As filed with the Securities and Exchange Commission on August 29, 2019.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:811-23227
Syntax ETF Trust |
(Exact Name of Registrant as Specified in Charter) |
110 East 59th Street, 31st Floor New York, NY 10022 |
(Address of Principal Executive Offices) (Zip Code) |
Registrant's Telephone Number, including Area Code:(212) 883 - 2290
Kathy Cuocolo, 110 East 59th Street, 31st Floor New York, NY 10022 |
(Name and Address of Agent for Service) |
Copies to:
Kathleen H. Moriarty
Counsel to the Trust
Chapman & Cutler LLP
1270 Avenue of the Americas, 30th Floor
New York, New York 10020
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018* – June 30, 2019
* | The Trust commenced investment operations on January 2, 2019. |
Item 1. Proxy Voting Report
Vote Summary
NEWFIELD EXPLORATION COMPANY | ||||||
Security | 651290108 | Meeting Type | Special | |||
Ticker Symbol | NFX | Meeting Date | 12-Feb-2019 | |||
ISIN | US6512901082 | Agenda | 934920225 - Management | |||
Record Date | 08-Jan-2019 | Holding Recon Date | 08-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Feb-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To adopt the Agreement and Plan of | Management | For | For | For | ||
Merger, dated as of October 31, 2018 (as it | |||||||
may be amended from time to time, the | |||||||
"merger agreement"), a copy of which is | |||||||
attached as Annex A to the joint proxy | |||||||
statement/prospectus of which this proxy | |||||||
card is a part, among Newfield Exploration | |||||||
Company ("Newfield"), Encana Corporation, | |||||||
a Canadian corporation ("Encana"), and | |||||||
Neapolitan Merger Corp., a Delaware | |||||||
corporation and an indirect wholly-owned | |||||||
subsidiary of Encana ("Merger Sub"). | |||||||
2. | To approve, on an advisory (non-binding) | Management | For | For | For | ||
basis, the compensation that may be paid | |||||||
or become payable to Newfield's named | |||||||
executive officers in connection with the | |||||||
merger. | |||||||
3. | To approve the adjournment of the Newfield | Management | For | For | For | ||
special meeting, if necessary or | |||||||
appropriate, to solicit additional proxies if | |||||||
there are not sufficient votes to adopt the | |||||||
merger agreement. |
HELMERICH & PAYNE, INC. | ||||||
Security | 423452101 | Meeting Type | Annual | |||
Ticker Symbol | HP | Meeting Date | 05-Mar-2019 | |||
ISIN | US4234521015 | Agenda | 934921405 - Management | |||
Record Date | 09-Jan-2019 | Holding Recon Date | 09-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Delaney M. Bellinger | Management | For | For | For | ||
1b. | Election of Director: Kevin G. Cramton | Management | For | For | For | ||
1c. | Election of Director: Randy A. Foutch | Management | For | For | For | ||
1d. | Election of Director: Hans Helmerich | Management | For | For | For | ||
1e. | Election of Director: John W. Lindsay | Management | For | For | For | ||
1f. | Election of Director: Jose R. Mas | Management | For | For | For | ||
1g. | Election of Director: Thomas A. Petrie | Management | For | For | For | ||
1h. | Election of Director: Donald F. Robillard, Jr. | Management | For | For | For | ||
1i. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | ||
1j. | Election of Director: John D. Zeglis | Management | For | For | For | ||
2. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||
auditors for 2019. | |||||||
3. | Advisory vote on executive compensation. | Management | For | For | For |
THE WALT DISNEY COMPANY | ||||||
Security | 254687106 | Meeting Type | Annual | |||
Ticker Symbol | DIS | Meeting Date | 07-Mar-2019 | |||
ISIN | US2546871060 | Agenda | 934921099 - Management | |||
Record Date | 07-Jan-2019 | Holding Recon Date | 07-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 06-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Susan E. Arnold | Management | For | For | For | ||
1b. | Election of Director: Mary T. Barra | Management | For | For | For | ||
1c. | Election of Director: Safra A. Catz | Management | For | For | For | ||
1d. | Election of Director: Francis A. deSouza | Management | For | For | For | ||
1e. | Election of Director: Michael Froman | Management | For | For | For | ||
1f. | Election of Director: Robert A. Iger | Management | For | For | For | ||
1g. | Election of Director: Maria Elena | Management | For | For | For | ||
Lagomasino | |||||||
1h. | Election of Director: Mark G. Parker | Management | For | For | For | ||
1i. | Election of Director: Derica W. Rice | Management | For | For | For | ||
2. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's registered public accountants | |||||||
for fiscal 2019. | |||||||
3. | To approve the advisory resolution on | Management | Against | For | Against | ||
