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ALPS Series Trust

Filed: 7 Dec 21, 1:02pm

Exhibit 99.906Cert

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR (the “Report”) for the period ended September 30, 2021 of ALPS Series Trust (the “Company”).

 

I, Dawn Cotten, the President and Principal Executive Officer of the Company, certify that:

 

(i)the Report fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

(ii)the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

By:/s/ Dawn Cotten 
 Dawn Cotten 
 President (Principal Executive Officer) 
   
Date: December 6, 2021 

 

 

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR (the “Report”) for the period ended September 30, 2021 of ALPS Series Trust (the “Company”).

 

I, Erich Rettinger, Treasurer and Principal Financial Officer of the Company, certify that:

 

(i)the Report fully complies with the requirements of Section 13(a) or Section 15(d), as applicable of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

(ii)the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

By:/s/ Erich Rettinger 
 Erich Rettinger 
 Treasurer (Principal Financial Officer) 
   
Date: December 6, 2021