF THE TERM IN OFFICE OF THE BOARD OF DIRECTORS, AS WELL AS OF A PROPOSAL TO APPOINT AND OR RATIFY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES, FINANCE, PLANNING AND SUSTAINABILITY COMMITTEES, DETERMINATION OF THE CORRESPONDING COMPENSATION AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
7 | DESIGNATION OF SPECIAL DELEGATES | For | None | 150000 | 0 | 0 | 0 | ||||||
8 | DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO CANCEL THE SERIES B SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY THAT WERE ACQUIRED BASED ON TRANSACTIONS THAT WERE CARRIED OUT UNDER THE TERMS OF ARTICLE 56 OF THE SECURITIES MARKET LAW, AND THE CONSEQUENT DECREASE OF THE MINIMUM OR FIXED SHARE CAPITAL OF THE COMPANY AND, IF DEEMED APPROPRIATE, TO AMEND THE TEXT OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY AND THE PASSAGE OF RESOLUTIONS IN THIS REGARD | For | None | 150000 | 0 | 0 | 0 | ||||||
9 | DESIGNATION OF SPECIAL DELEGATES | For | None | 150000 | 0 | 0 | 0 | ||||||
CHEWY, INC. | |||||||||||||
Security: | 16679L109 | Meeting Type: | Annual | ||||||||||
Ticker: | CHWY | Meeting Date: | 14-Jul-2020 | ||||||||||
ISIN | US16679L1098 | Vote Deadline Date: | 13-Jul-2020 | ||||||||||
Agenda | 935228090 | Management | Total Ballot Shares: | 75000 | |||||||||
Last Vote Date: | 01-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | None | ||||||||||
1 | Raymond Svider | 75000 | 0 | 0 | 0 | ||||||||
2 | Sharon McCollam | 75000 | 0 | 0 | 0 | ||||||||
3 | J.K. Symancyk | 75000 | 0 | 0 | 0 | ||||||||
2 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2021. | For | None | 75000 | 0 | 0 | 0 | ||||||
3 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | For | None | 75000 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | To approve, on a non-binding, advisory basis, the frequency of future votes on named executive officer compensation. | 1 Year | None | 75000 | 0 | 0 | 0 | ||||||
ALLHOME CORP | |||||||||||||
Security: | Y0040P109 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 22-Jul-2020 | |||||||||||
ISIN | PHY0040P1094 | Vote Deadline Date: | 10-Jul-2020 | ||||||||||
Agenda | 712824069 | Management | Total Ballot Shares: | 4064800 | |||||||||
Last Vote Date: | 16-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | CALL TO ORDER | For | None | 2622700 | 0 | 0 | 0 | ||||||
2 | CERTIFICATION OF SERVICE OF NOTICE AND PRESENCE OF QUORUM | For | None | 2622700 | 0 | 0 | 0 | ||||||
3 | APPROVAL OF THE MINUTES OF THE LAST ANNUAL MEETING OF STOCKHOLDERS HELD ON MAY 17, 2019 | For | None | 2622700 | 0 | 0 | 0 | ||||||
4 | PRESENTATION OF THE PRESIDENT'S REPORT, MANAGEMENT REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2019 | For | None | 2622700 | 0 | 0 | 0 | ||||||
5 | RATIFICATION OF ALL ACTS AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT FROM THE DATE OF THE LAST ANNUAL STOCKHOLDERS MEETING UNTIL THE DATE OF THIS MEETING | For | None | 2622700 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: MANUEL B. VILLAR JR | For | None | 2622700 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: CAMILLE A. VILLAR | For | None | 2622700 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR MANUEL PAOLO A. VILLAR | For | None | 2622700 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: BENJAMARIE THERESE N. SERRANO | For | None | 2622700 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: FRANCES ROSALIE T. COLOMA | For | None | 2622700 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: LAURA SUAREZ ACUZAR (INDEPENDENT DIRECTOR) | For | None | 2622700 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: JESSIE D. CABALUNA (INDEPENDENT DIRECTOR) | For | None | 2622700 | 0 | 0 | 0 | ||||||
13 | APPOINTMENT OF EXTERNAL AUDITORS: PUNONGBAYAN AND ARAULLO | For | None | 2622700 | 0 | 0 | 0 | ||||||
14 | OTHER MATTERS | Abstain | None | 0 | 0 | 2622700 | 0 | ||||||
15 | ADJOURNMENT | For | None | 2622700 | 0 | 0 | 0 | ||||||
MARLEY SPOON AG | |||||||||||||
Security: | D5S92J102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 29-Jul-2020 | |||||||||||
ISIN | AU0000013070 | Vote Deadline Date: | 22-Jul-2020 | ||||||||||
Agenda | 712854620 | Management | Total Ballot Shares: | 3000000 | |||||||||
Last Vote Date: | 27-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 8, 9, 10 AND 11 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND VOTE ON THIS MEETING, THE REQUEST COULD BE REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND VOTE IN SHAREHOLDER MEETINGS SUBJECT TO CERTAIN CRITERIA OUTSIDE OF OUR CONTROL. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE." | None | None | Non Voting | |||||||||
3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2019 | For | None | 3000000 | 0 | 0 | 0 | ||||||
4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019 | For | None | 3000000 | 0 | 0 | 0 | ||||||
5 | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR FOR THE INDIVIDUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, AS WELL AS FOR ANY REVIEW OF INTERIM FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORTS DURING THE FINANCIAL YEAR 2020: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, REGISTERED SEAT: STUTTGART, OFFICE: HAMBURG, GERMANY, | For | None | 3000000 | 0 | 0 | 0 | ||||||
6 | RESOLUTION ON THE AUTHORISATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT BOARD (VORSTAND) OF THE COMPANY, TO MEMBERS OF MANAGING CORPORATE BODIES OF AFFILIATED COMPANIES IN GERMANY AND ABROAD AS WELL AS SELECTED EXECUTIVES AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES IN GERMANY AND ABROAD ("SHARE OPTION PROGRAM 2020") AND TO CREATE A CONDITIONAL CAPITAL 2020/II, AS WELL AS CORRESPONDING AMENDMENT OF THE CONSTITUTION | For | None | 3000000 | 0 | 0 | 0 | ||||||
7 | RESOLUTION ON THE GRANTING OF AN AUTHORISATION TO ISSUE A CONVERTIBLE BOND IN THE NOMINAL AMOUNT OF USD 2,387,750.00 TO USV MARLEY SPOON A, LLC AND A CONVERTIBLE BOND IN THE NOMINAL AMOUNT OF USD 112,250,00 TO USV MARLEY SPOON B, LLC, EACH AGAINST CONTRIBUTION IN KIND AND UNDER THE EXCLUSION OF SUBSCRIPTION RIGHTS, AND THE CREATION OF A NEW CONDITIONAL CAPITAL 2020/III AND A CORRESPONDING AMENDMENT OF SECTION 3 OF THE CONSTITUTION (INSERTION OF A NEW SECTION 3 PARA. 13 OF THE CONSTITUTION) | For | None | 3000000 | 0 | 0 | 0 | ||||||
8 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORISED CAPITAL 2020/I AND THE CREATION OF AN AUTHORISED CAPITAL 2020/III, WITH THE AUTHORISATION OF THE MANAGEMENT BOARD TO EXCLUDE SUBSCRIPTION RIGHTS WITH THE CONSENT OF THE SUPERVISORY BOARD AS WELL AS THE CORRESPONDING AMENDMENT OF SEC. 3 PARA. 3 OF THE CONSTITUTION | For | None | 3000000 | 0 | 0 | 0 | ||||||
9 | RESOLUTION TO APPROVE THE SHARE OPTION PROGRAM 2020 AND ISSUE OF SECURITIES UNDER THAT PROGRAM | For | None | 3000000 | 0 | 0 | 0 | ||||||
10 | RESOLUTION ON THE GRANTING OF SHARE OPTIONS TO FABIAN SIEGEL | For | None | 3000000 | 0 | 0 | 0 | ||||||
11 | RESOLUTION PURSUANT TO WHICH, FOR THE PURPOSES OF ASX LISTING RULE 7.1, AND FOR ALL OTHER ASX LISTING RULE PURPOSES, THE COMPANY BE APPROVED AND AUTHORISED TO ISSUE, UNTIL OCTOBER 29, 2020 THE USV MS A CONVERTIBLE BOND TO USV MS A AND TO ISSUE THE USV MS B CONVERTIBLE BOND TO USV MS B, AND TO ISSUE SHARES IN THE COMPANY, AND CDIS IN RESPECT OF SUCH SHARES, UPON THE CONVERSION OF THE USV MS A CONVERTIBLE BOND AND THE USV MS B CONVERTIBLE BOND | For | None | 3000000 | 0 | 0 | 0 | ||||||
12 | RESOLUTION PURSUANT TO WHICH, FOR THE PURPOSES OF ASX LISTING RULE 7.4, AND FOR ALL OTHER ASX LISTING RULE PURPOSES, SHAREHOLDERS RATIFY THE ISSUE OF THE PLACEMENT CDIS | For | None | 3000000 | 0 | 0 | 0 | ||||||
WANDISCO PLC | |||||||||||||
Security: | G9381R103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 29-Jul-2020 | |||||||||||
ISIN | JE00B6Y3DV84 | Vote Deadline Date: | 23-Jul-2020 | ||||||||||
Agenda | 712920051 | Management | Total Ballot Shares: | 100000 | |||||||||
Last Vote Date: | 13-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THAT THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019, THE STRATEGIC REPORT AND THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON BE RECEIVED AND CONSIDERED | For | None | 100000 | 0 | 0 | 0 | ||||||
2 | THAT DAVID RICHARDS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | For | None | 100000 | 0 | 0 | 0 | ||||||
3 | THAT DR YETURU AAHLAD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | For | None | 100000 | 0 | 0 | 0 | ||||||
4 | THAT BDO LLP BE APPOINTED AS AUDITOR OF THE COMPANY | For | None | 100000 | 0 | 0 | 0 | ||||||
5 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 100000 | 0 | 0 | 0 | ||||||
6 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES BUT WITHOUT PREJUDICE TO ANY ALLOTMENT, OFFER OR AGREEMENT ALREADY MADE PURSUANT THERETO, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 2.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT, GRANT OPTIONS OVER OR OTHERWISE DISPOSE OF RELEVANT SECURITIES (AS THAT TERM IS DEFINED IN THE ARTICLES) IN RESPECT OF UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,711,411, PROVIDED THAT (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS AUTHORITY SHALL EXPIRE ON THE EARLIER OF THE DATE WHICH IS 15 | For | None | 100000 | 0 | 0 | 0 | ||||||
MONTHS AFTER THE DATE THE RESOLUTION WAS PASSED AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | |||||||||||||
7 | THAT, PURSUANT TO ARTICLE 58A(1)(B) OF THE COMPANIES (JERSEY) LAW 1991 (THE LAW) AND ARTICLE 13 OF THE ARTICLES, AN ORDINARY SHARE PURCHASED PURSUANT TO RESOLUTION 9 BELOW MAY BE HELD BY THE COMPANY AS TREASURY SHARES IN ACCORDANCE WITH ARTICLES 58A AND 58B OF THE LAW | For | None | 100000 | 0 | 0 | 0 | ||||||
8 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTIONS AS SPECIAL RESOLUTIONS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 6 AND PURSUANT TO ARTICLE 2.10 OF THE ARTICLES, THE DIRECTORS BE AND ARE HEREBY GENERALLY EMPOWERED TO ALLOT, GRANT OPTIONS OVER OR OTHERWISE DISPOSE OF EQUITY SECURITIES (WITHIN THE MEANING OF THE ARTICLES) WHOLLY FOR CASH, PURSUANT TO THE GENERAL AUTHORITY DESCRIBED IN RESOLUTION 6 ABOVE, AS IF PRE-EMPTION RIGHTS DID NOT APPLY TO ANY SUCH ALLOTMENT, SUCH POWER BEING LIMITED TO: THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR PRE-EMPTIVE OFFER TO HOLDERS ON THE REGISTER OF THE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) ON A DATE FIXED BY THE DIRECTORS WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF ALL THOSE SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS | For | None | 100000 | 0 | 0 | 0 | ||||||
PRACTICABLE) TO THEIR RESPECTIVE HOLDINGS ON THAT DATE SUBJECT TO ANY EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL PROBLEMS UNDER THE LAW OF ANY TERRITORY OR THE REGULATIONS OR REQUIREMENTS OF ANY RELEVANT REGULATORY AUTHORITY OR STOCK EXCHANGE IN ANY TERRITORY; AND 8.2 THE ALLOTMENT (OTHER THAN PURSUANT TO RESOLUTION 8.1 ABOVE) WHOLLY FOR CASH OF ORDINARY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 513,423, PROVIDED THAT (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED), SUCH AUTHORITIES SHALL EXPIRE ON THE EARLIER OF THE DATE WHICH IS 15 MONTHS AFTER THE DATE THE RESOLUTION WAS PASSED AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | |||||||||||||
9 | THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED PURSUANT TO ARTICLE 13 OF THE ARTICLES AND ARTICLE 57 OF THE LAW AS AMENDED TO MAKE MARKET PURCHASES OF ORDINARY SHARES, SUBJECT TO THE FOLLOWING CONDITIONS: 9.1 THE MAXIMUM NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED MAY NOT BE MORE THAN 15% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS NOTICE; 9.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.001; AND 9.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE | For | None | 100000 | 0 | 0 | 0 | ||||||
SHALL NOT EXCEED: 9.3.1 AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATION FOR ORDINARY SHARES TAKEN FROM THE LONDON STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH SUCH SHARES ARE TO BE CONTRACTED TO BE PURCHASED; AND 9.3.2 THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK EXCHANGE PLC DAILY OFFICIAL LIST AT THE TIME SUCH AUTHORITY TO EXPIRE ON THE EARLIER OF THE DATE WHICH IS 15 MONTHS AFTER THE DATE THE RESOLUTION WAS PASSED AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, UNLESS SUCH AUTHORITY IS VARIED, REVOKED OR RENEWED PRIOR TO SUCH DATE | |||||||||||||
10 | THAT WITH EFFECT FROM THE CONCLUSION OF THE MEETING THE DRAFT ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND, FOR THE PURPOSES OF IDENTIFICATION, INITIALLED BY THE CHAIRMAN BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE COMPANY'S EXISTING ARTICLES OF ASSOCIATION | For | None | 100000 | 0 | 0 | 0 | ||||||
SMAREGI,INC. | |||||||||||||
Security: | J75654103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 30-Jul-2020 | |||||||||||
ISIN | JP3400110007 | Vote Deadline Date: | 22-Jul-2020 | ||||||||||
Agenda | 712954468 | Management | Total Ballot Shares: | 20000 | |||||||||
Last Vote Date: | 20-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Amend Articles to: Amend Business Lines | For | None | 20000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Yamamoto, Hiroshi | For | None | 20000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Minato, Ryutaro | For | None | 20000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Jibiki, Kazuyoshi | For | None | 20000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Tagawa, Yoshiyuki | For | None | 20000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Miyazaki, Ryuhei | For | None | 20000 | 0 | 0 | 0 | ||||||
7 | Appoint a Director Asada, Shinji | For | None | 20000 | 0 | 0 | 0 | ||||||
MY E.G.SERVICES BERHAD | |||||||||||||
Security: | Y6147P116 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 06-Aug-2020 | |||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 29-Jul-2020 | ||||||||||
Agenda | 712892505 | Management | Total Ballot Shares: | 2916600 | |||||||||
Last Vote Date: | 30-Jun-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO APPROVE A FINAL SINGLE-TIER DIVIDEND OF 2.0 SEN PER ORDINARY SHARE IN RESPECT OF THE FP 2019 | For | None | 2085800 | 0 | 0 | 0 | ||||||
2 | TO APPROVE THE PAYMENT OF DIRECTOR'S FEES AND BENEFITS TO THE NON- EXECUTIVE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES FROM 1 OCTOBER 2018 TO 31 DECEMBER 2019 | For | None | 2085800 | 0 | 0 | 0 | ||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING PURSUANT TO CLAUSE 95 OF THE CONSTITUTION OF THE COMPANY: MR WONG THEAN SOON | For | None | 2085800 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING PURSUANT TO CLAUSE 95 OF THE CONSTITUTION OF THE COMPANY: TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM | For | None | 2085800 | 0 | 0 | 0 | ||||||
5 | TO RE-APPOINT MESSRS CROWE MALAYSIA PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2085800 | 0 | 0 | 0 | ||||||
6 | PROPOSED CONTINUATION IN OFFICE OF DATUK MOHD JIMMY WONG BIN ABDULLAH AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 2085800 | 0 | 0 | 0 | ||||||
7 | PROPOSED CONTINUATION IN OFFICE OF TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM AS INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 2085800 | 0 | 0 | 0 | ||||||
8 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | For | None | 2085800 | 0 | 0 | 0 | ||||||
9 | PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY DIRECTORS PURSUANT TO SECTION 76 OF THE COMPANIES ACT 2016 | For | None | 2085800 | 0 | 0 | 0 | ||||||
MY E.G.SERVICES BERHAD | |||||||||||||
Security: | Y6147P116 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 06-Aug-2020 | |||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 29-Jul-2020 | ||||||||||
Agenda | 712939757 | Management | Total Ballot Shares: | 2916600 | |||||||||
Last Vote Date: | 13-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PROPOSED DIVERSIFICATION | For | None | 2085800 | 0 | 0 | 0 | ||||||
2 | PROPOSED DRP AND ISSUANCE OF NEW MYEG SHARES | For | None | 2085800 | 0 | 0 | 0 | ||||||
3 | PROPOSED ESOS | For | None | 2085800 | 0 | 0 | 0 | ||||||
4 | PROPOSED ALLOCATION OF ESOS OPTIONS TO DATO' DR NORRAESAH BINTI HAJI MOHAMAD | For | None | 2085800 | 0 | 0 | 0 | ||||||
5 | PROPOSED ALLOCATION OF ESOS OPTIONS TO WONG THEAN SOON | For | None | 2085800 | 0 | 0 | 0 | ||||||
6 | PROPOSED ALLOCATION OF ESOS OPTIONS TO TAN SRI DATO' DR MUHAMMAD RAIS BIN ABDUL KARIM | For | None | 2085800 | 0 | 0 | 0 | ||||||
7 | PROPOSED ALLOCATION OF ESOS OPTIONS TO DATUK MOHD JIMMY WONG BIN ABDULLAH | For | None | 2085800 | 0 | 0 | 0 | ||||||
8 | PROPOSED ALLOCATION OF ESOS OPTIONS TO WONG KOK CHAU | For | None | 2085800 | 0 | 0 | 0 | ||||||
NAKED WINES PLC | |||||||||||||
Security: | G6361W102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 06-Aug-2020 | |||||||||||
ISIN | GB00B021F836 | Vote Deadline Date: | 31-Jul-2020 | ||||||||||
Agenda | 712916278 | Management | Total Ballot Shares: | 1431252 | |||||||||
Last Vote Date: | 07-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | RECEIPT OF ANNUAL REPORT AND ACCOUNTS | For | None | 1431252 | 0 | 0 | 0 | ||||||
2 | RE-ELECTION OF RETIRING DIRECTOR: JUSTIN APTHORP | For | None | 1431252 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF RETIRING DIRECTOR: DAVID STEAD | For | None | 1431252 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF RETIRING DIRECTOR: KATRINA CLIFFE | For | None | 1431252 | 0 | 0 | 0 | ||||||
5 | RE-APPOINTMENT OF AUDITOR: DELOITTE LLP | For | None | 1431252 | 0 | 0 | 0 | ||||||
6 | REMUNERATION OF AUDITOR | For | None | 1431252 | 0 | 0 | 0 | ||||||
7 | DIRECTORS' AUTHORITY TO ALLOT SECURITIES | For | None | 1431252 | 0 | 0 | 0 | ||||||
8 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 1431252 | 0 | 0 | 0 | ||||||
9 | ADOPTION OF NEW ARTICLES | For | None | 1431252 | 0 | 0 | 0 | ||||||
10 | DIRECTORS' REMUNERATION REPORT | For | None | 1431252 | 0 | 0 | 0 | ||||||
11 | 09 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||||
CAE INC. | |||||||||||||
Security: | 124765108 | Meeting Type: | Annual | ||||||||||
Ticker: | CAE | Meeting Date: | 12-Aug-2020 | ||||||||||
ISIN | CA1247651088 | Vote Deadline Date: | 07-Aug-2020 | ||||||||||
Agenda | 935246694 | Management | Total Ballot Shares: | 60000 | |||||||||
Last Vote Date: | 13-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | None | ||||||||||
1 | Margaret S. Billson | 60000 | 0 | 0 | 0 | ||||||||
2 | Hon. Michael M. Fortier | 60000 | 0 | 0 | 0 | ||||||||
3 | Marianne Harrison | 60000 | 0 | 0 | 0 | ||||||||
4 | Alan N. MacGibbon | 60000 | 0 | 0 | 0 | ||||||||
5 | Hon. John P. Manley | 60000 | 0 | 0 | 0 | ||||||||
6 | François Olivier | 60000 | 0 | 0 | 0 | ||||||||
7 | Marc Parent | 60000 | 0 | 0 | 0 | ||||||||
8 | Gen. David G. Perkins | 60000 | 0 | 0 | 0 | ||||||||
9 | Michael E. Roach | 60000 | 0 | 0 | 0 | ||||||||
10 | Andrew J. Stevens | 60000 | 0 | 0 | 0 | ||||||||
2 | Appointment of PricewaterhouseCoopers, LLP as auditors and authorization of the Directors to fix their remuneration. | For | None | 60000 | 0 | 0 | 0 | ||||||
3 | Considering an advisory (non-binding) resolution on executive compensation. | For | None | 60000 | 0 | 0 | 0 | ||||||
VA-Q-TEC AG | |||||||||||||
Security: | D8T66F105 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 14-Aug-2020 | |||||||||||
ISIN | DE0006636681 | Vote Deadline Date: | 05-Aug-2020 | ||||||||||
Agenda | 712914084 | Management | Total Ballot Shares: | 85000 | |||||||||
Last Vote Date: | 07-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | |||||||||
3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | |||||||||
5 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | None | None | Non Voting | |||||||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | For | None | 85000 | 0 | 0 | 0 | ||||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | For | None | 85000 | 0 | 0 | 0 | ||||||
9 | RATIFY ROEDL PARTNER GMBH AS AUDITORS FOR FISCAL 2020 | For | None | 85000 | 0 | 0 | 0 | ||||||
10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 85000 | 0 | 0 | 0 | ||||||
11 | APPROVE CREATION OF EUR 5 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 85000 | 0 | 0 | 0 | ||||||
12 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 170 MILLION APPROVE CREATION OF EUR 6.5 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 85000 | 0 | 0 | 0 | ||||||
13 | AMEND ARTICLES RE ANNULMENT OF THE AUTHORIZED CAPITAL 2016/1 CLAUSE | For | None | 85000 | 0 | 0 | 0 | ||||||
AO WORLD PLC | |||||||||||||
Security: | G0403D107 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-Aug-2020 | |||||||||||
ISIN | GB00BJTNFH41 | Vote Deadline Date: | 14-Aug-2020 | ||||||||||
Agenda | 712977923 | Management | Total Ballot Shares: | 4400000 | |||||||||