executive compensation. | |||||||
4. | Shareholder proposal requesting an annual | Shareholder | Against | Against | For | ||
report disclosing information regarding the | |||||||
Company's lobbying policies and activities. | |||||||
5. | Shareholder proposal requesting a report | Shareholder | Against | Against | For | ||
on use of additional cyber security and data | |||||||
privacy metrics in determining | |||||||
compensation of senior executives. |
HOLOGIC, INC. | ||||||
Security | 436440101 | Meeting Type | Annual | |||
Ticker Symbol | HOLX | Meeting Date | 07-Mar-2019 | |||
ISIN | US4364401012 | Agenda | 934921443 - Management | |||
Record Date | 07-Jan-2019 | Holding Recon Date | 07-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 06-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Stephen P. MacMillan | For | For | For | |||||
2 | Sally W. Crawford | For | For | For | |||||
3 | Charles J. Dockendorff | For | For | For | |||||
4 | Scott T. Garrett | For | For | For | |||||
5 | Ludwig N. Hantson | For | For | For | |||||
6 | Namal Nawana | For | For | For | |||||
7 | Christiana Stamoulis | For | For | For | |||||
8 | Amy M. Wendell | For | For | For | |||||
2. | A non-binding advisory resolution to | Management | Against | For | Against | ||||
approve executive compensation. | |||||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||||
Young LLP as our independent registered | |||||||||
public accounting firm for fiscal 2019. |
APPLIED MATERIALS, INC. | ||||||
Security | 038222105 | Meeting Type | Annual | |||
Ticker Symbol | AMAT | Meeting Date | 07-Mar-2019 | |||
ISIN | US0382221051 | Agenda | 934921873 - Management | |||
Record Date | 10-Jan-2019 | Holding Recon Date | 10-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 06-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Judy Bruner | Management | For | For | For | ||
1b. | Election of Director: Xun (Eric) Chen | Management | For | For | For | ||
1c. | Election of Director: Aart J. de Geus | Management | For | For | For | ||
1d. | Election of Director: Gary E. Dickerson | Management | For | For | For | ||
1e. | Election of Director: Stephen R. Forrest | Management | For | For | For | ||
1f. | Election of Director: Thomas J. Iannotti | Management | For | For | For | ||
1g. | Election of Director: Alexander A. Karsner | Management | For | For | For | ||
1h. | Election of Director: Adrianna C. Ma | Management | For | For | For | ||
1i. | Election of Director: Scott A. McGregor | Management | For | For | For | ||
1j. | Election of Director: Dennis D. Powell | Management | For | For | For | ||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of Applied Materials' named | |||||||
executive officers for fiscal year 2018. | |||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as Applied Materials' independent | |||||||
registered public accounting firm for fiscal | |||||||
year 2019. | |||||||
4. | Shareholder proposal to provide for right to | Shareholder | For | Against | Against | ||
act by written consent. |
QUALCOMM INCORPORATED | ||||||
Security | 747525103 | Meeting Type | Annual | |||
Ticker Symbol | QCOM | Meeting Date | 12-Mar-2019 | |||
ISIN | US7475251036 | Agenda | 934921568 - Management | |||
Record Date | 14-Jan-2019 | Holding Recon Date | 14-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Barbara T. Alexander | Management | For | For | For | ||
1b. | Election of Director: Mark Fields | Management | For | For | For | ||
1c. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | ||
1d. | Election of Director: Ann M. Livermore | Management | For | For | For | ||
1e. | Election of Director: Harish Manwani | Management | For | For | For | ||
1f. | Election of Director: Mark D. McLaughlin | Management | For | For | For | ||
1g. | Election of Director: Steve Mollenkopf | Management | For | For | For | ||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For | ||
1i. | Election of Director: Francisco Ros | Management | For | For | For | ||
1j. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | ||
1k. | Election of Director: Neil Smit | Management | Against | For | Against | ||
1l. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | ||
2. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent public accountants for our | |||||||
fiscal year ending September 29, 2019. | |||||||
3. | To approve, on an advisory basis, our | Management | For | For | For | ||
executive compensation. |
TRANSDIGM GROUP INCORPORATED | ||||||
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 12-Mar-2019 | |||
ISIN | US8936411003 | Agenda | 934923853 - Management | |||
Record Date | 11-Jan-2019 | Holding Recon Date | 11-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1 | DIRECTOR | Management | |||||||
1 | David Barr | For | For | For | |||||
