UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-22883
ARK ETF Trust
(Exact name of registrant as specified in charter)
c/o ARK Investment Management LLC
200 Central Avenue, Suite 1850
St. Petersburg, FL 33701
(Address of principal executive offices) (Zip code)
Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 426-7040
Date of fiscal year end: July 31
Date of reporting period: January 31, 2022
Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
(a) | The Report to Shareholders is attached herewith. |
SEMI-ANNUAL REPORT
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| Schedule of Investments | | | | | | | |
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ETF | | | Commencement Date | |
ARK Genomic Revolution ETF | | | 10/31/14 | |
ARK Autonomous Technology & Robotics ETF | | | 9/30/14 | |
ARK Innovation ETF | | | 10/31/14 | |
ARK Next Generation Internet ETF | | | 9/30/14 | |
ARK Fintech Innovation ETF | | | 2/4/19 | |
ARK Space Exploration & Innovation ETF | | | 3/30/21 | |
ARK Transparency ETF | | | 12/8/21 | |
The 3D Printing ETF | | | 7/19/16 | |
The ARK Israel Innovative Technology ETF | | | 12/5/17 | |
Chief Investment Officer and Chief Executive Officer
ARK Investment Management LLC
| | | Beginning Account Value 8/1/2021 | | | Ending Account Value 1/31/2022 | | | Annualized Expense Ratios for the Period | | | Expenses Paid During the Period(a) | | ||||||||||||
ARK Genomic Revolution ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 592.90 | | | | | | 0.75% | | | | | $ | 3.01 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.42 | | | | | | 0.75% | | | | | $ | 3.82 | | |
ARK Autonomous Technology & Robotics ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 820.30 | | | | | | 0.75% | | | | | $ | 3.44 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.42 | | | | | | 0.75% | | | | | $ | 3.82 | | |
ARK Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 633.50 | | | | | | 0.75% | | | | | $ | 3.09 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.42 | | | | | | 0.75% | | | | | $ | 3.82 | | |
ARK Next Generation Internet ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 661.40 | | | | | | 0.75% | | | | | $ | 3.14 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.42 | | | | | | 0.75% | | | | | $ | 3.82 | | |
ARK Fintech Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 640.00 | | | | | | 0.75% | | | | | $ | 3.10 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.42 | | | | | | 0.75% | | | | | $ | 3.82 | | |
ARK Space Exploration & Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 804.90 | | | | | | 0.70% | | | | | $ | 3.18 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.68 | | | | | | 0.70% | | | | | $ | 3.57 | | |
ARK Transparency ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 846.50 | | | | | | 0.55% | | | | | $ | 0.77(b) | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,022.43 | | | | | | 0.55% | | | | | $ | 2.80 | | |
The 3D Printing ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 794.40 | | | | | | 0.66% | | | | | $ | 2.99 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,021.88 | | | | | | 0.66% | | | | | $ | 3.36 | | |
| | | Beginning Account Value 8/1/2021 | | | Ending Account Value 1/31/2022 | | | Annualized Expense Ratios for the Period | | | Expenses Paid During the Period(a) | | ||||||||||||
The ARK Israel Innovative Technology ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual | | | | $ | 1,000.00 | | | | | $ | 831.20 | | | | | | 0.49% | | | | | $ | 2.26 | | |
Hypothetical (5% return before expenses) | | | | $ | 1,000.00 | | | | | $ | 1,022.74 | | | | | | 0.49% | | | | | $ | 2.50 | | |
ARK Genomic Revolution ETF (ARKG)
| ■ | | | Health Care | | | | | 95.3% | | |
| ■ | | | Information Technology | | | | | 3.7 | | |
| ■ | | | Financials | | | | | 0.6 | | |
| ■ | | | Materials | | | | | 0.4 | | |
| | | | Money Market Fund | | | | | 0.0(a) | | |
| | | | | | | | | 100.0 | | |
Robotics ETF (ARKQ)
| ■ | | | Industrials | | | | | 35.8% | | |
| ■ | | | Information Technology | | | | | 34.4 | | |
| ■ | | | Consumer Discretionary | | | | | 19.7 | | |
| ■ | | | Communication Services | | | | | 8.9 | | |
| ■ | | | Health Care | | | | | 1.0 | | |
| ■ | | | Money Market Fund | | | | | 0.2 | | |
| | | | | | | | | 100.0 | | |
| ■ | | | Information Technology | | | | | 33.0% | | |
| ■ | | | Health Care | | | | | 32.8 | | |
| ■ | | | Communication Services | | | | | 14.9 | | |
| ■ | | | Consumer Discretionary | | | | | 11.3 | | |
| ■ | | | Financials | | | | | 6.9 | | |
| ■ | | | Industrials | | | | | 1.0 | | |
| ■ | | | Money Market Fund | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
Internet ETF (ARKW)
| ■ | | | Information Technology | | | | | 36.5% | | |
| ■ | | | Communication Services | | | | | 24.5 | | |
| ■ | | | Financials | | | | | 16.9 | | |
| ■ | | | Consumer Discretionary | | | | | 15.4 | | |
| ■ | | | Health Care | | | | | 6.6 | | |
| ■ | | | Money Market Fund | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
| ■ | | | Information Technology | | | | | 45.6% | | |
| ■ | | | Financials | | | | | 27.4 | | |
| ■ | | | Consumer Discretionary | | | | | 12.0 | | |
| ■ | | | Communication Services | | | | | 7.0 | | |
| ■ | | | Health Care | | | | | 4.0 | | |
| ■ | | | Real Estate | | | | | 3.9 | | |
| ■ | | | Money Market Fund | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
Innovation ETF (ARKX)
| ■ | | | Industrials | | | | | 51.8% | | |
| ■ | | | Information Technology | | | | | 26.5 | | |
| ■ | | | Communication Services | | | | | 8.1 | | |
| ■ | | | Equity Fund | | | | | 7.9 | | |
| ■ | | | Consumer Discretionary | | | | | 5.6 | | |
| ■ | | | Money Market Fund | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
ARK Transparency ETF (CTRU)
| | | | | |||||||
| ■ | | | Information Technology | | | | | 44.9% | | |
| ■ | | | Consumer Discretionary | | | | | 23.5 | | |
| ■ | | | Industrials | | | | | 8.3 | | |
| ■ | | | Health Care | | | | | 7.5 | | |
| ■ | | | Communication Services | | | | | 6.8 | | |
| ■ | | | Consumer Staples | | | | | 4.5 | | |
| ■ | | | Materials | | | | | 2.2 | | |
| ■ | | | Financials | | | | | 2.0 | | |
| ■ | | | Money Market Fund | | | | | 0.3 | | |
| | | | | | | | | 100.0 | | |
| ■ | | | Information Technology | | | | | 46.4% | | |
| ■ | | | Industrials | | | | | 29.3 | | |
| ■ | | | Health Care | | | | | 9.2 | | |
| ■ | | | Consumer Discretionary | | | | | 5.2 | | |
| ■ | | | Money Market Fund | | | | | 3.6 | | |
| ■ | | | Materials | | | | | 3.4 | | |
| ■ | | | Financial Services | | | | | 2.8 | | |
| ■ | | | Consumer Staples | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
Technology ETF (IZRL)
| ■ | | | Information Technology | | | | | 55.8% | | |
| ■ | | | Health Care | | | | | 18.3 | | |
| ■ | | | Industrials | | | | | 10.3 | | |
| ■ | | | Communication Services | | | | | 9.4 | | |
| ■ | | | Consumer Discretionary | | | | | 6.2 | | |
| | | | | | | | | 100.0 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 99.7% | | | | | | | | | | | | | |
Biotechnology – 59.0% | | | | | | | | | | | | | |
AquaBounty Technologies, Inc.* | | | | | 3,357,823 | | | | | $ | 5,943,347 | | |
Arcturus Therapeutics Holdings, Inc.*† | | | | | 2,463,076 | | | | | | 64,360,176 | | |
Beam Therapeutics, Inc.* | | | | | 2,258,626 | | | | | | 156,319,505 | | |
Burning Rock Biotech Ltd. (China)*(a) | | | | | 1,472,695 | | | | | | 13,254,255 | | |
CareDx, Inc.*† | | | | | 3,623,433 | | | | | | 151,459,499 | | |
Cellectis SA (France)*†(a) | | | | | 2,898,410 | | | | | | 17,999,126 | | |
CRISPR Therapeutics AG (Switzerland)* | | | | | 2,073,934 | | | | | | 132,213,293 | | |
Editas Medicine, Inc.* | | | | | 999,620 | | | | | | 19,032,765 | | |
Evogene Ltd. (Israel)*† | | | | | 2,296,202 | | | | | | 3,191,721 | | |
Exact Sciences Corp.* | | | | | 4,661,181 | | | | | | 355,927,781 | | |
Fate Therapeutics, Inc.* | | | | | 4,368,208 | | | | | | 181,324,314 | | |
Ginkgo Bioworks Holdings, Inc.* | | | | | 18,381,781 | | | | | | 109,923,050 | | |
Incyte Corp.* | | | | | 1,639,416 | | | | | | 121,857,791 | | |
Intellia Therapeutics, Inc.* | | | | | 1,872,413 | | | | | | 177,074,097 | | |
Invitae Corp.* | | | | | 6,052,287 | | | | | | 68,027,706 | | |
Ionis Pharmaceuticals, Inc.* | | | | | 7,017,770 | | | | | | 223,165,086 | | |
Iovance Biotherapeutics, Inc.* | | | | | 3,138,068 | | | | | | 52,248,832 | | |
Nurix Therapeutics, Inc.* | | | | | 404,681 | | | | | | 7,535,160 | | |
Organovo Holdings, Inc.* | | | | | 209,508 | | | | | | 653,665 | | |
Recursion Pharmaceuticals, Inc., Class A* | | | | | 2,920,697 | | | | | | 34,581,053 | | |
Regeneron Pharmaceuticals, Inc.* | | | | | 69,282 | | | | | | 42,164,332 | | |
Repare Therapeutics, Inc. (Canada)*† | | | | | 2,971,279 | | | | | | 45,846,835 | | |
Surface Oncology, Inc.*† | | | | | 5,410,150 | | | | | | 20,288,063 | | |
Twist Bioscience Corp.* | | | | | 1,948,118 | | | | | | 115,757,172 | | |
Veracyte, Inc.* | | | | | 2,087,385 | | | | | | 63,477,378 | | |
Vertex Pharmaceuticals, Inc.* | | | | | 747,966 | | | | | | 181,793,136 | | |
Verve Therapeutics, Inc.* | | | | | 1,682,741 | | | | | | 48,496,596 | | |
Total Biotechnology | | | | | | | | | | | 2,413,915,734 | | |
Chemicals – 0.4% | | | | | | | | | | | | | |
Zymergen, Inc.* | | | | | 3,242,127 | | | | | | 16,859,060 | | |
Electronic Equipment, Instruments & Components – 1.2% | | ||||||||||||
908 Devices, Inc.*† | | | | | 3,107,331 | | | | | | 49,157,976 | | |
Financial Services – 0.6% | | | | | | | | | | | | | |
Dynamics Special Purpose Corp., Class A*† | | | | | 2,354,418 | | | | | | 23,308,738 | | |
Health Care Equipment & Supplies – 1.7% | | ||||||||||||
Butterfly Network, Inc.* | | | | | 7,583,314 | | | | | | 43,983,221 | | |
Cerus Corp.* | | | | | 4,534,872 | | | | | | 24,306,914 | | |
Total Health Care Equipment & Supplies | | | | | | | | | | | 68,290,135 | | |
Health Care Providers & Services – 7.9% | | ||||||||||||
1Life Healthcare, Inc.* | | | | | 5,444,619 | | | | | | 60,761,948 | | |
Accolade, Inc.*† | | | | | 5,013,040 | | | | | | 95,749,064 | | |
Castle Biosciences, Inc.* | | | | | 1,208,744 | | | | | | 52,278,178 | | |
Signify Health, Inc., Class A*† | | | | | 8,657,468 | | | | | | 115,404,049 | | |
Total Health Care Providers & Services | | | | | | | | | | | 324,193,239 | | |
Health Care Technology – 11.0% | | | | | | | | | | | | | |
Schrodinger, Inc.* | | | | | 2,927,222 | | | | | | 82,986,743 | | |
Teladoc Health, Inc.* | | | | | 4,166,263 | | | | | | 319,594,035 | | |
Veeva Systems, Inc., Class A* | | | | | 210,318 | | | | | | 49,748,620 | | |
Total Health Care Technology | | | | | | | | | | | 452,329,398 | | |
Investments | | | Shares | | | Value | | ||||||
Life Sciences Tools & Services – 14.2% | | ||||||||||||
10X Genomics, Inc., Class A* | | | | | 469,230 | | | | | $ | 45,172,772 | | |
Adaptive Biotechnologies Corp.* | | | | | 5,674,389 | | | | | | 98,961,344 | | |
Berkeley Lights, Inc.*† | | | | | 3,524,580 | | | | | | 34,223,672 | | |
Codexis, Inc.* | | | | | 3,228,138 | | | | | | 66,176,829 | | |
Compugen Ltd. (Israel)* | | | | | 3,318,581 | | | | | | 11,780,963 | | |
Pacific Biosciences of California, Inc.*† | | | | | 13,026,974 | | | | | | 145,641,569 | | |
Personalis, Inc.*† | | | | | 5,237,429 | | | | | | 59,654,316 | | |
Quantum-Si, Inc.*† | | | | | 11,749,374 | | | | | | 56,279,502 | | |
SomaLogic, Inc.* | | | | | 7,444,548 | | | | | | 63,874,222 | | |
Total Life Sciences Tools & Services | | | | | | | | | | | 581,765,189 | | |
Pharmaceuticals – 1.2% | | | | | | | | | | | | | |
Pfizer, Inc. | | | | | 903,095 | | | | | | 47,584,076 | | |
Takeda Pharmaceutical Co. Ltd. (Japan)(a) | | | | | 3,090 | | | | | | 44,681 | | |
Total Pharmaceuticals | | | | | | | | | | | 47,628,757 | | |
Software – 2.5% | | | | | | | | | | | | | |
Palantir Technologies, Inc., Class A* | | | | | 178,232 | | | | | | 2,443,561 | | |
UiPath, Inc., Class A* | | | | | 2,748,663 | | | | | | 100,408,659 | | |
Total Software | | | | | | | | | | | 102,852,220 | | |
Total Common Stocks (Cost $7,717,132,398) | | | | | | | | | | | 4,080,300,446 | | |
MONEY MARKET FUND – 0.0%(b) | | ||||||||||||
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(c) (Cost $1,416,368) | | | | | 1,416,368 | | | | | | 1,416,368 | | |
Total Investments – 99.7% (Cost $7,718,548,766) | | | | | | | | | | | 4,081,716,814 | | |
Other Assets in Excess of Liabilities – 0.3% | | | | | | | | | | | 10,465,527 | | |
Net Assets – 100.0% | | | | | | | | | | $ | 4,092,182,341 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Common Stocks – 21.6% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Biotechnology – 7.4% | | ||||||||||||||||||||||||||||||||||||||||||||||||
AquaBounty Technologies, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
32,699,225 | | | | | 3,768,776 | | | | | | (11,611,945) | | | | | | (15,572,311) | | | | | | (3,340,398) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Arcturus Therapeutics Holdings, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
84,888,987 | | | | | 38,053,854 | | | | | | (46,295,335) | | | | | | 12,833,202 | | | | | | (25,120,532) | | | | | | — | | | | | | — | | | | | | 2,463,076 | | | | | | 64,360,176 | | |
CareDx, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
310,172,395 | | | | | 89,533,944 | | | | | | (90,538,206) | | | | | | 3,080,418 | | | | | | (160,789,052) | | | | | | — | | | | | | — | | | | | | 3,623,433 | | | | | | 151,459,499 | | |
Cellectis SA | | ||||||||||||||||||||||||||||||||||||||||||||||||
56,897,431 | | | | | 7,518,689 | | | | | | (24,736,585) | | | | | | (18,951,637) | | | | | | (2,728,772) | | | | | | — | | | | | | — | | | | | | 2,898,410 | | | | | | 17,999,126 | | |
Evogene Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
9,030,619 | | | | | 1,260,274 | | | | | | (3,030,704) | | | | | | 203,793 | | | | | | (4,272,261) | | | | | | — | | | | | | — | | | | | | 2,296,202 | | | | | | 3,191,721 | | |
Fate Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
357,383,678 | | | | | 130,458,732 | | | | | | (117,255,017) | | | | | | 1,725,707 | | | | | | (190,988,786) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Ionis Pharmaceuticals, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
335,200,942 | | | | | 71,228,676 | | | | | | (136,074,277) | | | | | | (28,249,338) | | | | | | (18,940,917) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Repare Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
93,387,201 | | | | | 38,264,433 | | | | | | (33,081,669) | | | | | | 22,546 | | | | | | (52,745,676) | | | | | | — | | | | | | — | | | | | | 2,971,279 | | | | | | 45,846,835 | | |
Surface Oncology, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
26,008,455 | | | | | 21,592,501 | | | | | | (13,339,613) | | | | | | (934,252) | | | | | | (13,039,028) | | | | | | — | | | | | | — | | | | | | 5,410,150 | | | | | | 20,288,063 | | |
Twist Bioscience Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
303,792,362 | | | | | 44,686,884 | | | | | | (97,965,096) | | | | | | 8,559,051 | | | | | | (143,316,029) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Electronic Equipment, Instruments & Components – 1.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
908 Devices, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
81,883,531 | | | | | 49,899,974 | | | | | | (35,161,344) | | | | | | (1,415,556) | | | | | | (46,048,629) | | | | | | — | | | | | | — | | | | | | 3,107,331 | | | | | | 49,157,976 | | |
Financial Services – 0.6% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Dynamics Special Purpose Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
19,718,888 | | | | | 9,587,446 | | | | | | (6,086,431) | | | | | | 1,593 | | | | | | 87,242 | | | | | | — | | | | | | — | | | | | | 2,354,418 | | | | | | 23,308,738 | | |
Health Care Providers & Services – 5.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Accolade, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
259,620,477 | | | | | 56,592,116 | | | | | | (73,772,398) | | | | | | (8,297,187) | | | | | | (138,393,944) | | | | | | — | | | | | | — | | | | | | 5,013,040 | | | | | | 95,749,064 | | |
Castle Biosciences, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
156,646,658 | | | | | 19,315,415 | | | | | | (69,811,729) | | | | | | (21,224,277) | | | | | | (32,647,889) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Signify Health, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
139,077,091 | | | | | 143,018,037 | | | | | | (60,583,184) | | | | | | (4,344,446) | | | | | | (101,763,449) | | | | | | — | | | | | | — | | | | | | 8,657,468 | | | | | | 115,404,049 | | |
Life Sciences Tools & Services – 7.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Berkeley Lights, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
