UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22747
ALPS SERIES TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Nicholas Adams
ALPS Series Trust
1290 Broadway, Suite 1000
Denver, CO 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1 – Proxy Voting Record.
Beacon Accelerated Return Strategy Fund
Beacon Planned Return Strategy Fund
There is no proxy voting activity for the funds, as the funds did not hold any votable positions during the reporting period.
Brigade High Income Fund
There is no proxy voting activity for the fund, as the funds did not hold any votable positions during the reporting period.
Carret Kansas Tax-Exempt Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Clarkston Founders Fund
Clarkston Fund
Clarkston Partners Fund
Investment Company Report | |||||
Meeting Date Range: | 01-Jul-2022 - 30-Jun-2023 | Report Date: | 7/31/2023 | ||
Page 1 of 154 | |||||
Clarkston Founders Fund | |||||
AFFILIATED MANAGERS GROUP, INC. | |||||
Security: | 008252108 | Agenda Number: | 935824018 | ||
Ticker: | AMG | Meeting Type: | Annual | ||
ISIN: | US0082521081 | Meeting Date: | 5/25/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
3. | To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. | Mgmt | 1 Year | For | |
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
ALTICE USA, INC. | |||||
Security: | 02156K103 | Agenda Number: | 935854770 | ||
Ticker: | ATUS | Meeting Type: | Annual | ||
ISIN: | US02156K1034 | Meeting Date: | 6/14/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Alexandre Fonseca | Mgmt | For | For | |
1b. | Election of Director: Patrick Drahi | Mgmt | For | For | |
1c. | Election of Director: David Drahi | Mgmt | For | For | |
1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2023. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
ANHEUSER-BUSCH INBEV SA | |||||
Security: | 03524A108 | Agenda Number: | 935808115 | ||
Ticker: | BUD | Meeting Type: | Annual | ||
ISIN: | US03524A1088 | Meeting Date: | 4/26/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | Change to article 19.3 of the articles of association of the Company Proposed resolution: amending the composition rules ....(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2022. | Mgmt | For | For | |
6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2022. | Mgmt | For | For | |
7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2022. | Mgmt | For | For | |
8a. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8b. | Proposed resolution: acknowledging the resignation of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8c. | Proposed resolution: acknowledging the resignation of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8d. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8e. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8f. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8g. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8h. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8i. | Proposed resolution: acknowledging the end of the mandate of Mr. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
9. | Remuneration Report Proposed resolution: approving the remuneration report for the financial year 2022. The 2022 annual report containing the remuneration report is available on the Company's website as indicated in this notice. | Mgmt | For | For | |
10. | Filings Proposed resolution: without prejudice to other ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
Clarkston Founders Fund | |||||
AVANTOR, INC. | |||||
Security: | 05352A100 | Agenda Number: | 935794075 | ||
Ticker: | AVTR | Meeting Type: | Annual | ||
ISIN: | US05352A1007 | Meeting Date: | 5/11/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Juan Andres | Mgmt | For | For | |
1b. | Election of Director: John Carethers | Mgmt | For | For | |
1c. | Election of Director: Lan Kang | Mgmt | For | For | |
1d. | Election of Director: Joseph Massaro | Mgmt | For | For | |
1e. | Election of Director: Mala Murthy | Mgmt | For | For | |
1f. | Election of Director: Jonathan Peacock | Mgmt | For | For | |
1g. | Election of Director: Michael Severino | Mgmt | For | For | |
1h. | Election of Director: Christi Shaw | Mgmt | For | For | |
1i. | Election of Director: Michael Stubblefield | Mgmt | For | For | |
1j. | Election of Director: Gregory Summe | Mgmt | For | For | |
2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm for 2023. | Mgmt | For | For | |
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
BROWN & BROWN, INC. | |||||
Security: | 115236101 | Agenda Number: | 935783680 | ||
Ticker: | BRO | Meeting Type: | Annual | ||
ISIN: | US1152361010 | Meeting Date: | 5/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | J. Hyatt Brown | Mgmt | For | For | |
2 | J. Powell Brown | Mgmt | For | For | |
3 | Lawrence L. Gellerstedt | Mgmt | For | For | |
4 | James C. Hays | Mgmt | For | For | |
5 | Theodore J. Hoepner | Mgmt | For | For | |
6 | James S. Hunt | Mgmt | For | For | |
7 | Toni Jennings | Mgmt | For | For | |
8 | Timothy R.M. Main | Mgmt | For | For | |
9 | Jaymin B. Patel | Mgmt | For | For | |
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
11 | Wendell S. Reilly | Mgmt | For | For | |
12 | Chilton D. Varner | Mgmt | For | For | |
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
4. | To conduct an advisory vote on the desired frequency of holding an advisory vote on the compensation of named executive officers. | Mgmt | 1 Year | For | |
Clarkston Founders Fund | |||||
C.H. ROBINSON WORLDWIDE, INC. | |||||
Security: | 12541W209 | Agenda Number: | 935781573 | ||
Ticker: | CHRW | Meeting Type: | Annual | ||
ISIN: | US12541W2098 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
1e. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
1f. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
1g. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
1h. | Election of Director: Henry J. Maier | Mgmt | For | For | |
1i. | Election of Director: James B. Stake | Mgmt | For | For | |
1j. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
1k. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
3. | To hold an advisory vote on the frequency of future advisory votes on the compensation of named executive officers. | Mgmt | 1 Year | For | |
4. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
CLARIVATE PLC | |||||
Security: | G21810109 | Agenda Number: | 935785064 | ||
Ticker: | CLVT | Meeting Type: | Annual | ||
ISIN: | JE00BJJN4441 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Andrew Snyder | Mgmt | For | For | |
1b. | Election of Director: Jonathan Gear | Mgmt | For | For | |
1c. | Election of Director: Valeria Alberola | Mgmt | For | For | |
1d. | Election of Director: Michael Angelakis | Mgmt | For | For | |
1e. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
1f. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
1g. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
1h. | Election of Director: Anthony Munk | Mgmt | For | For | |
1i. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
1j. | Election of Director: Saurabh Saha | Mgmt | For | For | |
1k. | Election of Director: Wendell Pritchett | Mgmt | For | For | |
2. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
FEDEX CORPORATION | |||||
Security: | 31428X106 | Agenda Number: | 935696306 | ||
Ticker: | FDX | Meeting Type: | Annual | ||
ISIN: | US31428X1063 | Meeting Date: | 9/19/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |
1b. | Election of Director: STEPHEN E. GORMAN | Mgmt | For | For | |
1c. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |
1d. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |
1e. | Election of Director: AMY B. LANE | Mgmt | For | For | |
1f. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |
1g. | Election of Director: NANCY A. NORTON | Mgmt | For | For | |
1h. | Election of Director: FREDERICK P. PERPALL | Mgmt | For | For | |
1i. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |
1j. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |
1k. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |
1l. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |
1m. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |
1n. | Election of Director: V. JAMES VENA | Mgmt | For | For | |
1o. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2023. | Mgmt | For | For | |
4. | Approval of amendment to the FedEx Corporation 2019 Omnibus Stock Incentive Plan to increase the number of authorized shares. | Mgmt | For | For | |
5. | Stockholder proposal regarding independent board chairman. | Shr | Against | For | |
6. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Shr | Against | For | |
7. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | Against | For | |
8. | Stockholder proposal regarding assessing inclusion in the workplace. | Shr | Against | For | |
9. | Proposal not applicable | Shr | Against | ||
Clarkston Founders Fund | |||||
FRANKLIN RESOURCES, INC. | |||||
Security: | 354613101 | Agenda Number: | 935750491 | ||
Ticker: | BEN | Meeting Type: | Annual | ||
ISIN: | US3546131018 | Meeting Date: | 2/7/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Mgmt | For | For | |
1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Mgmt | For | For | |
1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Mgmt | For | For | |
1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Mgmt | For | For | |
1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Mgmt | For | For | |
1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Mgmt | For | For | |
1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Mgmt | For | For | |
1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Mgmt | For | For | |
1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Mgmt | For | For | |
1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Mgmt | For | For | |
1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. | Mgmt | 3 Years | For | |
Clarkston Founders Fund | |||||
GFL ENVIRONMENTAL INC. | |||||
Security: | 36168Q104 | Agenda Number: | 935830314 | ||
Ticker: | GFL | Meeting Type: | Annual and Special | ||
ISIN: | CA36168Q1046 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1 | DIRECTOR | ||||
1 | Patrick Dovigi | Mgmt | For | For | |
2 | Dino Chiesa | Mgmt | For | For | |
3 | Violet Konkle | Mgmt | For | For | |
4 | Arun Nayar | Mgmt | For | For | |
5 | Paolo Notarnicola | Mgmt | For | For | |
6 | Ven Poole | Mgmt | For | For | |
7 | Blake Sumler | Mgmt | For | For | |
8 | Raymond Svider | Mgmt | For | For | |
9 | Jessica McDonald | Mgmt | For | For | |
10 | Sandra Levy | Mgmt | For | For | |
2 | Appointment of KPMG LLP as Auditor of the Company until the next Annual General Meeting and authorizing the Directors to fix their remuneration. | Mgmt | For | For | |
3 | Approval of resolution on the renewal of GFL Environmental Inc.'s Omnibus Long-Term Incentive Plan and the approval of unallocated options, rights or other entitlements thereunder. | Mgmt | For | For | |
4 | Approval of resolution on the renewal of GFL Environmental Inc.'s DSU Plan, the approval of unallocated deferred share units thereunder, and the ratification of the deferred share units awarded thereunder since its expiry on March 5, 2023. | Mgmt | For | For | |
5 | Approval of advisory non-binding resolution on the Company's approach to executive compensation. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
LPL FINANCIAL HOLDINGS INC. | |||||
Security: | 50212V100 | Agenda Number: | 935794051 | ||
Ticker: | LPLA | Meeting Type: | Annual | ||
ISIN: | US50212V1008 | Meeting Date: | 5/11/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
1b. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
1c. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
1d. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
1e. | Election of Director: Albert J. Ko | Mgmt | For | For | |
1f. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
1g. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
1h. | Election of Director: James S. Putnam | Mgmt | For | For | |
1i. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
1j. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
4. | Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company's named executive officers. | Mgmt | 1 Year | For | |
Clarkston Founders Fund | |||||
MOLSON COORS BEVERAGE COMPANY | |||||
Security: | 60871R209 | Agenda Number: | 935812405 | ||
Ticker: | TAP | Meeting Type: | Annual | ||
ISIN: | US60871R2094 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Roger G. Eaton | Mgmt | For | For | |
2 | Charles M. Herington | Mgmt | For | For | |
3 | H. Sanford Riley | Mgmt | For | For | |
2. | To approve, in a non-binding advisory vote, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L108 | Agenda Number: | 935689642 | ||
Ticker: | NLSN | Meeting Type: | Special | ||
ISIN: | GB00BWFY5505 | Meeting Date: | 9/1/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen's articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event. | Mgmt | For | For | |
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen's named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L111 | Agenda Number: | 935689654 | ||
Ticker: | Meeting Type: | Special | |||
ISIN: | Meeting Date: | 9/1/2022 | |||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme). | Mgmt | For | For | |
Clarkston Founders Fund | |||||
POST HOLDINGS, INC. | |||||
Security: | 737446104 | Agenda Number: | 935742711 | ||
Ticker: | POST | Meeting Type: | Annual | ||
ISIN: | US7374461041 | Meeting Date: | 1/26/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1.1 | Election of Director: Dorothy M. Burwell | Mgmt | For | For | |
1.2 | Election of Director: Robert E. Grote | Mgmt | For | For | |
1.3 | Election of Director: David W. Kemper | Mgmt | For | For | |
1.4 | Election of Director: Robert V. Vitale | Mgmt | For | For | |
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |
Clarkston Founders Fund | |||||
STERICYCLE, INC. | |||||
Security: | 858912108 | Agenda Number: | 935808468 | ||
Ticker: | SRCL | Meeting Type: | Annual | ||
ISIN: | US8589121081 | Meeting Date: | 5/16/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Robert S. Murley | Mgmt | For | For | |
1b. | Election of Director: Cindy J. Miller | Mgmt | For | For | |
1c. | Election of Director: Brian P. Anderson | Mgmt | For | For | |
1d. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |
1e. | Election of Director: Thomas F. Chen | Mgmt | For | For | |
1f. | Election of Director: Victoria L. Dolan | Mgmt | For | For | |
1g. | Election of Director: Naren K. Gursahaney | Mgmt | For | For | |
1h. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |
1i. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |
1j. | Election of Director: James L. Welch | Mgmt | For | For | |
2. | Advisory vote to approve executive compensation ("say-on-pay vote"). | Mgmt | For | For | |
3. | Advisory vote on the frequency of the say-on- pay vote. | Mgmt | 1 Year | For | |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Mgmt | For | For | |
5. | Stockholder proposal entitled Improve Political Spending Disclosure. | Shr | Against | For | |
6. | Stockholder proposal regarding a policy on accelerated vesting of equity awards in the event of a change in control. | Shr | Against | For | |
Clarkston Founders Fund | |||||
SYSCO CORPORATION | |||||
Security: | 871829107 | Agenda Number: | 935717427 | ||
Ticker: | SYY | Meeting Type: | Annual | ||
ISIN: | US8718291078 | Meeting Date: | 11/18/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
1b. | Election of Director: Ali Dibadj | Mgmt | For | For | |
1c. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
1d. | Election of Director: Jill M. Golder | Mgmt | For | For | |
1e. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
1f. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
1g. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
1h. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
1i. | Election of Director: Alison Kenney Paul | Mgmt | For | For | |
1j. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
1k. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. | Mgmt | For | For | |
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. | Mgmt | For | For | |
4. | To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit. | Shr | For | Against | |
5. | To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. | Shr | Against | For | |
6. | To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. | Shr | For | ||
Clarkston Founders Fund | |||||
THE CHARLES SCHWAB CORPORATION | |||||
Security: | 808513105 | Agenda Number: | 935809523 | ||
Ticker: | SCHW | Meeting Type: | Annual | ||
ISIN: | US8085131055 | Meeting Date: | 5/18/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of director: Marianne C. Brown | Mgmt | For | For | |
1b. | Election of director: Frank C. Herringer | Mgmt | For | For | |
1c. | Election of director: Gerri K. Martin-Flickinger | Mgmt | For | For | |
1d. | Election of director: Todd M. Ricketts | Mgmt | For | For | |
1e. | Election of director: Carolyn Schwab- Pomerantz | Mgmt | For | For | |
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Mgmt | For | For | |
3. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | |
4. | Frequency of advisory vote on named executive officer compensation | Mgmt | 1 Year | For | |
5. | Stockholder Proposal requesting pay equity disclosure | Shr | Against | For | |
6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shr | Against | For | |
Clarkston Founders Fund | |||||
US FOODS HOLDING CORP. | |||||
Security: | 912008109 | Agenda Number: | 935797350 | ||
Ticker: | USFD | Meeting Type: | Annual | ||
ISIN: | US9120081099 | Meeting Date: | 5/18/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Cheryl A. Bachelder | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Robert M. Dutkowsky | Mgmt | For | For | |
1d. | Election of Director: Scott D. Ferguson | Mgmt | For | For | |
1e. | Election of Director: David E. Flitman | Mgmt | For | For | |
1f. | Election of Director: Marla Gottschalk | Mgmt | For | For | |
1g. | Election of Director: Sunil Gupta | Mgmt | For | For | |
1h. | Election of Director: Carl Andrew Pforzheimer | Mgmt | For | For | |
1i. | Election of Director: Quentin Roach | Mgmt | For | For | |
1j. | Election of Director: David M. Tehle | Mgmt | For | For | |
1k. | Election of Director: David A. Toy | Mgmt | For | For | |
1l. | Election of Director: Ann E. Ziegler | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement | Mgmt | For | For | |
3. | To recommend, on an advisory basis, the frequency of future advisory votes on executive compensation | Mgmt | 1 Year | For | |
4. | To approve an amendment to our Restated Certificate of Incorporation to add a federal forum selection provision | Mgmt | For | For | |
5. | To approve an amendment to our Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation and to remove obsolete provisions | Mgmt | For | For | |
6. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Mgmt | For | For | |
7. | A stockholder proposal on a policy regarding limitations on accelerated vesting of performance-based share awards of senior executive officers upon a change in control, if properly presented at the Annual Meeting | Shr | Against | For | |
Clarkston Founders Fund | |||||
WARNER BROS. DISCOVERY, INC. | |||||
Security: | 934423104 | Agenda Number: | 935792451 | ||
Ticker: | WBD | Meeting Type: | Annual | ||
ISIN: | US9344231041 | Meeting Date: | 5/8/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Li Haslett Chen | Mgmt | For | For | |
2 | Kenneth W. Lowe | Mgmt | For | For | |
3 | Paula A. Price | Mgmt | For | For | |
4 | David M. Zaslav | Mgmt | For | For | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote. | Mgmt | For | For | |
4. | To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Mgmt | 1 Year | For | |
5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shr | Against | For | |
6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shr | Against | For | |
Clarkston Founders Fund | |||||
WILLIS TOWERS WATSON PLC | |||||
Security: | G96629103 | Agenda Number: | 935795623 | ||
Ticker: | WTW | Meeting Type: | Annual | ||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
1c. | Election of Director: Stephen Chipman | Mgmt | For | For | |
1d. | Election of Director: Michael Hammond | Mgmt | For | For | |
1e. | Election of Director: Carl Hess | Mgmt | For | For | |
1f. | Election of Director: Jacqueline Hunt | Mgmt | For | For | |
1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
1j. | Election of Director: Fredric Tomczyk | Mgmt | For | For | |
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
4. | Approve, on an advisory basis, the frequency of the advisory vote on named executive officer compensation. | Mgmt | 1 Year | For | |
5. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
6. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |
Clarkston Fund | |||||
AFFILIATED MANAGERS GROUP, INC. | |||||
Security: | 008252108 | Agenda Number: | 935824018 | ||
Ticker: | AMG | Meeting Type: | Annual | ||
ISIN: | US0082521081 | Meeting Date: | 5/25/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
3. | To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. | Mgmt | 1 Year | For | |
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
Clarkston Fund | |||||
ALTICE USA, INC. | |||||
Security: | 02156K103 | Agenda Number: | 935854770 | ||
Ticker: | ATUS | Meeting Type: | Annual | ||
ISIN: | US02156K1034 | Meeting Date: | 6/14/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Alexandre Fonseca | Mgmt | For | For | |
1b. | Election of Director: Patrick Drahi | Mgmt | For | For | |
1c. | Election of Director: David Drahi | Mgmt | For | For | |
1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2023. | Mgmt | For | For | |
Clarkston Fund | |||||
AMERICAN EXPRESS COMPANY �� | |||||
Security: | 025816109 | Agenda Number: | 935784808 | ||
Ticker: | AXP | Meeting Type: | Annual | ||
ISIN: | US0258161092 | Meeting Date: | 5/2/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director for a term of one year: Thomas J. Baltimore | Mgmt | For | For | |
1b. | Election of Director for a term of one year: John J. Brennan | Mgmt | For | For | |
1c. | Election of Director for a term of one year: Peter Chernin | Mgmt | For | For | |
1d. | Election of Director for a term of one year: Walter J. Clayton III | Mgmt | For | For | |
1e. | Election of Director for a term of one year: Ralph de la Vega | Mgmt | For | For | |
1f. | Election of Director for a term of one year: Theodore J. Leonsis | Mgmt | For | For | |
1g. | Election of Director for a term of one year: Deborah P. Majoras | Mgmt | For | For | |
1h. | Election of Director for a term of one year: Karen L. Parkhill | Mgmt | For | For | |
1i. | Election of Director for a term of one year: Charles E. Phillips | Mgmt | For | For | |
1j. | Election of Director for a term of one year: Lynn A. Pike | Mgmt | For | For | |
1k. | Election of Director for a term of one year: Stephen J. Squeri | Mgmt | For | For | |
1l. | Election of Director for a term of one year: Daniel L. Vasella | Mgmt | For | For | |
1m. | Election of Director for a term of one year: Lisa W. Wardell | Mgmt | For | For | |
1n. | Election of Director for a term of one year: Christopher D. Young | Mgmt | For | For | |
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Mgmt | For | For | |
3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | |
4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Mgmt | 1 Year | For | |
5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shr | For | Against | |
6. | Shareholder proposal relating to abortion & consumer data privacy. | Shr | Against | For | |
Clarkston Fund | |||||
ANHEUSER-BUSCH INBEV SA | |||||
Security: | 03524A108 | Agenda Number: | 935808115 | ||
Ticker: | BUD | Meeting Type: | Annual | ||
ISIN: | US03524A1088 | Meeting Date: | 4/26/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | Change to article 19.3 of the articles of association of the Company Proposed resolution: amending the composition rules ....(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2022. | Mgmt | For | For | |
6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2022. | Mgmt | For | For | |
7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2022. | Mgmt | For | For | |
8a. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8b. | Proposed resolution: acknowledging the resignation of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8c. | Proposed resolution: acknowledging the resignation of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8d. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8e. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8f. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8g. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8h. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
8i. | Proposed resolution: acknowledging the end of the mandate of Mr. ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
9. | Remuneration Report Proposed resolution: approving the remuneration report for the financial year 2022. The 2022 annual report containing the remuneration report is available on the Company's website as indicated in this notice. | Mgmt | For | For | |
10. | Filings Proposed resolution: without prejudice to other ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
Clarkston Fund | |||||
AVANTOR, INC. | |||||
Security: | 05352A100 | Agenda Number: | 935794075 | ||
Ticker: | AVTR | Meeting Type: | Annual | ||
ISIN: | US05352A1007 | Meeting Date: | 5/11/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Juan Andres | Mgmt | For | For | |
1b. | Election of Director: John Carethers | Mgmt | For | For | |
1c. | Election of Director: Lan Kang | Mgmt | For | For | |
1d. | Election of Director: Joseph Massaro | Mgmt | For | For | |
1e. | Election of Director: Mala Murthy | Mgmt | For | For | |
1f. | Election of Director: Jonathan Peacock | Mgmt | For | For | |
1g. | Election of Director: Michael Severino | Mgmt | For | For | |
1h. | Election of Director: Christi Shaw | Mgmt | For | For | |
1i. | Election of Director: Michael Stubblefield | Mgmt | For | For | |
1j. | Election of Director: Gregory Summe | Mgmt | For | For | |
2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm for 2023. | Mgmt | For | For | |
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Mgmt | For | For | |
Clarkston Fund | |||||
BROWN & BROWN, INC. | |||||
Security: | 115236101 | Agenda Number: | 935783680 | ||
Ticker: | BRO | Meeting Type: | Annual | ||
ISIN: | US1152361010 | Meeting Date: | 5/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | J. Hyatt Brown | Mgmt | For | For | |
2 | J. Powell Brown | Mgmt | For | For | |
3 | Lawrence L. Gellerstedt | Mgmt | For | For | |
4 | James C. Hays | Mgmt | For | For | |
5 | Theodore J. Hoepner | Mgmt | For | For | |
6 | James S. Hunt | Mgmt | For | For | |
7 | Toni Jennings | Mgmt | For | For | |
8 | Timothy R.M. Main | Mgmt | For | For | |
9 | Jaymin B. Patel | Mgmt | For | For | |
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
11 | Wendell S. Reilly | Mgmt | For | For | |
12 | Chilton D. Varner | Mgmt | For | For | |
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
4. | To conduct an advisory vote on the desired frequency of holding an advisory vote on the compensation of named executive officers. | Mgmt | 1 Year | For | |
Clarkston Fund | |||||
C.H. ROBINSON WORLDWIDE, INC. | |||||
Security: | 12541W209 | Agenda Number: | 935781573 | ||
Ticker: | CHRW | Meeting Type: | Annual | ||
ISIN: | US12541W2098 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
1e. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
1f. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
1g. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
1h. | Election of Director: Henry J. Maier | Mgmt | For | For | |
1i. | Election of Director: James B. Stake | Mgmt | For | For | |
1j. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
1k. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
3. | To hold an advisory vote on the frequency of future advisory votes on the compensation of named executive officers. | Mgmt | 1 Year | For | |
4. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
Clarkston Fund | |||||
CAPITAL ONE FINANCIAL CORPORATION | |||||
Security: | 14040H105 | Agenda Number: | 935786155 | ||
Ticker: | COF | Meeting Type: | Annual | ||
ISIN: | US14040H1059 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Richard D. Fairbank | Mgmt | For | For | |
1b. | Election of Director: Ime Archibong | Mgmt | For | For | |
1c. | Election of Director: Christine Detrick | Mgmt | For | For | |
1d. | Election of Director: Ann Fritz Hackett | Mgmt | For | For | |
1e. | Election of Director: Peter Thomas Killalea | Mgmt | For | For | |
1f. | Election of Director: Cornelis "Eli" Leenaars | Mgmt | For | For | |
1g. | Election of Director: François Locoh-Donou | Mgmt | For | For | |
1h. | Election of Director: Peter E. Raskind | Mgmt | For | For | |
1i | Election of Director: Eileen Serra | Mgmt | For | For | |
1j. | Election of Director: Mayo A. Shattuck III | Mgmt | For | For | |
1k. | Election of Director: Bradford H. Warner | Mgmt | For | For | |
1l. | Election of Director: Craig Anthony Williams | Mgmt | For | For | |
2. | Approval of amendments to Capital One Financial Corporation's Restated Certificate of Incorporation to remove remaining supermajority voting requirements and references to Signet Banking Corporation. | Mgmt | For | For | |
3. | Advisory vote on frequency of holding an advisory vote to approve our Named Executive Officer compensation ("Say When On Pay"). | Mgmt | 1 Year | For | |
4. | Advisory vote on our Named Executive Officer compensation ("Say on Pay"). | Mgmt | For | For | |
5. | Approval and adoption of the Capital One Financial Corporation Seventh Amended and Restated 2004 Stock Incentive Plan. | Mgmt | For | For | |
6. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2023. | Mgmt | For | For | |
7. | Stockholder proposal requesting a simple majority vote. | Shr | Against | For | |
8. | Stockholder proposal requesting a report on Board oversight of risks related to discrimination. | Shr | Against | For | |
9. | Stockholder proposal requesting a Board skills and diversity matrix. | Shr | Against | For | |
Clarkston Fund | |||||
CLARIVATE PLC | |||||
Security: | G21810109 | Agenda Number: | 935785064 | ||
Ticker: | CLVT | Meeting Type: | Annual | ||
ISIN: | JE00BJJN4441 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Andrew Snyder | Mgmt | For | For | |
1b. | Election of Director: Jonathan Gear | Mgmt | For | For | |
1c. | Election of Director: Valeria Alberola | Mgmt | For | For | |
1d. | Election of Director: Michael Angelakis | Mgmt | For | For | |
1e. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
1f. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
1g. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
1h. | Election of Director: Anthony Munk | Mgmt | For | For | |
1i. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
1j. | Election of Director: Saurabh Saha | Mgmt | For | For | |
1k. | Election of Director: Wendell Pritchett | Mgmt | For | For | |
2. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
Clarkston Fund | |||||
FEDEX CORPORATION | |||||
Security: | 31428X106 | Agenda Number: | 935696306 | ||
Ticker: | FDX | Meeting Type: | Annual | ||
ISIN: | US31428X1063 | Meeting Date: | 9/19/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |
1b. | Election of Director: STEPHEN E. GORMAN | Mgmt | For | For | |
1c. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |
1d. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |
1e. | Election of Director: AMY B. LANE | Mgmt | For | For | |
1f. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |
1g. | Election of Director: NANCY A. NORTON | Mgmt | For | For | |
1h. | Election of Director: FREDERICK P. PERPALL | Mgmt | For | For | |
1i. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |
1j. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |
1k. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |
1l. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |
1m. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |
1n. | Election of Director: V. JAMES VENA | Mgmt | For | For | |
1o. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2023. | Mgmt | For | For | |
4. | Approval of amendment to the FedEx Corporation 2019 Omnibus Stock Incentive Plan to increase the number of authorized shares. | Mgmt | For | For | |
5. | Stockholder proposal regarding independent board chairman. | Shr | Against | For | |
6. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Shr | Against | For | |
7. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | Against | For | |
8. | Stockholder proposal regarding assessing inclusion in the workplace. | Shr | Against | For | |
9. | Proposal not applicable | Shr | Against | ||
Clarkston Fund | |||||
FRANKLIN RESOURCES, INC. | |||||
Security: | 354613101 | Agenda Number: | 935750491 | ||
Ticker: | BEN | Meeting Type: | Annual | ||
ISIN: | US3546131018 | Meeting Date: | 2/7/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Mgmt | For | For | |
1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Mgmt | For | For | |
1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Mgmt | For | For | |
1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Mgmt | For | For | |
1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Mgmt | For | For | |
1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Mgmt | For | For | |
1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Mgmt | For | For | |
1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Mgmt | For | For | |
1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Mgmt | For | For | |
1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Mgmt | For | For | |
1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. | Mgmt | 3 Years | For | |
Clarkston Fund | |||||
GE HEALTHCARE TECHNOLOGIES INC. | |||||
Security: | 36266G107 | Agenda Number: | 935805878 | ||
Ticker: | GEHC | Meeting Type: | Annual | ||
ISIN: | US36266G1076 | Meeting Date: | 5/23/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Peter J. Arduini | Mgmt | For | For | |
1b. | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | |
1c. | Election of Director: Rodney F. Hochman | Mgmt | For | For | |
1d. | Election of Director: Lloyd W. Howell, Jr. | Mgmt | For | For | |
1e. | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For | |
1f. | Election of Director: Catherine Lesjak | Mgmt | For | For | |
1g. | Election of Director: Anne T. Madden | Mgmt | For | For | |
1h. | Election of Director: Tomislav Mihaljevic | Mgmt | For | For | |
1i. | Election of Director: William J. Stromberg | Mgmt | For | For | |
1j. | Election of Director: Phoebe L. Yang | Mgmt | For | For | |
2. | Approve our named executive officers' compensation in an advisory vote. | Mgmt | For | For | |
3. | Approve the frequency of future advisory votes on named executive officers' compensation in an advisory vote. | Mgmt | 1 Year | For | |
4. | Ratify the appointment of Deloitte & Touche LLP as our independent auditor for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
Clarkston Fund | |||||
GENERAL ELECTRIC COMPANY | |||||
Security: | 369604301 | Agenda Number: | 935786408 | ||
Ticker: | GE | Meeting Type: | Annual | ||
ISIN: | US3696043013 | Meeting Date: | 5/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Stephen Angel | Mgmt | For | For | |
1b. | Election of Director: Sébastien Bazin | Mgmt | For | For | |
1c. | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | |
1d. | Election of Director: Edward Garden | Mgmt | For | For | |
1e. | Election of Director: Isabella Goren | Mgmt | For | For | |
1f. | Election of Director: Thomas Horton | Mgmt | For | For | |
1g. | Election of Director: Catherine Lesjak | Mgmt | For | For | |
1h. | Election of Director: Darren McDew | Mgmt | For | For | |
1i. | Election of Director: Paula Rosput Reynolds | Mgmt | For | For | |
1j. | Election of Director: Jessica Uhl | Mgmt | For | For | |
2. | Advisory Approval of Our Named Executives' Compensation. | Mgmt | For | For | |
3. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Our Named Executives' Compensation. | Mgmt | 1 Year | For | |
4. | Ratification of Deloitte as Independent Auditor for 2023. | Mgmt | For | For | |
5. | Independent Board Chairman. | Shr | Against | For | |
6. | Sale of the Company. | Shr | Against | For | |
7. | Fiduciary Carbon-Emission Relevance Report. | Shr | Against | For | |
8. | Assess Energy-Related Asset Resilience. | Shr | Against | For | |
Clarkston Fund | |||||
LAMB WESTON HOLDINGS, INC. | |||||
Security: | 513272104 | Agenda Number: | 935697889 | ||
Ticker: | LW | Meeting Type: | Annual | ||
ISIN: | US5132721045 | Meeting Date: | 9/29/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Peter J. Bensen | Mgmt | For | For | |
1b. | Election of Director: Charles A. Blixt | Mgmt | For | For | |
1c. | Election of Director: Robert J. Coviello | Mgmt | For | For | |
1d. | Election of Director: André J. Hawaux | Mgmt | For | For | |
1e. | Election of Director: W.G. Jurgensen | Mgmt | For | For | |
1f. | Election of Director: Thomas P. Maurer | Mgmt | For | For | |
1g. | Election of Director: Hala G. Moddelmog | Mgmt | For | For | |
1h. | Election of Director: Robert A. Niblock | Mgmt | For | For | |
1i. | Election of Director: Maria Renna Sharpe | Mgmt | For | For | |
1j. | Election of Director: Thomas P. Werner | Mgmt | For | For | |
2. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For | |
3. | Ratification of the Selection of KPMG LLP as Independent Auditors for Fiscal Year 2023. | Mgmt | For | For | |
Clarkston Fund | |||||
LPL FINANCIAL HOLDINGS INC. | |||||
Security: | 50212V100 | Agenda Number: | 935794051 | ||
Ticker: | LPLA | Meeting Type: | Annual | ||
ISIN: | US50212V1008 | Meeting Date: | 5/11/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
1b. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
1c. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
1d. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
1e. | Election of Director: Albert J. Ko | Mgmt | For | For | |
1f. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
1g. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
1h. | Election of Director: James S. Putnam | Mgmt | For | For | |
1i. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
1j. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
4. | Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company's named executive officers. | Mgmt | 1 Year | For | |
Clarkston Fund | |||||
MASTERCARD INCORPORATED | |||||
Security: | 57636Q104 | Agenda Number: | 935858437 | ||
Ticker: | MA | Meeting Type: | Annual | ||
ISIN: | US57636Q1040 | Meeting Date: | 6/27/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | ELECTION OF DIRECTOR: Merit E. Janow | Mgmt | For | For | |
1b. | ELECTION OF DIRECTOR: Candido Bracher | Mgmt | For | For | |
1c. | ELECTION OF DIRECTOR: Richard K. Davis | Mgmt | For | For | |
1d. | ELECTION OF DIRECTOR: Julius Genachowski | Mgmt | For | For | |
1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Mgmt | For | For | |
1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Mgmt | For | For | |
1g. | ELECTION OF DIRECTOR: Michael Miebach | Mgmt | For | For | |
1h. | ELECTION OF DIRECTOR: Youngme Moon | Mgmt | For | For | |
1i. | ELECTION OF DIRECTOR: Rima Qureshi | Mgmt | For | For | |
1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Mgmt | For | For | |
1k. | ELECTION OF DIRECTOR: Harit Talwar | Mgmt | For | For | |
1l. | ELECTION OF DIRECTOR: Lance Uggla | Mgmt | For | For | |
2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |
3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |
4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Mgmt | For | For | |
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Mgmt | For | For | |
6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shr | Against | For | |
7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shr | Against | For | |
8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shr | Against | For | |
9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shr | Against | For | |
10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shr | Against | For | |
Clarkston Fund | |||||
MOLSON COORS BEVERAGE COMPANY | |||||
Security: | 60871R209 | Agenda Number: | 935812405 | ||
Ticker: | TAP | Meeting Type: | Annual | ||
ISIN: | US60871R2094 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Roger G. Eaton | Mgmt | For | For | |
2 | Charles M. Herington | Mgmt | For | For | |
3 | H. Sanford Riley | Mgmt | For | For | |
2. | To approve, in a non-binding advisory vote, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
Clarkston Fund | |||||
NETFLIX, INC. | |||||
Security: | 64110L106 | Agenda Number: | 935831126 | ||
Ticker: | NFLX | Meeting Type: | Annual | ||
ISIN: | US64110L1061 | Meeting Date: | 6/1/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Mgmt | For | For | |
1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Mgmt | For | For | |
1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Mgmt | For | For | |
1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Mgmt | For | For | |
2. | Ratification of appointment of independent registered public accounting firm. | Mgmt | For | For | |
3. | Advisory approval of named executive officer compensation. | Mgmt | For | For | |
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |
5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Shr | Against | For | |
6. | Stockholder proposal entitled, "Netflix- Exclusive Board of Directors," if properly presented at the meeting. | Shr | Against | For | |
7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Shr | Against | For | |
8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Shr | Against | For | |
Clarkston Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L108 | Agenda Number: | 935689642 | ||
Ticker: | NLSN | Meeting Type: | Special | ||
ISIN: | GB00BWFY5505 | Meeting Date: | 9/1/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen's articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event. | Mgmt | For | For | |
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen's named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement. | Mgmt | For | For | |
Clarkston Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L111 | Agenda Number: | 935689654 | ||
Ticker: | Meeting Type: | Special | |||
ISIN: | Meeting Date: | 9/1/2022 | |||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme). | Mgmt | For | For | |
Clarkston Fund | |||||
POST HOLDINGS, INC. | |||||
Security: | 737446104 | Agenda Number: | 935742711 | ||
Ticker: | POST | Meeting Type: | Annual | ||
ISIN: | US7374461041 | Meeting Date: | 1/26/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1.1 | Election of Director: Dorothy M. Burwell | Mgmt | For | For | |
1.2 | Election of Director: Robert E. Grote | Mgmt | For | For | |
1.3 | Election of Director: David W. Kemper | Mgmt | For | For | |
1.4 | Election of Director: Robert V. Vitale | Mgmt | For | For | |
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |
Clarkston Fund | |||||
SYSCO CORPORATION | |||||
Security: | 871829107 | Agenda Number: | 935717427 | ||
Ticker: | SYY | Meeting Type: | Annual | ||
ISIN: | US8718291078 | Meeting Date: | 11/18/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
1b. | Election of Director: Ali Dibadj | Mgmt | For | For | |
1c. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
1d. | Election of Director: Jill M. Golder | Mgmt | For | For | |
1e. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
1f. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
1g. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
1h. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
1i. | Election of Director: Alison Kenney Paul | Mgmt | For | For | |
1j. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
1k. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. | Mgmt | For | For | |
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. | Mgmt | For | For | |
4. | To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit. | Shr | For | Against | |
5. | To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. | Shr | Against | For | |
6. | To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. | Shr | For | ||
Clarkston Fund | |||||
THE CHARLES SCHWAB CORPORATION | |||||
Security: | 808513105 | Agenda Number: | 935809523 | ||
Ticker: | SCHW | Meeting Type: | Annual | ||
ISIN: | US8085131055 | Meeting Date: | 5/18/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of director: Marianne C. Brown | Mgmt | For | For | |
1b. | Election of director: Frank C. Herringer | Mgmt | For | For | |
1c. | Election of director: Gerri K. Martin-Flickinger | Mgmt | For | For | |
1d. | Election of director: Todd M. Ricketts | Mgmt | For | For | |
1e. | Election of director: Carolyn Schwab- Pomerantz | Mgmt | For | For | |
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Mgmt | For | For | |
3. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | |
4. | Frequency of advisory vote on named executive officer compensation | Mgmt | 1 Year | For | |
5. | Stockholder Proposal requesting pay equity disclosure | Shr | Against | For | |
6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shr | Against | For | |
Clarkston Fund | |||||
THE WALT DISNEY COMPANY | |||||
Security: | 254687106 | Agenda Number: | 935766595 | ||
Ticker: | DIS | Meeting Type: | Annual | ||
ISIN: | US2546871060 | Meeting Date: | 4/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Mary T. Barra | Mgmt | For | For | |
1b. | Election of Director: Safra A. Catz | Mgmt | For | For | |
1c. | Election of Director: Amy L. Chang | Mgmt | For | For | |
1d. | Election of Director: Francis A. deSouza | Mgmt | For | For | |
1e. | Election of Director: Carolyn N. Everson | Mgmt | For | For | |
1f. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |
1g. | Election of Director: Robert A. Iger | Mgmt | For | For | |
1h. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |
1i. | Election of Director: Calvin R. McDonald | Mgmt | For | For | |
1j. | Election of Director: Mark G. Parker | Mgmt | For | For | |
1k. | Election of Director: Derica W. Rice | Mgmt | For | For | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Mgmt | For | For | |
3. | Consideration of an advisory vote to approve executive compensation. | Mgmt | For | For | |
4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Mgmt | 1 Year | For | |
5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shr | Against | For | |
6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shr | Against | For | |
7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shr | Against | For | |
Clarkston Fund | |||||
US FOODS HOLDING CORP. | |||||
Security: | 912008109 | Agenda Number: | 935797350 | ||
Ticker: | USFD | Meeting Type: | Annual | ||
ISIN: | US9120081099 | Meeting Date: | 5/18/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Cheryl A. Bachelder | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Robert M. Dutkowsky | Mgmt | For | For | |
1d. | Election of Director: Scott D. Ferguson | Mgmt | For | For | |
1e. | Election of Director: David E. Flitman | Mgmt | For | For | |
1f. | Election of Director: Marla Gottschalk | Mgmt | For | For | |
1g. | Election of Director: Sunil Gupta | Mgmt | For | For | |
1h. | Election of Director: Carl Andrew Pforzheimer | Mgmt | For | For | |
1i. | Election of Director: Quentin Roach | Mgmt | For | For | |
1j. | Election of Director: David M. Tehle | Mgmt | For | For | |
1k. | Election of Director: David A. Toy | Mgmt | For | For | |
1l. | Election of Director: Ann E. Ziegler | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement | Mgmt | For | For | |
3. | To recommend, on an advisory basis, the frequency of future advisory votes on executive compensation | Mgmt | 1 Year | For | |
4. | To approve an amendment to our Restated Certificate of Incorporation to add a federal forum selection provision | Mgmt | For | For | |
5. | To approve an amendment to our Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation and to remove obsolete provisions | Mgmt | For | For | |
6. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Mgmt | For | For | |
7. | A stockholder proposal on a policy regarding limitations on accelerated vesting of performance-based share awards of senior executive officers upon a change in control, if properly presented at the Annual Meeting | Shr | Against | For | |
Clarkston Fund | |||||
WARNER BROS. DISCOVERY, INC. | |||||
Security: | 934423104 | Agenda Number: | 935792451 | ||
Ticker: | WBD | Meeting Type: | Annual | ||
ISIN: | US9344231041 | Meeting Date: | 5/8/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Li Haslett Chen | Mgmt | For | For | |
2 | Kenneth W. Lowe | Mgmt | For | For | |
3 | Paula A. Price | Mgmt | For | For | |
4 | David M. Zaslav | Mgmt | For | For | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote. | Mgmt | For | For | |
4. | To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Mgmt | 1 Year | For | |
5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shr | Against | For | |
6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shr | Against | For | |
Clarkston Fund | |||||
WILLIS TOWERS WATSON PLC | |||||
Security: | G96629103 | Agenda Number: | 935795623 | ||
Ticker: | WTW | Meeting Type: | Annual | ||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
1c. | Election of Director: Stephen Chipman | Mgmt | For | For | |
1d. | Election of Director: Michael Hammond | Mgmt | For | For | |
1e. | Election of Director: Carl Hess | Mgmt | For | For | |
1f. | Election of Director: Jacqueline Hunt | Mgmt | For | For | |
1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
1j. | Election of Director: Fredric Tomczyk | Mgmt | For | For | |
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
4. | Approve, on an advisory basis, the frequency of the advisory vote on named executive officer compensation. | Mgmt | 1 Year | For | |
5. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
6. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
AFFILIATED MANAGERS GROUP, INC. | |||||
Security: | 008252108 | Agenda Number: | 935824018 | ||
Ticker: | AMG | Meeting Type: | Annual | ||
ISIN: | US0082521081 | Meeting Date: | 5/25/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
3. | To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. | Mgmt | 1 Year | For | |
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
ALTICE USA, INC. | |||||
Security: | 02156K103 | Agenda Number: | 935854770 | ||
Ticker: | ATUS | Meeting Type: | Annual | ||
ISIN: | US02156K1034 | Meeting Date: | 6/14/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Alexandre Fonseca | Mgmt | For | For | |
1b. | Election of Director: Patrick Drahi | Mgmt | For | For | |
1c. | Election of Director: David Drahi | Mgmt | For | For | |
1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2023. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
ARTISAN PARTNERS ASSET MANAGEMENT INC | |||||
Security: | 04316A108 | Agenda Number: | 935825692 | ||
Ticker: | APAM | Meeting Type: | Annual | ||
ISIN: | US04316A1088 | Meeting Date: | 6/1/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Jennifer A. Barbetta | Mgmt | For | For | |
2 | Matthew R. Barger | Mgmt | For | For | |
3 | Eric R. Colson | Mgmt | For | For | |
4 | Tench Coxe | Mgmt | For | For | |
5 | Stephanie G. DiMarco | Mgmt | For | For | |
6 | Jeffrey A. Joerres | Mgmt | For | For | |
7 | Saloni S. Multani | Mgmt | For | For | |
8 | Andrew A. Ziegler | Mgmt | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | For | For | |
3. | Approval of the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. | Mgmt | For | For | |
4. | Approval of the Artisan Partners Asset Management Inc. 2023 Non-Employee Director Plan. | Mgmt | For | For | |
5. | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
BROWN & BROWN, INC. | |||||
Security: | 115236101 | Agenda Number: | 935783680 | ||
Ticker: | BRO | Meeting Type: | Annual | ||