2 | William Dries | For | For | For | |||||
3 | Mervin Dunn | For | For | For | |||||
4 | Michael Graff | For | For | For | |||||
5 | Sean Hennessy | For | For | For | |||||
6 | W. Nicholas Howley | For | For | For | |||||
7 | Raymond Laubenthal | For | For | For | |||||
8 | Gary E. McCullough | For | For | For | |||||
9 | Michele Santana | For | For | For | |||||
10 | Robert Small | For | For | For | |||||
11 | John Staer | For | For | For | |||||
12 | Kevin Stein | For | For | For | |||||
2. | To approve (in an advisory vote) | Management | For | For | For | ||||
compensation paid to the Company's | |||||||||
named executive officers. | |||||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||||
as the Company's independent accountants | |||||||||
for the fiscal year ending September 30, | |||||||||
2019. | |||||||||
4. | To consider a shareholder proposal to | Shareholder | For | Against | Against | ||||
adopt greenhouse gas emissions reduction | |||||||||
targets. |
ANALOG DEVICES, INC. | ||||||
Security | 032654105 | Meeting Type | Annual | |||
Ticker Symbol | ADI | Meeting Date | 13-Mar-2019 | |||
ISIN | US0326541051 | Agenda | 934921556 - Management | |||
Record Date | 07-Jan-2019 | Holding Recon Date | 07-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 12-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ray Stata | Management | For | For | For | ||
1b. | Election of Director: Vincent Roche | Management | For | For | For | ||
1c. | Election of Director: James A. Champy | Management | For | For | For | ||
1d. | Election of Director: Anantha P. | Management | For | For | For | ||
Chandrakasan | |||||||
1e. | Election of Director: Bruce R. Evans | Management | For | For | For | ||
1f. | Election of Director: Edward H. Frank | Management | For | For | For | ||
1g. | Election of Director: Karen M. Golz | Management | For | For | For | ||
1h. | Election of Director: Mark M. Little | Management | For | For | For | ||
1i. | Election of Director: Neil Novich | Management | For | For | For | ||
1j. | Election of Director: Kenton J. Sicchitano | Management | For | For | For | ||
1k. | Election of Director: Lisa T. Su | Management | For | For | For | ||
2. | Advisory resolution to approve the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratification of Ernst & Young LLP as our | Management | Against | For | Against | ||
independent registered public accounting | |||||||
firm for fiscal 2019. | |||||||
4. | Shareholder proposal relating to a diversity | Shareholder | For | Against | Against | ||
report. |
TE CONNECTIVITY LTD | ||||||
Security | H84989104 | Meeting Type | Annual | |||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||
ISIN | CH0102993182 | Agenda | 934922089 - Management | |||
Record Date | 09-Jan-2019 | Holding Recon Date | 09-Jan-2019 | |||
City / Country | / Switzerland | Vote Deadline Date | 11-Mar-2019 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | For | ||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | For | ||
1c. | Election of Director: Carol A. ("John") | Management | For | For | For | ||
Davidson | |||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | For | ||
1e. | Election of Director: David M. Kerko | Management | For | For | For | ||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | For | ||
1g. | Election of Director: Yong Nam | Management | For | For | For | ||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | For | ||
1i. | Election of Director: Paula A. Sneed | Management | For | For | For | ||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For | ||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | For | ||
1l. | Election of Director: Laura H. Wright | Management | For | For | For | ||
2. | To elect Thomas J. Lynch as the Chairman | Management | For | For | For | ||
of the Board of Directors. | |||||||
3a. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Daniel J. Phelan | |||||||
3b. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Paula A. Sneed | |||||||
3c. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Abhijit Y. | |||||||
Talwalkar | |||||||
3d. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Mark C. | |||||||
Trudeau | |||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy | Management | For | For | For | ||
Voting Services GmbH, or another | |||||||
individual representative of Proxy Voting | |||||||
Services GmbH if Dr. Schwarzenbach is | |||||||
unable to serve at the relevant meeting, as | |||||||
the independent proxy at the 2020 annual | |||||||
meeting of TE Connectivity and any | |||||||
shareholder meeting that may be held prior | |||||||
to that meeting. | |||||||
5.1 | To approve the 2018 Annual Report of TE | Management | For | For | For | ||
Connectivity Ltd. (excluding the statutory | |||||||