145,389,853 | | | | | 48,953,983 | | | | | | (33,763,469) | | | | | | (5,128,403) | | | | | | (121,228,292) | | | | | | — | | | | | | — | | | | | | 3,524,580 | | | | | | 34,223,672 | | |
Codexis, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
135,791,147 | | | | | 28,063,739 | | | | | | (124,943,179) | | | | | | 26,562,833 | | | | | | 702,289 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Pacific Biosciences of California, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
460,481,139 | | | | | 106,601,815 | | | | | | (138,790,335) | | | | | | 108,792,919 | | | | | | (391,443,969) | | | | | | — | | | | | | — | | | | | | 13,026,974 | | | | | | 145,641,569 | | |
Personalis, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
97,468,702 | | | | | 47,361,263 | | | | | | (35,383,783) | | | | | | (2,443,664) | | | | | | (47,348,202) | | | | | | — | | | | | | — | | | | | | 5,237,429 | | | | | | 59,654,316 | | |
Quantum-Si, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
71,309,635 | | | | | 70,230,761 | | | | | | (35,987,724) | | | | | | 72,530 | | | | | | (49,345,700) | | | | | | — | | | | | | — | | | | | | 11,749,374 | | | | | | 56,279,502 | | |
Molecular Diagnostics – 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
CM Life Sciences II, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
32,363,829 | | | | | 1,149,934 | | | | | | (1,108,561) | | | | | | (144,970) | | | | | | 5,547,068 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$3,209,212,245 | | | | $ | 1,027,141,246 | | | | | $ | (1,189,320,584) | | | | | $ | 55,148,551 | | | | | $ | (1,537,164,926) | | | | | $ | — | | | | | $ | — | | | | | | 72,333,164 | | | | | $ | 882,564,306 | | |
ARK Genomic Revolution ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 4,080,300,446 | | | | | $ | — | | | | | $ | — | | | | | $ | 4,080,300,446 | | |
Money Market Fund | | | | | 1,416,368 | | | | | | — | | | | | | — | | | | | | 1,416,368 | | |
Total | | | | $ | 4,081,716,814 | | | | | $ | — | | | | | $ | — | | | | | $ | 4,081,716,814 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 99.7% | | | | | | | | | | | | | |
Aerospace & Defense – 14.5% | | | | | | | | | | | | | |
AeroVironment, Inc.* | | | | | 837,787 | | | | | $ | 47,686,836 | | |
Archer Aviation, Inc., Class A*† | | | | | 8,355,720 | | | | | | 26,320,518 | | |
Elbit Systems Ltd. (Israel) | | | | | 183,083 | | | | | | 30,347,838 | | |
Kratos Defense & Security Solutions, Inc.*† | | | | | 7,020,820 | | | | | | 117,668,943 | | |
Lockheed Martin Corp. | | | | | 39,675 | | | | | | 15,438,733 | | |
Total Aerospace & Defense | | | | | | | | | | | 237,462,868 | | |
Airlines – 2.3% | | | | | | | | | | | | | |
Blade Air Mobility, Inc.*† | | | | | 6,106,734 | | | | | | 37,312,145 | | |
Auto Components – 2.7% | | | | | | | | | | | | | |
Magna International, Inc. (Canada) | | | | | 549,080 | | | | | | 44,261,339 | | |
Automobiles – 15.3% | | | | | | | | | | | | | |
BYD Co. Ltd. (China)(a) | | | | | 275,301 | | | | | | 16,405,187 | | |
Niu Technologies (China)*(a) | | | | | 2,848,560 | | | | | | 40,022,268 | | |
Tesla, Inc.* | | | | | 182,533 | | | | | | 170,982,312 | | |
XPeng, Inc. (China)*(a) | | | | | 683,183 | | | | | | 23,972,891 | | |
Total Automobiles | | | | | | | | | | | 251,382,658 | | |
Biotechnology – 0.0%(b) | | | | | | | | | | | | | |
Organovo Holdings, Inc.* | | | | | 104,918 | | | | | | 327,344 | | |
Diversified Consumer Services – 0.7% | | | | | | | | | | | | | |
2U, Inc.* | | | | | 731,542 | | | | | | 11,807,088 | | |
Diversified Telecommunication – 5.0% | | | | | | | | | | | | | |
Iridium Communications, Inc.* | | | | | 2,265,761 | | | | | | 81,295,504 | | |
Electronic Equipment, Instruments & Components – 8.6% | | ||||||||||||
Teledyne Technologies, Inc.* | | | | | 50,372 | | | | | | 21,228,272 | | |
Trimble, Inc.* | | | | | 1,666,369 | | | | | | 120,245,187 | | |
Total Electronic Equipment, Instruments & Components | | | | | 141,473,459 | | | ||||||
Health Care Equipment & Services – 1.0% | | ||||||||||||
Intuitive Surgical, Inc.* | | | | | 60,249 | | | | | | 17,121,561 | | |
Household Durables – 1.0% | | | | | | | | | | | | | |
Vuzix Corp.* | | | | | 2,520,443 | | | | | | 16,458,493 | | |
Interactive Media & Services – 3.9% | | | | | | | | | | | | | |
Alphabet, Inc., Class C* | | | | | 12,657 | | | | | | 34,350,718 | | |
Baidu, Inc. (China)*(a) | | | | | 182,662 | | | | | | 29,178,428 | | |
Total Interactive Media & Services | | | | | | | | | | | 63,529,146 | | |
Internet & Direct Marketing Retail – 0.0%(b) | | ||||||||||||
JD.com, Inc. (China)*(a) | | | | | 1,267 | | | | | | 94,873 | | |
Machinery – 16.7% | | | | | | | | | | | | | |
Caterpillar, Inc. | | | | | 128,402 | | | | | | 25,880,707 | | |
Deere & Co. | | | | | 181,204 | | | | | | 68,205,186 | | |
Komatsu Ltd. (Japan)(a) | | | | | 3,023,475 | | | | | | 76,131,101 | | |
Markforged Holding Corp.*† | | | | | 9,705,167 | | | | | | 45,905,440 | | |
Proto Labs, Inc.* | | | | | 432,463 | | | | | | 21,700,993 | | |
Velo3D Inc.* | | | | | 5,538,325 | | | | | | 35,722,196 | | |
Total Machinery | | | | | | | | | | | 273,545,623 | | |
Road & Rail – 2.3% | | | | | | | | | | | | | |
TuSimple Holdings, Inc., Class A* | | | | | 1,984,162 | | | | | | 37,222,879 | | |
Semiconductors & Semiconductor Equipment – 1.8% | | ||||||||||||
Teradyne, Inc. | | | | | 258,312 | | | | | | 30,333,578 | | |
Investments | | | Shares | | | Value | | ||||||
Software – 17.2% | | | | | | | | | | | | | |
ANSYS, Inc.* | | | | | 57,086 | | | | | $ | 19,409,811 | | |
Materialise NV (Belgium)*(a) | | | | | 1,184,459 | | | | | | 24,293,254 | | |
Palantir Technologies, Inc., Class A* | | | | | 2,479,038 | | | | | | 33,987,611 | | |
Synopsys, Inc.* | | | | | 58,197 | | | | | | 18,070,168 | | |
UiPath, Inc., Class A* | | | | | 3,642,039 | | | | | | 133,043,685 | | |
Unity Software, Inc.* | | | | | 510,621 | | | | | | 53,691,798 | | |
Total Software | | | | | | | | | | | 282,496,327 | | |
Technology Hardware, Storage & Peripherals – 6.7% | | ||||||||||||
3D Systems Corp.* | | | | | 3,269,345 | | | | | | 58,521,275 | | |
Nano Dimension Ltd. (Israel)*(a) | | | | | 7,796,486 | | | | | | 28,613,104 | | |
Stratasys Ltd.* | | | | | 935,351 | | | | | | 22,298,768 | | |
Total Technology Hardware, Storage & Peripherals | | | | | | | | | | | 109,433,147 | | |
Total Common Stocks (Cost $2,203,854,604) | | | | | | | | | | | 1,635,558,032 | | |
MONEY MARKET FUND – 0.2% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(c) | | | | | | | | | | | | | |
(Cost $2,769,469) | | | | | 2,769,469 | | | | | | 2,769,469 | | |
Total Investments – 99.9% (Cost $2,206,624,073) | | | | | | | | | | | 1,638,327,501 | | |
Other Assets in Excess of Liabilities – 0.1% | | | | | | | | | | | 1,991,732 | | |
Net Assets – 100.0% | | | | | | | | | | $ | 1,640,319,233 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Common Stocks – 16.0% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
Aerospace & Defense – 8.8% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Archer Aviation, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
28,560,815 | | | | | 56,903,659 | | | | | | (14,463,027) | | | | | | (1,109,202) | | | | | | (43,571,727) | | | | | | — | | | | | | — | | | | | | 8,355,720 | | | | | | 26,320,518 | | |
Kratos Defense & Security Solutions, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
192,932,864 | | | | | 56,243,438 | | | | | | (52,773,662) | | | | | | (4,856,570) | | | | | | (73,877,127) | | | | | | — | | | | | | — | | | | | | 7,020,820 | | | | | | 117,668,943 | | |
Airlines – 2.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Blade Air Mobility, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
29,954,012 | | | | | 35,640,858 | | | | | | (15,015,159) | | | | | | 617,266 | | | | | | (13,884,832) | | | | | | — | | | | | | — | | | | | | 6,106,734 | | | | | | 37,312,145 | | |
Machinery – 5.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Markforged Holding Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
28,017,642 | | | | | 76,960,291 | | | | | | (17,561,969) | | | | | | (328,642) | | | | | | (41,181,882) | | | | | | — | | | | | | — | | | | | | 9,705,167 | | | | | | 45,905,440 | | |
Velo3D Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
26,430,752 | | | | | 41,939,406 | | | | | | (12,394,936) | | | | | | 592,243 | | | | | | (20,845,269) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$305,896,085 | | | | $ | 233,235,358 | | | | | $ | (102,076,926) | | | | | $ | (5,694,151) | | | | | $ | (171,358,490) | | | | | $ | — | | | | | $ | — | | | | | | 31,188,441 | | | | | $ | 227,207,046 | | |
ARK Autonomous Technology & Robotics ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 1,635,558,032 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,635,558,032 | | |
Money Market Fund | | | | | 2,769,469 | | | | | | — | | | | | | — | | | | | | 2,769,469 | | |
Total | | | | $ | 1,638,327,501 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,638,327,501 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 99.9% | | | | | | | | | | | | | |
Automobiles – 8.2% | | | | | | | | | | | | | |
Tesla, Inc.* | | | | | 1,139,789 | | | | | $ | 1,067,663,152 | | |
Biotechnology – 21.9% | | | | | | | | | | | | | |
Beam Therapeutics, Inc.*† | | | | | 6,060,272 | | | | | | 419,431,425 | | |
CRISPR Therapeutics AG (Switzerland)*† | | | | | 6,129,474 | | | | | | 390,753,968 | | |
Editas Medicine, Inc.* | | | | | 70,040 | | | | | | 1,333,562 | | |
Exact Sciences Corp.* | | | | | 8,025,361 | | | | | | 612,816,566 | | |
Fate Therapeutics, Inc.*† | | | | | 5,946,682 | | | | | | 246,846,770 | | |
Ginkgo Bioworks Holdings, Inc.* | | | | | 31,731,889 | | | | | | 189,756,696 | | |
Intellia Therapeutics, Inc.*† | | | | | 5,710,522 | | | | | | 540,044,066 | | |
Invitae Corp.*† | | | | | 17,416,439 | | | | | | 195,760,774 | | |
Iovance Biotherapeutics, Inc.* | | | | | 150 | | | | | | 2,497 | | |
Twist Bioscience Corp.* | | | | | 1,686,945 | | | | | | 100,238,272 | | |
Veracyte, Inc.*† | | | | | 4,722,315 | | | | | | 143,605,599 | | |
Total Biotechnology | | | | | | | | | | | 2,840,590,195 | | |
Capital Markets – 6.9% | | | | | | | | | | | | | |
Coinbase Global, Inc., Class A* | | | | | 3,457,191 | | | | | | 657,384,869 | | |
Robinhood Markets, Inc., Class A* | | | | | 16,469,317 | | | | | | 233,040,835 | | |
Total Capital Markets | | | | | | | | | | | 890,425,704 | | |
Diversified Consumer Services – 0.7% | | ||||||||||||
2U, Inc.*† | | | | | 5,718,334 | | | | | | 92,293,911 | | |
Diversified Telecommunication – 1.4% | | ||||||||||||
Iridium Communications, Inc.* | | | | | 5,023,494 | | | | | | 180,242,965 | | |
Electronic Equipment, Instruments & Components – 1.2% | | ||||||||||||
Trimble, Inc.* | | | | | 2,066,649 | | | | | | 149,129,392 | | |
Entertainment – 11.3% | | | | | | | | | | | | | |
ROBLOX Corp., Class A* | | | | | 1,299,788 | | | | | | 85,604,038 | | |
Roku, Inc.* | | | | | 4,974,186 | | | | | | 816,015,213 | | |
Sea Ltd. (Taiwan)*(a) | | | | | 24,125 | | | | | | 3,626,229 | | |
Skillz, Inc.* | | | | | 3,384,567 | | | | | | 16,279,767 | | |
Spotify Technology SA* | | | | | 2,802,634 | | | | | | 550,044,949 | | |
Total Entertainment | | | | | | | | | | | 1,471,570,196 | | |
Health Care Equipment & Supplies – 0.4% | | ||||||||||||
Cerus Corp.*† | | | | | 9,915,892 | | | | | | 53,149,181 | | |
Health Care Providers & Services – 1.1% | | ||||||||||||
Signify Health, Inc., Class A*† | | | | | 11,121,843 | | | | | | 148,254,167 | | |
Health Care Technology – 6.5% | | | | | | | | | | | | | |
Teladoc Health, Inc.*† | | | | | 11,013,932 | | | | | | 844,878,724 | | |
Hotels Restaurants & Leisure – 2.4% | | | | | | | | | | | | | |
DraftKings, Inc., Class A* | | | | | 13,971,698 | | | | | | 308,634,809 | | |
Interactive Media & Services – 2.1% | | | | | | | | | | | | | |
Twitter, Inc.* | | | | | 7,422,233 | | | | | | 278,407,960 | | |
IT Services – 11.1% | | | | | | | | | | | | | |
Block, Inc.* | | | | | 4,067,790 | | | | | | 497,450,039 | | |
Shopify, Inc., Class A (Canada)* | | | | | 410,005 | | | | | | 395,343,221 | | |
Twilio, Inc., Class A* | | | | | 2,619,229 | | | | | | 539,875,482 | | |
Total IT Services | | | | | | | | | | | 1,432,668,742 | | |
Investments | | | Shares | | | Value | | ||||||
Life Sciences Tools & Services – 2.9% | | | | | | | | | | | | | |
10X Genomics, Inc., Class A* | | | | | 1,837,892 | | | | | $ | 176,933,863 | | |
Berkeley Lights, Inc.*† | | | | | 4,641,575 | | | | | | 45,069,693 | | |
Compugen Ltd. (Israel)*† | | | | | 5,682,802 | | | | | | 20,173,947 | | |
Pacific Biosciences of California, Inc.*† | | | | | 11,929,108 | | | | | | 133,367,428 | | |
Total Life Sciences Tools & Services | | | | | | | | | | | 375,544,931 | | |
Road & Rail – 1.0% | | | | | | | | | | | | | |
TuSimple Holdings, Inc., Class A* | | | | | 6,847,843 | | | | | | 128,465,534 | | |
Software – 19.9% | | | | | | | | | | | | | |
Materialise NV (Belgium)*†(a) | | | | | 3,772,337 | | | | | | 77,370,632 | | |
PagerDuty, Inc.*† | | | | | 7,299,320 | | | | | | 241,023,546 | | |
Palantir Technologies, Inc., Class A* | | | | | 24,474,907 | | | | | | 335,550,975 | | |
UiPath, Inc., Class A* | | | | | 14,129,740 | | | | | | 516,159,402 | | |
Unity Software, Inc.* | | | | | 5,433,778 | | | | | | 571,361,757 | | |
Zoom Video Communications, Inc., Class A* | | | | | 5,441,019 | | | | | | 839,440,411 | | |
Total Software | | | | | | | | | | | 2,580,906,723 | | |
Technology Hardware, Storage & Peripherals – 0.9% | | ||||||||||||
3D Systems Corp.* | | | | | 75,333 | | | | | | 1,348,460 | | |
Stratasys Ltd.*† | | | | | 4,617,180 | | | | | | 110,073,571 | | |
Total Technology Hardware, Storage & Peripherals | | | | | | | | | | | 111,422,031 | | |
Total Common Stocks (Cost $20,657,820,823) | | | | | | | | | | | 12,954,248,317 | | |
MONEY MARKET FUND – 0.1% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(b) (Cost $17,592,362) | | | | | 17,592,362 | | | | | | 17,592,362 | | |
Total Investments – 100.0% (Cost $20,675,413,185) | | | | | | | | | | | 12,971,840,679 | | |
Liabilities in Excess of Other Assets – (0.0)%(c) | | | | | | | | | | | (3,561,337) | | |
Net Assets – 100.0% | | | | | | | | | | $ | 12,968,279,342 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Common Stocks – 28.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Biotechnology – 14.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Beam Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
429,666,220 | | | | | 377,485,328 | | | | | | (259,713,176) | | | | | | 25,753,440 | | | | | | (153,760,387) | | | | | | — | | | | | | — | | | | | | 6,060,272 | | | | | | 419,431,425 | | |
CRISPR Therapeutics AG | | ||||||||||||||||||||||||||||||||||||||||||||||||
590,141,202 | | | | | 395,738,354 | | | | | | (279,812,333) | | | | | | 54,615,163 | | | | | | (369,928,418) | | | | | | — | | | | | | — | | | | | | 6,129,474 | | | | | | 390,753,968 | | |
Editas Medicine, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
179,157,870 | | | | | 60,448,693 | | | | | | (168,105,312) | | | | | | (22,191,880) | | | | | | (47,975,809) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Fate Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
368,294,731 | | | | | 302,629,751 | | | | | | (188,518,666) | | | | | | (8,698,230) | | | | | | (226,860,816) | | | | | | — | | | | | | — | | | | | | 5,946,682 | | | | | | 246,846,770 | | |
Intellia Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
588,966,306 | | | | | 503,715,195 | | | | | | (337,412,833) | | | | | | 265,862,472 | | | | | | (481,087,074) | | | | | | — | | | | | | — | | | | | | 5,710,522 | | | | | | 540,044,066 | | |
Invitae Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
331,826,516 | | | | | 314,351,089 | | | | | | (175,128,732) | | | | | | 39,254,286 | | | | | | (314,542,385) | | | | | | — | | | | | | — | | | | | | 17,416,439 | | | | | | 195,760,774 | | |
Iovance Biotherapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
189,057,134 | | | | | 36,882,663 | | | | | | (203,368,496) | | | | | | (164,615,118) | | | | | | 142,046,314 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Veracyte, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
146,417,966 | | | | | 150,829,544 | | | | | | (91,432,915) | | | | | | 24,676,740 | | | | | | (86,885,736) | | | | | | — | | | | | | — | | | | | | 4,722,315 | | | | | | 143,605,599 | | |
Diversified Consumer Services – 0.7% | | ||||||||||||||||||||||||||||||||||||||||||||||||
2U, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
223,797,134 | | | | | 87,329,285 | | | | | | (76,204,621) | | | | | | 13,435,801 | | | | | | (156,063,688) | | | | | | — | | | | | | — | | | | | | 5,718,334 | | | | | | 92,293,911 | | |
