LADR Ladder Capital

Filed: 29 Dec 20, 4:16pm










Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of Earliest Event Reported): December 29, 2020


Ladder Capital Corp
(Exact name of registrant as specified in its charter)


(State or other jurisdiction(Commission(I.R.S. Employer
of incorporation)File Number)Identification No.)


345 Park Avenue, 8th Floor 10154
New York, New York (Zip Code)
(Address of principal executive offices)  


Registrant’s telephone number, including area code: (212) 715-3170


Not Applicable

Former name or former address, if changed since last report


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))


¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of Each Class Trading Symbol(s) Name of Each
Exchange on Which Registered
Class A common stock, $0.001 par value LADR New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






Item 7.01Regulation FD Disclosure.


As previously disclosed, on April 30, 2020, Ladder Capital Corp (the “Company”) issued to Beaverhead Capital, LLC (the “Koch affiliate”), an affiliate of Koch Real Estate Investments, LLC, a right to purchase (the “Purchase Right”) up to four million shares of the Company’s Class A common stock at a price of $8.00 per share.


On December 29, 2020, the Koch affiliate exercised the Purchase Right in full, resulting in the Company issuing four million shares and the Koch affiliate investing $32.0 million in the Company’s Class A common stock. The Company also issued a press release regarding the foregoing, a copy of which is furnished herewith as Exhibit 99.1.


Item 9.01.Financial Statements and Exhibits.


(d) Exhibits


Exhibit No. Description
99.1 Press Release.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: December 29, 2020LADDER CAPITAL CORP
 By:/s/ Marc Fox
 Name:Marc Fox
 Title:Chief Financial Officer