financial statements for the fiscal year | |||||||
ended September 28, 2018, the | |||||||
consolidated financial statements for the | |||||||
fiscal year ended September 28, 2018 and | |||||||
the Swiss Compensation Report for the | |||||||
fiscal year ended September 28, 2018). | |||||||
5.2 | To approve the statutory financial | Management | For | For | For | ||
statements of TE Connectivity Ltd. for the | |||||||
fiscal year ended September 28, 2018. | |||||||
5.3 | To approve the consolidated financial | Management | For | For | For | ||
statements of TE Connectivity Ltd. for the | |||||||
fiscal year ended September 28, 2018 | |||||||
6. | To release the members of the Board of | Management | For | For | For | ||
Directors and executive officers of TE | |||||||
Connectivity for activities during the fiscal | |||||||
year ended September 28, 2018. | |||||||
7.1 | To elect Deloitte & Touche LLP as TE | Management | For | For | For | ||
Connectivity's independent registered public | |||||||
accounting firm for fiscal year 2019 | |||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, | Management | For | For | For | ||
as TE Connectivity's Swiss registered | |||||||
auditor until the next annual general | |||||||
meeting of TE Connectivity. | |||||||
7.3 | To elect PricewaterhouseCoopers AG, | Management | For | For | For | ||
Zurich, Switzerland, as TE Connectivity's | |||||||
special auditor until the next annual general | |||||||
meeting of TE Connectivity. | |||||||
8. | An advisory vote to approve named | Management | For | For | For | ||
executive officer compensation | |||||||
9. | A binding vote to approve fiscal year 2020 | Management | For | For | For | ||
maximum aggregate compensation amount | |||||||
for executive management. | |||||||
10. | A binding vote to approve fiscal year 2020 | Management | For | For | For | ||
maximum aggregate compensation amount | |||||||
for the Board of Directors. | |||||||
11. | To approve the carryforward of | Management | For | For | For | ||
unappropriated accumulated earnings at | |||||||
September 28, 2018. | |||||||
12. | To approve a dividend payment to | Management | For | For | For | ||
shareholders equal to $1.84 per issued | |||||||
share to be paid in four equal quarterly | |||||||
installments of $0.46 starting with the third | |||||||
fiscal quarter of 2019 and ending in the | |||||||
second fiscal quarter of 2020 pursuant to | |||||||
the terms of the dividend resolution. | |||||||
13. | To approve an authorization relating to TE | Management | For | For | For | ||
Connectivity's share repurchase program. | |||||||
14. | To approve a reduction of share capital for | Management | For | For | For | ||
shares acquired under TE Connectivity's | |||||||
share repurchase program and related | |||||||
amendments to the articles of association | |||||||
of TE Connectivity Ltd. | |||||||
15. | To approve any adjournments or | Management | For | For | For | ||
postponements of the meeting |
TE CONNECTIVITY LTD | ||||||
Security | H84989104 | Meeting Type | Annual | |||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||
ISIN | CH0102993182 | Agenda | 934933715 - Management | |||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | |||
City / Country | / Switzerland | Vote Deadline Date | 11-Mar-2019 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | For | ||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | For | ||
1c. | Election of Director: Carol A. ("John") | Management | For | For | For | ||
Davidson | |||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | For | ||
1e. | Election of Director: David M. Kerko | Management | For | For | For | ||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | For | ||
1g. | Election of Director: Yong Nam | Management | For | For | For | ||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | For | ||
1i. | Election of Director: Paula A. Sneed | Management | For | For | For | ||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For | ||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | For | ||
1l. | Election of Director: Laura H. Wright | Management | For | For | For | ||
2. | To elect Thomas J. Lynch as the Chairman | Management | For | For | For | ||
of the Board of Directors. | |||||||
3a. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Daniel J. Phelan | |||||||
3b. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Paula A. Sneed | |||||||
3c. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Abhijit Y. | |||||||
Talwalkar | |||||||
3d. | To elect the individual member of the | Management | For | For | For | ||
Management Development and | |||||||
Compensation Committee: Mark C. | |||||||
Trudeau | |||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy | Management | For | For | For | ||