ISIN: | US1152361010 | Meeting Date: | 5/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | J. Hyatt Brown | Mgmt | For | For | |
2 | J. Powell Brown | Mgmt | For | For | |
3 | Lawrence L. Gellerstedt | Mgmt | For | For | |
4 | James C. Hays | Mgmt | For | For | |
5 | Theodore J. Hoepner | Mgmt | For | For | |
6 | James S. Hunt | Mgmt | For | For | |
7 | Toni Jennings | Mgmt | For | For | |
8 | Timothy R.M. Main | Mgmt | For | For | |
9 | Jaymin B. Patel | Mgmt | For | For | |
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
11 | Wendell S. Reilly | Mgmt | For | For | |
12 | Chilton D. Varner | Mgmt | For | For | |
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
4. | To conduct an advisory vote on the desired frequency of holding an advisory vote on the compensation of named executive officers. | Mgmt | 1 Year | For | |
Clarkston Partners Fund | |||||
C.H. ROBINSON WORLDWIDE, INC. | |||||
Security: | 12541W209 | Agenda Number: | 935781573 | ||
Ticker: | CHRW | Meeting Type: | Annual | ||
ISIN: | US12541W2098 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
1d. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
1e. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
1f. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
1g. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
1h. | Election of Director: Henry J. Maier | Mgmt | For | For | |
1i. | Election of Director: James B. Stake | Mgmt | For | For | |
1j. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
1k. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
3. | To hold an advisory vote on the frequency of future advisory votes on the compensation of named executive officers. | Mgmt | 1 Year | For | |
4. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
CLARIVATE PLC | |||||
Security: | G21810109 | Agenda Number: | 935785064 | ||
Ticker: | CLVT | Meeting Type: | Annual | ||
ISIN: | JE00BJJN4441 | Meeting Date: | 5/4/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Andrew Snyder | Mgmt | For | For | |
1b. | Election of Director: Jonathan Gear | Mgmt | For | For | |
1c. | Election of Director: Valeria Alberola | Mgmt | For | For | |
1d. | Election of Director: Michael Angelakis | Mgmt | For | For | |
1e. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
1f. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
1g. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
1h. | Election of Director: Anthony Munk | Mgmt | For | For | |
1i. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
1j. | Election of Director: Saurabh Saha | Mgmt | For | For | |
1k. | Election of Director: Wendell Pritchett | Mgmt | For | For | |
2. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
ENERGIZER HOLDINGS, INC. | |||||
Security: | 29272W109 | Agenda Number: | 935750162 | ||
Ticker: | ENR | Meeting Type: | Annual | ||
ISIN: | US29272W1099 | Meeting Date: | 1/30/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Carlos Abrams-Rivera | Mgmt | For | For | |
1b. | Election of Director: Cynthia J. Brinkley | Mgmt | For | For | |
1c. | Election of Director: Rebecca D. Frankiewicz | Mgmt | For | For | |
1d. | Election of Director: Kevin J. Hunt | Mgmt | For | For | |
1e. | Election of Director: James C. Johnson | Mgmt | For | For | |
1f. | Election of Director: Mark S. LaVigne | Mgmt | For | For | |
1g. | Election of Director: Patrick J. Moore | Mgmt | For | For | |
1h. | Election of Director: Donal L. Mulligan | Mgmt | For | For | |
1i. | Election of Director: Nneka L. Rimmer | Mgmt | For | For | |
1j. | Election of Director: Robert V. Vitale | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. | Mgmt | For | For | |
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |
4. | Approval of the 2023 Omnibus Incentive Plan. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
ENERPAC TOOL GROUP CORP | |||||
Security: | 292765104 | Agenda Number: | 935749032 | ||
Ticker: | EPAC | Meeting Type: | Annual | ||
ISIN: | US2927651040 | Meeting Date: | 2/3/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Alfredo Altavilla | Mgmt | For | For | |
2 | Judy L. Altmaier | Mgmt | For | For | |
3 | J. Palmer Clarkson | Mgmt | For | For | |
4 | Danny L. Cunningham | Mgmt | For | For | |
5 | E. James Ferland | Mgmt | For | For | |
6 | Richard D. Holder | Mgmt | For | For | |
7 | Lynn C. Minella | Mgmt | For | For | |
8 | Sidney S. Simmons | Mgmt | For | For | |
9 | Paul E. Sternlieb | Mgmt | For | For | |
2. | Ratification of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending August 31, 2023. | Mgmt | For | For | |
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
FRANKLIN RESOURCES, INC. | |||||
Security: | 354613101 | Agenda Number: | 935750491 | ||
Ticker: | BEN | Meeting Type: | Annual | ||
ISIN: | US3546131018 | Meeting Date: | 2/7/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Mgmt | For | For | |
1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Mgmt | For | For | |
1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Mgmt | For | For | |
1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Mgmt | For | For | |
1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Mgmt | For | For | |
1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Mgmt | For | For | |
1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Mgmt | For | For | |
1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Mgmt | For | For | |
1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Mgmt | For | For | |
1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Mgmt | For | For | |
1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. | Mgmt | 3 Years | For | |
Clarkston Partners Fund | |||||
GFL ENVIRONMENTAL INC. | |||||
Security: | 36168Q104 | Agenda Number: | 935830314 | ||
Ticker: | GFL | Meeting Type: | Annual and Special | ||
ISIN: | CA36168Q1046 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1 | DIRECTOR | ||||
1 | Patrick Dovigi | Mgmt | For | For | |
2 | Dino Chiesa | Mgmt | For | For | |
3 | Violet Konkle | Mgmt | For | For | |
4 | Arun Nayar | Mgmt | For | For | |
5 | Paolo Notarnicola | Mgmt | For | For | |
6 | Ven Poole | Mgmt | For | For | |
7 | Blake Sumler | Mgmt | For | For | |
8 | Raymond Svider | Mgmt | For | For | |
9 | Jessica McDonald | Mgmt | For | For | |
10 | Sandra Levy | Mgmt | For | For | |
2 | Appointment of KPMG LLP as Auditor of the Company until the next Annual General Meeting and authorizing the Directors to fix their remuneration. | Mgmt | For | For | |
3 | Approval of resolution on the renewal of GFL Environmental Inc.'s Omnibus Long-Term Incentive Plan and the approval of unallocated options, rights or other entitlements thereunder. | Mgmt | For | For | |
4 | Approval of resolution on the renewal of GFL Environmental Inc.'s DSU Plan, the approval of unallocated deferred share units thereunder, and the ratification of the deferred share units awarded thereunder since its expiry on March 5, 2023. | Mgmt | For | For | |
5 | Approval of advisory non-binding resolution on the Company's approach to executive compensation. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
HILLENBRAND, INC. | |||||
Security: | 431571108 | Agenda Number: | 935755011 | ||
Ticker: | HI | Meeting Type: | Annual | ||
ISIN: | US4315711089 | Meeting Date: | 2/24/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Daniel C. Hillenbrand | Mgmt | For | For | |
2 | Neil S. Novich | Mgmt | For | For | |
3 | Kimberly K. Ryan | Mgmt | For | For | |
4 | Inderpreet Sawhney | Mgmt | For | For | |
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Mgmt | For | For | |
3. | To recommend, by a non-binding advisory vote, the frequency of voting by the shareholders on compensation paid by the Company to its Named Executive Officers. | Mgmt | 1 Year | For | |
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
JOHN WILEY & SONS, INC. | |||||
Security: | 968223206 | Agenda Number: | 935700458 | ||
Ticker: | WLY | Meeting Type: | Annual | ||
ISIN: | US9682232064 | Meeting Date: | 9/29/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Beth Birnbaum | Mgmt | For | For | |
2 | David C. Dobson | Mgmt | For | For | |
3 | Brian O. Hemphill | Mgmt | For | For | |
4 | Inder M. Singh | Mgmt | For | For | |
2. | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2023. | Mgmt | For | For | |
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Mgmt | For | For | |
4. | To approve the John Wiley & Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
LESLIE'S, INC. | |||||
Security: | 527064109 | Agenda Number: | 935759994 | ||
Ticker: | LESL | Meeting Type: | Annual | ||
ISIN: | US5270641096 | Meeting Date: | 3/16/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | James Ray, Jr. | Mgmt | For | For | |
2 | John Strain | Mgmt | For | For | |
2. | Ratification of appointment of Ernst & Young LLP as Leslie's, Inc.'s independent registered public accounting firm for 2023. | Mgmt | For | For | |
3. | Non-binding, advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
4. | Adoption of Sixth Amended and Restated Certificate of Incorporation of Leslie's, Inc., which declassifies our Board of Directors and deletes certain obsolete provisions from our Certificate of Incorporation. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
LPL FINANCIAL HOLDINGS INC. | |||||
Security: | 50212V100 | Agenda Number: | 935794051 | ||
Ticker: | LPLA | Meeting Type: | Annual | ||
ISIN: | US50212V1008 | Meeting Date: | 5/11/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
1b. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
1c. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
1d. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
1e. | Election of Director: Albert J. Ko | Mgmt | For | For | |
1f. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
1g. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
1h. | Election of Director: James S. Putnam | Mgmt | For | For | |
1i. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
1j. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | For | For | |
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
4. | Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company's named executive officers. | Mgmt | 1 Year | For | |
Clarkston Partners Fund | |||||
MOLSON COORS BEVERAGE COMPANY | |||||
Security: | 60871R209 | Agenda Number: | 935812405 | ||
Ticker: | TAP | Meeting Type: | Annual | ||
ISIN: | US60871R2094 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | DIRECTOR | ||||
1 | Roger G. Eaton | Mgmt | For | For | |
2 | Charles M. Herington | Mgmt | For | For | |
3 | H. Sanford Riley | Mgmt | For | For | |
2. | To approve, in a non-binding advisory vote, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L108 | Agenda Number: | 935689642 | ||
Ticker: | NLSN | Meeting Type: | Special | ||
ISIN: | GB00BWFY5505 | Meeting Date: | 9/1/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen's articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event. | Mgmt | For | For | |
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen's named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
NIELSEN HOLDINGS PLC | |||||
Security: | G6518L111 | Agenda Number: | 935689654 | ||
Ticker: | Meeting Type: | Special | |||
ISIN: | Meeting Date: | 9/1/2022 | |||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme). | Mgmt | For | For | |
Clarkston Partners Fund | |||||
POST HOLDINGS, INC. | |||||
Security: | 737446104 | Agenda Number: | 935742711 | ||
Ticker: | POST | Meeting Type: | Annual | ||
ISIN: | US7374461041 | Meeting Date: | 1/26/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1.1 | Election of Director: Dorothy M. Burwell | Mgmt | For | For | |
1.2 | Election of Director: Robert E. Grote | Mgmt | For | For | |
1.3 | Election of Director: David W. Kemper | Mgmt | For | For | |
1.4 | Election of Director: Robert V. Vitale | Mgmt | For | For | |
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2023. | Mgmt | For | For | |
3. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |
Clarkston Partners Fund | |||||
STERICYCLE, INC. | |||||
Security: | 858912108 | Agenda Number: | 935808468 | ||
Ticker: | SRCL | Meeting Type: | Annual | ||
ISIN: | US8589121081 | Meeting Date: | 5/16/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Robert S. Murley | Mgmt | For | For | |
1b. | Election of Director: Cindy J. Miller | Mgmt | For | For | |
1c. | Election of Director: Brian P. Anderson | Mgmt | For | For | |
1d. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |
1e. | Election of Director: Thomas F. Chen | Mgmt | For | For | |
1f. | Election of Director: Victoria L. Dolan | Mgmt | For | For | |
1g. | Election of Director: Naren K. Gursahaney | Mgmt | For | For | |
1h. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |
1i. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |
1j. | Election of Director: James L. Welch | Mgmt | For | For | |
2. | Advisory vote to approve executive compensation ("say-on-pay vote"). | Mgmt | For | For | |
3. | Advisory vote on the frequency of the say-on- pay vote. | Mgmt | 1 Year | For | |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Mgmt | For | For | |
5. | Stockholder proposal entitled Improve Political Spending Disclosure. | Shr | Against | For | |
6. | Stockholder proposal regarding a policy on accelerated vesting of equity awards in the event of a change in control. | Shr | Against | For | |
Clarkston Partners Fund | |||||
SYSCO CORPORATION | |||||
Security: | 871829107 | Agenda Number: | 935717427 | ||
Ticker: | SYY | Meeting Type: | Annual | ||
ISIN: | US8718291078 | Meeting Date: | 11/18/2022 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
1b. | Election of Director: Ali Dibadj | Mgmt | For | For | |
1c. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
1d. | Election of Director: Jill M. Golder | Mgmt | For | For | |
1e. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
1f. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
1g. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
1h. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
1i. | Election of Director: Alison Kenney Paul | Mgmt | For | For | |
1j. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
1k. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. | Mgmt | For | For | |
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. | Mgmt | For | For | |
4. | To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit. | Shr | For | Against | |
5. | To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. | Shr | Against | For | |
6. | To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. | Shr | For | ||
Clarkston Partners Fund | |||||
US FOODS HOLDING CORP. | |||||
Security: | 912008109 | Agenda Number: | 935797350 | ||
Ticker: | USFD | Meeting Type: | Annual | ||
ISIN: | US9120081099 | Meeting Date: | 5/18/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Cheryl A. Bachelder | Mgmt | For | For | |
1b. | Election of Director: James J. Barber, Jr. | Mgmt | For | For | |
1c. | Election of Director: Robert M. Dutkowsky | Mgmt | For | For | |
1d. | Election of Director: Scott D. Ferguson | Mgmt | For | For | |
1e. | Election of Director: David E. Flitman | Mgmt | For | For | |
1f. | Election of Director: Marla Gottschalk | Mgmt | For | For | |
1g. | Election of Director: Sunil Gupta | Mgmt | For | For | |
1h. | Election of Director: Carl Andrew Pforzheimer | Mgmt | For | For | |
1i. | Election of Director: Quentin Roach | Mgmt | For | For | |
1j. | Election of Director: David M. Tehle | Mgmt | For | For | |
1k. | Election of Director: David A. Toy | Mgmt | For | For | |
1l. | Election of Director: Ann E. Ziegler | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement | Mgmt | For | For | |
3. | To recommend, on an advisory basis, the frequency of future advisory votes on executive compensation | Mgmt | 1 Year | For | |
4. | To approve an amendment to our Restated Certificate of Incorporation to add a federal forum selection provision | Mgmt | For | For | |
5. | To approve an amendment to our Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation and to remove obsolete provisions | Mgmt | For | For | |
6. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Mgmt | For | For | |
7. | A stockholder proposal on a policy regarding limitations on accelerated vesting of performance-based share awards of senior executive officers upon a change in control, if properly presented at the Annual Meeting | Shr | Against | For | |
Clarkston Partners Fund | |||||
WILLIS TOWERS WATSON PLC | |||||
Security: | G96629103 | Agenda Number: | 935795623 | ||
Ticker: | WTW | Meeting Type: | Annual | ||
ISIN: | IE00BDB6Q211 | Meeting Date: | 5/17/2023 | ||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
1c. | Election of Director: Stephen Chipman | Mgmt | For | For | |
1d. | Election of Director: Michael Hammond | Mgmt | For | For | |
1e. | Election of Director: Carl Hess | Mgmt | For | For | |
1f. | Election of Director: Jacqueline Hunt | Mgmt | For | For | |
1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
1j. | Election of Director: Fredric Tomczyk | Mgmt | For | For | |
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
4. | Approve, on an advisory basis, the frequency of the advisory vote on named executive officer compensation. | Mgmt | 1 Year | For | |
5. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
6. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For |
Hillman Value Fund
Vote Summary
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CONAGRA BRANDS, INC. | |||||||||||||||||||||||||
Security | 205887102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CAG | Meeting Date | 21-Sep-2022 | ||||||||||||||||||||||
ISIN | US2058871029 | Agenda | 935696736 - Management | ||||||||||||||||||||||
Record Date | 01-Aug-2022 | Holding Recon Date | 01-Aug-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2022 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 175,000 | 0 | 24-Aug-2022 | 24-Aug-2022 |
Page 1 of 36 | 17-Jul-2023 |
Vote Summary
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LAM RESEARCH CORPORATION | |||||||||||||||||||||||||
Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | LRCX | Meeting Date | 08-Nov-2022 | ||||||||||||||||||||||
ISIN | US5128071082 | Agenda | 935711728 - Management | ||||||||||||||||||||||
Record Date | 09-Sep-2022 | Holding Recon Date | 09-Sep-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2022 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 12,600 | 0 | 17-Oct-2022 | 17-Oct-2022 |
Page 2 of 36 | 17-Jul-2023 |
Vote Summary
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ENTERPRISE PRODUCTS PARTNERS L.P. | |||||||||||||||||||||||||
Security | 293792107 | Meeting Type | Special | ||||||||||||||||||||||
Ticker Symbol | EPD | Meeting Date | 22-Nov-2022 | ||||||||||||||||||||||
ISIN | US2937921078 | Agenda | 935724371 - Management | ||||||||||||||||||||||
Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2022 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1. | Amend Incentive Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||
2. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 230,000 | 0 | 28-Oct-2022 | 28-Oct-2022 |
Page 3 of 36 | 17-Jul-2023 |
Vote Summary
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MICROSOFT CORPORATION | |||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | ||||||||||||||||||||||
ISIN | US5949181045 | Agenda | 935722567 - Management | ||||||||||||||||||||||
Record Date | 12-Oct-2022 | Holding Recon Date | 12-Oct-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Dec-2022 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Concerning pay practices | |||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Additional disclosure concerning the Company's human rights considerations could benefit shareholders | |||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 23,346 | 0 | 23-Nov-2022 | 23-Nov-2022 |
Page 4 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
BECTON, DICKINSON AND COMPANY | |||||||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 24-Jan-2023 | ||||||||||||||||||||||
ISIN | US0758871091 | Agenda | 935749789 - Management | ||||||||||||||||||||||
Record Date | 05-Dec-2022 | Holding Recon Date | 05-Dec-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Shareholders should be consulted before the Company enters into severance agreements that provide benefits exceeding 2.99 times salary and bonus | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 24,000 | 0 | 04-Jan-2023 | 04-Jan-2023 |
Page 5 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
EMERSON ELECTRIC CO. | |||||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 07-Feb-2023 | ||||||||||||||||||||||
ISIN | US2910111044 | Agenda | 935748600 - Management | ||||||||||||||||||||||
Record Date | 29-Nov-2022 | Holding Recon Date | 29-Nov-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 66,000 | 0 | 18-Jan-2023 | 18-Jan-2023 |
Page 6 of 36 | 17-Jul-2023 |
Vote Summary
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COMPASS MINERALS INTERNATIONAL, INC. | |||||||||||||||||||||||||
Security | 20451N101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CMP | Meeting Date | 15-Feb-2023 | ||||||||||||||||||||||
ISIN | US20451N1019 | Agenda | 935754045 - Management | ||||||||||||||||||||||
Record Date | 22-Dec-2022 | Holding Recon Date | 22-Dec-2022 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Concerning pay practices | |||||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 24.50%. | |||||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 104,000 | 0 | 26-Jan-2023 | 26-Jan-2023 |
Page 7 of 36 | 17-Jul-2023 |
Vote Summary
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THE WALT DISNEY COMPANY | |||||||||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | ||||||||||||||||||||||
ISIN | US2546871060 | Agenda | 935766595 - Management | ||||||||||||||||||||||
Record Date | 08-Feb-2023 | Holding Recon Date | 08-Feb-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
6. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 60,000 | 0 | 14-Mar-2023 | 14-Mar-2023 |
Page 8 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | ||||||||||||||||||||||
ISIN | US0640581007 | Agenda | 935771180 - Management | ||||||||||||||||||||||
Record Date | 16-Feb-2023 | Holding Recon Date | 16-Feb-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 107,000 | 0 | 10-Mar-2023 | 10-Mar-2023 |
Page 9 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
THE BOEING COMPANY | |||||||||||||||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BA | Meeting Date | 18-Apr-2023 | ||||||||||||||||||||||
ISIN | US0970231058 | Agenda | 935770063 - Management | ||||||||||||||||||||||
Record Date | 17-Feb-2023 | Holding Recon Date | 17-Feb-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Military/Weapons | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Additional reporting would provide shareholders with assurance that Company funds were being spent in a manner that furthered its stated objectives | |||||||||||||||||||||||||
9. | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Increased disclosure would allow shareholders to fully understand the steps the Company is taking to ensure equitable compensation | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 25,200 | 0 | 29-Mar-2023 | 29-Mar-2023 |
Page 10 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
ADOBE INC. | |||||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | ||||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 935770126 - Management | ||||||||||||||||||||||
Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 14,600 | 0 | 22-Mar-2023 | 22-Mar-2023 |
Page 11 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | ||||||||||||||||||||||||
ISIN | US9497461015 | Agenda | 935776774 - Management | ||||||||||||||||||||||||
Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
9. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
10. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Additional reporting will better allow shareholders to understand how issues of discrimination and harassment are being managed | |||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Adoption of the proposed policy could help mitigate potential risks | |||||||||||||||||||||||||||
Page 12 of 36 | 17-Jul-2023 |
Vote Summary
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 22,655 | 0 | 04-Apr-2023 | 04-Apr-2023 |
Page 13 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
ASML HOLDINGS N.V. | |||||||||||||||||||||||||
Security | N07059210 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | ||||||||||||||||||||||
ISIN | USN070592100 | Agenda | 935815932 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
3a | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3b | Receive Consolidated Financial Statements | Management | For | For | For | For | For | ||||||||||||||||||
3d | Dividends | Management | For | For | For | For | For | ||||||||||||||||||
4a | Approve Discharge of Management Board | Management | For | For | For | For | For | ||||||||||||||||||
4b | Approve Discharge of Supervisory Board | Management | For | For | For | For | For | ||||||||||||||||||
5 | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
6a | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||
6b | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||
8a | Elect Supervisory Board Member | Management | For | For | For | For | For | ||||||||||||||||||
8b | Elect Supervisory Board Member | Management | For | For | For | For | For | ||||||||||||||||||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
10a | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
10b | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||
11 | Authorize Directors to Repurchase Shares | Management | For | For | For | For | For | ||||||||||||||||||
12 | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 8,488 | 0 | 06-Apr-2023 | 06-Apr-2023 |
Page 14 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
KELLOGG COMPANY | |||||||||||||||||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | K | Meeting Date | 28-Apr-2023 | ||||||||||||||||||||||
ISIN | US4878361082 | Agenda | 935773540 - Management | ||||||||||||||||||||||
Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 78,000 | 0 | 04-Apr-2023 | 04-Apr-2023 |
Page 15 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
GSK PLC | |||||||||||||||||||||||||
Security | 37733W204 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 03-May-2023 | ||||||||||||||||||||||
ISIN | US37733W2044 | Agenda | 935802959 - Management | ||||||||||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||
2. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||
3. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
4. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
6. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
7. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
8. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
9. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
10. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
11. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
12. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
13. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||
14. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
15. | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||
16. | Approve Article Amendments | Management | For | For | For | For | For | ||||||||||||||||||
17. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
18. | Allot Securities | Management | For | For | For | For | For | ||||||||||||||||||
19. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||
20. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||
21. | Stock Repurchase Plan | Management | For | For | For | For | For | ||||||||||||||||||
22. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
23. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 172,865 | 0 | 03-Apr-2023 | 03-Apr-2023 |
Page 16 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
SIMON PROPERTY GROUP, INC. | |||||||||||||||||||||||||
Security | 828806109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | SPG | Meeting Date | 04-May-2023 | ||||||||||||||||||||||
ISIN | US8288061091 | Agenda | 935790736 - Management | ||||||||||||||||||||||
Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Concerning pay practices; Grants are excessive | |||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 50,000 | 0 | 13-Apr-2023 | 13-Apr-2023 |
Page 17 of 36 | 17-Jul-2023 |
Vote Summary
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WARNER BROS. DISCOVERY, INC. | |||||||||||||||||||||||||
Security | 934423104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | WBD | Meeting Date | 08-May-2023 | ||||||||||||||||||||||
ISIN | US9344231041 | Agenda | 935792451 - Management | ||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||
1 | Li Haslett Chen | For | For | For | For | For | |||||||||||||||||||
2 | Kenneth W. Lowe | For | For | For | For | For | |||||||||||||||||||
3 | Paula A. Price | For | For | For | For | For | |||||||||||||||||||
4 | David M. Zaslav | For | For | For | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Excessive compensation; Concerning pay practices | |||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Supermajority vote requirements can impede shareholders' ability to approve ballot items that are in their interests | |||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 361,206 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 18 of 36 | 17-Jul-2023 |
Vote Summary
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T. ROWE PRICE GROUP, INC. | |||||||||||||||||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | TROW | Meeting Date | 09-May-2023 | ||||||||||||||||||||||
ISIN | US74144T1088 | Agenda | 935784858 - Management | ||||||||||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Poor overall design | |||||||||||||||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 50,000 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 19 of 36 | 17-Jul-2023 |
Vote Summary
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VERIZON COMMUNICATIONS INC. | |||||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 11-May-2023 | ||||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 935790700 - Management | ||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 125,000 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 20 of 36 | 17-Jul-2023 |
Vote Summary
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INTEL CORPORATION | |||||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 11-May-2023 | ||||||||||||||||||||||
ISIN | US4581401001 | Agenda | 935793631 - Management | ||||||||||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 45,405 | 0 | 21-Apr-2023 | 21-Apr-2023 |
Page 21 of 36 | 17-Jul-2023 |
Vote Summary
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ZIMMER BIOMET HOLDINGS, INC. | |||||||||||||||||||||||||
Security | 98956P102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ZBH | Meeting Date | 12-May-2023 | ||||||||||||||||||||||
ISIN | US98956P1021 | Agenda | 935784909 - Management | ||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 44,100 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 22 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||||||||||
Security | 959802109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | WU | Meeting Date | 12-May-2023 | ||||||||||||||||||||||
ISIN | US9598021098 | Agenda | 935788387 - Management | ||||||||||||||||||||||
Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
5. | Approve Charter Amendment | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Amendment is not in best interests of shareholders | |||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 409,000 | 0 | 22-Apr-2023 | 22-Apr-2023 |
Page 23 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
AT&T INC. | |||||||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | T | Meeting Date | 18-May-2023 | ||||||||||||||||||||||
ISIN | US00206R1023 | Agenda | 935803937 - Management | ||||||||||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: The requested audit could help to identify and mitigate potentially significant risks | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 283,000 | 0 | 27-Apr-2023 | 27-Apr-2023 |
Page 24 of 36 | 17-Jul-2023 |
Vote Summary
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CVS HEALTH CORPORATION | |||||||||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CVS | Meeting Date | 18-May-2023 | ||||||||||||||||||||||
ISIN | US1266501006 | Agenda | 935806375 - Management | ||||||||||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Pay and performance disconnect | |||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | S/H Proposal - Health Issues | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Adoption could help mitigate human capital management-related risks | |||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | |||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||
Comments: Adoption of proposal could help shareholders better understand human capital risks | |||||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 65,000 | 0 | 29-Apr-2023 | 29-Apr-2023 |
Page 25 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
DUPONT DE NEMOURS, INC. | |||||||||||||||||||||||||
Security | 26614N102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | DD | Meeting Date | 24-May-2023 | ||||||||||||||||||||||
ISIN | US26614N1028 | Agenda | 935808444 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Pay and performance disconnect | |||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 76,000 | 0 | 04-May-2023 | 04-May-2023 |
Page 26 of 36 | 17-Jul-2023 |
Vote Summary
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AMAZON.COM, INC. | ||||||||||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||||||||||||||
ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||||||||||||||
Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | |||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | |||||||||||||||||||
Comments: Insufficient response to shareholder dissent; Pay and performance disconnect | ||||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | Against | For | Against | Against | For | |||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 20.60%. | ||||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: An assessment of the Company's customer due diligence could benefit shareholders | ||||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Additional disclosure on Just Transition planning would benefit shareholders and stakeholders | ||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | ||||||||||||||||||||||||||
12. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
13. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
Page 27 of 36 | 17-Jul-2023 |
Vote Summary
14. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | ||||||||||||||||||||||||||
16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: An independent assessment of freedom of association and collective bargaining policies is warranted | ||||||||||||||||||||||||||
17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
18. | S/H Proposal - Animal Rights | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
19. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
20. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
21. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Additional, independent scrutiny on the Company's working conditions is warranted | ||||||||||||||||||||||||||
22. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
23. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Additional disclosure on the financial and operational risks associated with the use of Rekognition would benefit shareholders | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 58,000 | 0 | 05-May-2023 | 05-May-2023 |
Page 28 of 36 | 17-Jul-2023 |
Vote Summary
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META PLATFORMS, INC. | |||||||||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | META | Meeting Date | 31-May-2023 | ||||||||||||||||||||||||
ISIN | US30303M1027 | Agenda | 935830960 - Management | ||||||||||||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2023 | ||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Peggy Alford | For | For | For | For | For | |||||||||||||||||||||
2 | Marc L. Andreessen | For | For | For | For | For | |||||||||||||||||||||
3 | Andrew W. Houston | For | For | For | For | For | |||||||||||||||||||||
4 | Nancy Killefer | For | For | For | For | For | |||||||||||||||||||||
5 | Robert M. Kimmitt | For | For | For | For | For | |||||||||||||||||||||
6 | Sheryl K. Sandberg | For | For | For | For | For | |||||||||||||||||||||
7 | Tracey T. Travis | For | For | For | For | For | |||||||||||||||||||||
8 | Tony Xu | For | For | For | For | For | |||||||||||||||||||||
9 | Mark Zuckerberg | For | For | For | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||
3. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||||||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: An independent review of human rights considerations in advertising could benefit shareholders | |||||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Additional disclosure concerning content management is warranted | |||||||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: An evaluation of how the Company can protect sensitive user data could mitigate risk to shareholders | |||||||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Additional disclosure concerning content enforcement policies is warranted | |||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Adoption of proposal provide shareholders assurance that the Company is managing associated risks | |||||||||||||||||||||||||||
12. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||
Comments: Given ongoing governance concerns, an independent assessment is warranted | |||||||||||||||||||||||||||
Page 29 of 36 | 17-Jul-2023 |
Vote Summary
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 27,500 | 0 | 13-May-2023 | 13-May-2023 |
Page 30 of 36 | 17-Jul-2023 |
Vote Summary
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ALPHABET INC. | ||||||||||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||||||||||||||
ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2023 | |||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | |||||||||||||||||||
3. | Amend Stock Option Plan | Management | For | For | For | For | For | |||||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | Against | For | |||||||||||||||||||
Comments: Excessive compensation | ||||||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 3 Years | Against | 1 Year | For | |||||||||||||||||||
Comments: An annual advisory vote on executive compensation is in the best interests of shareholders | ||||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: An evaluation of how the Company can protect sensitive user data could mitigate risk to shareholders | ||||||||||||||||||||||||||
10. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
11. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: An independent review of human rights considerations in advertising could benefit shareholders | ||||||||||||||||||||||||||
12. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | ||||||||||||||||||||||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Page 31 of 36 | 17-Jul-2023 |
Vote Summary
Comments: Additional disclosure will help shareholders better understand regulatory risks faced by Company | ||||||||||||||||||||||||||
14. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: An independent evaluation of audit committee could benefit shareholders | ||||||||||||||||||||||||||
16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | ||||||||||||||||||||||||||
17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||
18. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | |||||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 56,000 | 0 | 12-May-2023 | 12-May-2023 |
Page 32 of 36 | 17-Jul-2023 |
Vote Summary
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TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||||||||||||
Security | 874039100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | ||||||||||||||||||||||
ISIN | US8740391003 | Agenda | 935863298 - Management | ||||||||||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||
2. | Stock Issuance | Management | For | For | For | For | For | ||||||||||||||||||
3. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 67,729 | 0 | 19-May-2023 | 19-May-2023 |
Page 33 of 36 | 17-Jul-2023 |
Vote Summary
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NORDSTROM, INC. | |||||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 06-Jun-2023 | ||||||||||||||||||||||
ISIN | US6556641008 | Agenda | 935869543 - Management | ||||||||||||||||||||||
Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | Adopt Incentive Stock Option Plan | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 26.20%. | |||||||||||||||||||||||||
6. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||
7. | Miscellaneous Corporate Actions | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Not in shareholders' best interests | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 240,000 | 0 | 17-May-2023 | 17-May-2023 |
Page 34 of 36 | 17-Jul-2023 |
Vote Summary
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SALESFORCE, INC. | |||||||||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 08-Jun-2023 | ||||||||||||||||||||||
ISIN | US79466L3024 | Agenda | 935846127 - Management | ||||||||||||||||||||||
Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Amend Incentive Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||
Comments: Concerning pay practices; Pay and performance disconnect | |||||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 38,215 | 0 | 18-May-2023 | 18-May-2023 |
Page 35 of 36 | 17-Jul-2023 |
Vote Summary
| |||||||||||||||||||||||||
BIOGEN INC. | |||||||||||||||||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BIIB | Meeting Date | 26-Jun-2023 | ||||||||||||||||||||||
ISIN | US09062X1037 | Agenda | 935850013 - Management | ||||||||||||||||||||||
Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2023 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 18,261 | 0 | 19-Jun-2023 | 19-Jun-2023 |
Page 36 of 36 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
CONAGRA BRANDS, INC. | |||||||||||||||||||||||||||||
Security | 205887102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CAG | Meeting Date | 21-Sep-2022 | ||||||||||||||||||||||||||
ISIN | US2058871029 | Agenda | 935696736 - Management | ||||||||||||||||||||||||||
Record Date | 01-Aug-2022 | Holding Recon Date | 01-Aug-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 4,887 | 0 | 24-Aug-2022 | 24-Aug-2022 |
Page 1 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
LAM RESEARCH CORPORATION | |||||||||||||||||||||||||||||
Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | LRCX | Meeting Date | 08-Nov-2022 | ||||||||||||||||||||||||||
ISIN | US5128071082 | Agenda | 935711728 - Management | ||||||||||||||||||||||||||
Record Date | 09-Sep-2022 | Holding Recon Date | 09-Sep-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 396 | 0 | 17-Oct-2022 | 17-Oct-2022 |
Page 2 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
CONSTELLATION BRANDS, INC. | |||||||||||||||||||||||||||||
Security | 21036P108 | Meeting Type | Special | ||||||||||||||||||||||||||
Ticker Symbol | STZ | Meeting Date | 09-Nov-2022 | ||||||||||||||||||||||||||
ISIN | US21036P1084 | Agenda | 935714990 - Management | ||||||||||||||||||||||||||
Record Date | 20-Sep-2022 | Holding Recon Date | 20-Sep-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Nov-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Approve Reclassification of Common Stock | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 855 | 0 | 21-Oct-2022 | 21-Oct-2022 |
Page 3 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ENTERPRISE PRODUCTS PARTNERS L.P. | |||||||||||||||||||||||||||||
Security | 293792107 | Meeting Type | Special | ||||||||||||||||||||||||||
Ticker Symbol | EPD | Meeting Date | 22-Nov-2022 | ||||||||||||||||||||||||||
ISIN | US2937921078 | Agenda | 935724371 - Management | ||||||||||||||||||||||||||
Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Amend Incentive Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 7,994 | 0 | 28-Oct-2022 | 28-Oct-2022 |
Page 4 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
MEDTRONIC PLC | |||||||||||||||||||||||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | ||||||||||||||||||||||||||
ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | ||||||||||||||||||||||||||
Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Stock Issuance | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | Authorize Purchase of Assets | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,515 | 0 | 18-Nov-2022 | 18-Nov-2022 |
Page 5 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | ||||||||||||||||||||||||||
ISIN | US5949181045 | Agenda | 935722567 - Management | ||||||||||||||||||||||||||
Record Date | 12-Oct-2022 | Holding Recon Date | 12-Oct-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Dec-2022 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Concerning pay practices | |||||||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure concerning the Company's human rights considerations could benefit shareholders | |||||||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 687 | 0 | 23-Nov-2022 | 23-Nov-2022 |
Page 6 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
BECTON, DICKINSON AND COMPANY | |||||||||||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 24-Jan-2023 | ||||||||||||||||||||||||||
ISIN | US0758871091 | Agenda | 935749789 - Management | ||||||||||||||||||||||||||
Record Date | 05-Dec-2022 | Holding Recon Date | 05-Dec-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Shareholders should be consulted before the Company enters into severance agreements that provide benefits exceeding 2.99 times salary and bonus | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 673 | 0 | 04-Jan-2023 | 04-Jan-2023 |
Page 7 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | |||||||||||||||||||||||||||||
Security | 009158106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | APD | Meeting Date | 26-Jan-2023 | ||||||||||||||||||||||||||
ISIN | US0091581068 | Agenda | 935746365 - Management | ||||||||||||||||||||||||||
Record Date | 30-Nov-2022 | Holding Recon Date | 30-Nov-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jan-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 637 | 0 | 04-Jan-2023 | 04-Jan-2023 |
Page 8 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
EMERSON ELECTRIC CO. | |||||||||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 07-Feb-2023 | ||||||||||||||||||||||||||
ISIN | US2910111044 | Agenda | 935748600 - Management | ||||||||||||||||||||||||||
Record Date | 29-Nov-2022 | Holding Recon Date | 29-Nov-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,692 | 0 | 18-Jan-2023 | 18-Jan-2023 |
Page 9 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
COMPASS MINERALS INTERNATIONAL, INC. | |||||||||||||||||||||||||||||
Security | 20451N101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CMP | Meeting Date | 15-Feb-2023 | ||||||||||||||||||||||||||
ISIN | US20451N1019 | Agenda | 935754045 - Management | ||||||||||||||||||||||||||
Record Date | 22-Dec-2022 | Holding Recon Date | 22-Dec-2022 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Concerning pay practices | |||||||||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 24.50%. | |||||||||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,571 | 0 | 26-Jan-2023 | 26-Jan-2023 |
Page 10 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
THE WALT DISNEY COMPANY | |||||||||||||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US2546871060 | Agenda | 935766595 - Management | ||||||||||||||||||||||||||
Record Date | 08-Feb-2023 | Holding Recon Date | 08-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,550 | 0 | 14-Mar-2023 | 14-Mar-2023 |
Page 11 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US0640581007 | Agenda | 935771180 - Management | ||||||||||||||||||||||||||
Record Date | 16-Feb-2023 | Holding Recon Date | 16-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,079 | 0 | 10-Mar-2023 | 10-Mar-2023 |
Page 12 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
THE BOEING COMPANY | |||||||||||||||||||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BA | Meeting Date | 18-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US0970231058 | Agenda | 935770063 - Management | ||||||||||||||||||||||||||
Record Date | 17-Feb-2023 | Holding Recon Date | 17-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Military/Weapons | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional reporting would provide shareholders with assurance that Company funds were being spent in a manner that furthered its stated objectives | |||||||||||||||||||||||||||||
9. | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Increased disclosure would allow shareholders to fully understand the steps the Company is taking to ensure equitable compensation | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 757 | 0 | 29-Mar-2023 | 29-Mar-2023 |
Page 13 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ADOBE INC. | |||||||||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 935770126 - Management | ||||||||||||||||||||||||||
Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 424 | 0 | 22-Mar-2023 | 22-Mar-2023 |
Page 14 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US9497461015 | Agenda | 935776774 - Management | ||||||||||||||||||||||||||
Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
10. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional reporting will better allow shareholders to understand how issues of discrimination and harassment are being managed | |||||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Adoption of the proposed policy could help mitigate potential risks |
Page 15 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,377 | 0 | 04-Apr-2023 | 04-Apr-2023 |
Page 16 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ANHEUSER-BUSCH INBEV SA | |||||||||||||||||||||||||||||
Security | 03524A108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BUD | Meeting Date | 26-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US03524A1088 | Agenda | 935808115 - Management | ||||||||||||||||||||||||||
Record Date | 14-Mar-2023 | Holding Recon Date | 14-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Approve Article Amendments | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | Approve Discharge of Board and President | Management | For | For | For | For | For | ||||||||||||||||||||||
7. | Approve Discharge of Board and President | Management | For | For | For | For | For | ||||||||||||||||||||||
8a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
8b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
8c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
8d. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
8e. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
8f. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
8g. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
8h. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
8i. | Election of Directors (Majority Voting) | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Board is not majority independent. | |||||||||||||||||||||||||||||
9. | Approve Remuneration of Directors and Auditors | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Poor compensation structure/performance conditions | |||||||||||||||||||||||||||||
10. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 282 | 1,904 | 05-Apr-2023 | 05-Apr-2023 |
Page 17 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ASML HOLDINGS N.V. | |||||||||||||||||||||||||||||
Security | N07059210 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | ||||||||||||||||||||||||||
ISIN | USN070592100 | Agenda | 935815932 - Management | ||||||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