Diversified Telecommunication – 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Iridium Communications, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
351,317,071 | | | | | 123,485,266 | | | | | | (256,202,296) | | | | | | (6,087,469) | | | | | | (32,269,607) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Health Care Equipment & Supplies – 0.4% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Cerus Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
61,502,127 | | | | | 22,020,315 | | | | | | (36,776,562) | | | | | | 2,330,886 | | | | | | 4,072,415 | | | | | | — | | | | | | — | | | | | | 9,915,892 | | | | | | 53,149,181 | | |
Health Care Providers & Services – 1.1% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Signify Health, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
— | | | | | 321,243,136 | | | | | | (76,611,190) | | | | | | (1,173,170) | | | | | | (95,204,609) | | | | | | — | | | | | | — | | | | | | 11,121,843 | | | | | | 148,254,167 | | |
Health Care Technology – 6.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Teladoc Health, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
1,309,104,544 | | | | | 867,940,252 | | | | | | (611,506,284) | | | | | | (11,819,785) | | | | | | (708,840,003) | | | | | | — | | | | | | — | | | | | | 11,013,932 | | | | | | 844,878,724 | | |
Life Sciences Tools & Services – 1.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Berkeley Lights, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
158,277,143 | | | | | 90,104,092 | | | | | | (52,918,469) | | | | | | (1,994,950) | | | | | | (148,398,123) | | | | | | — | | | | | | — | | | | | | 4,641,575 | | | | | | 45,069,693 | | |
Compugen Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
43,591,664 | | | | | 10,386,472 | | | | | | (16,207,883) | | | | | | 1,910,812 | | | | | | (19,507,118) | | | | | | — | | | | | | — | | | | | | 5,682,802 | | | | | | 20,173,947 | | |
Pacific Biosciences of California, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
246,859,499 | | | | | 227,915,477 | | | | | | (124,140,933) | | | | | | 62,950,308 | | | | | | (280,216,923) | | | | | | — | | | | | | — | | | | | | 11,929,108 | | | | | | 133,367,428 | | |
Machinery – 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Proto Labs, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
155,624,215 | | | | | 12,316,665 | | | | | | 150,882,022 | | | | | | (120,312,087) | | | | | | 103,253,229 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Software – 2.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Materialise NV | | ||||||||||||||||||||||||||||||||||||||||||||||||
80,375,733 | | | | | 46,320,752 | | | | | | (43,500,051) | | | | | | 1,983,714 | | | | | | (7,809,516) | | | | | ��� | — | | | | | | — | | | | | | 3,772,337 | | | | | | 77,370,632 | | |
PagerDuty, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
224,620,189 | | | | | 212,015,324 | | | | | | (140,437,856) | | | | | | 39,649,195 | | | | | | (94,823,306) | | | | | | — | | | | | | — | | | | | | 7,299,320 | | | | | | 241,023,546 | | |
Technology Hardware, Storage & Peripherals – 0.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Stratasys Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
81,818,214 | | | | | 67,201,592 | | | | | | (55,780,223) | | | | | | 9,439,462 | | | | | | 7,394,526 | | | | | | — | | | | | | — | | | | | | 4,617,180 | | | | | | 110,073,571 | | |
$5,760,415,478 | | | | $ | 4,230,359,245 | | | | | $ | (3,042,896,809) | | | | | $ | 204,969,590 | | | | | $ | (2,967,407,034) | | | | | $ | — | | | | | $ | — | | | | | | 121,698,027 | | | | | $ | 3,702,097,402 | | |
ARK Innovation ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 12,954,248,317 | | | | | $ | — | | | | | $ | — | | | | | $ | 12,954,248,317 | | |
Money Market Fund | | | | | 17,592,362 | | | | | | — | | | | | | — | | | | | | 17,592,362 | | |
Total | | | | $ | 12,971,840,679 | | | | | $ | — | | | | | $ | — | | | | | $ | 12,971,840,679 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 93.4% | | | | | | | | | | | | | |
Automobiles – 7.8% | | | | | | | | | | | | | |
Tesla, Inc.* | | | | | 223,908 | | | | | $ | 209,739,102 | | |
Banks – 0.5% | | | | | | | | | | | | | |
NU Holdings Ltd/Cayman Islands (Brazil)* | | | | | 1,684,776 | | | | | | 12,501,038 | | |
Biotechnology – 1.2% | | | | | | | | | | | | | |
Veracyte, Inc.* | | | | | 1,054,350 | | | | | | 32,062,783 | | |
Capital Markets – 10.2% | | | | | | | | | | | | | |
Coinbase Global, Inc., Class A* | | | | | 999,403 | | | | | | 190,036,481 | | |
Concord Acquisition Corp., Class A*† | | | | | 3,114,184 | | | | | | 30,986,131 | | |
Robinhood Markets, Inc., Class A* | | | | | 3,865,629 | | | | | | 54,698,650 | | |
Total Capital Markets | | | | | | | | | | | 275,721,262 | | |
Diversified Consumer Services – 0.7% | | | | | | | | | | | | | |
2U, Inc.* | | | | | 1,227,340 | | | | | | 19,809,268 | | |
Entertainment – 17.5% | | | | | | | | | | | | | |
Endeavor Group Holdings, Inc., Class A* | | | | | 497,509 | | | | | | 15,606,857 | | |
ROBLOX Corp., Class A* | | | | | 1,194,424 | | | | | | 78,664,765 | | |
Roku, Inc.* | | | | | 957,906 | | | | | | 157,144,479 | | |
Sea Ltd. (Taiwan)*(a) | | | | | 332,817 | | | | | | 50,025,723 | | |
Skillz, Inc.* | | | | | 1,381,349 | | | | | | 6,644,289 | | |
Spotify Technology SA* | | | | | 684,386 | | | | | | 134,317,596 | | |
Walt Disney Co. (The)* | | | | | 198,213 | | | | | | 28,338,513 | | |
Total Entertainment | | | | | | | | | | | 470,742,222 | | |
Health Care Technology – 5.4% | | | | | | | | | | | | | |
Teladoc Health, Inc.* | | | | | 1,901,573 | | | | | | 145,869,665 | | |
Hotels Restaurants & Leisure – 3.3% | | | | | | | | | | | | | |
DraftKings, Inc., Class A* | | | | | 3,975,960 | | | | | | 87,828,956 | | |
Household Durables – 1.1% | | | | | | | | | | | | | |
Vuzix Corp.*† | | | | | 4,452,066 | | | | | | 29,071,991 | | |
Interactive Media & Services – 7.0% | | | | | | | | | | | | | |
Genius Sports Ltd (United Kingdom)* | | | | | 5,534,564 | | | | | | 35,863,975 | | |
Nextdoor Holdings, Inc.*† | | | | | 4,305,133 | | | | | | 24,367,053 | | |
Snap, Inc., Class A* | | | | | 1,160 | | | | | | 37,746 | | |
Twitter, Inc.* | | | | | 3,420,518 | | | | | | 128,303,630 | | |
Total Interactive Media & Services | | | | | | | | | | | 188,572,404 | | |
Internet & Direct Marketing Retail – 2.3% | | ||||||||||||
Etsy, Inc.* | | | | | 180,131 | | | | | | 28,294,978 | | |
MercadoLibre, Inc. (Argentina)* | | | | | 31,049 | | | | | | 35,149,331 | | |
Total Internet & Direct Marketing Retail | | | | | | | | | | | 63,444,309 | | |
IT Services – 15.4% | | | | | | | | | | | | | |
Adyen NV (Netherlands)*(a) | | | | | 1,213,882 | | | | | | 24,666,082 | | |
Block, Inc.* | | | | | 793,485 | | | | | | 97,035,281 | | |
Cloudflare, Inc., Class A* | | | | | 345,169 | | | | | | 33,274,291 | | |
Okta, Inc.* | | | | | 145,811 | | | | | | 28,854,539 | | |
Shopify, Inc., Class A (Canada)* | | | | | 107,162 | | | | | | 103,329,887 | | |
Snowflake, Inc., Class A* | | | | | 91 | | | | | | 25,107 | | |
Twilio, Inc., Class A* | | | | | 618,843 | | | | | | 127,555,919 | | |
Total IT Services | | | | | | | | | | | 414,741,106 | | |
Investments | | | Shares | | | Value | | ||||||
Leisure Products – 0.0%(b) | | | | | | | | | | | | | |
Peloton Interactive, Inc., Class A* | | | | | 9,044 | | | | | $ | 247,173 | | |
Software – 19.9% | | | | | | | | | | | | | |
DocuSign, Inc.* | | | | | 345 | | | | | | 43,391 | | |
LivePerson, Inc.* | | | | | 94 | | | | | | 2,808 | | |
Monday.com Ltd.* | | | | | 60,848 | | | | | | 12,736,703 | | |
PagerDuty, Inc.* | | | | | 1,592,165 | | | | | | 52,573,288 | | |
Palantir Technologies, Inc., Class A* | | | | | 2,980,991 | | | | | | 40,869,387 | | |
Splunk, Inc.* | | | | | 779,656 | | | | | | 96,614,971 | | |
UiPath, Inc., Class A* | | | | | 2,295,672 | | | | | | 83,860,898 | | |
Unity Software, Inc.* | | | | | 889,544 | | | | | | 93,535,552 | | |
Zoom Video Communications, Inc., Class A* | | | | | 1,004,325 | | | | | | 154,947,261 | | |
Total Software | | | | | | | | | | | 535,184,259 | | |
Technology Hardware, Storage & Peripherals – 1.1% | | ||||||||||||
Nano Dimension Ltd. (Israel)*(a) | | | | | 8,122,636 | | | | | | 29,810,074 | | |
Total Common Stocks (Cost $4,031,424,693) | | | | | | | | | | | 2,515,345,612 | | |
UNIT TRUST – 6.2% | | | | | | | | | | | | | |
Financials – 6.2% | | | | | | | | | | | | | |
Grayscale Bitcoin Trust BTC* (Cost $239,469,341) | | | | | 6,387,460 | | | | | | 167,606,950 | | |
MONEY MARKET FUND – 0.1% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(c) (Cost $1,799,225) | | | | | 1,799,225 | | | | | | 1,799,225 | | |
Total Investments – 99.7% (Cost $4,272,693,259) | | | | | | | | | | | 2,684,751,787 | | |
Other Assets in Excess of Liabilities – 0.3% | | | | | | | | | | | 7,940,057 | | |
Net Assets – 100.0% | | | | | | | | | | $ | 2,692,691,844 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Common Stocks – 3.1% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
Capital Markets – 1.1% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Concord Acquisition Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
28,340,692 | | | | | 18,772,935 | | | | | | (15,018,160) | | | | | | 121,190 | | | | | | (1,230,526) | | | | | | — | | | | | | — | | | | | | 3,114,184 | | | | | | 30,986,131 | | |
Household Durables – 1.1% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Vuzix Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
59,763,791 | | | | | 31,634,114 | | | | | | (23,101,707) | | | | | | (3,459,216) | | | | | | (35,764,991) | | | | | | — | | | | | | — | | | | | | 4,452,066 | | | | | | 29,071,991 | | |
Interactive Media & Services – 0.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Nextdoor Holdings, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
44,079,858 | | | | | 20,834,690 | | | | | | (18,987,284) | | | | | | (976,414) | | | | | | (20,583,797) | | | | | | — | | | | | | — | | | | | | 4,305,133 | | | | | | 24,367,053 | | |
$132,184,341 | | | | $ | 71,241,739 | | | | | $ | (57,107,151) | | | | | $ | (4,314,440) | | | | | $ | (57,579,314) | | | | | $ | — | | | | | $ | — | | | | | | 11,871,383 | | | | | $ | 84,425,175 | | |
ARK Next Generation Internet ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 2,515,345,612 | | | | | $ | — | | | | | $ | — | | | | | $ | 2,515,345,612 | | |
Unit Trust‡ | | | | | 167,606,950 | | | | | | — | | | | | | — | | | | | | 167,606,950 | | |
Money Market Fund | | | | | 1,799,225 | | | | | | — | | | | | | — | | | | | | 1,799,225 | | |
Total | | | | $ | 2,684,751,787 | | | | | $ | — | | | | | $ | — | | | | | $ | 2,684,751,787 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 98.9% | | | | | | | | | | | | | |
Banks – 6.7% | | | | | | | | | | | | | |
NU Holdings Ltd, Class A (Brazil)* | | | | | 1,842,995 | | | | | $ | 13,675,023 | | |
Silvergate Capital Corp., Class A* | | | | | 450,471 | | | | | | 48,533,745 | | |
TCS Group Holding PLC, Class Reg S (Russia)(a) | | | | | 622,108 | | | | | | 44,294,090 | | |
Total Banks | | | | | | | | | | | 106,502,858 | | |
Capital Markets – 14.0% | | | | | | | | | | | | | |
Coinbase Global, Inc., Class A* | | | | | 749,657 | | | | | | 142,547,279 | | |
Concord Acquisition Corp., Class A* | | | | | 68,331 | | | | | | 679,893 | | |
Intercontinental Exchange, Inc. | | | | | 134,368 | | | | | | 17,019,051 | | |
Robinhood Markets, Inc., Class A* | | | | | 4,550,966 | | | | | | 64,396,169 | | |
Total Capital Markets | | | | | | | | | | | 224,642,392 | | |
Consumer Finance – 2.9% | | | | | | | | | | | | | |
Kaspi.KZ JSC (Kazakhstan)(a) | | | | | 200,628 | | | | | | 17,053,380 | | |
LendingClub Corp.* | | | | | 1,525,069 | | | | | | 28,610,294 | | |
Total Consumer Finance | | | | | | | | | | | 45,663,674 | | |
Entertainment – 4.5% | | | | | | | | | | | | | |
Sea Ltd. (Taiwan)*(b) | | | | | 477,069 | | | | | | 71,708,241 | | |
Health Care Technology – 4.0% | | | | | | | | | | | | | |
Teladoc Health, Inc.* | | | | | 835,943 | | | | | | 64,125,188 | | |
Hotels Restaurants & Leisure – 3.0% | | | | | | | | | | | | | |
DraftKings, Inc., Class A* | | | | | 2,196,942 | | | | | | 48,530,449 | | |
Insurance – 3.6% | | | | | | | | | | | | | |
Discovery Ltd. (South Africa)* | | | | | 5,614,722 | | | | | | 56,833,991 | | |
Interactive Media & Services – 2.4% | | | | | | | | | | | | | |
Snap, Inc., Class A* | | | | | 9,195 | | | | | | 299,205 | | |
Twitter, Inc.* | | | | | 458,009 | | | | | | 17,179,917 | | |
Z Holdings Corp. (Japan) | | | | | 4,305,184 | | | | | | 21,589,518 | | |
Total Interactive Media & Services | | | | | | | | | | | 39,068,640 | | |
Internet & Direct Marketing Retail – 8.8% | | ||||||||||||
Etsy, Inc.* | | | | | 203,755 | | | | | | 32,005,836 | | |
Farfetch Ltd., Class A (United Kingdom)* | | | | | 695,363 | | | | | | 15,096,331 | | |
Global-e Online Ltd. (Israel)* | | | | | 110,862 | | | | | | 3,958,882 | | |
JD.com, Inc. (China)*(b) | | | | | 337,056 | | | | | | 25,238,753 | | |
MercadoLibre, Inc. (Argentina)* | | | | | 57,505 | | | | | | 65,099,110 | | |
Pinduoduo, Inc. (China)*(b) | | | | | 282 | | | | | | 16,875 | | |
Total Internet & Direct Marketing Retail | | | | | | | | | | | 141,415,787 | | |
IT Services – 33.9% | | | | | | | | | | | | | |
Adyen NV (Netherlands)*(c) | | | | | 28,465 | | | | | | 57,210,135 | | |
Block, Inc.* | | | | | 1,251,071 | | | | | | 152,993,473 | | |
PayPal Holdings, Inc.* | | | | | 159,834 | | | | | | 27,481,858 | | |
Shopify, Inc., Class A (Canada)* | | | | | 134,358 | | | | | | 129,553,358 | | |
StoneCo Ltd., Class A (Brazil)* | | | | | 2,519,552 | | | | | | 39,254,620 | | |
Toast, Inc., Class A* | | | | | 1,240,007 | | | | | | 28,371,360 | | |
Twilio, Inc., Class A* | | | | | 523,986 | | | | | | 108,003,994 | | |
Total IT Services | | | | | | | | | | | 542,868,798 | | |
Investments | | | Shares | | | Value | | ||||||
Real Estate Management & Development – 3.9% | | ||||||||||||
Opendoor Technologies, Inc.* | | | | | 1,474,855 | | | | | $ | 14,645,310 | | |
Zillow Group, Inc., Class C* | | | | | 933,251 | | | | | | 47,110,511 | | |
Total Real Estate Management & Development | | | | | | | | | | | 61,755,821 | | |
Software – 11.2% | | | | | | | | | | | | | |
Bill.com Holdings, Inc.* | | | | | 148,481 | | | | | | 27,945,609 | | |
DocuSign, Inc.* | | | | | 150,797 | | | | | | 18,965,739 | | |
Intuit, Inc. | | | | | 35,561 | | | | | | 19,744,534 | | |
Palantir Technologies, Inc., Class A* | | | | | 83,330 | | | | | | 1,142,454 | | |
UiPath, Inc., Class A* | | | | | 2,289,059 | | | | | | 83,619,325 | | |
Workday, Inc., Class A* | | | | | 112,388 | | | | | | 28,435,288 | | |
Total Software | | | | | | | | | | | 179,852,949 | | |
Total Common Stocks (Cost $2,408,502,695) | | | | | | | | | | | 1,582,968,788 | | |
MONEY MARKET FUND – 0.1% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(d) (Cost $2,308,378) | | | | | 2,308,378 | | | | | | 2,308,378 | | |
Total Investments – 99.0% (Cost $2,410,811,073) | | | | | | | | | | | 1,585,277,166 | | |
Other Assets in Excess of Liabilities – 1.0% | | | | | | | | | | | 16,781,994 | | |
Net Assets – 100.0% | | | | | | | | | | $ | 1,602,059,160 | | |
ARK Fintech Innovation ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 1,582,968,788 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,582,968,788 | | |
Money Market Fund | | | | | 2,308,378 | | | | | | — | | | | | | — | | | | | | 2,308,378 | | |
Total | | | | $ | 1,585,277,166 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,585,277,166 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 91.7% | | | | | | | | | | | | | |
Aerospace & Defense – 29.8% | | | | | | | | | | | | | |
AeroVironment, Inc.* | | | | | 284,852 | | | | | $ | 16,213,776 | | |
Airbus SE (France)* | | | | | 36,462 | | | | | | 4,592,773 | | |
Archer Aviation, Inc., Class A* | | | | | 1,792,949 | | | | | | 5,647,789 | | |
Elbit Systems Ltd. (Israel) | | | | | 37,947 | | | | | | 6,290,095 | | |
HEICO Corp. | | | | | 35,570 | | | | | | 4,851,392 | | |
Kratos Defense & Security Solutions, Inc.* | | | | | 1,707,289 | | | | | | 28,614,164 | | |
L3Harris Technologies, Inc. | | | | | 108,274 | | | | | | 22,660,666 | | |
Lockheed Martin Corp. | | | | | 15,561 | | | | | | 6,055,252 | | |
Mynaric AG (Germany)*(a) | | | | | 439,508 | | | | | | 4,847,773 | | |
Spirit AeroSystems Holdings, Inc., Class A | | | | | 188,776 | | | | | | 8,274,052 | | |
Thales SA (France) | | | | | 52,781 | | | | | | 4,829,107 | | |
Total Aerospace & Defense | | | | | | | | | | | 112,876,839 | | |
Air Freight & Logistics – 3.5% | | | | | | | | | | | | | |
JD Logistics, Inc. (China)*(b) | | | | | 4,496,326 | | | | | | 13,349,914 | | |
Airlines – 4.0% | | | | | | | | | | | | | |
Blade Air Mobility, Inc.* | | | | | 1,772,095 | | | | | | 10,827,501 | | |
Joby Aviation, Inc.* | | | | | 1,004,527 | | | | | | 4,168,787 | | |