Voting Services GmbH, or another | |||||||
individual representative of Proxy Voting | |||||||
Services GmbH if Dr. Schwarzenbach is | |||||||
unable to serve at the relevant meeting, as | |||||||
the independent proxy at the 2020 annual | |||||||
meeting of TE Connectivity and any | |||||||
shareholder meeting that may be held prior | |||||||
to that meeting. | |||||||
5.1 | To approve the 2018 Annual Report of TE | Management | For | For | For | ||
Connectivity Ltd. (excluding the statutory | |||||||
financial statements for the fiscal year | |||||||
ended September 28, 2018, the | |||||||
consolidated financial statements for the | |||||||
fiscal year ended September 28, 2018 and | |||||||
the Swiss Compensation Report for the | |||||||
fiscal year ended September 28, 2018). | |||||||
5.2 | To approve the statutory financial | Management | For | For | For | ||
statements of TE Connectivity Ltd. for the | |||||||
fiscal year ended September 28, 2018. | |||||||
5.3 | To approve the consolidated financial | Management | For | For | For | ||
statements of TE Connectivity Ltd. for the | |||||||
fiscal year ended September 28, 2018 | |||||||
6. | To release the members of the Board of | Management | For | For | For | ||
Directors and executive officers of TE | |||||||
Connectivity for activities during the fiscal | |||||||
year ended September 28, 2018. | |||||||
7.1 | To elect Deloitte & Touche LLP as TE | Management | For | For | For | ||
Connectivity's independent registered public | |||||||
accounting firm for fiscal year 2019 | |||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, | Management | For | For | For | ||
as TE Connectivity's Swiss registered | |||||||
auditor until the next annual general | |||||||
meeting of TE Connectivity. | |||||||
7.3 | To elect PricewaterhouseCoopers AG, | Management | For | For | For | ||
Zurich, Switzerland, as TE Connectivity's | |||||||
special auditor until the next annual general | |||||||
meeting of TE Connectivity. | |||||||
8. | An advisory vote to approve named | Management | For | For | For | ||
executive officer compensation | |||||||
9. | A binding vote to approve fiscal year 2020 | Management | For | For | For | ||
maximum aggregate compensation amount | |||||||
for executive management. | |||||||
10. | A binding vote to approve fiscal year 2020 | Management | For | For | For | ||
maximum aggregate compensation amount | |||||||
for the Board of Directors. | |||||||
11. | To approve the carryforward of | Management | For | For | For | ||
unappropriated accumulated earnings at | |||||||
September 28, 2018. | |||||||
12. | To approve a dividend payment to | Management | For | For | For | ||
shareholders equal to $1.84 per issued | |||||||
share to be paid in four equal quarterly | |||||||
installments of $0.46 starting with the third | |||||||
fiscal quarter of 2019 and ending in the | |||||||
second fiscal quarter of 2020 pursuant to | |||||||
�� | the terms of the dividend resolution. | ||||||
13. | To approve an authorization relating to TE | Management | For | For | For | ||
Connectivity's share repurchase program. | |||||||
14. | To approve a reduction of share capital for | Management | For | For | For | ||
shares acquired under TE Connectivity's | |||||||
share repurchase program and related | |||||||
amendments to the articles of association | |||||||
of TE Connectivity Ltd. | |||||||
15. | To approve any adjournments or | Management | For | For | For | ||
postponements of the meeting |
F5 NETWORKS, INC. | ||||||
Security | 315616102 | Meeting Type | Annual | |||
Ticker Symbol | FFIV | Meeting Date | 14-Mar-2019 | |||
ISIN | US3156161024 | Agenda | 934923839 - Management | |||
Record Date | 07-Jan-2019 | Holding Recon Date | 07-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 13-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: A. Gary Ames | Management | For | For | For | ||
1b. | Election of Director: Sandra E. Bergeron | Management | For | For | For | ||
1c. | Election of Director: Deborah L. Bevier | Management | For | For | For | ||
1d. | Election of Director: Michel Combes | Management | For | For | For | ||
1e. | Election of Director: Michael L. Dreyer | Management | For | For | For | ||
1f | Election of Director: Alan J. Higginson | Management | For | For | For | ||
1g. | Election of Director: Peter S. Klein | Management | For | For | For | ||
1h. | Election of Director: Francois Locoh-Donou | Management | For | For | For | ||
1i. | Election of Director: John McAdam | Management | For | For | For | ||
1j. | Election of Director: Nikhil Mehta | Management | For | For | For | ||
1k. | Election of Director: Marie E. Myers | Management | For | For | For | ||
2. | Approve the F5 Networks, Inc. 2014 | Management | For | For | For | ||
Incentive Plan. | |||||||
