The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 13,562 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 257,005 | 66,313,000 | PRN | SOLE | 66,313,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 11,929 | 71,245 | SH | SOLE | 71,245 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 485 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AMBER RD INC | COM | 02318Y108 | 2,645 | 202,555 | SH | SOLE | 202,555 | 0 | 0 | ||
AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | 496 | 14,250 | SH | SOLE | 14,250 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 27,638 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 39,175 | 555,200 | SH | SOLE | 555,200 | 0 | 0 | ||
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 53,823 | 13,725,000 | PRN | SOLE | 13,725,000 | 0 | 0 | ||
AQUANTIA CORP | COM | 03842Q108 | 3,308 | 253,876 | SH | SOLE | 253,876 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 11,119 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 1,978 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BARNES & NOBLE INC | COM | 067774109 | 1,673 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,338 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 900 | 10,500 | SH | Call | SOLE | 10,500 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,799 | 21,000 | SH | Put | SOLE | 21,000 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 1,712 | 913 | SH | SOLE | 913 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 1,874 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 16,420 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 6,331 | 537,000 | SH | Put | SOLE | 537,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 1,179 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 128,591 | 74,762,000 | PRN | SOLE | 74,762,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 46,220 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 5,242 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 39 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CONATUS PHARMACEUTICALS INC | COM | 20600T108 | 3 | 11,700 | SH | Call | SOLE | 11,700 | 0 | 0 | |
CONTROL4 CORP | COM | 21240D107 | 2,375 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CRANE CO | COM | 224399105 | 834 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CRAY INC | COM NEW | 225223304 | 10,446 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 7,010 | 246,400 | SH | SOLE | 246,400 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 4,578 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ENTERA BIO LTD | *W EXP 06/27/202 | M40527117 | 129 | 311,923 | SH | Call | SOLE | 311,923 | 0 | 0 | |
ENTERA BIO LTD | SHS | M40527109 | 1,267 | 369,442 | SH | SOLE | 369,442 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 38,169 | 1,410,000 | SH | SOLE | 1,410,000 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,250 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 10,933 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 6,129 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,193 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 14,941 | 1,152,900 | SH | Call | SOLE | 1,152,900 | 0 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 55,423 | 226,058 | SH | SOLE | 226,058 | 0 | 0 | ||
LEGACY TEX FINL GROUP INC | COM | 52471Y106 | 1,614 | 39,634 | SH | SOLE | 39,634 | 0 | 0 | ||
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 18,627 | 389,762 | SH | SOLE | 389,762 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 4,231 | 156,763 | SH | SOLE | 156,763 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 106,412 | 2,917,800 | SH | Put | SOLE | 2,917,800 | 0 | 0 | |
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 37,643 | 37,643,000 | PRN | SOLE | 37,643,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 9,960 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 11,071 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
MULTI COLOR CORP | COM | 625383104 | 0 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 42,805 | 25,124,000 | PRN | SOLE | 25,124,000 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 39 | 134,000 | SH | Call | SOLE | 134,000 | 0 | 0 | |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 10,106 | 204,000 | SH | SOLE | 204,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 9,075 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 2,355 | 50,100 | SH | SOLE | 50,100 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 45,062 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 16,957 | 843,200 | SH | Put | SOLE | 843,200 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 36,521 | 40,256,000 | PRN | SOLE | 40,256,000 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 335 | 644,000 | SH | SOLE | 644,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 124,705 | 56,000,000 | PRN | SOLE | 56,000,000 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 425 | 180,000 | SH | Call | SOLE | 180,000 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 19,478 | 190,250 | SH | SOLE | 190,250 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 527,544 | 1,800,000 | SH | Put | SOLE | 1,800,000 | 0 | 0 | |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 9,141 | 112,500 | SH | Put | SOLE | 112,500 | 0 | 0 | |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 132,205 | 41,638,000 | PRN | SOLE | 41,638,000 | 0 | 0 | ||
STEWART INFORMATION SVCS COR | COM | 860372101 | 4,095 | 101,138 | SH | SOLE | 101,138 | 0 | 0 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 1,241 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 28,283 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
SURMODICS INC | COM | 868873100 | 23,742 | 550,100 | SH | Call | SOLE | 550,100 | 0 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 20,968 | 126,300 | SH | SOLE | 126,300 | 0 | 0 | ||
TCF FINL CORP | COM | 872275102 | 4,781 | 229,985 | SH | SOLE | 229,985 | 0 | 0 | ||
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 912 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 2,948 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
TOTAL SYS SVCS INC | COM | 891906109 | 321 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 78,661 | 162,600 | SH | Put | SOLE | 162,600 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 10,400 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 7,550 | 340,100 | SH | SOLE | 340,100 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 402 | 7,800 | SH | Put | SOLE | 7,800 | 0 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 8,627 | 167,254 | SH | SOLE | 167,254 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 24,531 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
WAGEWORKS INC | COM | 930427109 | 1,016 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 42,793 | 16,941,000 | PRN | SOLE | 16,941,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 116,881 | 39,040,000 | PRN | SOLE | 39,040,000 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 22,701 | 185,240 | SH | SOLE | 185,240 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 14,516 | 9,775,000 | PRN | SOLE | 9,775,000 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 13,487 | 409,819 | SH | SOLE | 409,819 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 15,235 | 319,000 | SH | Put | SOLE | 319,000 | 0 | 0 |