Last Vote Date: | 27-Jul-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4400000 | 0 | 0 | 0 | ||||||
2 | APPROVE REMUNERATION REPORT | For | None | 4400000 | 0 | 0 | 0 | ||||||
3 | RE-ELECT GEOFF COOPER AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
4 | RE-ELECT JOHN ROBERTS AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
5 | RE-ELECT MARK HIGGINS AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
6 | RE-ELECT CHRIS HOPKINSON AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
7 | RE-ELECT MARISA CASSONI AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
8 | RE-ELECT SHAUN MCCABE AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
9 | RE-ELECT LUISA DELGADO AS DIRECTOR | For | None | 4400000 | 0 | 0 | 0 | ||||||
10 | REAPPOINT KPMG LLP AS AUDITORS | For | None | 4400000 | 0 | 0 | 0 | ||||||
11 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | For | None | 4400000 | 0 | 0 | 0 | ||||||
12 | AUTHORISE ISSUE OF EQUITY | For | None | 4400000 | 0 | 0 | 0 | ||||||
13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 4400000 | 0 | 0 | 0 | ||||||
14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 4400000 | 0 | 0 | 0 | ||||||
15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 4400000 | 0 | 0 | 0 | ||||||
16 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | For | None | 4400000 | 0 | 0 | 0 | ||||||
17 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 4400000 | 0 | 0 | 0 | ||||||
18 | APPROVE VALUE CREATION PLAN AND APPROVE AMENDMENTS TO THE 2018 INCENTIVE PLAN | For | None | 4400000 | 0 | 0 | 0 | ||||||
TCS GROUP HOLDING PLC | |||||||||||||
Security: | 87238U203 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 24-Aug-2020 | |||||||||||
ISIN | US87238U2033 | Vote Deadline Date: | 14-Aug-2020 | ||||||||||
Agenda | 712988609 | Management | Total Ballot Shares: | 106300 | |||||||||
Last Vote Date: | 13-Aug-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPOINTMENT OF CHAIRPERSON OF THE MEETING | For | None | 100000 | 0 | 0 | 0 | ||||||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LIMITED, CYPRUS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THEIR TERMS OF ENGAGEMENT | For | None | 100000 | 0 | 0 | 0 | ||||||
3 | TO RE-APPOINT MR. JACQUES DER MEGREDITCHIAN AS A DIRECTOR OF THE COMPANY | For | None | 100000 | 0 | 0 | 0 | ||||||
4 | TO APPROVE THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | For | None | 100000 | 0 | 0 | 0 | ||||||
5 | TO AUTHORISE THE BOARD OF DIRECTORS TO BUY BACK CLASS A SHARES, OR INTERESTS IN CLASS A SHARES INCLUDING GLOBAL DEPOSITORY RECEIPTS, IN THE COMPANY | For | None | 100000 | 0 | 0 | 0 | ||||||
RADICO KHAITAN LTD | |||||||||||||
Security: | Y7174A147 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 31-Aug-2020 | |||||||||||
ISIN | INE944F01028 | Vote Deadline Date: | 26-Aug-2020 | ||||||||||
Agenda | 713019734 | Management | Total Ballot Shares: | 481000 | |||||||||
Last Vote Date: | 13-Aug-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | RESOLVED THAT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2020 AND THE REPORT OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | For | None | 400000 | 0 | 0 | 0 | ||||||
2 | RESOLVED THAT A DIVIDEND @ RS.2.00 PER EQUITY SHARE OF FACE VALUE OF 2/- EACH OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | For | None | 400000 | 0 | 0 | 0 | ||||||
3 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, MR. K.P. SINGH (DIN:00178560), WHO RETIRES BY ROTATION AT THIS MEETING BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 400000 | 0 | 0 | 0 | ||||||
4 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS MAY BE AMENDED FROM TIME TO TIME, MR. R. KRISHNAN (MEMBERSHIP NO. 7799), COST ACCOUNTANT, R/O. FLAT NO. H- 301, GREEN VALLEY APARTMENT, PLOT | For | None | 400000 | 0 | 0 | 0 | ||||||
NO.18, SECTOR-22, DWARKA, NEW DELHI - 110 077, APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY, TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 BE PAID REMUNERATION OF RS. 1.10 LAKHS (RUPEES ONE LAKH TEN THOUSAND ONLY) APART FROM REIMBURSEMENT OF ACTUAL EXPENSES TO BE INCURRED BY HIM IN CONNECTION WITH CONDUCTING THE AUDIT OF COST RECORDS OF THE COMPANY." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION." | |||||||||||||
METROPOLIS HEALTHCARE LTD | |||||||||||||
Security: | Y59774110 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 16-Sep-2020 | |||||||||||
ISIN | INE112L01020 | Vote Deadline Date: | 10-Sep-2020 | ||||||||||
Agenda | 713042961 | Management | Total Ballot Shares: | 80500 | |||||||||
Last Vote Date: | 31-Aug-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 70000 | 0 | 0 | 0 | ||||||
2 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 8 PER EQUITY SHARE FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | For | None | 70000 | 0 | 0 | 0 | ||||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MS. AMEERA SUSHIL SHAH (DIN: 00208095), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE- APPOINTMENT | For | None | 70000 | 0 | 0 | 0 | ||||||
4 | TO RATIFY THE REMUNERATION PAYABLE TO M/S. JOSHI APTE & ASSOCIATES, COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-2021 | For | None | 70000 | 0 | 0 | 0 | ||||||
5 | APPOINTMENT OF MS. ANITA RAMACHANDRAN (DIN: 00118188) AS A NON- EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 70000 | 0 | 0 | 0 | ||||||
6 | TO APPROVE THE RE-APPOINTMENT OF DR. SUSHIL KANUBHAI SHAH (DIN: 00179918), AS WHOLE TIME DIRECTOR OF THE COMPANY | For | None | 70000 | 0 | 0 | 0 | ||||||
OURO FINO SAUDE ANIMAL PARTICIPACOES SA | |||||||||||||
Security: | P7S875102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 16-Sep-2020 | |||||||||||
ISIN | BROFSAACNOR7 | Vote Deadline Date: | 07-Sep-2020 | ||||||||||
Agenda | 713036401 | Management | Total Ballot Shares: | 60000 | |||||||||
Last Vote Date: | 21-Aug-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | |||||||||
3 | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO BE COMPLETED, 1. THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IN THE EVENT THE SHAREHOLDER WHO OWNS SHARES WITH VOTING RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT IS DEALT WITH IN THESE FIELDS OCCURS. VITOR FRANCISCO MIGUITA PAULINO | For | None | 60000 | 0 | 0 | 0 | ||||||
4 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE THAT IF INVESTOR CHOOSES FOR, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, IF INVESTOR CHOOSES AGAINST, IT IS MANDATORY TO INFORM THE PERCENTAGES ACCORDING TO WHICH THE VOTES SHOULD BE DISTRIBUTED, OTHERWISE THE ENTIRE VOTE WILL BE REJECTED DUE TO LACK OF INFORMATION, IF INVESTOR CHOOSES ABSTAIN, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, HOWEVER IN CASE CUMULATIVE VOTING IS ADOPTED THE INVESTOR WILL NOT PARTICIPATE ON THIS MATTER OF THE MEETING | For | None | 60000 | 0 | 0 | 0 | ||||||
5 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. VITOR FRANCISCO MIGUITA PAULINO | For | None | 60000 | 0 | 0 | 0 | ||||||
SIRCA PAINTS INDIA LTD | |||||||||||||
Security: | Y806JK108 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 18-Sep-2020 | |||||||||||
ISIN | INE792Z01011 | Vote Deadline Date: | 14-Sep-2020 | ||||||||||
Agenda | 713071417 | Management | Total Ballot Shares: | 440165 | |||||||||
Last Vote Date: | 08-Sep-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 211401 | 0 | 0 | 0 | ||||||
2 | TO APPOINT MR. GURJIT SINGH BAINS (DIN:01977032), WHO RETIRE BY ROTATION AS A DIRECTOR AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT AS A DIRECTOR AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, THE APPROVAL OF THE MEMBERS OF THE COMPANY, BE AND IS HEREBY ACCORDED TO THE RE-APPOINTMENT OF MR. GURJIT SINGH BAINS (DIN: 01977032) AS A "DIRECTOR", TO THE EXTENT THAT HE IS REQUIRED TO RETIRE BY ROTATION" | For | None | 211401 | 0 | 0 | 0 | ||||||
3 | TO APPROVE THE REMUNERATION OF COST AUDITOR FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021 AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION:- "RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE COMPANY HEREBY RATIFIES THE REMUNERATION UPTO RS. 60,000/- (RUPEES SIXTY THOUSAND ONLY) PLUS TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES AT ACTUAL, IF ANY, INCURRED IN CONNECTION WITH THE AUDIT TO M/S. GOVIND SINGH BISHT & CO., COST ACCOUNTANTS (FIRM REGISTRATION NUMBER 002410), WHO WERE APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITORS OF THE COMPANY, BASED ON RECOMMENDATIONS OF AUDIT COMMITTEE, TO CONDUCT COST AUDITS RELATING TO COST RECORDS OF THE COMPANY UNDER THE COMPANIES (COST RECORDS AND AUDIT) RULES, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE) FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/ OR THE COMPANY SECRETARY BE AND ARE HEREBY SEVERALLY AUTHORIZED TO TAKE ALL SUCH STEPS, AS MAY BE NECESSARY, PROPER OR EXPEDIENT, TO GIVE EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE INCIDENTAL THERETO." | For | None | 211401 | 0 | 0 | 0 | ||||||
4 | TO APPOINTMENT OF MR. SHYAM LAL GOYAL (DIN: 08815530) AS AN INDEPENDENT NON EXECUTIVE DIRECTOR AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION:- "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 150 AND 152 READ WITH SCHEDULE IV AND READ WITH COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014, AND OTHER APPLICABLE PROVISIONS, SECTIONS, RULES OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATIONS OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENT), 2015 (HEREINAFTER KNOWN AS "LISTING REGULATIONS) (INCLUDING ANY STATUTORY MODIFICATIONS OR RE- ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED FOR THE OF MR. SHYAM LAL GOYAL (DIN: 08815530) AS AN NON EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY WHO SHALL HOLD OFFICE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF APPOINTMENT IN ANNUAL GENERAL MEETING AND WHOSE OFFICE SHALL NOT, HENCEFORTH, BE LIABLE TO RETIRE BY ROTATION. RESOLVED FURTHER THAT TO GIVE EFFECT TO THIS RESOLUTION THE BOARD OF DIRECTORS AND/OR KEY MANAGERIAL PERSONNEL BE AND ARE HEREBY AUTHORIZED TO DO ALL THE ACTS, DEEDS, MATTERS AND THINGS AS THEY MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, PROPER OR DESIRABLE AND TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT THAT MAY ARISE IN THIS REGARD AND TO SIGN AND EXECUTE ALL NECESSARY DOCUMENTS, APPLICATIONS, RETURNS AND WRITINGS AS MAY BE NECESSARY, PROPER, DESIRABLE OR EXPEDIENT." | For | None | 211401 | 0 | 0 | 0 | ||||||
KILPEST INDIA LTD | |||||||||||||
Security: | Y4788U106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 25-Sep-2020 | |||||||||||
ISIN | INE994E01018 | Vote Deadline Date: | 21-Sep-2020 | ||||||||||
Agenda | 713082004 | Management | Total Ballot Shares: | 234676 | |||||||||
Last Vote Date: | 08-Sep-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF BOARD OF DIRECTORS AND AUDITORS THEREON | For | None | 136760 | 0 | 0 | 0 | ||||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. DHIRENDRA DUBEY (DIN: 01493040), WHOLETIME DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 136760 | 0 | 0 | 0 | ||||||
3 | RE-APPOINTMENT OF MRS. MITHLA DUBEY (DIN: 03597415), AS NON-EXECUTIVE DIRECTOR | For | None | 136760 | 0 | 0 | 0 | ||||||
4 | REVISION IN COMMISSION (INCLUDED IN REMUNERATION) OF MR. DHIRENDRA DUBEY, (DIN: 01493040) , DIRECTOR OF M/S 3B BLACKBIO BIOTECH INDIA LIMITED, SUBSIDIARY COMPANY | For | None | 136760 | 0 | 0 | 0 | ||||||
5 | REVISION IN COMMISSION (INCLUDED IN REMUNERATION) OF MR. NIKHIL KUBER DUBEY, (DIN: 00538049), DIRECTOR OF M/S 3B BLACKBIO BIOTECH INDIA LIMITED, SUBSIDIARY COMPANY | For | None | 136760 | 0 | 0 | 0 | ||||||
AVON RUBBER PLC | |||||||||||||
Security: | G06860103 | Meeting Type: | Ordinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 28-Sep-2020 | |||||||||||
ISIN | GB0000667013 | Vote Deadline Date: | 22-Sep-2020 | ||||||||||
Agenda | 713130677 | Management | Total Ballot Shares: | 121700 | |||||||||
Last Vote Date: | 16-Sep-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPROVE ACQUISITION OF ALL MEMBERSHIP INTERESTS OF TEAM WENDY, LLC BY AVON PROTECTION SYSTEMS, INC | For | None | 110000 | 0 | 0 | 0 | ||||||
2 | AMEND ARTICLES OF ASSOCIATION | For | None | 110000 | 0 | 0 | 0 | ||||||
VAKRANGEE LTD | |||||||||||||
Security: | Y9316P107 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 28-Sep-2020 | |||||||||||
ISIN | INE051B01021 | Vote Deadline Date: | 23-Sep-2020 | ||||||||||
Agenda | 713045931 | Management | Total Ballot Shares: | 392100 | |||||||||
Last Vote Date: | 11-Sep-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE, CONSIDER, APPROVE AND ADOPT THE AUDITED (STANDALONE & CONSOLIDATED) FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF BOARD OF DIRECTORS AND AUDITORS THEREON | For | None | 392100 | 0 | 0 | 0 | ||||||
2 | TO DECLARE DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: THE DIVIDEND PAYOUT IS IN ACCORDANCE WITH COMPANY'S DIVIDEND DISTRIBUTION POLICY. WE ARE PLEASED TO RECOMMEND A DIVIDEND OF INR 0.25/- PER EQUITY SHARE (PREVIOUS YEAR INR 0.25/- PER EQUITY SHARE), SUBJECT TO THE APPROVAL BY THE SHAREHOLDERS AT THE FORTHCOMING ANNUAL GENERAL MEETING. THE TOTAL DIVIDEND PAYOUT WILL BE OF INR 2,648.51 LAKHS. NO AMOUNT IS PROPOSED TO BE TRANSFERRED TO THE RESERVES. OUR PAID-UP EQUITY SHARE CAPITAL AS ON MARCH 31, 2020 STANDS AT INR 1,05,94,05,640/- COMPRISING OF 1,05,94,05,640 EQUITY SHARES OF INR. 1/- EACH | For | None | 392100 | 0 | 0 | 0 | ||||||
3 | TO APPOINT A DIRECTOR IN PLACE OF DR. NISHIKANT HAYATNAGARKAR (DIN:00062638), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | For | None | 392100 | 0 | 0 | 0 | ||||||
4 | TO APPROVE APPOINTMENT OF MR. HARI CHAND MITTAL AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF FIVE CONSECUTIVE YEARS W.E.F. JULY 31, 2020 | For | None | 392100 | 0 | 0 | 0 | ||||||
5 | TO APPROVE RE-APPOINTMENT AND REMUNERATION OF DR. NISHIKANT HAYATNAGARKAR AS THE WHOLE-TIME DIRECTOR OF THE COMPANY | For | None | 392100 | 0 | 0 | 0 | ||||||
6 | TO RATIFY CHANGE IN DESIGNATION OF MR. DINESH NANDWANA (DIN: 00062532) FROM EXECUTIVE DIRECTOR TO MANAGING DIRECTOR & GROUP CEO OF THE COMPANY | For | None | 392100 | 0 | 0 | 0 | ||||||
TEMPLE & WEBSTER GROUP LTD | |||||||||||||
Security: | Q8948V101 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 21-Oct-2020 | |||||||||||
ISIN | AU000000TPW5 | Vote Deadline Date: | 15-Oct-2020 | ||||||||||
Agenda | 713134017 | Management | Total Ballot Shares: | 340000 | |||||||||
Last Vote Date: | 22-Sep-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT | For | None | 340000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF MR CONRAD YIU AS A DIRECTOR | For | None | 340000 | 0 | 0 | 0 | ||||||
4 | RATIFICATION OF ISSUE OF SHARES | For | None | 340000 | 0 | 0 | 0 | ||||||
5 | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | None | None | Non Voting | |||||||||
6 | RENEWAL OF PROPORTIONAL TAKEOVER BID PROVISIONS IN THE CONSTITUTION | For | None | 340000 | 0 | 0 | 0 | ||||||
MNF GROUP LTD | |||||||||||||
Security: | Q64863105 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 27-Oct-2020 | |||||||||||
ISIN | AU000000MNF0 | Vote Deadline Date: | 22-Oct-2020 | ||||||||||
Agenda | 713152801 | Management | Total Ballot Shares: | 2656982 | |||||||||
Last Vote Date: | 01-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 TO 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | REMUNERATION REPORT | For | None | 2521024 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF MR ANDY FUNG AS DIRECTOR | For | None | 2521024 | 0 | 0 | 0 | ||||||
4 | ELECTION OF MS GAIL PEMBERTON AS DIRECTOR | For | None | 2521024 | 0 | 0 | 0 | ||||||
5 | INCREASE IN AGGREGATE REMUNERATION FOR NON-EXECUTIVE DIRECTORS | For | None | 2521024 | 0 | 0 | 0 | ||||||
6 | MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 2521024 | 0 | 0 | 0 | ||||||
7 | ISSUE OF UNLISTED OPTIONS TO DIRECTOR MR RENE SUGO UNDER THE MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 2521024 | 0 | 0 | 0 | ||||||
8 | AMENDMENT OF THE CONSTITUTION | For | None | 2521024 | 0 | 0 | 0 | ||||||
JDC GROUP AG | |||||||||||||
Security: | D04287104 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 30-Oct-2020 | |||||||||||
ISIN | DE000A0B9N37 | Vote Deadline Date: | 22-Oct-2020 | ||||||||||
Agenda | 713177702 | Management | Total Ballot Shares: | 200000 | |||||||||
Last Vote Date: | 09-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 470194 DUE TO ADDITION OF RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
3 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | |||||||||
SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | |||||||||||||
5 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | None | None | Non Voting | |||||||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | For | None | 200000 | 0 | 0 | 0 | ||||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | For | None | 200000 | 0 | 0 | 0 | ||||||
9 | RATIFY DR. MERSCHMEIER & PARTNER GMBH AS AUDITORS FOR FISCAL 2020 | For | None | 200000 | 0 | 0 | 0 | ||||||
10 | ELECT JENS HARIG AS SUPERVISORY BOARD MEMBER | For | None | 200000 | 0 | 0 | 0 | ||||||
11 | ELECT KLEMENS HALLMANN AS SUPERVISORY BOARD MEMBER | For | None | 200000 | 0 | 0 | 0 | ||||||
12 | ELECT DR. MARKUS SCHACHNER AS SUPERVISORY BOARD MEMBER | For | None | 200000 | 0 | 0 | 0 | ||||||
13 | ELECT MARKUS DREWS AS SUPERVISORY BOARD MEMBER | For | None | 200000 | 0 | 0 | 0 | ||||||
14 | ELECT PROF. DR. MARKUS PETRY AS SUPERVISORY BOARD MEMBER | For | None | 200000 | 0 | 0 | 0 | ||||||
15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE EXPANSION OF THE COMPANY'S SUPERVISORY BOARD FROM FIVE TO SIX MEMBERS AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | None | None | 200000 | 0 | 0 | 0 | ||||||
16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE AMENDMENT TO SECTION 24 OF THE ARTICLES OF ASSOCIATION | None | None | 200000 | 0 | 0 | 0 | ||||||
17 | 22 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 474223 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||||
ATOMO DIAGNOSTICS LTD | |||||||||||||
Security: | Q0611N102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 04-Nov-2020 | |||||||||||
ISIN | AU0000080327 | Vote Deadline Date: | 29-Oct-2020 | ||||||||||
Agenda | 713163359 | Management | Total Ballot Shares: | 6000000 | |||||||||
Last Vote Date: | 09-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ELECTION OF DIRECTOR, JOHN KEITH | For | None | 6000000 | 0 | 0 | 0 | ||||||
3 | APPOINTMENT OF AUDITOR: BDO AUDIT PTY LTD | For | None | 6000000 | 0 | 0 | 0 | ||||||
4 | REMUNERATION REPORT | For | None | 6000000 | 0 | 0 | 0 | ||||||
READCLOUD LTD | |||||||||||||
Security: | Q80822127 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 10-Nov-2020 | |||||||||||
ISIN | AU000000RCL0 | Vote Deadline Date: | 05-Nov-2020 | ||||||||||
Agenda | 713178021 | Management | Total Ballot Shares: | 2000000 | |||||||||
Last Vote Date: | 09-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5, 8 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT | For | None | 2000000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF MR CRISTIANO NICOLLI AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF MR GUY MENDELSON AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
5 | INCREASE IN MAXIMUM AGGREGATE REMUNERATION AVAILABLE TO NON- EXECUTIVE DIRECTORS | For | None | 2000000 | 0 | 0 | 0 | ||||||
6 | REFRESH OF THE COMPANY'S EMPLOYEE SHARE OPTION PLAN | None | None | 2000000 | 0 | 0 | 0 | ||||||
7 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISION | For | None | 2000000 | 0 | 0 | 0 | ||||||
8 | APPROVAL OF AMENDMENTS TO THE CONSTITUTION | For | None | 2000000 | 0 | 0 | 0 | ||||||
9 | APPROVAL OF 10% PLACEMENT FACILITY | For | None | 2000000 | 0 | 0 | 0 | ||||||
NEARMAP LTD | |||||||||||||
Security: | Q6S16D102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 12-Nov-2020 | |||||||||||
ISIN | AU000000NEA8 | Vote Deadline Date: | 06-Nov-2020 | ||||||||||
Agenda | 713185456 | Management | Total Ballot Shares: | 1500000 | |||||||||
Last Vote Date: | 15-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | NON BINDING RESOLUTION TO ADOPT REMUNERATION REPORT | For | None | 1500000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF MS SUSAN KLOSE AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF MR CLIFFORD ROSENBERG AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF GRANT OF DIRECTOR OPTIONS TO DR ROBERT NEWMAN FOR THE 2021 FINANCIAL YEAR | For | None | 1500000 | 0 | 0 | 0 | ||||||
6 | REPLACEMENT OF CONSTITUTION | For | None | 1500000 | 0 | 0 | 0 | ||||||
7 | RATIFICATION OF PRIOR ISSUE OF SHARES | For | None | 1500000 | 0 | 0 | 0 | ||||||