3a | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3b | Receive Consolidated Financial Statements | Management | For | For | For | For | For | ||||||||||||||||||||||
3d | Dividends | Management | For | For | For | For | For | ||||||||||||||||||||||
4a | Approve Discharge of Management Board | Management | For | For | For | For | For | ||||||||||||||||||||||
4b | Approve Discharge of Supervisory Board | Management | For | For | For | For | For | ||||||||||||||||||||||
5 | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
6a | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
6b | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
8a | Elect Supervisory Board Member | Management | For | For | For | For | For | ||||||||||||||||||||||
8b | Elect Supervisory Board Member | Management | For | For | For | For | For | ||||||||||||||||||||||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
10a | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
10b | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||||||
11 | Authorize Directors to Repurchase Shares | Management | For | For | For | For | For | ||||||||||||||||||||||
12 | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 222 | 0 | 06-Apr-2023 | 06-Apr-2023 |
Page 18 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
KELLOGG COMPANY | |||||||||||||||||||||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | K | Meeting Date | 28-Apr-2023 | ||||||||||||||||||||||||||
ISIN | US4878361082 | Agenda | 935773540 - Management | ||||||||||||||||||||||||||
Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,735 | 0 | 04-Apr-2023 | 04-Apr-2023 |
Page 19 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
RAYTHEON TECHNOLOGIES | |||||||||||||||||||||||||||||
Security | 75513E101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | RTX | Meeting Date | 02-May-2023 | ||||||||||||||||||||||||||
ISIN | US75513E1010 | Agenda | 935780468 - Management | ||||||||||||||||||||||||||
Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | Miscellaneous Corporate Actions | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Amendment is not in best interests of shareholders | |||||||||||||||||||||||||||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Adoption of this proposal could help mitigate potential regulatory risk | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,354 | 0 | 05-Apr-2023 | 05-Apr-2023 |
Page 20 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||||||||
Security | 369604301 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 03-May-2023 | ||||||||||||||||||||||||||
ISIN | US3696043013 | Agenda | 935786408 - Management | ||||||||||||||||||||||||||
Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,816 | 0 | 13-Apr-2023 | 13-Apr-2023 |
Page 21 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
GSK PLC | |||||||||||||||||||||||||||||
Security | 37733W204 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 03-May-2023 | ||||||||||||||||||||||||||
ISIN | US37733W2044 | Agenda | 935802959 - Management | ||||||||||||||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
7. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
8. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
9. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
10. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
11. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
12. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
13. | Election of Directors (Full Slate) | Management | For | For | For | For | For | ||||||||||||||||||||||
14. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
15. | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
16. | Approve Article Amendments | Management | For | For | For | For | For | ||||||||||||||||||||||
17. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
18. | Allot Securities | Management | For | For | For | For | For | ||||||||||||||||||||||
19. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||||||
20. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For | ||||||||||||||||||||||
21. | Stock Repurchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
22. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
23. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,166 | 0 | 03-Apr-2023 | 03-Apr-2023 |
Page 22 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
THE KRAFT HEINZ COMPANY | |||||||||||||||||||||||||||||
Security | 500754106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | KHC | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||||
ISIN | US5007541064 | Agenda | 935780557 - Management | ||||||||||||||||||||||||||
Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Supermajority vote requirements can impede shareholders' ability to approve ballot items that are in their interests | |||||||||||||||||||||||||||||
5. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,896 | 0 | 12-Apr-2023 | 12-Apr-2023 |
Page 23 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
SIMON PROPERTY GROUP, INC. | |||||||||||||||||||||||||||||
Security | 828806109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | SPG | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||||
ISIN | US8288061091 | Agenda | 935790736 - Management | ||||||||||||||||||||||||||
Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Concerning pay practices; Grants are excessive | |||||||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,191 | 0 | 13-Apr-2023 | 13-Apr-2023 |
Page 24 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
EQUIFAX INC. | |||||||||||||||||||||||||||||
Security | 294429105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | EFX | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||||
ISIN | US2944291051 | Agenda | 935792083 - Management | ||||||||||||||||||||||||||
Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Grants are excessive | |||||||||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: The requested audit could help to identify and mitigate potentially significant risks | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 678 | 0 | 13-Apr-2023 | 13-Apr-2023 |
Page 25 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
WARNER BROS. DISCOVERY, INC. | |||||||||||||||||||||||||||||
Security | 934423104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | WBD | Meeting Date | 08-May-2023 | ||||||||||||||||||||||||||
ISIN | US9344231041 | Agenda | 935792451 - Management | ||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||||
1 | Li Haslett Chen | For | For | For | For | For | |||||||||||||||||||||||
2 | Kenneth W. Lowe | For | For | For | For | For | |||||||||||||||||||||||
3 | Paula A. Price | For | For | For | For | For | |||||||||||||||||||||||
4 | David M. Zaslav | For | For | For | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Excessive compensation; Concerning pay practices | |||||||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Supermajority vote requirements can impede shareholders' ability to approve ballot items that are in their interests | |||||||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 9,413 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 26 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
T. ROWE PRICE GROUP, INC. | |||||||||||||||||||||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | TROW | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||||
ISIN | US74144T1088 | Agenda | 935784858 - Management | ||||||||||||||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Poor overall design | |||||||||||||||||||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 987 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 27 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
3M COMPANY | |||||||||||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||||
ISIN | US88579Y1010 | Agenda | 935791550 - Management | ||||||||||||||||||||||||||
Record Date | 14-Mar-2023 | Holding Recon Date | 14-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,044 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 28 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
VERIZON COMMUNICATIONS INC. | |||||||||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 935790700 - Management | ||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 2,698 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 29 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
INTEL CORPORATION | |||||||||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||||
ISIN | US4581401001 | Agenda | 935793631 - Management | ||||||||||||||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,979 | 0 | 21-Apr-2023 | 21-Apr-2023 |
Page 30 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ZIMMER BIOMET HOLDINGS, INC. | |||||||||||||||||||||||||||||
Security | 98956P102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | ZBH | Meeting Date | 12-May-2023 | ||||||||||||||||||||||||||
ISIN | US98956P1021 | Agenda | 935784909 - Management | ||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,048 | 0 | 19-Apr-2023 | 19-Apr-2023 |
Page 31 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||||||||||||||
Security | 959802109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | WU | Meeting Date | 12-May-2023 | ||||||||||||||||||||||||||
ISIN | US9598021098 | Agenda | 935788387 - Management | ||||||||||||||||||||||||||
Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Approve Charter Amendment | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Amendment is not in best interests of shareholders | |||||||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 9,699 | 0 | 22-Apr-2023 | 22-Apr-2023 |
Page 32 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
AT&T INC. | |||||||||||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | T | Meeting Date | 18-May-2023 | ||||||||||||||||||||||||||
ISIN | US00206R1023 | Agenda | 935803937 - Management | ||||||||||||||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: The requested audit could help to identify and mitigate potentially significant risks | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 7,662 | 0 | 27-Apr-2023 | 27-Apr-2023 |
Page 33 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
CVS HEALTH CORPORATION | |||||||||||||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CVS | Meeting Date | 18-May-2023 | ||||||||||||||||||||||||||
ISIN | US1266501006 | Agenda | 935806375 - Management | ||||||||||||||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Pay and performance disconnect | |||||||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | S/H Proposal - Health Issues | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Adoption could help mitigate human capital management-related risks | |||||||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | |||||||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Adoption of proposal could help shareholders better understand human capital risks | |||||||||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,733 | 0 | 29-Apr-2023 | 29-Apr-2023 |
Page 34 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
DUPONT DE NEMOURS, INC. | |||||||||||||||||||||||||||||
Security | 26614N102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | DD | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||||
ISIN | US26614N1028 | Agenda | 935808444 - Management | ||||||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Pay and performance disconnect | |||||||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,910 | 0 | 04-May-2023 | 04-May-2023 |
Page 35 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
BLACKROCK, INC. | |||||||||||||||||||||||||||||
Security | 09247X101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BLK | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||||
ISIN | US09247X1019 | Agenda | 935821000 - Management | ||||||||||||||||||||||||||
Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1n. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1o. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1p. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 199 | 0 | 04-May-2023 | 04-May-2023 |
Page 36 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
AMAZON.COM, INC. | |||||||||||||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||||
ISIN | US0231351067 | Agenda | 935825452 - Management | ||||||||||||||||||||||||||
Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Insufficient response to shareholder dissent; Pay and performance disconnect | |||||||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 20.60%. | |||||||||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An assessment of the Company's customer due diligence could benefit shareholders | |||||||||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure on Just Transition planning would benefit shareholders and stakeholders | |||||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||||||||||||||||||||||||
12. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
13. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Page 37 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
14. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | |||||||||||||||||||||||||||||
16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An independent assessment of freedom of association and collective bargaining policies is warranted | |||||||||||||||||||||||||||||
17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
18. | S/H Proposal - Animal Rights | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
19. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
20. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
21. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional, independent scrutiny on the Company's working conditions is warranted | |||||||||||||||||||||||||||||
22. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
23. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure on the financial and operational risks associated with the use of Rekognition would benefit shareholders | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,283 | 0 | 05-May-2023 | 05-May-2023 |
Page 38 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
META PLATFORMS, INC. | |||||||||||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | META | Meeting Date | 31-May-2023 | ||||||||||||||||||||||||||
ISIN | US30303M1027 | Agenda | 935830960 - Management | ||||||||||||||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||||
1 | Peggy Alford | For | For | For | For | For | |||||||||||||||||||||||
2 | Marc L. Andreessen | For | For | For | For | For | |||||||||||||||||||||||
3 | Andrew W. Houston | For | For | For | For | For | |||||||||||||||||||||||
4 | Nancy Killefer | For | For | For | For | For | |||||||||||||||||||||||
5 | Robert M. Kimmitt | For | For | For | For | For | |||||||||||||||||||||||
6 | Sheryl K. Sandberg | For | For | For | For | For | |||||||||||||||||||||||
7 | Tracey T. Travis | For | For | For | For | For | |||||||||||||||||||||||
8 | Tony Xu | For | For | For | For | For | |||||||||||||||||||||||
9 | Mark Zuckerberg | For | For | For | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||||||||||||||||||||||||
5. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An independent review of human rights considerations in advertising could benefit shareholders | |||||||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure concerning content management is warranted | |||||||||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An evaluation of how the Company can protect sensitive user data could mitigate risk to shareholders | |||||||||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure concerning content enforcement policies is warranted | |||||||||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Adoption of proposal provide shareholders assurance that the Company is managing associated risks | |||||||||||||||||||||||||||||
12. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Given ongoing governance concerns, an independent assessment is warranted | |||||||||||||||||||||||||||||
Page 39 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 691 | 0 | 13-May-2023 | 13-May-2023 |
Page 40 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
SERVICENOW, INC. | |||||||||||||||||||||||||||||
Security | 81762P102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US81762P1021 | Agenda | 935821062 - Management | ||||||||||||||||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Insufficient response to shareholder dissent | |||||||||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 346 | 0 | 11-May-2023 | 11-May-2023 |
Page 41 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
ALPHABET INC. | |||||||||||||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US02079K3059 | Agenda | 935830946 - Management | ||||||||||||||||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Amend Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Excessive compensation | |||||||||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 3 Years | Against | 1 Year | For | ||||||||||||||||||||||
Comments: An annual advisory vote on executive compensation is in the best interests of shareholders | |||||||||||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An evaluation of how the Company can protect sensitive user data could mitigate risk to shareholders | |||||||||||||||||||||||||||||
10. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
11. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An independent review of human rights considerations in advertising could benefit shareholders | |||||||||||||||||||||||||||||
12. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||||||||||||||||||||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Page 42 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
Comments: Additional disclosure will help shareholders better understand regulatory risks faced by Company | |||||||||||||||||||||||||||||
14. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: An independent evaluation of audit committee could benefit shareholders | |||||||||||||||||||||||||||||
16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Shareholders should approve provisions that could potentially limit their rights | |||||||||||||||||||||||||||||
17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
18. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,247 | 0 | 12-May-2023 | 12-May-2023 |
Page 43 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||||||||||||||||
Security | 874039100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US8740391003 | Agenda | 935863298 - Management | ||||||||||||||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Stock Issuance | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 1,588 | 0 | 19-May-2023 | 19-May-2023 |
Page 44 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
NORDSTROM, INC. | |||||||||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 06-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US6556641008 | Agenda | 935869543 - Management | ||||||||||||||||||||||||||
Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Adopt Incentive Stock Option Plan | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is 26.20%. | |||||||||||||||||||||||||||||
6. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
7. | Miscellaneous Corporate Actions | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Not in shareholders' best interests | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 7,645 | 0 | 17-May-2023 | 17-May-2023 |
Page 45 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 935845492 - Management | ||||||||||||||||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||||
1 | Kenneth J. Bacon | For | For | For | For | For | |||||||||||||||||||||||
2 | Thomas J. Baltimore Jr. | For | For | For | For | For | |||||||||||||||||||||||
3 | Madeline S. Bell | For | For | For | For | For | |||||||||||||||||||||||
4 | Edward D. Breen | For | For | For | For | For | |||||||||||||||||||||||
5 | Gerald L. Hassell | For | For | For | For | For | |||||||||||||||||||||||
6 | Jeffrey A. Honickman | For | For | For | For | For | |||||||||||||||||||||||
7 | Maritza G. Montiel | For | For | For | For | For | |||||||||||||||||||||||
8 | Asuka Nakahara | For | For | For | For | For | |||||||||||||||||||||||
9 | David C. Novak | For | For | For | For | For | |||||||||||||||||||||||
10 | Brian L. Roberts | For | For | For | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
6. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||||||||||||||||||||||
Comments: The requested audit could help to identify and mitigate potentially significant risks | |||||||||||||||||||||||||||||
8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
10. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 3,641 | 0 | 19-May-2023 | 19-May-2023 |
Page 46 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
SALESFORCE, INC. | |||||||||||||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 08-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US79466L3024 | Agenda | 935846127 - Management | ||||||||||||||||||||||||||
Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Amend Incentive Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Concerning pay practices; Pay and performance disconnect | |||||||||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 839 | 0 | 18-May-2023 | 18-May-2023 |
Page 47 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
BIOGEN INC. | |||||||||||||||||||||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BIIB | Meeting Date | 26-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US09062X1037 | Agenda | 935850013 - Management | ||||||||||||||||||||||||||
Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 437 | 0 | 19-Jun-2023 | 19-Jun-2023 |
Page 48 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
CARMAX, INC. | |||||||||||||||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 27-Jun-2023 | ||||||||||||||||||||||||||
ISIN | US1431301027 | Agenda | 935847535 - Management | ||||||||||||||||||||||||||
Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | Adopt Incentive Stock Option Plan | Management | For | For | For | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 2,072 | 0 | 08-Jun-2023 | 08-Jun-2023 |
Page 49 of 50 | 17-Jul-2023 |
Vote Summary | |||||||||||||||||||||||||||||
CONSTELLATION BRANDS, INC. | |||||||||||||||||||||||||||||
Security | 21036P108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | STZ | Meeting Date | 18-Jul-2023 | ||||||||||||||||||||||||||
ISIN | US21036P1084 | Agenda | 935878097 - Management | ||||||||||||||||||||||||||
Record Date | 19-May-2023 | Holding Recon Date | 19-May-2023 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2023 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||||||||||||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | Against | For | ||||||||||||||||||||||
Comments: Excessive compensation; Pay and performance disconnect | |||||||||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | 1 Year | For | ||||||||||||||||||||||
5. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
950AL6U | HILLMAN CAPITAL MANAGEMENT | 950AL6U | STATE STREET BANK & TRUST CO | 510 | 0 | 29-Jun-2023 | 29-Jun-2023 |
Page 50 of 50 | 17-Jul-2023 |
Polen DDJ Opportunistic High Yield Fund
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | With or Against Management |
Specialty Steel Holdco, Inc | N/A - Private Security | N/A - Private Security | 1/10/2023 | Election of Directors | Issuer | Voted | For | For |
Specialty Steel Holdco, Inc | N/A - Private Security | N/A - Private Security | 1/10/2023 | Ratification of Prior Years Actions | Issuer | Voted | For | For |
CWT Travel Group | N/A - Private Security | N/A - Private Security | 4/11/2023 | Removal of Directors | Issuer | Voted | For | For |
CWT Travel Group | N/A - Private Security | N/A - Private Security | 4/11/2023 | Election of Directors | Issuer | Voted | For | For |
CWT Travel Group | N/A - Private Security | N/A - Private Security | 4/11/2023 | Product and Technology Committee Chair Compensation | Issuer | Voted | For | For |
Seven Canyons Strategic Global Fund
Meeting Date Range: 01-Jul-2022 To 30-Jun-2023 | ||||||||||||
Selected Accounts | ||||||||||||
PETS AT HOME GROUP PLC | ||||||||||||
Security: | G7041J107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-Jul-2022 | ||||||||||
ISIN | GB00BJ62K685 | Vote Deadline Date: | 04-Jul-2022 | |||||||||
Agenda | 715764848 | Management | Total Ballot Shares: | 1194298 | ||||||||
Last Vote Date: | 14-Jun-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 | For | None | 852000 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 852000 | 0 | 0 | 0 | |||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 7.5 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 852000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT ZARIN PATEL AS A DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
11 | TO ELECT LYSSA MCGOWAN AS DIRECTOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | For | None | 852000 | 0 | 0 | 0 | |||||
14 | AUTHORITY TO ALLOT SHARES | For | None | 852000 | 0 | 0 | 0 | |||||
15 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | For | None | 852000 | 0 | 0 | 0 | |||||
16 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 852000 | 0 | 0 | 0 | |||||
17 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 852000 | 0 | 0 | 0 | |||||
18 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 852000 | 0 | 0 | 0 | |||||
19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 852000 | 0 | 0 | 0 | |||||
20 | 09 JUN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
M1 KLINIKEN AG | ||||||||||||
Security: | D54872110 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jul-2022 | ||||||||||
ISIN | DE000A0STSQ8 | Vote Deadline Date: | 05-Jul-2022 | |||||||||
Agenda | 715714019 | Management | Total Ballot Shares: | 315700 | ||||||||
Last Vote Date: | 02-Jun-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
3 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
4 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | None | None | Non Voting | ||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
7 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 207600 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 207600 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 207600 | 0 | 0 | 0 | |||||
10 | RATIFY WETREU NTRG NORDDEUTSCHE TREUHAND- UND REVISIONS- GESELLSCHAFT MBH AS AUDITOR FOR FISCAL YEAR 2022 | For | None | 207600 | 0 | 0 | 0 | |||||
JDC GROUP AG | ||||||||||||
Security: | D04287104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jul-2022 | ||||||||||
ISIN | DE000A0B9N37 | Vote Deadline Date: | 19-Jul-2022 | |||||||||
Agenda | 715815594 | Management | Total Ballot Shares: | 248500 | ||||||||
Last Vote Date: | 23-Jun-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 200000 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 200000 | 0 | 0 | 0 | |||||
5 | RATIFY DR. MERSCHMEIER + PARTNER GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 200000 | 0 | 0 | 0 | |||||
6 | ELECT PETER BOSSE TO THE SUPERVISORY BOARD | For | None | 200000 | 0 | 0 | 0 | |||||
7 | APPROVE CREATION OF EUR 6.8 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 200000 | 0 | 0 | 0 | |||||
8 | AMEND 2018 AND 2021 STOCK OPTION PLANS AND CONNECTED POOLS OF CONDITIONAL CAPITAL 2018/II AND 2021/I | For | None | 200000 | 0 | 0 | 0 | |||||
9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 200000 | 0 | 0 | 0 | |||||
10 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
11 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
12 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
DISCOVERIE GROUP PLC | ||||||||||||
Security: | G2887F103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jul-2022 | ||||||||||
ISIN | GB0000055888 | Vote Deadline Date: | 25-Jul-2022 | |||||||||
Agenda | 715827664 | Management | Total Ballot Shares: | 253139 | ||||||||
Last Vote Date: | 01-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | For | None | 185229 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE FINAL DIVIDEND | For | None | 185229 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 185229 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MALCOLM DIAMOND AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT NICK JEFFERIES AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT SIMON GIBBINS AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT BRUCE THOMPSON AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT TRACEY GRAHAM AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT CLIVE WATSON AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
10 | TO ELECT ROSALIND KAINYAH AS A DIRECTOR | For | None | 185229 | 0 | 0 | 0 | |||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING | For | None | 185229 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 185229 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS UNDER SECTION 551 OF THE COMPANIES ACT2006 TO ALLOT SHARES IN THE COMPANY | For | None | 185229 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY IN CONNECTION WITH A PRE-EMPTIVE OFFER TO EXISTING SHAREHOLDERS BY WAY OF A RIGHTS ISSUE | For | None | 185229 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE DIRECTORS UNDER SECTION 570 OF THE COMPANIES ACT2006 TO ALLOT SHARES IN THE COMPANY FOR CASH OTHER WISE THAN PRO RATA TO ALL SHAREHOLDERS | For | None | 185229 | 0 | 0 | 0 | |||||
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY FOR CASH IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | For | None | 185229 | 0 | 0 | 0 | |||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 13 | For | None | 185229 | 0 | 0 | 0 | |||||
18 | TO AUTHORISE THE PURCHASE OF THE COMPANY'S OWN SHARES | For | None | 185229 | 0 | 0 | 0 | |||||
19 | TO APPROVE THE CALLING OF GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING ON 14 CLEAR DAYS NOTICE | For | None | 185229 | 0 | 0 | 0 | |||||
20 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | For | None | 185229 | 0 | 0 | 0 | |||||
GB GROUP PLC | ||||||||||||
Security: | G3770M106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jul-2022 | ||||||||||
ISIN | GB0006870611 | Vote Deadline Date: | 25-Jul-2022 | |||||||||
Agenda | 715855423 | Management | Total Ballot Shares: | 354400 | ||||||||
Last Vote Date: | 07-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE CONSIDER AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2022 TOGETHER WITH THE DIRECTORS REPORT AND AUDITORS REPORT ON THOSE ACCOUNTS | For | None | 284400 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND IN THE SUM OF 3.81 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 284400 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT DAVID ANTHONY RASCHE AS A DIRECTOR OF THE COMPANY | For | None | 284400 | 0 | 0 | 0 | |||||
4 | TO RE-APPOINT NICHOLAS RICHARD BROWN AS A DIRECTOR OF THE COMPANY | For | None | 284400 | 0 | 0 | 0 | |||||
5 | TO APPOINT BHAVNEET SINGH AS A DIRECTOR OF THE COMPANY | For | None | 284400 | 0 | 0 | 0 | |||||
6 | TO APPOINT RICHARD LONGDON AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 SEPTEMBER 2022 | For | None | 284400 | 0 | 0 | 0 | |||||
7 | TO RECEIVE AND APPROVE THE REPORT ON DIRECTORS REMUNERATION | For | None | 284400 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE GB GROUP PLC PERFORMANCE SHARE PLAN THE PSP PLAN | For | None | 284400 | 0 | 0 | 0 | |||||
9 | TO APPROVE THE GB GROUP PLC RESTRICTED SHARE PLAN THE RSP PLAN | For | None | 284400 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT ERNST AND YOUNG LLP AS THE COMPANY'S AUDITOR | For | None | 284400 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | For | None | 284400 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | For | None | 284400 | 0 | 0 | 0 | |||||
13 | TO WAIVER PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES GENERAL | For | None | 284400 | 0 | 0 | 0 | |||||
14 | TO WAIVER PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES FINANCING | For | None | 284400 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 284400 | 0 | 0 | 0 | |||||
SMAREGI,INC. | ||||||||||||
Security: | J75654103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jul-2022 | ||||||||||
ISIN | JP3400110007 | Vote Deadline Date: | 20-Jul-2022 | |||||||||
Agenda | 715893043 | Management | Total Ballot Shares: | 133700 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 100000 | 0 | 0 | 0 | |||||
2 | Appoint a Director Yamamoto, Hiroshi | For | None | 100000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Minato, Ryutaro | For | None | 100000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Miyazaki, Ryuhei | For | None | 100000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Takamadate, Kohei | For | None | 100000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Asada, Shinji | For | None | 100000 | 0 | 0 | 0 | |||||
7 | Appoint a Corporate Auditor Mochizuki, Takuya | For | None | 100000 | 0 | 0 | 0 | |||||
8 | Appoint a Corporate Auditor Ohira, Yutaka | For | None | 100000 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Murata, Masayuki | For | None | 100000 | 0 | 0 | 0 | |||||
CATAPULT GROUP INTERNATIONAL LTD | ||||||||||||
Security: | Q2159P101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Aug-2022 | ||||||||||
ISIN | AU000000CAT9 | Vote Deadline Date: | 28-Jul-2022 | |||||||||
Agenda | 715838352 | Management | Total Ballot Shares: | 1600000 | ||||||||
Last Vote Date: | 01-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3,4,5,6,7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | FINANCIAL STATEMENTS AND REPORTS | None | None | Non Voting | ||||||||
3 | RE-ELECTION OF DIRECTOR : DR ADIR SHIFFMAN | For | None | 1293400 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF DIRECTOR : MR IGOR VAN DE GRIENDT | For | None | 1293400 | 0 | 0 | 0 | |||||
5 | REMUNERATION REPORT | For | None | 1293400 | 0 | 0 | 0 | |||||
6 | RATIFICATION OF PRIOR ISSUE OF THE FIRST TRANCHE OF THE DEFERRED SHARES TO THE SBG VENDORS | For | None | 1293400 | 0 | 0 | 0 | |||||
7 | APPROVAL OF ISSUE OF THE SECOND, THIRD, FOURTH AND FIFTH TRANCHES OF THE DEFERRED SHARES TO THE SBG VENDORS | For | None | 1293400 | 0 | 0 | 0 | |||||
8 | RATIFICATION OF PRIOR ISSUE OF SECURITIES UNDER THE COMPANYS EMPLOYEE SHARE PLAN | For | None | 1293400 | 0 | 0 | 0 | |||||
9 | AMENDMENTS TO THE DIRECTOR SALARY SACRIFICE OFFERS | For | None | 1293400 | 0 | 0 | 0 | |||||
10 | AMENDMENTS TO THE CONSTITUTION | For | None | 1293400 | 0 | 0 | 0 | |||||
TQM ALPHA PUBLIC COMPANY LIMITED | ||||||||||||
Security: | Y8939P130 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Aug-2022 | ||||||||||
ISIN | TH8878010Z19 | Vote Deadline Date: | 10-Aug-2022 | |||||||||
Agenda | 715875223 | Management | Total Ballot Shares: | 1783200 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CERTIFY THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS FOR 2022 | For | None | 1142400 | 0 | 0 | 0 | |||||
2 | TO CONSIDER AND APPROVE THE CHANGE OF COMPANY'S NAME | For | None | 1142400 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE CHANGE OF COMPANY'S SEAL | For | None | 1142400 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE AMENDMENT OF COMPANY'S MEMORANDUM OF ASSOCIATION, NO. 1 | For | None | 1142400 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE AMENDMENT OF COMPANY'S ARTICLES OF ASSOCIATION | For | None | 1142400 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ONE NEW DIRECTOR | For | None | 1142400 | 0 | 0 | 0 | |||||
7 | TO CONSIDER OTHER MATTERS (IF ANY) | Abstain | None | 0 | 0 | 1142400 | 0 | |||||
8 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | ||||||||
9 | 12 AUG 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
CANOPY HOLDINGS AS | ||||||||||||
Security: | R7T89X114 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Sep-2022 | ||||||||||
ISIN | NO0010781560 | Vote Deadline Date: | 31-Aug-2022 | |||||||||
Agenda | 716034563 | Management | Total Ballot Shares: | 1100000 | ||||||||
Last Vote Date: | 01-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | OPENING OF THE GENERAL MEETING. REGISTRATION OF MEETING SHAREHOLDERS | None | None | Non Voting | ||||||||
6 | ELECTION OF A MEETING CHAIRPERSON AND PERSON TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON | For | None | 1100000 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE NOTICE AND AGENDA | For | None | 1100000 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE CANOPY HOLDINGS GROUP ON A CONSOLIDATED BASIS FOR THE FINANCIAL YEAR FROM 1 MAY 2021 TO 30 APRIL 2022 | For | None | 1100000 | 0 | 0 | 0 | |||||
9 | REMUNERATION TO THE AUDITOR | For | None | 1100000 | 0 | 0 | 0 | |||||
10 | ELECTION OF BOARD MEMBER: THOMAS WREDE-HOLM AS CHAIRMAN | For | None | 1100000 | 0 | 0 | 0 | |||||
11 | ELECTION OF BOARD MEMBER: CHRISTOPHER LOGAN AS BOARD MEMBER | For | None | 1100000 | 0 | 0 | 0 | |||||
12 | REMUNERATION TO THE BOARD MEMBERS | For | None | 1100000 | 0 | 0 | 0 | |||||
13 | OPTIONS UNDER THE NOVEMBER 2021 OPTION PLAN AND SHARES TO THE NEW CEO: APPROVAL OF OPTIONS TO BE AWARDED IN THE PERIOD UNTIL THE ANNUAL GENERAL MEETING IN 2023 | For | None | 1100000 | 0 | 0 | 0 | |||||
14 | OPTIONS UNDER THE NOVEMBER 2021 OPTION PLAN AND SHARES TO THE NEW CEO: APPROVAL OF OPTIONS TO THE NEW CEO, MR. CHRISTIAN ERLANDSON | For | None | 1100000 | 0 | 0 | 0 | |||||
15 | OPTIONS UNDER THE NOVEMBER 2021 OPTION PLAN AND SHARES TO THE NEW CEO: APPROVAL OF SHARES TO THE NEW CEO, MR. CHRISTIAN ERLANDSON | For | None | 1100000 | 0 | 0 | 0 | |||||
16 | AUTHORIZATION TO THE BOARD ON CAPITAL INCREASE TO FULFIL THE COMPANY'S INCENTIVE PROGRAMS | For | None | 1100000 | 0 | 0 | 0 | |||||
17 | AUTHORIZATION TO THE BOARD TO ACQUIRE THE COMPANY'S OWN SHARES | For | None | 1100000 | 0 | 0 | 0 | |||||
18 | AUTHORIZATION TO THE BOARD ON CAPITAL INCREASE TO PAY REMAINING EARN-OUT RELATED TO THE ACQUISITION OF SPOTLIO AG | For | None | 1100000 | 0 | 0 | 0 | |||||
19 | REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | For | None | 1100000 | 0 | 0 | 0 | |||||
PT AVIA AVIAN TBK | ||||||||||||
Security: | Y0S1F5103 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 07-Sep-2022 | ||||||||||
ISIN | ID1000165004 | Vote Deadline Date: | 02-Sep-2022 | |||||||||
Agenda | 715976099 | Management | Total Ballot Shares: | 47970300 | ||||||||
Last Vote Date: | 30-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL ON CHANGE OF COMPOSITION OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS | For | None | 31070300 | 0 | 0 | 0 | |||||
FREEE K.K. | ||||||||||||
Security: | J1513Q100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Sep-2022 | ||||||||||
ISIN | JP3826520003 | Vote Deadline Date: | 21-Sep-2022 | |||||||||
Agenda | 716054882 | Management | Total Ballot Shares: | 110600 | ||||||||
Last Vote Date: | 19-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 89500 | 0 | 0 | 0 | |||||
2 | Appoint a Director who is not Audit and Supervisory Committee Member Sasaki, Daisuke | For | None | 89500 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Togo, Sumito | For | None | 89500 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Yokoji, Ryu | For | None | 89500 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Yumi Hosaka Clark | For | None | 89500 | 0 | 0 | 0 | |||||
AUDINATE GROUP LTD | ||||||||||||
Security: | Q0646U105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Oct-2022 | ||||||||||
ISIN | AU000000AD88 | Vote Deadline Date: | 20-Oct-2022 | |||||||||
Agenda | 716117583 | Management | Total Ballot Shares: | 314300 | ||||||||
Last Vote Date: | 11-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4A, 4B, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | RE-ELECTION OF DIRECTOR - JOHN DYSON | For | None | 258000 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF DIRECTOR - ROGER PRICE | For | None | 258000 | 0 | 0 | 0 | |||||
4 | REMUNERATION REPORT | For | None | 258000 | 0 | 0 | 0 | |||||
5 | ISSUE OF PERFORMANCE RIGHTS - AIDAN WILLIAMS | For | None | 258000 | 0 | 0 | 0 | |||||
6 | PRO-RATA VESTING OF PERFORMANCE RIGHTS - AIDAN WILLIAMS | For | None | 258000 | 0 | 0 | 0 | |||||
7 | APPROVAL OF INCREASE IN MAXIMUM AGGREGATE NON-EXECUTIVE DIRECTOR FEES | For | None | 258000 | 0 | 0 | 0 | |||||
8 | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | None | None | Non Voting | ||||||||
9 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS | For | None | 258000 | 0 | 0 | 0 | |||||
SMARTCRAFT ASA | ||||||||||||
Security: | R7T54K113 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Nov-2022 | ||||||||||
ISIN | NO0011008971 | Vote Deadline Date: | 26-Oct-2022 | |||||||||
Agenda | 716159226 | Management | Total Ballot Shares: | 1812025 | ||||||||
Last Vote Date: | 21-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | ELECT CHAIRMAN OF MEETING | For | None | 1337086 | 0 | 0 | 0 | |||||
6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 1337086 | 0 | 0 | 0 | |||||
7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 1337086 | 0 | 0 | 0 | |||||
8 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 1337086 | 0 | 0 | 0 | |||||
COGSTATE LTD | ||||||||||||
Security: | Q2600G106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 04-Nov-2022 | ||||||||||
ISIN | AU000000CGS8 | Vote Deadline Date: | 31-Oct-2022 | |||||||||
Agenda | 716146471 | Management | Total Ballot Shares: | 1538739 | ||||||||
Last Vote Date: | 11-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,4,6 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | ADOPTION OF REMUNERATION REPORT | For | None | 1134302 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MS INGRID PLAYER AS DIRECTOR | For | None | 1134302 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF MR MARTYN MYER AS DIRECTOR | For | None | 1134302 | 0 | 0 | 0 | |||||
5 | ADOPTION OF THE EMPLOYEE EQUITY PLAN | For | None | 1134302 | 0 | 0 | 0 | |||||
6 | ADOPTION OF NEW CONSTITUTION | For | None | 1134302 | 0 | 0 | 0 | |||||
7 | APPROVAL TO INCREASE THE MAXIMUM AGGREGATE AMOUNT OF NON-EXECUTIVE DIRECTORS FEES | For | None | 1134302 | 0 | 0 | 0 | |||||
ABCAM PLC | ||||||||||||
Security: | G0060R118 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 11-Nov-2022 | ||||||||||
ISIN | GB00B6774699 | Vote Deadline Date: | 08-Nov-2022 | |||||||||
Agenda | 716196490 | Management | Total Ballot Shares: | 148400 | ||||||||
Last Vote Date: | 21-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CANCEL THE ADMISSION TO TRADING ON AIM OF ORDINARY SHARES AND AUTHORISE THE DIRECTORS TO TAKE ALL ACTION TO EFFECT SUCH CANCELLATION | For | None | 102700 | 0 | 0 | 0 | |||||
2 | 18 OCT 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
SKYFII LTD | ||||||||||||
Security: | Q8513N104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Nov-2022 | ||||||||||
ISIN | AU000000SKF3 | Vote Deadline Date: | 10-Nov-2022 | |||||||||
Agenda | 716189178 | Management | Total Ballot Shares: | 16116734 | ||||||||
Last Vote Date: | 21-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | TO ADOPT THE REMUNERATION REPORT | For | None | 13666565 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT MR JOHN RANKIN AS A DIRECTOR | For | None | 13666565 | 0 | 0 | 0 | |||||
4 | TO ELECT MR MARK DEVADSON AS A DIRECTOR | For | None | 13666565 | 0 | 0 | 0 | |||||
5 | TO ELECT MR ROBERT ALEXANDER AS A DIRECTOR | For | None | 13666565 | 0 | 0 | 0 | |||||
BIGTINCAN HOLDINGS LTD | ||||||||||||
Security: | Q1498V100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Nov-2022 | ||||||||||
ISIN | AU000000BTH6 | Vote Deadline Date: | 17-Nov-2022 | |||||||||
Agenda | 716238729 | Management | Total Ballot Shares: | 2905400 | ||||||||
Last Vote Date: | 02-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,3,4,5,7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | APPROVAL OF REMUNERATION REPORT | For | None | 2207800 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF A DIRECTOR - MR TOM AMOS | For | None | 2207800 | 0 | 0 | 0 | |||||
4 | APPROVAL OF ISSUE OF SHARES TO THE BIGTINCAN EMPLOYEE SHARE TRUST | For | None | 2207800 | 0 | 0 | 0 | |||||
5 | APPROVAL OF ISSUE OF OPTIONS UNDER THE ESOP | For | None | 2207800 | 0 | 0 | 0 | |||||
6 | APPROVAL FOR THE GRANTING OF RIGHTS TO A DIRECTOR - MR DAVID KEANE, MANAGING DIRECTOR AND CEO | For | None | 2207800 | 0 | 0 | 0 | |||||
7 | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | None | None | Non Voting | ||||||||
8 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS | For | None | 2207800 | 0 | 0 | 0 | |||||
9 | APPROVAL OF EMPLOYEE SHARE OPTION PLAN | For | None | 2207800 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Nov-2022 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 11-Nov-2022 | |||||||||
Agenda | 716355575 | Management | Total Ballot Shares: | 13141 | ||||||||
Last Vote Date: | 14-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 813485 DUE TO ADDITION OF RESOLUTIONS "A AND B". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | None | None | Non Voting | ||||||||
3 | APPROVAL OF THE AGENDA | For | None | 5549 | 0 | 0 | 0 | |||||
4 | PAYMENT OF DIVIDENDS ON COMMON SHARES OF JSC KASPI.KZ AND APPROVAL OF THE AMOUNT OF DIVIDEND PER COMMON SHARE | For | None | 5549 | 0 | 0 | 0 | |||||
5 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
6 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR | For | None | 5549 | 0 | 0 | 0 | |||||
HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES" | ||||||||||||
7 | FOR PARTICIPATION OF BNY MELLON IN EXTRAORDINARY GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 5549 | 0 | 0 | 0 | |||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Nov-2022 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 22-Nov-2022 | |||||||||
Agenda | 716344318 | Management | Total Ballot Shares: | 490300 | ||||||||
Last Vote Date: | 14-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RECEIVE REPORT ON SHARE PURCHASE AGREEMENT ENTERED INTO AMONG SHAREHOLDERS OF COMPANY DATED JULY 31, 2022 | For | None | 310700 | 0 | 0 | 0 | |||||
2 | RECEIVE REPORT ON RESIGNATION OF MEMBERS AND CHAIRMAN OF BOARD OF DIRECTORS | For | None | 310700 | 0 | 0 | 0 | |||||
3 | INFORMATION ON ELECTION OF THREE DIRECTORS DESIGNATED BY SERIES BB SHAREHOLDERS | For | None | 310700 | 0 | 0 | 0 | |||||
4 | ELECT ERIC DELOBEL AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 310700 | 0 | 0 | 0 | |||||
5 | ELECT PIERRE HUGHES SCHMIT AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 310700 | 0 | 0 | 0 | |||||
6 | ELECT EMMANUELLE HUON AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 310700 | 0 | 0 | 0 | |||||
7 | ELECT NICOLAS NOTEBAERT AS BOARD CHAIRMAN | For | None | 310700 | 0 | 0 | 0 | |||||
8 | RATIFY ADRIANA DIAZ GALINDO NON- MEMBER AS BOARD SECRETARY | For | None | 310700 | 0 | 0 | 0 | |||||
9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 310700 | 0 | 0 | 0 | |||||
10 | 23 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF 4.4.A TO 9.6. RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
YOUGOV PLC | ||||||||||||
Security: | G9875S112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Dec-2022 | ||||||||||
ISIN | GB00B1VQ6H25 | Vote Deadline Date: | 05-Dec-2022 | |||||||||
Agenda | 716342528 | Management | Total Ballot Shares: | 133800 | ||||||||
Last Vote Date: | 09-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 JULY 2022 | For | None | 101100 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | For | None | 101100 | 0 | 0 | 0 | |||||
3 | TO REAPPOINT PRICEWATERHOUSECOOPERSLLP AS AUDITORS | For | None | 101100 | 0 | 0 | 0 | |||||
4 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | For | None | 101100 | 0 | 0 | 0 | |||||
5 | TO ELECT NICHOLAS PRETTE JOHN AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
6 | TO RE ELECT ROGER PARRY AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
7 | TO RE ELECT STEPHAN SHAKESPEARE AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
8 | TO RE ELECT ALEXANDER MCINTOSH AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
9 | TO RE ELECT SUNDIP CHAHAL AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
10 | TO RE ELECT ROSEMARY LEITH AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
11 | TO RE ELECT ASHLEY MARTIN AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
12 | TO RE ELECT ANDREA NEWMAN AS A DIRECTOR | For | None | 101100 | 0 | 0 | 0 | |||||
13 | TO DECLARE A FINAL DIVIDEND OF 7.0P PER ORDINARY SHARE | For | None | 101100 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | For | None | 101100 | 0 | 0 | 0 | |||||
15 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | For | None | 101100 | 0 | 0 | 0 | |||||
16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | For | None | 101100 | 0 | 0 | 0 | |||||
E-GUARDIAN INC. | ||||||||||||
Security: | J13359104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Dec-2022 | ||||||||||
ISIN | JP3130230000 | Vote Deadline Date: | 19-Dec-2022 | |||||||||
Agenda | 716399806 | Management | Total Ballot Shares: | 93700 | ||||||||
Last Vote Date: | 14-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 58700 | 0 | 0 | 0 | |||||
3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | None | 58700 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Takatani, Yasuhisa | For | None | 58700 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Mizobe, Yutaka | For | None | 58700 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Terada, Takeshi | For | None | 58700 | 0 | 0 | 0 | |||||
M&A CAPITAL PARTNERS CO.,LTD. | ||||||||||||
Security: | J39187109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2022 | ||||||||||
ISIN | JP3167320005 | Vote Deadline Date: | 21-Dec-2022 | |||||||||
Agenda | 716428354 | Management | Total Ballot Shares: | 79900 | ||||||||
Last Vote Date: | 14-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Change Company Location | For | None | 56600 | 0 | 0 | 0 | |||||
3 | Appoint a Director Nakamura, Satoru | For | None | 56600 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sogame, Yozo | For | None | 56600 | 0 | 0 | 0 | |||||
5 | Appoint a Director Okamura, Hideaki | For | None | 56600 | 0 | 0 | 0 | |||||
6 | Appoint a Director Shimoda, So | For | None | 56600 | 0 | 0 | 0 | |||||
7 | Appoint a Director Nishizawa, Tamio | For | None | 56600 | 0 | 0 | 0 | |||||
8 | Appoint a Director Matsuoka, Noboru | For | None | 56600 | 0 | 0 | 0 | |||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jan-2023 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 12-Jan-2023 | |||||||||
Agenda | 716489011 | Management | Total Ballot Shares: | 9653400 | ||||||||
Last Vote Date: | 05-Jan-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSED DISTRIBUTION OF 84,000,000 ORDINARY SHARES IN AGMO HOLDINGS BERHAD ("AGMO") ("AGMO SHARES") ("DISTRIBUTABLE SHARES"), REPRESENTING THE COMPANY'S ENTIRE 25.8% EQUITY INTEREST IN AGMO HELD THROUGH MY E.G. CAPITAL SDN BHD, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO ENTITLED SHAREHOLDERS OF THE COMPANY IN TWO (2) SEPARATE TRANCHES BY WAY OF A DIVIDEND-IN-SPECIE ("PROPOSED DIVIDEND-IN-SPECIE") | For | None | 5687300 | 0 | 0 | 0 | |||||
2 | PROPOSED WAIVER FROM THE SHAREHOLDERS OF THE COMPANY ("SHAREHOLDERS") OF THEIR PRE-EMPTIVE RIGHTS ("PROPOSED WAIVER") | For | None | 5687300 | 0 | 0 | 0 | |||||
AUCTION TECHNOLOGY GROUP PLC | ||||||||||||
Security: | G0623K105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Jan-2023 | ||||||||||
ISIN | GB00BMVQDZ64 | Vote Deadline Date: | 23-Jan-2023 | |||||||||
Agenda | 716445108 | Management | Total Ballot Shares: | 58600 | ||||||||
Last Vote Date: | 29-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | For | None | 58600 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 58600 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT BREON CORCORAN | For | None | 58600 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT JOHN-PAUL SAVANT | For | None | 58600 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT TOM HARGREAVES | For | None | 58600 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT SCOTT FORBES | For | None | 58600 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MORGAN SEIGLER | For | None | 58600 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT PAULINE READER | For | None | 58600 | 0 | 0 | 0 | |||||
9 | TO ELECT SUZANNE BAXTER | For | None | 58600 | 0 | 0 | 0 | |||||
