The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 92,341 | 3,054,610 | SH | SOLE | 3,054,610 | 0 | 0 | ||
AKCEA THERAPEUTICS INC | COM | 00972L107 | 3,753 | 206,864 | SH | SOLE | 206,864 | 0 | 0 | ||
AMBAC FINL GROUP INC | COM NEW | 023139884 | 1,277 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 2,471 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 4,523 | 305,500 | SH | Put | SOLE | 305,500 | 0 | 0 | |
ANTERIX INC | COM | 03676C100 | 31,917 | 974,400 | SH | Call | SOLE | 974,400 | 0 | 0 | |
BJS RESTAURANTS INC | COM | 09180C106 | 2,001 | 68,000 | SH | Call | SOLE | 68,000 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 2,900 | 190,000 | SH | Put | SOLE | 190,000 | 0 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 8,548 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 7,997 | 4,675 | SH | SOLE | 4,675 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 679 | 301,615 | SH | SOLE | 301,615 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 309 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
CANTEL MED CORP | COM | 138098108 | 439 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 18,954 | 1,247,800 | SH | Put | SOLE | 1,247,800 | 0 | 0 | |
CEL-SCI CORP | COM PAR NEW | 150837607 | 2,154 | 169,200 | SH | Put | SOLE | 169,200 | 0 | 0 | |
CEL-SCI CORP | COM PAR NEW | 150837607 | 159 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 28,072 | 1,871,457 | SH | SOLE | 1,871,457 | 0 | 0 | ||
CINEMARK HLDGS INC | COM | 17243V102 | 9,004 | 900,000 | SH | Put | SOLE | 900,000 | 0 | 0 | |
CLEVELAND-CLIFFS INC NEW | DBCV 1.500% 1/1 | 185899AA9 | 16,004 | 15,500,000 | PRN | SOLE | 15,500,000 | 0 | 0 | ||
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 7,063 | 1,101,000 | SH | Put | SOLE | 1,101,000 | 0 | 0 | |
CORELOGIC INC | COM | 21871D103 | 3,857 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 5,778 | 349,966 | SH | SOLE | 349,966 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 3,431 | 50,683 | SH | SOLE | 50,683 | 0 | 0 | ||
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 12,533 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 16,895 | 861,988 | SH | SOLE | 861,988 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 94,017 | 1,878,466 | SH | SOLE | 1,878,466 | 0 | 0 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 6,945 | 1,573,100 | SH | Call | SOLE | 1,573,100 | 0 | 0 | |
ENTERA BIO LTD | SHS | M40527109 | 48 | 344,256 | SH | Call | SOLE | 344,256 | 0 | 0 | |
FALCON CAPITAL ACQUISITN COR | UNIT 08/20/2027 | 30606L207 | 1,544 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GCI LIBERTY INC | COM CLASS A | 36164V305 | 10,734 | 130,970 | SH | SOLE | 130,970 | 0 | 0 | ||
GUESS INC | COM | 401617105 | 7,847 | 675,000 | SH | Put | SOLE | 675,000 | 0 | 0 | |
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 19,980 | 24,800,000 | PRN | SOLE | 24,800,000 | 0 | 0 | ||
HUDSON LTD | COM CL A | G46408103 | 1,615 | 212,500 | SH | SOLE | 212,500 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 59,521 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 16,808 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 | 15,144 | 13,838,000 | PRN | SOLE | 13,838,000 | 0 | 0 | ||
LIVONGO HEALTH INC | COM | 539183103 | 96,618 | 689,883 | SH | SOLE | 689,883 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 841 | 9,261 | SH | SOLE | 9,261 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 17,867 | 196,700 | SH | Put | SOLE | 196,700 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 42,447 | 627,823 | SH | SOLE | 627,823 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 1,179 | 530,000 | PRN | SOLE | 530,000 | 0 | 0 | ||
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 25,939 | 494,260 | SH | SOLE | 494,260 | 0 | 0 | ||
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 13,985 | 174,400 | SH | Put | SOLE | 174,400 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 6,719 | 83,777 | SH | SOLE | 83,777 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | COM | 636220303 | 42,810 | 1,268,434 | SH | SOLE | 1,268,434 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 6,202 | 292,500 | SH | Put | SOLE | 292,500 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 27,728 | 3,243,039 | SH | SOLE | 3,243,039 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 8,729 | 510,000 | SH | Put | SOLE | 510,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 75,766 | 52,028,000 | PRN | SOLE | 52,028,000 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 3,692 | 297,900 | SH | Call | SOLE | 297,900 | 0 | 0 | |
PERCEPTRON INC | COM | 71361F100 | 68 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 7,331 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
ROSETTA STONE INC | COM | 777780107 | 16,389 | 546,658 | SH | SOLE | 546,658 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 10,967 | 117,500 | SH | Call | SOLE | 117,500 | 0 | 0 | |
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 16,687 | 257,800 | SH | SOLE | 257,800 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 1,229 | 19,000 | SH | Put | SOLE | 19,000 | 0 | 0 | |
SOGOU INC | ADR REPSTG A | 83409V104 | 889 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,846,608 | 8,500,000 | SH | Put | SOLE | 8,500,000 | 0 | 0 | |
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 2,890 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 1,610 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 17,745 | 73,600 | SH | Put | SOLE | 73,600 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 3,445 | 14,297 | SH | SOLE | 14,297 | 0 | 0 | ||
STAMPS COM INC | COM NEW | 852857200 | 8,077 | 33,500 | SH | Call | SOLE | 33,500 | 0 | 0 | |
TAUBMAN CTRS INC | COM | 876664103 | 2,682 | 80,560 | SH | SOLE | 80,560 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 60,347 | 1,541,424 | SH | SOLE | 1,541,424 | 0 | 0 | ||
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 11,492 | 623,194 | SH | SOLE | 623,194 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 73,667 | 635,881 | SH | SOLE | 635,881 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 1,088 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 768 | 78,000 | SH | SOLE | 78,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 3,561 | 485,500 | SH | Put | SOLE | 485,500 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 77,722 | 451,872 | SH | SOLE | 451,872 | 0 | 0 | ||
VESPER HEALTHCARE ACQSTN COR | UNIT 99/99/9999 | 92538T203 | 1,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 69,408 | 33,500,000 | PRN | SOLE | 33,500,000 | 0 | 0 | ||
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 11,411 | 3,040,000 | PRN | SOLE | 3,040,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 57,378 | 274,772 | SH | SOLE | 274,772 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 23,501 | 13,296,000 | PRN | SOLE | 13,296,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 83,130 | 2,722,000 | SH | SOLE | 2,722,000 | 0 | 0 | ||
ZILLOW GROUP INC | CL A | 98954M101 | 16,231 | 159,850 | SH | SOLE | 159,850 | 0 | 0 |