3. | Approve the F5 Networks, Inc. 2011 | Management | For | For | For | ||
Employee Stock Purchase Plan. | |||||||
4. | Ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for fiscal year 2019. | |||||||
5. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. |
THE COOPER COMPANIES, INC. | ||||||
Security | 216648402 | Meeting Type | Annual | |||
Ticker Symbol | COO | Meeting Date | 18-Mar-2019 | |||
ISIN | US2166484020 | Agenda | 934924413 - Management | |||
Record Date | 22-Jan-2019 | Holding Recon Date | 22-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: A. Thomas Bender | Management | For | For | For | ||
1B. | Election of Director: Colleen E. Jay | Management | For | For | For | ||
1C. | Election of Director: Michael H. Kalkstein | Management | For | For | For | ||
1D. | Election of Director: William A. Kozy | Management | For | For | For | ||
1E. | Election of Director: Jody S. Lindell | Management | For | For | For | ||
1F. | Election of Director: Gary S. Petersmeyer | Management | For | For | For | ||
1G. | Election of Director: Allan E. Rubenstein, | Management | For | For | For | ||
M.D. | |||||||
1H. | Election of Director: Robert S. Weiss | Management | For | For | For | ||
1I. | Election of Director: Albert G. White III | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the independent registered public | |||||||
accounting firm for The Cooper Companies, | |||||||
Inc. for the fiscal year ending October 31, | |||||||
2019 | |||||||
3. | Approve the 2019 Employee Stock | Management | For | For | For | ||
Purchase Plan. | |||||||
4. | An advisory vote on the compensation of | Management | For | For | For | ||
our named executive officers as presented | |||||||
in the Proxy Statement. |
STARBUCKS CORPORATION | ||||||
Security | 855244109 | Meeting Type | Annual | |||
Ticker Symbol | SBUX | Meeting Date | 20-Mar-2019 | |||
ISIN | US8552441094 | Agenda | 934922015 - Management | |||
Record Date | 10-Jan-2019 | Holding Recon Date | 10-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Rosalind G. Brewer | Management | For | For | For | ||
1b. | Election of Director: Mary N. Dillon | Management | For | For | For | ||
1c. | Election of Director: Mellody Hobson | Management | For | For | For | ||
1d. | Election of Director: Kevin R. Johnson | Management | For | For | For | ||
1e. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | For | ||
1f. | Election of Director: Satya Nadella | Management | For | For | For | ||
1g. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | ||
1h. | Election of Director: Clara Shih | Management | For | For | For | ||
1i. | Election of Director: Javier G. Teruel | Management | For | For | For | ||
1j. | Election of Director: Myron E. Ullman, III | Management | For | For | For | ||
2. | Advisory resolution to approve our | Management | For | For | For | ||
executive officer compensation. | |||||||
3. | Ratification of selection of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for fiscal 2019. | |||||||
4. | True Diversity Board Policy | Shareholder | Against | Against | For | ||
5. | Report on Sustainable Packaging | Shareholder | Against | Against | For |
AGILENT TECHNOLOGIES, INC. | ||||||
Security | 00846U101 | Meeting Type | Annual | |||
Ticker Symbol | A | Meeting Date | 20-Mar-2019 | |||
ISIN | US00846U1016 | Agenda | 934925821 - Management | |||
Record Date | 22-Jan-2019 | Holding Recon Date | 22-Jan-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Hans E. Bishop | Management | For | For | For | ||
1.2 | Election of Director: Paul N. Clark | Management | For | For | For | ||
1.3 | Election of Director: Tadataka Yamada, | Management | For | For | For | ||
M.D. | |||||||
2. | To approve the reservation of 25,000,000 | Management | For | For | For | ||
shares of common stock for issuance under | |||||||
our 2018 Stock Plan. | |||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | ||
basis, the compensation of our named | |||||||
executive officers. | |||||||
4. | To ratify the Audit and Finance Committee's | Management | For | For | For | ||
appointment of PricewaterhouseCoopers | |||||||
LLP as Agilent's independent registered | |||||||
public accounting firm. |
KEYSIGHT TECHNOLOGIES, INC. | ||||||
Security | 49338L103 | Meeting Type | Annual | |||
Ticker Symbol | KEYS | Meeting Date | 21-Mar-2019 | |||
ISIN | US49338L1035 | Agenda | 934924716 - Management | |||
Record Date | 22-Jan-2019 | Holding Recon Date | 22-Jan-2019 | |||
City / Country | /United | Vote Deadline Date | 20-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: James G. Cullen | Management | For | For | For | ||
1.2 | Election of Director: Jean M. Halloran | Management | For | For | For | ||
2. | To ratify the Audit and Finance Committee's | Management | For | For | For | ||