Total Airlines | | | | | | | | | | | 14,996,288 | | |
Diversified Telecommunication – 6.0% | | | | | | | | | | | | | |
Iridium Communications, Inc.* | | | | | 634,460 | | | | | | 22,764,425 | | |
Electronic Equipment, Instruments & Components – 10.7% | | ||||||||||||
Teledyne Technologies, Inc.* | | | | | 9,446 | | | | | | 3,980,828 | | |
Trimble, Inc.* | | | | | 509,525 | | | | | | 36,767,324 | | |
Total Electronic Equipment, Instruments & Components | | | | | | | | | | | 40,748,152 | | |
Entertainment – 0.0%(c) | | | | | | | | | | | | | |
Netflix, Inc.* | | | | | 103 | | | | | | 43,995 | | |
Household Durables – 2.5% | | | | | | | | | | | | | |
Garmin Ltd. | | | | | 75,871 | | | | | | 9,439,870 | | |
Industrial Conglomerates – 1.3% | | | | | | | | | | | | | |
Honeywell International, Inc. | | | | | 24,115 | | | | | | 4,931,035 | | |
Interactive Media & Services – 2.0% | | | | | | | | | | | | | |
Alphabet, Inc., Class C* | | | | | 2,863 | | | | | | 7,770,096 | | |
Internet & Direct Marketing Retail – 3.1% | | | | | | | | | | | | | |
Amazon.com, Inc.* | | | | | 3,967 | | | | | | 11,867,161 | | |
Machinery – 13.1% | | | | | | | | | | | | | |
Deere & Co. | | | | | 27,470 | | | | | | 10,339,708 | | |
Komatsu Ltd. (Japan) | | | | | 859,488 | | | | | | 20,956,929 | | |
Markforged Holding Corp.* | | | | | 1,847,629 | | | | | | 8,739,285 | | |
Velo3D Inc.* | | | | | 1,467,254 | | | | | | 9,463,788 | | |
Total Machinery | | | | | | | | | | | 49,499,710 | | |
Semiconductors & Semiconductor Equipment – 1.4% | | ||||||||||||
Teradyne, Inc. | | | | | 45,063 | | | | | | 5,291,748 | | |
Software – 13.3% | | | | | | | | | | | | | |
ANSYS, Inc.* | | | | | 12,090 | | | | | | 4,110,721 | | |
Dassault Systemes SE (France) | | | | | 251,973 | | | | | | 12,016,642 | | |
Palantir Technologies, Inc., Class A* | | | | | 477,453 | | | | | | 6,545,881 | | |
Synopsys, Inc.* | | | | | 12,759 | | | | | | 3,961,669 | | |
UiPath, Inc., Class A* | | | | | 351,351 | | | | | | 12,834,852 | | |
Unity Software, Inc.* | | | | | 104,051 | | | | | | 10,940,963 | | |
Total Software | | | | | | | | | | | 50,410,728 | | |
Investments | | | Shares | | | Value | | ||||||
Technology Hardware, Storage & Peripherals – 1.0% | | ||||||||||||
3D Systems Corp.* | | | | | 216,277 | | | | | $ | 3,871,358 | | |
Total Common Stocks (Cost $436,509,965) | | | | | | | | | | | 347,861,319 | | |
EXCHANGE-TRADED FUND – 7.9% | | | | | | | | | | | | | |
Equity Fund – 7.9% | | | | | | | | | | | | | |
The 3D Printing ETF† (Cost $38,824,372) | | | | | 987,008 | | | | | | 29,797,772 | | |
MONEY MARKET FUND – 0.1% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(d) (Cost $283,896) | | | | | 283,896 | | | | | | 283,896 | | |
Total Investments – 99.7% (Cost $475,618,233) | | | | | | | | | | | 377,942,987 | | |
Other Assets in Excess of Liabilities – 0.3% | | | | | | | | | | | 1,311,379 | | |
Net Assets – 100.0% | | | | | | | | | | $ | 379,254,366 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Exchange-Traded Fund – 7.9% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
Equity Fund – 7.9% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
The 3D Printing ETF | | ||||||||||||||||||||||||||||||||||||||||||||||||
41,642,604 | | | | | 6,315,301 | | | | | | (9,763,808) | | | | | | (566,410) | | | | | | (7,829,915) | | | | | | 604 | | | | | | — | | | | | | 987,008 | | | | | | 29,797,772 | | |
$41,642,604 | | | | $ | 6,315,301 | | | | | $ | (9,763,808) | | | | | $ | (566,410) | | | | | $ | (7,829,915) | | | | | $ | 604 | | | | | $ | — | | | | | | 987,008 | | | | | $ | 29,797,772 | | |
ARK Space Exploration & Innovation ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 347,861,319 | | | | | $ | — | | | | | $ | — | | | | | $ | 347,861,319 | | |
Exchange-Traded Fund | | | | | 29,797,772 | | | | | | — | | | | | | — | | | | | | 29,797,772 | | |
Money Market Fund | | | | | 283,896 | | | | | | — | | | | | | — | | | | | | 283,896 | | |
Total | | | | $ | 377,942,987 | | | | | $ | — | | | | | $ | — | | | | | $ | 377,942,987 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 99.7% | | | | | | | | | | | | | |
Aerospace & Defense – 2.1% | | | | | | | | | | | | | |
AeroVironment, Inc.* | | | | | 3,460 | | | | | $ | 196,943 | | |
Axon Enterprise, Inc.* | | | | | 1,387 | | | | | | 194,083 | | |
Total Aerospace & Defense | | | | | | | | | | | 391,026 | | |
Auto Components – 1.1% | | | | | | | | | | | | | |
Autoliv, Inc. (Sweden) | | | | | 2,085 | | | | | | 206,498 | | |
Automobiles – 1.0% | | | | | | | | | | | | | |
Tesla, Inc.* | | | | | 202 | | | | | | 189,217 | | |
Biotechnology – 2.8% | | | | | | | | | | | | | |
Abcam PLC (United Kingdom)*(a) | | | | | 9,127 | | | | | | 163,464 | | |
CareDx, Inc.* | | | | | 4,702 | | | | | | 196,544 | | |
Twist Bioscience Corp.* | | | | | 2,762 | | | | | | 164,118 | | |
Total Biotechnology | | | | | | | | | | | 524,126 | | |
Capital Markets – 1.1% | | | | | | | | | | | | | |
Cboe Global Markets, Inc. | | | | | 1,655 | | | | | | 196,167 | | |
Commercial Services & Supplies – 2.3% | | | | | | | | | | | | | |
Brady Corp., Class A | | | | | 3,997 | | | | | | 207,524 | | |
Steelcase, Inc., Class A | | | | | 18,363 | | | | | | 226,600 | | |
Total Commercial Services & Supplies | | | | | | | | | | | 434,124 | | |
Communications Equipment – 0.9% | | | | | | | | | | | | | |
Radware Ltd. (Israel)* | | | | | 5,158 | | | | | | 173,464 | | |
Construction Materials – 1.1% | | | | | | | | | | | | | |
CRH PLC (Ireland)(a) | | | | | 4,091 | | | | | | 206,227 | | |
Containers & Packaging – 1.1% | | | | | | | | | | | | | |
Sonoco Products Co. | | | | | 3,723 | | | | | | 210,871 | | |
Diversified Consumer Services – 0.9% | | | | | | | | | | | | | |
2U, Inc.* | | | | | 10,550 | | | | | | 170,277 | | |
Electrical Equipment – 1.8% | | | | | | | | | | | | | |
ChargePoint Holdings, Inc.* | | | | | 11,254 | | | | | | 155,868 | | |
TPI Composites, Inc.* | | | | | 14,229 | | | | | | 171,744 | | |
Total Electrical Equipment | | | | | | | | | | | 327,612 | | |
Electronic Equipment, Instruments & Components – 2.1% | | ||||||||||||
CDW Corp. | | | | | 1,051 | | | | | | 198,692 | | |
Knowles Corp.* | | | | | 9,219 | | | | | | 195,535 | | |
Total Electronic Equipment, Instruments & Components | | | | | | | | | | | 394,227 | | |
Entertainment – 3.3% | | | | | | | | | | | | | |
Netflix, Inc.* | | | | | 356 | | | | | | 152,062 | | |
ROBLOX Corp., Class A* | | | | | 2,074 | | | | | | 136,594 | | |
Roku, Inc.* | | | | | 930 | | | | | | 152,566 | | |
Spotify Technology SA* | | | | | 915 | | | | | | 179,578 | | |
Total Entertainment | | | | | | | | | | | 620,800 | | |
Food Products – 2.4% | | | | | | | | | | | | | |
Beyond Meat, Inc.* | | | | | 3,258 | | | | | | 212,193 | | |
McCormick & Co., Inc. | | | | | 2,238 | | | | | | 224,494 | | |
Total Food Products | | | | | | | | | | | 436,687 | | |
Health Care Technology – 1.9% | | | | | | | | | | | | | |
Omnicell, Inc.* | | | | | 1,194 | | | | | | 179,267 | | |
Teladoc Health, Inc.* | | | | | 2,327 | | | | | | 178,504 | | |
Total Health Care Technology | | | | | | | | | | | 357,771 | | |
Hotels, Restaurants & Leisure – 1.0% | | | | | | | | | | | | | |
Starbucks Corp. | | | | | 1,839 | | | | | | 180,811 | | |
Household Durables – 4.2% | | | | | | | | | | | | | |
Garmin Ltd. | | | | | 1,579 | | | | | | 196,459 | | |
iRobot Corp.* | | | | | 3,241 | | | | | | 212,351 | | |
Sonos, Inc.* | | | | | 7,244 | | | | | | 182,694 | | |
Sony Group Corp. (Japan)(a) | | | | | 1,705 | | | | | | 190,380 | | |
Total Household Durables | | | | | | | | | | | 781,884 | | |
Investments | | | Shares | | | Value | | ||||||
Household Products – 1.0% | | | | | | | | | | | | | |
Spectrum Brands Holdings, Inc. | | | | | 2,136 | | | | | $ | 190,916 | | |
Industrial Conglomerates – 1.0% | | | | | | | | | | | | | |
Roper Technologies, Inc. | | | | | 436 | | | | | | 190,602 | | |
Insurance – 0.9% | | | | | | | | | | | | | |
Lemonade, Inc.* | | | | | 5,071 | | | | | | 161,917 | | |
Interactive Media & Services – 1.2% | | | | | | | | | | | | | |
TripAdvisor, Inc.* | | | | | 7,858 | | | | | | 213,345 | | |
Internet & Direct Marketing Retail – 4.1% | | | | | | | | | | | | | |
Amazon.com, Inc.* | | | | | 63 | | | | | | 188,463 | | |
Fiverr International Ltd.* | | | | | 1,876 | | | | | | 160,041 | | |
JD.com, Inc. (China)*(a) | | | | | 3,059 | | | | | | 229,058 | | |
Stitch Fix, Inc., Class A* | | | | | 11,252 | | | | | | 184,870 | | |
Total Internet & Direct Marketing Retail | | | | | | | | | | | 762,432 | | |
IT Services – 6.1% | | | | | | | | | | | | | |
Adyen NV (Netherlands)*(a) | | | | | 8,213 | | | | | | 166,888 | | |
Cloudflare, Inc., Class A* | | | | | 1,623 | | | | | | 156,457 | | |
DigitalOcean Holdings, Inc.* | | | | | 2,634 | | | | | | 151,034 | | |
Globant SA* | | | | | 683 | | | | | | 174,288 | | |
Shopify, Inc., Class A (Canada)* | | | | | 155 | | | | | | 149,457 | | |
Snowflake, Inc., Class A* | | | | | 627 | | | | | | 172,989 | | |
Twilio, Inc., Class A* | | | | | 809 | | | | | | 166,751 | | |
Total IT Services | | | | | | | | | | | 1,137,864 | | |
Leisure Products – 2.1% | | | | | | | | | | | | | |
Acushnet Holdings Corp. | | | | | 4,034 | | | | | | 188,388 | | |
Hasbro, Inc. | | | | | 2,120 | | | | | | 196,057 | | |
Total Leisure Products | | | | | | | | | | | 384,445 | | |
Life Sciences Tools & Services – 2.8% | | | | | | | | | | | | | |
Bio-Techne Corp. | | | | | 412 | | | | | | 155,081 | | |
Bruker Corp. | | | | | 2,549 | | | | | | 169,763 | | |
Thermo Fisher Scientific, Inc. | | | | | 320 | | | | | | 186,016 | | |
Total Life Sciences Tools & Services | | | | | | | | | | | 510,860 | | |
Machinery – 1.1% | | | | | | | | | | | | | |
Proto Labs, Inc.* | | | | | 4,151 | | | | | | 208,297 | | |
Media – 2.3% | | | | | | | | | | | | | |
Cardlytics, Inc.* | | | | | 3,176 | | | | | | 213,110 | | |
Pearson PLC (United Kingdom)(a) | | | | | 25,682 | | | | | | 218,297 | | |
Total Media | | | | | | | | | | | 431,407 | | |
Personal Products – 1.1% | | | | | | | | | | | | | |
Natura & Co. Holding SA (Brazil)*(a) | | | | | 23,198 | | | | | | 200,895 | | |
Semiconductors & Semiconductor Equipment – 5.8% | | ||||||||||||
ASML Holding NV (Netherlands) | | | | | 270 | | | | | | 182,844 | | |
Canadian Solar, Inc. (Canada)* | | | | | 6,801 | | | | | | 190,360 | | |
MaxLinear, Inc., Class A* | | | | | 2,864 | | | | | | 171,897 | | |
NVIDIA Corp. | | | | | 731 | | | | | | 178,993 | | |
Skyworks Solutions, Inc. | | | | | 1,381 | | | | | | 202,344 | | |
Teradyne, Inc. | | | | | 1,310 | | | | | | 153,833 | | |
Total Semiconductors & Semiconductor Equipment | | | | | | | | | | | 1,080,271 | | |
Software – 25.6% | | | | | | | | | | | | | |
Adobe, Inc.* | | | | | 379 | | | | | | 202,500 | | |
Agora, Inc. (China)*(a) | | | | | 12,895 | | | | | | 147,390 | | |
Atlassian Corp. PLC, Class A* | | | | | 559 | | | | | | 181,306 | | |
Autodesk, Inc.* | | | | | 759 | | | | | | 189,591 | | |
Bill.Com Holdings, Inc.* | | | | | 855 | | | | | | 160,920 | | |
Crowdstrike Holdings, Inc., Class A* | | | | | 1,043 | | | | | | 188,407 | | |
Datadog, Inc., Class A* | | | | | 1,207 | | | | | | 176,355 | | |
DocuSign, Inc.* | | | | | 1,403 | | | | | | 176,455 | | |
Dropbox, Inc., Class A* | | | | | 8,742 | | | | | | 216,364 | | |
Investments | | | Shares | | | Value | | ||||||
Dynatrace, Inc.* | | | | | 3,536 | | | | | $ | 193,985 | | |
Elastic NV* | | | | | 1,734 | | | | | | 161,695 | | |
Five9, Inc.* | | | | | 1,570 | | | | | | 197,349 | | |
Gitlab, Inc., Class A* | | | | | 2,520 | | | | | | 161,305 | | |
HubSpot, Inc.* | | | | | 322 | | | | | | 157,394 | | |
Intuit, Inc. | | | | | 333 | | | | | | 184,892 | | |
Momentive Global, Inc.* | | | | | 10,053 | | | | | | 172,208 | | |
Nutanix, Inc., Class A* | | | | | 6,748 | | | | | | 184,490 | | |
PagerDuty, Inc.* | | | | | 6,169 | | | | | | 203,700 | | |
Qualys, Inc.* | | | | | 1,553 | | | | | | 199,001 | | |
Rapid7, Inc.* | | | | | 1,829 | | | | | | 176,188 | | |
salesforce.com, Inc.* | | | | | 844 | | | | | | 196,340 | | |
Splunk, Inc.* | | | | | 1,872 | | | | | | 231,978 | | |
Sprout Social, Inc., Class A* | | | | | 2,344 | | | | | | 161,384 | | |
Synopsys, Inc.* | | | | | 582 | | | | | | 180,711 | | |
Unity Software, Inc.* | | | | | 1,499 | | | | | | 157,620 | | |
Workday, Inc., Class A* | | | | | 785 | | | | | | 198,613 | | |
Total Software | | | | | | | | | | | 4,758,141 | | |
Specialty Retail – 4.1% | | | | | | | | | | | | | |
Best Buy Co., Inc. | | | | | 2,113 | | | | | | 209,779 | | |
Buckle, Inc. (The) | | | | | 5,115 | | | | | | 192,528 | | |
Hibbett, Inc. | | | | | 2,995 | | | | | | 184,642 | | |
Warby Parker, Inc., Class A* | | | | | 4,589 | | | | | | 170,573 | | |
Total Specialty Retail | | | | | | | | | | | 757,522 | | |
Technology Hardware, Storage & Peripherals – 4.4% | | ||||||||||||
Apple, Inc. | | | | | 1,214 | | | | | | 212,183 | | |
Corsair Gaming, Inc.* | | | | | 10,165 | | | | | | 198,624 | | |
HP, Inc. | | | | | 5,713 | | | | | | 209,839 | | |
NetApp, Inc. | | | | | 2,345 | | | | | | 202,866 | | |
Total Technology Hardware, Storage & Peripherals | | | | | | | | | | | 823,512 | | |
Textiles, Apparel & Luxury Goods – 5.0% | | | | | | | | | | | | | |
Canada Goose Holdings, Inc. (Canada)* | | | | | 5,789 | | | | | | 177,780 | | |
Lululemon Athletica, Inc.* | | | | | 547 | | | | | | 182,567 | | |
PVH Corp. | | | | | 2,025 | | | | | | 192,395 | | |
Steven Madden Ltd. | | | | | 4,668 | | | | | | 192,042 | | |
VF Corp. | | | | | 2,943 | | | | | | 191,913 | | |
Total Textiles, Apparel & Luxury Goods | | | | | | | | | | | 936,697 | | |
Total Common Stocks (Cost $21,525,679) | | | | | | | | | | | 18,550,912 | | |
MONEY MARKET FUND – 0.3% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(b) (Cost $49,028) | | | | | 49,028 | | | | | | 49,028 | | |
Total Investments – 100.0% (Cost $21,574,707) | | | | | | | | | | | 18,599,940 | | |
Liabilities in Excess of Other Assets – (0.0)%(c) | | | | | | | | | | | (6,778) | | |
Net Assets – 100.0% | | | | | | | | | | $ | 18,593,162 | | |
ARK Transparency ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 18,550,912 | | | | | $ | — | | | | | $ | — | | | | | $ | 18,550,912 | | |
Money Market Fund | | | | | 49,028 | | | | | | — | | | | | | — | | | | | | 49,028 | | |
Total | | | | $ | 18,599,940 | | | | | $ | — | | | | | $ | — | | | | | $ | 18,599,940 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 96.4% | | | | | | | | | | | | | |
Aerospace & Defense – 2.3% | | | | | | | | | | | | | |
Aerojet Rocketdyne Holdings, Inc. | | | | | 85,665 | | | | | $ | 3,305,813 | | |
Hexcel Corp.* | | | | | 6,441 | | | | | | 336,027 | | |
Moog, Inc., Class A | | | | | 47,913 | | | | | | 3,652,887 | | |
Total Aerospace & Defense | | | | | | | | | | | 7,294,727 | | |
Air Freight & Logistics – 1.2% | | | | | | | | | | | | | |
United Parcel Service, Inc., Class B | | | | | 18,564 | | | | | | 3,753,826 | | |
Auto Components – 2.4% | | | | | | | | | | | | | |
Cie Generale des Etablissements Michelin SCA (France) | | | | | 21,793 | | | | | | 3,616,171 | | |
Exco Technologies Ltd. (Canada) | | | | | 481,477 | | | | | | 3,723,336 | | |
Total Auto Components | | | | | | | | | | | 7,339,507 | | |
Chemicals – 0.8% | | | | | | | | | | | | | |
5N Plus, Inc. (Canada)* | | | | | 183,698 | | | | | | 330,935 | | |
Arkema SA (France) | | | | | 2,351 | | | | | | 344,547 | | |
DuPont de Nemours, Inc. | | | | | 4,456 | | | | | | 341,330 | | |
Eastman Chemical Co. | | | | | 2,890 | | | | | | 343,708 | | |
Evonik Industries AG (Germany) | | | | | 10,663 | | | | | | 344,883 | | |
Koninklijke DSM NV (Netherlands) | | | | | 1,735 | | | | | | 323,660 | | |
Toray Industries, Inc. (Japan) | | | | | 55,325 | | | | | | 348,594 | | |
Total Chemicals | | | | | | | | | | | 2,377,657 | | |
Commercial Services & Supplies – 0.9% | | | | | | | | | | | | | |
PyroGenesis Canada, Inc. (Canada)* | | | | | 138,307 | | | | | | 378,640 | | |
Shapeways Holdings, Inc.* | | | | | 722,779 | | | | | | 2,312,893 | | |
Total Commercial Services & Supplies | | | | | | | | | | | 2,691,533 | | |
Electrical Equipment – 1.8% | | | | | | | | | | | | | |
AMETEK, Inc. | | | | | 38,417 | | | | | | 5,254,293 | | |
SGL Carbon SE (Germany)* | | | | | 45,502 | | | | | | 313,359 | | |
Total Electrical Equipment | | | | | | | | | | | 5,567,652 | | |
Electronic Equipment, Instruments & Components – 11.0% | | ||||||||||||
FARO Technologies, Inc.* | | | | | 186,517 | | | | | | 10,129,738 | | |
Hexagon AB, Class B (Sweden) | | | | | 386,423 | | | | | | 5,146,919 | | |
Renishaw PLC (United Kingdom) | | | | | 140,225 | | | | | | 8,554,376 | | |
Trimble, Inc.* | | | | | 145,759 | | | | | | 10,517,970 | | |
Total Electronic Equipment, Instruments & Components | | | | | | | | | | | 34,349,003 | | |