CATAPULT GROUP INTERNATIONAL LTD | |||||||||||||
Security: | Q2159P101 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Nov-2020 | |||||||||||
ISIN | AU000000CAT9 | Vote Deadline Date: | 12-Nov-2020 | ||||||||||
Agenda | 713156823 | Management | Total Ballot Shares: | 1000000 | |||||||||
Last Vote Date: | 09-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5, 6, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ELECTION OF MICHELLE GUTHRIE AS A DIRECTOR | For | None | 1000000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF SHAUN HOLTHOUSE AS A DIRECTOR | For | None | 1000000 | 0 | 0 | 0 | ||||||
4 | ADOPTION OF THE REMUNERATION REPORT | For | None | 1000000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF THE COMPANY'S EMPLOYEE SHARE PLAN | For | None | 1000000 | 0 | 0 | 0 | ||||||
6 | AMENDMENTS TO THE EXPIRY DATE OF OPTIONS ISSUED TO MR JAMES ORLANDO | For | None | 1000000 | 0 | 0 | 0 | ||||||
7 | AMENDMENTS TO THE CONSTITUTION TO PERMIT VIRTUAL AND HYBRID AGMS | For | None | 1000000 | 0 | 0 | 0 | ||||||
8 | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | None | None | Non Voting | |||||||||
9 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS IN THE CONSTITUTION | For | None | 1000000 | 0 | 0 | 0 | ||||||
10 | NON-EXECUTIVE DIRECTOR REMUNERATION | For | None | 1000000 | 0 | 0 | 0 | ||||||
GENETIC SIGNATURES LTD | |||||||||||||
Security: | Q4330L124 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-Nov-2020 | |||||||||||
ISIN | AU000000GSS4 | Vote Deadline Date: | 16-Nov-2020 | ||||||||||
Agenda | 713246331 | Management | Total Ballot Shares: | 1100000 | |||||||||
Last Vote Date: | 22-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | RE-ELECTION OF DR NICK SAMARAS AS A DIRECTOR | For | None | 1100000 | 0 | 0 | 0 | ||||||
3 | ADOPTION OF REMUNERATION REPORT | For | None | 1100000 | 0 | 0 | 0 | ||||||
4 | CHANGE OF AUDITOR: BDO AUDIT PTY LTD | For | None | 1100000 | 0 | 0 | 0 | ||||||
5 | GRANT OF OPTIONS TO MANAGING DIRECTOR - DR JOHN MELKI | For | None | 1100000 | 0 | 0 | 0 | ||||||
6 | INCREASE AGGREGATE NON-EXECUTIVE DIRECTOR FEE POOL | For | None | 1100000 | 0 | 0 | 0 | ||||||
KOGAN.COM LTD | |||||||||||||
Security: | Q53502102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-Nov-2020 | |||||||||||
ISIN | AU000000KGN2 | Vote Deadline Date: | 16-Nov-2020 | ||||||||||
Agenda | 713239540 | Management | Total Ballot Shares: | 100644 | |||||||||
Last Vote Date: | 22-Oct-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5.1, 5.2, 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT | For | None | 100644 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF BOARD ENDORSED MR HARRY DEBNEY | For | None | 100644 | 0 | 0 | 0 | ||||||
4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF NON-BOARD ENDORSED DIRECTOR | Against | None | 0 | 100644 | 0 | 0 | ||||||
5 | APPROVAL OF GRANT OF OPTIONS TO MR RUSLAN KOGAN | For | None | 100644 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF GRANT OF OPTIONS TO MR DAVID SHAFER | For | None | 100644 | 0 | 0 | 0 | ||||||
7 | RATIFICATION OF PRIOR ISSUE OF SHARES UNDER THE PLACEMENT | For | None | 100644 | 0 | 0 | 0 | ||||||
WHISPIR LTD | |||||||||||||
Security: | Q9764B104 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 23-Nov-2020 | |||||||||||
ISIN | AU0000047839 | Vote Deadline Date: | 19-Nov-2020 | ||||||||||
Agenda | 713256166 | Management | Total Ballot Shares: | 1000000 | |||||||||
Last Vote Date: | 04-Nov-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT (NON-BINDING VOTE) | For | None | 1000000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF BRENDAN FLEITER AS DIRECTOR | For | None | 1000000 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF SARA LA MELA AS DIRECTOR | For | None | 1000000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO JEROMY WELLS | For | None | 1000000 | 0 | 0 | 0 | ||||||
SKYFII LTD | |||||||||||||
Security: | Q8146E158 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 24-Nov-2020 | |||||||||||
ISIN | AU000000SKF3 | Vote Deadline Date: | 19-Nov-2020 | ||||||||||
Agenda | 713260204 | Management | Total Ballot Shares: | 242414 | |||||||||
Last Vote Date: | 22-Nov-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 TO 10 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | TO ADOPT THE REMUNERATION REPORT | For | None | 242414 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF A DIRECTOR - MS SUSAN O'MALLEY | For | None | 242414 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF A DIRECTOR - MR JON ADGEMIS | For | None | 242414 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF ISSUE OF SHARES TO A DIRECTOR - MR ANDREW JOHNSON | For | None | 242414 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF ISSUE OF SHARES TO A DIRECTOR - MR LINCOLN BROWN | For | None | 242414 | 0 | 0 | 0 | ||||||
7 | APPROVAL OF ISSUE OF SHARES TO A DIRECTOR - MS SUSAN O'MALLEY | For | None | 242414 | 0 | 0 | 0 | ||||||
8 | APPROVAL OF ISSUE OF SHARES TO A DIRECTOR - MR JON ADGEMIS | For | None | 242414 | 0 | 0 | 0 | ||||||
9 | APPROVAL OF ISSUE OF OPTIONS TO A RELATED PARTY - JAGAFII PTY LTD | For | None | 242414 | 0 | 0 | 0 | ||||||
10 | APPROVAL OF GRANT OF OPTIONS TO DIRECTOR - WAYNE ARTHUR | For | None | 242414 | 0 | 0 | 0 | ||||||
11 | APPROVAL OF ADDITIONAL PLACEMENT CAPACITY | For | None | 242414 | 0 | 0 | 0 | ||||||
SEEING MACHINES LTD | |||||||||||||
Security: | Q83822108 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 30-Nov-2020 | |||||||||||
ISIN | AU0000XINAJ0 | Vote Deadline Date: | 20-Nov-2020 | ||||||||||
Agenda | 713347107 | Management | Total Ballot Shares: | 19352000 | |||||||||
Last Vote Date: | 12-Nov-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 AND 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ELECTION OF DIRECTOR - MR GERHARD VORSTER | For | None | 19352000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR - MR JOHN MURRAY | For | None | 19352000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR - MR MICHAEL BROWN | For | None | 19352000 | 0 | 0 | 0 | ||||||
5 | RE-ELECTION OF DIRECTOR - MR YONG KANG NG | For | None | 19352000 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF 2020 EMPLOYEE BENEFITS PLAN | For | None | 19352000 | 0 | 0 | 0 | ||||||
7 | RATIFICATION OF PRIOR SHARE ISSUE (PLACEMENT SHARES) | For | None | 19352000 | 0 | 0 | 0 | ||||||
ABCAM PLC | |||||||||||||
Security: | G0060R118 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 04-Dec-2020 | |||||||||||
ISIN | GB00B6774699 | Vote Deadline Date: | 30-Nov-2020 | ||||||||||
Agenda | 713340533 | Management | Total Ballot Shares: | 200000 | |||||||||
Last Vote Date: | 11-Nov-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 200000 | 0 | 0 | 0 | ||||||
2 | APPROVE REMUNERATION REPORT | For | None | 200000 | 0 | 0 | 0 | ||||||
3 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 200000 | 0 | 0 | 0 | ||||||
4 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | For | None | 200000 | 0 | 0 | 0 | ||||||
5 | RE-ELECT PETER ALLEN AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
6 | RE-ELECT ALAN HIRZEL AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
7 | ELECT MICHAEL BALDOCK AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
8 | RE-ELECT LOUISE PATTEN AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
9 | RE-ELECT MARA ASPINALL AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
10 | RE-ELECT GILES KERR AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
11 | AUTHORISE ISSUE OF EQUITY | For | None | 200000 | 0 | 0 | 0 | ||||||
12 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 200000 | 0 | 0 | 0 | ||||||
13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 200000 | 0 | 0 | 0 | ||||||
14 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 200000 | 0 | 0 | 0 | ||||||
SMAREGI,INC. | |||||||||||||
Security: | J75654103 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 14-Dec-2020 | |||||||||||
ISIN | JP3400110007 | Vote Deadline Date: | 04-Dec-2020 | ||||||||||
Agenda | 713426042 | Management | Total Ballot Shares: | 70000 | |||||||||
Last Vote Date: | 01-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Amend Articles to: Amend Business Lines | For | None | 70000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Takamadate, Kohei | For | None | 70000 | 0 | 0 | 0 | ||||||
TRISTEL PLC | |||||||||||||
Security: | G9101V103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 15-Dec-2020 | |||||||||||
ISIN | GB00B07RVT99 | Vote Deadline Date: | 09-Dec-2020 | ||||||||||
Agenda | 713404957 | Management | Total Ballot Shares: | 494000 | |||||||||
Last Vote Date: | 22-Nov-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | For | None | 450000 | 0 | 0 | 0 | ||||||
2 | TO DECLARE A FINAL DIVIDEND OF 3.84 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2020 | For | None | 450000 | 0 | 0 | 0 | ||||||
3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 450000 | 0 | 0 | 0 | ||||||
10 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 450000 | 0 | 0 | 0 | ||||||
11 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | For | None | 450000 | 0 | 0 | 0 | ||||||
12 | THAT THE RULES OF THE TRISTEL PLC EXECUTIVE PERFORMANCE SHARE PLAN 2021 (THE "PLAN"), BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO OPERATE THE PLAN | For | None | 450000 | 0 | 0 | 0 | ||||||
13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 11, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | For | None | 450000 | 0 | 0 | 0 | ||||||
14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | For | None | 450000 | 0 | 0 | 0 | ||||||
15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | For | None | 450000 | 0 | 0 | 0 | ||||||
16 | THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (THE "NEW ARTICLES"), BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 450000 | 0 | 0 | 0 | ||||||
MEDPEER,INC. | |||||||||||||
Security: | J41575101 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Dec-2020 | |||||||||||
ISIN | JP3921240002 | Vote Deadline Date: | 09-Dec-2020 | ||||||||||
Agenda | 713409490 | Management | Total Ballot Shares: | 50000 | |||||||||
Last Vote Date: | 01-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Appoint a Director Iwami, Yo | For | None | 50000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Hayashi, Mitsuhiro | For | None | 50000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Tembo, Yoshihiko | For | None | 50000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Hirabayashi, Toshio | For | None | 50000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Kawana, Masatoshi | For | None | 50000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Shimura, Masayuki | For | None | 50000 | 0 | 0 | 0 | ||||||
24SEVENOFFICE SCANDINAVIA AB | |||||||||||||
Security: | W3062R104 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 23-Dec-2020 | |||||||||||
ISIN | SE0010546911 | Vote Deadline Date: | 11-Dec-2020 | ||||||||||
Agenda | 713444052 | Management | Total Ballot Shares: | 443010 | |||||||||
Last Vote Date: | 10-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | |||||||||
6 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | |||||||||
7 | APPROVE AGENDA OF MEETING | None | None | Non Voting | |||||||||
8 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | |||||||||
9 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | |||||||||
10 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS FOR PRIVATE PLACEMENT FOR LUGARD ROAD CAPITAL UP TO AGGREGATE NOMINAL AMOUNT OF SEK 250 MILLION APPROVE CREATION OF SEK 653,503.70 POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 443010 | 0 | 0 | 0 | ||||||
11 | CLOSE MEETING | None | None | Non Voting | |||||||||
MELODYVR GROUP PLC | |||||||||||||
Security: | G59725104 | Meeting Type: | Ordinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 24-Dec-2020 | |||||||||||
ISIN | GB00BD2YHN21 | Vote Deadline Date: | 18-Dec-2020 | ||||||||||
Agenda | 713446424 | Management | Total Ballot Shares: | 40000000 | |||||||||
Last Vote Date: | 15-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPROVE ACQUISITION OF RHAPSODY INTERNATIONAL, INC | For | None | 40000000 | 0 | 0 | 0 | ||||||
2 | AUTHORISE ISSUE OF EQUITY | For | None | 40000000 | 0 | 0 | 0 | ||||||
3 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE CONSIDERATION SHARES | For | None | 40000000 | 0 | 0 | 0 | ||||||
4 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 40000000 | 0 | 0 | 0 | ||||||
5 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE CONSIDERATION SHARES | For | None | 40000000 | 0 | 0 | 0 | ||||||
6 | 14 DEC 2020: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
AB DYNAMICS PLC | |||||||||||||
Security: | G0032G109 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 13-Jan-2021 | |||||||||||
ISIN | GB00B9GQVG73 | Vote Deadline Date: | 07-Jan-2021 | ||||||||||
Agenda | 713442224 | Management | Total Ballot Shares: | 30000 | |||||||||
Last Vote Date: | 09-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT, THE AUDITOR'S REPORT AND THE ACCOUNTS FOR THE YEAR ENDED 31 AUGUST 2020 | For | None | 30000 | 0 | 0 | 0 | ||||||
2 | TO DECLARE A FINAL DIVIDEND OF 4.4P PER SHARE | For | None | 30000 | 0 | 0 | 0 | ||||||
3 | TO RE-APPOINT RICHARD ELSY AS A DIRECTOR OF THE COMPANY | For | None | 30000 | 0 | 0 | 0 | ||||||
4 | TO RE-APPOINT LOUISE EVANS AS A DIRECTOR OF THE COMPANY | For | None | 30000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT ANTHONY BEST AS A DIRECTOR OF THE COMPANY | For | None | 30000 | 0 | 0 | 0 | ||||||
6 | TO RE-APPOINT CROWE U.K. LLP AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 30000 | 0 | 0 | 0 | ||||||
7 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 75,280 | For | None | 30000 | 0 | 0 | 0 | ||||||
8 | TO GIVE THE DIRECTORS LIMITED POWER TO ALLOT SECURITIES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 11,292 WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS | For | None | 30000 | 0 | 0 | 0 | ||||||
AJ BELL PLC | |||||||||||||
Security: | G01457103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 27-Jan-2021 | |||||||||||
ISIN | GB00BFZNLB60 | Vote Deadline Date: | 21-Jan-2021 | ||||||||||
Agenda | 713529583 | Management | Total Ballot Shares: | 500000 | |||||||||
Last Vote Date: | 15-Jan-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 507288 DUE TO RECEIPT OF SPLITTING OF RESOLUTION 13 INTO 13.1 AND 13.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
2 | REPORT AND ACCOUNTS | For | None | 500000 | 0 | 0 | 0 | ||||||
3 | DIRECTORS' REMUNERATION REPORT | For | None | 500000 | 0 | 0 | 0 | ||||||
4 | FINAL DIVIDEND: 4.66 PENCE PER ORDINARY SHARE | For | None | 500000 | 0 | 0 | 0 | ||||||
5 | RE-ELECTION OF MR ANDY BELL | For | None | 500000 | 0 | 0 | 0 | ||||||
6 | RE-ELECTION OF MR MICHAEL SUMMERSGILL | For | None | 500000 | 0 | 0 | 0 | ||||||
7 | RE-ELECTION OF MR LESLIE PLATTS | For | None | 500000 | 0 | 0 | 0 | ||||||
8 | RE-ELECTION OF MS LAURA CARSTENSEN | For | None | 500000 | 0 | 0 | 0 | ||||||
9 | RE-ELECTION OF MR SIMON TURNER | For | None | 500000 | 0 | 0 | 0 | ||||||
10 | RE-ELECTION OF MR EAMONN FLANAGAN | For | None | 500000 | 0 | 0 | 0 | ||||||
11 | APPOINTMENT OF AUDITORS: BDO LLP | For | None | 500000 | 0 | 0 | 0 | ||||||
12 | AUDITORS' REMUNERATION | For | None | 500000 | 0 | 0 | 0 | ||||||
13 | AUTHORITY TO ALLOT SHARES | For | None | 500000 | 0 | 0 | 0 | ||||||
14 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS ARE GENERALLY AUTHORISED PURSUANT TO SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 12 | For | None | 500000 | 0 | 0 | 0 | ||||||
AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES IN CONNECTION WITH AN OFFER OR ISSUE BY WAY OF RIGHTS OR OTHER PRE-EMPTIVE OFFER OR ISSUE (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 12, BY WAY OF A RIGHTS ISSUE ONLY) (I) TO HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS, AND (II) TO THE HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS CONSIDER NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN, ANY TERRITORY, OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES, OTHERWISE THAN PURSUANT TO PARAGRAPH (A) OF THIS RESOLUTION, UP TO A NOMINAL AMOUNT OF GBP 2,565.44. SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 28 FEBRUARY 2022, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR | |||||||||||||
MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | |||||||||||||
15 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS ARE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13.1 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 2,565.44; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 28 FEBRUARY 2022 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY | For | None | 500000 | 0 | 0 | 0 | ||||||
SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | |||||||||||||
16 | MARKET PURCHASES | For | None | 500000 | 0 | 0 | 0 | ||||||
17 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN AGMS | For | None | 500000 | 0 | 0 | 0 | ||||||
AVON RUBBER PLC | |||||||||||||
Security: | G06860103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 29-Jan-2021 | |||||||||||
ISIN | GB0000667013 | Vote Deadline Date: | 25-Jan-2021 | ||||||||||
Agenda | 713458974 | Management | Total Ballot Shares: | 121700 | |||||||||
Last Vote Date: | 05-Jan-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 110000 | 0 | 0 | 0 | ||||||
2 | APPROVE REMUNERATION REPORT | For | None | 110000 | 0 | 0 | 0 | ||||||
3 | APPROVE REMUNERATION POLICY | For | None | 110000 | 0 | 0 | 0 | ||||||
4 | APPROVE FINAL DIVIDEND | For | None | 110000 | 0 | 0 | 0 | ||||||
5 | RE-ELECT CHLOE PONSONBY AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
6 | RE-ELECT PAUL MCDONALD AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
7 | RE-ELECT NICK KEVETH AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
8 | ELECT BRUCE THOMPSON AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
9 | ELECT BINDI FOYLE AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
10 | ELECT VICTOR CHAVEZ AS DIRECTOR | For | None | 110000 | 0 | 0 | 0 | ||||||
11 | REAPPOINT KPMG LLP AS AUDITORS | For | None | 110000 | 0 | 0 | 0 | ||||||
12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 110000 | 0 | 0 | 0 | ||||||
13 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | For | None | 110000 | 0 | 0 | 0 | ||||||
14 | ADOPT NEW ARTICLES OF ASSOCIATION | For | None | 110000 | 0 | 0 | 0 | ||||||
15 | AUTHORISE ISSUE OF EQUITY | For | None | 110000 | 0 | 0 | 0 | ||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 110000 | 0 | 0 | 0 | ||||||
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 110000 | 0 | 0 | 0 | ||||||
18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 110000 | 0 | 0 | 0 | ||||||
19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 110000 | 0 | 0 | 0 | ||||||
20 | AMEND LONG-TERM INCENTIVE PLAN | For | None | 110000 | 0 | 0 | 0 | ||||||
OURO FINO SAUDE ANIMAL PARTICIPACOES SA | |||||||||||||
Security: | P7S875102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 29-Jan-2021 | |||||||||||
ISIN | BROFSAACNOR7 | Vote Deadline Date: | 19-Jan-2021 | ||||||||||
Agenda | 713490441 | Management | Total Ballot Shares: | 60000 | |||||||||
Last Vote Date: | 05-Jan-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
2 | TO APPROVE THE LONG TERM STOCK BASED INCENTIVE PLAN OF THE COMPANY | For | None | 60000 | 0 | 0 | 0 | ||||||
3 | UNDER THE TERMS OF PARAGRAPH 3 OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY AND OF PARAGRAPH 2 OF ARTICLE 3 OF BRAZILIAN SECURITIES COMMISSION INSTRUCTION NUMBER 567 OF SEPTEMBER 17, 2015, TO APPROVE THE SHARE BUYBACK PLAN OF THE COMPANY FOR THE ACQUISITION OF SHARES OF ITS OWN ISSUANCE | For | None | 60000 | 0 | 0 | 0 | ||||||
4 | 31 DEC 2020: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | |||||||||
5 | 31 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||||
24SEVENOFFICE SCANDINAVIA AB | |||||||||||||
Security: | W3062R104 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Feb-2021 | |||||||||||
ISIN | SE0010546911 | Vote Deadline Date: | 05-Feb-2021 | ||||||||||
Agenda | 713580632 | Management | Total Ballot Shares: | 633730 | |||||||||
Last Vote Date: | 04-Feb-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | |||||||||
6 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | |||||||||
7 | APPROVE AGENDA OF MEETING | None | None | Non Voting | |||||||||
8 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | |||||||||
9 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | |||||||||
10 | APPROVE CREATION OF SEK 202,576 POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 633730 | 0 | 0 | 0 | ||||||
