ATEN A10 Networks

Filed: 5 May 21, 4:16pm

Washington, D.C. 20549


Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934

April 29, 2021
Date of Report (Date of earliest event reported)
(Exact name of the registrant as specified in its charter)
(State or Other Jurisdiction of Incorporation or Organization)(Commission File Number)(I.R.S. Employer Identification Number)

2300 Orchard Parkway
San Jose, CA 95131
(Address of principal executive offices, including zip code)

(408) 325-8668
(Name and telephone number, including area code, of the person to contact in connection with this report)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading symbol(s)Name of each exchange on which registered
Common stock, $0.00001 par value per shareATENNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 5.07    Submission of Matters to a Vote of Security Holders.

A10 Networks, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders on April 29, 2021 (the “Annual Meeting”). There were 77,010,106 shares of common stock entitled to vote at the Annual Meeting, of which 67,668,044 (87.86%) shares were voted in person or by proxy. The Company’s stockholders voted upon and approved the following proposals at the Annual Meeting:

Proposal 1: The election of the directors named below to hold office until the Company’s 2022 annual meeting of stockholders and until their successors are duly elected and qualified, subject to earlier resignation or removal:

ForWithholdBroker Non-Votes
Tor R. Braham54,880,379295,96312,491,702
Peter Y. Chung53,884,3041,292,03812,491,702
Mary Dotz54,988,868187,47412,491,702
Eric Singer50,288,9804,887,36212,491,702
Dhrupad Trivedi51,131,2374,045,10512,491,702

Proposal 2: An advisory vote to approve the Company’s executive compensation:

ForAgainstAbstainBroker Non-Votes

Proposal 3: The ratification of the appointment of Armanino LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021:

ForAgainstAbstainBroker Non-Votes

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 5, 2021
By: /s/ Robert Cochran
Robert Cochran
Executive Vice President, Legal and Corporate Collaboration and Secretary