The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 7,296 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 40,622 | 260,000 | SH | SOLE | NONE | 260,000 | 0 | 0 | |
ALTIMAR ACQUISITION CORP | *W EXP 99/99/999 | G03707117 | 276 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
ALTIMAR ACQUISITION CORP | SHS CL A | G03707109 | 1,894 | 166,446 | SH | SOLE | NONE | 166,446 | 0 | 0 | |
AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 1,813 | 90,300 | SH | Put | SOLE | NONE | 90,300 | 0 | 0 |
ANTERIX INC | COM | 03676C100 | 1,551 | 41,200 | SH | Call | SOLE | NONE | 41,200 | 0 | 0 |
APHRIA INC | COM | 03765K104 | 346 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 12,772 | 52,200 | SH | Call | SOLE | NONE | 52,200 | 0 | 0 |
BIOTELEMETRY INC | COM | 090672106 | 15,858 | 220,000 | SH | SOLE | NONE | 220,000 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 3,749 | 193,000 | SH | Put | SOLE | NONE | 193,000 | 0 | 0 |
BMC STK HLDGS INC | COM | 05591B109 | 9,286 | 172,988 | SH | SOLE | NONE | 172,988 | 0 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 8,495 | 3,814 | SH | SOLE | NONE | 3,814 | 0 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 11,126 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 276 | 400,000 | SH | SOLE | NONE | 400,000 | 0 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 392 | 1,500 | SH | Put | SOLE | NONE | 1,500 | 0 | 0 |
CANTEL MED CORP | COM | 138098108 | 790 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
CARDTRONICS PLC | SHS CL A | G1991C105 | 706 | 20,000 | SH | SOLE | NONE | 20,000 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 29,395 | 1,357,400 | SH | Put | SOLE | NONE | 1,357,400 | 0 | 0 |
CBRE ACQUISITION HLDGS INC | UNIT 99/99/9999 | 12510J205 | 3,135 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 25,280 | 1,654,458 | SH | SOLE | NONE | 1,654,458 | 0 | 0 | |
CINEMARK HLDGS INC | COM | 17243V102 | 23,597 | 1,355,000 | SH | Put | SOLE | NONE | 1,355,000 | 0 | 0 |
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 2,981 | 204,700 | SH | Put | SOLE | NONE | 204,700 | 0 | 0 |
CONX CORP | UNIT 10/30/2027 | 212873202 | 3,150 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
CORELOGIC INC | COM | 21871D103 | 9,028 | 116,765 | SH | SOLE | NONE | 116,765 | 0 | 0 | |
CORELOGIC INC | COM | 21871D103 | 2,142 | 27,700 | SH | Call | SOLE | NONE | 27,700 | 0 | 0 |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 699 | 9,541 | SH | SOLE | NONE | 9,541 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 25,404 | 969,977 | SH | SOLE | NONE | 969,977 | 0 | 0 | |
DRAFTKINGS INC | COM CL A | 26142R104 | 1,164 | 25,000 | SH | Call | SOLE | NONE | 25,000 | 0 | 0 |
DUPONT DE NEMOURS INC | COM | 26614N102 | 5,689 | 80,000 | SH | SOLE | NONE | 80,000 | 0 | 0 | |
EATON VANCE CORP | COM NON VTG | 278265103 | 90,027 | 1,325,284 | SH | SOLE | NONE | 1,325,284 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 31,548 | 239,762 | SH | SOLE | NONE | 239,762 | 0 | 0 | |
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 1,569 | 230,600 | SH | Call | SOLE | NONE | 230,600 | 0 | 0 |
ETSY INC | COM | 29786A106 | 6,974 | 39,200 | SH | SOLE | NONE | 39,200 | 0 | 0 | |
FALCON CAPITAL ACQUISITN COR | *W EXP 08/20/202 | 30606L116 | 108 | 50,000 | SH | Call | SOLE | NONE | 50,000 | 0 | 0 |
FALCON CAPITAL ACQUISITN COR | COM CL A | 30606L108 | 1,581 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 4,746 | 8,265 | SH | SOLE | NONE | 8,265 | 0 | 0 | |
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 2,592 | 160,000 | SH | SOLE | NONE | 160,000 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 38 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
GOLDEN FALCON ACQUISITION CO | UNIT 99/99/9999 | 38102H208 | 3,120 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
GUESS INC | COM | 401617105 | 19,272 | 851,800 | SH | Put | SOLE | NONE | 851,800 | 0 | 0 |
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 16,873 | 15,065,000 | PRN | SOLE | NONE | 15,065,000 | 0 | 0 | |
HEALTH ASSURN ACQUISITION CO | UNIT 99/99/9999 | 42226W208 | 1,135 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
HIGHLAND TRANSCEND PARTNERS | UNIT 99/99/9999 | G44690116 | 2,100 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 40,552 | 451,425 | SH | SOLE | NONE | 451,425 | 0 | 0 | |
INPHI CORP | COM | 45772F107 | 45,034 | 280,641 | SH | SOLE | NONE | 280,641 | 0 | 0 | |
INVESTINDUSTRIAL ACQUISITION | UNIT 99/99/9999 | G4771L121 | 1,028 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3,531 | 145,780 | SH | SOLE | NONE | 145,780 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 | 14,568 | 11,498,000 | PRN | SOLE | NONE | 11,498,000 | 0 | 0 | |