Health Care Equipment & Supplies – 6.9% | | | | | | | | | | | | | |
Align Technology, Inc.* | | | | | 10,710 | | | | | | 5,301,021 | | |
Conformis, Inc.*† | | | | | 13,494,608 | | | | | | 8,036,039 | | |
Straumann Holding AG (Switzerland) | | | | | 5,044 | | | | | | 8,249,266 | | |
Total Health Care Equipment & Supplies | | | | | | | | | | | 21,586,326 | | |
Industrial Conglomerates – 2.4% | | | | | | | | | | | | | |
3M Co. | | | | | 2,035 | | | | | | 337,851 | | |
General Electric Co. | | | | | 38,237 | | | | | | 3,612,632 | | |
Siemens AG (Germany) | | | | | 22,599 | | | | | | 3,551,373 | | |
Total Industrial Conglomerates | | | | | | | | | | | 7,501,856 | | |
Internet & Direct Marketing Retail – 2.8% | | ||||||||||||
Xometry, Inc., Class A* | | | | | 168,780 | | | | | | 8,709,048 | | |
Life Sciences Tools & Services – 2.3% | | | | | | | | | | | | | |
BICO Group AB (Sweden)* | | | | | 358,796 | | | | | | 7,110,700 | | |
Machinery – 20.7% | | | | | | | | | | | | | |
Desktop Metal, Inc., Class A* | | | | | 2,519,388 | | | | | | 10,304,297 | | |
Fathom Digital Manufacturing C* | | | | | 859,707 | | | | | | 7,659,989 | | |
Investments | | | Shares | | | Value | | ||||||
Lincoln Electric Holdings, Inc. | | | | | 29,024 | | | | | $ | 3,710,428 | | |
Markforged Holding Corp.* | | | | | 1,820,804 | | | | | | 8,612,403 | | |
Massivit 3d Printing Technologies Ltd. (Israel)* | | | | | 200,680 | | | | | | 1,169,693 | | |
OC Oerlikon Corp. AG (Switzerland) | | | | | 367,850 | | | | | | 3,536,981 | | |
Proto Labs, Inc.* | | | | | 175,305 | | | | | | 8,796,805 | | |
Sandvik AB (Sweden) | | | | | 13,032 | | | | | | 338,632 | | |
SLM Solutions Group AG (Germany)* | | | | | 621,284 | | | | | | 9,925,244 | | |
Velo3D Inc.* | | | | | 1,620,717 | | | | | | 10,453,625 | | |
Total Machinery | | | | | | | | | | | 64,508,097 | | |
Metals & Mining – 2.6% | | | | | | | | | | | | | |
Allegheny Technologies, Inc.* | | | | | 17,411 | | | | | | 318,447 | | |
Arconic Corp.* | | | | | 117,311 | | | | | | 3,628,429 | | |
Carpenter Technology Corp. | | | | | 11,767 | | | | | | 337,948 | | |
Kaiser Aluminum Corp. | | | | | 37,473 | | | | | | 3,588,040 | | |
voestalpine AG (Austria) | | | | | 9,316 | | | | | | 307,910 | | �� |
Total Metals & Mining | | | | | | | | | | | 8,180,774 | | |
Shell Companies – 2.8% | | | | | | | | | | | | | |
Atlantic Coastal Acquisition Corp., Class A* | | | | | 895,660 | | | | | | 8,840,164 | | |
Software – 23.6% | | | | | | | | | | | | | |
Altair Engineering, Inc., Class A* | | | | | 176,624 | | | | | | 11,113,182 | | |
ANSYS, Inc.* | | | | | 31,766 | | | | | | 10,800,758 | | |
Autodesk, Inc.* | | | | | 43,177 | | | | | | 10,785,183 | | |
Dassault Systemes SE (France) | | | | | 202,463 | | | | | | 9,655,501 | | |
Materialise NV (Belgium)*(a) | | | | | 464,388 | | | | | | 9,524,598 | | |
Microsoft Corp. | | | | | 35,094 | | | | | | 10,913,532 | | |
PTC, Inc.* | | | | | 91,443 | | | | | | 10,631,163 | | |
Total Software | | | | | | | | | | | 73,423,917 | | |
Technology Hardware, Storage & Peripherals – 11.9% | | | | | | | | | | | | | |
3D Systems Corp.* | | | | | 480,207 | | | | | | 8,595,705 | | |
Eastman Kodak Co.* | | | | | 84,415 | | | | | | 331,751 | | |
HP, Inc. | | | | | 243,345 | | | | | | 8,938,062 | | |
Nano Dimension Ltd. (Israel)*(a) | | | | | 2,606,277 | | | | | | 9,565,036 | | |
Stratasys Ltd.* | | | | | 390,790 | | | | | | 9,316,434 | | |
Xerox Holdings Corp. | | | | | 15,725 | | | | | | 331,955 | | |
Total Technology Hardware, Storage & Peripherals | | | | | | | | | | | 37,078,943 | | |
Total Common Stocks (Cost $383,621,074) | | | | | | | | | | | 300,313,730 | | |
PREFERRED STOCK – 0.1% | | | | | | | | | | | | | |
Household Products – 0.1% | | | | | | | | | | | | | |
Henkel AG & Co. KGaA (Germany) (Cost $431,677) | | | | | 4,013 | | | | | | 326,677 | | |
MONEY MARKET FUND – 3.6% | | | | | | | | | | | | | |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(b) (Cost $11,092,963) | | | | | 11,092,963 | | | | | | 11,092,963 | | |
Total Investments – 100.1% (Cost $395,145,714) | | | | | | | | | | | 311,733,370 | | |
Liabilities in Excess of Other Assets – (0.1)% | | | | | | | | | | | (429,804) | | |
Net Assets – 100.0% | | | | | | | | | | $ | 311,303,566 | | |
Value ($) at 7/31/2021 | | | Purchases Cost ($) | | | Sales Proceeds ($) | | | Net Realized Gain/(Loss) ($) | | | Net Change in Unrealized Appreciation (Depreciation) ($) | | | Dividend Income ($) | | | Capital Gain Distributions ($) | | | Number of Shares at 1/31/2022 | | | Value ($) at 1/31/2022 | | ||||||||||||||||||||||||
Common Stocks – 2.6% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Health Care Equipment & Supplies – 2.6% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
Conformis, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
19,209,575 | | | | | 5,406,416 | | | | | | (3,701,934) | | | | | | (532,871) | | | | | | (12,345,147) | | | | | | — | | | | | | — | | | | | | 13,494,608 | | | | | | 8,036,039 | | |
Machinery – 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
ExOne (The) Co. | | ||||||||||||||||||||||||||||||||||||||||||||||||
18,815,801 | | | | | — | | | | | | (35,228,058) | | | | | | (6,866,123) | | | | | | 23,278,380 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$38,025,376 | | | | $ | 5,406,416 | | | | | $ | (38,929,992) | | | | | $ | (7,398,994) | | | | | $ | 10,933,233 | | | | | $ | — | | | | | $ | — | | | | | | 13,494,608 | | | | | $ | 8,036,039 | | |
The 3D Printing ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 300,313,730 | | | | | $ | — | | | | | $ | — | | | | | $ | 300,313,730 | | |
Preferred Stock‡ | | | | | 326,677 | | | | | | — | | | | | | — | | | | | | 326,677 | | |
Money Market Fund | | | | | 11,092,963 | | | | | | — | | | | | | — | | | | | | 11,092,963 | | |
Total | | | | $ | 311,733,370 | | | | | $ | — | | | | | $ | — | | | | | $ | 311,733,370 | | |
Investments | | | Shares | | | Value | | ||||||
COMMON STOCKS – 101.5% | | | | | | | | | | | | | |
Aerospace & Defense – 3.1% | | | | | | | | | | | | | |
Elbit Systems Ltd. (Israel) | | | | | 15,508 | | | | | $ | 2,576,501 | | |
RADA Electronic Industries Ltd. (Israel)* | | | | | 272,178 | | | | | | 2,612,909 | | |
Total Aerospace & Defense | | | | | | | | | | | 5,189,410 | | |
Auto Components – 1.5% | | | | | | | | | | | | | |
REE Automotive Ltd., Class A (Israel)* | | | | | 597,465 | | | | | | 2,479,480 | | |
Biotechnology – 8.5% | | | | | | | | | | | | | |
BioLine RX Ltd. (Israel)*(a) | | | | | 676 | | | | | | 1,230 | | |
Chemomab Therapeutics Ltd. (Israel)*(a) | | | | | 97,537 | | | | | | 477,931 | | |
Collplant Biotechnologies Ltd. (Israel)* | | | | | 235,667 | | | | | | 2,314,250 | | |
Enlivex Therapeutics Ltd. (Israel)* | | | | | 473,300 | | | | | | 2,527,422 | | |
Entera Bio Ltd. (Israel)* | | | | | 233,361 | | | | | | 534,397 | | |
Gamida Cell Ltd. (Israel)* | | | | | 878,183 | | | | | | 2,924,350 | | |
Kamada Ltd. (Israel)* | | | | | 434,214 | | | | | | 2,614,557 | | |
UroGen Pharma Ltd.* | | | | | 343,703 | | | | | | 2,653,387 | | |
Vascular Biogenics Ltd. (Israel)* | | | | | 277,216 | | | | | | 363,153 | | |
Total Biotechnology | | | | | | | | | | | 14,410,677 | | |
Communications Equipment – 9.4% | | | | | | | | | | | | | |
AudioCodes Ltd. (Israel) | | | | | 89,224 | | | | | | 2,642,815 | | |
Ceragon Networks Ltd. (Israel)* | | | | | 1,147,593 | | | | | | 2,639,464 | | |
Gilat Satellite Networks Ltd. (Israel)* | | | | | 353,788 | | | | | | 2,678,175 | | |
Ituran Location and Control Ltd. (Israel) | | | | | 107,865 | | | | | | 2,595,232 | | |
Radware Ltd. (Israel)* | | | | | 80,603 | | | | | | 2,710,679 | | |
Silicom Ltd. (Israel)* | | | | | 59,957 | | | | | | 2,693,868 | | |
Total Communications Equipment | | | | | | | | | | | 15,960,233 | | |
Diversified Telecommunication – 1.5% | | | | | | | | | | | | | |
Bezeq The Israeli Telecommunication Corp. Ltd. (Israel)* | | | | | 1,533,670 | | | | | | 2,624,594 | | |
Electrical Equipment – 2.5% | | | | | | | | | | | | | |
Augwind Energy Tech Storage Ltd. (Israel)* | | | | | 218,124 | | | | | | 2,149,266 | | |
Gencell Ltd. (Israel)* | | | | | 816,858 | | | | | | 2,067,822 | | |
Total Electrical Equipment | | | | | | | | | | | 4,217,088 | | |
Electronic Equipment, Instruments & Components – 5.7% | | ||||||||||||
Arbe Robotics Ltd. (Israel)* | | | | | 250,805 | | | | | | 2,076,665 | | |
Innoviz Technologies Ltd. (Israel)* | | | | | 707,582 | | | | | | 2,858,631 | | |
Nayax Ltd. (Israel)* | | | | | 845,874 | | | | | | 2,171,738 | | |
Priortech Ltd. (Israel)* | | | | | 79,511 | | | | | | 2,531,973 | | |
Total Electronic Equipment, Instruments & Components | | | | | | | | | | | 9,639,007 | | |
Entertainment – 1.4% | | | | | | | | | | | | | |
Playtika Holding Corp.* | | | | | 142,497 | | | | | | 2,426,724 | | |
Health Care Equipment & Supplies – 3.3% | | | | | | | | | | | | | |
Check Cap Ltd.* | | | | | 1,178 | | | | | | 671 | | |
Inmode Ltd.* | | | | | 60,854 | | | | | | 2,934,989 | | |
Nano-X Imaging Ltd. (Israel)* | | | | | 235,857 | | | | | | 2,676,977 | | |
Total Health Care Equipment & Supplies | | | | | | | | | | | 5,612,637 | | |
Hotels, Restaurants & Leisure – 1.7% | | | | | | | | | | | | | |
Fattal Holdings 1998 Ltd. (Israel)* | | | | | 24,153 | | | | | | 2,881,970 | | |
Household Durables – 1.6% | | | | | | | | | | | | | |
Electra Consumer Products 1970 Ltd. (Israel) | | | | | 42,458 | | | | | | 2,657,146 | | |
Investments | | | Shares | | | Value | | ||||||
Interactive Media & Services – 1.6% | | | | | | | | | | | | | |
Taboola.com Ltd. (Israel)* | | | | | 436,097 | | | | | $ | 2,638,387 | | |
Internet & Direct Marketing Retail – 1.7% | | | | | | | | | | | | | |
Fiverr International Ltd.* | | | | | 33,112 | | | | | | 2,824,785 | | |
IT Services – 6.3% | | | | | | | | | | | | | |
Malam – Team Ltd. (Israel) | | | | | 78,820 | | | | | | 2,641,942 | | |
Matrix IT Ltd. (Israel) | | | | | 98,064 | | | | | | 2,731,504 | | |
One Software Technologies Ltd. (Israel) | | | | | 151,832 | | | | | | 2,647,730 | | |
Wix.com Ltd. (Israel)* | | | | | 20,428 | | | | | | 2,683,626 | | |
Total IT Services | | | | | | | | | | | 10,704,802 | | |
Life Sciences Tools & Services – 1.5% | | | | | | | | | | | | | |
Compugen Ltd. (Israel)* | | | | | 719,698 | | | | | | 2,554,928 | | |
Machinery – 3.2% | | | | | | | | | | | | | |
Kornit Digital Ltd. (Israel)* | | | | | 26,530 | | | | | | 2,787,242 | | |
Plasson Industries Ltd. (Israel) | | | | | 35,486 | | | | | | 2,654,667 | | |
Total Machinery | | | | | | | | | | | 5,441,909 | | |
Media – 1.7% | | | | | | | | | | | | | |
Perion Network Ltd. (Israel)* | | | | | 140,984 | | | | | | 2,890,172 | | |
Pharmaceuticals – 5.2% | | | | | | | | | | | | | |
Intercure Ltd. (Israel)* | | | | | 257 | | | | | | 1,576 | | |
MediWound Ltd. (Israel)* | | | | | 236,756 | | | | | | 589,522 | | |
PolyPid Ltd. (Israel)* | | | | | 142,382 | | | | | | 635,024 | | |
Purple Biotech Ltd. (Israel)*(a) | | | | | 103,464 | | | | | | 264,868 | | |
Redhill Biopharma Ltd. (Israel)*(a) | | | | | 738,314 | | | | | | 1,941,766 | | |
Taro Pharmaceutical Industries Ltd.* | | | | | 57,268 | | | | | | 2,681,288 | | |
Teva Pharmaceutical Industries Ltd. (Israel)*(a) | | | | | 309,210 | | | | | | 2,606,640 | | |
Total Pharmaceuticals | | | | | | | | | | | 8,720,684 | | |
Professional Services – 1.6% | | | | | | | | | | | | | |
Danel Adir Yeoshua Ltd. (Israel) | | | | | 11,568 | | | | | | 2,748,560 | | |
Semiconductors & Semiconductor Equipment – 6.3% | | ||||||||||||
Camtek Ltd. (Israel)* | | | | | 70,375 | | | | | | 2,615,839 | | |
Nova Ltd. (Israel)* | | | | | 22,224 | | | | | | 2,629,099 | | |
SolarEdge Technologies, Inc.* | | | | | 11,764 | | | | | | 2,802,420 | | |
Tower Semiconductor Ltd. (Israel)* | | | | | 73,863 | | | | | | 2,537,194 | | |
Total Semiconductors & Semiconductor Equipment | | | | | | | | | | | 10,584,552 | | |
Software – 25.4% | | | | | | | | | | | | | |
Allot Ltd. (Israel)* | | | | | 270,861 | | | | | | 2,600,266 | | |
Cellebrite DI Ltd. (Japan)* | | | | | 422,146 | | | | | | 2,532,876 | | |
Check Point Software Technologies Ltd. (Israel)* | | | | | 22,099 | | | | | | 2,674,200 | | |
Cognyte Software Ltd. (Israel)* | | | | | 220,811 | | | | | | 2,395,799 | | |
CyberArk Software Ltd.* | | | | | 19,386 | | | | | | 2,658,790 | | |
Hilan Ltd. (Israel) | | | | | 44,277 | | | | | | 2,835,328 | | |
ironSource Ltd., Class A (Israel)* | | | | | 399,940 | | | | | | 2,763,586 | | |
JFrog Ltd. (Israel)* | | | | | 109,011 | | | | | | 2,912,774 | | |
Magic Software Enterprises Ltd. (Israel) | | | | | 143,054 | | | | | | 2,722,428 | | |
Monday.com Ltd.* | | | | | 12,995 | | | | | | 2,720,113 | | |
Nice Ltd. (Israel)*(a) | | | | | 10,766 | | | | | | 2,756,742 | | |
Riskified Ltd., Class A* | | | | | 396,089 | | | | | | 2,760,740 | | |
Sapiens International Corp. NV (Israel) | | | | | 88,198 | | | | | | 2,808,224 | | |
Investments | | | Shares | | | Value | | ||||||
SimilarWeb Ltd. (Israel)* | | | | | 164,430 | | | | | $ | 2,366,148 | | |
Tufin Software Technologies Ltd. (Israel)* | | | | | 300,784 | | | | | | 2,661,938 | | |
WalkMe Ltd. (Israel)* | | | | | 164,308 | | | | | | 2,863,889 | | |
Total Software | | | | | | | | | | | 43,033,841 | | |
Technology Hardware, Storage & Peripherals – 3.4% | | ||||||||||||
Nano Dimension Ltd. (Israel)*(a) | | | | | 814,013 | | | | | | 2,987,428 | | |
Stratasys Ltd.* | | | | | 117,567 | | | | | | 2,802,797 | | |
Total Technology Hardware, Storage & Peripherals | | | | | | | | | | | 5,790,225 | | |
Wireless Telecommunication Services – 3.4% | | ||||||||||||
Cellcom Israel Ltd. (Israel)* | | | | | 477,506 | | | | | | 2,786,231 | | |
Partner Communications Co. Ltd. (Israel)* | | | | | 332,222 | | | | | | 2,937,668 | | |
Total Wireless Telecommunication Services | | | | | | | | | | | 5,723,899 | | |
Total Common Stocks (Cost $215,407,450) | | | | | | | | | | | 171,755,710 | | |
Total Investments – 101.5% (Cost $215,407,450) | | | | | | | | | | | 171,755,710 | | |
Liabilities in Excess of Other Assets – (1.5)% | | | | | | | | | | | (2,536,306) | | |
Net Assets – 100.0% | | | | | | | | | | $ | 169,219,404 | | |
Country | | | Value | | | % of Net Assets | | ||||||
Israel | | | | $ | 141,956,130 | | | | | | 83.9% | | |
Japan | | | | | 2,532,876 | | | | | | 1.5 | | |
United States | | | | | 27,266,704 | | | | | | 16.1 | | |
Total Investments | | | | | 171,755,710 | | | | | | 101.5 | | |
Liabilities in Excess of Other Assets | | | | | (2,536,306) | | | | | | (1.5) | | |
Net Assets | | | | $ | 169,219,404 | | | | | | 100.0% | | |
The ARK Israel Innovative Technology ETF | | | Level 1 | | | Level 2 | | | Level 3 | | | Total | | ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 171,755,710 | | | | | $ | — | | | | | $ | — | | | | | $ | 171,755,710 | | |
Total | | | | $ | 171,755,710 | | | | | $ | — | | | | | $ | — | | | | | $ | 171,755,710 | | |
| | | ARK Genomic Revolution ETF | | | ARK Autonomous Technology & Robotics ETF | | | ARK Innovation ETF | | | ARK Next Generation Internet ETF | | ||||||||||||
ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities at market value (Note 2) | | | | $ | 3,199,152,508 | | | | | $ | 1,411,120,455 | | | | | $ | 9,269,743,277 | | | | | $ | 2,600,326,612 | | |
Investments in affiliated securities at market value (Note 2) | | | | | 882,564,306 | | | | | | 227,207,046 | | | | | | 3,702,097,402 | | | | | | 84,425,175 | | |
Receivables: | | | | | | | | | | | | | | | | | | | | | | | | | |
Dividends and interest | | | | | 379,779 | | | | | | 367,530 | | | | | | 342 | | | | | | 95 | | |
Capital shares sold | | | | | 17,401,905 | | | | | | — | | | | | | 297,558,536 | | | | | | — | | |
Investment securities sold | | | | | 61,798,651 | | | | | | 13,874,555 | | | | | | 133,372,173 | | | | | | 76,344,067 | | |
Reclaims | | | | | 5,173,433 | | | | | | 9,177 | | | | | | 1,778,642 | | | | | | — | | |
Total Assets | | | | | 4,166,470,582 | | | | | | 1,652,578,763 | | | | | | 13,404,550,372 | | | | | | 2,761,095,949 | | |
LIABILITIES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Due to custodian | | | | | 84,145 | | | | | | 25,033 | | | | | | 392,943 | | | | | | 728 | | |
Payables: | | | | | | | | | | | | | | | | | | | | | | | | | |
Capital shares purchased | | | | | 35,216,027 | | | | | | 6,405,666 | | | | | | 55,475,334 | | | | | | 39,688,378 | | |
Investment securities purchased | | | | | 36,253,506 | | | | | | 4,627,879 | | | | | | 371,739,238 | | | | | | 26,727,257 | | |
Management fees (Note 3) | | | | | 2,734,563 | | | | | | 1,200,952 | | | | | | 8,663,515 | | | | | | 1,987,742 | | |
Total Liabilities | | | | | 74,288,241 | | | | | | 12,259,530 | | | | | | 436,271,030 | | | | | | 68,404,105 | | |
NET ASSETS | | | | $ | 4,092,182,341 | | | | | $ | 1,640,319,233 | | | | | $ | 12,968,279,342 | | | | | $ | 2,692,691,844 | | |