11 | APPROVE ISSUANCE OF UP TO 10PERCENT OF ISSUED SHARES AT THE TIME THE AUTHORIZATION IS USED WITHOUT PREEMPTIVE RIGHTS | For | None | 633730 | 0 | 0 | 0 | ||||||
12 | CLOSE MEETING | None | None | Non Voting | |||||||||
METROPOLIS HEALTHCARE LTD | |||||||||||||
Security: | Y59774110 | Meeting Type: | Other Meeting | ||||||||||
Ticker: | Meeting Date: | 18-Feb-2021 | |||||||||||
ISIN | INE112L01020 | Vote Deadline Date: | 15-Feb-2021 | ||||||||||
Agenda | 713563369 | Management | Total Ballot Shares: | 80500 | |||||||||
Last Vote Date: | 28-Jan-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | |||||||||
2 | APPROVAL FOR INCREASE IN LIMIT TO PROVIDE LOAN, GUARANTEE OR SECURITY IN RESPECT OF LOAN TO ANY PERSON OR BODY CORPORATE OR TO MAKE INVESTMENT IN ANY OTHER BODY CORPORATE | For | None | 70000 | 0 | 0 | 0 | ||||||
3 | TO ISSUE, OFFER AND ALLOT EQUITY SHARES ON A PREFERENTIAL BASIS | For | None | 70000 | 0 | 0 | 0 | ||||||
OXFORD METRICS PLC | |||||||||||||
Security: | G6748U100 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 18-Feb-2021 | |||||||||||
ISIN | GB0030312788 | Vote Deadline Date: | 12-Feb-2021 | ||||||||||
Agenda | 713449595 | Management | Total Ballot Shares: | 2000000 | |||||||||
Last Vote Date: | 15-Dec-2020 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | For | None | 2000000 | 0 | 0 | 0 | ||||||
2 | TO RE-APPOINT BDO LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2000000 | 0 | 0 | 0 | ||||||
3 | TO DECLARE A FINAL DIVIDEND | For | None | 2000000 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT NICK BOLTON AS A DIRECTOR | For | None | 2000000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT DAVID DEACON AS A DIRECTOR | For | None | 2000000 | 0 | 0 | 0 | ||||||
6 | TO RE-ELECT ADRIAN CAREY AS A DIRECTOR | For | None | 2000000 | 0 | 0 | 0 | ||||||
7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") | For | None | 2000000 | 0 | 0 | 0 | ||||||
8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 570 OF THE ACT AS IF SECTION 561 OF THE ACT DID NOT APPLY | For | None | 2000000 | 0 | 0 | 0 | ||||||
9 | TO AUTHORISE THE COMPANY TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
SKITUDE HOLDING AS | |||||||||||||
Security: | R7T89X114 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 18-Feb-2021 | |||||||||||
ISIN | NO0010781560 | Vote Deadline Date: | 12-Feb-2021 | ||||||||||
Agenda | 713602743 | Management | Total Ballot Shares: | 1983425 | |||||||||
Last Vote Date: | 12-Feb-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
2 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK YOU | None | None | Non Voting | |||||||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | OPENING OF THE GENERAL MEETING BY THE CHAIR. REGISTRATION OF MEETING SHAREHOLDERS | For | None | 1983425 | 0 | 0 | 0 | ||||||
6 | ELECTION OF A MEETING CHAIRPERSON | For | None | 1983425 | 0 | 0 | 0 | ||||||
7 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 1983425 | 0 | 0 | 0 | ||||||
8 | ELECTION OF A PERSON TO COSIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON | For | None | 1983425 | 0 | 0 | 0 | ||||||
9 | ELECTION OF A NEW BOARD OF DIRECTORS OF THE COMPANY | For | None | 1983425 | 0 | 0 | 0 | ||||||
MELODYVR GROUP PLC | |||||||||||||
Security: | G59725104 | Meeting Type: | Ordinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 25-Feb-2021 | |||||||||||
ISIN | GB00BD2YHN21 | Vote Deadline Date: | 19-Feb-2021 | ||||||||||
Agenda | 713589666 | Management | Total Ballot Shares: | 33047430 | |||||||||
Last Vote Date: | 11-Feb-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPROVE CHANGE OF COMPANY NAME TO NAPSTER GROUP PLC | For | None | 33047430 | 0 | 0 | 0 | ||||||
MONEY FORWARD,INC. | |||||||||||||
Security: | J4659A103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 26-Feb-2021 | |||||||||||
ISIN | JP3869960009 | Vote Deadline Date: | 24-Feb-2021 | ||||||||||
Agenda | 713592423 | Management | Total Ballot Shares: | 20000 | |||||||||
Last Vote Date: | 11-Feb-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Please reference meeting materials. | None | None | Non Voting | |||||||||
2 | Approve Reduction of Capital Reserve and Appropriation of Surplus | For | None | 20000 | 0 | 0 | 0 | ||||||
3 | Amend Articles to: Amend Business Lines | For | None | 20000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Tsuji, Yosuke | For | None | 20000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Kanesaka, Naoya | For | None | 20000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Nakade, Takuya | For | None | 20000 | 0 | 0 | 0 | ||||||
7 | Appoint a Director Takeda, Masanobu | For | None | 20000 | 0 | 0 | 0 | ||||||
8 | Appoint a Director Kurumatani, Nobuaki | For | None | 20000 | 0 | 0 | 0 | ||||||
9 | Appoint a Director Tanaka, Masaaki | For | None | 20000 | 0 | 0 | 0 | ||||||
10 | Appoint a Director Kurabayashi, Akira | For | None | 20000 | 0 | 0 | 0 | ||||||
11 | Appoint a Director Okajima, Etsuko | For | None | 20000 | 0 | 0 | 0 | ||||||
12 | Appoint a Director Ueda, Ryoko | For | None | 20000 | 0 | 0 | 0 | ||||||
13 | Appoint a Corporate Auditor Ueda, Yozo | For | None | 20000 | 0 | 0 | 0 | ||||||
14 | Appoint a Substitute Corporate Auditor Yamane, Hidero | For | None | 20000 | 0 | 0 | 0 | ||||||
REVENIO GROUP CORPORATION | |||||||||||||
Security: | X7354Z103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Mar-2021 | |||||||||||
ISIN | FI0009010912 | Vote Deadline Date: | 09-Mar-2021 | ||||||||||
Agenda | 713621779 | Management | Total Ballot Shares: | 89605 | |||||||||
Last Vote Date: | 04-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
2 | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD STILL BE REQUIRED. | None | None | Non Voting | |||||||||
3 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
4 | OPENING OF THE MEETING | None | None | Non Voting | |||||||||
5 | CALLING THE MEETING TO ORDER | None | None | Non Voting | |||||||||
6 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | None | None | Non Voting | |||||||||
7 | RECORDING OF THE LEGALITY OF THE MEETING | None | None | Non Voting | |||||||||
8 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | None | None | Non Voting | |||||||||
9 | PRESENTATION OF THE FINANCIAL STATEMENT, THE REPORT OF THE BOARD OF DIRECTORS, AND THE AUDITOR'S REPORT FOR THE YEAR 2020 | None | None | Non Voting | |||||||||
10 | ADOPTION OF THE FINANCIAL STATEMENTS | For | None | 80000 | 0 | 0 | 0 | ||||||
11 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS | For | None | 80000 | 0 | 0 | 0 | ||||||
12 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | For | None | 80000 | 0 | 0 | 0 | ||||||
13 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | For | None | 80000 | 0 | 0 | 0 | ||||||
14 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ON THE GROUNDS FOR COMPENSATION OF TRAVEL EXPENSES | For | None | 80000 | 0 | 0 | 0 | ||||||
15 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 80000 | 0 | 0 | 0 | ||||||
16 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: ELECT PEKKA RONKA,.PEKKA TAMMELA, ANN-CHRISTINE SUNDELL, ARNE BOYE NIELSEN AND BILL OSTMAN AS DIRECTORS | For | None | 80000 | 0 | 0 | 0 | ||||||
17 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | For | None | 80000 | 0 | 0 | 0 | ||||||
18 | ELECTION OF THE AUDITOR: RATIFY DELOITTE AS AUDITOR | For | None | 80000 | 0 | 0 | 0 | ||||||
19 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ACQUISITION OF OWN SHARES | For | None | 80000 | 0 | 0 | 0 | ||||||
20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A SHARE ISSUE AND ON GRANTING STOCK OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | For | None | 80000 | 0 | 0 | 0 | ||||||
21 | CLOSING THE MEETING | None | None | Non Voting | |||||||||
22 | 26 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTIONS 13 & 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
24SEVENOFFICE SCANDINAVIA AB | |||||||||||||
Security: | W3062R104 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 23-Mar-2021 | |||||||||||
ISIN | SE0010546911 | Vote Deadline Date: | 11-Mar-2021 | ||||||||||
Agenda | 713657508 | Management | Total Ballot Shares: | 500000 | |||||||||
Last Vote Date: | 09-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | OPENING OF THE MEETING AND ELECTION OF CHAIRMAN OF THE MEETING | None | None | Non Voting | |||||||||
6 | PREPARATION AND APPROVAL OF THE VOTING LIST | None | None | Non Voting | |||||||||
7 | APPROVAL OF THE AGENDA | None | None | Non Voting | |||||||||
8 | ELECTION OF ONE PERSON TO CERTIFY THE MINUTES | None | None | Non Voting | |||||||||
9 | EXAMINATION OF WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | None | None | Non Voting | |||||||||
10 | RESOLUTION REGARDING APPROVAL OF CLOSELY RELATED PARTY TRANSACTION | For | None | 500000 | 0 | 0 | 0 | ||||||
11 | CLOSING OF THE MEETING | None | None | Non Voting | |||||||||
V-CUBE,INC. | |||||||||||||
Security: | J9451X102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 25-Mar-2021 | |||||||||||
ISIN | JP3829750003 | Vote Deadline Date: | 17-Mar-2021 | ||||||||||
Agenda | 713670633 | Management | Total Ballot Shares: | 211000 | |||||||||
Last Vote Date: | 11-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Approve Appropriation of Surplus | For | None | 200000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Mashita, Naoaki | For | None | 200000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Takada, Masaya | For | None | 200000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Mizutani, Jun | For | None | 200000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Kamezaki, Yosuke | For | None | 200000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Yamamoto, Kazuki | For | None | 200000 | 0 | 0 | 0 | ||||||
7 | Appoint a Director Murakami, Norio | For | None | 200000 | 0 | 0 | 0 | ||||||
8 | Appoint a Director Nishimura, Kenichi | For | None | 200000 | 0 | 0 | 0 | ||||||
9 | Appoint a Director Koshi, Naomi | For | None | 200000 | 0 | 0 | 0 | ||||||
10 | Appoint a Corporate Auditor Fukushima, Kikuo | For | None | 200000 | 0 | 0 | 0 | ||||||
11 | Appoint a Corporate Auditor Odashima, Kiyoji | For | None | 200000 | 0 | 0 | 0 | ||||||
12 | Appoint a Corporate Auditor Matsuyama, Daiko | For | None | 200000 | 0 | 0 | 0 | ||||||
13 | Appoint a Substitute Corporate Auditor Kawasaki, Nobuo | For | None | 200000 | 0 | 0 | 0 | ||||||
14 | Approve Details of the Compensation to be received by Directors | For | None | 200000 | 0 | 0 | 0 | ||||||
KINX INC, SEOUL | |||||||||||||
Security: | Y4791X105 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 26-Mar-2021 | |||||||||||
ISIN | KR7093320000 | Vote Deadline Date: | 17-Mar-2021 | ||||||||||
Agenda | 713680329 | Management | Total Ballot Shares: | 70700 | |||||||||
Last Vote Date: | 15-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 60000 | 0 | 0 | 0 | ||||||
2 | APPOINTMENT OF DIRECTOR: KIM JI WOOK | For | None | 60000 | 0 | 0 | 0 | ||||||
3 | APPOINTMENT OF AUDITOR: LIM BYUNG HAK | For | None | 60000 | 0 | 0 | 0 | ||||||
4 | CASH DIVIDEND | For | None | 60000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 60000 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF REMUNERATION FOR AUDITOR | For | None | 60000 | 0 | 0 | 0 | ||||||
BLACKLINE SAFETY CORP. | |||||||||||||
Security: | 092382100 | Meeting Type: | Annual and Special Meeting | ||||||||||
Ticker: | BLKLF | Meeting Date: | 30-Mar-2021 | ||||||||||
ISIN | CA0923821007 | Vote Deadline Date: | 25-Mar-2021 | ||||||||||
Agenda | 935345618 | Management | Total Ballot Shares: | 800000 | |||||||||
Last Vote Date: | 11-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | To fix the number of directors of the Corporation to be elected at the Meeting at seven (7) directors. | For | None | 800000 | 0 | 0 | 0 | ||||||
2 | DIRECTOR | For | None | ||||||||||
1 | Cody Slater | 800000 | 0 | 0 | 0 | ||||||||
2 | Michael Hayduk | 800000 | 0 | 0 | 0 | ||||||||
3 | John Finbow | 800000 | 0 | 0 | 0 | ||||||||
4 | Robert Herdman | 800000 | 0 | 0 | 0 | ||||||||
5 | Brad Gilewich | 800000 | 0 | 0 | 0 | ||||||||
6 | Cheemin Bo-Linn | 800000 | 0 | 0 | 0 | ||||||||
7 | Barbara Holzapfel | 800000 | 0 | 0 | 0 | ||||||||
3 | The appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Board of Directors of the Corporation to fix their remuneration. | For | None | 800000 | 0 | 0 | 0 | ||||||
4 | To pass an ordinary resolution, as more particularly set forth in the Management Information Circular, re-approving the stock option plan of the Corporation. | For | None | 800000 | 0 | 0 | 0 | ||||||
5 | To pass an ordinary resolution, as more particularly set forth in the Management Information Circular, approving the amendment and restatement of the Corporation's stock option plan effective as of (and conditional upon) the listing of the common shares of the Corporation on the Toronto Stock Exchange. | For | None | 800000 | 0 | 0 | 0 | ||||||
6 | To pass an ordinary resolution, as more particularly set forth in the Management Information Circular, approving the amendment of the Corporation's by-laws to permit shareholder meetings to be held by electronic means. | For | None | 800000 | 0 | 0 | 0 | ||||||
RAY CO., LTD. | |||||||||||||
Security: | Y7S84X104 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 31-Mar-2021 | |||||||||||
ISIN | KR7228670006 | Vote Deadline Date: | 22-Mar-2021 | ||||||||||
Agenda | 713622959 | Management | Total Ballot Shares: | 32570 | |||||||||
Last Vote Date: | 04-Mar-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 19000 | 0 | 0 | 0 | ||||||
2 | ELECTION OF INSIDE DIRECTOR: JO HYEONG JUN | For | None | 19000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF INSIDE DIRECTOR: JE ONG CHEOL U | For | None | 19000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF OUTSIDE DIRECTOR: JEONG SEONG U | For | None | 19000 | 0 | 0 | 0 | ||||||
5 | ELECTION OF AUDITOR: JANG GYU SIK | For | None | 19000 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 19000 | 0 | 0 | 0 | ||||||
7 | APPROVAL OF REMUNERATION FOR AUDITOR | For | None | 19000 | 0 | 0 | 0 | ||||||
8 | AMENDMENT OF ARTICLES OF INCORPORATION | For | None | 19000 | 0 | 0 | 0 | ||||||
9 | GRANT OF STOCK OPTION | For | None | 19000 | 0 | 0 | 0 | ||||||
ARENA EVENTS GROUP PLC | |||||||||||||
Security: | G0R21A106 | Meeting Type: | Ordinary General Meeting | ||||||||||
Ticker: | Meeting Date: | 14-Apr-2021 | |||||||||||
ISIN | GB00BF0HYJ24 | Vote Deadline Date: | 08-Apr-2021 | ||||||||||
Agenda | 713754439 | Management | Total Ballot Shares: | 5000000 | |||||||||
Last Vote Date: | 07-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THAT, SUBJECT TO AND CONDITIONAL UPON THE PLACING AGREEMENT (AS DEFINED IN THE CIRCULAR ISSUED BY THE COMPANY ON 29 MARCH 2021 (THE "CIRCULAR")) BECOMING UNCONDITIONAL IN ALL RESPECTS (SAVE ONLY FOR SECOND ADMISSION (AS DEFINED IN THE CIRCULAR)) AND THE PLACING AGREEMENT NOT BEING TERMINATED IN ACCORDANCE WITH ITS TERMS, AND IN ADDITION TO ALL EXISTING AUTHORITIES GRANTED PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT"), THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 551 OF THE ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITIES INTO, SHARES OF THE COMPANY (SUCH SHARES, AND RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES OF THE COMPANY BEING "RELEVANT SECURITIES") PROVIDED THAT THIS AUTHORITY SHALL BE LIMITED TO: (A) THE ALLOTMENT OF UP TO 7,336,410 NEW ORDINARY SHARES OF 1 PENNY EACH IN THE CAPITAL OF THE COMPANY IN CONNECTION WITH THE SECOND SUBSCRIPTION (AS DEFINED IN THE CIRCULAR); AND (B) THE ALLOTMENT OF UP TO 46,463,935 NEW ORDINARY SHARES OF 1 PENNY EACH IN THE CAPITAL OF THE COMPANY IN CONNECTION WITH THE | For | None | 5000000 | 0 | 0 | 0 | ||||||
SECOND PLACING (AS DEFINED IN THE CIRCULAR), PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF 30 SEPTEMBER 2021 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, SAVE THAT THE COMPANY MAY AT ANY TIME BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED, OR RIGHTS TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. THIS AUTHORITY IS IN ADDITION TO ALL EXISTING AUTHORITIES UNDER SECTION 551 OF THE ACT | |||||||||||||
2 | THAT, SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTION 1 ABOVE AND IN ADDITION TO ALL EXISTING AUTHORITIES GRANTED PURSUANT TO SECTIONS 571 AND 573 OF THE ACT, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTIONS 571 AND 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560(1) OF THE ACT) FOR CASH AND/OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(2) OF THE ACT TO SELL TREASURY SHARES, PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 1, AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: (A) THE ALLOTMENT OF 7,336,410 NEW ORDINARY SHARES OF 1 PENNY EACH IN THE CAPITAL OF THE COMPANY IN CONNECTION WITH THE SECOND SUBSCRIPTION; AND (B) THE ALLOTMENT OF 46,463,935 NEW ORDINARY SHARES OF 1 PENNY EACH IN THE CAPITAL OF THE COMPANY IN CONNECTION WITH THE SECOND PLACING, PROVIDED THAT | For | None | 5000000 | 0 | 0 | 0 | ||||||
THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF 30 SEPTEMBER 2021 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, SAVE THAT THE COMPANY MAY AT ANY TIME BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (OR TREASURY SHARES TO BE SOLD), OR RIGHTS TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (OR SELL TREASURY SHARES) OR GRANT RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||
3 | THAT, PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 1 SEPTEMBER 2020 (THE "2020 AGM") AND IN ADDITION TO THE AUTHORITY GRANTED UNDER RESOLUTION 10 PASSED AT THE 2020 AGM AND ANY AUTHORITY GRANTED UNDER RESOLUTION 2 ABOVE, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTIONS 571 AND 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560(1) OF THE ACT) FOR CASH AND/OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(2) OF THE ACT TO SELL TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 326,282.26 AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON THE EARLIER OF 30 SEPTEMBER 2021 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, SAVE THAT THE COMPANY MAY AT ANY TIME BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE | For | None | 5000000 | 0 | 0 | 0 | ||||||
ALLOTTED (OR TREASURY SHARES TO BE SOLD), OR RIGHTS TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (OR SELL TREASURY SHARES) OR GRANT RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||
LIME TECHNOLOGIES AB | |||||||||||||
Security: | W5321Z116 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 27-Apr-2021 | |||||||||||
ISIN | SE0011870195 | Vote Deadline Date: | 19-Apr-2021 | ||||||||||
Agenda | 713729068 | Management | Total Ballot Shares: | 96000 | |||||||||
Last Vote Date: | 07-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | OPEN MEETING | None | None | Non Voting | |||||||||
6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | |||||||||
7 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | |||||||||
8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | |||||||||
9 | APPROVE AGENDA OF MEETING | None | None | Non Voting | |||||||||
10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | |||||||||
11 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 90000 | 0 | 0 | 0 | ||||||
12 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 2.50 PER SHARE | For | None | 90000 | 0 | 0 | 0 | ||||||
13 | APPROVE DISCHARGE OF BOARD CHAIRMAN MARTIN HENRICSON | For | None | 90000 | 0 | 0 | 0 | ||||||
14 | APPROVE DISCHARGE OF MARLENE FORSELL | For | None | 90000 | 0 | 0 | 0 | ||||||
15 | APPROVE DISCHARGE OF ANDERS FRANSSON | For | None | 90000 | 0 | 0 | 0 | ||||||
16 | APPROVE DISCHARGE OF PETER LARSSON | For | None | 90000 | 0 | 0 | 0 | ||||||
17 | APPROVE DISCHARGE OF MALIN RUIJSENAARS | For | None | 90000 | 0 | 0 | 0 | ||||||
18 | APPROVE DISCHARGE OF CEO ERIK SYREN | For | None | 90000 | 0 | 0 | 0 | ||||||
19 | APPROVE REMUNERATION REPORT | For | None | 90000 | 0 | 0 | 0 | ||||||
20 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | For | None | 90000 | 0 | 0 | 0 | ||||||
21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 350 ,000 FOR CHAIRMAN AND SEK 200,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 90000 | 0 | 0 | 0 | ||||||
22 | REELECT MARLENE FORSELL AS DIRECTOR | For | None | 90000 | 0 | 0 | 0 | ||||||
23 | REELECT MARTIN HENRICSON AS DIRECTOR | For | None | 90000 | 0 | 0 | 0 | ||||||
24 | REELECT MALIN RUIJSENAARS AS DIRECTOR | For | None | 90000 | 0 | 0 | 0 | ||||||
25 | ELECT LARS STUGEMO AS NEW DIRECTOR | For | None | 90000 | 0 | 0 | 0 | ||||||
26 | ELECT ERIK SYREN AS NEW DIRECTOR | For | None | 90000 | 0 | 0 | 0 | ||||||