10 | TO ELECT TAMSIN TODD | For | None | 58600 | 0 | 0 | 0 | |||||
11 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | For | None | 58600 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION | For | None | 58600 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | None | 58600 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES OR GRANT SUBSCRIPTION OR CONVERSION RIGHTS UNDER SECTION 551COMPANIES ACT 2006 | For | None | 58600 | 0 | 0 | 0 | |||||
15 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 COMPANIES ACT 2006 | For | None | 58600 | 0 | 0 | 0 | |||||
16 | TO FURTHER DISAPPLY STATUTORY PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | For | None | 58600 | 0 | 0 | 0 | |||||
17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | For | None | 58600 | 0 | 0 | 0 | |||||
18 | TO PERMIT GENERAL MEETINGS TO BE CALLED ON 14 CLEAR DAYS NOTICE | For | None | 58600 | 0 | 0 | 0 | |||||
19 | 16 DEC 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 17. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
TREATT PLC | ||||||||||||
Security: | G9026D113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jan-2023 | ||||||||||
ISIN | GB00BKS7YK08 | Vote Deadline Date: | 24-Jan-2023 | |||||||||
Agenda | 716446489 | Management | Total Ballot Shares: | 150000 | ||||||||
Last Vote Date: | 29-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ANNUAL ACCOUNTS AND DIRECTORS' REPORT | For | None | 150000 | 0 | 0 | 0 | |||||
2 | DIRECTORS' REMUNERATION REPORT | For | None | 150000 | 0 | 0 | 0 | |||||
3 | FINAL DIVIDEND | For | None | 150000 | 0 | 0 | 0 | |||||
4 | TO ELECT RYAN GOVENDER AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
5 | TO ELECT CHRISTINE SISLER AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
6 | TO ELECT PHILIP O'CONNOR AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT DAVID JOHNSTON AS A DIRECTOR | For | None | 150000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT BDO LLP AS AUDITORS | For | None | 150000 | 0 | 0 | 0 | |||||
11 | AUDITOR'S REMUNERATION | For | None | 150000 | 0 | 0 | 0 | |||||
12 | AUTHORITY TO ALLOT SECURITIES | For | None | 150000 | 0 | 0 | 0 | |||||
13 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 150000 | 0 | 0 | 0 | |||||
14 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | For | None | 150000 | 0 | 0 | 0 | |||||
15 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 150000 | 0 | 0 | 0 | |||||
16 | NOTICE OF GENERAL MEETINGS | For | None | 150000 | 0 | 0 | 0 | |||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Feb-2023 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 06-Feb-2023 | |||||||||
Agenda | 716580142 | Management | Total Ballot Shares: | 349600 | ||||||||
Last Vote Date: | 26-Jan-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO DECLARE DIVIDENDS IN FAVOR OF THE COMPANY'S SHAREHOLDERS. RESOLUTIONS IN CONNECTION THERETO | For | None | 212900 | 0 | 0 | 0 | |||||
2 | DESIGNATION OF SPECIAL REPRESENTATIVES | For | None | 212900 | 0 | 0 | 0 | |||||
VICTORIAN PLUMBING GROUP PLC | ||||||||||||
Security: | G9345Z100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Mar-2023 | ||||||||||
ISIN | GB00BNVVHD43 | Vote Deadline Date: | 27-Feb-2023 | |||||||||
Agenda | 716582184 | Management | Total Ballot Shares: | 1421700 | ||||||||
Last Vote Date: | 03-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S REPORT AND ACCOUNTS FOR 2022 | For | None | 1147200 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT ERNST AND YOUNG LLP AS THE COMPANY'S AUDITORS | For | None | 1147200 | 0 | 0 | 0 | |||||
3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE COMPANY'S AUDITORS | For | None | 1147200 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 1.1 PENCE PER SHARE | For | None | 1147200 | 0 | 0 | 0 | |||||
5 | TO DECLARE A SPECIAL DIVIDEND OF 1.7 PENCE PER SHARE | For | None | 1147200 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT AS A DIRECTOR: PHILIP BOWCOCK | For | None | 1147200 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT AS A DIRECTOR: MARK RADCLIFFE | For | None | 1147200 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT AS A DIRECTOR: PAUL MEEHAN | For | None | 1147200 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT AS A DIRECTOR: DAMIAN SANDERS | For | None | 1147200 | 0 | 0 | 0 | |||||
10 | TO ELECT AS A DIRECTOR: DIANNE WALKER | For | None | 1147200 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES | For | None | 1147200 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 1147200 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS IN CONNECTION WITH ACQUISITIONS | For | None | 1147200 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES | For | None | 1147200 | 0 | 0 | 0 | |||||
THUNDERBIRD ENTERTAINMENT GROUP INC. | ||||||||||||
Security: | 88605U107 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | THBRF | Meeting Date: | 06-Mar-2023 | |||||||||
ISIN | CA88605U1075 | Vote Deadline Date: | 01-Mar-2023 | |||||||||
Agenda | 935764274 | Management | Total Ballot Shares: | 539200 | ||||||||
Last Vote Date: | 23-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To set the number of directors to be elected at the Meeting to six (6). | For | None | 539200 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
J. Twiner McCarron | 539200 | 0 | 0 | 0 | ||||||||
Azim Jamal | 539200 | 0 | 0 | 0 | ||||||||
Jerome Levy | 539200 | 0 | 0 | 0 | ||||||||
Linda Michaelson | 539200 | 0 | 0 | 0 | ||||||||
Asha Daniere | 539200 | 0 | 0 | 0 | ||||||||
Mark Trachuk | 539200 | 0 | 0 | 0 | ||||||||
3 | Resolved to appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants of Vancouver, British Columbia as the auditor for the Company, to hold office until the next annual general meeting of the shareholders at a remuneration to be fixed by the Board of Directors. | For | None | 539200 | 0 | 0 | 0 | |||||
4 | Resolved to re-approve the Company's existing stock option plan, as more particularly described in the accompanying management information circular. | For | None | 539200 | 0 | 0 | 0 | |||||
5 | Resolved to approve certain amendments to the Company's stock option plan, as more particularly described in the accompanying management information circular. | For | None | 539200 | 0 | 0 | 0 | |||||
6 | Resolved to re-approve the Company's existing equity incentive compensation plan, as more particularly described in the accompanying management information circular. | For | None | 539200 | 0 | 0 | 0 | |||||
7 | Resolved to approve certain amendments to the Company's equity incentive compensation plan, as more particularly described in the accompanying management information circular | For | None | 539200 | 0 | 0 | 0 | |||||
AALBERTS N.V. | ||||||||||||
Security: | N00089271 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 09-Mar-2023 | ||||||||||
ISIN | NL0000852564 | Vote Deadline Date: | 01-Mar-2023 | |||||||||
Agenda | 716581170 | Management | Total Ballot Shares: | 36500 | ||||||||
Last Vote Date: | 03-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING | None | None | Non Voting | ||||||||
4 | APPOINTMENT OF MRS. T. MENSSEN AS MEMBER OF THE SUPERVISORY BOARD | For | None | 36500 | 0 | 0 | 0 | |||||
5 | APPOINTMENT OF MR. F. MELZER AS MEMBER OF THE SUPERVISORY BOARD | For | None | 36500 | 0 | 0 | 0 | |||||
6 | ANNOUNCEMENTS AND ANY OTHER BUSINESS | None | None | Non Voting | ||||||||
7 | CLOSING | None | None | Non Voting | ||||||||
8 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
QT GROUP PLC | ||||||||||||
Security: | X6S9D4109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 14-Mar-2023 | ||||||||||
ISIN | FI4000198031 | Vote Deadline Date: | 06-Mar-2023 | |||||||||
Agenda | 716688354 | Management | Total Ballot Shares: | 22550 | ||||||||
Last Vote Date: | 23-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | OPENING OF THE MEETING | None | None | Non Voting | ||||||||
5 | CALLING THE MEETING TO ORDER | None | None | Non Voting | ||||||||
6 | ELECTION OF PERSONS TO CONFIRM THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | None | None | Non Voting | ||||||||
7 | RECORDING THE LEGALITY OF THE MEETING | None | None | Non Voting | ||||||||
8 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | None | None | Non Voting | ||||||||
9 | PRESENTATION OF THE ANNUAL ACCOUNTS, GROUP ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR 2022 | None | None | Non Voting | ||||||||
10 | ADOPTION OF THE ANNUAL ACCOUNTS AND GROUP ANNUAL ACCOUNTS | For | None | 22550 | 0 | 0 | 0 | |||||
11 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | For | None | 22550 | 0 | 0 | 0 | |||||
12 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | For | None | 22550 | 0 | 0 | 0 | |||||
13 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | For | None | 22550 | 0 | 0 | 0 | |||||
14 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | For | None | 22550 | 0 | 0 | 0 | |||||
15 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 22550 | 0 | 0 | 0 | |||||
16 | REELECT ROBERT INGMAN, MIKKO MARSIO, LEENA SAARINEN AND MIKKO VLIMAKI AS DIRECTORS; ELECT MARIKA AURAMO AND MATTI HEIKKONEN AS NEW DIRECTOR | For | None | 22550 | 0 | 0 | 0 | |||||
17 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | For | None | 22550 | 0 | 0 | 0 | |||||
18 | AUTHORIZING OF THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE AND/OR DISTRESS OF THE COMPANY'S OWN SHARES | For | None | 22550 | 0 | 0 | 0 | |||||
19 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A SHARE ISSUE AND GRANTING OF SPECIAL RIGHTS ENTITLING TO SHARES | For | None | 22550 | 0 | 0 | 0 | |||||
20 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
22 | 21 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
BLACKLINE SAFETY CORP. | ||||||||||||
Security: | 092382100 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | BLKLF | Meeting Date: | 21-Mar-2023 | |||||||||
ISIN | CA0923821007 | Vote Deadline Date: | 16-Mar-2023 | |||||||||
Agenda | 935767131 | Management | Total Ballot Shares: | 628100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To fix the number of directors of the Corporation to be elected at the Meeting at seven (7) directors. | For | None | 546500 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
Cody Slater | 546500 | 0 | 0 | 0 | ||||||||
Robert Herdman | 546500 | 0 | 0 | 0 | ||||||||
Michael Hayduk | 546500 | 0 | 0 | 0 | ||||||||
Brad Gilewich | 546500 | 0 | 0 | 0 | ||||||||
Cheemin Bo-Linn | 546500 | 0 | 0 | 0 | ||||||||
Jason Cohenour | 546500 | 0 | 0 | 0 | ||||||||
Barbara Holzapfel | 546500 | 0 | 0 | 0 | ||||||||
3 | To appoint PricewaterhouseCoopers LLP as the auditors of the Corporation for the ensuing year and to authorize the board of directors to fix the auditor's remuneration as such. | For | None | 546500 | 0 | 0 | 0 | |||||
4 | To pass an ordinary resolution, as more particularly set forth in the accompanying management information circular - proxy statement of the Corporation dated February 7, 2023 approving an increase to the aggregate number of common shares that may be issued from treasury for grant under the Corporation's employee stock ownership plan. | For | None | 546500 | 0 | 0 | 0 | |||||
ORO CO.,LTD. | ||||||||||||
Security: | J6S14A108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Mar-2023 | ||||||||||
ISIN | JP3201900002 | Vote Deadline Date: | 22-Mar-2023 | |||||||||
Agenda | 716729910 | Management | Total Ballot Shares: | 65100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 49300 | 0 | 0 | 0 | |||||
3 | Amend Articles to: Adopt an Executive Officer System, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue, Approve Minor Revisions | For | None | 49300 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Kawata, Atsushi | For | None | 49300 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Hino, Yasuhisa | For | None | 49300 | 0 | 0 | 0 | |||||
6 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | For | None | 49300 | 0 | 0 | 0 | |||||
C.I.MEDICAL CO.,LTD. | ||||||||||||
Security: | J0791R103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Mar-2023 | ||||||||||
ISIN | JP3346190006 | Vote Deadline Date: | 20-Mar-2023 | |||||||||
Agenda | 716750016 | Management | Total Ballot Shares: | 65600 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Appropriation of Surplus | For | None | 55400 | 0 | 0 | 0 | |||||
2 | Appoint a Director Shimizu, Kiyoto | For | None | 55400 | 0 | 0 | 0 | |||||
3 | Appoint a Director Kobayashi, Yoshimitsu | For | None | 55400 | 0 | 0 | 0 | |||||
4 | Appoint a Director Yamauchi, Masaharu | For | None | 55400 | 0 | 0 | 0 | |||||
5 | Appoint a Director Yutani, Hideaki | For | None | 55400 | 0 | 0 | 0 | |||||
6 | Appoint a Director Miyoshi, Seiji | For | None | 55400 | 0 | 0 | 0 | |||||
7 | Appoint a Director Okuzawa, Akira | For | None | 55400 | 0 | 0 | 0 | |||||
8 | Appoint a Director Hirano, Shigeki | For | None | 55400 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Saito, Kazuhiro | For | None | 55400 | 0 | 0 | 0 | |||||
10 | Appoint Accounting Auditors | For | None | 55400 | 0 | 0 | 0 | |||||
JEISYS MEDICAL INC. | ||||||||||||
Security: | Y9867G100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Mar-2023 | ||||||||||
ISIN | KR7287410005 | Vote Deadline Date: | 16-Mar-2023 | |||||||||
Agenda | 716746699 | Management | Total Ballot Shares: | 422700 | ||||||||
Last Vote Date: | 07-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 257700 | 0 | 0 | 0 | |||||
2 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | For | None | 257700 | 0 | 0 | 0 | |||||
3 | APPROVAL OF GRANT OF STOCK OPTION | For | None | 257700 | 0 | 0 | 0 | |||||
4 | AMEND OF RETIREMENT BENEFIT PLAN FOR DIRECTORS | For | None | 257700 | 0 | 0 | 0 | |||||
5 | ELECTION OF INSIDE DIRECTOR KIM MYUNG HOON | For | None | 257700 | 0 | 0 | 0 | |||||
6 | ELECTION OF OUTSIDE DIRECTOR LEE JI HYUNG | For | None | 257700 | 0 | 0 | 0 | |||||
7 | ELECTION OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER JANG SUNG WOOK | For | None | 257700 | 0 | 0 | 0 | |||||
8 | ELECTION OF AUDIT COMMITTEE MEMBER CHOI SEI WOON | For | None | 257700 | 0 | 0 | 0 | |||||
9 | ELECTION OF AUDIT COMMITTEE MEMBER LEE JI HYUNG | For | None | 257700 | 0 | 0 | 0 | |||||
10 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | For | None | 257700 | 0 | 0 | 0 | |||||
APPIER GROUP,INC. | ||||||||||||
Security: | J01767102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Mar-2023 | ||||||||||
ISIN | JP3160960005 | Vote Deadline Date: | 27-Mar-2023 | |||||||||
Agenda | 716758202 | Management | Total Ballot Shares: | 446900 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 355000 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Chih-Han Yu | For | None | 355000 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Wan-Ling Lee | For | None | 355000 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Chia-Yung Su | For | None | 355000 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Jeng-Ting Tu | For | None | 355000 | 0 | 0 | 0 | |||||
7 | Appoint a Director who is not Audit and Supervisory Committee Member Abheek Anand | For | None | 355000 | 0 | 0 | 0 | |||||
8 | Appoint a Director who is Audit and Supervisory Committee Member Lee-Feng Chien | For | None | 355000 | 0 | 0 | 0 | |||||
9 | Appoint a Director who is Audit and Supervisory Committee Member Motomura, Takashi | For | None | 355000 | 0 | 0 | 0 | |||||
MENTAL HEALTH TECHNOLOGIES CO.,LTD. | ||||||||||||
Security: | J4229N106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Mar-2023 | ||||||||||
ISIN | JP3921340000 | Vote Deadline Date: | 22-Mar-2023 | |||||||||
Agenda | 716758808 | Management | Total Ballot Shares: | 100000 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Tone, Shinnosuke | For | None | 80800 | 0 | 0 | 0 | |||||
2 | Appoint a Director Matsumoto, Yusuke | For | None | 80800 | 0 | 0 | 0 | |||||
3 | Appoint a Director Matsuura, Suguru | For | None | 80800 | 0 | 0 | 0 | |||||
4 | Appoint a Director Asakawa, Shuji | For | None | 80800 | 0 | 0 | 0 | |||||
5 | Appoint a Director Obara, Takeya | For | None | 80800 | 0 | 0 | 0 | |||||
6 | Approve Details of the Compensation to be received by Directors | For | None | 80800 | 0 | 0 | 0 | |||||
CLIQ DIGITAL AG | ||||||||||||
Security: | D1463V105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Apr-2023 | ||||||||||
ISIN | DE000A0HHJR3 | Vote Deadline Date: | 29-Mar-2023 | |||||||||
Agenda | 716722396 | Management | Total Ballot Shares: | 58400 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
3 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
4 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022) | None | None | Non Voting | ||||||||
6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.79 PER SHARE | For | None | 47000 | 0 | 0 | 0 | |||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 47000 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 47000 | 0 | 0 | 0 | |||||
9 | RATIFY MAZARS GMBH & CO. KG AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 47000 | 0 | 0 | 0 | |||||
10 | ELECT NATHALIE NIJHUIS-LAM TO THE SUPERVISORY BOARD | For | None | 47000 | 0 | 0 | 0 | |||||
11 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 47000 | 0 | 0 | 0 | |||||
12 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028; AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION; ELECTRONIC COMMUNICATION | For | None | 47000 | 0 | 0 | 0 | |||||
13 | APPROVE CONVERSION OF BEARER SHARES INTO REGISTERED SHARES | For | None | 47000 | 0 | 0 | 0 | |||||
14 | AMEND ARTICLES RE: PARTICIPATION RIGHTS | For | None | 47000 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Apr-2023 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 28-Mar-2023 | |||||||||
Agenda | 716762213 | Management | Total Ballot Shares: | 32400 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 27100 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE AUDITED FINANCIAL STATEMENT OF JSC KASPI.KZ FOR 2022 FINANCIAL YEAR | For | None | 27100 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE NET PROFIT DISTRIBUTION AND A DIVIDEND AMOUNT PER ONE COMMON SHARE OF JSC KASPI.KZ FOR 2022 | For | None | 27100 | 0 | 0 | 0 | |||||
5 | INFORMATION ABOUT THE INQUIRIES OF THE SHAREHOLDERS CONCERNING ACTIONS OF JSC KASPI.KZ AND ITS EXECUTIVES AND THE RESULTS OF THE REVIEW OF SUCH INQUIRIES IN 2022 | For | None | 27100 | 0 | 0 | 0 | |||||
6 | APPROVAL OF COMPENSATION TERMS AND REIMBURSEMENT OF EXPENSES INCURRED BY THE MEMBERS OF THE BOARD OF DIRECTORS OF JSC KASPI.KZ IN PERFORMING THEIR DUTIES | For | None | 27100 | 0 | 0 | 0 | |||||
7 | APPOINTMENT OF THE EXTERNAL AUDITOR TO PERFORM THE AUDIT OF FINANCIAL STATEMENTS OF JSC KASPI.KZ | For | None | 27100 | 0 | 0 | 0 | |||||
8 | DEFINING THE SIZE OF THE COUNTING COMMISSION OF JSC KASPI.KZ AND THE TERM OF OFFICE OF ITS MEMBERS | For | None | 27100 | 0 | 0 | 0 | |||||
9 | APPROVAL OF AMENDMENTS TO THE CORPORATE GOVERNANCE CODE OF JSC KASPI.KZ | For | None | 27100 | 0 | 0 | 0 | |||||
10 | APPROVAL OF AMENDMENTS TO THE CHARTER OF JSC KASPI.KZ | For | None | 27100 | 0 | 0 | 0 | |||||
11 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
12 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES" | For | None | 27100 | 0 | 0 | 0 | |||||
13 | FOR PARTICIPATION OF BNY MELLON IN ANNUAL GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 27100 | 0 | 0 | 0 | |||||
POLYPEPTIDE GROUP AG | ||||||||||||
Security: | H6306W109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Apr-2023 | ||||||||||
ISIN | CH1110760852 | Vote Deadline Date: | 03-Apr-2023 | |||||||||
Agenda | 716821358 | Management | Total Ballot Shares: | 159000 | ||||||||
Last Vote Date: | 28-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 131400 | 0 | 0 | 0 | |||||
3 | APPROVE REMUNERATION REPORT | For | None | 131400 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | For | None | 131400 | 0 | 0 | 0 | |||||
5 | APPROVE TREATMENT OF NET LOSS | For | None | 131400 | 0 | 0 | 0 | |||||
6 | AMEND CORPORATE PURPOSE | For | None | 131400 | 0 | 0 | 0 | |||||
7 | APPROVE CANCELLATION OF CAPITAL AUTHORIZATION; EDITORIAL AMENDMENTS | For | None | 131400 | 0 | 0 | 0 | |||||
8 | AMEND ARTICLE RE: LOCATION OF GENERAL MEETING | For | None | 131400 | 0 | 0 | 0 | |||||
9 | APPROVE VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | For | None | 131400 | 0 | 0 | 0 | |||||
10 | AMEND ARTICLES RE: GENERAL MEETING | For | None | 131400 | 0 | 0 | 0 | |||||
11 | AMEND ARTICLES OF ASSOCIATION | For | None | 131400 | 0 | 0 | 0 | |||||
12 | AMEND ARTICLES RE: EDITORIAL CHANGES | For | None | 131400 | 0 | 0 | 0 | |||||
13 | AMEND ARTICLES RE: EDITORIAL CHANGES TO THE OPTING-OUT CLAUSE | For | None | 131400 | 0 | 0 | 0 | |||||
14 | REELECT PETER WILDEN AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
15 | REELECT PATRICK AEBISCHER AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
16 | REELECT BEAT IN-ALBON AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
17 | REELECT JANE SALIK AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
18 | REELECT ERIK SCHROPP AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
19 | REELECT PHILIPPE WEBER AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
20 | ELECT DOROTHEE DEURING AS DIRECTOR | For | None | 131400 | 0 | 0 | 0 | |||||
21 | REELECT PETER WILDEN AS BOARD CHAIR | For | None | 131400 | 0 | 0 | 0 | |||||
22 | REAPPOINT PHILIPPE WEBER AS MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE | For | None | 131400 | 0 | 0 | 0 | |||||
23 | REAPPOINT PETER WILDEN AS MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE | For | None | 131400 | 0 | 0 | 0 | |||||
24 | RATIFY BDO AG AS AUDITORS | For | None | 131400 | 0 | 0 | 0 | |||||
25 | DESIGNATE ADROIT ATTORNEYS AS INDEPENDENT PROXY | For | None | 131400 | 0 | 0 | 0 | |||||
26 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.6 MILLION | For | None | 131400 | 0 | 0 | 0 | |||||
27 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 200,000 FOR CONSULTING SERVICES TO THE COMPANY | For | None | 131400 | 0 | 0 | 0 | |||||
28 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 7 MILLION | For | None | 131400 | 0 | 0 | 0 | |||||
29 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE | None | None | Non Voting | ||||||||
WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | ||||||||||||
HARVIA PLC | ||||||||||||
Security: | X0005X106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Apr-2023 | ||||||||||
ISIN | FI4000306873 | Vote Deadline Date: | 12-Apr-2023 | |||||||||
Agenda | 716817462 | Management | Total Ballot Shares: | 53600 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | OPEN MEETING | None | None | Non Voting | ||||||||
5 | CALL THE MEETING TO ORDER | None | None | Non Voting | ||||||||
6 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
7 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
9 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 45500 | 0 | 0 | 0 | |||||
11 | APPROVE ALLOCATION OF INCOME AND ORDINARY DIVIDENDS OF EUR 0.64 PER SHARE | For | None | 45500 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | For | None | 45500 | 0 | 0 | 0 | |||||
13 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | For | None | 45500 | 0 | 0 | 0 | |||||
14 | PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 ARE PROPOSED BY SHAREHOLDERS NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | None | None | Non Voting | ||||||||
15 | APPROVE MONTHLY REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 4,500 FOR CHAIR AND EUR 2,500 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | None | None | 45500 | 0 | 0 | 0 | |||||
16 | FIX NUMBER OF DIRECTORS AT SIX | None | None | 45500 | 0 | 0 | 0 | |||||
17 | REELECT OLLI LIITOLA, ANDERS HOLMEN, HILLE KORHONEN AND HEINER OLBRICH AS DIRECTORS; ELECT MARKUS LENGAUER AND CATHARINA STACKELBERG-HAMMAREN AS NEW DIRECTORS | None | None | 45500 | 0 | 0 | 0 | |||||
18 | APPROVE REMUNERATION OF AUDITORS | For | None | 45500 | 0 | 0 | 0 | |||||
19 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | For | None | 45500 | 0 | 0 | 0 | |||||
20 | ALLOW SHAREHOLDER MEETINGS TO BE HELD BY ELECTRONIC MEANS ONLY | For | None | 45500 | 0 | 0 | 0 | |||||
21 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 45500 | 0 | 0 | 0 | |||||
22 | APPROVE ISSUANCE OF UP TO 1.9 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 45500 | 0 | 0 | 0 | |||||
23 | CLOSE MEETING | None | None | Non Voting | ||||||||
24 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Apr-2023 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 14-Apr-2023 | |||||||||
Agenda | 716928063 | Management | Total Ballot Shares: | 349600 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PRESENT BOARD OF DIRECTORS REPORTS IN COMPLIANCE WITH ARTICLE 28, SECTION IV D AND E. OF STOCK MARKET LAW | For | None | 212900 | 0 | 0 | 0 | |||||
2 | PRESENT CEO AND EXTERNAL AUDITOR REPORT IN COMPLIANCE WITH ARTICLE 28, SECTION IV B. OF STOCK MARKET LAW | For | None | 212900 | 0 | 0 | 0 | |||||
3 | PRESENT BOARD OF DIRECTORS REPORTS IN ACCORDANCE WITH ARTICLE 28, SECTION IV A AND C. OF STOCK MARKET LAW INCLUDING TAX REPORT | For | None | 212900 | 0 | 0 | 0 | |||||
4 | APPROVE ALLOCATION OF INCOME, RESERVE INCREASE, SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE AND DIVIDENDS OF MXN 2.3 BILLION | For | None | 212900 | 0 | 0 | 0 | |||||
5 | INFORMATION ON ELECTION OR RATIFICATION OF THREE DIRECTORS AND THEIR ALTERNATES OF SERIES BB SHAREHOLDERS | For | None | 212900 | 0 | 0 | 0 | |||||
6 | RATIFY AND ELECT ERIC DELOBEL AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
7 | RATIFY AND ELECT PIERRE HUGUES SCHMIT AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
8 | RATIFY AND ELECT EMMANUELLE HUON AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
9 | RATIFY AND ELECT RICARDO MALDONADO YANEZ AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
10 | RATIFY AND ELECT ALEJANDRO ORTEGA AGUAYO AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
11 | RATIFY AND ELECT FEDERICO PATINO MARQUEZ AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
12 | RATIFY AND ELECT MARTIN WERNER WAINFELD AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
13 | RATIFY AND ELECT LUIS IGNACIO SOLORZANO AIZPURU AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 212900 | 0 | 0 | 0 | |||||
14 | RATIFY ANDOR ELECT NICOLAS NOTEBAERT AS BOARD CHAIRMAN | For | None | 212900 | 0 | 0 | 0 | |||||
15 | RATIFY ANDOR ELECT ADRIANA DIAZ GALINDO AS SECRETARY NON MEMBER OF BOARD | For | None | 212900 | 0 | 0 | 0 | |||||
16 | APPROVE REMUNERATION OF DIRECTORS | For | None | 212900 | 0 | 0 | 0 | |||||
17 | RATIFY ANDOR ELECT ALEJANDRO ORTEGA AGUAYO AS CHAIRMAN OF AUDIT COMMITTEE | For | None | 212900 | 0 | 0 | 0 | |||||
18 | RATIFY ANDOR ELECT RICARDO MALDONADO AS CHAIRMAN OF COMMITTEE OF CORPORATE PRACTICES, FINANCE, PLANNING AND SUSTAINABILITY | For | None | 212900 | 0 | 0 | 0 | |||||
19 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 212900 | 0 | 0 | 0 | |||||
20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 884406 DUE TO RECEIPT OF UPDATED AGENDA AND CHANGE IN RECORD DATE FROM 14 APR 2023 TO 13 APR 2023. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | None | None | Non Voting | ||||||||
21 | 15 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
PET CENTER COMERCIO E PARTICIPACOES | ||||||||||||
Security: | P7S11L108 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Apr-2023 | ||||||||||
ISIN | BRPETZACNOR2 | Vote Deadline Date: | 13-Apr-2023 | |||||||||
Agenda | 716847085 | Management | Total Ballot Shares: | 1319500 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | TO RATIFY THE ELECTION OF MS. SYLVIA DE SOUSA LEAO WANDERLEY AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 933400 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE RATIFICATION OF THE APPOINTMENT AND HIRING OF THE VALUATION FIRM PRO CONTATY CONTABILIDADE S.S. LTDA., FOR THE PREPARATION OF THE VALUATION REPORT, ON THE BASIS OF BOOK VALUE, OF THE EQUITY OF CANSEI DE SER GATO SERVICOS DE PRODUCAO DE CONTEUDO LTDA., FROM HERE ONWARDS REFERRED TO AS CDSG, ON THE BASIS DATE OF FEBRUARY 28, 2023, FOR THE PURPOSES OF ITS MERGER INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT | For | None | 933400 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE VALUATION REPORT | For | None | 933400 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE PROTOCOL AND JUSTIFICATION OF MERGER OF CDSG INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION | For | None | 933400 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE MERGER OF CDSG INTO THE COMPANY, WITH THE CONSEQUENT EXTINCTION OF CDSG, FROM HERE ONWARDS REFERRED TO AS THE MERGER | For | None | 933400 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE AMENDMENT OF THE MAIN PART OF ARTICLE 4 OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO REFLECT THE NEW AMOUNTS OF THE SHARE CAPITAL AND THE QUANTITY OF SHARES INTO WHICH IT IS DIVIDED AND, AS A CONSEQUENCE, THEIR RESTATEMENT | For | None | 933400 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY FOR THE EFFECTUATION OF THE RESOLUTIONS ABOVE | For | None | 933400 | 0 | 0 | 0 | |||||
9 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 933400 | 0 | 0 | 0 | |||||
10 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
11 | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 18 APR 2023 TO 20 APR 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
PET CENTER COMERCIO E PARTICIPACOES | ||||||||||||
Security: | P7S11L108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Apr-2023 | ||||||||||
ISIN | BRPETZACNOR2 | Vote Deadline Date: | 13-Apr-2023 | |||||||||
Agenda | 716841906 | Management | Total Ballot Shares: | 1319500 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | THE FINANCIAL STATEMENTS OF THE COMPANY REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2022, ACCOMPANIED BY THE EXPLANATORY NOTES. THE INDEPENDENT AUDITORS REPORT AND AUDIT COMMITTEE REPORT | For | None | 933400 | 0 | 0 | 0 | |||||
3 | THE MANAGEMENT REPORT AND THE ADMINISTRATORS ACCOUNTS REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 | For | None | 933400 | 0 | 0 | 0 | |||||
4 | THE PROPOSAL FOR THE DESTINATION OF THE RESULTS FROM THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 | For | None | 933400 | 0 | 0 | 0 | |||||
5 | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE FISCAL YEAR OF 2023 | For | None | 933400 | 0 | 0 | 0 | |||||
6 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE ESTABLISHMENT OF THE FISCAL COUNCIL | For | None | 933400 | 0 | 0 | 0 | |||||
7 | CONSIDERING THE INSTALLATION OF FISCAL COUNCIL, TO ELECT MEMBERS THE FISCAL COUNCIL. CATIA YUASSA TOKORO. MEMBER PRINCIPAL AND BIBIANA CARNEIRO. MEMBER SUBSTITUTE | For | None | 933400 | 0 | 0 | 0 | |||||
8 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 933400 | 0 | 0 | 0 | |||||
9 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
SHOP APOTHEKE EUROPE NV | ||||||||||||
Security: | N7975Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Apr-2023 | ||||||||||
ISIN | NL0012044747 | Vote Deadline Date: | 10-Apr-2023 | |||||||||
Agenda | 716786186 | Management | Total Ballot Shares: | 5100 | ||||||||
Last Vote Date: | 20-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPEN MEETING | None | None | Non Voting | ||||||||
4 | RECEIVE REPORT OF MANAGEMENT BOARD | None | None | Non Voting | ||||||||
5 | DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE | None | None | Non Voting | ||||||||
6 | RECEIVE REPORT REGARDING THE PROGRESS AND ACHIEVEMENTS OF THE COMPANY'S ESG ACTIVITIES | None | None | Non Voting | ||||||||
7 | APPROVE REMUNERATION REPORT | For | None | 4200 | 0 | 0 | 0 | |||||
8 | RECEIVE REPORT OF AUDITORS | None | None | Non Voting | ||||||||
9 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4200 | 0 | 0 | 0 | |||||
10 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | None | None | Non Voting | ||||||||
11 | APPROVE ALLOCATION OF INCOME | For | None | 4200 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF MANAGEMENT BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
14 | RATIFY MAZARS ACCOUNTANTS N.V. AS AUDITORS | For | None | 4200 | 0 | 0 | 0 | |||||
15 | REELECT BJORN SODER TO SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
16 | REELECT FRANK KOHLER TO SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
17 | REELECT JEROME COCHET TO SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
18 | APPROVE DISCHARGE OF STEFAN FELTENS AS MEMBER OF THE MANAGEMENT BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
19 | ELECT OLAF HEINRICH TO MANAGEMENT BOARD AND CEO | For | None | 4200 | 0 | 0 | 0 | |||||
20 | REELECT MARC FISCHER TO MANAGEMENT BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
21 | REELECT STEPHAN WEBER TO MANAGEMENT BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
22 | REELECT THERESA HOLLER TO MANAGEMENT BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
23 | APPROVE 2023 STOCK OPTION PLAN | For | None | 4200 | 0 | 0 | 0 | |||||
24 | GRANT MANAGEMENT BOARD AUTHORITY TO ISSUE SHARES UP TO 0.7 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH THE 2023 STOCK OPTION PLAN | For | None | 4200 | 0 | 0 | 0 | |||||
25 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 0.25 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH THE 2019 ESOP | For | None | 4200 | 0 | 0 | 0 | |||||
26 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | For | None | 4200 | 0 | 0 | 0 | |||||
27 | AMEND ARTICLES RE: CHANGE THE STATUTORY NAME OF THE COMPANY | For | None | 4200 | 0 | 0 | 0 | |||||
28 | AMEND REMUNERATION POLICY FOR SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
29 | ALLOW QUESTIONS | None | None | Non Voting | ||||||||
30 | CLOSE MEETING | None | None | Non Voting | ||||||||
31 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
CHENGDU KANGHUA BIOLOGICAL PRODUCTS CO., LTD. | ||||||||||||
Security: | Y130CL108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2023 | ||||||||||
ISIN | CNE100003Y57 | Vote Deadline Date: | 24-Apr-2023 | |||||||||
Agenda | 716876315 | Management | Total Ballot Shares: | 98950 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 56950 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 56950 | 0 | 0 | 0 | |||||
3 | 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 56950 | 0 | 0 | 0 | |||||
4 | 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET REPORT | For | None | 56950 | 0 | 0 | 0 | |||||
5 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | For | None | 56950 | 0 | 0 | 0 | |||||
6 | SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2023 TO 2025 | For | None | 56950 | 0 | 0 | 0 | |||||
7 | REAPPOINTMENT OF 2023 AUDIT FIRM | For | None | 56950 | 0 | 0 | 0 | |||||
8 | 2022 INTERNAL CONTROL SELF-EVALUATION REPORT | For | None | 56950 | 0 | 0 | 0 | |||||
9 | 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 56950 | 0 | 0 | 0 | |||||
10 | CONFIRMATION OF 2022 REMUNERATION FOR DIRECTORS AND SUPERVISORS AND 2023 REMUNERATION PLAN | For | None | 56950 | 0 | 0 | 0 | |||||
11 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND HANDLING THE INDUSTRIAL AND COMMERCIAL REGISTRATION AMENDMENT | For | None | 56950 | 0 | 0 | 0 | |||||
12 | AMENDMENTS TO THE COMPANY'S SOME GOVERNANCE SYSTEMS | None | None | Non Voting | ||||||||
13 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS | For | None | 56950 | 0 | 0 | 0 | |||||
14 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS | For | None | 56950 | 0 | 0 | 0 | |||||
15 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | For | None | 56950 | 0 | 0 | 0 | |||||
16 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT SYSTEM | For | None | 56950 | 0 | 0 | 0 | |||||
17 | AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM | For | None | 56950 | 0 | 0 | 0 | |||||
18 | AMENDMENTS TO THE INVESTORS RELATION MANAGEMENT SYSTEM | For | None | 56950 | 0 | 0 | 0 | |||||
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG | ||||||||||||
Security: | A7362J104 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2023 | ||||||||||
ISIN | AT0000946652 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716839610 | Management | Total Ballot Shares: | 45786 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A MEETING SPECIFIC POWER OF ATTORNEY IS REQUIRED WITH BENEFICIAL OWNER NAME MATCHING THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK; THE SHARE AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | PRESENTATION OF ANNUAL REPORTS | None | None | Non Voting | ||||||||
5 | APPROVAL OF USAGE OF EARNINGS | For | None | 39991 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF MANAGEMENT BOARD | For | None | 39991 | 0 | 0 | 0 | |||||
7 | DISCHARGE OF SUPERVISORY BOARD | For | None | 39991 | 0 | 0 | 0 | |||||
8 | ELECTION OF EXTERNAL AUDITOR | For | None | 39991 | 0 | 0 | 0 | |||||
9 | ELECTION OF MEMBER OF SUPERVISORY BOARD | For | None | 39991 | 0 | 0 | 0 | |||||
10 | APPROVAL OF REMUNERATION REPORT | For | None | 39991 | 0 | 0 | 0 | |||||
11 | APPROVAL OF REMUNERATION FOR SUPERVISORY BOARD | For | None | 39991 | 0 | 0 | 0 | |||||
12 | AMENDMENT BYLAWS PAR 2 | For | None | 39991 | 0 | 0 | 0 | |||||
13 | AMENDMENT BYLAWS PAR 4 | For | None | 39991 | 0 | 0 | 0 | |||||
14 | AMENDMENT BYLAWS PAR 7 | For | None | 39991 | 0 | 0 | 0 | |||||
15 | AMENDMENT BYLAWS PAR 14 | For | None | 39991 | 0 | 0 | 0 | |||||
16 | 29 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
X-FAB SILICON FOUNDRIES SE | ||||||||||||
Security: | B9901Z101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2023 | ||||||||||
ISIN | BE0974310428 | Vote Deadline Date: | 19-Apr-2023 | |||||||||
Agenda | 716839002 | Management | Total Ballot Shares: | 12300 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
2 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
4 | STATUTORY ANNUAL REPORT OF THE BOARD OF DIRECTORS AND REPORT OF THE STATUTORY AUDITOR ON THE STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2022 | None | None | Non Voting | ||||||||
5 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2022 | None | None | Non Voting | ||||||||
6 | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2022 AND APPROPRIATION OF THE FINANCIAL RESULT | For | None | 12300 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE REMUNERATION REPORT | For | None | 12300 | 0 | 0 | 0 | |||||
8 | DISCHARGE TO DIRECTORS | For | None | 12300 | 0 | 0 | 0 | |||||
9 | DISCHARGE TO THE STATUTORY AUDITOR | For | None | 12300 | 0 | 0 | 0 | |||||
10 | REAPPOINTMENT OF A DIRECTOR AND DETERMINATION OF REMUNERATION. THE MEETING DECIDES TO RE-APPOINT VLINVLIN BV (PERMANENTLY REPRESENTED BY LING QI) FOR A PERIOD OF FOUR YEARS, STARTING TODAY AND ENDING IMMEDIATELY AFTER THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THAT DECIDES ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2026 | For | None | 12300 | 0 | 0 | 0 | |||||
11 | REAPPOINTMENT OF THE STATUTORY AUDITOR AND DETERMINATION OF HIS REMUNERATION. AT THE PROPOSAL OF THE BOARD OF DIRECTORS, THE GENERAL MEETING DECIDES TO REAPPOINT KPMG BEDRIJFSREVISOREN BV (B001) AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF THREE FINANCIAL YEARS, OF WHICH THE FIRST FINANCIAL YEAR IS 2023, ENDING IMMEDIATELY AFTER THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF 2026 WITH REGARD TO THE FINANCIAL YEAR 2025. MR. HERWIG CARMANS (A02326), COMPANY AUDITOR, IS APPOINTED PERMANENT REPRESENTATIVE OF THE STATUTORY AUDITOR | For | None | 12300 | 0 | 0 | 0 | |||||
12 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
13 | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
ATOSS SOFTWARE AG | ||||||||||||
Security: | D0426N101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | DE0005104400 | Vote Deadline Date: | 20-Apr-2023 | |||||||||
Agenda | 716788558 | Management | Total Ballot Shares: | 5100 | ||||||||
Last Vote Date: | 20-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
7 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.83 PER SHARE | For | None | 4200 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 4200 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 4200 | 0 | 0 | 0 | |||||
10 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 4200 | 0 | 0 | 0 | |||||
11 | ELECT MORITZ ZIMMERMANN TO THE SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
12 | ELECT ROLF VIELHAUER VON HOHENHAU TO THE SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
13 | ELECT KLAUS BAUER TO THE SUPERVISORY BOARD | For | None | 4200 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION REPORT | For | None | 4200 | 0 | 0 | 0 | |||||
15 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028 | For | None | 4200 | 0 | 0 | 0 | |||||
16 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 4200 | 0 | 0 | 0 | |||||
SMARTCRAFT ASA | ||||||||||||
Security: | R7T54K113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | NO0011008971 | Vote Deadline Date: | 21-Apr-2023 | |||||||||
Agenda | 716900077 | Management | Total Ballot Shares: | 1080700 | ||||||||
Last Vote Date: | 17-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | ELECT CHAIRMAN OF MEETING | For | None | 933861 | 0 | 0 | 0 | |||||
6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 933861 | 0 | 0 | 0 | |||||
7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 933861 | 0 | 0 | 0 | |||||
8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 933861 | 0 | 0 | 0 | |||||
9 | APPROVE REMUNERATION OF AUDITOR | For | None | 933861 | 0 | 0 | 0 | |||||
10 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT | None | None | Non Voting | ||||||||
11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 364,000 FOR CHAIR AND NOK 182,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 933861 | 0 | 0 | 0 | |||||
12 | APPROVE REMUNERATION OF NOMINATION COMMITTEE | For | None | 933861 | 0 | 0 | 0 | |||||
13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | For | None | 933861 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION STATEMENT (ADVISORY) | For | None | 933861 | 0 | 0 | 0 | |||||
15 | ELECT ARILD BODAL (CHAIR) AND HELEN FASTH GILLSTEDT AS NEW MEMBERS OF NOMINATING COMMITTEE | For | None | 933861 | 0 | 0 | 0 | |||||
16 | ELECT GUNNAR HAGLUND (CHAIR), ISABELLA ALVEBERG, BERNT ULSTEIN, MARIA DANELL, MARIANNE BERGMANN ROREN, CARL IVARSSON AND ALLAN ENGSTROM AS NEW DIRECTORS | For | None | 933861 | 0 | 0 | 0 | |||||
17 | APPROVE CREATION OF NOK 171,522.305 POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 933861 | 0 | 0 | 0 | |||||
18 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 933861 | 0 | 0 | 0 | |||||
19 | RATIFY ERNST YOUNG AS AUDITOR | For | None | 933861 | 0 | 0 | 0 | |||||
20 | AMEND ARTICLES RE: DEADLINE FOR ATTENDANCE NOTICE | For | None | 933861 | 0 | 0 | 0 | |||||
21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716873648 | Management | Total Ballot Shares: | 1021700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
3 | TO SET THE GLOBAL REMUNERATION OF BOARD OF DIRECTORS AND FISCAL COUNCIL AND THE FISCAL COUNCIL | For | None | 649900 | 0 | 0 | 0 | |||||
4 | TO AMEND ARTICLE 1, FOR THE PURPOSE OF IMPROVING THE WORDING AND MAKING IT UNIFORM | For | None | 649900 | 0 | 0 | 0 | |||||
5 | TO AMEND ARTICLE 2, FOR THE PURPOSE OF TRANSFERRING TO THE BOARD OF DIRECTORS THE ADDRESS OF THE CORPORATE HEAD OFFICE OF THE COMPANY | For | None | 649900 | 0 | 0 | 0 | |||||
6 | TO EXCLUDE ARTICLE 4 IN ORDER TO MAKE THE CORPORATE BYLAWS UNIFORM | For | None | 649900 | 0 | 0 | 0 | |||||
7 | TO AMEND ARTICLE 6, WHICH DEALS WITH THE SHARE CAPITAL, IN ORDER TO REFLECT THE CAPITAL INCREASES THAT WERE APPROVED AT MEETINGS OF THE BOARD OF DIRECTORS THAT WERE HELD ON SEPTEMBER 23, 2021, AND SEPTEMBER 21, 2022, AND FOR THE IMPROVEMENT OF THE WORDING | For | None | 649900 | 0 | 0 | 0 | |||||
8 | TO AMEND ARTICLE 7, WHICH DEALS WITH THE AUTHORIZED CAPITAL, FOR THE PURPOSE OF THE IMPROVEMENT OF THE WORDING AND MAKING THE CORPORATE BYLAWS UNIFORM | For | None | 649900 | 0 | 0 | 0 | |||||
9 | TO AMEND ARTICLE 10, IN ORDER TO STATE THAT THE GENERAL MEETINGS OF SHAREHOLDERS WILL BE CALLED WITHIN THE LEGAL TIMEFRAME, AND ITS SOLE PARAGRAPH, SEEKING THE SIMPLIFICATION OF THE PROCESS OF APPOINTING THE CHAIRPERSON OF THE GENERAL MEETING AND HIS OR HER AUTHORITY TO APPOINT THE SECRETARY OF THE GENERAL MEETING | For | None | 649900 | 0 | 0 | 0 | |||||
10 | TO AMEND ARTICLE 12, FOR THE PURPOSE OF INCLUDING THE MINIMUM DOCUMENTS THAT ARE TO BE PRESENTED BY THE SHAREHOLDERS IN ORDER TO TAKE PART IN THE GENERAL MEETING AND IMPROVING THE WORDING | For | None | 649900 | 0 | 0 | 0 | |||||
11 | TO AMEND ARTICLE 13 IN ORDER TO A. EXCLUDE THE LINES THAT DEAL WITH MATTERS THAT ARE IN THE AREAS OF AUTHORITY OF GENERAL MEETINGS THAT ARE PROVIDED FOR IN LAW AND IT IS PROPOSED TO REMOVE FOR THE PURPOSES OF SIMPLIFICATION OF THE CORPORATE BYLAWS | For | None | 649900 | 0 | 0 | 0 | |||||
12 | TO AMEND ARTICLE 15, FOR THE PURPOSE OF ESTABLISHING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND MAKING THE CORPORATE BYLAWS UNIFORM | For | None | 649900 | 0 | 0 | 0 | |||||
13 | TO AMEND ARTICLE 17, FOR THE PURPOSE OF CREATING THE POSITION OF VICE CHAIRPERSON OF THE BOARD OF DIRECTORS | For | None | 649900 | 0 | 0 | 0 | |||||
14 | TO AMEND ARTICLE 18, FOR THE PURPOSE OF INCLUDING THE POSSIBILITY OF THE VICE CHAIRPERSON OF THE BOARD OF DIRECTORS CALLING EXTRAORDINARY MEETINGS OF THE BOARD OF DIRECTORS | For | None | 649900 | 0 | 0 | 0 | |||||
15 | TO AMEND ARTICLE 19, IN ORDER TO EXCLUDE REDUNDANT WORDING AND TO INCLUDE A BYLAWS PROVISION CONCERNING THE AUTHORITY OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS TO CHAIR THE MEETINGS OF THE BODIES AND APPOINT THE SECRETARIES OF THE MEETINGS | For | None | 649900 | 0 | 0 | 0 | |||||
16 | TO AMEND ARTICLE 20, FOR THE PURPOSE OF IMPROVING THE WORDING | For | None | 649900 | 0 | 0 | 0 | |||||
17 | TO AMEND ARTICLE 21, FOR THE PURPOSE OF D. INCLUDING OTHER AREAS OF AUTHORITY FOR THE BOARD OF DIRECTORS, TO IMPROVE THE WORDING WITH THE GOAL OF MAKING IT CLEAR, E. TO ADJUST THE WORDING WITH THE GOAL OF MAKING THE WORDING CLEARER SINCE THIS MATTER ONLY APPLIES FOR THE ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS, P. IMPROVEMENT OF THE WORDING, R. IMPROVEMENT OF THE WORDING, U. MAKING THE CORPORATE BYLAWS UNIFORM, V. EXCLUSION SINCE THE MATTERS THAT ARE DEALT WITH IN THIS LINE ARE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS WITHIN THE SCOPE OF THE APPROVAL OF THE ANNUAL BUDGET, Y. EXCLUSION SINCE THE MATTERS DEALT WITH IN THIS LINE ARE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS WITHIN THE SCOPE OF THE APPROVAL OF THE ANNUAL BUDGET, Z. TO INCLUDE IN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS THE APPROVAL OF THE POLICY FOR RELATED PARTY TRANSACTIONS AND OTHER SITUATIONS INVOLVING CONFLICTS OF INTEREST, ALLOWING FOR GREATER CLARITY IN REGARD TO THE TRANSACTIONS AMONG RELATED PARTIES, HH. IMPROVEMENT OF THE WORDING, FOR THE PURPOSE OF PROVIDING GREATER CLARITY IN REGARD TO THE TIME OF THE APPROVAL OF THE CASH MANAGEMENT POLICY OF THE COMPANY, TO CREATE A LINE II TO INCLUDE WITHIN THE AREA OF AUTHORITY OF THE | For | None | 649900 | 0 | 0 | 0 | |||||
BOARD OF DIRECTORS APPROVING A CHANGE OF THE ADDRESS OF THE CORPORATE HEAD OFFICE OF THE COMPANY, TO AMEND THE SOLE PARAGRAPH, FOR THE PURPOSE OF INCLUDING, IN ORDER TO GIVE GREATER FLEXIBILITY, A NEW HYPOTHESIS UNDER WHICH THE GRANTING OF A GUARANTEE OR SURETY DOES NOT NEED TO BE APPROVED BY THE BOARD OF DIRECTORS, TO EXCLUDE PARAGRAPH 3, DUE TO THE OTHERADJUSTMENTS THAT ARE PROPOSED IN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS | ||||||||||||
18 | TO AMEND ARTICLE 22, IN ORDER TO EXCLUDE IT BEING MANDATORY FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE TO NOT BE RESIDENT IN BRAZIL AND TO AUTHORIZE ANY MEMBER OF THE EXECUTIVE COMMITTEE TO HOLD MORE THAN ONE POSITION, TO AMEND PARAGRAPH 2 IN ORDER TO IMPROVE THE WORDING | For | None | 649900 | 0 | 0 | 0 | |||||
19 | TO AMEND ARTICLE 26, FOR THE PURPOSE OF EXCLUDING FROM THE AREA OF AUTHORITY OF THE EXECUTIVE COMMITTEE PROVIDING GUARANTEES FOR THE SUBSIDIARIES OF THE COMPANY, TO AMEND PARAGRAPH 2, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE CHIEF EXECUTIVE OFFICER, TO AMEND PARAGRAPH 3, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE CHIEF FINANCIAL OFFICER, TO AMEND PARAGRAPH 4, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE INVESTOR RELATIONS OFFICER | For | None | 649900 | 0 | 0 | 0 | |||||
20 | TO AMEND ARTICLE 27 IN ORDER TO IMPROVE THE WORDING AND MAKE THE CORPORATE BYLAWS UNIFORM | For | None | 649900 | 0 | 0 | 0 | |||||
21 | TO INCLUDE A NEW ARTICLE, PROVIDING FOR THE ESTABLISHMENT OF THE BYLAWS AUDIT COMMITTEE | For | None | 649900 | 0 | 0 | 0 | |||||
22 | TO AMEND ARTICLE 28, WHICH DEALS WITH THE FISCAL COUNCIL, FOR THE PURPOSE OF IMPROVING THE WORDING AND TO INCLUDE A PROHIBITION ON THE ELECTION TO THE POSITION OF MEMBER OF THE FISCAL COUNCIL OF A PERSON WHO HAS A RELATIONSHIP WITH A COMPANY THAT COULD BE CONSIDERED A COMPETITOR OF THE COMPANY | For | None | 649900 | 0 | 0 | 0 | |||||
23 | TO APPROVE THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY | For | None | 649900 | 0 | 0 | 0 | |||||
24 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 649900 | 0 | 0 | 0 | |||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716876428 | Management | Total Ballot Shares: | 1021700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2022 | For | None | 649900 | 0 | 0 | 0 | |||||
3 | DELIBERATE THE DESTINATION OF THE RESULTS FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2022, AND THE DISTRIBUTION OF DIVIDENDS TO SHAREHOLDERS | For | None | 649900 | 0 | 0 | 0 | |||||
4 | ELECTION OF THE BOARD OF DIRECTORS BY SLATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATES. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING VOTING SHARES ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS ADDRESS OCCURS: FERNANDO ANTONIO SIMOES DENYS MARC FERREZ ANTONIO DA SILVA BARRETO JUNIOR PAULO SERGIO KAKINOFF MARIA FERNANDA TEIXEIRA DOS SANTOS | For | None | 649900 | 0 | 0 | 0 | |||||
5 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | For | None | 649900 | 0 | 0 | 0 | |||||
6 | FOR THE PROPOSAL 5 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 6.1 TO 6.5. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | None | None | Non Voting | ||||||||
7 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOU VE CHOSEN IF THE SHAREHOLDER CHOOSES, YES, AND ALSO INDICATES THE, APPROVE, ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO, ABSTAIN, AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | For | None | 649900 | 0 | 0 | 0 | |||||
8 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FERNANDO ANTONIO SIMOES | For | None | 649900 | 0 | 0 | 0 | |||||
9 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: DENYS MARC FERREZ | For | None | 649900 | 0 | 0 | 0 | |||||
10 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANTONIO DA SILVA BARRETO JUNIOR | For | None | 649900 | 0 | 0 | 0 | |||||
11 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: PAULO SERGIO KAKINOFF | For | None | 649900 | 0 | 0 | 0 | |||||
12 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MARIA FERNANDA TEIXEIRA DOS SANTOS | For | None | 649900 | 0 | 0 | 0 | |||||
13 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 | For | None | 649900 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION: PAULO NOBREGA FRADE RAFAEL ALVES RODRIGUES | For | None | 649900 | 0 | 0 | 0 | |||||
15 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 649900 | 0 | 0 | 0 | |||||
16 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
TGS ASA | ||||||||||||
Security: | R9138B102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-May-2023 | ||||||||||
ISIN | NO0003078800 | Vote Deadline Date: | 27-Apr-2023 | |||||||||
Agenda | 717077475 | Management | Total Ballot Shares: | 113100 | ||||||||
Last Vote Date: | 21-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
5 | OPENING AND REGISTRATION OF ATTENDING SHAREHOLDERS | None | None | Non Voting | ||||||||
6 | APPOINTMENT OF MEETING CHAIR AND A PERSON TO CO-SIGN THE MINUTES | For | None | 113100 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 113100 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE FINANCIAL STATEMENTS AND BOARD'S REPORT FOR 2022 | For | None | 113100 | 0 | 0 | 0 | |||||
