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Ark ETF Trust

Filed: 24 Jun 22, 11:47am

Schedule of Investments

ARK Autonomous Technology & Robotics ETF

April 30, 2022 (Unaudited)

 

Investments Shares  Value 
COMMON STOCKS–99.9%        
         
Aerospace & Defense - 18.6%        
AeroVironment, Inc.*  782,398  $62,842,207 
Archer Aviation, Inc., Class A*  8,604,062   39,664,726 
Elbit Systems Ltd. (Israel)  151,392   32,453,903 
Kratos Defense & Security Solutions, Inc.*  6,667,624   101,147,856 
Lockheed Martin Corp.  31,591   13,651,103 
Total Aerospace & Defense      249,759,795 
         
Airlines - 4.1%        
Blade Air Mobility, Inc.*  6,312,109   54,347,259 
         
Auto Components - 1.8%        
Magna International, Inc. (Canada)  398,474   24,016,028 
         
Automobiles - 15.9%        
BYD Co. Ltd. (China)(a)  471,831   27,333,170 
Nio, Inc. (China)*(a)  411,335   6,869,295 
Niu Technologies (China)*(a)  2,511,826   23,987,938 
Tesla, Inc.*  148,949   129,698,831 
XPeng, Inc., Class A (China)*(a)  1,001,859   24,655,750 
Total Automobiles      212,544,984 
         
Biotechnology - 0.0%(b)        
Organovo Holdings, Inc.*  99,616   285,898 
         
Diversified Consumer Services - 0.5%        
2U, Inc.*  703,853   7,024,453 
         
Diversified Telecommunication - 4.6%        
Iridium Communications, Inc.*  1,742,054   62,208,748 
         
Electronic Equipment, Instruments & Components - 9.0%        
Teledyne Technologies, Inc.*  39,209   16,920,644 
Trimble, Inc.*  1,554,715   103,699,491 
Total Electronic Equipment, Instruments & Components      120,620,135 
         
Health Care Equipment & Services - 0.9%        
Intuitive Surgical, Inc.*  47,484   11,362,921 
         
Household Durables - 1.1%        
Vuzix Corp.*  2,735,214   14,141,056 
         
Interactive Media & Services - 3.7%        
Alphabet, Inc., Class C*  12,032   27,665,539 
Baidu, Inc. (China)*(a)  173,462   21,538,776 
Total Interactive Media & Services      49,204,315 
         
Machinery - 17.3%        
Caterpillar, Inc.  109,161   22,982,757 
Deere & Co.  172,079   64,968,427 
Komatsu Ltd. (Japan)(a)  2,871,371   64,763,773 
Markforged Holding Corp.*  10,465,336   35,686,796 
Proto Labs, Inc.*  463,069   19,731,370 
Velo3D Inc.*  6,782,359   23,738,256 
Total Machinery      231,871,379 
         
Road & Rail - 2.3%        
TuSimple Holdings, Inc., Class A*  3,005,173   31,163,644 
         
Semiconductors & Semiconductor Equipment - 2.9%        
Teradyne, Inc.  366,270   38,626,834 
         
Software - 11.5%        
ANSYS, Inc.*  54,211  14,945,430 
Materialise NV (Belgium)*(a)  1,124,861   17,547,832 
Matterport, Inc.*  523,720   3,006,153 
Synopsys, Inc.*  55,263   15,848,876 
UiPath, Inc., Class A*  3,924,762   69,978,506 
Unity Software, Inc.*  484,921   32,203,604 
Total Software      153,530,401 
         
Technology Hardware, Storage & Peripherals - 5.7%        
3D Systems Corp.*  3,104,866   35,209,181 
Nano Dimension Ltd. (Israel)*(a)  7,404,268   21,028,121 
Stratasys Ltd.*  1,030,619   19,983,702 
Total Technology Hardware, Storage & Peripherals      76,221,004 
Total Common Stocks
(Cost $2,093,584,446)
      1,336,928,854 
MONEY MARKET FUND–0.1%        
Dreyfus Government Cash Management Fund, Institutional Shares, 0.24% (c)
(Cost $1,253,794)
  1,253,794   1,253,794 
Total Investments–100.0%
(Cost $2,094,838,240)
      1,338,182,648 
Liabilities in Excess of Other Assets–(0.0)%(b)      (134,410)
Net Assets–100.0%     $1,338,048,238 

 

 

 

 

Schedule of Investments (continued)

ARK Autonomous Technology & Robotics ETF

April 30, 2022 (Unaudited)

 

Affiliated Issuer Transactions

A summary of the Fund’s period to date transactions with companies which are or were affiliated issuers during the period are as follows:

 

 Value ($) at
7/31/2021
 Purchases
Cost ($)
  Sales Proceeds
($)
  Net Realized
Gain/(Loss) ($)
  Net Change in
Unrealized
Appreciation
(Depreciation)
($)
  Dividend
Income
($)
  Capital Gain
Distributions ($)
  Number of
Shares at
4/30/2022
  Value ($) at
4/30/2022
 
Common Stocks — 19.0%                               
Aerospace & Defense — 10.5%                               
Archer Aviation, Inc.                                
 28,560,815  58,941,937   (16,020,376)  (1,562,622)  (30,255,028)            –                –   8,604,062  39,664,726 
Kratos Defense & Security Solutions, Inc.                               
 192,932,864  56,505,655   (59,186,852)  (7,442,060)  (81,661,751)        6,667,624  101,147,856 
Airlines — 4.1%                               
Blade Air Mobility, Inc.                               
 29,954,012  39,531,320   (17,571,821)  989,752   1,443,996         6,312,109  54,347,259 
Machinery — 4.4%                               
Markforged Holding Corp.                               
 28,017,642  83,135,492   (19,771,072)  (645,835)  (55,049,431)        10,465,336  35,686,796 
Velo3D Inc.                               
 26,430,752  50,647,158   (14,362,350)  646,795   (39,624,099)           
 $305,896,085 $288,761,562  $(126,912,471) $(8,013,970) $(205,146,313) $  $   32,049,131  $230,846,637 

 

Affiliated security
*Non-income producing security
(a)American Depositary Receipt
(b)Less than 0.05%
(c)Rate shown represents annualized 7-day yield as of April 30, 2022.

 

Fair Value Measurement

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

 

Level 1 — Quoted prices in active markets for identical assets. 

Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). 

Level 3 — Significant unobservable inputs (including each Fund’s own assumptions in determining the fair value of investments).

 

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

 

The following is a summary of the valuations as of April 30, 2022, based upon the three levels defined above:

 

ARK Autonomous Technology & Robotics ETF Level 1  Level 2  Level 3  Total 
Assets                
Common Stocks $1,336,928,854  $  $  $1,336,928,854 
Money Market Fund  1,253,794         1,253,794 
Total $1,338,182,648  $  $  $1,338,182,648 

 

Please refer to the Schedule of Investments to view securities segregated by industry type.