27 | REELECT MARTIN HENRICSON AS BOARD CHAIRMAN | For | None | 90000 | 0 | 0 | 0 | ||||||
28 | APPROVE REMUNERATION OF AUDITORS | For | None | 90000 | 0 | 0 | 0 | ||||||
29 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | For | None | 90000 | 0 | 0 | 0 | ||||||
30 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 90000 | 0 | 0 | 0 | ||||||
31 | APPROVE WARRANT PROGRAM 2021/2025 FOR KEY EMPLOYEES | For | None | 90000 | 0 | 0 | 0 | ||||||
32 | CLOSE MEETING | None | None | Non Voting | |||||||||
33 | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | |||||||||
34 | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
35 | 7 APR 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
GRUPO ROTOPLAS, S. A . B. DE C. V. | |||||||||||||
Security: | P49842100 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 30-Apr-2021 | |||||||||||
ISIN | MX01AG050009 | Vote Deadline Date: | 26-Apr-2021 | ||||||||||
Agenda | 713909109 | Management | Total Ballot Shares: | 2805801 | |||||||||
Last Vote Date: | 15-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 552055 DUE TO RECEIPT OF UPDATED AGENDA AND CHANGE IN RECORD DATE FROM 21 APR 2021 TO 22 APR 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||||
2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 2805801 | 0 | 0 | 0 | ||||||
3 | APPROVE ALLOCATION OF INCOME | For | None | 2805801 | 0 | 0 | 0 | ||||||
4 | APPROVE REDUCTION OF CAPITAL TO DISTRIBUTE DIVIDENDS TO SHAREHOLDERS | For | None | 2805801 | 0 | 0 | 0 | ||||||
5 | RATIFY CARLOS ROBERTO ROJAS MOTA VELASCO AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
6 | RATIFY GONZALO URIBE LEBRIJA AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
7 | RATIFY MARIO ANTONIO ROMERO OROZCO AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
8 | RATIFY CARLOS ROBERTO ROJAS ABOUMRAD AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
9 | RATIFY FRANCISCO JOSE GONZALEZ GURRIA AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
10 | RATIFY ALFREDO ELIAS AYUB AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
11 | RATIFY PABLO ITURBE FERNANDEZ AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
12 | RATIFY JOHN G. SYLVIA AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
13 | RATIFY FRANCISCO AMAURY OLSEN AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
14 | RATIFY JOSE MARIA TOMAS GONZALEZ LORDA AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
15 | RATIFY ALEJANDRO ABOUMRAD GABRIEL AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
16 | RATIFY LUIS FERNANDO REYES PACHECO AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
17 | RATIFY MARINA DIAZ IBARRA AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
18 | RATIFY JERONIMO MARCOS GERARD RIVERO AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
19 | RATIFY ALBERTO ESTEBAN ARIZU AS DIRECTOR | For | None | 2805801 | 0 | 0 | 0 | ||||||
20 | ELECT MAURICIO ROMERO OROZCO NON MEMBER AS BOARD SECRETARY | For | None | 2805801 | 0 | 0 | 0 | ||||||
21 | RATIFY JOHN G. SYLVIA AS CHAIRMAN OF AUDIT COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
22 | RATIFY JOSE MARIA TOMAS GONZALEZ LORDA AS SECRETARY OF AUDIT COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
23 | RATIFY MARINA DIAZ IBARRA AS MEMBER OF AUDIT COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
24 | RATIFY JERONIMO MARCOS GERARD RIVERO AS CHAIRMAN OF CORPORATE PRACTICES COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
25 | RATIFY LUIS FERNANDO REYES PACHECO AS SECRETARY OF CORPORATE PRACTICES COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
26 | RATIFY JOHN G. SYLVIA AS MEMBER OF CORPORATE PRACTICES COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
27 | RATIFY LUIS FERNANDO REYES PACHECO AS CHAIRMAN OF REMUNERATION COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
28 | RATIFY JOSE MARIA TOMAS GONZALEZ LORDA AS SECRETARY OF REMUNERATION COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
29 | RATIFY JOSE LUIS MANTECON GARCIA AS MEMBER OF REMUNERATION COMMITTEE | For | None | 2805801 | 0 | 0 | 0 | ||||||
30 | APPROVE REMUNERATION OF DIRECTORS AND MEMBERS OF AUDIT, CORPORATE PRACTICES AND COMPENSATION COMMITTEES | For | None | 2805801 | 0 | 0 | 0 | ||||||
31 | SET MAXIMUM AMOUNT OF SHARE REPURCHASE RESERVE, APPROVE REPORT RELATED TO ACQUISITION OF OWN SHARES | For | None | 2805801 | 0 | 0 | 0 | ||||||
32 | APPOINT LEGAL REPRESENTATIVES | For | None | 2805801 | 0 | 0 | 0 | ||||||
33 | APPROVE MINUTES OF MEETING | For | None | 2805801 | 0 | 0 | 0 | ||||||
34 | 15 APR 2021: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM MIX TO AGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 557207, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||||
JOHNSON SERVICE GROUP PLC | |||||||||||||
Security: | G51576125 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 05-May-2021 | |||||||||||
ISIN | GB0004762810 | Vote Deadline Date: | 28-Apr-2021 | ||||||||||
Agenda | 713735338 | Management | Total Ballot Shares: | 1500000 | |||||||||
Last Vote Date: | 07-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR ON THOSE FINANCIAL STATEMENTS | For | None | 1500000 | 0 | 0 | 0 | ||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT AS SET OUT ON PAGES 79 TO 103 OF THE 2020 ANNUAL REPORT | For | None | 1500000 | 0 | 0 | 0 | ||||||
3 | TO ELECT JOCK LENNOX AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT PETER EGAN AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT YVONNE MONAGHAN AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
6 | TO RE-ELECT CHRIS GIRLING AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
7 | TO RE-ELECT NICK GREGG AS A DIRECTOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
8 | TO REAPPOINT GRANT THORNTON UK LLP AS AUDITOR TO THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 1500000 | 0 | 0 | 0 | ||||||
9 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 1500000 | 0 | 0 | 0 | ||||||
10 | IN SUBSTITUTION FOR ALL EXISTING AND UNEXERCISED AUTHORITIES AND POWERS, THE DIRECTORS OF THE COMPANY BE AND THEY ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006) ("EQUITY SECURITIES") TO SUCH PERSONS AT SUCH TIMES AND ON SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY DETERMINE AND SUBJECT ALWAYS TO THE ARTICLES OF ASSOCIATION, PROVIDED THAT THE AGGREGATE OF THE NOMINAL AMOUNT OF SUCH EQUITY SECURITIES THAT MAY BE ALLOTTED UNDER THIS AUTHORITY SHALL NOT EXCEED GBP 14,811,670. THIS AUTHORITY SHALL, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON 1 JULY 2022, SAVE THAT THE DIRECTORS OF THE COMPANY MAY, BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. ALL UNUTILISED AUTHORITIES PREVIOUSLY GRANTED TO THE DIRECTORS OF THE COMPANY UNDER SECTION 551 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING (SAVE TO THE EXTENT THAT THE SAME ARE EXERCISABLE | For | None | 1500000 | 0 | 0 | 0 | ||||||
PURSUANT TO SECTION 551(7) OF THE COMPANIES ACT 2006 BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO THE DATE OF THIS RESOLUTION WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED ON OR AFTER THAT DATE) | |||||||||||||
11 | SUBJECT TO AND CONDITIONAL UPON THE PASSING OF THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY AND IN SUBSTITUTION FOR ALL EXISTING AND UNEXERCISED AUTHORITIES AND POWERS, THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES PURSUANT TO THE AUTHORITY CONFERRED UPON THEM BY THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OF EQUITY SECURITIES, PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH A RIGHTS ISSUE OR SIMILAR OFFER TO OR IN FAVOUR OF ORDINARY SHAREHOLDERS WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF ALL ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBERS OF SHARES HELD BY THEM ON THAT DATE PROVIDED THAT THE DIRECTORS OF THE COMPANY MAY MAKE SUCH EXCLUSIONS OR OTHER ARRANGEMENTS TO DEAL WITH ANY LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENT OF ANY REGULATORY BODY OR ANY STOCK EXCHANGE OR WITH FRACTIONAL ENTITLEMENTS AS THEY CONSIDER NECESSARY OR EXPEDIENT; AND (II) THE ALLOTMENT (OTHERWISE THAN PURSUANT TO SUB PARAGRAPH (I) ABOVE) | For | None | 1500000 | 0 | 0 | 0 | ||||||
OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED UNDER THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,221,751 (REPRESENTING APPROXIMATELY 5% OF THE COMPANY'S SHARE CAPITAL AS AT 18 MARCH 2021). THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON 1 JULY 2022, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED. ALL PREVIOUS AUTHORITIES UNDER SECTION 571 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING | |||||||||||||
12 | SUBJECT TO AND CONDITIONAL UPON THE PASSING OF THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER THE SPECIAL RESOLUTION NUMBERED 11 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY, THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES PURSUANT TO THE AUTHORITY CONFERRED UPON THEM BY THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY AS IF SECTION 561 OF THE COMPANIES ACT 2006 | For | None | 1500000 | 0 | 0 | 0 | ||||||
DID NOT APPLY TO ANY SUCH ALLOTMENT OF EQUITY SECURITIES, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED UNDER THE ORDINARY RESOLUTION NUMBERED 10 IN THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,221,751 (REPRESENTING APPROXIMATELY 5% OF THE COMPANY'S SHARE CAPITAL AS AT 18 MARCH 2021); AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OF ANNUAL GENERAL MEETING OF THE COMPANY. THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON 1 JULY 2022, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED. ALL PREVIOUS AUTHORITIES UNDER SECTION 571 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING | |||||||||||||
13 | IN ACCORDANCE WITH ARTICLE 11 OF THE ARTICLES OF ASSOCIATION AND IN ACCORDANCE WITH THE COMPANIES ACT 2006, THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 10 PENCE EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: (I) THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE PURCHASED UNDER THIS AUTHORITY IS 44,435,011; (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10P EXCLUSIVE OF ATTRIBUTABLE EXPENSES PAYABLE BY THE COMPANY (IF ANY); AND (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE EXCLUSIVE OF ATTRIBUTABLE EXPENSES PAYABLE BY THE COMPANY (IF ANY). THE AUTHORITY HEREBY CONFERRED SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY HELD AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON 1 JULY 2022 SAVE IN RELATION TO PURCHASES OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF THIS AUTHORITY AND WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES | For | None | 1500000 | 0 | 0 | 0 | ||||||
IN PURSUANCE OF ANY SUCH CONTRACT. ALL PREVIOUS UNUTILISED AUTHORITIES FOR THE COMPANY TO MAKE MARKET PURCHASES OF ORDINARY SHARES ARE REVOKED, EXCEPT IN RELATION TO THE PURCHASE OF SHARES UNDER A CONTRACT OR CONTRACTS CONCLUDED BEFORE THE DATE OF THIS RESOLUTION AND WHERE SUCH PURCHASE HAS NOT YET BEEN EXECUTED | |||||||||||||
MENTICE AB | |||||||||||||
Security: | W5710V130 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 06-May-2021 | |||||||||||
ISIN | SE0012673291 | Vote Deadline Date: | 26-Apr-2021 | ||||||||||
Agenda | 713892998 | Management | Total Ballot Shares: | 200000 | |||||||||
Last Vote Date: | 13-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 541256 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
6 | OPEN MEETING | None | None | Non Voting | |||||||||
7 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | |||||||||
8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | |||||||||
9 | DESIGNATE JOHAN VIDENPARK ASINSPECTOR OF MINUTES OF MEETING | None | None | Non Voting | |||||||||
10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | |||||||||
11 | APPROVE AGENDA OF MEETING | None | None | Non Voting | |||||||||
12 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | |||||||||
13 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 200000 | 0 | 0 | 0 | ||||||
14 | APPROVE ALLOCATION OF INCOME | For | None | 200000 | 0 | 0 | 0 | ||||||
15 | APPROVE OMISSION OF DIVIDENDS | For | None | 200000 | 0 | 0 | 0 | ||||||
16 | APPROVE DISCHARGE OF BOARD CHAIRMAN LAWRENCE D. HOWELL | For | None | 200000 | 0 | 0 | 0 | ||||||
17 | APPROVE DISCHARGE OF BOARD MEMBER GOSTA JOHANNESSON | For | None | 200000 | 0 | 0 | 0 | ||||||
18 | APPROVE DISCHARGE OF BOARD MEMBER DENIS GESTIN | For | None | 200000 | 0 | 0 | 0 | ||||||
19 | APPROVE DISCHARGE OF BOARD MEMBER DAVID BALLARD | For | None | 200000 | 0 | 0 | 0 | ||||||
20 | APPROVE DISCHARGE OF BOARD MEMBER JOHANNKOSS | For | None | 200000 | 0 | 0 | 0 | ||||||
21 | APPROVE DISCHARGE OF BOARD MEMBER EOLA ANGGARD RUNSTEN | For | None | 200000 | 0 | 0 | 0 | ||||||
22 | APPROVE DISCHARGE OF BOARD MEMBER MAGNUS HARDMEIER | For | None | 200000 | 0 | 0 | 0 | ||||||
23 | APPROVE DISCHARGE OF BOARD MEMBER BENGT SJOHOLM | For | None | 200000 | 0 | 0 | 0 | ||||||
24 | APPROVE DISCHARGE OF CEO GORAN MALMBERG | For | None | 200000 | 0 | 0 | 0 | ||||||
25 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 970,000 | For | None | 200000 | 0 | 0 | 0 | ||||||
26 | APPROVE REMUNERATION OF AUDITORS | For | None | 200000 | 0 | 0 | 0 | ||||||
27 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | For | None | 200000 | 0 | 0 | 0 | ||||||
28 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 200000 | 0 | 0 | 0 | ||||||
29 | RE-ELECT LAWRENCE D. HOWELL AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
30 | RE-ELECT GOSTA JOHANNESSON AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
31 | RE-ELECT DENIS GESTIN AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
32 | RE-ELECT DAVID BALLARD AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
33 | RE-ELECT JOHANN KOSS AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
34 | RE-ELECT EOLA ANGGARD RUNSTEN AS DIRECTOR | For | None | 200000 | 0 | 0 | 0 | ||||||
35 | RE-ELECT LAWRENCE D. HOWELL AS BOARD CHAIRMAN | For | None | 200000 | 0 | 0 | 0 | ||||||
36 | RATIFY KPMG AS AUDITORS | For | None | 200000 | 0 | 0 | 0 | ||||||
37 | APPROVE ISSUANCE OF 2.5 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 200000 | 0 | 0 | 0 | ||||||
38 | CLOSE MEETING | None | None | Non Voting | |||||||||
24SEVENOFFICE SCANDINAVIA AB | |||||||||||||
Security: | W3062R104 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 11-May-2021 | |||||||||||
ISIN | SE0010546911 | Vote Deadline Date: | 29-Apr-2021 | ||||||||||
Agenda | 713898255 | Management | Total Ballot Shares: | 500000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | OPENING OF THE MEETING AND ELECTION OF A CHAIRMAN AT THE MEETING | None | None | Non Voting | |||||||||
6 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | None | None | Non Voting | |||||||||
7 | APPROVAL OF THE AGENDA | None | None | Non Voting | |||||||||
8 | SELECTION OF ONE OR TWO PROTOCOL ADJUSTERS | None | None | Non Voting | |||||||||
9 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | None | None | Non Voting | |||||||||
10 | PRESENTATION OF THE SUBMITTED ANNUAL REPORT AND AUDITORS REPORT AS WELL AS IN THE CONSOLIDATED ACCOUNTS AND CONSOLIDATED AUDITORS REPORT | None | None | Non Voting | |||||||||
11 | DECISION ON THE ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | For | None | 500000 | 0 | 0 | 0 | ||||||
12 | DECISION ON DISPOSITIONS REGARDING PROFIT OR LOSS ACCORDING TO THE APPROVED BALANCE SHEET | For | None | 500000 | 0 | 0 | 0 | ||||||
13 | DECISION ON DISCHARGE OF LIABILITY FOR BOARD MEMBERS AND THE CEO | For | None | 500000 | 0 | 0 | 0 | ||||||
14 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS: (4) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 500000 | 0 | 0 | 0 | ||||||
15 | DETERMINATION OF BOARD AND AUDIT FEES | For | None | 500000 | 0 | 0 | 0 | ||||||
16 | ELECTION OF BOARD AND AUDITORS: KARL- ANDERS GRONLAND (CHAIR), MADELEINE LINDBLOM, STALE RISA AND HENRIK VILSELIUS AS DIRECTORS RATIFY AUDITORS | For | None | 500000 | 0 | 0 | 0 | ||||||
17 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | None | 500000 | 0 | 0 | 0 | ||||||
18 | RESOLUTION AUTHORIZING THE BOARD OF DIRECTORS TO ISSUE SHARES, CONVERTIBLES AND OR WARRANTS | For | None | 500000 | 0 | 0 | 0 | ||||||
19 | CLOSING OF THE ANNUAL GENERAL MEETING | None | None | Non Voting | |||||||||
20 | 16 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 8 AND 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
SURGICAL SCIENCE SWEDEN AB | |||||||||||||
Security: | W89622125 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 12-May-2021 | |||||||||||
ISIN | SE0014428512 | Vote Deadline Date: | 30-Apr-2021 | ||||||||||
Agenda | 713909351 | Management | Total Ballot Shares: | 250000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 501965 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
6 | ELECTION OF A CHAIRMAN OF THE MEETING: ROLAND BENGTSSON OR, IF HE HAS AN IMPEDIMENT TO ATTEND, THE PERSON PROPOSED BY THE NOMINATION COMMITTEE, IS APPOINTED CHAIRMAN AT THE AGM | None | None | Non Voting | |||||||||
7 | ELECTION OF ONE OR TWO PERSONS TO CHECK THE MINUTES: JOHAN WADELL FROM ANDRA AP-FONDEN OR, IF THIS PERSON CAN'T ATTEND DUE TO IMPEDIMENT, THE PERSON APPOINTED BY THE BOARD | None | None | Non Voting | |||||||||
8 | PREPARATION AND APPROVAL OF THE VOTING LIST | None | None | Non Voting | |||||||||
9 | APPROVAL OF THE AGENDA | None | None | Non Voting | |||||||||
10 | DETERMINATION OF WHETHER THE MEETING WAS DULY CONVENED | None | None | Non Voting | |||||||||
11 | PRESENTATION OF THE ANNUAL REPORT AND AUDIT REPORT, AS WELL AS OF THE CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT REGARDING THE CONSOLIDATED ACCOUNTS | None | None | Non Voting | |||||||||
12 | RESOLUTION REGARDING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | For | None | 250000 | 0 | 0 | 0 | ||||||
13 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFITS OR LOSSES ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS AND THE CEO PROPOSE THAT NO DIVIDENDS BE PAID FOR THE 2020 FINANCIAL YEAR. IT IS PROPOSED THAT THE FUNDS AT THE DISPOSAL OF THE ANNUAL GENERAL MEETING, AMOUNTING TO SEK 345,694,904, BE CARRIED FORWARD IN A NEW ACCOUNT | For | None | 250000 | 0 | 0 | 0 | ||||||
14 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTOR AND THE CEO: ROLAND BENGTSSON, CHAIRMAN OF THE BOARD | For | None | 250000 | 0 | 0 | 0 | ||||||
15 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE CEO: JAN BENGTSSON, BOARD MEMBER | For | None | 250000 | 0 | 0 | 0 | ||||||
16 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE CEO: THOMAS EKLUND, BOARD MEMBER | For | None | 250000 | 0 | 0 | 0 | ||||||
17 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE CEO: NILS SELLBOM, BOARD MEMBER | For | None | 250000 | 0 | 0 | 0 | ||||||
18 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE CEO: TOMMY FORSELL, BOARD MEMBER | For | None | 250000 | 0 | 0 | 0 | ||||||
19 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE CEO: GISLI HENNERMARK, CEO | For | None | 250000 | 0 | 0 | 0 | ||||||
20 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS: THE NOMINATION COMMITTEE PROPOSES THAT THERE BE SIX ORDINARY BOARD MEMBERS WITH NO DEPUTIES | For | None | 250000 | 0 | 0 | 0 | ||||||
21 | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT A REGISTERED AUDITING COMPANY BE APPOINTED AS AUDITOR | For | None | 250000 | 0 | 0 | 0 | ||||||
22 | DETERMINATION OF FEES FOR THE BOARD OF DIRECTORS AND AUDITORS | For | None | 250000 | 0 | 0 | 0 | ||||||
23 | ELECTION OF THE BOARD OF DIRECTOR: ROLAND BENGTSSON | For | None | 250000 | 0 | 0 | 0 | ||||||
24 | ELECTION OF THE BOARD OF DIRECTOR: JAN BENGTSSON | For | None | 250000 | 0 | 0 | 0 | ||||||
25 | ELECTION OF THE BOARD OF DIRECTOR: THOMAS EKLUND | For | None | 250000 | 0 | 0 | 0 | ||||||
26 | ELECTION OF THE BOARD OF DIRECTOR: TOMMY FORSELL | For | None | 250000 | 0 | 0 | 0 | ||||||
27 | ELECTION OF THE BOARD OF DIRECTOR: HENRIK FALCONER | For | None | 250000 | 0 | 0 | 0 | ||||||
28 | ELECTION OF THE BOARD OF DIRECTOR: ELISABETH HANSSON | For | None | 250000 | 0 | 0 | 0 | ||||||
29 | ELECTION OF CHAIRMAN: ROLAND BENGTSSON | For | None | 250000 | 0 | 0 | 0 | ||||||
30 | ELECTION OF AUDITOR: KPMG AB | For | None | 250000 | 0 | 0 | 0 | ||||||
31 | RESOLUTION TO CHANGE THE ARTICLES OF ASSOCIATION: SECTION 5, SHARE CAPITAL, SECTION 11, ANNUAL GENERAL MEETING, SECTION 13, COLLECTION OF PROXIES AND POSTAL VOTES | For | None | 250000 | 0 | 0 | 0 | ||||||
32 | RESOLUTION TO AUTHORISE THE BOARD OF DIRECTORS TO RESOLVE ON NEW SHARE ISSUES | For | None | 250000 | 0 | 0 | 0 | ||||||
33 | RESOLUTION TO AUTHORISE THE BOARD OF DIRECTORS TO RESOLVE ON REPURCHASE OF OWN SHARES | For | None | 250000 | 0 | 0 | 0 | ||||||