9 | APPROVAL OF AUDITOR'S FEE | For | None | 113100 | 0 | 0 | 0 | |||||
10 | AMENDMENT OF SECTION 3 OF THE ARTICLES OF ASSOCIATION WITH RESPECT TO THE PRINCIPAL BUSINESS AREA OF THE COMPANY | For | None | 113100 | 0 | 0 | 0 | |||||
11 | AMENDMENTS OF SECTIONS 7 AND 8 OF THE ARTICLES OF ASSOCIATION DUE TO CHANGES TO THE NORWEGIAN PUBLIC LIMITED LIABILITY COMPANIES ACT | For | None | 113100 | 0 | 0 | 0 | |||||
12 | APPOINTMENT OF MEMBER TO THE BOARD: CHRISTOPHER GEOFFREY FINLAYSON, CHAIR | For | None | 113100 | 0 | 0 | 0 | |||||
13 | APPOINTMENT OF MEMBER TO THE BOARD: LUIS ARAUJO | For | None | 113100 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF MEMBER TO THE BOARD: BETTINA BACHMANN | For | None | 113100 | 0 | 0 | 0 | |||||
15 | APPOINTMENT OF MEMBER TO THE BOARD: IRENE EGSET | For | None | 113100 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF MEMBER TO THE BOARD: GRETHE KRISTIN MOEN | For | None | 113100 | 0 | 0 | 0 | |||||
17 | APPOINTMENT OF MEMBER TO THE BOARD: MAURICE NESSIM | For | None | 113100 | 0 | 0 | 0 | |||||
18 | APPOINTMENT OF MEMBER TO THE BOARD: SVEIN HARALD OYGARD | For | None | 113100 | 0 | 0 | 0 | |||||
19 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD | For | None | 113100 | 0 | 0 | 0 | |||||
20 | APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: GLEN OLE RODLAND, CHAIR | For | None | 113100 | 0 | 0 | 0 | |||||
21 | APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: OLE JAKOB HUNDSTAD | For | None | 113100 | 0 | 0 | 0 | |||||
22 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | For | None | 113100 | 0 | 0 | 0 | |||||
23 | STATEMENT ON CORPORATE GOVERNANCE PURSUANT TO SECTION 3-3B OF THE NORWEGIAN ACCOUNTING ACT | None | None | Non Voting | ||||||||
24 | STATEMENT AND REPORT ON REMUNERATION FOR SENIOR EXECUTIVES | For | None | 113100 | 0 | 0 | 0 | |||||
25 | APPROVAL OF LONG-TERM INCENTIVE PLAN AND RESOLUTION TO ISSUE FREE- STANDING WARRANTS | For | None | 113100 | 0 | 0 | 0 | |||||
26 | BOARD AUTHORIZATION TO ACQUIRE OWN SHARES | For | None | 113100 | 0 | 0 | 0 | |||||
27 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | For | None | 113100 | 0 | 0 | 0 | |||||
28 | BOARD AUTHORIZATIONS TO (A) ISSUE NEW SHARES AND (B) ISSUE CONVERTIBLE LOANS: AUTHORISATION TO ISSUE NEW SHARES | For | None | 113100 | 0 | 0 | 0 | |||||
29 | BOARD AUTHORIZATIONS TO (A) ISSUE NEW SHARES AND (B) ISSUE CONVERTIBLE LOANS: AUTHORISATION TO ISSUE CONVERTIBLE LOANS | For | None | 113100 | 0 | 0 | 0 | |||||
30 | BOARD AUTHORIZATION TO DISTRIBUTE DIVIDENDS AND MAKE GROUP CONTRIBUTIONS | For | None | 113100 | 0 | 0 | 0 | |||||
31 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
32 | 19 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR | None | None | Non Voting | ||||||||
VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
33 | 19 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | None | None | Non Voting | ||||||||
34 | 19 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
NORMA GROUP SE | ||||||||||||
Security: | D5813Z104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 11-May-2023 | ||||||||||
ISIN | DE000A1H8BV3 | Vote Deadline Date: | 02-May-2023 | |||||||||
Agenda | 716853470 | Management | Total Ballot Shares: | 35700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
4 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | ||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
6 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.55 PER SHARE | For | None | 28900 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL SCHNEIDER FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
10 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRIEDRICH KLEIN FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
11 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ANNETTE STIEVE FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUENTER HAUPTMANN FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERIKA SCHULTE FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RITA FORST FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MIGUEL BORREGO FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KNUT MICHELBERGER FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARK WILHELMS FOR FISCAL YEAR 2022 | For | None | 28900 | 0 | 0 | 0 | |||||
18 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 28900 | 0 | 0 | 0 | |||||
19 | ELECT MARKUS DISTELHOFF TO THE SUPERVISORY BOARD | For | None | 28900 | 0 | 0 | 0 | |||||
20 | ELECT RITA FORST TO THE SUPERVISORY BOARD | For | None | 28900 | 0 | 0 | 0 | |||||
21 | ELECT DENISE KOOPMANS TO THE SUPERVISORY BOARD | For | None | 28900 | 0 | 0 | 0 | |||||
22 | ELECT ERIKA SCHULTE TO THE SUPERVISORY BOARD | For | None | 28900 | 0 | 0 | 0 | |||||
23 | APPROVE REMUNERATION REPORT | For | None | 28900 | 0 | 0 | 0 | |||||
24 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 28900 | 0 | 0 | 0 | |||||
25 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 28900 | 0 | 0 | 0 | |||||
26 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
27 | 31 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | None | None | Non Voting | ||||||||
28 | 31 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
29 | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
CTS EVENTIM AG & CO. KGAA | ||||||||||||
Security: | D1648T108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-May-2023 | ||||||||||
ISIN | DE0005470306 | Vote Deadline Date: | 08-May-2023 | |||||||||
Agenda | 716902007 | Management | Total Ballot Shares: | 17100 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | For | None | 17100 | 0 | 0 | 0 | |||||
4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.06 PER SHARE | For | None | 17100 | 0 | 0 | 0 | |||||
5 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2022 | For | None | 17100 | 0 | 0 | 0 | |||||
6 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 17100 | 0 | 0 | 0 | |||||
7 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 17100 | 0 | 0 | 0 | |||||
8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028 | For | None | 17100 | 0 | 0 | 0 | |||||
9 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 17100 | 0 | 0 | 0 | |||||
10 | AMEND ARTICLES RE: ELECTRONIC COMMUNICATION; ABSENTEE VOTE | For | None | 17100 | 0 | 0 | 0 | |||||
11 | APPROVE REMUNERATION REPORT | For | None | 17100 | 0 | 0 | 0 | |||||
12 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
13 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
14 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
15 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
IENERGIZER LIMITED | ||||||||||||
Security: | G47461101 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 16-May-2023 | ||||||||||
ISIN | GG00B54NMG96 | Vote Deadline Date: | 10-May-2023 | |||||||||
Agenda | 717171956 | Management | Total Ballot Shares: | 2703088 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 914284 DUE TO RECEIVED PAST RECORD DATE 26TH APRIL 2023. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | THAT, IN ACCORDANCE WITH RULE 41 OF THE AIM RULES FOR COMPANIES, THE CANCELLATION OF THE ADMISSION TO TRADING ON THE AIM (THE MARKET OF THAT NAME OPERATED BY THE LONDON STOCK EXCHANGE PLC) OF THE ORDINARY SHARES OF PAR VALUE GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY BE AND IS HEREBY APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL ACTION REASONABLE OR NECESSARY TO EFFECT SUCH CANCELLATION | For | None | 0 | 1226800 | 0 | 0 | |||||
3 | 05 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN CHANGED FROM OGM TO OTH. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 915610, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
ABCAM PLC | ||||||||||||
Security: | 000380204 | Meeting Type: | Annual | |||||||||
Ticker: | ABCM | Meeting Date: | 17-May-2023 | |||||||||
ISIN | US0003802040 | Vote Deadline Date: | 10-May-2023 | |||||||||
Agenda | 935820868 | Management | Total Ballot Shares: | 102700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To receive and adopt the reports of the directors and the financial statements for the period ended 31 December 2022, together with the Independent Auditor's Report. | For | None | 102700 | 0 | 0 | 0 | |||||
2 | To approve the Annual Report on Directors' Remuneration for the period ended 31 December 2022. | For | None | 102700 | 0 | 0 | 0 | |||||
3 | To re-appoint PricewaterhouseCoopers LLP as auditor. | For | None | 102700 | 0 | 0 | 0 | |||||
4 | To authorise the Audit and Risk Committee to fix the auditor's remuneration. | For | None | 102700 | 0 | 0 | 0 | |||||
5 | To re-elect Peter Allen as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
6 | To re-elect Alan Hirzel as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
7 | To re- elect Michael Baldock as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
8 | To re-elect Mara Aspinall as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
9 | To re-elect Giles Kerr as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
10 | To re-elect Mark Capone as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
11 | To re-elect Sally W Crawford as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
12 | To re-elect Bessie Lee as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
13 | To elect Luba Greenwood as a Director of the Company. | For | None | 102700 | 0 | 0 | 0 | |||||
14 | To authorise the Directors to allot shares. | For | None | 102700 | 0 | 0 | 0 | |||||
15 | To authorise the Directors to allot equity securities on a non- pre-emptive basis. | For | None | 102700 | 0 | 0 | 0 | |||||
16 | To authorise the Directors to allot additional securities on a non-pre-emptive basis in connection with a transaction. | For | None | 102700 | 0 | 0 | 0 | |||||
17 | To adopt the draft articles of association attached to the Notice of General Meeting as Appendix A as the articles of association of the Company in substitution for, and to the exclusion of, the Company's existing articles of association, to take effect immediately after the close of the General Meeting. | For | None | 102700 | 0 | 0 | 0 | |||||
18 | To approve the proposed form of Share Repurchase Contracts and Counterparties. | For | None | 102700 | 0 | 0 | 0 | |||||
CHONGQING ZAISHENG TECHNOLOGY CO LTD | ||||||||||||
Security: | Y1R020109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-May-2023 | ||||||||||
ISIN | CNE100001V29 | Vote Deadline Date: | 12-May-2023 | |||||||||
Agenda | 717125834 | Management | Total Ballot Shares: | 2658540 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 1300000 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 1300000 | 0 | 0 | 0 | |||||
3 | 2022 WORK REPORT OF INDEPENDENT DIRECTORS | For | None | 1300000 | 0 | 0 | 0 | |||||
4 | CONFIRMATION OF 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 1300000 | 0 | 0 | 0 | |||||
5 | 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET REPORT | For | None | 1300000 | 0 | 0 | 0 | |||||
6 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY0.45000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES): NONE | For | None | 1300000 | 0 | 0 | 0 | |||||
7 | 2022 CONNECTED TRANSACTIONS AND 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | For | None | 1300000 | 0 | 0 | 0 | |||||
8 | CONFIRMATION OF 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 1300000 | 0 | 0 | 0 | |||||
9 | DETERMINATION OF 2022 REMUNERATION FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | For | None | 1300000 | 0 | 0 | 0 | |||||
10 | APPLICATION FOR COMPREHENSIVE CREDIT LINE TO BANKS BY THE COMPANY AND SUBSIDIARIES AND RELEVANT MATTERS | For | None | 1300000 | 0 | 0 | 0 | |||||
11 | PROVISION OF JOINT AND SEVERAL GUARANTEE FOR WHOLLY-OWNED SUBSIDIARIES' APPLICATION FOR BANK COMPREHENSIVE CREDIT LINE | For | None | 1300000 | 0 | 0 | 0 | |||||
12 | REAPPOINTMENT OF AUDIT FIRM | For | None | 1300000 | 0 | 0 | 0 | |||||
13 | RE-DEMONSTRATION AND EXTENSION OF SOME PROJECTS FINANCED WITH RAISED FUNDS | For | None | 1300000 | 0 | 0 | 0 | |||||
14 | CHANGE OF THE COMPANY'S REGISTERED CAPITAL AND AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 1300000 | 0 | 0 | 0 | |||||
15 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 1300000 | 0 | 0 | 0 | |||||
16 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE SUPERVISORY COMMITTEE | For | None | 1300000 | 0 | 0 | 0 | |||||
17 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 17.1 THROUGH 17.5 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
18 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: GUO MAO | For | None | 1300000 | 0 | 0 | 0 | |||||
19 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: LIU XIUQIN | For | None | 1300000 | 0 | 0 | 0 | |||||
20 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: TAO WEI | For | None | 1300000 | 0 | 0 | 0 | |||||
21 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: LIEW XIAOTONG | For | None | 1300000 | 0 | 0 | 0 | |||||
22 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: GUO SIHAN | For | None | 1300000 | 0 | 0 | 0 | |||||
23 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 18.1 THROUGH 18.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
24 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: LIU BIN | For | None | 1300000 | 0 | 0 | 0 | |||||
25 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: SHENG XUEJUN | For | None | 1300000 | 0 | 0 | 0 | |||||
26 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: LONG YONG | For | None | 1300000 | 0 | 0 | 0 | |||||
27 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 19.1 THROUGH 19.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
28 | ELECTION AND NOMINATION OF NON- EMPLOYEE SUPERVISOR: LUO JIE | For | None | 1300000 | 0 | 0 | 0 | |||||
29 | ELECTION AND NOMINATION OF NON- EMPLOYEE SUPERVISOR: DU DELU | For | None | 1300000 | 0 | 0 | 0 | |||||
SURGICAL SCIENCE SWEDEN AB | ||||||||||||
Security: | W89622125 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-May-2023 | ||||||||||
ISIN | SE0014428512 | Vote Deadline Date: | 09-May-2023 | |||||||||
Agenda | 717081044 | Management | Total Ballot Shares: | 41425 | ||||||||
Last Vote Date: | 21-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
5 | OPEN MEETING | None | None | Non Voting | ||||||||
6 | ELECT CHAIRMAN OF MEETING | For | None | 41425 | 0 | 0 | 0 | |||||
7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
8 | APPROVE AGENDA OF MEETING | For | None | 41425 | 0 | 0 | 0 | |||||
9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | For | None | 41425 | 0 | 0 | 0 | |||||
11 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
12 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 41425 | 0 | 0 | 0 | |||||
13 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 41425 | 0 | 0 | 0 | |||||
14 | APPROVE DISCHARGE OF ROLAND BENGTSSON | For | None | 41425 | 0 | 0 | 0 | |||||
15 | APPROVE DISCHARGE OF THOMAS EKLUND | For | None | 41425 | 0 | 0 | 0 | |||||
16 | APPROVE DISCHARGE OF ELISABETH HANSSON | For | None | 41425 | 0 | 0 | 0 | |||||
17 | APPROVE DISCHARGE OF HENRIK FALCONER | For | None | 41425 | 0 | 0 | 0 | |||||
18 | APPROVE DISCHARGE OF TOMMY FORSELL | For | None | 41425 | 0 | 0 | 0 | |||||
19 | APPROVE DISCHARGE OF JAN BENGTSSON | For | None | 41425 | 0 | 0 | 0 | |||||
20 | APPROVE DISCHARGE OF CEO GISLI HENNERMARK | For | None | 41425 | 0 | 0 | 0 | |||||
21 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS OF BOARD (0) | For | None | 41425 | 0 | 0 | 0 | |||||
22 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 41425 | 0 | 0 | 0 | |||||
23 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 300,000 FOR CHAIRMAN AND SEK 150,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | For | None | 41425 | 0 | 0 | 0 | |||||
24 | REELECT ROLAND BENGTSSON AS DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
25 | REELECT THOMAS EKLUND AS DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
26 | REELECT ELISABETH HANSSON AS DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
27 | REELECT HENRIK FALCONER AS DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
28 | REELECT JAN BENGTSSON AS DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
29 | ELECT ASA BREDIN AS NEW DIRECTOR | For | None | 41425 | 0 | 0 | 0 | |||||
30 | REELECT ROLAND BENGTSSON AS BOARD CHAIR | For | None | 41425 | 0 | 0 | 0 | |||||
31 | RATIFY KPMG AS AUDITORS | For | None | 41425 | 0 | 0 | 0 | |||||
32 | APPROVE WARRANT PLAN LTIP 2023 FOR KEY EMPLOYEES | For | None | 41425 | 0 | 0 | 0 | |||||
33 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 41425 | 0 | 0 | 0 | |||||
34 | CLOSE MEETING | None | None | Non Voting | ||||||||
PENSIONBEE GROUP PLC | ||||||||||||
Security: | G6994Z100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2023 | ||||||||||
ISIN | GB00BNDRLN84 | Vote Deadline Date: | 12-May-2023 | |||||||||
Agenda | 717039386 | Management | Total Ballot Shares: | 863530 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | For | None | 863530 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 863530 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | For | None | 863530 | 0 | 0 | 0 | |||||
4 | TO REAPPOINT ROMI SAVOVA AS AN EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
5 | TO REAPPOINT JONATHAN LISTER PARSONS AS AN EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
6 | TO APPOINT CHRISTOPH J. MARTIN AS AN EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
7 | TO REAPPOINT MARK WOOD CBE AS A NON- EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
8 | TO REAPPOINT MARY FRANCIS CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
9 | TO REAPPOINT MICHELLE CRACKNELL CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
10 | TO REAPPOINT LARA OYESANYA FRSA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 863530 | 0 | 0 | 0 | |||||
11 | TO REAPPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | For | None | 863530 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | For | None | 863530 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO MAKE POLITICAL DONATIONS | For | None | 863530 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 863530 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 863530 | 0 | 0 | 0 | |||||
16 | TO AUTHORISE DIRECTORS ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 863530 | 0 | 0 | 0 | |||||
17 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS ON 14 DAYS' NOTICE | For | None | 863530 | 0 | 0 | 0 | |||||
SHANGHAI YONGGUAN ADHESIVE PRODUCTS CORP., LTD. | ||||||||||||
Security: | Y76932105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2023 | ||||||||||
ISIN | CNE100003LN9 | Vote Deadline Date: | 15-May-2023 | |||||||||
Agenda | 717149240 | Management | Total Ballot Shares: | 640000 | ||||||||
Last Vote Date: | 01-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 310000 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 310000 | 0 | 0 | 0 | |||||
3 | 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 310000 | 0 | 0 | 0 | |||||
4 | 2022 FINANCIAL REPORT | For | None | 310000 | 0 | 0 | 0 | |||||
5 | 2022 ANNUAL ACCOUNTS | For | None | 310000 | 0 | 0 | 0 | |||||
6 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY2.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | For | None | 310000 | 0 | 0 | 0 | |||||
7 | 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 310000 | 0 | 0 | 0 | |||||
8 | 2023 CASH MANAGEMENT WITH IDLE PROPRIETARY FUNDS | For | None | 310000 | 0 | 0 | 0 | |||||
9 | 2023 CASH MANAGEMENT WITH IDLE RAISED FUNDS FROM CONVERTIBLE BOND ISSUANCE | For | None | 310000 | 0 | 0 | 0 | |||||
10 | 2023 ESTIMATED EXTERNAL GUARANTEE | For | None | 310000 | 0 | 0 | 0 | |||||
11 | 2023 EXTERNAL LOANS | For | None | 310000 | 0 | 0 | 0 | |||||
12 | 2023 LAUNCHING HEDGING BUSINESS | For | None | 310000 | 0 | 0 | 0 | |||||
13 | 2023 LAUNCHING FOREIGN EXCHANGE DERIVATIVE BUSINESS INCLUDING THE FORWARD SETTLEMENT AND SALE BUSINESS | For | None | 310000 | 0 | 0 | 0 | |||||
14 | REAPPOINTMENT OF 2023 AUDIT FIRM | For | None | 310000 | 0 | 0 | 0 | |||||
15 | REMUNERATION PLAN FOR DIRECTORS AND SENIOR MANAGEMENT | For | None | 310000 | 0 | 0 | 0 | |||||
16 | REMUNERATION PLAN FOR SUPERVISORS | For | None | 310000 | 0 | 0 | 0 | |||||
17 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS | For | None | 310000 | 0 | 0 | 0 | |||||
18 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE BOARD OF DIRECTORS | For | None | 310000 | 0 | 0 | 0 | |||||
19 | AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | For | None | 310000 | 0 | 0 | 0 | |||||
20 | AMENDMENTS TO THE CODES OF CONDUCT FOR CONTROLLING SHAREHOLDERS AND DE FACTO CONTROLLER | For | None | 310000 | 0 | 0 | 0 | |||||
21 | AMENDMENTS TO THE CODES OF CONDUCT FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | For | None | 310000 | 0 | 0 | 0 | |||||
22 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | For | None | 310000 | 0 | 0 | 0 | |||||
23 | AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM | For | None | 310000 | 0 | 0 | 0 | |||||
24 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT SYSTEM | For | None | 310000 | 0 | 0 | 0 | |||||
25 | AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES | For | None | 310000 | 0 | 0 | 0 | |||||
26 | AMENDMENTS TO THE INFORMATION DISCLOSURE MANAGEMENT MEASURES | For | None | 310000 | 0 | 0 | 0 | |||||
27 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 310000 | 0 | 0 | 0 | |||||
28 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 28.1 THROUGH 28.6 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
29 | ELECTION OF NON-INDEPENDENT DIRECTOR: LV XINMIN | For | None | 310000 | 0 | 0 | 0 | |||||
30 | ELECTION OF NON-INDEPENDENT DIRECTOR: JIANG HAIQUAN | For | None | 310000 | 0 | 0 | 0 | |||||
31 | ELECTION OF NON-INDEPENDENT DIRECTOR: HONG YAN | For | None | 310000 | 0 | 0 | 0 | |||||
32 | ELECTION OF NON-INDEPENDENT DIRECTOR: SHENG QIONG | For | None | 310000 | 0 | 0 | 0 | |||||
33 | ELECTION OF NON-INDEPENDENT DIRECTOR: HUANG WENJUAN | For | None | 310000 | 0 | 0 | 0 | |||||
34 | ELECTION OF NON-INDEPENDENT DIRECTOR: HU JIARU | For | None | 310000 | 0 | 0 | 0 | |||||
35 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 29.1 THROUGH 29.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
36 | ELECTION OF INDEPENDENT DIRECTOR: SHEN MENGHUI | For | None | 310000 | 0 | 0 | 0 | |||||
37 | ELECTION OF INDEPENDENT DIRECTOR: YANG LIUYONG | For | None | 310000 | 0 | 0 | 0 | |||||
38 | ELECTION OF INDEPENDENT DIRECTOR: ZHANG YANZHOU | For | None | 310000 | 0 | 0 | 0 | |||||
39 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 30.1 THROUGH 30.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
40 | ELECTION OF NON-EMPLOYEE SUPERVISOR: LU SHIQI | For | None | 310000 | 0 | 0 | 0 | |||||
41 | ELECTION OF NON-EMPLOYEE SUPERVISOR: LIU RONGJIAN | For | None | 310000 | 0 | 0 | 0 | |||||
DROPSUITE LTD | ||||||||||||
Security: | Q3278H103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-May-2023 | ||||||||||
ISIN | AU000000DSE1 | Vote Deadline Date: | 18-May-2023 | |||||||||
Agenda | 717085941 | Management | Total Ballot Shares: | 6419300 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | ADOPTION OF THE REMUNERATION REPORT | For | None | 5491200 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF DIRECTOR - THEO HNARAKIS | For | None | 5491200 | 0 | 0 | 0 | |||||
4 | TO APPOINT RSM AUSTRALIA PARTNERS AS AUDITOR | For | None | 5491200 | 0 | 0 | 0 | |||||
5 | GRANT OF 2,000,000 PERFORMANCE RIGHTS TO MR CHARIF ELANSARI, MANAGING DIRECTOR AND CEO OF THE COMPANY | For | None | 5491200 | 0 | 0 | 0 | |||||
ONESOFT SOLUTIONS INC. | ||||||||||||
Security: | 68276J102 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | OSSIF | Meeting Date: | 23-May-2023 | |||||||||
ISIN | CA68276J1021 | Vote Deadline Date: | 17-May-2023 | |||||||||
Agenda | 935848587 | Management | Total Ballot Shares: | 1606700 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To set the number of Directors at five (5). | For | None | 1606700 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
Dwayne Kushniruk | 1606700 | 0 | 0 | 0 | ||||||||
Doug Thomson | 1606700 | 0 | 0 | 0 | ||||||||
Ron Odynski | 1606700 | 0 | 0 | 0 | ||||||||
David Webster | 1606700 | 0 | 0 | 0 | ||||||||
Nizar Somji | 1606700 | 0 | 0 | 0 | ||||||||
3 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | For | None | 1606700 | 0 | 0 | 0 | |||||
4 | The Stock Option Plan of the Corporation, as described in Appendix "C" to the Management Information Circular dated April 13, 2023, be and it is hereby approved. | For | None | 1606700 | 0 | 0 | 0 | |||||
5 | The Addendum to the Stock Option Plan as described in Appendix "D" to the Management Information Circular dated April 13, 2023, be and it is hereby approved. | For | None | 1606700 | 0 | 0 | 0 | |||||
6 | The Omnibus Security Based Compensation Plan, as described in Appendix "E" to the Management Information Circular dated April 13, 2023, be and it is hereby approved. | For | None | 1606700 | 0 | 0 | 0 | |||||
TRUSTPILOT GROUP PLC | ||||||||||||
Security: | G91044100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-May-2023 | ||||||||||
ISIN | GB00BNK9TP58 | Vote Deadline Date: | 17-May-2023 | |||||||||
Agenda | 717087818 | Management | Total Ballot Shares: | 1329200 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31DECEMBER 2022 | For | None | 1329200 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 1329200 | 0 | 0 | 0 | |||||
3 | TO ELECT ZILLAH BYNG-THORNE | For | None | 1329200 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MOHAMMED ANJARWALA | For | None | 1329200 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT HANNO DAMM | For | None | 1329200 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT CLAIRE DAVENPORT | For | None | 1329200 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT JOE HURD | For | None | 1329200 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT BEN JOHNSON | For | None | 1329200 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT RACHEL KENTLETON | For | None | 1329200 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT PETER HOLTEN MUHLMANN | For | None | 1329200 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT ANGELA SEYMOUR-JACKSON | For | None | 1329200 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 1329200 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 1329200 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 1329200 | 0 | 0 | 0 | |||||
15 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 1329200 | 0 | 0 | 0 | |||||
16 | TO DISAPPLY PRE-EMPTIONS RIGHTS IN CONNECTION WITH THE FINANCING OR REFINANCING OF AN ACQUISITION OR CAPITAL INVESTMENT | For | None | 1329200 | 0 | 0 | 0 | |||||
17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 1329200 | 0 | 0 | 0 | |||||
18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | None | 1329200 | 0 | 0 | 0 | |||||
19 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON NOT LESS THAN14 CLEAR DAYS NOTICE | For | None | 1329200 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 24-May-2023 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 12-May-2023 | |||||||||
Agenda | 717191845 | Management | Total Ballot Shares: | 32400 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | APPROVE MEETING AGENDA | For | None | 27100 | 0 | 0 | 0 | |||||
3 | APPROVE DIVIDENDS | For | None | 27100 | 0 | 0 | 0 | |||||
4 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
5 | I AM NOT A LEGAL ENTITY OR HAVING SHAREHOLDER PARTICIPANT, OR AN INDIVIDUAL WHICH PARTICIPATES IN LEGAL ENTITIES INCORPORATED IN ANY OFFSHORE ZONES PROMULGATED BY THE AGENCY ON FINANCIAL SUPERVISION OF KAZAKHSTAN | For | None | 27100 | 0 | 0 | 0 | |||||
6 | FOR PARTICIPATION OF BNY MELLON IN EGM IN FAVOR OF HOLDER, THE HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS | For | None | 27100 | 0 | 0 | 0 | |||||
CREEMA LTD. | ||||||||||||
Security: | J7008F103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-May-2023 | ||||||||||
ISIN | JP3269770008 | Vote Deadline Date: | 17-May-2023 | |||||||||
Agenda | 717167616 | Management | Total Ballot Shares: | 60500 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Marubayashi, Kotaro | For | None | 60500 | 0 | 0 | 0 | |||||
2 | Appoint a Director Ohashi, Yuki | For | None | 60500 | 0 | 0 | 0 | |||||
3 | Appoint a Director Karaki, Shintaro | For | None | 60500 | 0 | 0 | 0 | |||||
FRONTAGE HOLDINGS CORPORATION | ||||||||||||
Security: | G3679P101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-May-2023 | ||||||||||
ISIN | KYG3679P1019 | Vote Deadline Date: | 18-May-2023 | |||||||||
Agenda | 717086133 | Management | Total Ballot Shares: | 5292000 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/04 20/2023042000788.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2023/04 20/2023042000857.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE DIRECTORS) AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 | For | None | 3016000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT DR. ZHIHE LI AS A NON- EXECUTIVE DIRECTOR | For | None | 3016000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. HAO WU AS A NON- EXECUTIVE DIRECTOR | For | None | 3016000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MS. ZHUAN YIN AS A NON- EXECUTIVE DIRECTOR | For | None | 3016000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. YIFAN LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 3016000 | 0 | 0 | 0 | |||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS (THE BOARD) TO FIX THE RESPECTIVE DIRECTORS REMUNERATION | For | None | 3016000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT BDO LIMITED AS THE COMPANYS AUDITOR AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | For | None | 3016000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 3016000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 3016000 | 0 | 0 | 0 | |||||
12 | CONDITIONAL UPON RESOLUTIONS 4 AND 5 BEING PASSED, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES BY THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 3016000 | 0 | 0 | 0 | |||||
13 | TO GRANT THE BOARD AN AUTHORIZATION TO GRANT AWARDS PURSUANT TO THE POST-IPO SHARE INCENTIVE PLAN ADOPTED BY THE COMPANY ON MAY 11, 2019 IN RESPECT OF A MAXIMUM NUMBER OF 146,712,091 SHARES AND TO AUTHORIZE THE BOARD TO ALLOT, ISSUE AND DEAL WITH SHARES IN RESPECT OF WHICH AWARDS ARE GRANTED | For | None | 3016000 | 0 | 0 | 0 | |||||
14 | TO APPROVE THE PROPOSED AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND THE ADOPTION OF THE NEW MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 3016000 | 0 | 0 | 0 | |||||
SILERGY CORP | ||||||||||||
Security: | G8190F102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-May-2023 | ||||||||||
ISIN | KYG8190F1028 | Vote Deadline Date: | 18-May-2023 | |||||||||
Agenda | 717122535 | Management | Total Ballot Shares: | 171200 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE ELECTION OF THE DIRECTOR:XIE BING,SHAREHOLDER NO.6415202XXX | For | None | 77200 | 0 | 0 | 0 | |||||
2 | TO ACCEPT 2022 BUSINESS REPORT AND CONSOLIDATED FINANCIAL STATEMENTS | For | None | 77200 | 0 | 0 | 0 | |||||
3 | TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION OF 2022 EARNINGS. PROPOSED CASH DIVIDEND: TWD 4.49431016 PER SHARE | For | None | 77200 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY (THE RESTATED M&A) | For | None | 77200 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE AMENDMENTS TO THE RULES AND PROCEDURES FOR SHAREHOLDERS' MEETINGS | For | None | 77200 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE ISSUANCE OF NEW EMPLOYEE RESTRICTED SHARES | For | None | 77200 | 0 | 0 | 0 | |||||
7 | TO LIFT NON-COMPETITION RESTRICTIONS ON BOARD MEMBERS AND THEIR REPRESENTATIVES | For | None | 77200 | 0 | 0 | 0 | |||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 31-May-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 24-May-2023 | |||||||||
Agenda | 717239760 | Management | Total Ballot Shares: | 847394 | ||||||||
Last Vote Date: | 17-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
3 | WITH RELATION TO THE ACQUISITION OF HM COMERCIO E MANUTENCAO DE EMPILHADEIRAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE CITY OF CAMPINAS, STATE OF SAO PAULO, AT RUA GUSTAVO ORSOLINI 6601, JARDIM NOVA MERCEDES, ZIP CODE 13052.501, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 00.299.877.0001.25, WITH ITS FOUNDING DOCUMENTS REGISTERED WITH THE SAO PAULO STATE BOARD OF TRADE, JUCESP, UNDER COMPANY ID NUMBER, NIRE 35.212.630.597 FROM HERE ONWARDS REFERRED TO AS HM COMERCIO, WHICH WAS CONCLUDED ON APRIL 8, 2022, TO RATIFY THE ACQUISITION BY THE COMPANY OF THE ENTIRETY OF THE QUOTAS OF HM COMERCIO, UNDER THE TERMS OF THE PURCHASE AND SALE AGREEMENT THAT WAS ENTERED INTO BETWEEN THE PARTIES | For | None | 511519 | 0 | 0 | 0 | |||||
4 | WITH RELATION TO THE PROPOSAL FOR THE SPINOFF FROM HM COMERCIO, WHICH IS A SUBSIDIARY OF THE COMPANY, AND THE SUBSEQUENT TRANSFER OF THE SPUN OFF PORTION TO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SPINOFF, A. TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM HM COMERCIO E MANUTENCAO DE EMPILHADEIRAS LTDA. WITH THE TRANSFER OF THE SPUN OFF PORTION TO VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTOS S.A., FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL, B. TO RATIFY THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A FIRM WITH ITS HEAD OFFICE IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, AT RUA DO PASSEIO 62, SIXTH FLOOR, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 08.681.365.0001.30, AND REGISTERED WITH THE RIO DE JANEIRO REGIONAL ACCOUNTING COUNCIL UNDER NUMBER 005112.O.9, FROM HERE ONWARDS REFERRED TO AS THE VALUATION FIRM, AS THE VALUATION FIRM THAT IS RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT FOR THE SPUN OFF PORTION AT BOOK VALUE ON THE BASIS DATE OF MARCH 31, 2023, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT, C. TO RESOLVE IN REGARD TO THE VALUATION REPORT, D. TO RESOLVE IN REGARD TO THE PROPOSAL FOR THE SPINOFF, UNDER THE TERMS OF THE PROTOCOL | For | None | 511519 | 0 | 0 | 0 | |||||
5 | TO AMEND THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER, 3.1. TO AMEND LINE C OF ARTICLE 20, IN ORDER TO INCLUDE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS THE ELECTION AND REMOVAL OF THE MEMBERS OF THE AUDIT COMMITTEE, 3.2. TO AMEND PARAGRAPH 2 OF ARTICLE 27, IN ORDER TO CHANGE THE TERM IN OFFICE OF THE MEMBERS OF THE AUDIT COMMITTEE TO | For | None | 511519 | 0 | 0 | 0 | |||||
FIVE YEARS AND TO STATE THAT THE MEMBERS WILL BE ELECTED AND REMOVED BY THE BOARD OF DIRECTORS, 3.3. TO AMEND ARTICLE 28 IN ORDER TO STATE THAT THE FISCAL COUNCIL WILL BE COMPOSED OF THREE FULL MEMBERS AND AN EQUAL NUMBER OF ALTERNATE MEMBERS | ||||||||||||
6 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY FOR THE IMPLEMENTATION OF THE FOREGOING RESOLUTIONS | For | None | 511519 | 0 | 0 | 0 | |||||
FLATEXDEGIRO AG | ||||||||||||
Security: | D3690M106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | DE000FTG1111 | Vote Deadline Date: | 02-Jun-2023 | |||||||||
Agenda | 717199889 | Management | Total Ballot Shares: | 183300 | ||||||||
Last Vote Date: | 10-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 154100 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 154100 | 0 | 0 | 0 | |||||
5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 154100 | 0 | 0 | 0 | |||||
6 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 AND FOR FISCAL YEAR 2024 UNTIL THE NEXT AGM | For | None | 154100 | 0 | 0 | 0 | |||||
7 | APPROVE REMUNERATION REPORT | For | None | 154100 | 0 | 0 | 0 | |||||
8 | FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR KEY EMPLOYEES TO 200 PERCENT OF FIXED REMUNERATION | For | None | 154100 | 0 | 0 | 0 | |||||
9 | FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR MANAGEMENT BOARD MEMBERS TO 200 PERCENT OF FIXED REMUNERATION | For | None | 154100 | 0 | 0 | 0 | |||||
10 | APPROVE REMUNERATION POLICY | For | None | 154100 | 0 | 0 | 0 | |||||
11 | APPROVE INCREASE IN SIZE OF BOARD TO FIVE MEMBERS | For | None | 154100 | 0 | 0 | 0 | |||||
12 | ELECT BRITTA LEHFELDT TO THE SUPERVISORY BOARD | For | None | 154100 | 0 | 0 | 0 | |||||
13 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 154100 | 0 | 0 | 0 | |||||
14 | AMEND ARTICLES RE: GENERAL MEETING CHAIR AND PROCEDURE | For | None | 154100 | 0 | 0 | 0 | |||||
15 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 154100 | 0 | 0 | 0 | |||||
16 | AMEND ARTICLES RE: GENERAL MEETING CHAIR | For | None | 154100 | 0 | 0 | 0 | |||||
17 | AMEND ARTICLES RE: REGISTRATION IN THE SHARE REGISTER | For | None | 154100 | 0 | 0 | 0 | |||||
18 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
19 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
22 | 09 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 1 AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
23 | 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR | None | None | Non Voting | ||||||||
VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
24 | 09 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | None | None | Non Voting | ||||||||
HGEARS AG | ||||||||||||
Security: | D3R2UV105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | DE000A3CMGN3 | Vote Deadline Date: | 05-Jun-2023 | |||||||||
Agenda | 717195108 | Management | Total Ballot Shares: | 148663 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 128663 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 128663 | 0 | 0 | 0 | |||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 128663 | 0 | 0 | 0 | |||||
6 | APPROVE REMUNERATION POLICY | For | None | 128663 | 0 | 0 | 0 | |||||
7 | APPROVE REMUNERATION REPORT | For | None | 128663 | 0 | 0 | 0 | |||||
8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 128663 | 0 | 0 | 0 | |||||
9 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 738,400 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 128663 | 0 | 0 | 0 | |||||
10 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2022/I | For | None | 128663 | 0 | 0 | 0 | |||||
11 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
12 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
13 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
14 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
INTER CARS S.A. | ||||||||||||
Security: | X3964A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | PLINTCS00010 | Vote Deadline Date: | 26-May-2023 | |||||||||
Agenda | 717258758 | Management | Total Ballot Shares: | 23079 | ||||||||
Last Vote Date: | 18-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 6650 | 0 | 0 | 0 | |||||
5 | CONFIRMATION OF THE CORRECTNESS OF CONVENING THE MEETING AND ITS ABILITY TO ADOPT RESOLUTIONS | For | None | 6650 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA | For | None | 6650 | 0 | 0 | 0 | |||||
7 | CONSIDERATION AND APPROVAL OF THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE INTER CARS S.A. CAPITAL GROUP FOR 2022, PREPARED TOGETHER WITH THE MANAGEMENT BOARD S REPORT ON THE COMPANY S ACTIVITIES FOR 2022 | For | None | 6650 | 0 | 0 | 0 | |||||
8 | CONSIDERATION AND APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2022 | For | None | 6650 | 0 | 0 | 0 | |||||
9 | CONSIDERATION AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE INTER CARS S.A. CAPITAL GROUP FOR 2022 | For | None | 6650 | 0 | 0 | 0 | |||||
10 | CONSIDERATION AND APPROVAL OF THE REPORT OF THE SUPERVISORY BOARD OF INTER CARS S.A. FOR 2022, TOGETHER WITH ASSESSMENTS MADE IN ACCORDANCE WITH THE PRINCIPLES CONTAINED IN THE COLLECTION BEST PRACTICES OF WSE LISTED COMPANIES 2021 | For | None | 6650 | 0 | 0 | 0 | |||||
11 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE COMPANY'S PROFIT | For | None | 6650 | 0 | 0 | 0 | |||||
12 | DISCHARGING MEMBERS OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 6650 | 0 | 0 | 0 | |||||
13 | DISCHARGING THE MEMBERS OF THE SUPERVISORY BOARD FROM THE PERFORMANCE OF THEIR DUTIES | For | None | 6650 | 0 | 0 | 0 | |||||
14 | ADOPTION OF A RESOLUTION EXPRESSING AN OPINION ON THE REPORT ON REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF INTER CARS S.A. WITH ITS REGISTERED OFFICE IN WARSAW | For | None | 6650 | 0 | 0 | 0 | |||||
15 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
16 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
17 | 24 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 28 MAY 2023 TO 26 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
PT MITRA ADIPERKASA TBK | ||||||||||||
Security: | Y71299104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Jun-2023 | ||||||||||
ISIN | ID1000099807 | Vote Deadline Date: | 15-Jun-2023 | |||||||||
Agenda | 717299956 | Management | Total Ballot Shares: | 26567100 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF ANNUAL REPORTS AND ANNUAL FINANCIAL REPORTS | For | None | 13036000 | 0 | 0 | 0 | |||||
2 | APPROVAL OF THE USE OF NET PROFIT | For | None | 13036000 | 0 | 0 | 0 | |||||
3 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT AND / OR PUBLIC ACCOUNTING FIRM | For | None | 13036000 | 0 | 0 | 0 | |||||
4 | CHANGES IN THE COMPOSITION OF MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD COMMISSIONER OF THE COMPANY | For | None | 13036000 | 0 | 0 | 0 | |||||
ARCURE SA | ||||||||||||
Security: | F03719105 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 21-Jun-2023 | ||||||||||
ISIN | FR0013398997 | Vote Deadline Date: | 14-Jun-2023 | |||||||||
Agenda | 717351439 | Management | Total Ballot Shares: | 178198 | ||||||||
Last Vote Date: | 05-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31 2022 | For | None | 178198 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31 2022 | For | None | 178198 | 0 | 0 | 0 | |||||
7 | ALLOCATION OF THE RESULT FOR THE SAID FINANCIAL YEAR | For | None | 178198 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-86 ET SEQ. OF THE FRENCH COMMERCIAL CODE | For | None | 178198 | 0 | 0 | 0 | |||||
9 | RATIFICATION OF THE APPOINTMENT OF MR ALEXANDRE BARTOLINI AS CENSOR OF THE SUPERVISORY BOARD | For | None | 178198 | 0 | 0 | 0 | |||||
10 | AUTHORISATION TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO TRADE IN THE COMPANYNS SHARES | For | None | 178198 | 0 | 0 | 0 | |||||
11 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE SHARES AND-OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE COMPANY'S SHARE CAPITAL WITHOUT SHAREHOLDERNS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF A CATEGORY OF BENEFICIARIES | For | None | 178198 | 0 | 0 | 0 | |||||
12 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE AND ALLOCATE FOUNDERS SHARE SUBSCRIPTION WARRANTS FREE OF CHARGE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | For | None | 178198 | 0 | 0 | 0 | |||||
13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE AND ALLOCATE, STOCK SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 178198 | 0 | 0 | 0 | |||||
14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO ALLOCATE, NEW OR EXISTING SHARES FREE OF CHARGES, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | For | None | 178198 | 0 | 0 | 0 | |||||
15 | AUTHORISATION TO BE GRANTED TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | For | None | 178198 | 0 | 0 | 0 | |||||
16 | PROPOSAL OF SHARE CAPITAL INCREASE RESERVED FOR MEMBERS OF COMPANY SAVINGS PLAN, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF SAID BENEFICIARIES | For | None | 178198 | 0 | 0 | 0 | |||||
17 | POWERS FOR FORMALITIES | For | None | 178198 | 0 | 0 | 0 | |||||
18 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
19 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0602/20230 6022302261.pdf | None | None | Non Voting | ||||||||
20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 923555 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
JCR PHARMACEUTICALS CO.,LTD. | ||||||||||||
Security: | J2810U109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jun-2023 | ||||||||||
ISIN | JP3701000006 | Vote Deadline Date: | 19-Jun-2023 | |||||||||
Agenda | 717303503 | Management | Total Ballot Shares: | 90000 | ||||||||
Last Vote Date: | 31-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Increase the Board of Directors Size | For | None | 90000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Ashida, Shin | For | None | 90000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Ashida, Toru | For | None | 90000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Mathias Schmidt | For | None | 90000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Sonoda, Hiroyuki | For | None | 90000 | 0 | 0 | 0 | |||||
7 | Appoint a Director Hiyama, Yoshio | For | None | 90000 | 0 | 0 | 0 | |||||
8 | Appoint a Director Ishikiriyama, Toshihiro | For | None | 90000 | 0 | 0 | 0 | |||||
9 | Appoint a Director Suetsuna, Takashi | For | None | 90000 | 0 | 0 | 0 | |||||
10 | Appoint a Director Yoda, Toshihide | For | None | 90000 | 0 | 0 | 0 | |||||
11 | Appoint a Director Hayashi, Yuko | For | None | 90000 | 0 | 0 | 0 | |||||
12 | Appoint a Director Atomi, Yutaka | For | None | 90000 | 0 | 0 | 0 | |||||
13 | Appoint a Director Philippe Fauchet | For | None | 90000 | 0 | 0 | 0 | |||||
14 | Appoint a Director Marc Dunoyer | For | None | 90000 | 0 | 0 | 0 | |||||
15 | Appoint a Corporate Auditor Oizumi, Kazumasa | For | None | 90000 | 0 | 0 | 0 | |||||
16 | Appoint a Corporate Auditor Yamada, Kazuhiko | For | None | 90000 | 0 | 0 | 0 | |||||
17 | Appoint a Corporate Auditor Miyatake, Kenjiro | For | None | 90000 | 0 | 0 | 0 | |||||
18 | Approve Issuance of Share Acquisition Rights as Stock-Linked Compensation Type Stock Options for Directors and Executive Officers | For | None | 90000 | 0 | 0 | 0 | |||||
ERGOMED PLC | ||||||||||||
Security: | G3R92F103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | GB00BN7ZCY67 | Vote Deadline Date: | 16-Jun-2023 | |||||||||
Agenda | 717296037 | Management | Total Ballot Shares: | 94056 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 75956 | 0 | 0 | 0 | |||||
2 | REAPPOINT KPMG, DUBLIN AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 75956 | 0 | 0 | 0 | |||||
3 | ELECT ANNE WHITAKER AS DIRECTOR | For | None | 75956 | 0 | 0 | 0 | |||||
4 | ELECT JONATHAN CURTAIN AS DIRECTOR | For | None | 75956 | 0 | 0 | 0 | |||||
5 | RE-ELECT LLEW KELTNER AS DIRECTOR | For | None | 75956 | 0 | 0 | 0 | |||||
6 | AUTHORISE ISSUE OF EQUITY | For | None | 75956 | 0 | 0 | 0 | |||||
7 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 75956 | 0 | 0 | 0 | |||||
8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 75956 | 0 | 0 | 0 | |||||
KAONAVI,INC. | ||||||||||||
Security: | J30665103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | JP3205900008 | Vote Deadline Date: | 14-Jun-2023 | |||||||||
Agenda | 717305242 | Management | Total Ballot Shares: | 169500 | ||||||||
Last Vote Date: | 31-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Amend Articles to: Change Company Location, Amend Business Lines | For | None | 169500 | 0 | 0 | 0 | |||||
2 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Hiroyuki | For | None | 169500 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Yanagihashi, Hiroki | For | None | 169500 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Hashimoto, Kimitaka | For | None | 169500 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Suguru | For | None | 169500 | 0 | 0 | 0 | |||||
LINICAL CO.,LTD. | ||||||||||||
Security: | J3903A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | JP3974530002 | Vote Deadline Date: | 20-Jun-2023 | |||||||||
Agenda | 717369400 | Management | Total Ballot Shares: | 684300 | ||||||||
Last Vote Date: | 07-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee, Approve Minor Revisions | For | None | 537900 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Hatano, Kazuhiro | For | None | 537900 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Keigo | For | None | 537900 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Kawai, Jun | For | None | 537900 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Akihiro | For | None | 537900 | 0 | 0 | 0 | |||||
7 | Appoint a Director who is not Audit and Supervisory Committee Member Miyazaki, Masaya | For | None | 537900 | 0 | 0 | 0 | |||||
8 | Appoint a Director who is not Audit and Supervisory Committee Member Sakamoto, Isao | For | None | 537900 | 0 | 0 | 0 | |||||
9 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Shiori | For | None | 537900 | 0 | 0 | 0 | |||||
10 | Appoint a Director who is not Audit and Supervisory Committee Member Sugiyama, Eri | For | None | 537900 | 0 | 0 | 0 | |||||
11 | Appoint a Director who is not Audit and Supervisory Committee Member Nishimura, Satoko | For | None | 537900 | 0 | 0 | 0 | |||||
12 | Appoint a Director who is Audit and Supervisory Committee Member Nakashima, Yoshiaki | For | None | 537900 | 0 | 0 | 0 | |||||
13 | Appoint a Director who is Audit and Supervisory Committee Member Murakami, Yuichi | For | None | 537900 | 0 | 0 | 0 | |||||
14 | Appoint a Director who is Audit and Supervisory Committee Member Ando, Yoshimitsu | For | None | 537900 | 0 | 0 | 0 | |||||
15 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Shimomura, Kyoichi | For | None | 537900 | 0 | 0 | 0 | |||||
16 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | For | None | 537900 | 0 | 0 | 0 | |||||
17 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | For | None | 537900 | 0 | 0 | 0 | |||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 15-Jun-2023 | |||||||||
Agenda | 717169898 | Management | Total Ballot Shares: | 10130300 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE PAYMENT OF A FINAL SINGLE-TIER DIVIDEND OF 1.17 SEN PER ORDINARY SHARE IN RESPECT OF THE FY2022 | For | None | 5366300 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AND BENEFITS TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES AMOUNTING TO RM763,560 FOR THE FY2022 | For | None | 5366300 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO CLAUSE 94 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE OFFER THEMSELVES FOR RE-ELECTION: DATO' DR NORRAESAH BINTI HAJI MOHAMAD | For | None | 5366300 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO CLAUSE 94 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE OFFER THEMSELVES FOR RE-ELECTION: DATUK MOHD JIMMY WONG BIN ABDULLAH | For | None | 5366300 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT TGS TW PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 5366300 | 0 | 0 | 0 | |||||
6 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN ORDINARY SHARES BY THE COMPANY | For | None | 5366300 | 0 | 0 | 0 | |||||
7 | PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY THE DIRECTORS AND WAIVER OF PRE-EMPTIVE RIGHTS PURSUANT TO THE ACT | For | None | 5366300 | 0 | 0 | 0 | |||||
8 | PROPOSED RENEWAL OF AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE NEW MYEG SHARES IN RELATION TO THE DIVIDEND REINVESTMENT PLAN ("DRP") THAT PROVIDES SHAREHOLDERS WITH AN OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND IN MYEG SHARES | For | None | 5366300 | 0 | 0 | 0 | |||||
PRESTIGE INTERNATIONAL INC. | ||||||||||||
Security: | J6401L105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | JP3833620002 | Vote Deadline Date: | 20-Jun-2023 | |||||||||
Agenda | 717367987 | Management | Total Ballot Shares: | 337600 | ||||||||
Last Vote Date: | 07-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 216600 | 0 | 0 | 0 | |||||
3 | Appoint a Director Tamagami, Shinichi | For | None | 216600 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sekine, Hiroshi | For | None | 216600 | 0 | 0 | 0 | |||||
5 | Appoint a Director Yoshida, Nao | For | None | 216600 | 0 | 0 | 0 | |||||
6 | Appoint a Director Seki, Toshiaki | For | None | 216600 | 0 | 0 | 0 | |||||
7 | Appoint a Director Takagi, Izumi | For | None | 216600 | 0 | 0 | 0 | |||||
8 | Appoint a Director Koeda, Masayo | For | None | 216600 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Sugiyama, Masaru | For | None | 216600 | 0 | 0 | 0 | |||||
10 | Appoint a Corporate Auditor Hara, Katsuhiko | For | None | 216600 | 0 | 0 | 0 | |||||
11 | Appoint a Corporate Auditor Ono, Masaru | For | None | 216600 | 0 | 0 | 0 | |||||
INSTEM PLC | ||||||||||||
Security: | G4820D104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jun-2023 | ||||||||||
ISIN | GB00B3TQCK30 | Vote Deadline Date: | 21-Jun-2023 | |||||||||
Agenda | 717365755 | Management | Total Ballot Shares: | 68100 | ||||||||