appointment of PricewaterhouseCoopers | |||||||
LLP as Keysight's independent public | |||||||
accounting firm. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of Keysight's named | |||||||
executive officers. |
JEFFERIES FINANCIAL GROUP INC. | ||||||
Security | 47233W109 | Meeting Type | Annual | |||
Ticker Symbol | JEF | Meeting Date | 28-Mar-2019 | |||
ISIN | US47233W1099 | Agenda | 934928310 - Management | |||
Record Date | 31-Jan-2019 | Holding Recon Date | 31-Jan-2019 | |||
City / Country | /United | Vote Deadline Date | 27-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Linda L. Adamany | Management | For | For | For | ||
1B. | Election of Director: Barry J. Alperin | Management | For | For | For | ||
1C. | Election of Director: Robert D. Beyer | Management | For | For | For | ||
1D. | Election of Director: Francisco L. Borges | Management | For | For | For | ||
1E. | Election of Director: Brian P. Friedman | Management | For | For | For | ||
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | For | ||
1G. | Election of Director: Richard B. Handler | Management | For | For | For | ||
1H. | Election of Director: Robert E. Joyal | Management | For | For | For | ||
1I. | Election of Director: Jacob M. Katz | Management | For | For | For | ||
1J. | Election of Director: Michael T. O'Kane | Management | For | For | For | ||
1K. | Election of Director: Stuart H. Reese | Management | For | For | For | ||
1L. | Election of Director: Joseph S. Steinberg | Management | For | For | For | ||
2. | Approve named executive officer | Management | Against | For | Against | ||
compensation on an advisory basis. | |||||||
3. | Ratify Deloitte & Touche LLP as | Management | For | For | For | ||
independent auditors for the year-ended | |||||||
November 30, 2019. |
BROADCOM INC | ||||||
Security | 11135F101 | Meeting Type | Annual | |||
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | |||
ISIN | US11135F1012 | Agenda | 934928598 - Management | |||
Record Date | 11-Feb-2019 | Holding Recon Date | 11-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Mar-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | For | ||
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | For | ||
1c. | Election of Director: Mr. Eddy W. | Management | For | For | For | ||
Hartenstein | |||||||
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | For | ||
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | For | ||
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | For | ||
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | For | ||
1h. | Election of Director: Mr. Harry L. You | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
Pricewaterhouse- Coopers LLP as | |||||||
Broadcom's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
November 3, 2019. | |||||||
3. | To approve amendments to Broadcom's | Management | For | For | For | ||
Second Amended and Restated Employee | |||||||
Share Purchase Plan. | |||||||
4. | Non-binding, advisory vote to approve | Management | Against | For | Against | ||
compensation of Broadcom's named | |||||||
executive officers. |
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||
Security | 42824C109 | Meeting Type | Annual | |||
Ticker Symbol | HPE | Meeting Date | 03-Apr-2019 | |||
ISIN | US42824C1099 | Agenda | 934927522 - Management | |||
Record Date | 04-Feb-2019 | Holding Recon Date | 04-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 02-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Daniel Ammann | Management | For | For | For | ||
1b. | Election of Director: Michael J. Angelakis | Management | For | For | For | ||
1c. | Election of Director: Pamela L. Carter | Management | For | For | For | ||
1d. | Election of Director: Jean M. Hobby | Management | For | For | For | ||
1e. | Election of Director: Raymond J. Lane | Management | For | For | For | ||
1f. | Election of Director: Ann M. Livermore | Management | For | For | For | ||
1g. | Election of Director: Antonio F. Neri | Management | For | For | For | ||
1h. | Election of Director: Raymond E. Ozzie | Management | For | For | For | ||
1i. | Election of Director: Gary M. Reiner | Management | For | For | For | ||
1j. | Election of Director: Patricia F. Russo | Management | For | For | For | ||
1k. | Election of Director: Lip-Bu Tan | Management | For | For | For | ||
1l. | Election of Director: Mary Agnes Wilderotter | Management | For | For | For | ||
2. | Ratification of the appointment of the | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for the fiscal year ending October 31, | |||||||
2019 | |||||||
3. | Advisory vote to approve executive | Management | For | For | For | ||
compensation | |||||||
4. | Stockholder proposal related to action by | Shareholder | For | Against | Against | ||
Written Consent of Stockholders |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||