MYNARIC AG | |||||||||||||
Security: | D5S4HM118 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 14-May-2021 | |||||||||||
ISIN | DE000A0JCY11 | Vote Deadline Date: | 06-May-2021 | ||||||||||
Agenda | 713839871 | Management | Total Ballot Shares: | 30000 | |||||||||
Last Vote Date: | 09-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | |||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | |||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 30000 | 0 | 0 | 0 | ||||||
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 30000 | 0 | 0 | 0 | ||||||
8 | ELECT STEVE GESKOS TO THE SUPERVISORY BOARD | For | None | 30000 | 0 | 0 | 0 | ||||||
9 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 30000 | 0 | 0 | 0 | ||||||
10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 30000 | 0 | 0 | 0 | ||||||
11 | APPROVE CREATION OF EUR 1.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 30000 | 0 | 0 | 0 | ||||||
12 | APPROVE RESTRICTED SHARE PLAN; APPROVE CREATION OF EUR 204,647 POOL OF CONDITIONAL CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 30000 | 0 | 0 | 0 | ||||||
13 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 457,501; APPROVE CREATION OF EUR 457,501 POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS; AMEND 2020 AUTHORIZATION | For | None | 30000 | 0 | 0 | 0 | ||||||
14 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 103,321 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 30000 | 0 | 0 | 0 | ||||||
15 | AMEND STOCK OPTION PLANS | For | None | 30000 | 0 | 0 | 0 | ||||||
MOMO.COM INC | |||||||||||||
Security: | Y265B6106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 18-May-2021 | |||||||||||
ISIN | TW0008454000 | Vote Deadline Date: | 10-May-2021 | ||||||||||
Agenda | 713937538 | Management | Total Ballot Shares: | 168000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | 2020 BUSINESS REPORT AND FINANCIAL STATEMENT. | For | None | 150000 | 0 | 0 | 0 | ||||||
2 | DISTRIBUTION OF EARNINGS FOR 2020. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | For | None | 150000 | 0 | 0 | 0 | ||||||
3 | NEW COMMON SHARE ISSUANCE THROUGH THE INCREASE OF CAPITAL BY CAPITALIZATION OF EARNINGS AND CAPITAL RESERVE. STOCK DIVIDENDS FROM EARNINGS FOR 2020 : FOR EVERY 1,000 SHARES, 200 SHARES SHALL BE DISTRIBUTED. NEW COMMON SHARE ISSUANCE THROUGH THE INCREASE OF CAPITAL RESERVE: FOR EVERY 1,000 SHARES, 100 SHARES SHALL BE DISTRIBUTED. | For | None | 150000 | 0 | 0 | 0 | ||||||
4 | AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION ARE SUBMITTED FOR REVIEW. | For | None | 150000 | 0 | 0 | 0 | ||||||
5 | TO RELEASE THE BOARD OF DIRECTORS C. F. LIN FROM NON COMPETITION RESTRICTIONS. | For | None | 150000 | 0 | 0 | 0 | ||||||
6 | TO RELEASE THE BOARD OF DIRECTORS JEFF KU FROM NON COMPETITION RESTRICTIONS. | For | None | 150000 | 0 | 0 | 0 | ||||||
7 | TO RELEASE THE BOARD OF DIRECTORS JAMIE LIN FROM NON COMPETITION RESTRICTIONS. | For | None | 150000 | 0 | 0 | 0 | ||||||
8 | TO RELEASE THE BOARD OF DIRECTORS MAO-HSIUNG, HUANG FROM NON COMPETITION RESTRICTIONS. | For | None | 150000 | 0 | 0 | 0 | ||||||
9 | TO RELEASE THE BOARD OF INDEPENDENT DIRECTORS HONG-SO, CHEN FROM NON COMPETITION RESTRICTIONS. | For | None | 150000 | 0 | 0 | 0 | ||||||
BASLER AG | |||||||||||||
Security: | D0629N106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 19-May-2021 | |||||||||||
ISIN | DE0005102008 | Vote Deadline Date: | 11-May-2021 | ||||||||||
Agenda | 713895944 | Management | Total Ballot Shares: | 84000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | |||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | |||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.58 PER SHARE | For | None | 80000 | 0 | 0 | 0 | ||||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 80000 | 0 | 0 | 0 | ||||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 80000 | 0 | 0 | 0 | ||||||
9 | RATIFY BDO AG WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 80000 | 0 | 0 | 0 | ||||||
10 | ELECT MIRJA STEINKAMP TO THE SUPERVISORY BOARD | For | None | 80000 | 0 | 0 | 0 | ||||||
11 | APPROVE REMUNERATION POLICY | For | None | 80000 | 0 | 0 | 0 | ||||||
12 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 80000 | 0 | 0 | 0 | ||||||
DFV DEUTSCHE FAMILIENVERSICHERUNG AG | |||||||||||||
Security: | D2553G107 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 19-May-2021 | |||||||||||
ISIN | DE000A2NBVD5 | Vote Deadline Date: | 11-May-2021 | ||||||||||
Agenda | 713932398 | Management | Total Ballot Shares: | 129140 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | |||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER STEFAN KNOLL FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER STEPHAN SCHINNENBURG FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MARCUS WOLLNY FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HANS-WERNER RHEIN FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ULRICH GAUSS FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GEORG GLATZEL FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUCA PESARINI FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HERBERT PFENNIG FOR FISCAL YEAR 2020 | For | None | 129140 | 0 | 0 | 0 | ||||||
14 | APPROVE REMUNERATION POLICY | For | None | 129140 | 0 | 0 | 0 | ||||||
15 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 129140 | 0 | 0 | 0 | ||||||
16 | APPROVE CREATION OF EUR 14.6 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 129140 | 0 | 0 | 0 | ||||||
17 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION; APPROVE CREATION OF EUR 14.6 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 129140 | 0 | 0 | 0 | ||||||
18 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 129140 | 0 | 0 | 0 | ||||||
19 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. | None | None | Non Voting | |||||||||
BALYO SA | |||||||||||||
Security: | F06579100 | Meeting Type: | MIX | ||||||||||
Ticker: | Meeting Date: | 20-May-2021 | |||||||||||
ISIN | FR0013258399 | Vote Deadline Date: | 13-May-2021 | ||||||||||
Agenda | 713909882 | Management | Total Ballot Shares: | 800000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |||||||||
2 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | |||||||||
3 | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY | None | None | Non Voting | |||||||||
USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | |||||||||||||
4 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | None | None | Non Voting | |||||||||
5 | 05 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202104142100912-45 AND https://www.journal- officiel.gouv.fr/balo/document/202105052101393-54 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
6 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON | For | None | 800000 | 0 | 0 | 0 | ||||||
DECEMBER 31ST 2020, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR (9,390,587.00). THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO NON- DEDUCTIBLE EXPENSES AND CHARGES HAVE BEEN RECORDED FOR SAID FINANCIAL YEAR | |||||||||||||
7 | CONSOLIDATED FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING LOSS AMOUNTING TO EUR (7,909,400.00) | For | None | 800000 | 0 | 0 | 0 | ||||||
8 | RESULTS APPROPRIATION: THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (9,390,587.00) AS A DEFICIT IN RETAINED EARNINGS, WHICH WILL SHOW A NEW BALANCE OF EUR (9,390,587.00). IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE SHAREHOLDERS' MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | For | None | 800000 | 0 | 0 | 0 | ||||||
9 | SETTLEMENT OF THE BALANCE OF LOSSES CARRIED FORWARD: THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO CLEAR THE LOSSES CARRIED FORWARD THROUGH A DEDUCTION FROM THE RETAINED EARNINGS ACCOUNT TO THE SHARE PREMIUM ACCOUNT. THE BALANCE OF THE RETAINED EARNINGS WILL BE BROUGHT FROM EUR (9,390,587.00) TO EUR 0.00. FOLLOWING THIS ALLOCATION, THE ISSUE PREMIUM ACCOUNT, WHICH AMOUNTED TO 15,167,014.00, WILL SHOW A NEW BALANCE OF EUR 5,776,427.00 | For | None | 800000 | 0 | 0 | 0 | ||||||
10 | APPROVAL OF REGULATED AGREEMENTS: THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | For | None | 800000 | 0 | 0 | 0 | ||||||
11 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF BPIFRANCE INVESTISSEMENT COMPANY AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
12 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF LINDE MATERIAL HANDLING COMPANY AS DIRECTOR FOR A 4- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
13 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS BENEDICTE HUOT DE LUZE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
14 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS CORINNE JOUANNY AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
15 | APPROVAL OF THE REPORTS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L.22- 10-9 I OF THE COMMERCIAL CODE | For | None | 800000 | 0 | 0 | 0 | ||||||
16 | APPROVAL OF THE ELEMENTS COMPOSING THE COMPENSATION: THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS DUE AND AWARDED TO MR PASCAL RIALLAND, AS CEO FOR THE 2020 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
17 | APPROVAL OF THE ELEMENTS COMPOSING THE COMPENSATION: THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS DUE AND AWARDED TO MR FABIEN BARDINET, AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | For | None | 800000 | 0 | 0 | 0 | ||||||
18 | APPROVAL OF THE COMPENSATION POLICY: THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CORPORATE OFFICERS | For | None | 800000 | 0 | 0 | 0 | ||||||
19 | AUTHORIZATION TO BUY BACK SHARES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 8.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 23,032,398.40. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE | For | None | 800000 | 0 | 0 | 0 | ||||||
FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 26TH 2020. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||||||||||
20 | CAPITAL INCREASE BY ISSUING SHARES WITHOUT PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE BOARD OF DIRECTORS HAS ALL POWERS TO INCREASE THE SHARE CAPITAL UP TO EUR 455,000.00, BY ISSUANCE, OF SHARES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY AND ANY OTHER SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES TO BE ISSUED. ISSUANCE OF PREFERENCE SHARES AND OF SECURITIES GIVING RIGHT TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM AMOUNT OF DEBT SECURITIES IS OF EUR 20,000,000.00. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE OF EUR 1,180,000.00 SET FORTH IN RESOLUTION 13 AND 12 OF THE SHAREHOLDERS' MEETING OF JUNE 26TH 2020 CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS FOR: INDUSTRIAL, COMMERCIAL COMPANIES FROM THE HANDLING, ROBOTICS, OR LOGISTICS SECTOR, INVESTMENT COMPANIES, FUND MANAGEMENT COMPANIES, COLLECTIVE SAVINGS FUNDS, INVESTMENT SERVICE PROVIDERS OR ANY OTHER INVESTOR INVESTING IN THOSE FIELDS. DURATION 18 MONTHS | For | None | 800000 | 0 | 0 | 0 | ||||||
21 | ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES IN THE COMPANY: THE SHAREHOLDERS' MEETING RESOLVES TO INCREASE THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 2 PER CENT OF THE SHARE CAPITAL BY THE ISSUANCE OF SHARE SUBSCRIPTION WARRANTS GIVING RIGHT TO SUBSCRIBE ORDINARY SHARES (BSA 2021). EACH SHARE | For | None | 800000 | 0 | 0 | 0 | ||||||
SUBSCRIPTION WARRANT WILL GIVE RIGHT TO SUBSCRIBE FOR 1 COMPANY'S ORDINARY SHARE. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 21 AND RESOLUTION 12 OF THE SHAREHOLDERS' MEETING OF JUNE 26TH 2020. THE SHAREHOLDERS' MEETING RESOLVES TO WAIVE THE PREFERENTIAL SUBSCRIPTION RIGHTS OF TO THE HOLDERS OF WARRANTS, TO BE CHOSEN AMONG NATURAL OR LEGAL PERSONS WHICH ARE COMMERCIAL OR FINANCIAL PARTNERS OF THE COMPANY AND CORPORATE OFFICERS OF THE COMPANY. THIS AUTHORIZATION IS GRANTED FOR AN 18-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||||||||||
22 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND RELATED COMPANIES, BY ISSUANCE OF SHARES OR OTHER EQUITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THE NOMINAL AMOUNT SHALL NOT EXCEED EUR 68,000.00. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 12 OF THE SHAREHOLDERS' MEETING OF JUNE 26TH 2020. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD | For | None | 800000 | 0 | 0 | 0 | ||||||
23 | POWERS TO ACCOMPLISH FORMALITIES: THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | For | None | 800000 | 0 | 0 | 0 | ||||||
24 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
FEVERTREE DRINKS PLC | |||||||||||||
Security: | G33929103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-May-2021 | |||||||||||
ISIN | GB00BRJ9BJ26 | Vote Deadline Date: | 14-May-2021 | ||||||||||
Agenda | 713956879 | Management | Total Ballot Shares: | 625000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 625000 | 0 | 0 | 0 | ||||||
2 | APPROVE REMUNERATION REPORT | For | None | 625000 | 0 | 0 | 0 | ||||||
3 | APPROVE FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND OF 10.27P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 PAYABLE ON 28 MAY 2021 TO SHAREHOLDERS WHO ARE ON THE REGISTER OF MEMBERS OF THE COMPANY ON 9 APRIL 2021 | For | None | 625000 | 0 | 0 | 0 | ||||||
4 | RE-ELECT WILLIAM RONALD AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
5 | RE-ELECT TIMOTHY WARRILLOW AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
6 | RE-ELECT ANDREW BRANCHFLOWER AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
7 | RE-ELECT COLINE MCCONVILLE AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
8 | RE-ELECT KEVIN HAVELOCK AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
9 | RE-ELECT JEFF POPKIN AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
10 | RE-ELECT DOMENIC DE LORENZO AS DIRECTOR | For | None | 625000 | 0 | 0 | 0 | ||||||
11 | REAPPOINT BDO LLP AS AUDITORS | For | None | 625000 | 0 | 0 | 0 | ||||||
12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 625000 | 0 | 0 | 0 | ||||||
13 | AUTHORISE ISSUE OF EQUITY | For | None | 625000 | 0 | 0 | 0 | ||||||
14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 625000 | 0 | 0 | 0 | ||||||
15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 625000 | 0 | 0 | 0 | ||||||
16 | AMEND LONG TERM INCENTIVE PLAN | For | None | 625000 | 0 | 0 | 0 | ||||||
GAMMA COMMUNICATIONS PLC | |||||||||||||
Security: | G371B3109 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-May-2021 | |||||||||||
ISIN | GB00BQS10J50 | Vote Deadline Date: | 14-May-2021 | ||||||||||
Agenda | 713857374 | Management | Total Ballot Shares: | 439193 | |||||||||
Last Vote Date: | 13-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 400000 | 0 | 0 | 0 | ||||||
2 | APPROVE FINAL DIVIDEND | For | None | 400000 | 0 | 0 | 0 | ||||||
3 | APPROVE REMUNERATION REPORT | For | None | 400000 | 0 | 0 | 0 | ||||||
4 | REAPPOINT DELOITTE LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 400000 | 0 | 0 | 0 | ||||||
5 | RE-ELECT RICHARD LAST AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
6 | RE-ELECT ANDREW TAYLOR AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
7 | RE-ELECT ANDREW BELSHAW AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
8 | ELECT CHARLOTTA GINMAN AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
9 | RE-ELECT MARTIN LEA AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
10 | RE-ELECT HENRIETTA MARSH AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
11 | RE-ELECT WU LONG PENG AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
12 | ELECT XAVIER ROBERT AS DIRECTOR | For | None | 400000 | 0 | 0 | 0 | ||||||
13 | APPROVE INCREASE IN LIMIT ON AGGREGATE FEES PAYABLE TO DIRECTORS | For | None | 400000 | 0 | 0 | 0 | ||||||
14 | AUTHORISE ISSUE OF EQUITY | For | None | 400000 | 0 | 0 | 0 | ||||||
15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 400000 | 0 | 0 | 0 | ||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 400000 | 0 | 0 | 0 | ||||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 400000 | 0 | 0 | 0 | ||||||
GENOVIS AB | |||||||||||||
Security: | W3928F229 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-May-2021 | |||||||||||
ISIN | SE0002485979 | Vote Deadline Date: | 10-May-2021 | ||||||||||
Agenda | 713910037 | Management | Total Ballot Shares: | 300000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | |||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
5 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | |||||||||
6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | |||||||||
7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | |||||||||
8 | APPROVE AGENDA OF MEETING | None | None | Non Voting | |||||||||
9 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | |||||||||
10 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | |||||||||
11 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 300000 | 0 | 0 | 0 | ||||||
12 | APPROVE ALLOCATION OF INCOME | For | None | 300000 | 0 | 0 | 0 | ||||||
13 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | For | None | 300000 | 0 | 0 | 0 | ||||||
14 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | For | None | 300000 | 0 | 0 | 0 | ||||||
15 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 300,000 FOR CHAIRMAN AND SEK 150,000 FOR OTHER DIRECTORS | For | None | 300000 | 0 | 0 | 0 | ||||||
16 | REELECT TORBEN JORGENSEN AS DIRECTOR | For | None | 300000 | 0 | 0 | 0 | ||||||
17 | REELECT MIKAEL LONN AS DIRECTOR | For | None | 300000 | 0 | 0 | 0 | ||||||
18 | REELECT LOTTA LJUNGQVIST AS DIRECTOR | For | None | 300000 | 0 | 0 | 0 | ||||||
19 | REELECT KENTH PETERSSON AS DIRECTOR | For | None | 300000 | 0 | 0 | 0 | ||||||
20 | ELECT STEVE JORDAN AS NEW DIRECTOR | For | None | 300000 | 0 | 0 | 0 | ||||||
21 | REELECT TORBEN JORGENSEN AS BOARD CHAIRMAN | For | None | 300000 | 0 | 0 | 0 | ||||||
22 | APPROVE REMUNERATION OF AUDITORS | For | None | 300000 | 0 | 0 | 0 | ||||||
23 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR | For | None | 300000 | 0 | 0 | 0 | ||||||
24 | APPROVE REMUNERATION REPORT | For | None | 300000 | 0 | 0 | 0 | ||||||
25 | AUTHORIZE REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | For | None | 300000 | 0 | 0 | 0 | ||||||
26 | APPROVE CREATION OF SEK 1.6 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 300000 | 0 | 0 | 0 | ||||||
27 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | For | None | 300000 | 0 | 0 | 0 | ||||||
28 | CLOSE MEETING | None | None | Non Voting | |||||||||
NITRO SOFTWARE LTD | |||||||||||||
Security: | Q68185109 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 20-May-2021 | |||||||||||
ISIN | AU0000067654 | Vote Deadline Date: | 14-May-2021 | ||||||||||
Agenda | 713935370 | Management | Total Ballot Shares: | 800000 | |||||||||
Last Vote Date: | 26-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 TO 8 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT | For | None | 800000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF MS. LISA RAY HENNESSY AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | ||||||
4 | RE-ELECTION OF MS. SARAH MORGAN AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF ISSUE OF PERFORMANCE SHARES TO MR. SAMUEL CHANDLER, CHIEF EXECUTIVE OFFICER | For | None | 800000 | 0 | 0 | 0 | ||||||
6 | APPROVAL OF ISSUE OF PERFORMANCE SHARES TO MS. GINA O'REILLY, CHIEF OPERATING OFFICER | For | None | 800000 | 0 | 0 | 0 | ||||||
7 | RATIFICATION OF ORDINARY SHARES ISSUED ON EXERCISE OF OPTIONS ISSUED UNDER THE EMPLOYEE EQUITY INCENTIVE PLAN | For | None | 800000 | 0 | 0 | 0 | ||||||
8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE EMPLOYEE EQUITY INCENTIVE PLAN | For | None | 800000 | 0 | 0 | 0 | ||||||
9 | AMENDMENT OF THE EXERCISE PRICE OF UNITED STATES DOLLAR DENOMINATED OPTIONS TO AUSTRALIAN DOLLAR DENOMINATED OPTIONS | For | None | 800000 | 0 | 0 | 0 | ||||||
VA-Q-TEC AG | |||||||||||||
Security: | D8T66F105 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 21-May-2021 | |||||||||||
ISIN | DE0006636681 | Vote Deadline Date: | 12-May-2021 | ||||||||||
Agenda | 713870079 | Management | Total Ballot Shares: | 506056 | |||||||||
Last Vote Date: | 13-Apr-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
3 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | |||||||||
4 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | |||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | |||||||||
6 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 506056 | 0 | 0 | 0 | ||||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 506056 | 0 | 0 | 0 | ||||||
10 | RATIFY ROEDL & PARTNER GMBH AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 506056 | 0 | 0 | 0 | ||||||
