Docoh
Loading...

TPH Tri Pointe Homes

Filed: 10 Jun 20, 4:52pm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) June 10, 2020

 

 

 

 

TRI Pointe Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware 1-35796 61-1763235

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

19540 Jamboree Road, Suite 300

Irvine, California 92612

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (949) 438-1400

 

Not Applicable

(Former name or former address, if changed since last report.)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.01 per share TPH New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 8.01     Other Events

 

On June 10, 2020, TRI Pointe Group, Inc. (the “Company”) issued $350,000,000 aggregate principal amount of 5.700% Senior Notes due 2028 (the “Notes”) pursuant to the terms of an underwriting agreement dated June 3, 2020 (the “Underwriting Agreement”) among the Company, the guarantors named therein and Citigroup Global Markets Inc., as representative of the several underwriters named therein. The net proceeds from the offering were approximately $346.5 million, before expenses but after deducting the underwriting discount.

 

The Notes sold pursuant to the Underwriting Agreement were registered under the Company’s registration statement on Form S-3 filed on June 3, 2020 (File No. 333-238897) and were issued pursuant to an indenture between the Company and U.S. Bank National Association, as trustee (the “Trustee”), dated as of May 23, 2016 (the “Base Indenture”), as supplemented by the fifth supplemental indenture between the Company, the guarantors party thereto and the Trustee, dated as of June 10, 2020 (the “Fifth Supplemental Indenture”).

 

The foregoing descriptions of the Underwriting Agreement, the Base Indenture and the Fifth Supplemental Indenture are qualified in their entirety by the terms of such agreements, which are filed as Exhibit 1.1 hereto, Exhibit 4.9 to the registration statement on Form S-3 filed June 3, 2020 and Exhibit 4.1 hereto, respectively, and incorporated herein by reference. The foregoing description of the Notes is qualified in its entirety by reference to the full text of the form of the 5.700% Senior Note due 2028, which is filed hereto as Exhibit 4.2, and incorporated herein by reference.

  

Item 9.01     Financial Statements and Exhibits

 

(d)     Exhibits.

 

1.1 Underwriting Agreement, dated as of June 3, 2020, among TRI Pointe Group, Inc., the guarantors named therein and Citigroup Global Markets Inc., as representative of the several underwriters named therein
   
4.1 Fifth Supplemental Indenture, dated as of June 10, 2020, among TRI Pointe Group, Inc., the guarantors party thereto and U.S. Bank National Association, as trustee
   
4.2 Form of 5.700% Senior Note due 2028
   
5.1 Opinion of Gibson, Dunn and Crutcher LLP
   
5.2 Opinion of Chapoton Sanders Scarborough, LLP
   
5.3 Opinion of Titus Brueckner & Levine PLC
   
5.4 Opinion of Fikso Kretschmer Smith Dixon Ormseth PS
   
5.5 Opinion of McDonald Carano LLP
   
23.1 Consent of Gibson, Dunn and Crutcher LLP (included in Exhibit 5.1)
   
23.2 Consent of Chapoton Sanders Scarborough, LLP (included in Exhibit 5.2)
   
23.3 Consent of Titus Brueckner & Levine PLC (included in Exhibit 5.3)
   
23.4 Consent of Fikso Kretschmer Smith Dixon Ormseth PS (included in Exhibit 5.4)
   
23.5 Consent of McDonald Carano LLP (included in Exhibit 5.5)
   
104 Cover Page Interactive Data File, formatted in Inline XBRL

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 10, 2020 
  
 TRI Pointe Group, Inc.
  
 By  /s/ David C. Lee  
  David C. Lee
   Vice President, General Counsel and Secretary