The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,370 | 38,100 | SH | Put | SOLE | 38,100 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 9,460 | 263,000 | SH | Call | SOLE | 263,000 | 0 | 0 | |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 16,788 | 515,453 | SH | SOLE | 515,453 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 294,960 | 78,774,000 | PRN | SOLE | 78,774,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 35,341 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 758 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ANTERIX INC | COM | 03676C100 | 12,135 | 335,600 | SH | Call | SOLE | 335,600 | 0 | 0 | |
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 61,059 | 18,234,000 | PRN | SOLE | 18,234,000 | 0 | 0 | ||
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 1,604 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AVANTOR INC | COM | 05352A100 | 147 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AXOVANT GENE THERAPIES LTD | COM | G0750W203 | 2,033 | 315,700 | SH | Call | SOLE | 315,700 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 70,668 | 303,400 | SH | Call | SOLE | 303,400 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,537 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 404 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,820 | 27,000 | SH | Put | SOLE | 27,000 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 300 | 153 | SH | SOLE | 153 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 1,962 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 138,605 | 81,263,230 | PRN | SOLE | 81,263,230 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 436 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CAMBREX CORP | COM | 132011107 | 7,140 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 3,013 | 164,900 | SH | Put | SOLE | 164,900 | 0 | 0 | |
CARBON BLACK INC | COM | 14081R103 | 5,980 | 230,087 | SH | SOLE | 230,087 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 44,685 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 108 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 3,850 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 939 | 219,479 | SH | SOLE | 219,479 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 2,740 | 111,300 | SH | SOLE | 111,300 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 7,816 | 116,524 | SH | SOLE | 116,524 | 0 | 0 | ||
ENTERA BIO LTD | *W EXP 06/27/202 | M40527117 | 162 | 324,672 | SH | Call | SOLE | 324,672 | 0 | 0 | |
ENTERA BIO LTD | SHS | M40527109 | 919 | 369,000 | SH | SOLE | 369,000 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,596 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
GENESEE & WYO INC | CL A | 371559105 | 6,909 | 62,516 | SH | SOLE | 62,516 | 0 | 0 | ||
GENOMIC HEALTH INC | COM | 37244C101 | 5,426 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
GOSSAMER BIO INC | COM | 38341P102 | 1,712 | 102,000 | SH | Call | SOLE | 102,000 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 4,339 | 258,600 | SH | Put | SOLE | 258,600 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 7,822 | 68,000 | SH | Put | SOLE | 68,000 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 1,426 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 2,190 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 1,509 | 202,000 | SH | Call | SOLE | 202,000 | 0 | 0 | |
LEGACY TEX FINL GROUP INC | COM | 52471Y106 | 3,031 | 69,634 | SH | SOLE | 69,634 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 2,003 | 84,200 | SH | SOLE | 84,200 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 1,793 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 165,737 | 3,311,400 | SH | Put | SOLE | 3,311,400 | 0 | 0 | |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 33,509 | 22,000,000 | PRN | SOLE | 22,000,000 | 0 | 0 | ||
MILACRON HLDGS CORP | COM | 59870L106 | 5,001 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 56,222 | 31,409,000 | PRN | SOLE | 31,409,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 863 | 44,900 | SH | SOLE | 44,900 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 5,160 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 85 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 4,476 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PRESIDIO INC | COM | 74102M103 | 3,211 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 1,496 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 6,457 | 557,100 | SH | Put | SOLE | 557,100 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 36,803 | 47,488,000 | PRN | SOLE | 47,488,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,373 | 31,500 | SH | Put | SOLE | 31,500 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 88,275 | 66,000,000 | PRN | SOLE | 66,000,000 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 13,820 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 296,820 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 74,205 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 206 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 206 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 122,449 | 44,853,000 | PRN | SOLE | 44,853,000 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 244 | 3,543 | SH | SOLE | 3,543 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 4,017 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 3,021 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 2,099 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 3,060 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
TWILIO INC | NOTE 0.250% 6/0 | 90138FAB8 | 1,675 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 3,265 | 180,100 | SH | SOLE | 180,100 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 413 | 7,800 | SH | Put | SOLE | 7,800 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 6,197 | 257,903 | SH | SOLE | 257,903 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 28,572 | 213,625 | SH | SOLE | 213,625 | 0 | 0 | ||
WAYFAIR INC | CL A | 94419L101 | 2,468 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 20,734 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 43,828 | 20,941,000 | PRN | SOLE | 20,941,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 123,935 | 41,940,000 | PRN | SOLE | 41,940,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 30,840 | 26,275,000 | PRN | SOLE | 26,275,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 1,032 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 15,249 | 449,819 | SH | SOLE | 449,819 | 0 | 0 |