LIVENT CORP | COM | 53814L108 | 1,885 | 100,000 | SH | Put | SOLE | NONE | 100,000 | 0 | 0 |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 49,152 | 554,446 | SH | SOLE | NONE | 554,446 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 1,058 | 11,437 | SH | SOLE | NONE | 11,437 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 7,996 | 86,500 | SH | Put | SOLE | NONE | 86,500 | 0 | 0 |
MOTIVE CAPITAL CORP | UNIT 99/99/9999 | G6293A129 | 3,162 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
NATIONAL GEN HLDGS CORP | COM | 636220303 | 41,024 | 1,200,240 | SH | SOLE | NONE | 1,200,240 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 14,255 | 292,500 | SH | Put | SOLE | NONE | 292,500 | 0 | 0 |
NORBORD INC | COM NEW | 65548P403 | 4,303 | 78,297 | SH | SOLE | NONE | 78,297 | 0 | 0 | |
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 20,594 | 810,000 | SH | Put | SOLE | NONE | 810,000 | 0 | 0 |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 16,007 | 8,600,000 | PRN | SOLE | NONE | 8,600,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | NOTE 1.250% 4/0 | 67020YAN0 | 17,777 | 7,800,000 | PRN | SOLE | NONE | 7,800,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 4,223 | 3,000,000 | PRN | SOLE | NONE | 3,000,000 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 2,551 | 22,400 | SH | SOLE | NONE | 22,400 | 0 | 0 | |
RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 8,685 | 4,000,000 | PRN | SOLE | NONE | 4,000,000 | 0 | 0 | |
REALPAGE INC | COM | 75606N109 | 24,183 | 277,199 | SH | SOLE | NONE | 277,199 | 0 | 0 | |
RMG ACQUISITION CORP II | UNIT 12/09/2025 | G76083115 | 1,110 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 8,701 | 116,500 | SH | SOLE | NONE | 116,500 | 0 | 0 | |
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 1,433 | 19,200 | SH | Put | SOLE | NONE | 19,200 | 0 | 0 |
SENIOR CONNECT ACQUISITN COR | UNIT 12/09/2023 | 81723H207 | 1,547 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 49,667 | 1,175,826 | SH | SOLE | NONE | 1,175,826 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,243,130 | 6,000,000 | SH | Put | SOLE | NONE | 6,000,000 | 0 | 0 |
SPIRIT AIRLS INC | COM | 848577102 | 11,340 | 463,700 | SH | Put | SOLE | NONE | 463,700 | 0 | 0 |
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 15,574 | 7,250,000 | PRN | SOLE | NONE | 7,250,000 | 0 | 0 | |
TCF FINL CORP | COM | 872307103 | 1,481 | 40,000 | SH | SOLE | NONE | 40,000 | 0 | 0 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 11,459 | 617,088 | SH | SOLE | NONE | 617,088 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 46,451 | 353,372 | SH | SOLE | NONE | 353,372 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 413 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
TORTOISE ACQUISITION CORP II | *W EXP 06/14/202 | G89554128 | 71 | 25,000 | SH | Call | SOLE | NONE | 25,000 | 0 | 0 |
TORTOISE ACQUISITION CORP II | UNIT 06/14/2027 | G89554110 | 1,128 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
TS INNOVATION ACQUISITN CORP | UNIT 99/99/9999 | 87284T209 | 3,093 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 4,027 | 270,646 | SH | SOLE | NONE | 270,646 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 8,287 | 494,000 | SH | Put | SOLE | NONE | 494,000 | 0 | 0 |
UNITED STATES STL CORP NEW | NOTE 5.000%11/0 | 912909AT5 | 38,195 | 25,400,000 | PRN | SOLE | NONE | 25,400,000 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 89,267 | 510,069 | SH | SOLE | NONE | 510,069 | 0 | 0 | |
WATFORD HLDGS LTD | SHS | G94787101 | 4,891 | 141,366 | SH | SOLE | NONE | 141,366 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 4,966 | 22,000 | SH | Put | SOLE | NONE | 22,000 | 0 | 0 |
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 29,037 | 17,271,000 | PRN | SOLE | NONE | 17,271,000 | 0 | 0 | |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 2,246 | 500,000 | PRN | SOLE | NONE | 500,000 | 0 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 63,491 | 301,361 | SH | SOLE | NONE | 301,361 | 0 | 0 | |
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 35,162 | 21,000,000 | PRN | SOLE | NONE | 21,000,000 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 26,924 | 13,296,000 | PRN | SOLE | NONE | 13,296,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 8,167 | 1,002,098 | SH | SOLE | NONE | 1,002,098 | 0 | 0 | |
XILINX INC | COM | 983919101 | 45,446 | 320,562 | SH | SOLE | NONE | 320,562 | 0 | 0 | |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 24,247 | 186,803 | SH | SOLE | NONE | 186,803 | 0 | 0 |