Last Vote Date: | 06-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 68100 | 0 | 0 | 0 | |||||
2 | APPROVE REMUNERATION REPORT | For | None | 68100 | 0 | 0 | 0 | |||||
3 | ELECT MARY DOLSON AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
4 | RE-ELECT DAVID GARE AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
5 | RE-ELECT NIGEL GOLDSMITH AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
6 | RE-ELECT RIAZ BANDALI AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
7 | RE-ELECT MICHAEL MCGOUN AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
8 | RE-ELECT PHILIP REASON AS DIRECTOR | For | None | 68100 | 0 | 0 | 0 | |||||
9 | APPOINT PKF LITTLEJOHN LLP AS AUDITORS | For | None | 68100 | 0 | 0 | 0 | |||||
10 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 68100 | 0 | 0 | 0 | |||||
11 | AUTHORISE ISSUE OF EQUITY | For | None | 68100 | 0 | 0 | 0 | |||||
12 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 68100 | 0 | 0 | 0 | |||||
13 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 68100 | 0 | 0 | 0 | |||||
KOUKANDEKIRUKUN,INC. | ||||||||||||
Security: | J36405108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jun-2023 | ||||||||||
ISIN | JP3286350008 | Vote Deadline Date: | 19-Jun-2023 | |||||||||
Agenda | 717323339 | Management | Total Ballot Shares: | 36200 | ||||||||
Last Vote Date: | 02-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Kurihara, Masaru | For | None | 27000 | 0 | 0 | 0 | |||||
2 | Appoint a Director Sato, Koji | For | None | 27000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Yoshida, Masahiro | For | None | 27000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Yoshino, Noboru | For | None | 27000 | 0 | 0 | 0 | |||||
BOKU INC | ||||||||||||
Security: | U7744C106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jun-2023 | ||||||||||
ISIN | USU7744C1063 | Vote Deadline Date: | 22-Jun-2023 | |||||||||
Agenda | 717312071 | Management | Total Ballot Shares: | 1065854 | ||||||||
Last Vote Date: | 31-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF JONATHAN PRIDEAUX AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 955354 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF MARK BRITTO AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 955354 | 0 | 0 | 0 | |||||
3 | ELECTION OF LOREN SHUSTER AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 955354 | 0 | 0 | 0 | |||||
4 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ("PWC") AS AUDITOR OF THE COMPANY | For | None | 955354 | 0 | 0 | 0 | |||||
5 | AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO DETERMINE PWCS REMUNERATION | For | None | 955354 | 0 | 0 | 0 | |||||
6 | APPROVE, ON AN ADVISORY BASIS, THE DIRECTORS REMUNERATION REPORT SET OUT ON PAGES 46-52 (INCLUSIVE) IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | For | None | 955354 | 0 | 0 | 0 | |||||
WINFARM SA | ||||||||||||
Security: | F4633A108 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 30-Jun-2023 | ||||||||||
ISIN | FR0014000P11 | Vote Deadline Date: | 23-Jun-2023 | |||||||||
Agenda | 717296835 | Management | Total Ballot Shares: | 84998 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31 2022. APPROVAL OF NON- TAX DEDUCTIBLE EXPENSES AND CHARGES | For | None | 73368 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FINANCIAL YEAR | For | None | 73368 | 0 | 0 | 0 | |||||
7 | ALLOCATION OF THE RESULT FOR THE SAID FINANCIAL YEAR | For | None | 73368 | 0 | 0 | 0 | |||||
8 | STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS AND COMMITMENTS AND RATIFICATION OF A NEW AGREEMENTS | For | None | 73368 | 0 | 0 | 0 | |||||
9 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICE ETIENNE AS DIRECTOR | For | None | 73368 | 0 | 0 | 0 | |||||
10 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LE MEUR AS DIRECTOR | For | None | 73368 | 0 | 0 | 0 | |||||
11 | RENEWAL OF THE TERM OF OFFICE OF MR. VICTOR ETIENNE AS DIRECTOR | For | None | 73368 | 0 | 0 | 0 | |||||
12 | RENEWAL OF THE TERM OF OFFICE OF MR. MAXIME RAY AS DIRECTOR | For | None | 73368 | 0 | 0 | 0 | |||||
13 | RENEWAL OF THE TERM OF OFFICE OF MR. GEORGES SAMPEUR AS DIRECTOR | For | None | 73368 | 0 | 0 | 0 | |||||
14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO HAVE THE COMPANY BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 73368 | 0 | 0 | 0 | |||||
15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 73368 | 0 | 0 | 0 | |||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL OR GIVING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOUR OF A CATEGORY OF PERSONS MEETING SPECIFIC CHARACTERISTICS | For | None | 73368 | 0 | 0 | 0 | |||||
17 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTOR TO INCREASE THE AMOUNT OF ISSUANCES IN THE EVENT OF OVERSUBSCRIPTION | For | None | 73368 | 0 | 0 | 0 | |||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L. 3332-18 ET SEQ. OF THE FRENCH LABOUR CODE | For | None | 73368 | 0 | 0 | 0 | |||||
19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTOR TO GRANT STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS TO EMPLOYEES (AND/OR CERTAIN CORPORATE OFFICERS) | For | None | 73368 | 0 | 0 | 0 | |||||
20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH AN ALLOCATION OF SHARES FREE OF CHARGE IN FAVOUR OF EMPLOYEES (AND/OR CERTAIN CORPORATE OFFICERS) | For | None | 73368 | 0 | 0 | 0 | |||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO HARMONIZE THE ARTICLES OF THE BYLAWS TO COMPLY WITH LEGISLATIVE AND REGULATORY PROVISIONS | For | None | 73368 | 0 | 0 | 0 | |||||
22 | POWERS FOR FORMALITIES | For | None | 73368 | 0 | 0 | 0 | |||||
23 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0526/20230 5262302146.pdf | None | None | Non Voting | ||||||||
Seven Canyons World Innovators Fund
Meeting Date Range: 01-Jul-2022 To 30-Jun-2023 | ||||||||||||
Selected Accounts | ||||||||||||
PETS AT HOME GROUP PLC | ||||||||||||
Security: | G7041J107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-Jul-2022 | ||||||||||
ISIN | GB00BJ62K685 | Vote Deadline Date: | 04-Jul-2022 | |||||||||
Agenda | 715764848 | Management | Total Ballot Shares: | 1194298 | ||||||||
Last Vote Date: | 14-Jun-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 | For | None | 102700 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 102700 | 0 | 0 | 0 | |||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 7.5 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 102700 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT ZARIN PATEL AS A DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
11 | TO ELECT LYSSA MCGOWAN AS DIRECTOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | For | None | 102700 | 0 | 0 | 0 | |||||
14 | AUTHORITY TO ALLOT SHARES | For | None | 102700 | 0 | 0 | 0 | |||||
15 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | For | None | 102700 | 0 | 0 | 0 | |||||
16 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 102700 | 0 | 0 | 0 | |||||
17 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 102700 | 0 | 0 | 0 | |||||
18 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 102700 | 0 | 0 | 0 | |||||
19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 102700 | 0 | 0 | 0 | |||||
20 | 09 JUN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
M1 KLINIKEN AG | ||||||||||||
Security: | D54872110 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jul-2022 | ||||||||||
ISIN | DE000A0STSQ8 | Vote Deadline Date: | 05-Jul-2022 | |||||||||
Agenda | 715714019 | Management | Total Ballot Shares: | 315700 | ||||||||
Last Vote Date: | 02-Jun-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
3 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
4 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | None | None | Non Voting | ||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
7 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 35600 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 35600 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 35600 | 0 | 0 | 0 | |||||
10 | RATIFY WETREU NTRG NORDDEUTSCHE TREUHAND- UND REVISIONS- GESELLSCHAFT MBH AS AUDITOR FOR FISCAL YEAR 2022 | For | None | 35600 | 0 | 0 | 0 | |||||
AAVAS FINANCIERS LTD | ||||||||||||
Security: | Y0R7TT104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jul-2022 | ||||||||||
ISIN | INE216P01012 | Vote Deadline Date: | 15-Jul-2022 | |||||||||
Agenda | 715829783 | Management | Total Ballot Shares: | 43412 | ||||||||
Last Vote Date: | 01-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 17712 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. RAMCHANDRA KASARGOD KAMATH (DIN: 01715073), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | For | None | 17712 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. MANAS TANDON (DIN: 05254602), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 17712 | 0 | 0 | 0 | |||||
4 | "RESOVLED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 142 OF THE COMPANIES ACT, 2013 AND THE GUIDELINES FOR APPOINTMENT OF STATUTORY CENTRAL AUDITORS (SCAS)/STATUTORY AUDITORS (SAS) OF COMMERCIAL BANKS (EXCLUDING RRBS), UCBS AND NBFCS (INCLUDING HOUSING FINANCE COMPANIES) DATED APRIL 27, 2021 ISSUED BY THE RESERVE BANK OF INDIA ("RBI") (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND WITH REFERENCE TO RESOLUTION PASSED BY THE MEMBERS VIA POSTAL BALLOT FOR APPOINTMENT OF | For | None | 17712 | 0 | 0 | 0 | |||||
STATUTORY AUDITORS AND FIXING THEIR REMUNERATION THEREON DATED DECEMBER 02, 2021 AND AS RECOMMENDED BY THE AUDIT COMMITTEE & BOARD OF DIRECTORS OF THE COMPANY, M/S WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS (FIRM'S REGISTRATION NO. 001076N/N500013), WHO WERE APPOINTED AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF THREE CONSECUTIVE YEARS (UNTIL THE CONCLUSION OF THE 14TH AGM OF THE COMPANY TO BE HELD IN THE CALENDAR YEAR 2024) BE PAID THE REMUNERATION OF H 63,00,000/- (RUPEES SIXTY THREE LAKH ONLY) FOR CONDUCTING STATUTORY AUDIT, LIMITED REVIEW AND CONSOLIDATION OF ACCOUNTS FOR THE FINANCIAL YEARS 2022-23 PAYABLE IN ONE OR MORE INSTALMENTS AND FOR THEIR REMAINING TENURE THEREAFTER TILL THE SAME IS REVISED." | ||||||||||||
5 | TO REAPPOINT MR. SANDEEP TANDON (DIN: 00054553) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 17712 | 0 | 0 | 0 | |||||
6 | TO APPROVE INCREASE IN THE BORROWING POWERS IN EXCESS OF PAID-UP SHARE CAPITAL, FREE RESERVES AND SECURITIES PREMIUM OF THE COMPANY UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | For | None | 17712 | 0 | 0 | 0 | |||||
7 | TO APPROVE CREATION OF CHARGES ON ASSETS OF THE COMPANY UNDER SECTION 180(1)(A) OF THE COMPANIES ACT, 2013 TO SECURE BORROWINGS MADE/TO BE MADE UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | For | None | 17712 | 0 | 0 | 0 | |||||
8 | TO APPROVE ISSUANCE OF NON- CONVERTIBLE DEBENTURES, IN ONE OR MORE TRANCHES / ISSUANCES ON PRIVATE PLACEMENT BASIS | For | None | 17712 | 0 | 0 | 0 | |||||
9 | TO APPROVE "EQUITY STOCK OPTION PLAN FOR EMPLOYEES 2022" ("ESOP-2022") OF AAVAS FINANCIERS LIMITED | For | None | 17712 | 0 | 0 | 0 | |||||
SIRCA PAINTS INDIA LTD | ||||||||||||
Security: | Y806JK108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jul-2022 | ||||||||||
ISIN | INE792Z01011 | Vote Deadline Date: | 19-Jul-2022 | |||||||||
Agenda | 715868711 | Management | Total Ballot Shares: | 531739 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE YEAR ENDED 31ST MARCH, 2022 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 150000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF INR 2.00 (20%) PER EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2022 | For | None | 150000 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. GURJIT SINGH BAINS, NON EXECUTIVE DIRECTOR (DIN:01977032), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE APPOINTMENT | For | None | 150000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER THE RE APPOINTMENT OF M/S RAJESH KUKREJA & ASSOCIATES, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 004254N), AS THE STATUTORY AUDITORS OF THE COMPANY AND, IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION(S) | For | None | 150000 | 0 | 0 | 0 | |||||
5 | RATIFICATION OF COST AUDITOR'S REMUNERATION | For | None | 150000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE RE APPOINTMENT OF MR. SANJAY AGARWAL (DIN: 01302479) AS THE CHAIRMAN CUM MANAGING DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A PERIOD OF 5 YEARS WITH EFFECT FROM 14TH NOVEMBER, 2022 | For | None | 150000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE TERMS & CONDITIONS AND REMUNERATION OF MR. SANJAY AGARWAL (DIN: 01302479) AS THE CHAIRMAN CUM MANAGING DIRECTOR OF THE COMPANY | For | None | 150000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE RE APPOINTMENT OF MR. APOORV AGARWAL (DIN: 01302537) AS JOINT MANAGING DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A PERIOD OF 5 YEARS WITH EFFECT FROM 14TH NOVEMBER, 2022 | For | None | 150000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE TERMS & CONDITIONS AND REMUNERATION OF MR. APOORV AGARWAL (DIN: 01302537) AS JOINT MANAGING DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A PERIOD OF 5 YEARS WITH EFFECT FROM 14TH NOVEMBER, 2022 | For | None | 150000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE RE APPOINTMENT OF MR. SANJAY KAPOOR (DIN:00383275), AS NON EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 150000 | 0 | 0 | 0 | |||||
GRANULES INDIA LTD | ||||||||||||
Security: | Y2849A135 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jul-2022 | ||||||||||
ISIN | INE101D01020 | Vote Deadline Date: | 21-Jul-2022 | |||||||||
Agenda | 715868343 | Management | Total Ballot Shares: | 120673 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND ADOPT (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORT OF AUDITORS THEREON AND IN THIS REGARD PASS THE FOLLOWING RESOLUTIONS AS ORDINARY RESOLUTIONS: (A) "RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." (B) "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORT OF AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED | For | None | 81861 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 75 PAISE PER EQUITY SHARE AND TO APPROVE AND RATIFY THE INTERIM DIVIDEND OF 75 PAISE PER EQUITY SHARE, ALREADY PAID FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | For | None | 81861 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. KOLLI BASAVA SANKAR RAO (DIN: 05167550), WHO RETIRES BY ROTATION AND IS BEING ELIGIBLE, SEEKS RE-APPOINTMENT | For | None | 81861 | 0 | 0 | 0 | |||||
4 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 139, 142 OF THE COMPANIES ACT, 2013 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES(AUDIT AND AUDITORS) RULES, 2014 INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE, M/S. S.R. BATLIBOI & ASSOCIATES LLP, CHARTERED ACCOUNTANTS (REGISTRATION NO. 101049W/E300004), BE AND ARE HEREBY APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY, FOR A TERM OF 5 (FIVE) CONSECUTIVE YEARS TO HOLD OFFICE FROM THE CONCLUSION OF THE THIRTY- FIRST ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE THIRTY-SIXTH ANNUAL GENERAL MEETING AT A REMUNERATION OF INR 55 LAKHS FOR THE FINANCIAL YEAR 2022-23 AND WITH AUTHORITY TO THE BOARD TO REVISE MUTUALLY DURING THE TENURE OF FIVE YEARS, IF REQUIRED | For | None | 81861 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT MRS. UMA DEVI CHIGURUPATI AS WHOLE-TIME DIRECTOR OF THE COMPANY IN TERMS OF PROVISIONS OF SECTIONS 196, 197, 203 READ WITH SCHEDULE V TO THE COMPANIES ACT, 2013, AND IN THIS REGARD TO CONSIDER | For | None | 81861 | 0 | 0 | 0 | |||||
6 | RESOLVED THAT IN SUPERSESSION OF ALL THE EARLIER RESOLUTIONS PASSED FOR PAYMENT OF REMUNERATION TO NON- EXECUTIVE DIRECTORS AND PURSUANT TO THE PROVISIONS OF SECTIONS 197, 198 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER AND APPLICABLE PROVISIONS OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- | For | None | 81861 | 0 | 0 | 0 | |||||
ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE) AND BASED ON THE RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, THE CONSENT OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF COMMISSION TO THE NON-EXECUTIVE DIRECTORS OF THE COMPANY (OTHER THAN THE MANAGING DIRECTOR AND/OR WHOLE-TIME DIRECTOR OR EXECUTIVE DIRECTOR) FOR A PERIOD OF FIVE YEARS COMMENCING FROM APRIL 1, 2022 UP TO AND INCLUDING THE FINANCIAL YEAR OF THE COMPANY ENDING ON MARCH 31, 2027 TO THE EXTENT OF 0.05% PER NON- EXECUTIVE DIRECTOR WITHIN A TOTAL MAXIMUM LIMIT OF 1% OF NET PROFIT OF THE COMPANY CALCULATED IN ACCORDANCE WITH THE PROVISIONS OF SECTION 198 OF THE ACT, IN ADDITION TO THE SITTING FEES AND REIMBURSEMENT OF EXPENSES BEING PAID BY THE COMPANY FOR PARTICIPATING IN THE BOARD/COMMITTEE MEETINGS OF THE COMPANY. RESOLVED FURTHER THAT THE TOTAL OVERALL MANAGERIAL REMUNERATION PAYABLE TO ALL THE DIRECTORS OF THE COMPANY IN ANY FINANCIAL YEAR SHALL NOT EXCEED THE LIMITS PRESCRIBED UNDER SECTION 197 AND OTHER APPLICABLE PROVISIONS OF THE ACT. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND ARE HEREBY SEVERALLY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION | ||||||||||||
ORPEA SA | ||||||||||||
Security: | F69036105 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 28-Jul-2022 | ||||||||||
ISIN | FR0000184798 | Vote Deadline Date: | 25-Jul-2022 | |||||||||
Agenda | 715867454 | Management | Total Ballot Shares: | 6000 | ||||||||
Last Vote Date: | 07-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 766451 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
3 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
6 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
7 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | None | None | Non Voting | ||||||||
8 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 - APPROVAL OF NON-DEDUCTIBLE COSTS AND EXPENSES PURSUANT TO ARTICLE REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE THE FRENCH GENERAL TAX CODE | For | None | 6000 | 0 | 0 | 0 | |||||
9 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | None | 6000 | 0 | 0 | 0 | |||||
10 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 - ACKNOWLEDGEMENT OF THE DIVIDENDS AND INCOME DISTRIBUTED FOR THE THREE PREVIOUS FINANCIAL YEARS | For | None | 6000 | 0 | 0 | 0 | |||||
11 | REGULATED AGREEMENT - APPROVAL OF THE EXCEPTIONAL COMPENSATION GRANTED TO MR. OLIVIER LECOMTE, DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
12 | APPOINTMENT OF MR. LAURENT GUILLOT AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
13 | APPOINTMENT OF MRS. ISABELLE CALVEZ AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF MR. DAVID HALE AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
15 | APPOINTMENT OF MR. GUILLAUME PEPY AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF MR. JOHN GLEN AS DIRECTOR | For | None | 6000 | 0 | 0 | 0 | |||||
17 | APPOINTMENT OF MAZARS S.A. AS PRINCIPAL STATUTORY AUDITOR | For | None | 6000 | 0 | 0 | 0 | |||||
18 | RENEWAL OF THE TERM OF OFFICE OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR | For | None | 6000 | 0 | 0 | 0 | |||||
19 | NON-RENEWAL OF THE TERM OF OFFICE OF THE COMPANY BEAS AS DEPUTY STATUTORY AUDITOR AND NON- APPOINTMENT OF A NEW DEPUTY STATUTORY AUDITOR | For | None | 6000 | 0 | 0 | 0 | |||||
20 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE COMPENSATION OF CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | For | None | 6000 | 0 | 0 | 0 | |||||
21 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE CHARRIER, CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 6000 | 0 | 0 | 0 | |||||
22 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. YVES LE MASNE, CHIEF EXECUTIVE OFFICER | For | None | 6000 | 0 | 0 | 0 | |||||
23 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
24 | APPROVAL OF THE COMPENSATION POLICY FOR MR. YVES LE MASNE, CHIEF EXECUTIVE OFFICER UNTIL 30 JANUARY 2022, FOR THE FINANCIAL YEAR 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
25 | APPROVAL OF THE COMPENSATION POLICY FOR MR. PHILIPPE CHARRIER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER FROM 30 JANUARY TO 30 JUNE 2022, FOR THE FINANCIAL YEAR 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
26 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
27 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR FINANCIAL YEAR 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
28 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID FROM 01 JANUARY 2022 TO 28 JULY 2022 OR ALLOCATED IN RESPECT OF THIS SAME PERIOD TO MR. PHILIPPE CHARRIER, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM 01 JANUARY TO 30 JANUARY 2022 AND THEN FROM 01 JULY TO 28 JULY 2022, AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FROM 30 JANUARY TO 30 JUNE 2022 | For | None | 6000 | 0 | 0 | 0 | |||||
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | For | None | 6000 | 0 | 0 | 0 | |||||
30 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
31 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
32 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF PUBLIC OFFERINGS OTHER THAN THOSE REFERRED TO IN PARAGRAPH 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
33 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF PUBLIC OFFERINGS REFERRED TO IN PARAGRAPH 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
34 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
35 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS DECIDED BY THE MEETING, WITHIN THE LIMIT OF 10% OF THE COMPANY'S SHARE CAPITAL | For | None | 6000 | 0 | 0 | 0 | |||||
36 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE COMPANY'S SHARE CAPITAL | For | None | 6000 | 0 | 0 | 0 | |||||
37 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S CAPITAL BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS OR SIMILAR ITEMS | For | None | 6000 | 0 | 0 | 0 | |||||
38 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF SHARES OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND/OR CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
39 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | For | None | 6000 | 0 | 0 | 0 | |||||
40 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, FREE OF CHARGE AND/OR AGAINST PAYMENT, IMMEDIATELY OR IN THE FUTURE, AND RESERVED FOR CATEGORIES OF BENEFICIARIES IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | For | None | 6000 | 0 | 0 | 0 | |||||
41 | AMENDMENT TO ARTICLE 14 OF THE BY- LAWS RELATING TO THE MODE OF EXERCISE OF THE GENERAL MANAGEMENT | For | None | 6000 | 0 | 0 | 0 | |||||
42 | AMENDMENT TO ARTICLE 15-1 OF THE BY- LAWS RELATING TO DIRECTORS REPRESENTING EMPLOYEES IN THE BOARD OF DIRECTORS | For | None | 6000 | 0 | 0 | 0 | |||||
43 | AMENDMENT TO ARTICLE 17 OF THE BY- LAWS TO PROVIDE FOR WRITTEN CONSULTATION OF DIRECTORS | For | None | 6000 | 0 | 0 | 0 | |||||
44 | AMENDMENT TO ARTICLE 15 OF THE BY- LAWS TO PROVIDE FOR A STAGGERED TERM OF OFFICE FOR DIRECTORS | For | None | 6000 | 0 | 0 | 0 | |||||
45 | AMENDMENT TO ARTICLE 23 OF THE BY- LAWS TO PROVIDE FOR THE POSSIBILITY TO APPOINT MORE THAN TWO STATUTORY AUDITORS | For | None | 6000 | 0 | 0 | 0 | |||||
46 | UPDATING OF THE BY-LAWS WITH THE LEGAL AND REGULATORY PROVISIONS | For | None | 6000 | 0 | 0 | 0 | |||||
47 | POWERS TO CARRY OUT FORMALITIES | For | None | 6000 | 0 | 0 | 0 | |||||
48 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/2022/0 706/202207062203277.pdf | None | None | Non Voting | ||||||||
DATAMATICS GLOBAL SERVICES LTD | ||||||||||||
Security: | Y2015W101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Jul-2022 | ||||||||||
ISIN | INE365B01017 | Vote Deadline Date: | 25-Jul-2022 | |||||||||
Agenda | 715874005 | Management | Total Ballot Shares: | 407100 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON; AND B. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 119300 | 0 | 0 | 0 | |||||
2 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND ON EQUITY SHARES AND TO DECLARE A FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | For | None | 119300 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT MR. RAHUL L. KANODIA (DIN: 00075801), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | For | None | 119300 | 0 | 0 | 0 | |||||
4 | RE-APPOINTMENT OF M/S. M. L. BHUWANIA AND CO. LLP, CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS OF THE COMPANY | For | None | 119300 | 0 | 0 | 0 | |||||
5 | RE-APPOINTMENT OF MR. RAHUL L. KANODIA (DIN: 00075801) AS A WHOLE-TIME DIRECTOR DESIGNATED AS VICE CHAIRMAN & CEO OF THE COMPANY | For | None | 119300 | 0 | 0 | 0 | |||||
TCI EXPRESS LTD | ||||||||||||
Security: | Y854BJ109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 03-Aug-2022 | ||||||||||
ISIN | INE586V01016 | Vote Deadline Date: | 28-Jul-2022 | |||||||||
Agenda | 715890516 | Management | Total Ballot Shares: | 30481 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENT OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2022, ALONG WITH THE REPORT OF THE BOARD OF DIRECTOR'S AND AUDITOR'S THEREON | For | None | 14637 | 0 | 0 | 0 | |||||
2 | TO DECLARE DIVIDEND OF INR 2.00 PER ORDINARY EQUITY SHARE OF FACE VALUE OF INR 2.00 EACH, FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2022 | For | None | 14637 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. DHARMPAL AGARWAL (DIN-00084105), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 14637 | 0 | 0 | 0 | |||||
4 | AMENDMENT TO THE EMPLOYEE STOCK OPTION SCHEME-2016 | For | None | 14637 | 0 | 0 | 0 | |||||
5 | TO EXTEND THE BENEFITS UNDER EMPLOYEES STOCK OPTION SCHEME 2016 TO THE EMPLOYEES OF SUBSIDIARIES COMPANIES OF THE COMPANY, IF ANY | For | None | 14637 | 0 | 0 | 0 | |||||
6 | TO EXTEND THE BENEFITS UNDER EMPLOYEES STOCK OPTION SCHEME 2016 TO THE EMPLOYEES OF THE GROUP COMPANY(IES) INCLUDING ASSOCIATE COMPANY(IES) OF THE COMPANY, IF ANY | For | None | 14637 | 0 | 0 | 0 | |||||
7 | TO APPROVE BUYBACK OF EQUITY SHARES OF THE COMPANY | For | None | 14637 | 0 | 0 | 0 | |||||
IENERGIZER LIMITED | ||||||||||||
Security: | G47461101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Aug-2022 | ||||||||||
ISIN | GG00B54NMG96 | Vote Deadline Date: | 09-Aug-2022 | |||||||||
Agenda | 715948747 | Management | Total Ballot Shares: | 1443386 | ||||||||
Last Vote Date: | 28-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2022 | For | None | 439818 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT GRANT THORNTON AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 439818 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT MR ASHISH MADAN, BEING ELIGIBLE AND OFFERING HIMSELF FOR RE- ELECTION, AS A DIRECTOR OF THE COMPANY | For | None | 439818 | 0 | 0 | 0 | |||||
4 | TO RE-APPOINT MR MARC VASSANELLI, BEING ELIGIBLE AND OFFERING HIMSELF FOR RE-ELECTION, AS A DIRECTOR OF THE COMPANY | For | None | 439818 | 0 | 0 | 0 | |||||
PERFECT MEDICAL HEALTH MANAGEMENT LIMITED | ||||||||||||
Security: | G7013H105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Aug-2022 | ||||||||||
ISIN | KYG7013H1056 | Vote Deadline Date: | 05-Aug-2022 | |||||||||
Agenda | 715890314 | Management | Total Ballot Shares: | 4222678 | ||||||||
Last Vote Date: | 15-Jul-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2022/07 12/2022071200447.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2022/07 12/2022071200443.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 MARCH 2022 AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
4 | TO APPROVE AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2022 WITH A SCRIP DIVIDEND OPTION | For | None | 1082898 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MS. AU-YEUNG WAI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MS. AU-YEUNG HUNG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. HSU WAI MAN, HELEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. CHI CHI HUNG, KENNETH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 1082898 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "ISSUE MANDATE") AS SET OUT IN ITEM 6 OF THE NOTICE OF THE MEETING | For | None | 1082898 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "REPURCHASE MANDATE") AS SET OUT IN ITEM 7 OF THE NOTICE OF THE MEETING | For | None | 1082898 | 0 | 0 | 0 | |||||
13 | TO APPROVE THE ADDITION TO THE ISSUE MANDATE THE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE REPURCHASE MANDATE AS SET OUT IN ITEM 8 OF THE NOTICE OF THE MEETING | For | None | 1082898 | 0 | 0 | 0 | |||||
14 | TO ADOPT THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 1082898 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Aug-2022 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 11-Aug-2022 | |||||||||
Agenda | 715949840 | Management | Total Ballot Shares: | 4000 | ||||||||
Last Vote Date: | 08-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 AUG 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE AGENDA | For | None | 4000 | 0 | 0 | 0 | |||||
3 | PAYMENT OF DIVIDENDS ON COMMON SHARES OF JSC KASPI.KZ AND APPROVAL OF THE AMOUNT OF DIVIDEND PER COMMON SHARE | For | None | 4000 | 0 | 0 | 0 | |||||
4 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
5 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY | For | None | 4000 | 0 | 0 | 0 | |||||
THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES | ||||||||||||
6 | FOR PARTICIPATION OF BNY MELLON IN EXTRAORDINARY GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 4000 | 0 | 0 | 0 | |||||
PERFECT MEDICAL HEALTH MANAGEMENT LIMITED | ||||||||||||
Security: | G7013H105 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Aug-2022 | ||||||||||
ISIN | KYG7013H1056 | Vote Deadline Date: | 19-Aug-2022 | |||||||||
Agenda | 715968345 | Management | Total Ballot Shares: | 4222678 | ||||||||
Last Vote Date: | 11-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS : https://www1.hkexnews.hk/listedco/listconews/sehk/2022/08 09/2022080900467.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2022/08 09/2022080900479.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO APPROVE, CONFIRM AND RATIFY THE GRANT OF 9,988,000 SHARE OPTIONS OF THE COMPANY (THE ''OPTIONS'') TO DR. AU- YEUNG KONG, THE CHAIRMAN, CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR AND CONTROLLING SHAREHOLDER OF THE COMPANY, TO SUBSCRIBE FOR 9,988,000 SHARES OF THE COMPANY (THE ''SHARES'') AT THE EXERCISE PRICE OF HKD 5.000 PER SHARE AND ON THE TERMS AND CONDITIONS AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 10 AUGUST 2022 AND AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS AND/ OR EXECUTE ALL SUCH DOCUMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO SUCH GRANT AND EXERCISE OF THE OPTIONS | For | None | 1082898 | 0 | 0 | 0 | |||||
4 | 10 AUG 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 22 AUG 2022 TO 18 AUG 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
ARMAN FINANCIAL SERVICES LTD | ||||||||||||
Security: | Y0204S113 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Sep-2022 | ||||||||||
ISIN | INE109C01017 | Vote Deadline Date: | 09-Sep-2022 | |||||||||
Agenda | 716016907 | Management | Total Ballot Shares: | 156387 | ||||||||
Last Vote Date: | 30-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RECLASSIFICATION OF AUTHORISED SHARE CAPITAL AND CONSEQUENT ALTERATION OF MEMORANDUM OF ASSOCIATION | For | None | 35501 | 0 | 0 | 0 | |||||
2 | RAISING OF FUNDS THROUGH ISSUE OF UNSECURED COMPULSORILY CONVERTIBLE DEBENTURES ("CCDS") ON PREFERENTIAL BASIS TO INVESTORS (AS DEFINED BELOW) BELONGING TO NON-PROMOTER CATEGORY | For | None | 35501 | 0 | 0 | 0 | |||||
3 | RAISING OF FUNDS THROUGH ISSUE OF CUMULATIVE NON-PARTICIPATING OPTIONALLY CONVERTIBLE REDEEMABLE PREFERENCE SHARES ("OCRPS") ON PREFERENTIAL BASIS TO THE PROPOSED ALLOTTEES (AS DEFINED BELOW) BELONGING TO NON-PROMOTER CATEGORY | For | None | 35501 | 0 | 0 | 0 | |||||
MANORAMA INDUSTRIES LTD | ||||||||||||
Security: | Y5S53A105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Sep-2022 | ||||||||||
ISIN | INE00VM01010 | Vote Deadline Date: | 14-Sep-2022 | |||||||||
Agenda | 716016971 | Management | Total Ballot Shares: | 57800 | ||||||||
Last Vote Date: | 30-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 27000 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. GAUTAM KUMAR PAL (DIN: 07645652), WHOLE-TIME DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 27000 | 0 | 0 | 0 | |||||
3 | TO REVISE THE REMUNERATION OF STATUTORY AUDITORS OF THE COMPANY WITH EFFECT FROM THE FINANCIAL YEAR 2021-22 | For | None | 27000 | 0 | 0 | 0 | |||||
4 | TO RATIFY THE REMUNERATION PAYABLE TO M/S. S N & CO, COST ACCOUNTANTS, APPOINTED AS COST AUDITORS OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
5 | APPROVAL FOR INCREASE IN REMUNERATION OF MR. ASHISH SARAF AND HOLDING AN OFFICE OR PLACE OF PROFIT IN THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE MATERIAL RELATED PARTY TRANSACTION | For | None | 27000 | 0 | 0 | 0 | |||||
ANTONY WASTE HANDLING CELL LTD | ||||||||||||
Security: | Y0R8YR118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Sep-2022 | ||||||||||
ISIN | INE01BK01022 | Vote Deadline Date: | 21-Sep-2022 | |||||||||
Agenda | 716043954 | Management | Total Ballot Shares: | 493500 | ||||||||
Last Vote Date: | 07-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITOR THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORT OF THE AUDITOR THEREON | For | None | 102000 | 0 | 0 | 0 | |||||
2 | RE-APPOINTMENT OF MR. JOSE JACOB KALLARAKAL (DIN: 00549994) AS DIRECTOR, LIABLE TO RETIRE BY ROTATION | For | None | 102000 | 0 | 0 | 0 | |||||
3 | RE-APPOINTMENT OF M/S. WALKER CHANDIOK AND CO LLP, CHARTERED ACCOUNTANTS - (001076N/ N500013) AS STATUTORY AUDITORS OF THE COMPANY | For | None | 102000 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE APPOINTMENT OF MR. SHIJU ANTONY KALLARAKKAL (DIN: 02470660) AS NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 102000 | 0 | 0 | 0 | |||||
5 | APPROVAL OF 'AWHCL EMPLOYEE STOCK OPTION PLAN 2022' | For | None | 102000 | 0 | 0 | 0 | |||||
6 | TO APPROVE EXTENDING THE BENEFITS OF 'AWHCL EMPLOYEE STOCK OPTION PLAN 2022' TO THE EMPLOYEE(S) OF SUBSIDIARIES AND GROUP COMPANY(IES) INCLUDING ASSOCIATE COMPANY(IES) | For | None | 102000 | 0 | 0 | 0 | |||||
7 | PROVISION OF MONEY BY THE COMPANY FOR SUBSCRIPTION OF ITS SHARES BY THE TRUST UNDER 'AWHCL EMPLOYEE STOCK OPTION PLAN 2022' | For | None | 102000 | 0 | 0 | 0 | |||||
8 | TO APPROVE PAYMENT OF COMMISSION TO INDEPENDENT DIRECTORS | For | None | 102000 | 0 | 0 | 0 | |||||
ARMAN FINANCIAL SERVICES LTD | ||||||||||||
Security: | Y0204S113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Sep-2022 | ||||||||||
ISIN | INE109C01017 | Vote Deadline Date: | 23-Sep-2022 | |||||||||
Agenda | 716043497 | Management | Total Ballot Shares: | 156387 | ||||||||
Last Vote Date: | 07-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | For | None | 35501 | 0 | 0 | 0 | |||||
2 | TO APPOINT A DIRECTOR IN PLACE OF MR. JAYENDRA PATEL (DIN00011814) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | For | None | 35501 | 0 | 0 | 0 | |||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. AALOK PATEL (DIN02482747) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | For | None | 35501 | 0 | 0 | 0 | |||||
4 | PRIVATE PLACEMENT OF NON-CONVERTIBLE DEBENTURES | For | None | 0 | 0 | 35501 | 0 | |||||
5 | ISSUANCE OF SECURITIES THROUGH QUALIFIED INSTITUTIONS PLACEMENT FOR AN AGGREGATE AMOUNT NOT EXCEEDING INR 150 CRORES (RUPEES ONE HUNDRED AND FIFTY CRORES ONLY) | For | None | 35501 | 0 | 0 | 0 | |||||
RADICO KHAITAN LTD | ||||||||||||
Security: | Y7174A147 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Sep-2022 | ||||||||||
ISIN | INE944F01028 | Vote Deadline Date: | 23-Sep-2022 | |||||||||
Agenda | 716053145 | Management | Total Ballot Shares: | 36800 | ||||||||
Last Vote Date: | 19-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | "RESOLVED THAT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED." | For | None | 36800 | 0 | 0 | 0 | |||||
2 | "RESOLVED THAT A DIVIDEND @ INR 3.00 PER EQUITY SHARE OF FACE VALUE OF INR 2/- EACH OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022." | For | None | 36800 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT MR. KRISHAN PAL SINGH, WHO RETIRES BY ROTATION AS A DIRECTOR, AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 36800 | 0 | 0 | 0 | |||||
4 | TO RE-APPOINT DR. LALIT KHAITAN, CHAIRMAN & MANAGING DIRECTOR OF THE COMPANY FOR THE PERIOD OF 5 YEARS EFFECTIVE FROM FEBRUARY 20, 2023 | For | None | 36800 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT MR. ABHISHEK KHAITAN, MANAGING DIRECTOR OF THE COMPANY FOR THE PERIOD OF 5 YEARS EFFECTIVE FROM FEBRUARY 20, 2023 | For | None | 36800 | 0 | 0 | 0 | |||||
6 | TO RE-APPOINT MR. KRISHAN PAL SINGH, WHOLE-TIME DIRECTOR OF THE COMPANY FOR THE PERIOD OF 3 YEARS EFFECTIVE FROM FEBRUARY 20, 2023 | For | None | 36800 | 0 | 0 | 0 | |||||
7 | TO RATIFY THE REMUNERATION OF COST AUDITORS FOR THE FINANCIAL YEAR 2022- 23 | For | None | 36800 | 0 | 0 | 0 | |||||
RICHARDSON ELECTRONICS, LTD. | ||||||||||||
Security: | 763165107 | Meeting Type: | Annual | |||||||||
Ticker: | RELL | Meeting Date: | 04-Oct-2022 | |||||||||
ISIN | US7631651079 | Vote Deadline Date: | 03-Oct-2022 | |||||||||
Agenda | 935703860 | Management | Total Ballot Shares: | 58200 | ||||||||
Last Vote Date: | 30-Aug-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
Edward J. Richardson | 58200 | 0 | 0 | 0 | ||||||||
Paul J. Plante | 58200 | 0 | 0 | 0 | ||||||||
Jacques Belin | 58200 | 0 | 0 | 0 | ||||||||
James Benham | 58200 | 0 | 0 | 0 | ||||||||
Kenneth Halverson | 58200 | 0 | 0 | 0 | ||||||||
Robert Kluge | 58200 | 0 | 0 | 0 | ||||||||
Wendy Diddell | 58200 | 0 | 0 | 0 | ||||||||
2 | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for fiscal 2023. | For | None | 58200 | 0 | 0 | 0 | |||||
3 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | For | None | 58200 | 0 | 0 | 0 | |||||
INTER CARS S.A. | ||||||||||||
Security: | X3964A109 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Oct-2022 | ||||||||||
ISIN | PLINTCS00010 | Vote Deadline Date: | 23-Sep-2022 | |||||||||
Agenda | 716089619 | Management | Total Ballot Shares: | 36563 | ||||||||
Last Vote Date: | 19-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 13518 | 0 | 0 | 0 | |||||
5 | CONFIRMATION THAT THE MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 13518 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA | For | None | 13518 | 0 | 0 | 0 | |||||
7 | ADOPTION OF RESOLUTIONS ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | None | 13518 | 0 | 0 | 0 | |||||
8 | ADOPTION OF A RESOLUTION ON THE ADOPTION OF THE UNIFORM TEXT OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 13518 | 0 | 0 | 0 | |||||
9 | ADOPTION OF A RESOLUTION ON AMENDMENTS TO THE REGULATIONS OF THE SUPERVISORY BOARD | For | None | 13518 | 0 | 0 | 0 | |||||
10 | ADOPTION OF A RESOLUTION ON THE ADOPTION OF THE UNIFORM TEXT OF THE REGULATIONS OF THE SUPERVISORY BOARD | For | None | 13518 | 0 | 0 | 0 | |||||
11 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
12 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
SEMLER SCIENTIFIC, INC. | ||||||||||||
Security: | 81684M104 | Meeting Type: | Annual | |||||||||
Ticker: | SMLR | Meeting Date: | 20-Oct-2022 | |||||||||
ISIN | US81684M1045 | Vote Deadline Date: | 19-Oct-2022 | |||||||||
Agenda | 935710928 | Management | Total Ballot Shares: | 5800 | ||||||||
Last Vote Date: | 19-Sep-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Class l Director: Wayne T. Pan, M.D., Ph.D. | For | None | 5800 | 0 | 0 | 0 | |||||
2 | Approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement. | For | None | 5800 | 0 | 0 | 0 | |||||
3 | To ratify the selection by the Audit Committee of the board of directors of BDO USA, LLP as the independent registered public accounting firm of the Company for its year ending December 31, 2022. | For | None | 5800 | 0 | 0 | 0 | |||||
SMARTCRAFT ASA | ||||||||||||
Security: | R7T54K113 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Nov-2022 | ||||||||||
ISIN | NO0011008971 | Vote Deadline Date: | 26-Oct-2022 | |||||||||
Agenda | 716159226 | Management | Total Ballot Shares: | 1812025 | ||||||||
Last Vote Date: | 21-Oct-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | ELECT CHAIRMAN OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 146839 | 0 | 0 | 0 | |||||
8 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 146839 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Nov-2022 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 11-Nov-2022 | |||||||||
Agenda | 716355575 | Management | Total Ballot Shares: | 13141 | ||||||||
Last Vote Date: | 14-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 813485 DUE TO ADDITION OF RESOLUTIONS "A AND B". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | None | None | Non Voting | ||||||||
3 | APPROVAL OF THE AGENDA | For | None | 5086 | 0 | 0 | 0 | |||||
4 | PAYMENT OF DIVIDENDS ON COMMON SHARES OF JSC KASPI.KZ AND APPROVAL OF THE AMOUNT OF DIVIDEND PER COMMON SHARE | For | None | 5086 | 0 | 0 | 0 | |||||
5 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
6 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR | For | None | 5086 | 0 | 0 | 0 | |||||
HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES" | ||||||||||||
7 | FOR PARTICIPATION OF BNY MELLON IN EXTRAORDINARY GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 5086 | 0 | 0 | 0 | |||||
CHONGQING ZAISHENG TECHNOLOGY CO LTD | ||||||||||||
Security: | Y1R020109 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Nov-2022 | ||||||||||
ISIN | CNE100001V29 | Vote Deadline Date: | 25-Nov-2022 | |||||||||
Agenda | 716358761 | Management | Total Ballot Shares: | 547540 | ||||||||
Last Vote Date: | 22-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 STOCK OPTION INCENTIVE PLAN (DRAFT) AND ITS SUMMARY | For | None | 267540 | 0 | 0 | 0 | |||||
2 | APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF THE 2022 STOCK OPTION INCENTIVE PLAN | For | None | 267540 | 0 | 0 | 0 | |||||
3 | AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING 2022 STOCK OPTION INCENTIVE PLAN | For | None | 267540 | 0 | 0 | 0 | |||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Nov-2022 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 22-Nov-2022 | |||||||||
Agenda | 716344318 | Management | Total Ballot Shares: | 490300 | ||||||||
Last Vote Date: | 14-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RECEIVE REPORT ON SHARE PURCHASE AGREEMENT ENTERED INTO AMONG SHAREHOLDERS OF COMPANY DATED JULY 31, 2022 | For | None | 52600 | 0 | 0 | 0 | |||||
2 | RECEIVE REPORT ON RESIGNATION OF MEMBERS AND CHAIRMAN OF BOARD OF DIRECTORS | For | None | 52600 | 0 | 0 | 0 | |||||
3 | INFORMATION ON ELECTION OF THREE DIRECTORS DESIGNATED BY SERIES BB SHAREHOLDERS | For | None | 52600 | 0 | 0 | 0 | |||||
4 | ELECT ERIC DELOBEL AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 52600 | 0 | 0 | 0 | |||||
5 | ELECT PIERRE HUGHES SCHMIT AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 52600 | 0 | 0 | 0 | |||||
6 | ELECT EMMANUELLE HUON AS DIRECTOR REPRESENTING SERIES B SHAREHOLDERS | For | None | 52600 | 0 | 0 | 0 | |||||
7 | ELECT NICOLAS NOTEBAERT AS BOARD CHAIRMAN | For | None | 52600 | 0 | 0 | 0 | |||||
8 | RATIFY ADRIANA DIAZ GALINDO NON- MEMBER AS BOARD SECRETARY | For | None | 52600 | 0 | 0 | 0 | |||||
9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 52600 | 0 | 0 | 0 | |||||
10 | 23 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF 4.4.A TO 9.6. RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
OTC MARKETS GROUP INC | ||||||||||||
Security: | 67106F108 | Meeting Type: | Annual | |||||||||
Ticker: | OTCM | Meeting Date: | 07-Dec-2022 | |||||||||
ISIN | US67106F1084 | Vote Deadline Date: | 06-Dec-2022 | |||||||||
Agenda | 935739182 | Management | Total Ballot Shares: | 4600 | ||||||||
Last Vote Date: | 22-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Class II Director: Gary Baddeley | For | None | 4600 | 0 | 0 | 0 | |||||
2 | Adopt an Amended and Restated Certificate of Incorporation to reflect and finalize changes that have occurred since the adoption of the Certificate of Incorporation in 2008. | For | None | 4600 | 0 | 0 | 0 | |||||
3 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | None | 4600 | 0 | 0 | 0 | |||||
TRISTEL PLC | ||||||||||||
Security: | G9101V103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Dec-2022 | ||||||||||
ISIN | GB00B07RVT99 | Vote Deadline Date: | 07-Dec-2022 | |||||||||
Agenda | 716374486 | Management | Total Ballot Shares: | 64025 | ||||||||
Last Vote Date: | 22-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 64025 | 0 | 0 | 0 | |||||
2 | APPROVE FINAL DIVIDEND | For | None | 64025 | 0 | 0 | 0 | |||||
3 | RE-ELECT BRUNO HOLTHOF AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
4 | RE-ELECT PAUL SWINNEY AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
5 | RE-ELECT ELIZABETH DIXON AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
6 | RE-ELECT BART LEEMANS AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
7 | RE-ELECT DAVID ORR AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
8 | RE-ELECT TOM JENKINS AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
9 | RE-ELECT ISABEL NAPPER AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
10 | RE-ELECT CAROLINE STEPHENS AS DIRECTOR | For | None | 64025 | 0 | 0 | 0 | |||||
11 | APPOINT GRANT THORNTON AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 64025 | 0 | 0 | 0 | |||||
12 | AUTHORISE ISSUE OF EQUITY | For | None | 64025 | 0 | 0 | 0 | |||||
13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 64025 | 0 | 0 | 0 | |||||
14 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 64025 | 0 | 0 | 0 | |||||
15 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | For | None | 64025 | 0 | 0 | 0 | |||||
MANORAMA INDUSTRIES LTD | ||||||||||||
Security: | Y5S53A105 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 17-Dec-2022 | ||||||||||
ISIN | INE00VM01010 | Vote Deadline Date: | 15-Dec-2022 | |||||||||
Agenda | 716372191 | Management | Total Ballot Shares: | 57800 | ||||||||
Last Vote Date: | 22-Nov-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE RE- DESIGNATION OF MRS. VINITA SARAF (DIN: 00208621) AS NON-EXECUTIVE NON- INDEPENDENT DIRECTOR AND NON- EXECUTIVE CHAIRPERSON OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE APPOINTMENT OF MR. GAUTAM KUMAR PAL (DIN: 07645652) AS MANAGING DIRECTOR OF THE COMPANY AND INCREASE HIS REMUNERATION | For | None | 27000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE APPOINTMENT MR. ASHOK JAIN (DIN: 09791163) AS A WHOLE TIME DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE, INCREASE IN THE REMUNERATION OF MR. ASHISH SARAF, PRESIDENT OF THE COMPANY, HOLDING PLACE OR OFFICE OF PROFIT | For | None | 27000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE INCREASE IN THE REMUNERATION OF MR. DEEP SARAF, VICE-PRESIDENT OF THE COMPANY, HOLDING PLACE OR OFFICE OF PROFIT | For | None | 27000 | 0 | 0 | 0 | |||||
7 | 18 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
E-GUARDIAN INC. | ||||||||||||
Security: | J13359104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Dec-2022 | ||||||||||
ISIN | JP3130230000 | Vote Deadline Date: | 19-Dec-2022 | |||||||||
Agenda | 716399806 | Management | Total Ballot Shares: | 93700 | ||||||||
Last Vote Date: | 14-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 11300 | 0 | 0 | 0 | |||||
3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | None | 11300 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Takatani, Yasuhisa | For | None | 11300 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Mizobe, Yutaka | For | None | 11300 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Terada, Takeshi | For | None | 11300 | 0 | 0 | 0 | |||||
M&A CAPITAL PARTNERS CO.,LTD. | ||||||||||||
Security: | J39187109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2022 | ||||||||||
ISIN | JP3167320005 | Vote Deadline Date: | 21-Dec-2022 | |||||||||
Agenda | 716428354 | Management | Total Ballot Shares: | 79900 | ||||||||
Last Vote Date: | 14-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Change Company Location | For | None | 10300 | 0 | 0 | 0 | |||||
3 | Appoint a Director Nakamura, Satoru | For | None | 10300 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sogame, Yozo | For | None | 10300 | 0 | 0 | 0 | |||||
5 | Appoint a Director Okamura, Hideaki | For | None | 10300 | 0 | 0 | 0 | |||||
6 | Appoint a Director Shimoda, So | For | None | 10300 | 0 | 0 | 0 | |||||
7 | Appoint a Director Nishizawa, Tamio | For | None | 10300 | 0 | 0 | 0 | |||||
8 | Appoint a Director Matsuoka, Noboru | For | None | 10300 | 0 | 0 | 0 | |||||
VIGO PHOTONICS SPOLKA AKCYJNA | ||||||||||||
Security: | X9797H104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Jan-2023 | ||||||||||
ISIN | PLVIGOS00015 | Vote Deadline Date: | 30-Dec-2022 | |||||||||
Agenda | 716445019 | Management | Total Ballot Shares: | 3993 | ||||||||
Last Vote Date: | 29-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
5 | CONFIRMATION OF THE CORRECTNESS OF CONVENING THE EXTRAORDINARY GENERAL MEETING AND ITS CAPACITY TO ADOPT RESOLUTIONS | For | None | 900 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
7 | ELECTION OF THE SCRUTINY COMMITTEE | For | None | 900 | 0 | 0 | 0 | |||||
8 | ADOPTING A RESOLUTION ON AMENDING THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 900 | 0 | 0 | 0 | |||||
9 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF CHANGES AND THE CONSOLIDATED TEXT OF THE REGULATIONS OF THE COUNCIL OF THE COMPANY'S SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
10 | ADOPTION OF A RESOLUTION ON AMENDING THE REGULATIONS OF THE GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
11 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
12 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jan-2023 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 12-Jan-2023 | |||||||||
Agenda | 716489011 | Management | Total Ballot Shares: | 9653400 | ||||||||
Last Vote Date: | 05-Jan-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSED DISTRIBUTION OF 84,000,000 ORDINARY SHARES IN AGMO HOLDINGS BERHAD ("AGMO") ("AGMO SHARES") ("DISTRIBUTABLE SHARES"), REPRESENTING THE COMPANY'S ENTIRE 25.8% EQUITY INTEREST IN AGMO HELD THROUGH MY E.G. CAPITAL SDN BHD, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO ENTITLED SHAREHOLDERS OF THE COMPANY IN TWO (2) SEPARATE TRANCHES BY WAY OF A DIVIDEND-IN-SPECIE ("PROPOSED DIVIDEND-IN-SPECIE") | For | None | 1581300 | 0 | 0 | 0 | |||||
2 | PROPOSED WAIVER FROM THE SHAREHOLDERS OF THE COMPANY ("SHAREHOLDERS") OF THEIR PRE-EMPTIVE RIGHTS ("PROPOSED WAIVER") | For | None | 1581300 | 0 | 0 | 0 | |||||
FUTURE PLC | ||||||||||||
Security: | G37005132 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Feb-2023 | ||||||||||
ISIN | GB00BYZN9041 | Vote Deadline Date: | 03-Feb-2023 | |||||||||
Agenda | 716446465 | Management | Total Ballot Shares: | 14400 | ||||||||
Last Vote Date: | 29-Dec-2022 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF ANNUAL REPORT AND ACCOUNTS FOR FY 2022 | For | None | 14400 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 SEPTEMBER 2022 | For | None | 14400 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY | For | None | 14400 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | For | None | 14400 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT RICHARD HUNTINGFORD AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT ZILLAH BYNG-THORNE AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MEREDITH AMDUR AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MARK BROOKER AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT HUGO DRAYTON AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT ROB HATTRELL AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT PENNY LADKIN-BRAND AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT ALAN NEWMAN AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT ANGLEA SEYMOUR-JACKSON AS A DIRECTOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
14 | TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DECIDE THE REMUNERATION OF THE AUDITOR | For | None | 14400 | 0 | 0 | 0 | |||||
16 | DIRECTORS' AUTHORITY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | For | None | 14400 | 0 | 0 | 0 | |||||