NET ASSETS CONSIST OF: | | | | | | | | | | | | | | | | | | | | | | | | | |
Paid-in capital | | | | $ | 7,893,648,545 | | | | | $ | 2,086,196,576 | | | | | $ | 19,854,499,336 | | | | | $ | 4,156,727,174 | | |
Total accumulated loss | | | | | (3,801,466,204) | | | | | | (445,877,343) | | | | | | (6,886,219,994) | | | | | | (1,464,035,330) | | |
NET ASSETS | | | | $ | 4,092,182,341 | | | | | $ | 1,640,319,233 | | | | | $ | 12,968,279,342 | | | | | $ | 2,692,691,844 | | |
Shares outstanding | | | | | 82,305,000 | | | | | | 24,850,000 | | | | | | 172,150,000 | | | | | | 28,400,000 | | |
Net asset value, per share | | | | $ | 49.72 | | | | | $ | 66.01 | | | | | $ | 75.33 | | | | | $ | 94.81 | | |
Investments in non-affiliated securities at cost | | | | $ | 5,682,513,703 | | | | | $ | 1,774,294,972 | | | | | $ | 14,185,722,040 | | | | | $ | 4,117,953,745 | | |
Investments in affiliated securities at cost | | | | $ | 2,036,035,063 | | | | | $ | 432,329,101 | | | | | $ | 6,489,691,145 | | | | | $ | 154,739,514 | | |
| | | ARK Fintech Innovation ETF | | | ARK Space Exploration & Innovation ETF | | | ARK Transparency ETF | | | The 3D Printing ETF | | ||||||||||||
ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities at market value (Note 2) | | | | $ | 1,585,277,166 | | | | | $ | 348,145,215 | | | | | $ | 18,599,940 | | | | | $ | 303,697,331 | | |
Investments in affiliated securities at market value (Note 2) | | | | | — | | | | | | 29,797,772 | | | | | | — | | | | | | 8,036,039 | | |
Cash | | | | | 100,963 | | | | | | 34 | | | | | | — | | | | | | — | | |
Receivables: | | | | | | | | | | | | | | | | | | | | | | | | | |
Dividends and interest | | | | | 651,575 | | | | | | 31,020 | | | | | | 2,062 | | | | | | 33,379 | | |
Investment securities sold | | | | | 53,424,083 | | | | | | 4,619,990 | | | | | | — | | | | | | 5,319,632 | | |
Reclaims | | | | | — | | | | | | 76,142 | | | | | | — | | | | | | 120,428 | | |
Prepaid expenses | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Total Assets | | | | | 1,639,453,787 | | | | | | 382,670,173 | | | | | | 18,602,002 | | | | | | 317,206,809 | | |
LIABILITIES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Due to custodian | | | | | — | | | | | | — | | | | | | 45 | | | | | | 104,306 | | |
Due to custodian for foreign currency | | | | | 3,396 | | | | | | 3,476 | | | | | | — | | | | | | 8,931 | | |
Payables: | | | | | | | | | | | | | | | | | | | | | | | | | |
Capital shares purchased | | | | | — | | | | | | 1,583,281 | | | | | | — | | | | | | 4,349,290 | | |
Investment securities purchased | | | | | 36,253,258 | | | | | | 1,583,683 | | | | | | — | | | | | | 1,244,714 | | |
Management fees (Note 3) | | | | | 1,137,973 | | | | | | 245,367 | | | | | | 8,795 | | | | | | 193,027 | | |
Other accrued expenses | | | | | — | | | | | | — | | | | | | — | | | | | | 2,975 | | |
Total Liabilities | | | | | 37,394,627 | | | | | | 3,415,807 | | | | | | 8,840 | | | | | | 5,903,243 | | |
NET ASSETS | | | | $ | 1,602,059,160 | | | | | $ | 379,254,366 | | | | | $ | 18,593,162 | | | | | $ | 311,303,566 | | |
NET ASSETS CONSIST OF: | | | | | | | | | | | | | | | | | | | | | | | | | |
Paid-in capital | | | | $ | 2,861,850,326 | | | | | $ | 490,404,879 | | | | | $ | 21,582,673 | | | | | $ | 485,769,207 | | |
Total accumulated loss | | | | | (1,259,791,166) | | | | | | (111,150,513) | | | | | | (2,989,511) | | | | | | (174,465,641) | | |
NET ASSETS | | | | $ | 1,602,059,160 | | | | | $ | 379,254,366 | | | | | $ | 18,593,162 | | | | | $ | 311,303,566 | | |
Shares outstanding | | | | | 49,400,001 | | | | | | 23,150,001 | | | | | | 1,100,001 | | | | | | 10,300,001 | | |
Net asset value, per share | | | | $ | 32.43 | | | | | $ | 16.38 | | | | | $ | 16.90 | | | | | $ | 30.22 | | |
Investments in non-affiliated securities at cost | | | | $ | 2,410,811,073 | | | | | $ | 436,793,861 | | | | | $ | 21,574,707 | | | | | $ | 379,554,665 | | |
Investments in affiliated securities at cost | | | | $ | — | | | | | $ | 38,824,372 | | | | | $ | — | | | | | $ | 15,591,049 | | |
| | | The ARK Israel Innovative Technology ETF | | |||
ASSETS: | | | | | | | |
Investments in non-affiliated securities at market value (Note 2) | | | | $ | 171,755,710 | | |
Receivables: | | | | | | | |
Dividends and interest | | | | | 12 | | |
Capital shares sold | | | | | 1,253,487 | | |
Investment securities sold | | | | | 1,001,205 | | |
Total Assets | | | | | 174,010,414 | | |
LIABILITIES: | | | | | | | |
Due to custodian | | | | | 3,457,599 | | |
Due to custodian for foreign currency | | | | | 3,130 | | |
Payables: | | | | | | | |
Investment securities purchased | | | | | 1,250,175 | | |
Management fees (Note 3) | | | | | 78,463 | | |
Other accrued expenses | | | | | 1,643 | | |
Total Liabilities | | | | | 4,791,010 | | |
NET ASSETS | | | | $ | 169,219,404 | | |
NET ASSETS CONSIST OF: | | | | | | | |
Paid-in capital | | | | $ | 253,437,241 | | |
Total accumulated loss | | | | | (84,217,837) | | |
NET ASSETS | | | | $ | 169,219,404 | | |
Shares outstanding | | | | | 6,750,001 | | |
Net asset value, per share | | | | $ | 25.07 | | |
Investments in non-affiliated securities at cost | | | | $ | 215,407,450 | | |
| | | ARK Genomic Revolution ETF | | | ARK Autonomous Technology & Robotics ETF | | | ARK Innovation ETF | | | ARK Next Generation Internet ETF | | ||||||||||||
INVESTMENT INCOME: | | | | | | | | | | | | | | | | | | | | | | | | | |
Unaffiliated dividend income | | | | $ | 6,542,345 | | | | | $ | 4,320,552 | | | | | $ | 640,025 | | | | | $ | 1,677 | | |
Foreign withholding tax | | | | | (603,721) | | | | | | (363,290) | | | | | | (79,832) | | | | | | — | | |
Total Income | | | | | 5,938,624 | | | | | | 3,957,262 | | | | | | 560,193 | | | | | | 1,677 | | |
EXPENSES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Management fees (Note 3) | | | | | 25,139,959 | | | | | | 9,305,250 | | | | | | 72,452,561 | | | | | | 18,367,657 | | |
Overdraft expense | | | | | 71 | | | | | | 29 | | | | | | — | | | | | | 3 | | |
Total Expenses | | | | | 25,140,030 | | | | | | 9,305,279 | | | | | | 72,452,561 | | | | | | 18,367,660 | | |
Net Investment Loss(1) | | | | | (19,201,406) | | | | | | (5,348,017) | | | | | | (71,892,368) | | | | | | (18,365,983) | | |
NET REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS AND FOREIGN CURRENCY TRANSLATION: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities | | | | | (243,198,057) | | | | | | 66,647,038 | | | | | | (375,109,909) | | | | | | (77,166,667) | | |
Investments in affiliated securities | | | | | (65,041,148) | | | | | | — | | | | | | (364,293,941) | | | | | | (1,630,780) | | |
In-kind redemptions – non-affiliated securities | | | | | 120,091,965 | | | | | | 107,186,670 | | | | | | 1,272,446,220 | | | | | | 349,366,370 | | |
In-kind redemptions – affiliated securities | | | | | 120,189,699 | | | | | | (5,084,904) | | | | | | 569,263,532 | | | | | | (2,683,660) | | |
Net realized gain (loss) | | | | | (67,957,541) | | | | | | 168,748,804 | | | | | | 1,102,305,902 | | | | | | 267,885,263 | | |
Change in unrealized appreciation (depreciation) on: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities | | | | | (1,897,874,149) | | | | | | (387,722,833) | | | | | | (5,702,213,377) | | | | | | (1,799,008,078) | | |
Investments in affiliated securities | | | | | (1,138,909,155) | | | | | | (173,980,697) | | | | | | (2,819,070,950) | | | | | | (57,579,314) | | |
Change in unrealized depreciation | | | | | (3,036,783,304) | | | | | | (561,703,530) | | | | | | (8,521,284,327) | | | | | | (1,856,587,392) | | |
Net realized and unrealized loss on investments and foreign currency translation | | | | | (3,104,740,845) | | | | | | (392,954,726) | | | | | | (7,418,978,425) | | | | | | (1,588,702,129) | | |
Net Decrease in Net Assets Resulting From Operations | | | | $ | (3,123,942,251) | | | | | $ | (398,302,743) | | | | | $ | (7,490,870,793) | | | | | $ | (1,607,068,112) | | |
| | | ARK Fintech Innovation ETF | | | ARK Space Exploration & Innovation ETF | | | ARK Transparency ETF(1) | | | The 3D Printing ETF | | ||||||||||||
INVESTMENT INCOME: | | | | | | | | | | | | | | | | | | | | | | | | | |
Unaffiliated dividend income | | | | $ | 1,473,140 | | | | | $ | 1,272,955 | | | | | $ | 40,921 | | | | | $ | 926,294 | | |
Affiliated dividend income | | | | | — | | | | | | 604 | | | | | | — | | | | | | — | | |
Foreign withholding tax | | | | | (13,222) | | | | | | (57,787) | | | | | | — | | | | | | (16,339) | | |
Total Income | | | | | 1,459,918 | | | | | | 1,215,772 | | | | | | 40,921 | | | | | | 909,955 | | |
EXPENSES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Management fees (Note 3) | | | | | 11,352,309 | | | | | | 1,997,405 | | | | | | 14,478 | | | | | | 1,480,272 | | |
Overdraft expense | | | | | 51 | | | | | | 92 | | | | | | — | | | | | | 3,685 | | |
Other expenses | | | | | — | | | | | | — | | | | | | — | | | | | | 22,710 | | |
Total Expenses | | | | | 11,352,360 | | | | | | 1,997,497 | | | | | | 14,478 | | | | | | 1,506,667 | | |
Less expense waivers and reimbursements | | | | | — | | | | | | (136,454)(3) | | | | | | — | | | | | | — | | |
Net Expenses | | | | | 11,352,360 | | | | | | 1,861,043 | | | | | | 14,478 | | | | | | 1,506,667 | | |
Net Investment Income (Loss)(2) | | | | | (9,892,442) | | | | | | (645,271) | | | | | | 26,443 | | | | | | (596,712) | | |
NET REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS AND FOREIGN CURRENCY TRANSLATION: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities | | | | | (301,437,099) | | | | | | (1,831,971) | | | | | | (9,827) | | | | | | (66,580,676) | | |
Investments in affiliated securities | | | | | — | | | | | | — | | | | | | — | | | | | | (8,006,682) | | |
Foreign currency transactions | | | | | (369,300) | | | | | | (5,199) | | | | | | — | | | | | | (100,588) | | |
In-kind redemptions – non-affiliated securities | | | | | 131,536,219 | | | | | | 6,411,256 | | | | | | — | | | | | | 3,716,073 | | |
In-kind redemptions – affiliated securities | | | | | — | | | | | | (566,410) | | | | | | — | | | | | | 607,688 | | |
Net realized gain (loss) | | | | | (170,270,180) | | | | | | 4,007,676 | | | | | | (9,827) | | | | | | (70,364,185) | | |
Change in unrealized appreciation (depreciation) on: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities | | | | | (851,235,389) | | | | | | (94,422,441) | | | | | | (2,974,767) | | | | | | (32,870,049) | | |
Investments in affiliated securities | | | | | — | | | | | | (7,829,915) | | | | | | — | | | | | | 10,933,233 | | |
Foreign currency translation | | | | | 14,332 | | | | | | (3,578) | | | | | | — | | | | | | (3,453) | | |
Change in unrealized depreciation | | | | | (851,221,057) | | | | | | (102,255,934) | | | | | | (2,974,767) | | | | | | (21,940,269) | | |
Net realized and unrealized loss on investments and foreign currency translation | | | | | (1,021,491,237) | | | | | | (98,248,258) | | | | | | (2,984,594) | | | | | | (92,304,454) | | |
Net Decrease in Net Assets Resulting From Operations | | | | $ | (1,031,383,679) | | | | | $ | (98,893,529) | | | | | $ | (2,958,151) | | | | | $ | (92,901,166) | | |
| | | The ARK Israel Innovative Technology ETF | | |||
INVESTMENT INCOME: | | | | | | | |
Unaffiliated dividend income | | | | $ | 542,425 | | |
Foreign withholding tax | | | | | (128,428) | | |
Total Income | | | | | 413,997 | | |
EXPENSES: | | | | | | | |
Management fees (Note 3) | | | | | 601,115 | | |
Overdraft expense | | | | | 1,710 | | |
Other expenses | | | | | 12,525 | | |
Total Expenses | | | | | 615,350 | | |
Net Investment Loss(1) | | | | | (201,353) | | |
NET REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS AND FOREIGN CURRENCY TRANSLATION: | | | | | | | |
Net realized gain (loss) on: | | | | | | | |
Investments in non-affiliated securities | | | | | (23,854,962) | | |
Foreign currency transactions | | | | | (172,369) | | |
In-kind redemptions – non-affiliated securities | | | | | 5,369,828 | | |
Net realized loss | | | | | (18,657,503) | | |
Change in unrealized appreciation (depreciation) on: | | | | | | | |
Investments in non-affiliated securities | | | | | (20,045,950) | | |
Foreign currency translation | | | | | 508 | | |
Change in unrealized depreciation | | | | | (20,045,442) | | |
Net realized and unrealized loss on investments and foreign currency translation | | | | | (38,702,945) | | |
Net Decrease in Net Assets Resulting From Operations | | | | $ | (38,904,298) | | |
| | | ARK Genomic Revolution ETF | | | ARK Autonomous Technology & Robotics ETF | | ||||||||||||||||||
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss(1) | | | | $ | (19,201,406) | | | | | $ | (19,302,419) | | | | | $ | (5,348,017) | | | | | $ | (8,696,574) | | |
Net realized gain (loss) on investments and foreign currency transactions | | | | | (67,957,541) | | | | | | 1,031,287,805 | | | | | | 168,748,804 | | | | | | 327,433,269 | | |
Net change in unrealized appreciation (depreciation) on investments and foreign currency translations | | | | | (3,036,783,304) | | | | | | (1,002,959,757) | | | | | | (561,703,530) | | | | | | (98,689,408) | | |
Net increase (decrease) in net assets resulting from operations | | | | | (3,123,942,251) | | | | | | 9,025,629 | | | | | | (398,302,743) | | | | | | 220,047,287 | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings | | | | | (32,103,552) | | | | | | (62,384,714) | | | | | | (17,227,749) | | | | | | (14,434,200) | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold | | | | | 1,413,617,216 | | | | | | 10,605,437,472 | | | | | | 27,404,750 | | | | | | 3,123,783,591 | | |
Cost of shares redeemed | | | | | (2,753,402,821) | | | | | | (3,553,920,853) | | | | | | (778,194,762) | | | | | | (970,644,388) | | |
Net increase (decrease) in net assets resulting from shareholder transactions | | | | | (1,339,785,605) | | | | | | 7,051,516,619 | | | | | | (750,790,012) | | | | | | 2,153,139,203 | | |
Increase (decrease) in net assets | | | | | (4,495,831,408) | | | | | | 6,998,157,534 | | | | | | (1,166,320,504) | | | | | | 2,358,752,290 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | | | 8,588,013,749 | | | | | | 1,589,856,215 | | | | | | 2,806,639,737 | | | | | | 447,887,447 | | |
End of period | | | | $ | 4,092,182,341 | | | | | $ | 8,588,013,749 | | | | | $ | 1,640,319,233 | | | | | $ | 2,806,639,737 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of period | | | | | 101,755,000 | | | | | | 29,605,000 | | | | | | 34,600,000 | | | | | | 8,500,000 | | |
Shares sold | | | | | 22,550,000 | | | | | | 113,400,000 | | | | | | 400,000 | | | | | | 38,100,000 | | |
Shares redeemed | | | | | (42,000,000) | | | | | | (41,250,000) | | | | | | (10,150,000) | | | | | | (12,000,000) | | |
Shares outstanding, end of period | | | | | 82,305,000 | | | | | | 101,755,000 | | | | | | 24,850,000 | | | | | | 34,600,000 | | |
| | | ARK Innovation ETF | | | ARK Next Generation Internet ETF | ��� | ||||||||||||||||||
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss(1) | | | | $ | (71,892,368) | | | | | $ | (112,129,063) | | | | | $ | (18,365,983) | | | | | $ | (35,094,816) | | |
Net realized gain on investments and foreign currency transactions | | | | | 1,102,305,902 | | | | | | 4,139,590,008 | | | | | | 267,885,263 | | | | | | 1,184,280,101 | | |
Net change in unrealized appreciation (depreciation) on investments and foreign currency translations | | | | | (8,521,284,327) | | | | | | (1,127,085,783) | | | | | | (1,856,587,392) | | | | | | (245,805,204) | | |
Net increase (decrease) in net assets resulting from operations | | | | | (7,490,870,793) | | | | | | 2,900,375,162 | | | | | | (1,607,068,112) | | | | | | 903,380,081 | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings | | | | | (133,975,984) | | | | | | (291,314,175) | | | | | | (106,224,276) | | | | | | (68,580,176) | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold | | | | | 8,183,224,271 | | | | | | 24,078,752,000 | | | | | | 557,610,022 | | | | | | 6,018,769,322 | | |
Cost of shares redeemed | | | | | (10,085,527,006) | | | | | | (10,324,983,217) | | | | | | (1,965,265,706) | | | | | | (2,959,974,254) | | |
Net increase (decrease) in net assets resulting from shareholder transactions | | | | | (1,902,302,735) | | | | | | 13,753,768,783 | | | | | | (1,407,655,684) | | | | | | 3,058,795,068 | | |
Increase (decrease) in net assets | | | | | (9,527,149,512) | | | | | | 16,362,829,770 | | | | | | (3,120,948,072) | | | | | | 3,893,594,973 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | | | 22,495,428,854 | | | | | | 6,132,599,084 | | | | | | 5,813,639,916 | | | | | | 1,920,044,943 | | |