11 | ELECT BURKHARD WICHERT TO THE SUPERVISORY BOARD | For | None | 506056 | 0 | 0 | 0 | ||||||
12 | APPROVE REMUNERATION POLICY | For | None | 506056 | 0 | 0 | 0 | ||||||
13 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 506056 | 0 | 0 | 0 | ||||||
14 | AMEND CORPORATE PURPOSE | For | None | 506056 | 0 | 0 | 0 | ||||||
15 | 14 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | None | None | Non Voting | |||||||||
16 | 14 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
CREEMA LTD. | |||||||||||||
Security: | J7008F103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 27-May-2021 | |||||||||||
ISIN | JP3269770008 | Vote Deadline Date: | 19-May-2021 | ||||||||||
Agenda | 714135832 | Management | Total Ballot Shares: | 50000 | |||||||||
Last Vote Date: | 13-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Appoint a Director Marubayashi, Kotaro | For | None | 50000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Ohashi, Yuki | For | None | 50000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Karaki, Shintaro | For | None | 50000 | 0 | 0 | 0 | ||||||
4 | Appoint a Corporate Auditor Shibata, Chihiro | For | None | 50000 | 0 | 0 | 0 | ||||||
ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED | |||||||||||||
Security: | Q34521106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 28-May-2021 | |||||||||||
ISIN | AU000000EOS8 | Vote Deadline Date: | 24-May-2021 | ||||||||||
Agenda | 713999007 | Management | Total Ballot Shares: | 700000 | |||||||||
Last Vote Date: | 04-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | RE-ELECTION OF MR PETER LEAHY AC AS A DIRECTOR | For | None | 700000 | 0 | 0 | 0 | ||||||
2 | RE-ELECTION OF MS KATE LUNDY AS A DIRECTOR | For | None | 700000 | 0 | 0 | 0 | ||||||
3 | RE-ELECTION OF MR DAVID BLACK AS A DIRECTOR | For | None | 700000 | 0 | 0 | 0 | ||||||
4 | ADOPTION OF THE REMUNERATION REPORT | For | None | 700000 | 0 | 0 | 0 | ||||||
5 | APPROVAL OF THE ISSUE OF SHARES UNDER THE LOAN FUNDED SHARE PLAN TO MR DAVID BLACK | For | None | 700000 | 0 | 0 | 0 | ||||||
6 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5, 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
WINFARM SA | |||||||||||||
Security: | F4633A108 | Meeting Type: | MIX | ||||||||||
Ticker: | Meeting Date: | 31-May-2021 | |||||||||||
ISIN | FR0014000P11 | Vote Deadline Date: | 24-May-2021 | ||||||||||
Agenda | 713995504 | Management | Total Ballot Shares: | 17975 | |||||||||
Last Vote Date: | 04-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |||||||||
2 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | |||||||||
3 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | None | None | Non Voting | |||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
6 | 14 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202104262101177-50 AND https://www.journal- officiel.gouv.fr/balo/document/202105142101724-58 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
7 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 435,158.00. THE SHAREHOLDERS' MEETING APPROVES THE NON DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 17,315.00 AND THEIR CORRESPONDING TAX | For | None | 17975 | 0 | 0 | 0 | ||||||
8 | CONSOLIDATED FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS (GROUP SHARE) AMOUNTING TO EUR 491,000.00 | For | None | 17975 | 0 | 0 | 0 | ||||||
9 | RESULTS APPROPRIATION: THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 435,158.00 ALLOCATION: LEGAL RESERVE: EUR 21,758.00 OTHER RESERVES: EUR 413,400.00 AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: TO THE ASSOCIATES DETAINING ORDINARY SHARES: EUR 99,960.00 FOR FISCAL YEAR 2017 EUR 255,000.00 FOR FISCAL YEAR 2018 EUR 51,000.00 FOR FISCAL YEAR 2019 TO THE ASSOCIATES DETAINING ADP2013: EUR 0.00 FOR FISCAL YEAR 2017 EUR 438,136.00 FOR FISCAL YEARS 2018 AND 2019 | For | None | 17975 | 0 | 0 | 0 | ||||||
10 | SPECIAL AUDITORS' REPORT ON AGREEMENTS: THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225- 38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND TAKES NOTICE THAT NO NEW AGREEMENT AS REFERRED TO THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR | For | None | 17975 | 0 | 0 | 0 | ||||||
11 | AUTHORIZATION TO BUY BACK SHARES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 70.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 14,011,830.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION | For | None | 17975 | 0 | 0 | 0 | ||||||
GRANTED BY THE SHAREHOLDERS' MEETING OF THE 18TH OF SEPTEMBER 2020 IN ITS RESOLUTION NUMBER 34. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||||||||||
12 | ISSUANCE OF SHARES AND SECURITIES IN FAVOUR OF BENEFICIARIES: THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 600,000.00, BY ISSUANCE OF ORDINARY SHARES, AND OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, AND OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, NOTING THE SECURITIES TO BE ISSUED MAY GIVE ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND OR ANY PARENT COMPANY OR SUBSIDIARY OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF A MAXIMUM NUMBER OF 50 BENEFICIARIES AMONG LEGAL PERSONS OR NATURAL PERSONS WITH THE QUALITY OF QUALIFIED INVESTOR, INVESTING ON A REGULAR BASIS IN LISTED COMPANIES ENGAGING IN THE AGRICULTURAL SECTOR, FOR A MINIMAL INDIVIDUAL SUBSCRIPTION AMOUNT OF EUR 100,000.00 PER OPERATION. MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES: EUR 20,000,000.00. AUTHORIZATION GIVEN FOR 18 MONTHS. ALL POWERS TO THE BOARD OF DIRECTORS | For | None | 17975 | 0 | 0 | 0 | ||||||
13 | INCREASE OF THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS: THE SHAREHOLDERS' MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF ORDINARY SHARES OR | For | None | 17975 | 0 | 0 | 0 | ||||||
SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, WITHIN THE CONTEXT OF RESOLUTION 6, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUANCE AND WITHIN THE THRESHOLD LIMIT OF THE INITIAL ISSUANCE. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD | |||||||||||||
14 | ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES IN THE COMPANY: THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY THE ISSUANCE OF SHARES SUBSCRIPTION WARRANTS (BSA), NEW AND OR EXISTING SHARES SUBSCRIPTION AND OR PURCHASE WARRANTS (BSAANE), AND OR NEW AND OR EXISTING REDEEMABLE SHARES SUBSCRIPTION AND OR PURCHASE WARRANTS (BSAAR), PROVIDED THE WARRANTS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES EXCEEDING 10 PER CENT OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS TO BE OFFERED TO (I) THE MANAGING CORPORATE OFFICERS OR THE NON- MANAGING CORPORATE OFFICERS AND THE MANAGERIAL EMPLOYEES OF THE COMPANY OR FRENCH OR FOREIGN RELATED COMPANIES, (II) THE PROVIDERS OR CONSULTANTS HAVING SIGNED A CONTRACT WITH THE COMPANY OR A COMPANY OF THE GROUP. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | For | None | 17975 | 0 | 0 | 0 | ||||||
15 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF ONE OR SEVERAL COMPANY SAVINGS PLANS OR GROUP SAVINGS PLANS SET UP BY THE COMPANY AND OR THE FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 0.5 PER CENT OF THE SHARE CAPITAL. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | For | None | 17975 | 0 | 0 | 0 | ||||||
16 | AMENDMENT OF THE ARTICLES OF THE BYLAWS TO COMPLY WITH THE LEGAL AND REGULATORY PROVISIONS: THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS IN FORCE, PROVIDED THE RATIFICATION OF THESE AMENDMENTS BY THE NEXT EXTRAORDINARY SHAREHOLDERS' MEETING | For | None | 17975 | 0 | 0 | 0 | ||||||
17 | POWERS TO ACCOMPLISH FORMALITIES: THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | For | None | 17975 | 0 | 0 | 0 | ||||||
MAISONS DU MONDE SA | |||||||||||||
Security: | F59463103 | Meeting Type: | MIX | ||||||||||
Ticker: | Meeting Date: | 04-Jun-2021 | |||||||||||
ISIN | FR0013153541 | Vote Deadline Date: | 01-Jun-2021 | ||||||||||
Agenda | 714018707 | Management | Total Ballot Shares: | 500000 | |||||||||
Last Vote Date: | 04-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |||||||||
2 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | |||||||||
3 | 29 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, | None | None | Non Voting | |||||||||
YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | |||||||||||||
4 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | None | None | Non Voting | |||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
6 | 19 MAY 2021:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202104282101222-51 AND https://www.journal- officiel.gouv.fr/balo/document/202105192101930-60 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
7 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 | For | None | 500000 | 0 | 0 | 0 | ||||||
8 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 | For | None | 500000 | 0 | 0 | 0 | ||||||
9 | APPROPRIATION OF NET PROFIT FOR THE YEAR ENDED 31 DECEMBER 2020 | For | None | 500000 | 0 | 0 | 0 | ||||||
10 | SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | For | None | 500000 | 0 | 0 | 0 | ||||||
11 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | For | None | 500000 | 0 | 0 | 0 | ||||||
12 | APPROVAL OF THE COMPONENTS PAID DURING THE YEAR OR ALLOCATED IN RESPECT OF THE 2020 FISCAL YEAR TO SIR IAN CHESHIRE, CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL 10 MARCH 2020 | For | None | 500000 | 0 | 0 | 0 | ||||||
13 | APPROVAL OF THE COMPONENTS PAID DURING THE YEAR OR ALLOCATED IN RESPECT OF THE 2020 FISCAL YEAR TO PETER CHILD, CHAIRMAN OF THE BOARD OF DIRECTORS SINCE 10 MARCH 2020 | For | None | 500000 | 0 | 0 | 0 | ||||||
14 | APPROVAL OF THE COMPONENTS PAID DURING THE YEAR OR ALLOCATED IN RESPECT OF THE 2020 FISCAL YEAR TO JULIE WALBAUM, CHIEF EXECUTIVE OFFICER | For | None | 500000 | 0 | 0 | 0 | ||||||
15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | For | None | 500000 | 0 | 0 | 0 | ||||||
16 | APPROVAL OF THE TOTAL ANNUAL AMOUNT TO BE ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | For | None | 500000 | 0 | 0 | 0 | ||||||
17 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | For | None | 500000 | 0 | 0 | 0 | ||||||
18 | APPOINTMENT OF MS CECILE CLOAREC AS A NEW DIRECTOR | For | None | 500000 | 0 | 0 | 0 | ||||||
19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE BUYBACK OF ITS OWN SHARES | For | None | 500000 | 0 | 0 | 0 | ||||||
20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE BUYBACK OF ITS OWN SHARES | For | None | 500000 | 0 | 0 | 0 | ||||||
21 | AMENDMENT TO ARTICLE 16 OF THE BYLAWS - WRITTEN CONSULTATION OF THE BOARD OF DIRECTORS | For | None | 500000 | 0 | 0 | 0 | ||||||
22 | POWERS TO CARRY OUT FORMALITIES | For | None | 500000 | 0 | 0 | 0 | ||||||
ADVANCED MEDICAL SOLUTIONS GROUP PLC | |||||||||||||
Security: | G0098X103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 08-Jun-2021 | |||||||||||
ISIN | GB0004536594 | Vote Deadline Date: | 02-Jun-2021 | ||||||||||
Agenda | 714043964 | Management | Total Ballot Shares: | 2000000 | |||||||||
Last Vote Date: | 04-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE THE REPORT OF THE DIRECTORS AND THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 (TOGETHER WITH THE REPORT OF THE AUDITOR THEREON) | For | None | 2000000 | 0 | 0 | 0 | ||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | For | None | 2000000 | 0 | 0 | 0 | ||||||
3 | TO RE-APPOINT DELOITTE LLP AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2000000 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT PETER ALLEN AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT PENNY FREER AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
6 | TO ELECT GRAHAME COOK AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
7 | TO RE-ELECT CHRIS MEREDITH AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
8 | TO RE-ELECT EDDIE JOHNSON AS A DIRECTOR OF THE COMPANY | For | None | 2000000 | 0 | 0 | 0 | ||||||
9 | TO DECLARE A FINAL DIVIDEND OF 1.20P PER ORDINARY SHARE, PAYABLE ON 18 JUNE 2021 TO SHAREHOLDERS ON THE REGISTER AT CLOSE OF BUSINESS ON 28 MAY 2021 | For | None | 2000000 | 0 | 0 | 0 | ||||||
10 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 | For | None | 2000000 | 0 | 0 | 0 | ||||||
11 | TO DISAPPLY PRE-EMPTION RIGHTS PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 | For | None | 2000000 | 0 | 0 | 0 | ||||||
12 | TO AUTHORISE THE DIRECTORS TO PURCHASE ISSUED SHARES OF THE COMPANY UNDER SECTION 701 OF THE COMPANIES ACT 2006 | For | None | 2000000 | 0 | 0 | 0 | ||||||
MARLEY SPOON AG | |||||||||||||
Security: | D5S92J102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 11-Jun-2021 | |||||||||||
ISIN | AU0000013070 | Vote Deadline Date: | 03-Jun-2021 | ||||||||||
Agenda | 714051911 | Management | Total Ballot Shares: | 2700000 | |||||||||
Last Vote Date: | 09-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND VOTE ON THIS MEETING, THE REQUEST COULD BE REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND VOTE IN SHAREHOLDER MEETINGS SUBJECT TO CERTAIN CRITERIA OUTSIDE OF OUR CONTROL. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
2 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 14, 15, 16 AND 17 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||||
3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | For | None | 2700000 | 0 | 0 | 0 | ||||||
4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | For | None | 2700000 | 0 | 0 | 0 | ||||||
5 | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR FOR THE INDIVIDUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021, AS WELL AS FOR ANY REVIEW OF INTERIM FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORTS DURING THE FINANCIAL YEAR 2021: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, REGISTERED SEAT: STUTTGART, OFFICE: HAMBURG, GERMANY | For | None | 2700000 | 0 | 0 | 0 | ||||||
6 | RESOLUTION ON ELECTION TO THE SUPERVISORY BOARD: MS DEENA ROBYN SHIFF | For | None | 2700000 | 0 | 0 | 0 | ||||||
7 | RESOLUTION ON ELECTION TO THE SUPERVISORY BOARD: MR ROY PERTICUCCI | For | None | 2700000 | 0 | 0 | 0 | ||||||
8 | RESOLUTION ON ELECTION TO THE SUPERVISORY BOARD: MS KIM ELIZABETH WINIFRED ANDERSON | For | None | 2700000 | 0 | 0 | 0 | ||||||
9 | RESOLUTION ON ELECTION TO THE SUPERVISORY BOARD: MS ROBIN LOW | For | None | 2700000 | 0 | 0 | 0 | ||||||
10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | For | None | 2700000 | 0 | 0 | 0 | ||||||
11 | RESOLUTION ON THE AUTHORISATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT BOARD (VORSTAND) OF THE COMPANY AS WELL AS APPOINTED OFFICERS, DIRECTORS AND OTHER MEMBERS OF MANAGING CORPORATE BODIES OF THE COMPANY'S SUBSIDIARIES AND AFFILIATED COMPANIES IN GERMANY AND ABROAD AND OTHER MEMBERS OF THE SENIOR LEADERSHIP TEAM OR SENIOR MANAGERS OF THE COMPANY ("SHARE OPTION PROGRAM 2021") AND TO CREATE A CONDITIONAL CAPITAL 2021/I, AS WELL AS THE CORRESPONDING AMENDMENT OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
12 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORISED CAPITAL 2020/III AND THE CREATION OF AN AUTHORISED CAPITAL 2021/I, WITH THE AUTHORISATION OF THE MANAGEMENT BOARD TO EXCLUDE SUBSCRIPTION RIGHTS WITH THE CONSENT OF THE SUPERVISORY BOARD AS WELL AS THE CORRESPONDING AMENDMENT OF SECTION 3 PARA. 3 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
13 | RESOLUTION ON THE CREATION OF AN AUTHORIZED CAPITAL 2021/II UNDER EXCLUSION OF SUBSCRIPTION RIGHTS FOR THE PURPOSE OF SERVING "RESTRICTED STOCK UNITS" TO BE ISSUED TO SELECTED EXECUTIVES AND EMPLOYEES OF THE COMPANY AND OF AFFILIATED COMPANIES IN GERMANY AND ABROAD AS WELL AS TO FULL-TIME EMPLOYEE-EQUIVALENT PERSONS, IN PARTICULAR, PERSONS WORKING FOR THE COMPANY OR AFFILIATED COMPANIES IN GERMANY AND ABROAD UNDER SO-CALLED EMPLOYER OF RECORD CONTRACTS UNDER THE RESTRICTED STOCK UNIT PROGRAM 2021/I OF THE COMPANY AND ON THE RESPECTIVE AMENDMENT OF SECTION 3 PARA. 15 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
14 | RESOLUTION ON THE CREATION OF AN AUTHORIZED CAPITAL 2021/III UNDER THE EXCLUSION OF SUBSCRIPTION RIGHTS FOR THE PURPOSE OF SERVING "RESTRICTED STOCK UNITS" TO BE ISSUED TO SELECTED EXECUTIVES AND EMPLOYEES OF THE COMPANY AND OF AFFILIATED COMPANIES IN GERMANY AND ABROAD AS WELL AS FULL-TIME EMPLOYEE-EQUIVALENT PERSONS, IN PARTICULAR, PERSONS WORKING FOR THE COMPANY OR AFFILIATED COMPANIES IN GERMANY AND ABROAD UNDER SO-CALLED EMPLOYER OF RECORD CONTRACTS UNDER THE RESTRICTED STOCK UNIT PROGRAM 2021/II OF THE COMPANY AND ON THE RESPECTIVE AMENDMENT OF SECTION 3 PARA. 16 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
15 | RESOLUTION ON THE CANCELLATION OF THE EXISTING CONDITIONAL CAPITAL 2019/I AS WELL AS THE CORRESPONDING AMENDMENT OF SECTION 3 PARA. 6 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
16 | RESOLUTION ON THE CANCELLATION OF THE EXISTING CONDITIONAL CAPITAL 2019/II AS WELL AS THE CORRESPONDING AMENDMENT OF SECTION 3 PARA. 7 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
17 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORISED CAPITAL 2020/II AS WELL AS THE CORRESPONDING AMENDMENT OF SECTION 3 PARA. 11 OF THE CONSTITUTION | For | None | 2700000 | 0 | 0 | 0 | ||||||
18 | RESOLUTION TO APPROVE THE SHARE OPTION PROGRAM 2021 AND ISSUE OF SECURITIES UNDER THAT PROGRAM IN THE FUTURE | For | None | 2700000 | 0 | 0 | 0 | ||||||
19 | RESOLUTION ON THE GRANTING OF SHARE OPTIONS TO FABIAN SIEGEL UNDER THE 2020 SOP | For | None | 2700000 | 0 | 0 | 0 | ||||||
20 | RESOLUTION TO APPROVE THE RESTRICTED STOCK UNIT PROGRAM 2021 AND ISSUE OF SECURITIES UNDER THAT PROGRAM | For | None | 2700000 | 0 | 0 | 0 | ||||||
21 | RESOLUTION PURSUANT TO WHICH, FOR THE PURPOSES OF ASX LISTING RULE 7.4, AND FOR ALL OTHER ASX LISTING RULE PURPOSES, SHAREHOLDERS RATIFY THE ISSUE OF SHARES IN THE COMPANY AND CDIS | For | None | 2700000 | 0 | 0 | 0 | ||||||
ARCURE SA | |||||||||||||
Security: | F03719105 | Meeting Type: | MIX | ||||||||||
Ticker: | Meeting Date: | 16-Jun-2021 | |||||||||||
ISIN | FR0013398997 | Vote Deadline Date: | 09-Jun-2021 | ||||||||||
Agenda | 714130539 | Management | Total Ballot Shares: | 100000 | |||||||||
Last Vote Date: | 13-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |||||||||
2 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | |||||||||
3 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
4 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | None | None | Non Voting | |||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
6 | 31 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202105102101587-56 AND AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
7 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING. THE SHAREHOLDERS' MEETING APPROVES THE NONDEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 23,344 AND THEIR CORRESPONDING TAX | For | None | 100000 | 0 | 0 | 0 | ||||||
8 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING | For | None | 100000 | 0 | 0 | 0 | ||||||
9 | THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR 3,234,576.00 AS A DEFICIT IN RETAINED EARNINGS. FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR 4,809,216.00. IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE SHAREHOLDERS' MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | For | None | 100000 | 0 | 0 | 0 | ||||||
10 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE REPORT OF THE EXECUTIVE COMMITTEE AND THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLES L.225-86 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE CONCLUSIONS OF SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN AND NOT YET APPROVED BY THE SHAREHOLDERS' MEETING | For | None | 100000 | 0 | 0 | 0 | ||||||
11 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. KARINE MANSUY AS MEMBER OF THE SUPERVISORY BOARD FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | For | None | 100000 | 0 | 0 | 0 | ||||||
12 | THE SHAREHOLDERS' MEETING AUTHORISES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 21.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,000,000.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL. | For | None | 100000 | 0 | 0 | 0 | ||||||
THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 10 PERCENT OF THE SHARES COMPOSING ITS CAPITAL. THIS AUTHORISATION, GIVEN FOR 18 MONTHS, SUPERSEDES THE AUTHORISATION GIVEN BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR, 6. THE EXECUTIVE COMMITTEE SHOULD HAVE THE AGREEMENT OF THE SUPERVISORY BOARD BEFORE TO USE THIS AUTHORISATION. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE | |||||||||||||