17 | AUTHORITY TO MAKE POLITICAL DONATIONS | For | None | 14400 | 0 | 0 | 0 | |||||
18 | APPROVAL OF THE RULES OF THE FUTURE PLC 2023 PERFORMANCE SHARE PLAN (THE "PSP") | For | None | 14400 | 0 | 0 | 0 | |||||
19 | DIRECTORS' GENERAL POWERS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 14400 | 0 | 0 | 0 | |||||
20 | DIRECTORS' POWERS TO DISAPPLY AN ADDITIONAL TEN PER CENT PRE-EMPTION RIGHTS | For | None | 14400 | 0 | 0 | 0 | |||||
21 | AUTHORITY TO CALL A GENERAL MEETING, OTHER THAN AN AGM, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 14400 | 0 | 0 | 0 | |||||
22 | APPROVAL TO REDUCE THE SHARE PREMIUM ACCOUNT | For | None | 14400 | 0 | 0 | 0 | |||||
23 | APPROVAL TO REDUCE THE MERGER RESERVE | For | None | 14400 | 0 | 0 | 0 | |||||
24 | APPROVAL TO CANCEL AND EXTINGUISH THE B ORDINARY SHARES | For | None | 14400 | 0 | 0 | 0 | |||||
25 | APPROVAL TO CANCEL THE SHARE PREMIUM ACCOUNT | For | None | 14400 | 0 | 0 | 0 | |||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Feb-2023 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 06-Feb-2023 | |||||||||
Agenda | 716580142 | Management | Total Ballot Shares: | 349600 | ||||||||
Last Vote Date: | 26-Jan-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO DECLARE DIVIDENDS IN FAVOR OF THE COMPANY'S SHAREHOLDERS. RESOLUTIONS IN CONNECTION THERETO | For | None | 41300 | 0 | 0 | 0 | |||||
2 | DESIGNATION OF SPECIAL REPRESENTATIVES | For | None | 41300 | 0 | 0 | 0 | |||||
YUEXIU SERVICES GROUP LIMITED | ||||||||||||
Security: | Y98693107 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Feb-2023 | ||||||||||
ISIN | HK0000746575 | Vote Deadline Date: | 08-Feb-2023 | |||||||||
Agenda | 716566217 | Management | Total Ballot Shares: | 924500 | ||||||||
Last Vote Date: | 07-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/01 20/2023012000933.pdf https://www1.hkexnews.hk/listedco/listconews/sehk/2023/01 20/2023012000937.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE. | None | None | Non Voting | ||||||||
3 | (A) TO ADOPT THE SHARE OPTION SCHEME, TO AUTHORISE THE DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR THE SHARES IN ACCORDANCE WITH THE RULES OF THE SHARE OPTION SCHEME AND TO AUTHORISE THE DIRECTORS TO GIVE FULL EFFECT TO THE SHARE OPTION SCHEME; (B) TO ADOPT THE MANAGEMENT MEASURES AND TO AUTHORISE THE DIRECTORS TO GIVE FULL EFFECT TO THE MANAGEMENT MEASURES; AND (C) TO ADOPT THE APPRAISAL MEASURES AND TO AUTHORISE THE DIRECTORS TO GIVE FULL EFFECT TO THE APPRAISAL MEASURES | For | None | 204500 | 0 | 0 | 0 | |||||
4 | TO ADOPT THE INITIAL GRANT PROPOSAL AND TO AUTHORISE THE DIRECTORS TO GIVE FULL EFFECT TO THE INITIAL GRANT PROPOSAL | For | None | 204500 | 0 | 0 | 0 | |||||
VICTORIAN PLUMBING GROUP PLC | ||||||||||||
Security: | G9345Z100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Mar-2023 | ||||||||||
ISIN | GB00BNVVHD43 | Vote Deadline Date: | 27-Feb-2023 | |||||||||
Agenda | 716582184 | Management | Total Ballot Shares: | 1421700 | ||||||||
Last Vote Date: | 03-Feb-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S REPORT AND ACCOUNTS FOR 2022 | For | None | 274500 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT ERNST AND YOUNG LLP AS THE COMPANY'S AUDITORS | For | None | 274500 | 0 | 0 | 0 | |||||
3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE COMPANY'S AUDITORS | For | None | 274500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 1.1 PENCE PER SHARE | For | None | 274500 | 0 | 0 | 0 | |||||
5 | TO DECLARE A SPECIAL DIVIDEND OF 1.7 PENCE PER SHARE | For | None | 274500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT AS A DIRECTOR: PHILIP BOWCOCK | For | None | 274500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT AS A DIRECTOR: MARK RADCLIFFE | For | None | 274500 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT AS A DIRECTOR: PAUL MEEHAN | For | None | 274500 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT AS A DIRECTOR: DAMIAN SANDERS | For | None | 274500 | 0 | 0 | 0 | |||||
10 | TO ELECT AS A DIRECTOR: DIANNE WALKER | For | None | 274500 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES | For | None | 274500 | 0 | 0 | 0 | |||||
12 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 274500 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS IN CONNECTION WITH ACQUISITIONS | For | None | 274500 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES | For | None | 274500 | 0 | 0 | 0 | |||||
CORPORATIVO FRAGUA SAB DE CV | ||||||||||||
Security: | P31444105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Mar-2023 | ||||||||||
ISIN | MXP321131015 | Vote Deadline Date: | 09-Mar-2023 | |||||||||
Agenda | 716739327 | Management | Total Ballot Shares: | 37100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECT CHAIRMAN, SECRETARY, APPROVE ATTENDANCE LIST, AND ACKNOWLEDGE PROPER CONVENING OF MEETING | For | None | 11100 | 0 | 0 | 0 | |||||
2 | RECEIVE BOARD REPORT, FINANCIAL STATEMENTS AND STATUTORY REPORTS, INCLUDING REPORT ON SHARE REPURCHASE | For | None | 11100 | 0 | 0 | 0 | |||||
3 | RESOLVE ON ITEM TWO OF MEETING AGENDA | For | None | 11100 | 0 | 0 | 0 | |||||
4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF MXN 11.30 PER SHARE, RATIFY OR INCREASE TEMPORARY REPURCHASE OF SHARES | For | None | 11100 | 0 | 0 | 0 | |||||
5 | ELECT OR RATIFY DIRECTORS, EXECUTIVE COMMITTEE MEMBERS, AUDIT AND CORPORATE PRACTICE COMMITTEE MEMBERS, GRANTING OF POWERS, AND APPROVE THEIR REMUNERATION | For | None | 11100 | 0 | 0 | 0 | |||||
6 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 11100 | 0 | 0 | 0 | |||||
7 | APPROVE MINUTES OF MEETING | For | None | 11100 | 0 | 0 | 0 | |||||
BLACKLINE SAFETY CORP. | ||||||||||||
Security: | 092382100 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | BLKLF | Meeting Date: | 21-Mar-2023 | |||||||||
ISIN | CA0923821007 | Vote Deadline Date: | 16-Mar-2023 | |||||||||
Agenda | 935767131 | Management | Total Ballot Shares: | 628100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To fix the number of directors of the Corporation to be elected at the Meeting at seven (7) directors. | For | None | 81600 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
Cody Slater | 81600 | 0 | 0 | 0 | ||||||||
Robert Herdman | 81600 | 0 | 0 | 0 | ||||||||
Michael Hayduk | 81600 | 0 | 0 | 0 | ||||||||
Brad Gilewich | 81600 | 0 | 0 | 0 | ||||||||
Cheemin Bo-Linn | 81600 | 0 | 0 | 0 | ||||||||
Jason Cohenour | 81600 | 0 | 0 | 0 | ||||||||
Barbara Holzapfel | 81600 | 0 | 0 | 0 | ||||||||
3 | To appoint PricewaterhouseCoopers LLP as the auditors of the Corporation for the ensuing year and to authorize the board of directors to fix the auditor's remuneration as such. | For | None | 81600 | 0 | 0 | 0 | |||||
4 | To pass an ordinary resolution, as more particularly set forth in the accompanying management information circular - proxy statement of the Corporation dated February 7, 2023 approving an increase to the aggregate number of common shares that may be issued from treasury for grant under the Corporation's employee stock ownership plan. | For | None | 81600 | 0 | 0 | 0 | |||||
HYUNDAI EZWEL CO. LTD. | ||||||||||||
Security: | Y2R9HR103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Mar-2023 | ||||||||||
ISIN | KR7090850009 | Vote Deadline Date: | 13-Mar-2023 | |||||||||
Agenda | 716698850 | Management | Total Ballot Shares: | 389504 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 101900 | 0 | 0 | 0 | |||||
2 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | For | None | 101900 | 0 | 0 | 0 | |||||
3 | ELECTION OF INSIDE DIRECTOR: JANG YOUNGSUN | For | None | 101900 | 0 | 0 | 0 | |||||
4 | ELECTION OF INSIDE DIRECTOR: LEE HEONSANG | For | None | 101900 | 0 | 0 | 0 | |||||
5 | ELECTION OF INSIDE DIRECTOR: KIM SUNGIL | For | None | 101900 | 0 | 0 | 0 | |||||
6 | ELECTION OF OUTSIDE DIRECTOR: HWANG IN TAE | For | None | 101900 | 0 | 0 | 0 | |||||
7 | ELECTION OF OUTSIDE DIRECTOR: JUNG HYUNCHEOL | For | None | 101900 | 0 | 0 | 0 | |||||
8 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG INTAE | For | None | 101900 | 0 | 0 | 0 | |||||
9 | ELECTION OF AUDIT COMMITTEE MEMBER: JUNG HYUNCHEOL | For | None | 101900 | 0 | 0 | 0 | |||||
10 | ELECTION OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER: CHOI YOUNGSAM | For | None | 101900 | 0 | 0 | 0 | |||||
11 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | For | None | 101900 | 0 | 0 | 0 | |||||
ORO CO.,LTD. | ||||||||||||
Security: | J6S14A108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Mar-2023 | ||||||||||
ISIN | JP3201900002 | Vote Deadline Date: | 22-Mar-2023 | |||||||||
Agenda | 716729910 | Management | Total Ballot Shares: | 65100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 15800 | 0 | 0 | 0 | |||||
3 | Amend Articles to: Adopt an Executive Officer System, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue, Approve Minor Revisions | For | None | 15800 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Kawata, Atsushi | For | None | 15800 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Hino, Yasuhisa | For | None | 15800 | 0 | 0 | 0 | |||||
6 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | For | None | 15800 | 0 | 0 | 0 | |||||
C.I.MEDICAL CO.,LTD. | ||||||||||||
Security: | J0791R103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Mar-2023 | ||||||||||
ISIN | JP3346190006 | Vote Deadline Date: | 20-Mar-2023 | |||||||||
Agenda | 716750016 | Management | Total Ballot Shares: | 65600 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Appropriation of Surplus | For | None | 10200 | 0 | 0 | 0 | |||||
2 | Appoint a Director Shimizu, Kiyoto | For | None | 10200 | 0 | 0 | 0 | |||||
3 | Appoint a Director Kobayashi, Yoshimitsu | For | None | 10200 | 0 | 0 | 0 | |||||
4 | Appoint a Director Yamauchi, Masaharu | For | None | 10200 | 0 | 0 | 0 | |||||
5 | Appoint a Director Yutani, Hideaki | For | None | 10200 | 0 | 0 | 0 | |||||
6 | Appoint a Director Miyoshi, Seiji | For | None | 10200 | 0 | 0 | 0 | |||||
7 | Appoint a Director Okuzawa, Akira | For | None | 10200 | 0 | 0 | 0 | |||||
8 | Appoint a Director Hirano, Shigeki | For | None | 10200 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Saito, Kazuhiro | For | None | 10200 | 0 | 0 | 0 | |||||
10 | Appoint Accounting Auditors | For | None | 10200 | 0 | 0 | 0 | |||||
APPIER GROUP,INC. | ||||||||||||
Security: | J01767102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Mar-2023 | ||||||||||
ISIN | JP3160960005 | Vote Deadline Date: | 27-Mar-2023 | |||||||||
Agenda | 716758202 | Management | Total Ballot Shares: | 446900 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 91900 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Chih-Han Yu | For | None | 91900 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Wan-Ling Lee | For | None | 91900 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Chia-Yung Su | For | None | 91900 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Jeng-Ting Tu | For | None | 91900 | 0 | 0 | 0 | |||||
7 | Appoint a Director who is not Audit and Supervisory Committee Member Abheek Anand | For | None | 91900 | 0 | 0 | 0 | |||||
8 | Appoint a Director who is Audit and Supervisory Committee Member Lee-Feng Chien | For | None | 91900 | 0 | 0 | 0 | |||||
9 | Appoint a Director who is Audit and Supervisory Committee Member Motomura, Takashi | For | None | 91900 | 0 | 0 | 0 | |||||
MENTAL HEALTH TECHNOLOGIES CO.,LTD. | ||||||||||||
Security: | J4229N106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Mar-2023 | ||||||||||
ISIN | JP3921340000 | Vote Deadline Date: | 22-Mar-2023 | |||||||||
Agenda | 716758808 | Management | Total Ballot Shares: | 100000 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Tone, Shinnosuke | For | None | 19200 | 0 | 0 | 0 | |||||
2 | Appoint a Director Matsumoto, Yusuke | For | None | 19200 | 0 | 0 | 0 | |||||
3 | Appoint a Director Matsuura, Suguru | For | None | 19200 | 0 | 0 | 0 | |||||
4 | Appoint a Director Asakawa, Shuji | For | None | 19200 | 0 | 0 | 0 | |||||
5 | Appoint a Director Obara, Takeya | For | None | 19200 | 0 | 0 | 0 | |||||
6 | Approve Details of the Compensation to be received by Directors | For | None | 19200 | 0 | 0 | 0 | |||||
EMRO., INCORPORATED | ||||||||||||
Security: | Y2R89Z106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Mar-2023 | ||||||||||
ISIN | KR7058970005 | Vote Deadline Date: | 21-Mar-2023 | |||||||||
Agenda | 716784726 | Management | Total Ballot Shares: | 205500 | ||||||||
Last Vote Date: | 19-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 18400 | 0 | 0 | 0 | |||||
2 | APPROVAL OF LIMIT OF REMUNERATION FOR INSIDE DIRECTORS | For | None | 18400 | 0 | 0 | 0 | |||||
3 | APPROVAL OF LIMIT OF REMUNERATION FOR OUTSIDE DIRECTORS | For | None | 18400 | 0 | 0 | 0 | |||||
4 | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | For | None | 18400 | 0 | 0 | 0 | |||||
5 | ELECTION OF INSIDE DIRECTOR SONG JAE MIN | For | None | 18400 | 0 | 0 | 0 | |||||
6 | ELECTION OF INSIDE DIRECTOR KIM JAE YEOP | For | None | 18400 | 0 | 0 | 0 | |||||
7 | GRANT OF STOCK OPTION | For | None | 18400 | 0 | 0 | 0 | |||||
INMODE LTD. | ||||||||||||
Security: | M5425M103 | Meeting Type: | Annual | |||||||||
Ticker: | INMD | Meeting Date: | 03-Apr-2023 | |||||||||
ISIN | IL0011595993 | Vote Deadline Date: | 31-Mar-2023 | |||||||||
Agenda | 935772144 | Management | Total Ballot Shares: | 3100 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To re-elect Dr. Hadar Ron to serve as a Class I director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2026 and until her successor is duly elected and qualified, or until her earlier resignation or retirement. | For | None | 3100 | 0 | 0 | 0 | |||||
2 | That the Company's authorized share capital be increased from NIS 1,000,000 divided into 100,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, to NIS 2,000,000 divided into 200,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, and that Article 5 of the Company's Articles of Association be amended accordingly. | For | None | 3100 | 0 | 0 | 0 | |||||
3 | To approve the amendment to the terms of engagement of Mr. Moshe Mizrahy, the Chief Executive Officer of the Company and Chairman of the Board, as described in the Proxy Statement, dated February 14, 2023. | For | None | 3100 | 0 | 0 | 0 | |||||
4 | To approve the amendment to the terms of engagement of Dr. Michael Kreindel, the Chief Technology Officer of the Company and member of the Board, as described in the Proxy Statement, dated February 14, 2023. | For | None | 3100 | 0 | 0 | 0 | |||||
5 | To approve and ratify the grant to each of the following Directors of the Company: Dr. Michael Anghel, Mr. Bruce Mann and Dr. Hadar Ron, 2,000 restricted share units under the Company's 2018 Incentive Plan totaling 6,000 restricted share units, half of which shall vest on February 13, 2024, and the remaining half shall vest on February 13, 2025, subject to their continued services on the date of vesting. | For | None | 3100 | 0 | 0 | 0 | |||||
6 | To approve the re-appointment of Kesselman & Kesselman Certified Public Accounts, a member of PWC, as the Company's independent auditors for the fiscal year ending December 31, 2023, and its service until the annual general meeting of shareholders to be held in 2024. | For | None | 3100 | 0 | 0 | 0 | |||||
THERMADOR GROUPE SA | ||||||||||||
Security: | F91651194 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 03-Apr-2023 | ||||||||||
ISIN | FR0013333432 | Vote Deadline Date: | 29-Mar-2023 | |||||||||
Agenda | 716730773 | Management | Total Ballot Shares: | 1300 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
6 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0227/20230 2272300384.pdf | None | None | Non Voting | ||||||||
7 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST 2022 | For | None | 1300 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST 2022 | For | None | 1300 | 0 | 0 | 0 | |||||
9 | ALLOCATION OF NET INCOME FOR FISCAL YEAR 2022, DETERMINATION OF THE DIVIDEND AMOUNT AND PAYMENT DATE. ALLOCATION OF A PART OF OTHER RESERVES TO LEGAL RESERVE | For | None | 1300 | 0 | 0 | 0 | |||||
10 | RENEWAL OF THE TERM OF OFFICE OF MS MATHILDE YAGOUBI AS DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
11 | RENEWAL OF THE TERM OF OFFICE OF MR OLIVIER VILLEMONTE DE LA CLERGERIE AS DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
12 | APPOINTMENT OF MS VERONIQUE BOUSCAYROL AS DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE FIXED AND VARIABLE COMPONENTS OF THE COMPENSATION AND BENEFITS OF ANY KIND PAID OR GRANTED FOR FISCAL YEAR 2022 TO MR GUILLAUME ROBIN IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | For | None | 1300 | 0 | 0 | 0 | |||||
14 | APPROVAL OF THE FIXED AND VARIABLE COMPONENTS OF THE COMPENSATION AND BENEFITS OF ANY KIND PAID OR GRANTED FOR FISCAL YEAR 2022 TO MS PATRICIA MAVIGNER AS DEPUTY MANAGING DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
15 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | For | None | 1300 | 0 | 0 | 0 | |||||
16 | APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | For | None | 1300 | 0 | 0 | 0 | |||||
17 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MR GUILLAUME ROBIN, CHIEF EXECUTIVE OFFICER | For | None | 1300 | 0 | 0 | 0 | |||||
18 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MS PATRICIA MAVIGNER, DEPUTY MANAGING DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
19 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MR LIONEL MONROE, DEPUTY MANAGING DIRECTOR | For | None | 1300 | 0 | 0 | 0 | |||||
20 | DETERMINATION OF THE ANNUAL AMOUNT OF THE COMPENSATION ALLOCATED TO THE BOARD OF DIRECTORS MEMBERS | For | None | 1300 | 0 | 0 | 0 | |||||
21 | APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON RELATED-PARTY AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVAL OF SUCH AGREEMENTS | For | None | 1300 | 0 | 0 | 0 | |||||
22 | AUTHORISATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO IMPLEMENT A SHARE BUYBACK PROGRAM IN ACCORDANCE WITH ARTICLES L. 225-209 ET SEQ. OF THE FRENCH COMMERCIAL CODE | For | None | 1300 | 0 | 0 | 0 | |||||
23 | APPOINTMENT OF DELOITTE AND RENEWAL OF THE TERM OF OFFICE OF CABINETROYET AS STATUTORY AUDITORS | For | None | 1300 | 0 | 0 | 0 | |||||
24 | RATIFICATION OF THE TRANSFER OF THE REGISTERED OFFICE | For | None | 1300 | 0 | 0 | 0 | |||||
25 | POWERS TO ACCOMPLISH FORMALITIES | For | None | 1300 | 0 | 0 | 0 | |||||
CLIQ DIGITAL AG | ||||||||||||
Security: | D1463V105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Apr-2023 | ||||||||||
ISIN | DE000A0HHJR3 | Vote Deadline Date: | 29-Mar-2023 | |||||||||
Agenda | 716722396 | Management | Total Ballot Shares: | 58400 | ||||||||
Last Vote Date: | 03-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
3 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
4 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022) | None | None | Non Voting | ||||||||
6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.79 PER SHARE | For | None | 11400 | 0 | 0 | 0 | |||||
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 11400 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 11400 | 0 | 0 | 0 | |||||
9 | RATIFY MAZARS GMBH & CO. KG AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 11400 | 0 | 0 | 0 | |||||
10 | ELECT NATHALIE NIJHUIS-LAM TO THE SUPERVISORY BOARD | For | None | 11400 | 0 | 0 | 0 | |||||
11 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 11400 | 0 | 0 | 0 | |||||
12 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028; AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION; ELECTRONIC COMMUNICATION | For | None | 11400 | 0 | 0 | 0 | |||||
13 | APPROVE CONVERSION OF BEARER SHARES INTO REGISTERED SHARES | For | None | 11400 | 0 | 0 | 0 | |||||
14 | AMEND ARTICLES RE: PARTICIPATION RIGHTS | For | None | 11400 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Apr-2023 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 28-Mar-2023 | |||||||||
Agenda | 716762213 | Management | Total Ballot Shares: | 32400 | ||||||||
Last Vote Date: | 14-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 5300 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE AUDITED FINANCIAL STATEMENT OF JSC KASPI.KZ FOR 2022 FINANCIAL YEAR | For | None | 5300 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE NET PROFIT DISTRIBUTION AND A DIVIDEND AMOUNT PER ONE COMMON SHARE OF JSC KASPI.KZ FOR 2022 | For | None | 5300 | 0 | 0 | 0 | |||||
5 | INFORMATION ABOUT THE INQUIRIES OF THE SHAREHOLDERS CONCERNING ACTIONS OF JSC KASPI.KZ AND ITS EXECUTIVES AND THE RESULTS OF THE REVIEW OF SUCH INQUIRIES IN 2022 | For | None | 5300 | 0 | 0 | 0 | |||||
6 | APPROVAL OF COMPENSATION TERMS AND REIMBURSEMENT OF EXPENSES INCURRED BY THE MEMBERS OF THE BOARD OF DIRECTORS OF JSC KASPI.KZ IN PERFORMING THEIR DUTIES | For | None | 5300 | 0 | 0 | 0 | |||||
7 | APPOINTMENT OF THE EXTERNAL AUDITOR TO PERFORM THE AUDIT OF FINANCIAL STATEMENTS OF JSC KASPI.KZ | For | None | 5300 | 0 | 0 | 0 | |||||
8 | DEFINING THE SIZE OF THE COUNTING COMMISSION OF JSC KASPI.KZ AND THE TERM OF OFFICE OF ITS MEMBERS | For | None | 5300 | 0 | 0 | 0 | |||||
9 | APPROVAL OF AMENDMENTS TO THE CORPORATE GOVERNANCE CODE OF JSC KASPI.KZ | For | None | 5300 | 0 | 0 | 0 | |||||
10 | APPROVAL OF AMENDMENTS TO THE CHARTER OF JSC KASPI.KZ | For | None | 5300 | 0 | 0 | 0 | |||||
11 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
12 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES" | For | None | 5300 | 0 | 0 | 0 | |||||
13 | FOR PARTICIPATION OF BNY MELLON IN ANNUAL GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 5300 | 0 | 0 | 0 | |||||
POLYPEPTIDE GROUP AG | ||||||||||||
Security: | H6306W109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Apr-2023 | ||||||||||
ISIN | CH1110760852 | Vote Deadline Date: | 03-Apr-2023 | |||||||||
Agenda | 716821358 | Management | Total Ballot Shares: | 159000 | ||||||||
Last Vote Date: | 28-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 27600 | 0 | 0 | 0 | |||||
3 | APPROVE REMUNERATION REPORT | For | None | 27600 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | For | None | 27600 | 0 | 0 | 0 | |||||
5 | APPROVE TREATMENT OF NET LOSS | For | None | 27600 | 0 | 0 | 0 | |||||
6 | AMEND CORPORATE PURPOSE | For | None | 27600 | 0 | 0 | 0 | |||||
7 | APPROVE CANCELLATION OF CAPITAL AUTHORIZATION; EDITORIAL AMENDMENTS | For | None | 27600 | 0 | 0 | 0 | |||||
8 | AMEND ARTICLE RE: LOCATION OF GENERAL MEETING | For | None | 27600 | 0 | 0 | 0 | |||||
9 | APPROVE VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | For | None | 27600 | 0 | 0 | 0 | |||||
10 | AMEND ARTICLES RE: GENERAL MEETING | For | None | 27600 | 0 | 0 | 0 | |||||
11 | AMEND ARTICLES OF ASSOCIATION | For | None | 27600 | 0 | 0 | 0 | |||||
12 | AMEND ARTICLES RE: EDITORIAL CHANGES | For | None | 27600 | 0 | 0 | 0 | |||||
13 | AMEND ARTICLES RE: EDITORIAL CHANGES TO THE OPTING-OUT CLAUSE | For | None | 27600 | 0 | 0 | 0 | |||||
14 | REELECT PETER WILDEN AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
15 | REELECT PATRICK AEBISCHER AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
16 | REELECT BEAT IN-ALBON AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
17 | REELECT JANE SALIK AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
18 | REELECT ERIK SCHROPP AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
19 | REELECT PHILIPPE WEBER AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
20 | ELECT DOROTHEE DEURING AS DIRECTOR | For | None | 27600 | 0 | 0 | 0 | |||||
21 | REELECT PETER WILDEN AS BOARD CHAIR | For | None | 27600 | 0 | 0 | 0 | |||||
22 | REAPPOINT PHILIPPE WEBER AS MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE | For | None | 27600 | 0 | 0 | 0 | |||||
23 | REAPPOINT PETER WILDEN AS MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE | For | None | 27600 | 0 | 0 | 0 | |||||
24 | RATIFY BDO AG AS AUDITORS | For | None | 27600 | 0 | 0 | 0 | |||||
25 | DESIGNATE ADROIT ATTORNEYS AS INDEPENDENT PROXY | For | None | 27600 | 0 | 0 | 0 | |||||
26 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.6 MILLION | For | None | 27600 | 0 | 0 | 0 | |||||
27 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 200,000 FOR CONSULTING SERVICES TO THE COMPANY | For | None | 27600 | 0 | 0 | 0 | |||||
28 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 7 MILLION | For | None | 27600 | 0 | 0 | 0 | |||||
29 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE | None | None | Non Voting | ||||||||
WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | ||||||||||||
HARVIA PLC | ||||||||||||
Security: | X0005X106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Apr-2023 | ||||||||||
ISIN | FI4000306873 | Vote Deadline Date: | 12-Apr-2023 | |||||||||
Agenda | 716817462 | Management | Total Ballot Shares: | 53600 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | OPEN MEETING | None | None | Non Voting | ||||||||
5 | CALL THE MEETING TO ORDER | None | None | Non Voting | ||||||||
6 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
7 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
9 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 8100 | 0 | 0 | 0 | |||||
11 | APPROVE ALLOCATION OF INCOME AND ORDINARY DIVIDENDS OF EUR 0.64 PER SHARE | For | None | 8100 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | For | None | 8100 | 0 | 0 | 0 | |||||
13 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | For | None | 8100 | 0 | 0 | 0 | |||||
14 | PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 ARE PROPOSED BY SHAREHOLDERS NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | None | None | Non Voting | ||||||||
15 | APPROVE MONTHLY REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 4,500 FOR CHAIR AND EUR 2,500 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | None | None | 8100 | 0 | 0 | 0 | |||||
16 | FIX NUMBER OF DIRECTORS AT SIX | None | None | 8100 | 0 | 0 | 0 | |||||
17 | REELECT OLLI LIITOLA, ANDERS HOLMEN, HILLE KORHONEN AND HEINER OLBRICH AS DIRECTORS; ELECT MARKUS LENGAUER AND CATHARINA STACKELBERG-HAMMAREN AS NEW DIRECTORS | None | None | 8100 | 0 | 0 | 0 | |||||
18 | APPROVE REMUNERATION OF AUDITORS | For | None | 8100 | 0 | 0 | 0 | |||||
19 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | For | None | 8100 | 0 | 0 | 0 | |||||
20 | ALLOW SHAREHOLDER MEETINGS TO BE HELD BY ELECTRONIC MEANS ONLY | For | None | 8100 | 0 | 0 | 0 | |||||
21 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 8100 | 0 | 0 | 0 | |||||
22 | APPROVE ISSUANCE OF UP TO 1.9 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 8100 | 0 | 0 | 0 | |||||
23 | CLOSE MEETING | None | None | Non Voting | ||||||||
24 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV | ||||||||||||
Security: | P49530101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Apr-2023 | ||||||||||
ISIN | MX01OM000018 | Vote Deadline Date: | 14-Apr-2023 | |||||||||
Agenda | 716928063 | Management | Total Ballot Shares: | 349600 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PRESENT BOARD OF DIRECTORS REPORTS IN COMPLIANCE WITH ARTICLE 28, SECTION IV D AND E. OF STOCK MARKET LAW | For | None | 41300 | 0 | 0 | 0 | |||||
2 | PRESENT CEO AND EXTERNAL AUDITOR REPORT IN COMPLIANCE WITH ARTICLE 28, SECTION IV B. OF STOCK MARKET LAW | For | None | 41300 | 0 | 0 | 0 | |||||
3 | PRESENT BOARD OF DIRECTORS REPORTS IN ACCORDANCE WITH ARTICLE 28, SECTION IV A AND C. OF STOCK MARKET LAW INCLUDING TAX REPORT | For | None | 41300 | 0 | 0 | 0 | |||||
4 | APPROVE ALLOCATION OF INCOME, RESERVE INCREASE, SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE AND DIVIDENDS OF MXN 2.3 BILLION | For | None | 41300 | 0 | 0 | 0 | |||||
5 | INFORMATION ON ELECTION OR RATIFICATION OF THREE DIRECTORS AND THEIR ALTERNATES OF SERIES BB SHAREHOLDERS | For | None | 41300 | 0 | 0 | 0 | |||||
6 | RATIFY AND ELECT ERIC DELOBEL AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
7 | RATIFY AND ELECT PIERRE HUGUES SCHMIT AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
8 | RATIFY AND ELECT EMMANUELLE HUON AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
9 | RATIFY AND ELECT RICARDO MALDONADO YANEZ AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
10 | RATIFY AND ELECT ALEJANDRO ORTEGA AGUAYO AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
11 | RATIFY AND ELECT FEDERICO PATINO MARQUEZ AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
12 | RATIFY AND ELECT MARTIN WERNER WAINFELD AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
13 | RATIFY AND ELECT LUIS IGNACIO SOLORZANO AIZPURU AS DIRECTOR OF SERIES B SHAREHOLDERS, VERIFY INDEPENDENCE CLASSIFICATION OF DIRECTOR | For | None | 41300 | 0 | 0 | 0 | |||||
14 | RATIFY ANDOR ELECT NICOLAS NOTEBAERT AS BOARD CHAIRMAN | For | None | 41300 | 0 | 0 | 0 | |||||
15 | RATIFY ANDOR ELECT ADRIANA DIAZ GALINDO AS SECRETARY NON MEMBER OF BOARD | For | None | 41300 | 0 | 0 | 0 | |||||
16 | APPROVE REMUNERATION OF DIRECTORS | For | None | 41300 | 0 | 0 | 0 | |||||
17 | RATIFY ANDOR ELECT ALEJANDRO ORTEGA AGUAYO AS CHAIRMAN OF AUDIT COMMITTEE | For | None | 41300 | 0 | 0 | 0 | |||||
18 | RATIFY ANDOR ELECT RICARDO MALDONADO AS CHAIRMAN OF COMMITTEE OF CORPORATE PRACTICES, FINANCE, PLANNING AND SUSTAINABILITY | For | None | 41300 | 0 | 0 | 0 | |||||
19 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 41300 | 0 | 0 | 0 | |||||
20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 884406 DUE TO RECEIPT OF UPDATED AGENDA AND CHANGE IN RECORD DATE FROM 14 APR 2023 TO 13 APR 2023. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | None | None | Non Voting | ||||||||
21 | 15 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
RIVERSTONE HOLDINGS LTD | ||||||||||||
Security: | Y7302Q105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Apr-2023 | ||||||||||
ISIN | SG1U22933048 | Vote Deadline Date: | 14-Apr-2023 | |||||||||
Agenda | 716928493 | Management | Total Ballot Shares: | 3609600 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. | None | None | Non Voting | ||||||||
2 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE DIRECTORS' STATEMENT AND THE AUDITORS' REPORT THEREON | For | None | 605600 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT MR LIM JUN XIONG STEVEN WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 93 OF THE CONSTITUTION OF THE COMPANY | For | None | 605600 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR YOONG KAH YIN WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 93 OF THE CONSTITUTION OF THE COMPANY | For | None | 605600 | 0 | 0 | 0 | |||||
5 | TO APPROVE A FINAL TAX EXEMPT (ONE- TIER) DIVIDEND OF 10.00 SEN (RM) PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | For | None | 605600 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE PAYMENT OF THE DIRECTORS' FEES OF SGD221,000.00 OR APPROXIMATELY RM704,990.00 (BASED ON THE RATE OF EXCHANGE OF SGD1: RM3.19) FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2023 TO BE PAID ON A QUARTERLY BASIS (2022: SGD221,000.00 OR RM705,277.00 BASED ON THE EXCHANGE RATE OF SGD1: RM3.1913) | For | None | 605600 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT MESSRS ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 605600 | 0 | 0 | 0 | |||||
8 | AUTHORITY TO ISSUE SHARES | For | None | 605600 | 0 | 0 | 0 | |||||
SHOP APOTHEKE EUROPE NV | ||||||||||||
Security: | N7975Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Apr-2023 | ||||||||||
ISIN | NL0012044747 | Vote Deadline Date: | 10-Apr-2023 | |||||||||
Agenda | 716786186 | Management | Total Ballot Shares: | 5100 | ||||||||
Last Vote Date: | 20-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPEN MEETING | None | None | Non Voting | ||||||||
4 | RECEIVE REPORT OF MANAGEMENT BOARD | None | None | Non Voting | ||||||||
5 | DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE | None | None | Non Voting | ||||||||
6 | RECEIVE REPORT REGARDING THE PROGRESS AND ACHIEVEMENTS OF THE COMPANY'S ESG ACTIVITIES | None | None | Non Voting | ||||||||
7 | APPROVE REMUNERATION REPORT | For | None | 900 | 0 | 0 | 0 | |||||
8 | RECEIVE REPORT OF AUDITORS | None | None | Non Voting | ||||||||
9 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 900 | 0 | 0 | 0 | |||||
10 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | None | None | Non Voting | ||||||||
11 | APPROVE ALLOCATION OF INCOME | For | None | 900 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF MANAGEMENT BOARD | For | None | 900 | 0 | 0 | 0 | |||||
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
14 | RATIFY MAZARS ACCOUNTANTS N.V. AS AUDITORS | For | None | 900 | 0 | 0 | 0 | |||||
15 | REELECT BJORN SODER TO SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
16 | REELECT FRANK KOHLER TO SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
17 | REELECT JEROME COCHET TO SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
18 | APPROVE DISCHARGE OF STEFAN FELTENS AS MEMBER OF THE MANAGEMENT BOARD | For | None | 900 | 0 | 0 | 0 | |||||
19 | ELECT OLAF HEINRICH TO MANAGEMENT BOARD AND CEO | For | None | 900 | 0 | 0 | 0 | |||||
20 | REELECT MARC FISCHER TO MANAGEMENT BOARD | For | None | 900 | 0 | 0 | 0 | |||||
21 | REELECT STEPHAN WEBER TO MANAGEMENT BOARD | For | None | 900 | 0 | 0 | 0 | |||||
22 | REELECT THERESA HOLLER TO MANAGEMENT BOARD | For | None | 900 | 0 | 0 | 0 | |||||
23 | APPROVE 2023 STOCK OPTION PLAN | For | None | 900 | 0 | 0 | 0 | |||||
24 | GRANT MANAGEMENT BOARD AUTHORITY TO ISSUE SHARES UP TO 0.7 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH THE 2023 STOCK OPTION PLAN | For | None | 900 | 0 | 0 | 0 | |||||
25 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 0.25 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH THE 2019 ESOP | For | None | 900 | 0 | 0 | 0 | |||||
26 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | For | None | 900 | 0 | 0 | 0 | |||||
27 | AMEND ARTICLES RE: CHANGE THE STATUTORY NAME OF THE COMPANY | For | None | 900 | 0 | 0 | 0 | |||||
28 | AMEND REMUNERATION POLICY FOR SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
29 | ALLOW QUESTIONS | None | None | Non Voting | ||||||||
30 | CLOSE MEETING | None | None | Non Voting | ||||||||
31 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
CHENGDU KANGHUA BIOLOGICAL PRODUCTS CO., LTD. | ||||||||||||
Security: | Y130CL108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2023 | ||||||||||
ISIN | CNE100003Y57 | Vote Deadline Date: | 24-Apr-2023 | |||||||||
Agenda | 716876315 | Management | Total Ballot Shares: | 98950 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 13000 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 13000 | 0 | 0 | 0 | |||||
3 | 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 13000 | 0 | 0 | 0 | |||||
4 | 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET REPORT | For | None | 13000 | 0 | 0 | 0 | |||||
5 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY5.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | For | None | 13000 | 0 | 0 | 0 | |||||
6 | SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2023 TO 2025 | For | None | 13000 | 0 | 0 | 0 | |||||
7 | REAPPOINTMENT OF 2023 AUDIT FIRM | For | None | 13000 | 0 | 0 | 0 | |||||
8 | 2022 INTERNAL CONTROL SELF-EVALUATION REPORT | For | None | 13000 | 0 | 0 | 0 | |||||
9 | 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 13000 | 0 | 0 | 0 | |||||
10 | CONFIRMATION OF 2022 REMUNERATION FOR DIRECTORS AND SUPERVISORS AND 2023 REMUNERATION PLAN | For | None | 13000 | 0 | 0 | 0 | |||||
11 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND HANDLING THE INDUSTRIAL AND COMMERCIAL REGISTRATION AMENDMENT | For | None | 13000 | 0 | 0 | 0 | |||||
12 | AMENDMENTS TO THE COMPANY'S SOME GOVERNANCE SYSTEMS | None | None | Non Voting | ||||||||
13 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS | For | None | 13000 | 0 | 0 | 0 | |||||
14 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS | For | None | 13000 | 0 | 0 | 0 | |||||
15 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | For | None | 13000 | 0 | 0 | 0 | |||||
16 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT SYSTEM | For | None | 13000 | 0 | 0 | 0 | |||||
17 | AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM | For | None | 13000 | 0 | 0 | 0 | |||||
18 | AMENDMENTS TO THE INVESTORS RELATION MANAGEMENT SYSTEM | For | None | 13000 | 0 | 0 | 0 | |||||
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG | ||||||||||||
Security: | A7362J104 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2023 | ||||||||||
ISIN | AT0000946652 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716839610 | Management | Total Ballot Shares: | 45786 | ||||||||
Last Vote Date: | 06-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A MEETING SPECIFIC POWER OF ATTORNEY IS REQUIRED WITH BENEFICIAL OWNER NAME MATCHING THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK; THE SHARE AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | PRESENTATION OF ANNUAL REPORTS | None | None | Non Voting | ||||||||
5 | APPROVAL OF USAGE OF EARNINGS | For | None | 5795 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF MANAGEMENT BOARD | For | None | 5795 | 0 | 0 | 0 | |||||
7 | DISCHARGE OF SUPERVISORY BOARD | For | None | 5795 | 0 | 0 | 0 | |||||
8 | ELECTION OF EXTERNAL AUDITOR | For | None | 5795 | 0 | 0 | 0 | |||||
9 | ELECTION OF MEMBER OF SUPERVISORY BOARD | For | None | 5795 | 0 | 0 | 0 | |||||
10 | APPROVAL OF REMUNERATION REPORT | For | None | 5795 | 0 | 0 | 0 | |||||
11 | APPROVAL OF REMUNERATION FOR SUPERVISORY BOARD | For | None | 5795 | 0 | 0 | 0 | |||||
12 | AMENDMENT BYLAWS PAR 2 | For | None | 5795 | 0 | 0 | 0 | |||||
13 | AMENDMENT BYLAWS PAR 4 | For | None | 5795 | 0 | 0 | 0 | |||||
14 | AMENDMENT BYLAWS PAR 7 | For | None | 5795 | 0 | 0 | 0 | |||||
15 | AMENDMENT BYLAWS PAR 14 | For | None | 5795 | 0 | 0 | 0 | |||||
16 | 29 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
ATOSS SOFTWARE AG | ||||||||||||
Security: | D0426N101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | DE0005104400 | Vote Deadline Date: | 20-Apr-2023 | |||||||||
Agenda | 716788558 | Management | Total Ballot Shares: | 5100 | ||||||||
Last Vote Date: | 20-Mar-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
7 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.83 PER SHARE | For | None | 900 | 0 | 0 | 0 | |||||
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
10 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 900 | 0 | 0 | 0 | |||||
11 | ELECT MORITZ ZIMMERMANN TO THE SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
12 | ELECT ROLF VIELHAUER VON HOHENHAU TO THE SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
13 | ELECT KLAUS BAUER TO THE SUPERVISORY BOARD | For | None | 900 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION REPORT | For | None | 900 | 0 | 0 | 0 | |||||
15 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028 | For | None | 900 | 0 | 0 | 0 | |||||
16 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 900 | 0 | 0 | 0 | |||||
SMARTCRAFT ASA | ||||||||||||
Security: | R7T54K113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | NO0011008971 | Vote Deadline Date: | 21-Apr-2023 | |||||||||
Agenda | 716900077 | Management | Total Ballot Shares: | 1080700 | ||||||||
Last Vote Date: | 17-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | ELECT CHAIRMAN OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 146839 | 0 | 0 | 0 | |||||
8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 146839 | 0 | 0 | 0 | |||||
9 | APPROVE REMUNERATION OF AUDITOR | For | None | 146839 | 0 | 0 | 0 | |||||
10 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT | None | None | Non Voting | ||||||||
11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 364,000 FOR CHAIR AND NOK 182,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 146839 | 0 | 0 | 0 | |||||
12 | APPROVE REMUNERATION OF NOMINATION COMMITTEE | For | None | 146839 | 0 | 0 | 0 | |||||
13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | For | None | 146839 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION STATEMENT (ADVISORY) | For | None | 146839 | 0 | 0 | 0 | |||||
15 | ELECT ARILD BODAL (CHAIR) AND HELEN FASTH GILLSTEDT AS NEW MEMBERS OF NOMINATING COMMITTEE | For | None | 146839 | 0 | 0 | 0 | |||||
16 | ELECT GUNNAR HAGLUND (CHAIR), ISABELLA ALVEBERG, BERNT ULSTEIN, MARIA DANELL, MARIANNE BERGMANN ROREN, CARL IVARSSON AND ALLAN ENGSTROM AS NEW DIRECTORS | For | None | 146839 | 0 | 0 | 0 | |||||
17 | APPROVE CREATION OF NOK 171,522.305 POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 146839 | 0 | 0 | 0 | |||||
18 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 146839 | 0 | 0 | 0 | |||||
19 | RATIFY ERNST YOUNG AS AUDITOR | For | None | 146839 | 0 | 0 | 0 | |||||
20 | AMEND ARTICLES RE: DEADLINE FOR ATTENDANCE NOTICE | For | None | 146839 | 0 | 0 | 0 | |||||
21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716873648 | Management | Total Ballot Shares: | 1021700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
3 | TO SET THE GLOBAL REMUNERATION OF BOARD OF DIRECTORS AND FISCAL COUNCIL AND THE FISCAL COUNCIL | For | None | 102800 | 0 | 0 | 0 | |||||
4 | TO AMEND ARTICLE 1, FOR THE PURPOSE OF IMPROVING THE WORDING AND MAKING IT UNIFORM | For | None | 102800 | 0 | 0 | 0 | |||||
5 | TO AMEND ARTICLE 2, FOR THE PURPOSE OF TRANSFERRING TO THE BOARD OF DIRECTORS THE ADDRESS OF THE CORPORATE HEAD OFFICE OF THE COMPANY | For | None | 102800 | 0 | 0 | 0 | |||||
6 | TO EXCLUDE ARTICLE 4 IN ORDER TO MAKE THE CORPORATE BYLAWS UNIFORM | For | None | 102800 | 0 | 0 | 0 | |||||
7 | TO AMEND ARTICLE 6, WHICH DEALS WITH THE SHARE CAPITAL, IN ORDER TO REFLECT THE CAPITAL INCREASES THAT WERE APPROVED AT MEETINGS OF THE BOARD OF DIRECTORS THAT WERE HELD ON SEPTEMBER 23, 2021, AND SEPTEMBER 21, 2022, AND FOR THE IMPROVEMENT OF THE WORDING | For | None | 102800 | 0 | 0 | 0 | |||||
8 | TO AMEND ARTICLE 7, WHICH DEALS WITH THE AUTHORIZED CAPITAL, FOR THE PURPOSE OF THE IMPROVEMENT OF THE WORDING AND MAKING THE CORPORATE BYLAWS UNIFORM | For | None | 102800 | 0 | 0 | 0 | |||||
9 | TO AMEND ARTICLE 10, IN ORDER TO STATE THAT THE GENERAL MEETINGS OF SHAREHOLDERS WILL BE CALLED WITHIN THE LEGAL TIMEFRAME, AND ITS SOLE PARAGRAPH, SEEKING THE SIMPLIFICATION OF THE PROCESS OF APPOINTING THE CHAIRPERSON OF THE GENERAL MEETING AND HIS OR HER AUTHORITY TO APPOINT THE SECRETARY OF THE GENERAL MEETING | For | None | 102800 | 0 | 0 | 0 | |||||
10 | TO AMEND ARTICLE 12, FOR THE PURPOSE OF INCLUDING THE MINIMUM DOCUMENTS THAT ARE TO BE PRESENTED BY THE SHAREHOLDERS IN ORDER TO TAKE PART IN THE GENERAL MEETING AND IMPROVING THE WORDING | For | None | 102800 | 0 | 0 | 0 | |||||
11 | TO AMEND ARTICLE 13 IN ORDER TO A. EXCLUDE THE LINES THAT DEAL WITH MATTERS THAT ARE IN THE AREAS OF AUTHORITY OF GENERAL MEETINGS THAT ARE PROVIDED FOR IN LAW AND IT IS PROPOSED TO REMOVE FOR THE PURPOSES OF SIMPLIFICATION OF THE CORPORATE BYLAWS | For | None | 102800 | 0 | 0 | 0 | |||||
12 | TO AMEND ARTICLE 15, FOR THE PURPOSE OF ESTABLISHING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND MAKING THE CORPORATE BYLAWS UNIFORM | For | None | 102800 | 0 | 0 | 0 | |||||
13 | TO AMEND ARTICLE 17, FOR THE PURPOSE OF CREATING THE POSITION OF VICE CHAIRPERSON OF THE BOARD OF DIRECTORS | For | None | 102800 | 0 | 0 | 0 | |||||
14 | TO AMEND ARTICLE 18, FOR THE PURPOSE OF INCLUDING THE POSSIBILITY OF THE VICE CHAIRPERSON OF THE BOARD OF DIRECTORS CALLING EXTRAORDINARY MEETINGS OF THE BOARD OF DIRECTORS | For | None | 102800 | 0 | 0 | 0 | |||||
15 | TO AMEND ARTICLE 19, IN ORDER TO EXCLUDE REDUNDANT WORDING AND TO INCLUDE A BYLAWS PROVISION CONCERNING THE AUTHORITY OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS TO CHAIR THE MEETINGS OF THE BODIES AND APPOINT THE SECRETARIES OF THE MEETINGS | For | None | 102800 | 0 | 0 | 0 | |||||
16 | TO AMEND ARTICLE 20, FOR THE PURPOSE OF IMPROVING THE WORDING | For | None | 102800 | 0 | 0 | 0 | |||||
17 | TO AMEND ARTICLE 21, FOR THE PURPOSE OF D. INCLUDING OTHER AREAS OF AUTHORITY FOR THE BOARD OF DIRECTORS, TO IMPROVE THE WORDING WITH THE GOAL OF MAKING IT CLEAR, E. TO ADJUST THE WORDING WITH THE GOAL OF MAKING THE WORDING CLEARER SINCE THIS MATTER ONLY APPLIES FOR THE ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS, P. IMPROVEMENT OF THE WORDING, R. IMPROVEMENT OF THE WORDING, U. MAKING THE CORPORATE BYLAWS UNIFORM, V. EXCLUSION SINCE THE MATTERS THAT ARE DEALT WITH IN THIS LINE ARE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS WITHIN THE SCOPE OF THE APPROVAL OF THE ANNUAL BUDGET, Y. EXCLUSION SINCE THE MATTERS DEALT WITH IN THIS LINE ARE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS WITHIN THE SCOPE OF THE APPROVAL OF THE ANNUAL BUDGET, Z. TO INCLUDE IN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS THE APPROVAL OF THE POLICY FOR RELATED PARTY TRANSACTIONS AND OTHER SITUATIONS INVOLVING CONFLICTS OF INTEREST, ALLOWING FOR GREATER CLARITY IN REGARD TO THE TRANSACTIONS AMONG RELATED PARTIES, HH. IMPROVEMENT OF THE WORDING, FOR THE PURPOSE OF PROVIDING GREATER CLARITY IN REGARD TO THE TIME OF THE APPROVAL OF THE CASH MANAGEMENT POLICY OF THE COMPANY, TO CREATE A LINE II TO INCLUDE WITHIN THE AREA OF AUTHORITY OF THE | For | None | 102800 | 0 | 0 | 0 | |||||
BOARD OF DIRECTORS APPROVING A CHANGE OF THE ADDRESS OF THE CORPORATE HEAD OFFICE OF THE COMPANY, TO AMEND THE SOLE PARAGRAPH, FOR THE PURPOSE OF INCLUDING, IN ORDER TO GIVE GREATER FLEXIBILITY, A NEW HYPOTHESIS UNDER WHICH THE GRANTING OF A GUARANTEE OR SURETY DOES NOT NEED TO BE APPROVED BY THE BOARD OF DIRECTORS, TO EXCLUDE PARAGRAPH 3, DUE TO THE OTHERADJUSTMENTS THAT ARE PROPOSED IN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS | ||||||||||||
18 | TO AMEND ARTICLE 22, IN ORDER TO EXCLUDE IT BEING MANDATORY FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE TO NOT BE RESIDENT IN BRAZIL AND TO AUTHORIZE ANY MEMBER OF THE EXECUTIVE COMMITTEE TO HOLD MORE THAN ONE POSITION, TO AMEND PARAGRAPH 2 IN ORDER TO IMPROVE THE WORDING | For | None | 102800 | 0 | 0 | 0 | |||||
19 | TO AMEND ARTICLE 26, FOR THE PURPOSE OF EXCLUDING FROM THE AREA OF AUTHORITY OF THE EXECUTIVE COMMITTEE PROVIDING GUARANTEES FOR THE SUBSIDIARIES OF THE COMPANY, TO AMEND PARAGRAPH 2, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE CHIEF EXECUTIVE OFFICER, TO AMEND PARAGRAPH 3, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE CHIEF FINANCIAL OFFICER, TO AMEND PARAGRAPH 4, FOR THE PURPOSE OF IMPROVING THE AREAS OF AUTHORITY OF THE INVESTOR RELATIONS OFFICER | For | None | 102800 | 0 | 0 | 0 | |||||
20 | TO AMEND ARTICLE 27 IN ORDER TO IMPROVE THE WORDING AND MAKE THE CORPORATE BYLAWS UNIFORM | For | None | 102800 | 0 | 0 | 0 | |||||
21 | TO INCLUDE A NEW ARTICLE, PROVIDING FOR THE ESTABLISHMENT OF THE BYLAWS AUDIT COMMITTEE | For | None | 102800 | 0 | 0 | 0 | |||||
22 | TO AMEND ARTICLE 28, WHICH DEALS WITH THE FISCAL COUNCIL, FOR THE PURPOSE OF IMPROVING THE WORDING AND TO INCLUDE A PROHIBITION ON THE ELECTION TO THE POSITION OF MEMBER OF THE FISCAL COUNCIL OF A PERSON WHO HAS A RELATIONSHIP WITH A COMPANY THAT COULD BE CONSIDERED A COMPETITOR OF THE COMPANY | For | None | 102800 | 0 | 0 | 0 | |||||
23 | TO APPROVE THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY | For | None | 102800 | 0 | 0 | 0 | |||||
24 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 102800 | 0 | 0 | 0 | |||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 18-Apr-2023 | |||||||||
Agenda | 716876428 | Management | Total Ballot Shares: | 1021700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2022 | For | None | 102800 | 0 | 0 | 0 | |||||
3 | DELIBERATE THE DESTINATION OF THE RESULTS FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2022, AND THE DISTRIBUTION OF DIVIDENDS TO SHAREHOLDERS | For | None | 102800 | 0 | 0 | 0 | |||||
4 | ELECTION OF THE BOARD OF DIRECTORS BY SLATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATES. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING VOTING SHARES ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS ADDRESS OCCURS: FERNANDO ANTONIO SIMOES DENYS MARC FERREZ ANTONIO DA SILVA BARRETO JUNIOR PAULO SERGIO KAKINOFF MARIA FERNANDA TEIXEIRA DOS SANTOS | For | None | 102800 | 0 | 0 | 0 | |||||
5 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | For | None | 102800 | 0 | 0 | 0 | |||||
6 | FOR THE PROPOSAL 5 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 6.1 TO 6.5. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | None | None | Non Voting | ||||||||
7 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOU VE CHOSEN IF THE SHAREHOLDER CHOOSES, YES, AND ALSO INDICATES THE, APPROVE, ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO, ABSTAIN, AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | For | None | 102800 | 0 | 0 | 0 | |||||
8 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FERNANDO ANTONIO SIMOES | For | None | 102800 | 0 | 0 | 0 | |||||
9 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: DENYS MARC FERREZ | For | None | 102800 | 0 | 0 | 0 | |||||
10 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANTONIO DA SILVA BARRETO JUNIOR | For | None | 102800 | 0 | 0 | 0 | |||||
11 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: PAULO SERGIO KAKINOFF | For | None | 102800 | 0 | 0 | 0 | |||||
12 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MARIA FERNANDA TEIXEIRA DOS SANTOS | For | None | 102800 | 0 | 0 | 0 | |||||
13 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 | For | None | 102800 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION: PAULO NOBREGA FRADE RAFAEL ALVES RODRIGUES | For | None | 102800 | 0 | 0 | 0 | |||||
15 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | For | None | 102800 | 0 | 0 | 0 | |||||
16 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
SIRCA PAINTS INDIA LTD | ||||||||||||
Security: | Y806JK108 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 02-May-2023 | ||||||||||
ISIN | INE792Z01011 | Vote Deadline Date: | 27-Apr-2023 | |||||||||
Agenda | 716899476 | Management | Total Ballot Shares: | 422289 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
2 | INCREASE IN AUTHORISED SHARE CAPITAL AND CONSEQUENT AMENDMENT TO THE CAPITAL CLAUSE OF THE MEMORANDUM OF ASSOCIATION | For | None | 118856 | 0 | 0 | 0 | |||||
3 | ISSUE OF BONUS SHARES | For | None | 118856 | 0 | 0 | 0 | |||||
NORMA GROUP SE | ||||||||||||
Security: | D5813Z104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 11-May-2023 | ||||||||||
ISIN | DE000A1H8BV3 | Vote Deadline Date: | 02-May-2023 | |||||||||
Agenda | 716853470 | Management | Total Ballot Shares: | 35700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
4 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | ||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
6 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.55 PER SHARE | For | None | 6800 | 0 | 0 | 0 | |||||
9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL SCHNEIDER FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
10 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRIEDRICH KLEIN FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
11 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ANNETTE STIEVE FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUENTER HAUPTMANN FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERIKA SCHULTE FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RITA FORST FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MIGUEL BORREGO FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KNUT MICHELBERGER FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARK WILHELMS FOR FISCAL YEAR 2022 | For | None | 6800 | 0 | 0 | 0 | |||||
18 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 6800 | 0 | 0 | 0 | |||||
19 | ELECT MARKUS DISTELHOFF TO THE SUPERVISORY BOARD | For | None | 6800 | 0 | 0 | 0 | |||||
20 | ELECT RITA FORST TO THE SUPERVISORY BOARD | For | None | 6800 | 0 | 0 | 0 | |||||
21 | ELECT DENISE KOOPMANS TO THE SUPERVISORY BOARD | For | None | 6800 | 0 | 0 | 0 | |||||
22 | ELECT ERIKA SCHULTE TO THE SUPERVISORY BOARD | For | None | 6800 | 0 | 0 | 0 | |||||
23 | APPROVE REMUNERATION REPORT | For | None | 6800 | 0 | 0 | 0 | |||||
24 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 6800 | 0 | 0 | 0 | |||||
25 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 6800 | 0 | 0 | 0 | |||||
26 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