End of period | | | | $ | 12,968,279,342 | | | | | $ | 22,495,428,854 | | | | | $ | 2,692,691,844 | | | | | $ | 5,813,639,916 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of period | | | | | 187,600,000 | | | | | | 76,300,000 | | | | | | 39,450,000 | | | | | | 19,300,000 | | |
Shares sold | | | | | 83,100,000 | | | | | | 198,750,000 | | | | | | 4,400,000 | | | | | | 41,000,000 | | |
Shares redeemed | | | | | (98,550,000) | | | | | | (87,450,000) | | | | | | (15,450,000) | | | | | | (20,850,000) | | |
Shares outstanding, end of period | | | | | 172,150,000 | | | | | | 187,600,000 | | | | | | 28,400,000 | | | | | | 39,450,000 | | |
| | | ARK Fintech Innovation ETF | | | ARK Space Exploration & Innovation ETF | | ||||||||||||||||||
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Six Months Ended January 31, 2022 (Unaudited) | | | March 30, 2021(1) to July 31, 2021 | | ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss(2) | | | | $ | (9,892,442) | | | | | $ | (15,112,557) | | | | | $ | (645,271) | | | | | $ | (527,856) | | |
Net realized gain (loss) on investments and foreign currency transactions | | | | | (170,270,180) | | | | | | 50,001,871 | | | | | | 4,007,676 | | | | | | (15,013,887) | | |
Net change in unrealized appreciation (depreciation) on investments and foreign currency translations | | | | | (851,221,057) | | | | | | (57,496,048) | | | | | | (102,255,934) | | | | | | 4,575,517 | | |
Net decrease in net assets resulting from operations | | | | | (1,031,383,679) | | | | | | (22,606,734) | | | | | | (98,893,529) | | | | | | (10,966,226) | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings | | | | | — | | | | | | (7,191,728) | | | | | | — | | | | | | — | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold | | | | | 34,884,995 | | | | | | 4,293,672,073 | | | | | | — | | | | | | 692,463,575 | | |
Cost of shares redeemed | | | | | (1,011,711,216) | | | | | | (1,000,941,520) | | | | | | (129,405,409) | | | | | | (73,944,045) | | |
Net increase (decrease) in net assets resulting from shareholder transactions | | | | | (976,826,221) | | | | | | 3,292,730,553 | | | | | | (129,405,409) | | | | | | 618,519,530 | | |
Increase (decrease) in net assets | | | | | (2,008,209,900) | | | | | | 3,262,932,091 | | | | | | (228,298,938) | | | | | | 607,553,304 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | | | 3,610,269,060 | | | | | | 347,336,969 | | | | | | 607,553,304 | | | | | | — | | |
End of period | | | | $ | 1,602,059,160 | | | | | $ | 3,610,269,060 | | | | | $ | 379,254,366 | | | | | $ | 607,553,304 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of period | | | | | 71,250,001 | | | | | | 9,600,001 | | | | | | 29,850,001 | | | | | | — | | |
Shares sold | | | | | 900,000 | | | | | | 81,600,000 | | | | | | — | | | | | | 33,500,001 | | |
Shares redeemed | | | | | (22,750,000) | | | | | | (19,950,000) | | | | | | (6,700,000) | | | | | | (3,650,000) | | |
Shares outstanding, end of period | | | | | 49,400,001 | | | | | | 71,250,001 | | | | | | 23,150,001 | | | | | | 29,850,001 | | |
| | | ARK Transparency ETF | | | The 3D Printing ETF | | ||||||||||||
| | | December 8, 2021(1) to January 31, 2022 | | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | |||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2) | | | | $ | 26,443 | | | | | $ | (596,712) | | | | | $ | 15,921 | | |
Net realized gain (loss) on investments and foreign currency transactions | | | | | (9,827) | | | | | | (70,364,185) | | | | | | 37,422,039 | | |
Net change in unrealized appreciation (depreciation) on investments and foreign currency translations | | | | | (2,974,767) | | | | | | (21,940,269) | | | | | | (65,606,758) | | |
Net decrease in net assets resulting from operations | | | | | (2,958,151) | | | | | | (92,901,166) | | | | | | (28,168,798) | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings | | | | | (31,360) | | | | | | (6,526) | | | | | | — | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold | | | | | 21,582,673 | | | | | | — | | | | | | 660,321,260 | | |
Cost of shares redeemed | | | | | — | | | | | | (111,292,268) | | | | | | (157,866,003) | | |
Net increase (decrease) in net assets resulting from shareholder transactions | | | | | 21,582,673 | | | | | | (111,292,268) | | | | | | 502,455,257 | | |
Increase (decrease) in net assets | | | | | 18,593,162 | | | | | | (204,199,960) | | | | | | 474,286,459 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | | | — | | | | | | 515,503,526 | | | | | | 41,217,067 | | |
End of period | | | | $ | 18,593,162 | | | | | $ | 311,303,566 | | | | | $ | 515,503,526 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of period | | | | | — | | | | | | 13,550,001 | | | | | | 1,850,001 | | |
Shares sold | | | | | 1,100,001 | | | | | | — | | | | | | 15,800,000 | | |
Shares redeemed | | | | | — | | | | | | (3,250,000) | | | | | | (4,100,000) | | |
Shares outstanding, end of period | | | | | 1,100,001 | | | | | | 10,300,001 | | | | | | 13,550,001 | | |
| | | The ARK Israel Innovative Technology ETF | | |||||||||
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | ||||||
OPERATIONS: | | | | | | | | | | | | | |
Net investment income (loss)(1) | | | | $ | (201,353) | | | | | $ | 287,036 | | |
Net realized loss on investments and foreign currency transactions | | | | | (18,657,503) | | | | | | (5,519,914) | | |
Net change in unrealized appreciation (depreciation) on investments and foreign currency translations | | | | | (20,045,442) | | | | | | (28,479,379) | | |
Net decrease in net assets resulting from operations | | | | | (38,904,298) | | | | | | (33,712,257) | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | |
Distributions from distributable earnings | | | | | (731,187) | | | | | | — | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | |
Proceeds from shares sold | | | | | 1,273,459 | | | | | | 347,145,781 | | |
Cost of shares redeemed | | | | | (76,134,916) | | | | | | (77,840,654) | | |
Net increase (decrease) in net assets resulting from shareholder transactions | | | | | (74,861,457) | | | | | | 269,305,127 | | |
Increase (decrease) in net assets | | | | | (114,496,942) | | | | | | 235,592,870 | | |
NET ASSETS: | | | | | | | | | | | | | |
Beginning of period | | | | | 283,716,346 | | | | | | 48,123,476 | | |
End of period | | | | $ | 169,219,404 | | | | | $ | 283,716,346 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | |
Shares outstanding, beginning of period | | | | | 9,375,001 | | | | | | 1,925,001 | | |
Shares sold | | | | | 50,000 | | | | | | 10,100,000 | | |
Shares redeemed | | | | | (2,675,000) | | | | | | (2,650,000) | | |
Shares outstanding, end of period | | | | | 6,750,001 | | | | | | 9,375,001 | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | Year Ended July 31, 2018 | | | For the Period Ended July 31, 2017(1) | | | Year Ended August 31, 2016 | | |||||||||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net asset value, beginning of period | | | | $ | 84.40 | | | | | $ | 53.70 | | | | | $ | 34.50 | | | | | $ | 29.36 | | | | | $ | 22.24 | | | | | $ | 18.03 | | | | | $ | 20.85 | | |
Net investment loss(2) | | | | | (0.21) | | | | | | (0.24) | | | | | | (0.28) | | | | | | (0.19) | | | | | | (0.18) | | | | | | (0.12) | | | | | | (0.12) | | |
Net realized and unrealized gain (loss) on investments | | | | | (34.09) | | | | | | 31.73 | | | | | | 20.53 | | | | | | 5.80 | | | | | | 7.63 | | | | | | 4.33 | | | | | | (2.70) | | |
Total gain (loss) from investment operations | | | | | (34.30) | | | | | | 31.49 | | | | | | 20.25 | | | | | | 5.61 | | | | | | 7.45 | | | | | | 4.21 | | | | | | (2.82) | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net realized gains | | | | | (0.38) | | | | | | (0.79) | | | | | | (1.05) | | | | | | (0.47) | | | | | | (0.33) | | | | | | — | | | | | | — | | |
Total distributions | | | | | (0.38) | | | | | | (0.79) | | | | | | (1.05) | | | | | | (0.47) | | | | | | (0.33) | | | | | | — | | | | | | — | | |
Net asset value, end of period | | | | $ | 49.72 | | | | | $ | 84.40 | | | | | $ | 53.70 | | | | | $ | 34.50 | | | | | $ | 29.36 | | | | | $ | 22.24 | | | | | $ | 18.03 | | |
Market value, end of period | | | | $ | 49.70 | | | | | $ | 84.35 | | | | | $ | 53.70 | | | | | $ | 34.58 | | | | | $ | 29.40 | | | | | $ | 22.29 | | | | | $ | 18.01 | | |
Total Return at Net Asset Value(3) | | | | | (40.71)% | | | | | | 58.48% | | | | | | 60.41% | | | | | | 19.87% | | | | | | 33.80% | | | | | | 23.34% | | | | | | (13.52)% | | |
Total Return at Market Value(3) | | | | | (40.71)% | | | | | | 58.39% | | | | | | 60.05% | | | | | | 20.00% | | | | | | 33.66% | | | | | | 23.77% | | | | | | (14.77)% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net assets, end of period (000’s omitted) | | | | $ | 4,092,182 | | | | | $ | 8,588,014 | | | | | $ | 1,589,856 | | | | | $ | 465,966 | | | | | $ | 232,115 | | | | | $ | 23,460 | | | | | $ | 7,302 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Expenses | | | | | 0.75%(4) | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(4) | | | | | | 0.90% | | |
Net investment loss(5) | | | | | (0.57)%(4) | | | | | | (0.28)% | | | | | | (0.73)% | | | | | | (0.63)% | | | | | | (0.64)% | | | | | | (0.67)%(4) | | | | | | (0.67)% | | |
Portfolio turnover rate(6) | | | | | 31% | | | | | | 45% | | | | | | 50% | | | | | | 64% | | | | | | 80% | | | | | | 65% | | | | | | 77% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | Year Ended July 31, 2018 | | | For the Period Ended July 31, 2017(1) | | | Year Ended August 31, 2016 | | |||||||||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net asset value, beginning of period | | | | $ | 81.12 | | | | | $ | 52.69 | | | | | $ | 33.05 | | | | | $ | 34.93 | | | | | $ | 29.59 | | | | | $ | 21.14 | | | | | $ | 18.33 | | |
Net investment loss(2) | | | | | (0.17) | | | | | | (0.33) | | | | | | (0.13) | | | | | | (0.13) | | | | | | (0.05) | | | | | | (0.07) | | | | | | (0.07) | | |
Net realized and unrealized gain (loss) on investments | | | | | (14.33) | | | | | | 29.42 | | | | | | 19.77 | | | | | | (0.91) | | | | | | 5.89 | | | | | | 8.52 | | | | | | 3.07 | | |
Total gain (loss) from investment operations | | | | | (14.50) | | | | | | 29.09 | | | | | | 19.64 | | | | | | (1.04) | | | | | | 5.84 | | | | | | 8.45 | | | | | | 3.00 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net investment income | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.02) | | | | | | — | | | | | | — | | |
Net realized gains | | | | | (0.61) | | | | | | (0.66) | | | | | | — | | | | | | (0.84) | | | | | | (0.48) | | | | | | — | | | | | | (0.19) | | |
Total distributions | | | | | (0.61) | | | | | | (0.66) | | | | | | — | | | | | | (0.84) | | | | | | (0.50) | | | | | | — | | | | | | (0.19) | | |
Net asset value, end of period | | | | $ | 66.01 | | | | | $ | 81.12 | | | | | $ | 52.69 | | | | | $ | 33.05 | | | | | $ | 34.93 | | | | | $ | 29.59 | | | �� | | $ | 21.14 | | |
Market value, end of period | | | | $ | 65.91 | | | | | $ | 81.18 | | | | | $ | 52.78 | | | | | $ | 33.06 | | | | | $ | 35.01 | | | | | $ | 29.63 | | | | | $ | 21.14 | | |
Total Return at Net Asset Value(3) | | | | | (17.97)% | | | | | | 55.31% | | | | | | 59.43% | | | | | | (2.66)% | | | | | | 19.86% | | | | | | 39.97% | | | | | | 16.43% | | |
Total Return at Market Value(3) | | | | | (18.17)% | | | | | | 55.17% | | | | | | 59.65% | | | | | | (2.84)% | | | | | | 19.98% | | | | | | 40.16% | | | | | | 15.84% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net assets, end of period (000's omitted) | | | | $ | 1,640,319 | | | | | $ | 2,806,640 | | | | | $ | 447,887 | | | | | $ | 166,897 | | | | | $ | 155,448 | | | | | $ | 66,578 | | | | | $ | 15,853 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Expenses | | | | | 0.75%(4) | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(4) | | | | | | 0.89% | | |
Net investment loss(5) | | | | | (0.43)%(4) | | | | | | (0.41)% | | | | | | (0.34)% | | | | | | (0.39)% | | | | | | (0.15)% | | | | | | (0.31)%(4) | | | | | | (0.38)% | | |
Portfolio turnover rate(6) | | | | | 36% | | | | | | 86% | | | | | | 71% | | | | | | 54% | | | | | | 57% | | | | | | 44% | | | | | | 67% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | Year Ended July 31, 2018 | | | For the Period Ended July 31, 2017(1) | | | Year Ended August 31, 2016 | | |||||||||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net asset value, beginning of period | | | | $ | 119.91 | | | | | $ | 80.37 | | | | | $ | 48.36 | | | | | $ | 44.51 | | | | | $ | 29.59 | | | | | $ | 20.60 | | | | | $ | 20.06 | | |
Net investment loss(2) | | | | | (0.41) | | | | | | (0.75) | | | | | | (0.38) | | | | | | (0.30) | | | | | | (0.13) | | | | | | (0.15) | | | | | | (0.15) | | |
Net realized and unrealized gain (loss) on investments | | | | | (43.39) | | | | | | 42.33 | | | | | | 32.58 | | | | | | 5.32 | | | | 15.54(3) | | | | | 9.14 | | | | | | 1.16 | | | |||
Total gain (loss) from investment operations | | | | | (43.80) | | | | | | 41.58 | | | | | | 32.20 | | | | | | 5.02 | | | | | | 15.41 | | | | | | 8.99 | | | | | | 1.01 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net investment income | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.09) | | | | | | — | | | | | | — | | |
Net realized gains | | | | | (0.78) | | | | | | (2.04) | | | | | | (0.19) | | | | | | (1.17) | | | | | | (0.40) | | | | | | — | | | | | | (0.47) | | |
Total distributions | | | | | (0.78) | | | | | | (2.04) | | | | | | (0.19) | | | | | | (1.17) | | | | | | (0.49) | | | | | | — | | | | | | (0.47) | | |
Net asset value, end of period | | | | $ | 75.33 | | | | | $ | 119.91 | | | | | $ | 80.37 | | | | | $ | 48.36 | | | | | $ | 44.51 | | | | | $ | 29.59 | | | | | $ | 20.60 | | |
Market value, end of period | | | | $ | 75.43 | | | | | $ | 120.00 | | | | | $ | 80.37 | | | | | $ | 48.46 | | | | | $ | 44.55 | | | | | $ | 29.62 | | | | | $ | 20.61 | | |
Total Return at Net Asset Value(4) | | | | | (36.65)% | | | | | | 51.65% | | | | | | 66.82% | | | | | | 12.14% | | | | | | 52.38%(3) | | | | | | 43.64% | | | | | | 4.98% | | |
Total Return at Market Value(4) | | | | | (36.62)% | | | | | | 51.76% | | | | | | 66.47% | | | | | | 12.27% | | | | | | 52.38%(3) | | | | | | 43.72% | | | | | | 4.90% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net assets, end of period (000’s omitted) | | | | $ | 12,968,279 | | | | | $ | 22,495,429 | | | | | $ | 6,132,599 | | | | | $ | 1,731,253 | | | | | $ | 1,170,588 | | | | | $ | 85,813 | | | | | $ | 9,271 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Expenses | | | | | 0.75%(5) | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(5) | | | | | | 0.89% | | |
Net investment loss(6) | | | | | (0.74)%(5) | | | | | | (0.63)% | | | | | | (0.70)% | | | | | | (0.67)% | | | | | | (0.33)% | | | | | | (0.67)%(5) | | | | | | (0.76)% | | |
Portfolio turnover rate(7) | | | | | 33% | | | | | | 71% | | | | | | 80% | | | | | | 80% | | | | | | 89% | | | | | | 70% | | | | | | 110% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | Year Ended July 31, 2018 | | | For the Period Ended July 31, 2017(1) | | | Year Ended August 31, 2016 | | |||||||||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net asset value, beginning of period | | | | $ | 147.37 | | | | | $ | 99.48 | | | | | $ | 52.32 | | | | | $ | 55.10 | | | | | $ | 36.82 | | | | | $ | 24.42 | | | | | $ | 22.02 | | |
Net investment loss(2) | | | | | (0.53) | | | | | | (0.98) | | | | | | (0.45) | | | | | | (0.33) | | | | | | (0.09) | | | | | | (0.17) | | | | | | (0.17) | | |
Net realized and unrealized gain (loss) on investments | | | | | (48.72) | | | | | | 50.76 | | | | | | 47.61 | | | | | | 3.09 | | | | 19.32(3) | | | | | 12.57 | | | | | | 3.10 | | | |||
Total gain (loss) from investment operations | | | | | (49.25) | | | | | | 49.78 | | | | | | 47.16 | | | | | | 2.76 | | | | | | 19.23 | | | | | | 12.40 | | | | | | 2.93 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net investment income | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.13) | | | | | | — | | | | | | — | | |
Net realized gains | | | | | (3.31) | | | | | | (1.89) | | | | | | — | | | | | | (5.54) | | | | | | (0.82) | | | | | | — | | | | | | (0.53) | | |
Total distributions | | | | | (3.31) | | | | | | (1.89) | | | | | | — | | | | | | (5.54) | | | | | | (0.95) | | | | | | — | | | | | | (0.53) | | |
Net asset value, end of period | | | | $ | 94.81 | | | | | $ | 147.37 | | | | | $ | 99.48 | | | | | $ | 52.32 | | | | | $ | 55.10 | | | | | $ | 36.82 | | | | | $ | 24.42 | | |
Market value, end of period | | | | $ | 94.85 | | | | | $ | 147.55 | | | | | $ | 99.49 | | | | | $ | 52.48 | | | | | $ | 55.08 | | | | | $ | 36.85 | | | | | $ | 24.38 | | |
Total Return at Net Asset Value(4) | | | | | (33.86)% | | | | | | 50.06% | | | | | | 90.13% | | | | | | 7.49% | | | | | | 52.71%(3) | | | | | | 50.77% | | | | | | 13.43% | | |
