The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 3,171 | 28,958 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 4,287 | 40,010 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 290 | 1,246 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,219 | 696 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 948 | 541 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 840 | 258 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,770 | 43,482 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,806 | 7,791 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 784 | 2,869 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 525 | 3,123 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 209 | 4,107 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 383 | 7,413 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 463 | 13,515 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 692 | 6,420 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 265 | 5,285 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 17,133 | 153,221 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 510 | 5,371 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 273 | 13,518 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 1,089 | 19,202 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 5,384 | 89,673 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 10,099 | 391,416 | SH | SOLE | 0 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 517 | 6,825 | SH | SOLE | 0 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 339 | 1,592 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13,245 | 42,216 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 46137V332 | 279 | 1,066 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 4,077 | 31,963 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 46137V506 | 1,332 | 40,504 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 287 | 10,241 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 457 | 25,220 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 924 | 9,604 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 626 | 4,903 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 270 | 720 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 378 | 7,319 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 205 | 1,602 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 266 | 3,647 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 246 | 2,537 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 227 | 2,210 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 903 | 13,166 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 516 | 2,245 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 761 | 2,149 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 3,717 | 24,536 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 607 | 4,442 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,030 | 14,258 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 4,120 | 17,087 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 3,582 | 16,909 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,396 | 12,223 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 409 | 4,609 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 421 | 1,885 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 324 | 3,760 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 269 | 2,771 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 527 | 2,142 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 787 | 8,562 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 1,160 | 21,033 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 534 | 13,871 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 516 | 7,608 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 840 | 7,227 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 363 | 5,854 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | BLACKROCK ULTRA | 46434V878 | 11,758 | 232,732 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,731 | 34,076 | SH | SOLE | 0 | 0 | 0 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 318 | 7,713 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 263 | 1,180 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 1,066 | 64,899 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 857 | 66,566 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 641 | 42,140 | SH | SOLE | 0 | 0 | 0 | ||
PACER FDS TR | US CASH COWS 100 | 69374H881 | 486 | 14,484 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 266 | 1,746 | SH | SOLE | 0 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 287 | 17,766 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,881 | 21,079 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,512 | 8,480 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P PHARMAC | 78464A722 | 2,904 | 55,778 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 3,899 | 36,803 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 229 | 1,628 | SH | SOLE | 0 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 288 | 940 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 256 | 609 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 396 | 4,350 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 316 | 4,634 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,538 | 50,178 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 226 | 7,995 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | 651 | 14,492 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 224 | 3,499 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 416 | 11,552 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 537 | 8,656 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 13,877 | 122,329 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 9,375 | 138,993 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 624 | 3,878 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 751 | 25,481 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,428 | 16,122 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 17,753 | 136,540 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 6,987 | 103,538 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 5,448 | 86,889 | SH | SOLE | 0 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 735 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 223 | 2,087 | SH | SOLE | 0 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 168 | 30,462 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 2,916 | 47,029 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 219 | 1,552 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 563 | 9,358 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 247 | 2,694 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 836 | 16,369 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 256 | 5,103 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 813 | 4,674 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 200 | 2,749 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 233 | 1,040 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 410 | 1,160 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 582 | 4,240 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,741 | 5,066 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 744 | 6,256 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,737 | 8,193 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 456 | 1,705 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 641 | 4,506 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,830 | 8,848 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 3,612 | 20,552 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,619 | 14,287 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 929 | 7,811 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 5,412 | 27,798 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 286 | 1,467 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,185 | 20,173 | SH | SOLE | 0 | 0 | 0 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 1,405 | 22,528 | SH | SOLE | 0 | 0 | 0 | ||
VICTORY PORTFOLIOS II | VS NASDQ NXT 50 | 92647X806 | 301 | 9,477 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | CURRNCY INT EQ | 97717X263 | 566 | 20,333 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 559 | 14,087 | SH | SOLE | 0 | 0 | 0 |