27 | 31 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | None | None | Non Voting | ||||||||
28 | 31 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
29 | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
PAREX RESOURCES INC. | ||||||||||||
Security: | 69946Q104 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | PARXF | Meeting Date: | 11-May-2023 | |||||||||
ISIN | CA69946Q1046 | Vote Deadline Date: | 08-May-2023 | |||||||||
Agenda | 935818368 | Management | Total Ballot Shares: | 17700 | ||||||||
Last Vote Date: | 14-Apr-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To fix the number of directors to be elected at the Meeting at nine (9). | For | None | 17700 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
Lynn Azar | 17700 | 0 | 0 | 0 | ||||||||
Lisa Colnett | 17700 | 0 | 0 | 0 | ||||||||
Sigmund Cornelius | 17700 | 0 | 0 | 0 | ||||||||
Robert Engbloom | 17700 | 0 | 0 | 0 | ||||||||
Wayne Foo | 17700 | 0 | 0 | 0 | ||||||||
G.R. (Bob) MacDougall | 17700 | 0 | 0 | 0 | ||||||||
Glenn McNamara | 17700 | 0 | 0 | 0 | ||||||||
Imad Mohsen | 17700 | 0 | 0 | 0 | ||||||||
Carmen Sylvain | 17700 | 0 | 0 | 0 | ||||||||
3 | To appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as the auditors of Parex for the ensuing year and to authorize the directors of the Company to fix their remuneration as such. | For | None | 17700 | 0 | 0 | 0 | |||||
4 | To consider and, if deemed advisable, to pass an ordinary resolution approving all unallocated options issuable under the stock option plan of the Company, as more particularly described in the management information circular of the Company dated April 3, 2023 (the "Information Circular"). | For | None | 17700 | 0 | 0 | 0 | |||||
5 | To consider an advisory, non-binding resolution (a "Say on Pay" vote) on the Company's approach to executive compensation as more particularly described in the Information Circular. | For | None | 17700 | 0 | 0 | 0 | |||||
IENERGIZER LIMITED | ||||||||||||
Security: | G47461101 | Meeting Type: | Other Meeting | |||||||||
Ticker: | Meeting Date: | 16-May-2023 | ||||||||||
ISIN | GG00B54NMG96 | Vote Deadline Date: | 10-May-2023 | |||||||||
Agenda | 717171956 | Management | Total Ballot Shares: | 2703088 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 914284 DUE TO RECEIVED PAST RECORD DATE 26TH APRIL 2023. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | THAT, IN ACCORDANCE WITH RULE 41 OF THE AIM RULES FOR COMPANIES, THE CANCELLATION OF THE ADMISSION TO TRADING ON THE AIM (THE MARKET OF THAT NAME OPERATED BY THE LONDON STOCK EXCHANGE PLC) OF THE ORDINARY SHARES OF PAR VALUE GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY BE AND IS HEREBY APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL ACTION REASONABLE OR NECESSARY TO EFFECT SUCH CANCELLATION | For | None | 0 | 433489 | 0 | 0 | |||||
3 | 05 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN CHANGED FROM OGM TO OTH. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 915610, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
RUSH ENTERPRISES, INC. | ||||||||||||
Security: | 781846209 | Meeting Type: | Annual | |||||||||
Ticker: | RUSHA | Meeting Date: | 16-May-2023 | |||||||||
ISIN | US7818462092 | Vote Deadline Date: | 15-May-2023 | |||||||||
Agenda | 935844781 | Management | Total Ballot Shares: | 3400 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
W. M. Rusty Rush | 3400 | 0 | 0 | 0 | ||||||||
Thomas A. Akin | 3400 | 0 | 0 | 0 | ||||||||
Raymond J. Chess | 3400 | 0 | 0 | 0 | ||||||||
William H. Cary | 3400 | 0 | 0 | 0 | ||||||||
Dr. Kennon H. Guglielmo | 3400 | 0 | 0 | 0 | ||||||||
Elaine Mendoza | 3400 | 0 | 0 | 0 | ||||||||
Troy A. Clarke | 3400 | 0 | 0 | 0 | ||||||||
2 | Proposal to approve the amendment and restatement of the 2007 Long-Term Incentive Plan. | For | None | 3400 | 0 | 0 | 0 | |||||
3 | Proposal to approve the amendment and restatement of the 2004 Employee Stock Purchase Plan. | For | None | 3400 | 0 | 0 | 0 | |||||
4 | Proposal to approve the Certificate of Amendment to the Restated Articles of Incorporation of the Company to increase the number of authorized shares of Class A Common Stock from 60,000,000 to 105,000,000. | For | None | 3400 | 0 | 0 | 0 | |||||
5 | Proposal to approve the Certificate of Amendment to the Restated Articles of Incorporation of the Company to increase the number of authorized shares of Class B Common Stock from 20,000,000 to 35,000,000. | For | None | 3400 | 0 | 0 | 0 | |||||
6 | Advisory vote to approve executive compensation. | For | None | 3400 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
7 | Advisory vote on the frequency of future advisory votes on executive compensation. | None | 0 | 0 | 3400 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
8 | Proposal to ratify the appointment of ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | For | None | 3400 | 0 | 0 | 0 | |||||
CHONGQING ZAISHENG TECHNOLOGY CO LTD | ||||||||||||
Security: | Y1R020109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-May-2023 | ||||||||||
ISIN | CNE100001V29 | Vote Deadline Date: | 12-May-2023 | |||||||||
Agenda | 717125834 | Management | Total Ballot Shares: | 2658540 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 267540 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 267540 | 0 | 0 | 0 | |||||
3 | 2022 WORK REPORT OF INDEPENDENT DIRECTORS | For | None | 267540 | 0 | 0 | 0 | |||||
4 | CONFIRMATION OF 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 267540 | 0 | 0 | 0 | |||||
5 | 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET REPORT | For | None | 267540 | 0 | 0 | 0 | |||||
6 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY0.45000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES): NONE | For | None | 267540 | 0 | 0 | 0 | |||||
7 | 2022 CONNECTED TRANSACTIONS AND 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | For | None | 267540 | 0 | 0 | 0 | |||||
8 | CONFIRMATION OF 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 267540 | 0 | 0 | 0 | |||||
9 | DETERMINATION OF 2022 REMUNERATION FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | For | None | 267540 | 0 | 0 | 0 | |||||
10 | APPLICATION FOR COMPREHENSIVE CREDIT LINE TO BANKS BY THE COMPANY AND SUBSIDIARIES AND RELEVANT MATTERS | For | None | 267540 | 0 | 0 | 0 | |||||
11 | PROVISION OF JOINT AND SEVERAL GUARANTEE FOR WHOLLY-OWNED SUBSIDIARIES' APPLICATION FOR BANK COMPREHENSIVE CREDIT LINE | For | None | 267540 | 0 | 0 | 0 | |||||
12 | REAPPOINTMENT OF AUDIT FIRM | For | None | 267540 | 0 | 0 | 0 | |||||
13 | RE-DEMONSTRATION AND EXTENSION OF SOME PROJECTS FINANCED WITH RAISED FUNDS | For | None | 267540 | 0 | 0 | 0 | |||||
14 | CHANGE OF THE COMPANY'S REGISTERED CAPITAL AND AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 267540 | 0 | 0 | 0 | |||||
15 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 267540 | 0 | 0 | 0 | |||||
16 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE SUPERVISORY COMMITTEE | For | None | 267540 | 0 | 0 | 0 | |||||
17 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 17.1 THROUGH 17.5 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
18 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: GUO MAO | For | None | 267540 | 0 | 0 | 0 | |||||
19 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: LIU XIUQIN | For | None | 267540 | 0 | 0 | 0 | |||||
20 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: TAO WEI | For | None | 267540 | 0 | 0 | 0 | |||||
21 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: LIEW XIAOTONG | For | None | 267540 | 0 | 0 | 0 | |||||
22 | ELECTION AND NOMINATION OF NON- INDEPENDENT DIRECTOR: GUO SIHAN | For | None | 267540 | 0 | 0 | 0 | |||||
23 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 18.1 THROUGH 18.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
24 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: LIU BIN | For | None | 267540 | 0 | 0 | 0 | |||||
25 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: SHENG XUEJUN | For | None | 267540 | 0 | 0 | 0 | |||||
26 | ELECTION AND NOMINATION OF INDEPENDENT DIRECTOR: LONG YONG | For | None | 267540 | 0 | 0 | 0 | |||||
27 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 19.1 THROUGH 19.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
28 | ELECTION AND NOMINATION OF NON- EMPLOYEE SUPERVISOR: LUO JIE | For | None | 267540 | 0 | 0 | 0 | |||||
29 | ELECTION AND NOMINATION OF NON- EMPLOYEE SUPERVISOR: DU DELU | For | None | 267540 | 0 | 0 | 0 | |||||
YUEXIU SERVICES GROUP LIMITED | ||||||||||||
Security: | Y98693107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-May-2023 | ||||||||||
ISIN | HK0000746575 | Vote Deadline Date: | 10-May-2023 | |||||||||
Agenda | 717105628 | Management | Total Ballot Shares: | 924500 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IN THE HONG KONG MARKET A VOTE OF ABSTAIN WILL BE TREATED THE SAME AS A VOTE OF TAKE NO ACTION. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/04 21/2023042102119.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2023/04 21/2023042102137.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE COMPANYS AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS REPORT AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | For | None | 204500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2022 | For | None | 204500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. MAO LIANGMIN AS AN EXECUTIVE DIRECTOR | For | None | 204500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. HUNG SHING MING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 204500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. HUI LAI KWAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 204500 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 204500 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | For | None | 204500 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | None | 204500 | 0 | 0 | 0 | |||||
11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | For | None | 204500 | 0 | 0 | 0 | |||||
SHANGHAI YONGGUAN ADHESIVE PRODUCTS CORP., LTD. | ||||||||||||
Security: | Y76932105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2023 | ||||||||||
ISIN | CNE100003LN9 | Vote Deadline Date: | 15-May-2023 | |||||||||
Agenda | 717149240 | Management | Total Ballot Shares: | 640000 | ||||||||
Last Vote Date: | 01-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 73000 | 0 | 0 | 0 | |||||
2 | 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 73000 | 0 | 0 | 0 | |||||
3 | 2022 ANNUAL REPORT AND ITS SUMMARY | For | None | 73000 | 0 | 0 | 0 | |||||
4 | 2022 FINANCIAL REPORT | For | None | 73000 | 0 | 0 | 0 | |||||
5 | 2022 ANNUAL ACCOUNTS | For | None | 73000 | 0 | 0 | 0 | |||||
6 | 2022 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY2.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | For | None | 73000 | 0 | 0 | 0 | |||||
7 | 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 73000 | 0 | 0 | 0 | |||||
8 | 2023 CASH MANAGEMENT WITH IDLE PROPRIETARY FUNDS | For | None | 73000 | 0 | 0 | 0 | |||||
9 | 2023 CASH MANAGEMENT WITH IDLE RAISED FUNDS FROM CONVERTIBLE BOND ISSUANCE | For | None | 73000 | 0 | 0 | 0 | |||||
10 | 2023 ESTIMATED EXTERNAL GUARANTEE | For | None | 73000 | 0 | 0 | 0 | |||||
11 | 2023 EXTERNAL LOANS | For | None | 73000 | 0 | 0 | 0 | |||||
12 | 2023 LAUNCHING HEDGING BUSINESS | For | None | 73000 | 0 | 0 | 0 | |||||
13 | 2023 LAUNCHING FOREIGN EXCHANGE DERIVATIVE BUSINESS INCLUDING THE FORWARD SETTLEMENT AND SALE BUSINESS | For | None | 73000 | 0 | 0 | 0 | |||||
14 | REAPPOINTMENT OF 2023 AUDIT FIRM | For | None | 73000 | 0 | 0 | 0 | |||||
15 | REMUNERATION PLAN FOR DIRECTORS AND SENIOR MANAGEMENT | For | None | 73000 | 0 | 0 | 0 | |||||
16 | REMUNERATION PLAN FOR SUPERVISORS | For | None | 73000 | 0 | 0 | 0 | |||||
17 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS | For | None | 73000 | 0 | 0 | 0 | |||||
18 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE BOARD OF DIRECTORS | For | None | 73000 | 0 | 0 | 0 | |||||
19 | AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | For | None | 73000 | 0 | 0 | 0 | |||||
20 | AMENDMENTS TO THE CODES OF CONDUCT FOR CONTROLLING SHAREHOLDERS AND DE FACTO CONTROLLER | For | None | 73000 | 0 | 0 | 0 | |||||
21 | AMENDMENTS TO THE CODES OF CONDUCT FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | For | None | 73000 | 0 | 0 | 0 | |||||
22 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | For | None | 73000 | 0 | 0 | 0 | |||||
23 | AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM | For | None | 73000 | 0 | 0 | 0 | |||||
24 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT SYSTEM | For | None | 73000 | 0 | 0 | 0 | |||||
25 | AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES | For | None | 73000 | 0 | 0 | 0 | |||||
26 | AMENDMENTS TO THE INFORMATION DISCLOSURE MANAGEMENT MEASURES | For | None | 73000 | 0 | 0 | 0 | |||||
27 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 73000 | 0 | 0 | 0 | |||||
28 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 28.1 THROUGH 28.6 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
29 | ELECTION OF NON-INDEPENDENT DIRECTOR: LV XINMIN | For | None | 73000 | 0 | 0 | 0 | |||||
30 | ELECTION OF NON-INDEPENDENT DIRECTOR: JIANG HAIQUAN | For | None | 73000 | 0 | 0 | 0 | |||||
31 | ELECTION OF NON-INDEPENDENT DIRECTOR: HONG YAN | For | None | 73000 | 0 | 0 | 0 | |||||
32 | ELECTION OF NON-INDEPENDENT DIRECTOR: SHENG QIONG | For | None | 73000 | 0 | 0 | 0 | |||||
33 | ELECTION OF NON-INDEPENDENT DIRECTOR: HUANG WENJUAN | For | None | 73000 | 0 | 0 | 0 | |||||
34 | ELECTION OF NON-INDEPENDENT DIRECTOR: HU JIARU | For | None | 73000 | 0 | 0 | 0 | |||||
35 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 29.1 THROUGH 29.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
36 | ELECTION OF INDEPENDENT DIRECTOR: SHEN MENGHUI | For | None | 73000 | 0 | 0 | 0 | |||||
37 | ELECTION OF INDEPENDENT DIRECTOR: YANG LIUYONG | For | None | 73000 | 0 | 0 | 0 | |||||
38 | ELECTION OF INDEPENDENT DIRECTOR: ZHANG YANZHOU | For | None | 73000 | 0 | 0 | 0 | |||||
39 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 30.1 THROUGH 30.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET | None | None | Non Voting | ||||||||
40 | ELECTION OF NON-EMPLOYEE SUPERVISOR: LU SHIQI | For | None | 73000 | 0 | 0 | 0 | |||||
41 | ELECTION OF NON-EMPLOYEE SUPERVISOR: LIU RONGJIAN | For | None | 73000 | 0 | 0 | 0 | |||||
DROPSUITE LTD | ||||||||||||
Security: | Q3278H103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-May-2023 | ||||||||||
ISIN | AU000000DSE1 | Vote Deadline Date: | 18-May-2023 | |||||||||
Agenda | 717085941 | Management | Total Ballot Shares: | 6419300 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | ADOPTION OF THE REMUNERATION REPORT | For | None | 928100 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF DIRECTOR - THEO HNARAKIS | For | None | 928100 | 0 | 0 | 0 | |||||
4 | TO APPOINT RSM AUSTRALIA PARTNERS AS AUDITOR | For | None | 928100 | 0 | 0 | 0 | |||||
5 | GRANT OF 2,000,000 PERFORMANCE RIGHTS TO MR CHARIF ELANSARI, MANAGING DIRECTOR AND CEO OF THE COMPANY | For | None | 928100 | 0 | 0 | 0 | |||||
EVERSPIN TECHNOLOGIES, INC. | ||||||||||||
Security: | 30041T104 | Meeting Type: | Annual | |||||||||
Ticker: | MRAM | Meeting Date: | 23-May-2023 | |||||||||
ISIN | US30041T1043 | Vote Deadline Date: | 22-May-2023 | |||||||||
Agenda | 935808723 | Management | Total Ballot Shares: | 39000 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
Glen Hawk | 39000 | 0 | 0 | 0 | ||||||||
Tara Long | 39000 | 0 | 0 | 0 | ||||||||
Lawrence G. Finch | 39000 | 0 | 0 | 0 | ||||||||
Geoff Ribar | 39000 | 0 | 0 | 0 | ||||||||
Darin G. Billerbeck | 39000 | 0 | 0 | 0 | ||||||||
Sanjeev Aggarwal, Ph.D | 39000 | 0 | 0 | 0 | ||||||||
2 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | None | 39000 | 0 | 0 | 0 | |||||
3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 39000 | 0 | 0 | 0 | |||||
4 | To approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of Everspin as permitted pursuant to recent amendments to the Delaware General Corporation Law. | For | None | 39000 | 0 | 0 | 0 | |||||
KASPI.KZ JSC | ||||||||||||
Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 24-May-2023 | ||||||||||
ISIN | US48581R2058 | Vote Deadline Date: | 12-May-2023 | |||||||||
Agenda | 717191845 | Management | Total Ballot Shares: | 32400 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | APPROVE MEETING AGENDA | For | None | 5300 | 0 | 0 | 0 | |||||
3 | APPROVE DIVIDENDS | For | None | 5300 | 0 | 0 | 0 | |||||
4 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBERS A AND B. THANK YOU | None | None | Non Voting | ||||||||
5 | I AM NOT A LEGAL ENTITY OR HAVING SHAREHOLDER PARTICIPANT, OR AN INDIVIDUAL WHICH PARTICIPATES IN LEGAL ENTITIES INCORPORATED IN ANY OFFSHORE ZONES PROMULGATED BY THE AGENCY ON FINANCIAL SUPERVISION OF KAZAKHSTAN | For | None | 5300 | 0 | 0 | 0 | |||||
6 | FOR PARTICIPATION OF BNY MELLON IN EGM IN FAVOR OF HOLDER, THE HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS | For | None | 5300 | 0 | 0 | 0 | |||||
M3 TECHNOLOGY INC | ||||||||||||
Security: | Y613MD100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-May-2023 | ||||||||||
ISIN | TW0006799000 | Vote Deadline Date: | 16-May-2023 | |||||||||
Agenda | 717113966 | Management | Total Ballot Shares: | 224000 | ||||||||
Last Vote Date: | 07-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 2022 PARENT COMPANY ONLY FINANCIAL STATEMENTS, CONSOLIDATED FINANCIAL STATEMENTS AND BUSINESS REPORT OF THE COMPANY | For | None | 35000 | 0 | 0 | 0 | |||||
2 | THE COMPANY'S 2022 EARNINGS DISTRIBUTION PROPOSAL. PROPOSED CASH DIVIDEND: TWD 3.05 PER SHARE | For | None | 35000 | 0 | 0 | 0 | |||||
3 | AMENDMENT TO THE ARTICLES OF INCORPORATION OF THE COMPANY | For | None | 35000 | 0 | 0 | 0 | |||||
4 | AMENDMENT TO THE PROCEDURES FOR ELECTION OF DIRECTORS OF THE COMPANY | For | None | 35000 | 0 | 0 | 0 | |||||
5 | AMENDMENT TO THE RULES OF PROCEDURE FOR SHAREHOLDERS MEETING OF THE COMPANY | For | None | 35000 | 0 | 0 | 0 | |||||
6 | THE ELECTION OF THE DIRECTOR:CHANG- YONG CHEN,SHAREHOLDER NO.0000001 | For | None | 35000 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF THE DIRECTOR:DAVID DA MENG,SHAREHOLDER NO.0006441 | For | None | 35000 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF THE DIRECTOR:ITE TECH. INC.,SHAREHOLDER NO.0000007 | For | None | 35000 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF THE DIRECTOR:WEI-TSE HUNG,SHAREHOLDER NO.0004609 | For | None | 35000 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE INDEPENDENT DIRECTOR:ZHI-FENG JIANG,SHAREHOLDER NO.F122388XXX | For | None | 35000 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE INDEPENDENT DIRECTOR:ZU-MING BI,SHAREHOLDER NO.A120070XXX | For | None | 35000 | 0 | 0 | 0 | |||||
12 | THE ELECTION OF THE INDEPENDENT DIRECTOR:HSIEH-JU PENG,SHAREHOLDER NO.E121369XXX | For | None | 35000 | 0 | 0 | 0 | |||||
13 | RELEASE THE RESTRICTION ON DIRECTORS (INCLUDING ITS REPRESENTATIVE) FROM PARTICIPATION IN COMPETITIVE BUSINESS | For | None | 35000 | 0 | 0 | 0 | |||||
SILERGY CORP | ||||||||||||
Security: | G8190F102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-May-2023 | ||||||||||
ISIN | KYG8190F1028 | Vote Deadline Date: | 18-May-2023 | |||||||||
Agenda | 717122535 | Management | Total Ballot Shares: | 171200 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE ELECTION OF THE DIRECTOR:XIE BING,SHAREHOLDER NO.6415202XXX | For | None | 21600 | 0 | 0 | 0 | |||||
2 | TO ACCEPT 2022 BUSINESS REPORT AND CONSOLIDATED FINANCIAL STATEMENTS | For | None | 21600 | 0 | 0 | 0 | |||||
3 | TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION OF 2022 EARNINGS. PROPOSED CASH DIVIDEND: TWD 4.49431016 PER SHARE | For | None | 21600 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY (THE RESTATED M&A) | For | None | 21600 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE AMENDMENTS TO THE RULES AND PROCEDURES FOR SHAREHOLDERS' MEETINGS | For | None | 21600 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE ISSUANCE OF NEW EMPLOYEE RESTRICTED SHARES | For | None | 21600 | 0 | 0 | 0 | |||||
7 | TO LIFT NON-COMPETITION RESTRICTIONS ON BOARD MEMBERS AND THEIR REPRESENTATIVES | For | None | 21600 | 0 | 0 | 0 | |||||
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO | ||||||||||||
Security: | P9680U112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 31-May-2023 | ||||||||||
ISIN | BRVAMOACNOR7 | Vote Deadline Date: | 24-May-2023 | |||||||||
Agenda | 717239760 | Management | Total Ballot Shares: | 847394 | ||||||||
Last Vote Date: | 17-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
3 | WITH RELATION TO THE ACQUISITION OF HM COMERCIO E MANUTENCAO DE EMPILHADEIRAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE CITY OF CAMPINAS, STATE OF SAO PAULO, AT RUA GUSTAVO ORSOLINI 6601, JARDIM NOVA MERCEDES, ZIP CODE 13052.501, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 00.299.877.0001.25, WITH ITS FOUNDING DOCUMENTS REGISTERED WITH THE SAO PAULO STATE BOARD OF TRADE, JUCESP, UNDER COMPANY ID NUMBER, NIRE 35.212.630.597 FROM HERE ONWARDS REFERRED TO AS HM COMERCIO, WHICH WAS CONCLUDED ON APRIL 8, 2022, TO RATIFY THE ACQUISITION BY THE COMPANY OF THE ENTIRETY OF THE QUOTAS OF HM COMERCIO, UNDER THE TERMS OF THE PURCHASE AND SALE AGREEMENT THAT WAS ENTERED INTO BETWEEN THE PARTIES | For | None | 102800 | 0 | 0 | 0 | |||||
4 | WITH RELATION TO THE PROPOSAL FOR THE SPINOFF FROM HM COMERCIO, WHICH IS A SUBSIDIARY OF THE COMPANY, AND THE SUBSEQUENT TRANSFER OF THE SPUN OFF PORTION TO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SPINOFF, A. TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM HM COMERCIO E MANUTENCAO DE EMPILHADEIRAS LTDA. WITH THE TRANSFER OF THE SPUN OFF PORTION TO VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTOS S.A., FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL, B. TO RATIFY THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A FIRM WITH ITS HEAD OFFICE IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, AT RUA DO PASSEIO 62, SIXTH FLOOR, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 08.681.365.0001.30, AND REGISTERED WITH THE RIO DE JANEIRO REGIONAL ACCOUNTING COUNCIL UNDER NUMBER 005112.O.9, FROM HERE ONWARDS REFERRED TO AS THE VALUATION FIRM, AS THE VALUATION FIRM THAT IS RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT FOR THE SPUN OFF PORTION AT BOOK VALUE ON THE BASIS DATE OF MARCH 31, 2023, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT, C. TO RESOLVE IN REGARD TO THE VALUATION REPORT, D. TO RESOLVE IN REGARD TO THE PROPOSAL FOR THE SPINOFF, UNDER THE TERMS OF THE PROTOCOL | For | None | 102800 | 0 | 0 | 0 | |||||
5 | TO AMEND THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER, 3.1. TO AMEND LINE C OF ARTICLE 20, IN ORDER TO INCLUDE WITHIN THE AREA OF AUTHORITY OF THE BOARD OF DIRECTORS THE ELECTION AND REMOVAL OF THE MEMBERS OF THE AUDIT COMMITTEE, 3.2. TO AMEND PARAGRAPH 2 OF ARTICLE 27, IN ORDER TO CHANGE THE TERM IN OFFICE OF THE MEMBERS OF THE AUDIT COMMITTEE TO | For | None | 102800 | 0 | 0 | 0 | |||||
FIVE YEARS AND TO STATE THAT THE MEMBERS WILL BE ELECTED AND REMOVED BY THE BOARD OF DIRECTORS, 3.3. TO AMEND ARTICLE 28 IN ORDER TO STATE THAT THE FISCAL COUNCIL WILL BE COMPOSED OF THREE FULL MEMBERS AND AN EQUAL NUMBER OF ALTERNATE MEMBERS | ||||||||||||
6 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY FOR THE IMPLEMENTATION OF THE FOREGOING RESOLUTIONS | For | None | 102800 | 0 | 0 | 0 | |||||
OOMA, INC. | ||||||||||||
Security: | 683416101 | Meeting Type: | Annual | |||||||||
Ticker: | OOMA | Meeting Date: | 01-Jun-2023 | |||||||||
ISIN | US6834161019 | Vote Deadline Date: | 31-May-2023 | |||||||||
Agenda | 935833625 | Management | Total Ballot Shares: | 4700 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
Susan Butenhoff | 4700 | 0 | 0 | 0 | ||||||||
Russ Mann | 4700 | 0 | 0 | 0 | ||||||||
2 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for its fiscal year ending January 31, 2024. | For | None | 4700 | 0 | 0 | 0 | |||||
3 | To approve a non-binding advisory vote on the compensation of our named executive officers as described in the Proxy Statement. | For | None | 4700 | 0 | 0 | 0 | |||||
FLATEXDEGIRO AG | ||||||||||||
Security: | D3690M106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | DE000FTG1111 | Vote Deadline Date: | 02-Jun-2023 | |||||||||
Agenda | 717199889 | Management | Total Ballot Shares: | 183300 | ||||||||
Last Vote Date: | 10-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 29200 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 29200 | 0 | 0 | 0 | |||||
5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 29200 | 0 | 0 | 0 | |||||
6 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 AND FOR FISCAL YEAR 2024 UNTIL THE NEXT AGM | For | None | 29200 | 0 | 0 | 0 | |||||
7 | APPROVE REMUNERATION REPORT | For | None | 29200 | 0 | 0 | 0 | |||||
8 | FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR KEY EMPLOYEES TO 200 PERCENT OF FIXED REMUNERATION | For | None | 29200 | 0 | 0 | 0 | |||||
9 | FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR MANAGEMENT BOARD MEMBERS TO 200 PERCENT OF FIXED REMUNERATION | For | None | 29200 | 0 | 0 | 0 | |||||
10 | APPROVE REMUNERATION POLICY | For | None | 29200 | 0 | 0 | 0 | |||||
11 | APPROVE INCREASE IN SIZE OF BOARD TO FIVE MEMBERS | For | None | 29200 | 0 | 0 | 0 | |||||
12 | ELECT BRITTA LEHFELDT TO THE SUPERVISORY BOARD | For | None | 29200 | 0 | 0 | 0 | |||||
13 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 29200 | 0 | 0 | 0 | |||||
14 | AMEND ARTICLES RE: GENERAL MEETING CHAIR AND PROCEDURE | For | None | 29200 | 0 | 0 | 0 | |||||
15 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | For | None | 29200 | 0 | 0 | 0 | |||||
16 | AMEND ARTICLES RE: GENERAL MEETING CHAIR | For | None | 29200 | 0 | 0 | 0 | |||||
17 | AMEND ARTICLES RE: REGISTRATION IN THE SHARE REGISTER | For | None | 29200 | 0 | 0 | 0 | |||||
18 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
19 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
22 | 09 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 1 AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
23 | 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR | None | None | Non Voting | ||||||||
VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
24 | 09 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | None | None | Non Voting | ||||||||
HGEARS AG | ||||||||||||
Security: | D3R2UV105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | DE000A3CMGN3 | Vote Deadline Date: | 05-Jun-2023 | |||||||||
Agenda | 717195108 | Management | Total Ballot Shares: | 148663 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | None | None | Non Voting | ||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | For | None | 20000 | 0 | 0 | 0 | |||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | For | None | 20000 | 0 | 0 | 0 | |||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 | For | None | 20000 | 0 | 0 | 0 | |||||
6 | APPROVE REMUNERATION POLICY | For | None | 20000 | 0 | 0 | 0 | |||||
7 | APPROVE REMUNERATION REPORT | For | None | 20000 | 0 | 0 | 0 | |||||
8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | For | None | 20000 | 0 | 0 | 0 | |||||
9 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 738,400 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 20000 | 0 | 0 | 0 | |||||
10 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2022/I | For | None | 20000 | 0 | 0 | 0 | |||||
11 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
12 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
13 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
14 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
INTER CARS S.A. | ||||||||||||
Security: | X3964A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | PLINTCS00010 | Vote Deadline Date: | 26-May-2023 | |||||||||
Agenda | 717258758 | Management | Total Ballot Shares: | 23079 | ||||||||
Last Vote Date: | 18-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 3884 | 0 | 0 | 0 | |||||
5 | CONFIRMATION OF THE CORRECTNESS OF CONVENING THE MEETING AND ITS ABILITY TO ADOPT RESOLUTIONS | For | None | 3884 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA | For | None | 3884 | 0 | 0 | 0 | |||||
7 | CONSIDERATION AND APPROVAL OF THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE INTER CARS S.A. CAPITAL GROUP FOR 2022, PREPARED TOGETHER WITH THE MANAGEMENT BOARD S REPORT ON THE COMPANY S ACTIVITIES FOR 2022 | For | None | 3884 | 0 | 0 | 0 | |||||
8 | CONSIDERATION AND APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2022 | For | None | 3884 | 0 | 0 | 0 | |||||
9 | CONSIDERATION AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE INTER CARS S.A. CAPITAL GROUP FOR 2022 | For | None | 3884 | 0 | 0 | 0 | |||||
10 | CONSIDERATION AND APPROVAL OF THE REPORT OF THE SUPERVISORY BOARD OF INTER CARS S.A. FOR 2022, TOGETHER WITH ASSESSMENTS MADE IN ACCORDANCE WITH THE PRINCIPLES CONTAINED IN THE COLLECTION BEST PRACTICES OF WSE LISTED COMPANIES 2021 | For | None | 3884 | 0 | 0 | 0 | |||||
11 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE COMPANY'S PROFIT | For | None | 3884 | 0 | 0 | 0 | |||||
12 | DISCHARGING MEMBERS OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 3884 | 0 | 0 | 0 | |||||
13 | DISCHARGING THE MEMBERS OF THE SUPERVISORY BOARD FROM THE PERFORMANCE OF THEIR DUTIES | For | None | 3884 | 0 | 0 | 0 | |||||
14 | ADOPTION OF A RESOLUTION EXPRESSING AN OPINION ON THE REPORT ON REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF INTER CARS S.A. WITH ITS REGISTERED OFFICE IN WARSAW | For | None | 3884 | 0 | 0 | 0 | |||||
15 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
16 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
17 | 24 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 28 MAY 2023 TO 26 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
VIGO PHOTONICS SPOLKA AKCYJNA | ||||||||||||
Security: | X9797H104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Jun-2023 | ||||||||||
ISIN | PLVIGOS00015 | Vote Deadline Date: | 26-May-2023 | |||||||||
Agenda | 717245179 | Management | Total Ballot Shares: | 3993 | ||||||||
Last Vote Date: | 16-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
5 | CONFIRMATION OF THE CORRECTNESS OF CONVENING THE ORDINARY GENERAL MEETING AND ITS ABILITY TO DO SO ADOPTING RESOLUTIONS | For | None | 900 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
7 | ELECTION OF THE SCRUTINY COMMITTEE | For | None | 900 | 0 | 0 | 0 | |||||
8 | CONSIDERATION OF: THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF VIGO PHOTONICS SP KA AKCYJNA IN FINANCIAL YEAR 2022, THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE VIGO PHOTONICS CAPITAL GROUP SP KA AKCYJNA IN THE FINANCIAL YEAR 2022, THE COMPANY S SEPARATE FINANCIAL STATEMENTS VIGO PHOTONICS SP KA AKCYJNA FOR THE FINANCIAL YEAR 202 | For | None | 900 | 0 | 0 | 0 | |||||
9 | CONSIDERATION OF THE REPORT OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2022, TAKING INTO ACCOUNT, AMONG OTHERS, ASSESSMENT OF THE MANAGEMENT BOARD S REPORTS ON THE ACTIVITIES OF VIGO PHOTONICS SP KA AKCYJNA AND THE GROUP OF VIGO PHOTONICS SP KA AKCYJNA IN THE FINANCIAL YEAR 2022 AND ON A SEPARATE BASIS FINANCIAL STATEMENTS OF VIGO PHOTONICS | For | None | 900 | 0 | 0 | 0 | |||||
10 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF VIGO PHOTONICS SP KA AKCYJNA IN THE FINANCIAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
11 | ADOPTING A RESOLUTION ON APPROVING THE MANAGEMENT BOARD S REPORT ON THE GROUP S ACTIVITIES VIGO PHOTONICS SP KA AKCYJNA IN THE FINANCIAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
12 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE COMPANY S SEPARATE FINANCIAL STATEMENTS VIGO PHOTONICS SP KA AKCYJNA FOR THE FINANCIAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
13 | ADOPTION OF A RESOLUTION ON APPROVING THE CONSOLIDATED FINANCIAL STATEMENTS OF THE VIGO PHOTONICS SP KA AKCYJNA CAPITAL GROUP FOR THE FINANCIAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
14 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF PROFIT FOR THE FINANCIAL YEAR 2022 AND THE PAYMENT OF DIVIDENDS | For | None | 900 | 0 | 0 | 0 | |||||
15 | ADOPTING A RESOLUTION ON APPROVING THE REPORT OF THE COMPANY S SUPERVISORY BOARD FOR THE YEAR ROTATING 2022 | For | None | 900 | 0 | 0 | 0 | |||||
16 | CONSIDERATION AND DISCUSSION OF THE SUPERVISORY BOARD S REPORT ON MEMBERS REMUNERATION MANAGEMENT BOARD AND SUPERVISORY BOARD IN 2022 | For | None | 900 | 0 | 0 | 0 | |||||
17 | ADOPTION OF RESOLUTIONS ON GRANTING DISCHARGE TO THE MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY WHO PERFORMED THE DUTIES FUNCTIONS IN FISCAL YEAR 2022 | For | None | 900 | 0 | 0 | 0 | |||||
18 | ADOPTION OF RESOLUTIONS ON GRANTING DISCHARGE TO THE MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY WHO HELD THEIR POSITIONS IN THE 2022 FINANCIAL YEAR | For | None | 900 | 0 | 0 | 0 | |||||
19 | CLOSING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
20 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
PT ULTRAJAYA MILK INDUSTRY & TRADING CO TBK | ||||||||||||
Security: | Y7145S169 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2023 | ||||||||||
ISIN | ID1000063100 | Vote Deadline Date: | 14-Jun-2023 | |||||||||
Agenda | 717293942 | Management | Total Ballot Shares: | 17211500 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A PROPOSAL REGARDING THE RECALL OF SHARES THAT HAVE BEEN BOUGHT BACK BY REDUCING THE CAPITAL | For | None | 1801300 | 0 | 0 | 0 | |||||
2 | A PROPOSAL TO AMENDMENTS ARTICLE 3 OF THE COMPANYS ARTICLES OF ASSOCIATION CONCERNING THE AIMS AND OBJECTIVES AND BUSINESS ACTIVITIES OF THE COMPANY, TO BE ADJUSTED TO THE COMPANYS BUSINESS ACTIVITIES IN ACCORDANCE WITH THE STANDARD CLASSIFICATION OF INDONESIAN BUSINESS FIELDS (KBLI) YEAR 2017 WHICH HAS BEEN UPDATED IN 2020 | For | None | 1801300 | 0 | 0 | 0 | |||||
PT ULTRAJAYA MILK INDUSTRY & TRADING CO TBK | ||||||||||||
Security: | Y7145S169 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2023 | ||||||||||
ISIN | ID1000063100 | Vote Deadline Date: | 14-Jun-2023 | |||||||||
Agenda | 717293839 | Management | Total Ballot Shares: | 17211500 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A PROPOSAL OF 2022 ANNUAL REPORT, INCLUDING 2022 AUDITED FINANCIAL STATEMENT AND BOARD OF COMMISSIONERS REPORT, TO OBTAIN APPROVAL AND RATIFICATION FROM THE MEETING | For | None | 1801300 | 0 | 0 | 0 | |||||
2 | A PROPOSAL ON DETERMINING THE APPROPRIATION OF THE COMPANY NET PROFIT FOR THE FISCAL YEAR OF 2022 | For | None | 1801300 | 0 | 0 | 0 | |||||
3 | APPOINTMENT OF THE PUBLIC ACCOUNTANT THAT WILL CONDUCT AUDIT THE COMPANY'S FINANCIAL STATEMENT FOR THE FISCAL YEAR OF 2023 | For | None | 1801300 | 0 | 0 | 0 | |||||
PT MITRA ADIPERKASA TBK | ||||||||||||
Security: | Y71299104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Jun-2023 | ||||||||||
ISIN | ID1000099807 | Vote Deadline Date: | 15-Jun-2023 | |||||||||
Agenda | 717299956 | Management | Total Ballot Shares: | 26567100 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF ANNUAL REPORTS AND ANNUAL FINANCIAL REPORTS | For | None | 3018800 | 0 | 0 | 0 | |||||
2 | APPROVAL OF THE USE OF NET PROFIT | For | None | 3018800 | 0 | 0 | 0 | |||||
3 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT AND / OR PUBLIC ACCOUNTING FIRM | For | None | 3018800 | 0 | 0 | 0 | |||||
4 | CHANGES IN THE COMPOSITION OF MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD COMMISSIONER OF THE COMPANY | For | None | 3018800 | 0 | 0 | 0 | |||||
WIRTUALNA POLSKA HOLDING S.A. | ||||||||||||
Security: | X980FL112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jun-2023 | ||||||||||
ISIN | PLWRTPL00027 | Vote Deadline Date: | 05-Jun-2023 | |||||||||
Agenda | 717294691 | Management | Total Ballot Shares: | 26486 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
3 | OPENING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
4 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 7308 | 0 | 0 | 0 | |||||
5 | CONFIRMATION OF THE CORRECTNESS OF CONVENING THE ORDINARY GENERAL MEETING AND ITS ABILITY TO ADOPT RESOLUTIONS | For | None | 7308 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING | For | None | 7308 | 0 | 0 | 0 | |||||
7 | PRESENTATION BY THE MANAGEMENT BOARD: THE COMPANY S SEPARATE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
8 | PRESENTATION BY THE MANAGEMENT BOARD: THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP FOR THE YEAR ENDED DECEMBER 31, 2022, TOGETHER WITH THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE COMPANY AND THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP. FOR THE PERIOD OF 3 AND 12 MONTHS ENDED DECEMBER 31, 20 | For | None | 7308 | 0 | 0 | 0 | |||||
9 | PRESENTATION BY THE MANAGEMENT BOARD: THE PROPOSAL OF THE MANAGEMENT BOARD REGARDING THE DISTRIBUTION OF THE COMPANY S PROFIT FOR THE FINANCIAL YEAR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
10 | CONSIDERATION: REPORTS OF THE COMPANY S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT: THE COMPANY S SEPARATE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
11 | CONSIDERATION: REPORTS OF THE COMPANY S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT:OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP FOR THE YEAR ENDED DECEMBER 31, 2022, TOGETHER WITH THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE COMPANY AND THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP | For | None | 7308 | 0 | 0 | 0 | |||||
12 | CONSIDERATION: REPORTS OF THE COMPANY S SUPERVISORY BOARD ON THE RESULTS OF THE ASSESSMENT: THE PROPOSAL OF THE MANAGEMENT BOARD REGARDING THE ALLOCATION OF THE COMPANY S PROFIT FOR THE FINANCIAL YEAR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
13 | CONSIDERATION: REPORT ON THE ACTIVITIES OF THE SUPERVISORY BOARD AND THE AUDIT COMMITTEE OF THE SUPERVISORY BOARD OF THE COMPANY IN THE FINANCIAL YEAR 2022, TOGETHER WITH AN ASSESSMENT OF THE SITUATION OF WIRTUALNA POLSKA HOLDING S.A. DRAWN UP IN ACCORDANCE WITH ART. 382 PAR 31 ITEMS 2 5 OF THE CODE OF COMMERCIAL COMPANIES AND IN ACCORDANCE WITH TH | For | None | 7308 | 0 | 0 | 0 | |||||
14 | CONSIDERATION AND APPROVAL OF THE COMPANY S SEPARATE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
15 | CONSIDERATION AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP FOR THE YEAR ENDED DECEMBER 31, 2022 AND THE MANAGEMENT BOARD S REPORT ON THE ACTIVITIES OF THE COMPANY AND THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP. FOR THE PERIOD OF 3 AND 12 MONTHS ENDED DECEMBER 31, 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
16 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE COMPANY S PROFIT FOR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
17 | ADOPTION OF RESOLUTIONS ON DISCHARGING MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY FROM THE PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
18 | ADOPTION OF RESOLUTIONS ON DISCHARGING THE MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY FROM THE PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
19 | ADOPTION OF A RESOLUTION EXPRESSING AN OPINION ON THE REMUNERATION REPORT FOR MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF THE COMPANY FOR THE FINANCIAL YEAR 2022 | For | None | 7308 | 0 | 0 | 0 | |||||
20 | ADOPTING RESOLUTIONS ON AMENDING THE COMPANY S ARTICLES OF ASSOCIATION AND ADOPTING THE CONSOLIDATED TEXT OF THE ARTICLES OF ASSOCIATION | For | None | 7308 | 0 | 0 | 0 | |||||
21 | FREE REQUESTS | For | None | 7308 | 0 | 0 | 0 | |||||
22 | CLOSING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
23 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
ERGOMED PLC | ||||||||||||
Security: | G3R92F103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | GB00BN7ZCY67 | Vote Deadline Date: | 16-Jun-2023 | |||||||||
Agenda | 717296037 | Management | Total Ballot Shares: | 94056 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 18100 | 0 | 0 | 0 | |||||
2 | REAPPOINT KPMG, DUBLIN AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 18100 | 0 | 0 | 0 | |||||
3 | ELECT ANNE WHITAKER AS DIRECTOR | For | None | 18100 | 0 | 0 | 0 | |||||
4 | ELECT JONATHAN CURTAIN AS DIRECTOR | For | None | 18100 | 0 | 0 | 0 | |||||
5 | RE-ELECT LLEW KELTNER AS DIRECTOR | For | None | 18100 | 0 | 0 | 0 | |||||
6 | AUTHORISE ISSUE OF EQUITY | For | None | 18100 | 0 | 0 | 0 | |||||
7 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 18100 | 0 | 0 | 0 | |||||
8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 18100 | 0 | 0 | 0 | |||||
LINICAL CO.,LTD. | ||||||||||||
Security: | J3903A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | JP3974530002 | Vote Deadline Date: | 20-Jun-2023 | |||||||||
Agenda | 717369400 | Management | Total Ballot Shares: | 684300 | ||||||||
Last Vote Date: | 07-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee, Approve Minor Revisions | For | None | 146400 | 0 | 0 | 0 | |||||
3 | Appoint a Director who is not Audit and Supervisory Committee Member Hatano, Kazuhiro | For | None | 146400 | 0 | 0 | 0 | |||||
4 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Keigo | For | None | 146400 | 0 | 0 | 0 | |||||
5 | Appoint a Director who is not Audit and Supervisory Committee Member Kawai, Jun | For | None | 146400 | 0 | 0 | 0 | |||||
6 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Akihiro | For | None | 146400 | 0 | 0 | 0 | |||||
7 | Appoint a Director who is not Audit and Supervisory Committee Member Miyazaki, Masaya | For | None | 146400 | 0 | 0 | 0 | |||||
8 | Appoint a Director who is not Audit and Supervisory Committee Member Sakamoto, Isao | For | None | 146400 | 0 | 0 | 0 | |||||
9 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Shiori | For | None | 146400 | 0 | 0 | 0 | |||||
10 | Appoint a Director who is not Audit and Supervisory Committee Member Sugiyama, Eri | For | None | 146400 | 0 | 0 | 0 | |||||
11 | Appoint a Director who is not Audit and Supervisory Committee Member Nishimura, Satoko | For | None | 146400 | 0 | 0 | 0 | |||||
12 | Appoint a Director who is Audit and Supervisory Committee Member Nakashima, Yoshiaki | For | None | 146400 | 0 | 0 | 0 | |||||
13 | Appoint a Director who is Audit and Supervisory Committee Member Murakami, Yuichi | For | None | 146400 | 0 | 0 | 0 | |||||
14 | Appoint a Director who is Audit and Supervisory Committee Member Ando, Yoshimitsu | For | None | 146400 | 0 | 0 | 0 | |||||
15 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Shimomura, Kyoichi | For | None | 146400 | 0 | 0 | 0 | |||||
16 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | For | None | 146400 | 0 | 0 | 0 | |||||
17 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | For | None | 146400 | 0 | 0 | 0 | |||||
MY E.G.SERVICES BERHAD | ||||||||||||
Security: | Y6147P116 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | MYQ0138OO006 | Vote Deadline Date: | 15-Jun-2023 | |||||||||
Agenda | 717169898 | Management | Total Ballot Shares: | 10130300 | ||||||||
Last Vote Date: | 08-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE PAYMENT OF A FINAL SINGLE-TIER DIVIDEND OF 1.17 SEN PER ORDINARY SHARE IN RESPECT OF THE FY2022 | For | None | 1288100 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AND BENEFITS TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES AMOUNTING TO RM763,560 FOR THE FY2022 | For | None | 1288100 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO CLAUSE 94 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE OFFER THEMSELVES FOR RE-ELECTION: DATO' DR NORRAESAH BINTI HAJI MOHAMAD | For | None | 1288100 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO CLAUSE 94 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE OFFER THEMSELVES FOR RE-ELECTION: DATUK MOHD JIMMY WONG BIN ABDULLAH | For | None | 1288100 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT TGS TW PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1288100 | 0 | 0 | 0 | |||||
6 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN ORDINARY SHARES BY THE COMPANY | For | None | 1288100 | 0 | 0 | 0 | |||||
7 | PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY THE DIRECTORS AND WAIVER OF PRE-EMPTIVE RIGHTS PURSUANT TO THE ACT | For | None | 1288100 | 0 | 0 | 0 | |||||
8 | PROPOSED RENEWAL OF AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE NEW MYEG SHARES IN RELATION TO THE DIVIDEND REINVESTMENT PLAN ("DRP") THAT PROVIDES SHAREHOLDERS WITH AN OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND IN MYEG SHARES | For | None | 1288100 | 0 | 0 | 0 | |||||
PRESTIGE INTERNATIONAL INC. | ||||||||||||
Security: | J6401L105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2023 | ||||||||||
ISIN | JP3833620002 | Vote Deadline Date: | 20-Jun-2023 | |||||||||
Agenda | 717367987 | Management | Total Ballot Shares: | 337600 | ||||||||
Last Vote Date: | 07-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 121000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Tamagami, Shinichi | For | None | 121000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Sekine, Hiroshi | For | None | 121000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Yoshida, Nao | For | None | 121000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Seki, Toshiaki | For | None | 121000 | 0 | 0 | 0 | |||||
7 | Appoint a Director Takagi, Izumi | For | None | 121000 | 0 | 0 | 0 | |||||
8 | Appoint a Director Koeda, Masayo | For | None | 121000 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Sugiyama, Masaru | For | None | 121000 | 0 | 0 | 0 | |||||
10 | Appoint a Corporate Auditor Hara, Katsuhiko | For | None | 121000 | 0 | 0 | 0 | |||||
11 | Appoint a Corporate Auditor Ono, Masaru | For | None | 121000 | 0 | 0 | 0 | |||||
SECURITY NATIONAL FINANCIAL CORPORATION | ||||||||||||
Security: | 814785309 | Meeting Type: | Annual | |||||||||
Ticker: | SNFCA | Meeting Date: | 23-Jun-2023 | |||||||||
ISIN | US8147853092 | Vote Deadline Date: | 22-Jun-2023 | |||||||||
Agenda | 935863438 | Management | Total Ballot Shares: | 19400 | ||||||||
Last Vote Date: | 10-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
Scott M. Quist | 19400 | 0 | 0 | 0 | ||||||||
Ludmya B. Love | 19400 | 0 | 0 | 0 | ||||||||
Adam G. Quist | 19400 | 0 | 0 | 0 | ||||||||
H. Craig Moody | 19400 | 0 | 0 | 0 | ||||||||
Jason G. Overbaugh | 19400 | 0 | 0 | 0 | ||||||||
John L. Cook | 19400 | 0 | 0 | 0 | ||||||||
Robert G. Hunter, M.D. | 19400 | 0 | 0 | 0 | ||||||||
Gilbert A. Fuller | 19400 | 0 | 0 | 0 | ||||||||
Shital A. Mehta | 19400 | 0 | 0 | 0 | ||||||||
S. Andrew Quist | 19400 | 0 | 0 | 0 | ||||||||
2 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | For | None | 19400 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
3 | Approval of a non-binding, advisory resolution to determine whether, during the next six years, the company's shareholders will be asked to approve, on an advisory basis, the compensation of the company's named executive officers every one, two or three years. | None | 0 | 0 | 19400 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
4 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ended December 31, 2023. | For | None | 19400 | 0 | 0 | 0 | |||||
KOUKANDEKIRUKUN,INC. | ||||||||||||
Security: | J36405108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jun-2023 | ||||||||||
ISIN | JP3286350008 | Vote Deadline Date: | 19-Jun-2023 | |||||||||
Agenda | 717323339 | Management | Total Ballot Shares: | 36200 | ||||||||
Last Vote Date: | 02-Jun-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Appoint a Director Kurihara, Masaru | For | None | 9200 | 0 | 0 | 0 | |||||
2 | Appoint a Director Sato, Koji | For | None | 9200 | 0 | 0 | 0 | |||||
3 | Appoint a Director Yoshida, Masahiro | For | None | 9200 | 0 | 0 | 0 | |||||
4 | Appoint a Director Yoshino, Noboru | For | None | 9200 | 0 | 0 | 0 | |||||
BOKU INC | ||||||||||||
Security: | U7744C106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jun-2023 | ||||||||||
ISIN | USU7744C1063 | Vote Deadline Date: | 22-Jun-2023 | |||||||||
Agenda | 717312071 | Management | Total Ballot Shares: | 1065854 | ||||||||
Last Vote Date: | 31-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF JONATHAN PRIDEAUX AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 110500 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF MARK BRITTO AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 110500 | 0 | 0 | 0 | |||||
3 | ELECTION OF LOREN SHUSTER AS A CLASS III DIRECTOR OF THE COMPANY | For | None | 110500 | 0 | 0 | 0 | |||||
4 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ("PWC") AS AUDITOR OF THE COMPANY | For | None | 110500 | 0 | 0 | 0 | |||||
5 | AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO DETERMINE PWCS REMUNERATION | For | None | 110500 | 0 | 0 | 0 | |||||
6 | APPROVE, ON AN ADVISORY BASIS, THE DIRECTORS REMUNERATION REPORT SET OUT ON PAGES 46-52 (INCLUSIVE) IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | For | None | 110500 | 0 | 0 | 0 | |||||
WINFARM SA | ||||||||||||
Security: | F4633A108 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 30-Jun-2023 | ||||||||||
ISIN | FR0014000P11 | Vote Deadline Date: | 23-Jun-2023 | |||||||||
Agenda | 717296835 | Management | Total Ballot Shares: | 84998 | ||||||||
Last Vote Date: | 30-May-2023 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
4 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
5 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31 2022. APPROVAL OF NON- TAX DEDUCTIBLE EXPENSES AND CHARGES | For | None | 11630 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FINANCIAL YEAR | For | None | 11630 | 0 | 0 | 0 | |||||
7 | ALLOCATION OF THE RESULT FOR THE SAID FINANCIAL YEAR | For | None | 11630 | 0 | 0 | 0 | |||||
8 | STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS AND COMMITMENTS AND RATIFICATION OF A NEW AGREEMENTS | For | None | 11630 | 0 | 0 | 0 | |||||
9 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICE ETIENNE AS DIRECTOR | For | None | 11630 | 0 | 0 | 0 | |||||
10 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LE MEUR AS DIRECTOR | For | None | 11630 | 0 | 0 | 0 | |||||
11 | RENEWAL OF THE TERM OF OFFICE OF MR. VICTOR ETIENNE AS DIRECTOR | For | None | 11630 | 0 | 0 | 0 | |||||
12 | RENEWAL OF THE TERM OF OFFICE OF MR. MAXIME RAY AS DIRECTOR | For | None | 11630 | 0 | 0 | 0 | |||||
13 | RENEWAL OF THE TERM OF OFFICE OF MR. GEORGES SAMPEUR AS DIRECTOR | For | None | 11630 | 0 | 0 | 0 | |||||
14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO HAVE THE COMPANY BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 11630 | 0 | 0 | 0 | |||||
15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 11630 | 0 | 0 | 0 | |||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL OR GIVING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOUR OF A CATEGORY OF PERSONS MEETING SPECIFIC CHARACTERISTICS | For | None | 11630 | 0 | 0 | 0 | |||||
17 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTOR TO INCREASE THE AMOUNT OF ISSUANCES IN THE EVENT OF OVERSUBSCRIPTION | For | None | 11630 | 0 | 0 | 0 | |||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L. 3332-18 ET SEQ. OF THE FRENCH LABOUR CODE | For | None | 11630 | 0 | 0 | 0 | |||||
19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTOR TO GRANT STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS TO EMPLOYEES (AND/OR CERTAIN CORPORATE OFFICERS) | For | None | 11630 | 0 | 0 | 0 | |||||
20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH AN ALLOCATION OF SHARES FREE OF CHARGE IN FAVOUR OF EMPLOYEES (AND/OR CERTAIN CORPORATE OFFICERS) | For | None | 11630 | 0 | 0 | 0 | |||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO HARMONIZE THE ARTICLES OF THE BYLAWS TO COMPLY WITH LEGISLATIVE AND REGULATORY PROVISIONS | For | None | 11630 | 0 | 0 | 0 | |||||
22 | POWERS FOR FORMALITIES | For | None | 11630 | 0 | 0 | 0 | |||||
23 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0526/20230 5262302146.pdf | None | None | Non Voting | ||||||||
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SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPS Series Trust | |||
By: | /s/ Lucas Foss | ||
Lucas Foss | |||
President | |||
Date: | August 25, 2023 |
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