Total Return at Market Value(4) | | | | | (33.92)% | | | | | | 50.24% | | | | | | 89.58% | | | | | | 7.80% | | | | | | 52.53%(3) | | | | | | 51.15% | | | | | | 13.83% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Net assets, end of period (000’s omitted) | | | | $ | 2,692,692 | | | | | $ | 5,813,640 | | | | | $ | 1,920,045 | | | | | $ | 431,660 | | | | | $ | 672,276 | | | | | $ | 68,109 | | | | | $ | 14,654 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||
Expenses | | | | | 0.75%(5) | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(5) | | | | | | 0.89% | | |
Net investment loss(6) | | | | | (0.75)%(5) | | | | | | (0.69)% | | | | | | (0.68)% | | | | | | (0.63)% | | | | | | (0.18)% | | | | | | (0.62)%(5) | | | | | | (0.78)% | | |
Portfolio turnover rate(7) | | | | | 43% | | | | | | 120% | | | | | | 93% | | | | | | 92% | | | | | | 68% | | | | | | 52% | | | | | | 86% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | For the Period February 4, 2019(1) through July 31, 2019 | | ||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of period | | | | $ | 50.67 | | | | | $ | 36.18 | | | | | $ | 22.84 | | | | | $ | 20.00 | | |
Net investment loss(2) | | | | | (0.16) | | | | | | (0.30) | | | | | | (0.10) | | | | | | (0.03) | | |
Net realized and unrealized gain (loss) on investments | | | | | (18.08) | | | | | | 14.97 | | | | | | 13.74 | | | | | | 2.87 | | |
Total gain (loss) from investment operations | | | | | (18.24) | | | | | | 14.67 | | | | | | 13.64 | | | | | | 2.84 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gains | | | | | — | | | | | | (0.18) | | | | | | (0.30) | | | | | | — | | |
Total distributions | | | | | — | | | | | | (0.18) | | | | | | (0.30) | | | | | | — | | |
Net asset value, end of period | | | | $ | 32.43 | | | | | $ | 50.67 | | | | | $ | 36.18 | | | | | $ | 22.84 | | |
Market value, end of period | | | | $ | 32.50 | | | | | $ | 50.68 | | | | | $ | 36.26 | | | | | $ | 22.86 | | |
Total Return at Net Asset Value(3) | | | | | (36.00)% | | | | | | 40.58% | | | | | | 60.36% | | | | | | 14.21% | | |
Total Return at Market Value(3) | | | | | (35.87)% | | | | | | 40.29% | | | | | | 60.59% | | | | | | 14.30% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted) | | | | $ | 1,602,059 | | | | | $ | 3,610,269 | | | | | $ | 347,337 | | | | | $ | 74,233 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses | | | | | 0.75%(4) | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(4) | | |
Net investment loss(5) | | | | | (0.65)%(4) | | | | | | (0.60)% | | | | | | (0.40)% | | | | | | (0.24)%(4) | | |
Portfolio turnover rate(6) | | | | | 44% | | | | | | 78% | | | | | | 55% | | | | | | 22% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | For the Period March 30, 2021(1) through July 31, 2021 | | ||||||
Per Share Data: | | | | | | | | | | | | | |
Net asset value, beginning of period | | | | $ | 20.35 | | | | | $ | 20.00 | | |
Net investment loss(2) | | | | | (0.02) | | | | | | (0.02) | | |
Net realized and unrealized loss on investments | | | | | (3.95) | | | | | | 0.37 | | |
Total loss from investment operations | | | | | (3.97) | | | | | | 0.35 | | |
Total distributions | | | | | — | | | | | | — | | |
Net asset value, end of period | | | | $ | 16.38 | | | | | $ | 20.35 | | |
Market value, end of period | | | | $ | 16.40 | | | | | $ | 20.34 | | |
Total Return at Net Asset Value(3) | | | | | (19.51)% | | | | | | 1.77% | | |
Total Return at Market Value(3) | | | | | (19.37)% | | | | | | 1.70% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted) | | | | $ | 379,254 | | | | | $ | 607,553 | | |
Ratio to average net assets of: | | | | | | | | | | | | | |
Expenses, prior to expense waivers and reimbursements | | | | | 0.75%(4) | | | | | | 0.75%(4) | | |
Expenses, net of expense waivers and reimbursements | | | | | 0.70%(4) | | | | | | 0.71%(4) | | |
Net investment loss(5) | | | | | (0.24)%(4) | | | | | | (0.26)%(4) | | |
Portfolio turnover rate(6) | | | | | 29% | | | | | | 46% | | |
| | | For the Period December 8, 2021(1) through January 31, 2022 | | |||
Per Share Data: | | | | | | | |
Net asset value, beginning of period | | | | $ | 20.00 | | |
Net investment income(2) | | | | | 0.03 | | |
Net realized and unrealized loss on investments | | | | | (3.10) | | |
Total loss from investment operations | | | | | (3.07) | | |
Distributions to shareholders: | | | | | | | |
Net investment income | | | | | (0.03) | | |
Total distributions | | | | | (0.03) | | |
Net asset value, end of period | | | | $ | 16.90 | | |
Market value, end of period | | | | $ | 16.89 | | |
Total Return at Net Asset Value(3) | | | | | (15.35)% | | |
Total Return at Market Value(3) | | | | | (15.41)% | | |
Ratios/Supplemental Data: | | | | | | | |
Net assets, end of period (000’s omitted) | | | | $ | 18,593 | | |
Ratio to average net assets of: | | | | | | | |
Expenses | | | | | 0.55%(4) | | |
Net investment income(5) | | | | | 1.01%(4) | | |
Portfolio turnover rate(6) | | | | | 41% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | Year Ended July 31, 2018 | | | For the Period Ended July 31, 2017(1) | | ||||||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of period | | | | $ | 38.04 | | | | | $ | 22.28 | | | | | $ | 22.04 | | | | | $ | 24.22 | | | | | $ | 25.52 | | | | | $ | 20.81 | | |
Net investment loss(2) | | | | | (0.05) | | | | | | 0.00(3) | | | | | | (0.00)(3) | | | | | | (0.01) | | | | | | (0.04) | | | | | | (0.03) | | |
Net realized and unrealized gain (loss) on investments | | | | | (7.77) | | | | | | 15.76 | | | | | | 0.25 | | | | | | (2.01) | | | | | | (0.73) | | | | | | 4.74 | | |
Total gain (loss) from investment operations | | | | | (7.82) | | | | | | 15.76 | | | | | | 0.25 | | | | | | (2.02) | | | | | | (0.77) | | | | | | 4.71 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income | | | | | (0.00)(3) | | | | | | — | | | | | | (0.01) | | | | | | — | | | | | | — | | | | | | (0.00)(3) | | |
Net realized gains | | | | | — | | | | | | — | | | | | | — | | | | | | (0.16) | | | | | | (0.53) | | | | | | — | | |
Total distributions | | | | | (0.00) | | | | | | — | | | | | | (0.01) | | | | | | (0.16) | | | | | | (0.53) | | | | | | — | | |
Net asset value, end of period | | | | $ | 30.22 | | | | | $ | 38.04 | | | | | $ | 22.28 | | | | | $ | 22.04 | | | | | $ | 24.22 | | | | | $ | 25.52 | | |
Market value, end of period | | | | $ | 30.19 | | | | | $ | 38.00 | | | | | $ | 22.16 | | | | | $ | 22.25 | | | | | $ | 24.32 | | | | | $ | 25.52 | | |
Total Return at Net Asset Value(4) | | | | | (20.56)% | | | | | | 70.76% | | | | | | 1.15% | | | | | | (8.25)% | | | | | | (3.05)% | | | | | | 22.64% | | |
Total Return at Market Value(4) | | | | | (20.55)% | | | | | | 71.48% | | | | | | (0.34)% | | | | | | (7.76)% | | | | | | (2.64)% | | | | | | 22.11% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted) | | | | $ | 311,304 | | | | | $ | 515,504 | | | | | $ | 41,217 | | | | | $ | 39,672 | | | | | $ | 47,220 | | | | | $ | 35,726 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses | | | | | 0.66%(5) | | | | | | 0.66% | | | | | | 0.66% | | | | | | 0.66% | | | | | | 0.66% | | | | | | 0.66%(5) | | |
Net investment loss(6) | | | | | (0.26)%(5) | | | | | | 0.00%(7) | | | | | | 0.00%(7) | | | | | | (0.04)% | | | | | | (0.17)% | | | | | | (0.14)%(5) | | |
Portfolio turnover rate(8) | | | | | 21% | | | | | | 59% | | | | | | 37% | | | | | | 51% | | | | | | 53% | | | | | | 65% | | |
| | | Six Months Ended January 31, 2022 (Unaudited) | | | Year Ended July 31, 2021 | | | Year Ended July 31, 2020 | | | Year Ended July 31, 2019 | | | For the Period December 5, 2017(1) through July 31, 2018 | | |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of period | | | | $ | 30.26 | | | | | $ | 25.00 | | | | | $ | 20.54 | | | | | $ | 20.85 | | | | | $ | 20.00 | | |
Net investment income (loss)(2) | | | | | (0.02) | | | | | | 0.05 | | | | | | (0.03) | | | | | | 0.08 | | | | | | (0.00)(3) | | |
Net realized and unrealized gain (loss) on investments | | | | | (5.07) | | | | | | 5.21 | | | | | | 4.97 | | | | | | 0.18 | | | | | | 0.85 | | |
Total gain (loss) from investment operations | | | | | (5.09) | | | | | | 5.26 | | | | | | 4.94 | | | | | | 0.26 | | | | | | 0.85 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income | | | | | (0.10) | | | | | | — | | | | | | (0.48) | | | | | | (0.57) | | | | | | — | | |
Total distributions | | | | | (0.10) | | | | | | — | | | | | | (0.48) | | | | | | (0.57) | | | | | | — | | |
Net asset value, end of period | | | | $ | 25.07 | | | | | $ | 30.26 | | | | | $ | 25.00 | | | | | $ | 20.54 | | | | | $ | 20.85 | | |
Market value, end of period | | | | $ | 25.09 | | | | | $ | 30.15 | | | | | $ | 24.74 | | | | | $ | 20.64 | | | | | $ | 21.04 | | |
Total Return at Net Asset Value(4) | | | | | (16.88)% | | | | | | 21.06% | | | | | | 24.31% | | | | | | 1.57% | | | | | | 4.27% | | |
Total Return at Market Value(4) | | | | | (16.50)% | | | | | | 21.87% | | | | | | 22.41% | | | | | | 1.20% | | | | | | 5.20% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted) | | | | $ | 169,219 | | | | | $ | 283,716 | | | | | $ | 48,123 | | | | | $ | 19,512 | | | | | $ | 21,896 | | |
Ratio to average net assets of: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses | | | | | 0.49%(5) | | | | | | 0.49% | | | | | | 0.49% | | | | | | 0.49% | | | | | | 0.49%(5) | | |
Net investment income (loss)(6) | | | | | (0.16)%(5) | | | | | | 0.15% | | | | | | (0.14)% | | | | | | 0.37% | | | | | | (0.03)%(5) | | |
Portfolio turnover rate(7) | | | | | 29% | | | | | | 88% | | | | | | 86% | | | | | | 57% | | | | | | 40% | | |
(“1940 Act”). The Trust was organized as a Delaware statutory trust on June 7, 2013. The Trust consists of nine (9) investment portfolios: ARK
Genomic Revolution ETF, ARK Autonomous Technology & Robotics ETF, ARK Innovation ETF, ARK Next Generation Internet ETF, ARK
Fintech Innovation ETF, ARK Space Exploration & Innovation ETF, ARK Transparency ETF, The 3D Printing ETF, and The ARK Israel Innovative Technology ETF (each, a “Fund” and collectively, “Funds”). Each Fund is classified as a non-diversified management investment company under the 1940 Act.
Next Generation Internet ETF, ARK Fintech Innovation ETF, and ARK Space Exploration & Innovation ETF is long-term growth of capital.
ARK Transparency ETF seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Transparency IndexTM. The 3D Printing ETF seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Total 3D-Printing Index. The ARK Israel Innovative Technology ETF seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the ARK Israel Innovation Index. There can be no assurance that the Funds will achieve their respective investment objectives.
may differ from U.S. GAAP. Each Fund distributes all or substantially all of its net investment income to shareholders in the form of dividends.
Fund | | | Purchases | | | Sales | | ||||||
ARK Genomic Revolution ETF | | | | $ | 2,022,048,449 | | | | | $ | 2,064,825,785 | | |
ARK Autonomous Technology & Robotics ETF | | | | | 888,180,305 | | | | | | 856,053,818 | | |
ARK Innovation ETF | | | | | 6,245,888,272 | | | | | | 6,353,707,519 | | |
ARK Next Generation Internet ETF | | | | | 2,065,868,642 | | | | | | 2,196,133,958 | | |
ARK Fintech Innovation ETF | | | | | 1,305,458,988 | | | | | | 1,336,285,950 | | |
ARK Space Exploration & Innovation ETF | | | | | 148,215,685 | | | | | | 157,045,932 | | |
ARK Transparency ETF | | | | | 5,495,928 | | | | | | 5,498,064 | | |
The 3D Printing ETF | | | | | 93,439,407 | | | | | | 108,189,003 | | |
The ARK Israel Innovative Technology ETF | | | | | 71,635,323 | | | | | | 73,460,451 | | |
| | | In-Kind | | |||||||||
Fund | | | Subscriptions | | | Redemptions | | ||||||
ARK Genomic Revolution ETF | | | | $ | 1,396,540,030 | | | | | $ | 2,742,701,336 | | |
ARK Autonomous Technology & Robotics ETF | | | | | 27,308,175 | | | | | | 776,012,364 | | |
ARK Innovation ETF | | | | | 8,094,433,510 | | | | | | 10,073,848,590 | | |
ARK Next Generation Internet ETF | | | | | 554,698,701 | | | | | | 1,962,191,062 | | |
ARK Fintech Innovation ETF | | | | | 34,831,431 | | | | | | 1,002,658,051 | | |
ARK Space Exploration & Innovation ETF | | | | | — | | | | | | 121,055,997 | | |
ARK Transparency ETF | | | | | 21,537,641 | | | | | | — | | |
The 3D Printing ETF | | | | | — | | | | | | 107,432,504 | | |
The ARK Israel Innovative Technology ETF | | | | | 1,250,175 | | | | | | 71,176,522 | | |
follows:
Fund | | | Cost | | | Gross Unrealized Appreciation | | | Gross Unrealized Depreciation | | | Net Unrealized Appreciation (Depreciation) | | ||||||||||||
ARK Genomic Revolution ETF | | | | $ | 9,270,375,013 | | | | | $ | 762,324,119 | | | | | $ | (1,439,848,029) | | | | | $ | (677,523,910) | | |
ARK Autonomous Technology & Robotics ETF | | | | | 2,838,248,197 | | | | | | 198,776,586 | | | | | | (222,356,196) | | | | | | (23,579,610) | | |
ARK Innovation ETF | | | | | 21,910,871,348 | | | | | | 2,420,186,414 | | | | | | (1,815,532,552) | | | | | | 604,653,862 | | |
ARK Next Generation Internet ETF | | | | | 5,619,999,803 | | | | | | 630,161,935 | | | | | | (422,968,595) | | | | | | 207,193,340 | | |
ARK Fintech Innovation ETF | | | | | 3,657,089,669 | | | | | | 286,601,312 | | | | | | (331,425,555) | | | | | | (44,824,243) | | |
ARK Space Exploration & Innovation ETF | | | | | 614,076,444 | | | | | | 23,230,607 | | | | | | (25,165,785) | | | | | | (1,935,178) | | |
The 3D Printing ETF | | | | | 577,641,235 | | | | | | 43,618,201 | | | | | | (105,755,795) | | | | | | (62,137,594) | | |
The ARK Israel Innovative Technology ETF | | | | | 311,341,527 | | | | | | 17,689,915 | | | | | | (44,891,520) | | | | | | (27,201,605) | | |
| | | Short-Term | | | Long-Term | | | Total Amount | | |||||||||
ARK Genomic Revolution ETF | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
ARK Autonomous Technology & Robotics ETF | | | | | — | | | | | | — | | | | | | — | | |
ARK Innovation ETF | | | | | — | | | | | | — | | | | | | — | | |
ARK Next Generation Internet ETF | | | | | — | | | | | | — | | | | | | — | | |
ARK Fintech Innovation ETF | | | | | 183,568,907 | | | | | | — | | | | | | 183,568,907 | | |
ARK Space Exploration & Innovation ETF | | | | | 10,320,213 | | | | | | — | | | | | | 10,320,213 | | |
The 3D Printing ETF | | | | | 13,257,088 | | | | | | 6,168,021 | | | | | | 19,425,109 | | |
The ARK Israel Innovative Technology ETF | | | | | 17,719,738 | | | | | | 387,450 | | | | | | 18,107,188 | | |
ARK Investment Management LLC
200 Central Avenue, Suite 1850
St. Petersburg, FL 33701
The Bank of New York Mellon
240 Greenwich Street
New York, NY 10286
Foreside Fund Services, LLC
Three Canal Plaza, Suite 100
Portland, ME 04101
Tait, Weller & Baker LLP
50 S.16th Street, 29th Floor
Philadelphia, PA 19102
(b) | Not applicable. |
Item 2. Code of Ethics.
Not applicable.
Item 3. Audit Committee Financial Expert.
Not applicable.
Item 4. Principal Accountant Fees and Services.
Not applicable.
Item 5. Audit Committee of Listed Registrants.
Not applicable.
Item 6. Investments.
(a) | Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the report to shareholders filed under Item 1(a) of this form. |
(b) | Not applicable. |
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes to the procedures by which the shareholders may recommend nominees to the registrant’s board of trustees, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) (as required by Item 22(b)(15) of Schedule 14A (17 CFR 240.14a-101)), or this Item.
Item 11. Controls and Procedures.
(a) | As of a date within 90 days of the filing date of this Form N-CSR, the registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
(b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.
Not applicable.
Item 13. Exhibits.
(a)(1) | Not applicable. |
(a)(2) | Certifications pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto. |
(a)(2)(1) | Not applicable. |
(a)(2)(2) | Not applicable. |
(b) | Certifications pursuant to Rule 30a-2(b) under the 1940 Act and Section 906 of the Sarbanes-Oxley Act of 2002 are attached hereto. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | ARK ETF Trust |
By (Signature and Title)* | /s/ Catherine D. Wood |
Catherine D. Wood, Chief Executive Officer and Chief Investment Officer | |
(principal executive officer) |
Date | 4/1/2022 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title)* | /s/ Catherine D. Wood |
Catherine D. Wood, Chief Executive Officer and Chief Investment Officer | |
(principal executive officer) |
Date | 4/1/2022 |
By (Signature and Title)* | /s/ William C. Cox |
William C. Cox, Treasurer and Chief Financial Officer | |
(principal financial officer) |
Date | 4/1/2022 |
* Print the name and title of each signing officer under his or her signature