13 | THE SHAREHOLDERS' MEETING AUTHORISES THE EXECUTIVE COMMITTEE, SUBJECT TO THE SUPERVISORY BOARD'S AGREEMENT, TO INCREASE THE CAPITAL UP TO EUR 330,000.00, BY ISSUANCE OF NEW SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS PARENT COMPANIES OR SUBSIDIARIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG INVESTMENT COMPANIES OR MUTUAL FUNDS HAVING INVESTED OVER THE LAST 24 MONTHS MORE THAN EUR 300,000 IN THE INTERNET OF THINGS OR DIGITAL SECTOR, INDUSTRIAL OR COMMERCIAL COMPANIES IN SAID SECTOR. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE AUTHORISED BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 13. MAXIMAL NOMINAL AMOUNT OF BONDS AND DEBT SECURITIES GIVING ACCESS TO THE CAPITAL: EUR 330,000.00, SHALL COUNT AGAINST THE OVERALL VALUE AUTHORISED BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 13. DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED THE AUTHORISATION GIVEN BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 10 | For | None | 100000 | 0 | 0 | 0 | ||||||
14 | THE SHAREHOLDERS' MEETING NOTES THAT THE COMPANY FULFILLS ALL THE REQUIRED CONDITIONS FOR THE ISSUE OF WARRANTS FOR SUBSCRIPTION TO BUSINESS CREATOR SHARES ('BSPCE') PROVIDED BY LAW AND AUTHORISES THE EXECUTIVE COMMITTEE, SUBJECT TO THE SUPERVISORY BOARD'S AGREEMENT, TO ISSUE FOR FREE A NUMBER OF BSPCE WHICH SHALL NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL, EACH GIVING RIGHT TO THE SUBSCRIPTION OF 1 COMPANY'S ORDINARY SHARE, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES AND EXECUTIVES SUBJECT TO THE EMPLOYEE TAX REGIME OF THE COMPANY AND ITS SUBSIDIARIES DEPENDING ON THE ALLOCATION DATE OF BSPCE. THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES SHALL NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL AND SHALL COUNT AGAINST THE OVERALL VALUE AUTHORISED BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 13. DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED THE AUTHORISATION GIVEN BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE | For | None | 100000 | 0 | 0 | 0 | ||||||
15 | THE SHAREHOLDERS' MEETING AUTHORISES THE EXECUTIVE COMMITTEE, SUBJECT TO THE SUPERVISORY BOARD'S AGREEMENT, TO ISSUE WARRANTS TO SUBSCRIBE FOR ORDINARY SHARES (BSA), EACH BSA GIVING RIGHT TO SUBSCRIBE FOR 1 SHARE OF A NOMINAL VALUE OF EUR 0.10. THE SHAREHOLDERS' MEETING RESOLVES TO WAIVE THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS IN FAVOUR OF MEMBERS AND CENSORS OF THE SUPERVISORY BOARD DEPENDING ON THE ALLOCATION DATE OF BSA WHO ARE NOT EMPLOYEES OR EXECUTIVES OF THE COMPANY OR ITS SUBSIDIARIES, OR PERSONS RELATED TO THE COMPANY OR ITS SUBSIDIARIES BY A SERVICE OR CONSULTANT CONTRACT. | For | None | 100000 | 0 | 0 | 0 | ||||||
MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES: 10 PERCENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE AUTHORISED BY THE MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 13. THIS DELEGATION, GIVEN FOR 18-MONTH PERIOD, SUPERSEDED THE AUTHORISATION GIVEN BY THE SHAREHOLDERS' MEETING OF JUNE 18TH 2020 IN RESOLUTION NR 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE | |||||||||||||
16 | THE SHAREHOLDERS' MEETING RESOLVES TO RESERVE TO THE COMPANY'S EMPLOYEES A CAPITAL INCREASE IN CASH. IN THE EVENT OF THE ADOPTION OF THIS RESOLUTION, THE SHAREHOLDERS' MEETING RESOLVES THAT THE EXECUTIVE COMMITTEE SHALL HAVE A MAXIMUM PERIOD OF 26 MONTH AS OF THIS DAY TO IMPLEMENT A COMPANY SAVINGS PLAN UNDER THE CONDITIONS PROVIDED FOR BY LAW, AUTHORISES THE EXECUTIVE COMMITTEE TO INCREASE, WITHIN A MAXIMUM PERIOD OF 26 MONTHS, THE SHARE CAPITAL BY A MAXIMUM AMOUNT OF 1 PERCENT OF THE SHARE CAPITAL, IN FAVOUR OF EMPLOYEES WHO ARE MEMBERS OF SAID COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, AND RESOLVES THAT EACH CAPITAL INCREASE WILL BE CARRIED OUT UP THE AMOUNT OF THE ACTUAL SHARES SUBSCRIBED INDIVIDUALLY BY THE EMPLOYEES OR THROUGH A MUTUAL FUND OR ANY ENTITIES ALLOWED UNDER THE APPLICABLE LEGAL OR REGULATORY PROVISIONS. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | For | None | 100000 | 0 | 0 | 0 | ||||||
17 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | For | None | 100000 | 0 | 0 | 0 | ||||||
PRONTOFORMS CORPORATION | |||||||||||||
Security: | 74345T105 | Meeting Type: | Annual | ||||||||||
Ticker: | PPRRF | Meeting Date: | 16-Jun-2021 | ||||||||||
ISIN | CA74345T1057 | Vote Deadline Date: | 11-Jun-2021 | ||||||||||
Agenda | 935436192 | Management | Total Ballot Shares: | 2998500 | |||||||||
Last Vote Date: | 19-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | None | ||||||||||
1 | Scott Berg | 2998500 | 0 | 0 | 0 | ||||||||
2 | Terence Matthews | 2998500 | 0 | 0 | 0 | ||||||||
3 | Edward Ogonek | 2998500 | 0 | 0 | 0 | ||||||||
4 | Alvaro Pombo | 2998500 | 0 | 0 | 0 | ||||||||
5 | Jon Shantz | 2998500 | 0 | 0 | 0 | ||||||||
6 | Bruce Joyce | 2998500 | 0 | 0 | 0 | ||||||||
7 | Philip Deck | 2998500 | 0 | 0 | 0 | ||||||||
8 | Michael Cristinziano | 2998500 | 0 | 0 | 0 | ||||||||
2 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | For | None | 2998500 | 0 | 0 | 0 | ||||||
3 | Ordinary resolution approving an amendment to the Corporation's stock option plan, increasing the reserve to 20,679,583. | For | None | 2998500 | 0 | 0 | 0 | ||||||
GK SOFTWARE SE | |||||||||||||
Security: | D2759R105 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Jun-2021 | |||||||||||
ISIN | DE0007571424 | Vote Deadline Date: | 09-Jun-2021 | ||||||||||
Agenda | 714274824 | Management | Total Ballot Shares: | 30000 | |||||||||
Last Vote Date: | 10-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 579562 DUE TO CHANGE IN VOTING STATUS FOR RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||||
2 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
3 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | |||||||||
SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | |||||||||||||
5 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
6 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | |||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
8 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | None | None | Non Voting | |||||||||
9 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 30000 | 0 | 0 | 0 | ||||||
10 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 30000 | 0 | 0 | 0 | ||||||
11 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 30000 | 0 | 0 | 0 | ||||||
12 | APPROVE CREATION OF EUR 1.1 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 30000 | 0 | 0 | 0 | ||||||
13 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 75,000 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 30000 | 0 | 0 | 0 | ||||||
14 | APPROVE REMUNERATION POLICY | For | None | 30000 | 0 | 0 | 0 | ||||||
15 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 30000 | 0 | 0 | 0 | ||||||
16 | ARTICLES RE: PROOF OF ENTITLEMENT | For | None | 30000 | 0 | 0 | 0 | ||||||
HOME24 SE | |||||||||||||
Security: | D3R2M2108 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 17-Jun-2021 | |||||||||||
ISIN | DE000A14KEB5 | Vote Deadline Date: | 09-Jun-2021 | ||||||||||
Agenda | 714132797 | Management | Total Ballot Shares: | 150000 | |||||||||
Last Vote Date: | 13-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | |||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 150000 | 0 | 0 | 0 | ||||||
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 150000 | 0 | 0 | 0 | ||||||
8 | ELECT LOTHAR LANZ TO THE SUPERVISORY BOARD | For | None | 150000 | 0 | 0 | 0 | ||||||
9 | ELECT VERENA MOHAUPT TO THE SUPERVISORY BOARD | For | None | 150000 | 0 | 0 | 0 | ||||||
10 | ELECT PHILIPP KREIBOHM TO THE SUPERVISORY BOARD | For | None | 150000 | 0 | 0 | 0 | ||||||
11 | ELECT NICHOLAS DENISSEN TO THE SUPERVISORY BOARD | For | None | 150000 | 0 | 0 | 0 | ||||||
12 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 150000 | 0 | 0 | 0 | ||||||
13 | APPROVE CREATION OF EUR 14.3 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 150000 | 0 | 0 | 0 | ||||||
14 | AMEND PERFORMANCE SHARE PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 2.7 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 150000 | 0 | 0 | 0 | ||||||
15 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 150000 | 0 | 0 | 0 | ||||||
16 | APPROVE REMUNERATION POLICY | For | None | 150000 | 0 | 0 | 0 | ||||||
17 | AMEND ARTICLES RE: ANNULMENT OF THE MANAGEMENT BOARD REMUNERATION CLAUSE | For | None | 150000 | 0 | 0 | 0 | ||||||
ATLED CORP. | |||||||||||||
Security: | J03478104 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 18-Jun-2021 | |||||||||||
ISIN | JP3160930008 | Vote Deadline Date: | 10-Jun-2021 | ||||||||||
Agenda | 714267413 | Management | Total Ballot Shares: | 53300 | |||||||||
Last Vote Date: | 10-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Appoint a Director Hayashi, Muneharu | For | None | 40000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Okamoto, Yasuhiro | For | None | 40000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Sato, Jun | For | None | 40000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Sakata, Juntaka | For | None | 40000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Usugami, Jiro | For | None | 40000 | 0 | 0 | 0 | ||||||
6 | Approve Issuance of Share Acquisition Rights as Stock Options | For | None | 40000 | 0 | 0 | 0 | ||||||
OISIX RA DAICHI INC. | |||||||||||||
Security: | J60236106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 22-Jun-2021 | |||||||||||
ISIN | JP3174190003 | Vote Deadline Date: | 20-Jun-2021 | ||||||||||
Agenda | 714257385 | Management | Total Ballot Shares: | 160000 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Please reference meeting materials. | None | None | Non Voting | |||||||||
2 | Amend Articles to: Adopt Efficacy of Appointment of Substitute Corporate Auditor, Approve Minor Revisions | For | None | 160000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Takashima, Kohei | For | None | 160000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Fujita, Kazuyoshi | For | None | 160000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Tsutsumi, Yusuke | For | None | 160000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Ozaki, Hiroyuki | For | None | 160000 | 0 | 0 | 0 | ||||||
7 | Appoint a Director Matsumoto, Kohei | For | None | 160000 | 0 | 0 | 0 | ||||||
8 | Appoint a Director Hanada, Mitsuyo | For | None | 160000 | 0 | 0 | 0 | ||||||
9 | Appoint a Director Tanaka, Hitoshi | For | None | 160000 | 0 | 0 | 0 | ||||||
10 | Appoint a Director Watabe, Junko | For | None | 160000 | 0 | 0 | 0 | ||||||
11 | Appoint a Director Sakurai, Wakako | For | None | 160000 | 0 | 0 | 0 | ||||||
12 | Appoint a Director Kowaki, Misato | For | None | 160000 | 0 | 0 | 0 | ||||||
13 | Appoint a Corporate Auditor Otobe, Chika | For | None | 160000 | 0 | 0 | 0 | ||||||
JAPAN ANIMAL REFERRAL MEDICAL CENTER CO.,LTD. | |||||||||||||
Security: | J2620P100 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 23-Jun-2021 | |||||||||||
ISIN | JP3740000009 | Vote Deadline Date: | 15-Jun-2021 | ||||||||||
Agenda | 714242221 | Management | Total Ballot Shares: | 70000 | |||||||||
Last Vote Date: | 10-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Appoint a Director who is not Audit and Supervisory Committee Member Hirao, Hidehiro | For | None | 70000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director who is not Audit and Supervisory Committee Member Matsunaga, Satoru | For | None | 70000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Ishikawa, Takayuki | For | None | 70000 | 0 | 0 | 0 | ||||||
AUTONOMOUS CONTROL SYSTEMS LABORATORY LTD. | |||||||||||||
Security: | J0353G107 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 24-Jun-2021 | |||||||||||
ISIN | JP3394900009 | Vote Deadline Date: | 16-Jun-2021 | ||||||||||
Agenda | 714272034 | Management | Total Ballot Shares: | 50000 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Amend Articles to: Change Official Company Name, Change Fiscal Year End | For | None | 50000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Washiya, Satoshi | For | None | 50000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Ota, Hiroaki | For | None | 50000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Hayakawa, Kensuke | For | None | 50000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Christopher Thomas Raabe | For | None | 50000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director Sugiyama, Masanori | For | None | 50000 | 0 | 0 | 0 | ||||||
KAONAVI,INC. | |||||||||||||
Security: | J30665103 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 24-Jun-2021 | |||||||||||
ISIN | JP3205900008 | Vote Deadline Date: | 16-Jun-2021 | ||||||||||
Agenda | 714252068 | Management | Total Ballot Shares: | 60000 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Appoint a Director Yanagihashi, Hiroki | For | None | 60000 | 0 | 0 | 0 | ||||||
2 | Appoint a Director Sato, Hiroyuki | For | None | 60000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director Hashimoto, Kimitaka | For | None | 60000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director Kobayashi, Suguru | For | None | 60000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director Sai, Masumi | For | None | 60000 | 0 | 0 | 0 | ||||||
TECHMATRIX CORPORATION | |||||||||||||
Security: | J82271107 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 25-Jun-2021 | |||||||||||
ISIN | JP3545130001 | Vote Deadline Date: | 23-Jun-2021 | ||||||||||
Agenda | 714295830 | Management | Total Ballot Shares: | 200000 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | Please reference meeting materials. | None | None | Non Voting | |||||||||
2 | Appoint a Director who is not Audit and Supervisory Committee Member Yuri, Takashi | For | None | 200000 | 0 | 0 | 0 | ||||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Yoda, Yoshihisa | For | None | 200000 | 0 | 0 | 0 | ||||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Yai, Takaharu | For | None | 200000 | 0 | 0 | 0 | ||||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Takeshi | For | None | 200000 | 0 | 0 | 0 | ||||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Yasutake, Hiroaki | For | None | 200000 | 0 | 0 | 0 | ||||||
7 | Appoint a Director who is not Audit and Supervisory Committee Member Kaifu, Michi | For | None | 200000 | 0 | 0 | 0 | ||||||
8 | Appoint a Director who is not Audit and Supervisory Committee Member Horie, Ari | For | None | 200000 | 0 | 0 | 0 | ||||||
9 | Appoint a Director who is Audit and Supervisory Committee Member Sasaki, Hideyuki | For | None | 200000 | 0 | 0 | 0 | ||||||
10 | Appoint a Director who is Audit and Supervisory Committee Member Takayama, Ken | For | None | 200000 | 0 | 0 | 0 | ||||||
11 | Appoint a Director who is Audit and Supervisory Committee Member Miura, Ryota | For | None | 200000 | 0 | 0 | 0 | ||||||
12 | Appoint a Director who is Audit and Supervisory Committee Member Sugihara, Akio | For | None | 200000 | 0 | 0 | 0 | ||||||
FLATEX AG | |||||||||||||
Security: | D3690M106 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 29-Jun-2021 | |||||||||||
ISIN | DE000FTG1111 | Vote Deadline Date: | 18-Jun-2021 | ||||||||||
Agenda | 714203104 | Management | Total Ballot Shares: | 48000 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | |||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||||
3 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | |||||||||
4 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | |||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | |||||||||
6 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | None | None | Non Voting | |||||||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | For | None | 40000 | 0 | 0 | 0 | ||||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | For | None | 40000 | 0 | 0 | 0 | ||||||
10 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2021 | For | None | 40000 | 0 | 0 | 0 | ||||||
11 | ELECT MARTIN KORBMACHER TO THE SUPERVISORY BOARD | For | None | 40000 | 0 | 0 | 0 | ||||||
12 | ELECT STEFAN MUELLER TO THE SUPERVISORY BOARD | For | None | 40000 | 0 | 0 | 0 | ||||||
13 | ELECT HERBERT SEULING TO THE SUPERVISORY BOARD | For | None | 40000 | 0 | 0 | 0 | ||||||
14 | APPROVE REMUNERATION POLICY | For | None | 40000 | 0 | 0 | 0 | ||||||
15 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 40000 | 0 | 0 | 0 | ||||||
16 | APPROVE CAPITALIZATION OF RESERVES AMEND AUTHORIZATIONS ON THE ISSUANCE OF WARRANTS/BONDS APPROVE CREATION OF EUR 43.6 MILLION POOL OF CAPITAL AND EUR 10.8 MILLION POOL OF CAPITAL 2020/II WITHOUT PRE-EMPTIVE RIGHTS | For | None | 40000 | 0 | 0 | 0 | ||||||
17 | AMEND ARTICLES RE: AGM LOCATION AND CONVOCATION PARTICIPATION AND VOTING RIGHTS | For | None | 40000 | 0 | 0 | 0 | ||||||
18 | 27 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | |||||||||
19 | 27 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||||
K-BRO LINEN INC. | |||||||||||||
Security: | 48243M107 | Meeting Type: | Annual | ||||||||||
Ticker: | KBRLF | Meeting Date: | 29-Jun-2021 | ||||||||||
ISIN | CA48243M1077 | Vote Deadline Date: | 24-Jun-2021 | ||||||||||
Agenda | 935441624 | Management | Total Ballot Shares: | 150000 | |||||||||
Last Vote Date: | 28-May-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | None | ||||||||||
1 | Matthew B. Hills | 150000 | 0 | 0 | 0 | ||||||||
2 | Steven E. Matyas | 150000 | 0 | 0 | 0 | ||||||||
3 | Linda J. McCurdy | 150000 | 0 | 0 | 0 | ||||||||
4 | Michael B. Percy | 150000 | 0 | 0 | 0 | ||||||||
5 | Elise Rees | 150000 | 0 | 0 | 0 | ||||||||
2 | To appoint PricewaterhouseCoopers LLP as independent auditors of the Corporation and authorize the board of directors of the Corporation to fix the auditors' remuneration. | For | None | 150000 | 0 | 0 | 0 | ||||||
YPSOMED HOLDING AG | |||||||||||||
Security: | H9725B102 | Meeting Type: | Annual General Meeting | ||||||||||
Ticker: | Meeting Date: | 30-Jun-2021 | |||||||||||
ISIN | CH0019396990 | Vote Deadline Date: | 24-Jun-2021 | ||||||||||
Agenda | 714241798 | Management | Total Ballot Shares: | 21833 | |||||||||
Last Vote Date: | 14-Jun-2021 | ||||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||
1 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | None | None | Non Voting | |||||||||
2 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | |||||||||
3 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020/21, ACKNOWLEDGEMENT OF THE REPORT OF THE AUDITORS | For | None | 21833 | 0 | 0 | 0 | ||||||
4 | APPROPRIATION OF THE RETAINED PROFIT 2020/21, ALLOCATION AND APPROPRIATION OF THE RESERVES FROM CAPITAL CONTRIBUTIONS | For | None | 21833 | 0 | 0 | 0 | ||||||
5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE OTHER MANAGEMENT BODIES 2020/21 | For | None | 21833 | 0 | 0 | 0 | ||||||
6 | BOARD OF DIRECTORS: FIXED COMPENSATION | For | None | 21833 | 0 | 0 | 0 | ||||||
7 | BOARD OF DIRECTORS: PERFORMANCE- RELATED COMPENSATION | For | None | 21833 | 0 | 0 | 0 | ||||||
8 | EXECUTIVE MANAGEMENT: FIXED COMPENSATION | For | None | 21833 | 0 | 0 | 0 | ||||||
9 | EXECUTIVE MANAGEMENT: PERFORMANCE- RELATED COMPENSATION | For | None | 21833 | 0 | 0 | 0 | ||||||
10 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS MEMBER OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
11 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
12 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
13 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
14 | ELECTION OF BETUEL SUSAMIS UNARAN AS MEMBER OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
15 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS CHAIRMAN OF THE BOARD | For | None | 21833 | 0 | 0 | 0 | ||||||
16 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 21833 | 0 | 0 | 0 | ||||||
17 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 21833 | 0 | 0 | 0 | ||||||
18 | RE-ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 21833 | 0 | 0 | 0 | ||||||
19 | ELECTION OF BETUEL SUSAMIS UNARAN AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 21833 | 0 | 0 | 0 | ||||||
20 | RE-ELECTION OF THE INDEPENDENT PROXY: DR. PETER STAEHLI, ATTORNEY AT-LAW AND NOTARY, BURGDORF | For | None | 21833 | 0 | 0 | 0 | ||||||
21 | ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS LTD, BERN | For | None | 21833 | 0 | 0 | 0 | ||||||
22 | AMENDMENT OF THE ARTICLES OF INCORPORATION: RESOLUTION ON AUTHORISED CAPITAL: NEW ARTICLE 3BIS OF THE ARTICLES OF ASSOCIATION | For | None | 21833 | 0 | 0 | 0 | ||||||
23 | AMENDMENT OF THE ARTICLES OF INCORPORATION: AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | For | None | 21833 | 0 | 0 | 0 |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPS Series Trust | |||
By: | /s/ Dawn Cotten | ||
Dawn Cotten | |||
President | |||
Date: | August 6, 2021 |