Security | 806857108 | Meeting Type | Annual | |||
Ticker Symbol | SLB | Meeting Date | 03-Apr-2019 | |||
ISIN | AN8068571086 | Agenda | 934929324 - Management | |||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 02-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peter L.S. Currie | Management | For | For | For | ||
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | For | ||
1c. | Election of Director: Paal Kibsgaard | Management | For | For | For | ||
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | For | ||
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | For | ||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | For | ||
1g. | Election of Director: Lubna S. Olayan | Management | For | For | For | ||
1h. | Election of Director: Mark G. Papa | Management | For | For | For | ||
1i. | Election of Director: Leo Rafael Reif | Management | For | For | For | ||
1j. | Election of Director: Henri Seydoux | Management | For | For | For | ||
2. | Approval of the advisory resolution to | Management | For | For | For | ||
approve our executive compensation. | |||||||
3. | Approval of our consolidated balance sheet | Management | For | For | For | ||
as of December 31, 2018; our consolidated | |||||||
statement of income for the year ended | |||||||
December 31, 2018; and our Board of | |||||||
Directors' declarations of dividends in 2018, | |||||||
as reflected in our 2018 Annual Report to | |||||||
Stockholders. | |||||||
4. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent auditors for 2019. | |||||||
5. | Approval of an amended and restated 2004 | Management | For | For | For | ||
Stock and Deferral Plan for Non-Employee | |||||||
Directors. |
L3 TECHNOLOGIES, INC. | ||||||
Security | 502413107 | Meeting Type | Special | |||
Ticker Symbol | LLL | Meeting Date | 04-Apr-2019 | |||
ISIN | US5024131071 | Agenda | 934934832 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To consider and vote on a proposal (the "L3 | Management | For | For | For | ||
merger agreement proposal") to adopt the | |||||||
Agreement and Plan of Merger, dated as of | |||||||
October 12, 2018 (as it may be amended | |||||||
from time to time), by and among Harris | |||||||
Corporation, L3 Technologies, Inc. and | |||||||
Leopard Merger Sub Inc., pursuant to which | |||||||
Leopard Merger Sub Inc. will merge with | |||||||
and into L3 Technologies, Inc. and L3 | |||||||
Technologies, Inc. will continue as the | |||||||
surviving corporation and wholly-owned | |||||||
subsidiary of Harris Corporation. | |||||||
2. | To consider and vote on an advisory (non- | Management | For | For | For | ||
binding) proposal (the "L3 compensation | |||||||
proposal") to approve the executive officer | |||||||
compensation that may be paid or become | |||||||
payable to L3 Technologies, Inc.'s named | |||||||
executive officers in connection with the | |||||||
merger. | |||||||
3. | To consider and vote on a proposal (the "L3 | Management | For | For | For | ||
adjournment proposal") to approve the | |||||||
adjournment of the Special Meeting of L3 | |||||||
stockholders, if necessary or appropriate, | |||||||
including to solicit additional proxies if there | |||||||
are not sufficient votes at the time of the | |||||||
Special Meeting to approve the merger | |||||||
agreement proposal or to ensure that any | |||||||
supplement or amendment to the | |||||||
accompanying joint proxy | |||||||
statement/prospectus is timely provided to | |||||||
L3 stockholders. |
HARRIS CORPORATION | ||||||
Security | 413875105 | Meeting Type | Special | |||
Ticker Symbol | HRS | Meeting Date | 04-Apr-2019 | |||
ISIN | US4138751056 | Agenda | 934935327 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To approve the issuance of shares of Harris | Management | For | For | For | ||
Corporation ("Harris") common stock to the | |||||||
stockholders of L3 Technologies, Inc. ("L3") | |||||||
pursuant to the Agreement and Plan of | |||||||
Merger, dated as of October 12, 2018 (as it | |||||||
may be amended from time to time, the | |||||||
"merger agreement"), by and among Harris, | |||||||
L3 and Leopard Merger Sub Inc., a wholly- | |||||||
owned subsidiary of Harris (the "Harris | |||||||
share issuance proposal"). | |||||||
2. | To adopt amendments to certain provisions | Management | For | For | For | ||
of the certificate of incorporation of Harris | |||||||
(the "Harris charter amendment proposal"). | |||||||
3. | To approve, on an advisory (non-binding) | Management | Against | For | Against | ||
basis, the executive officer compensation | |||||||
that will or may be paid to Harris' named | |||||||
executive officers in connection with the | |||||||
transactions contemplated by the merger | |||||||
agreement. | |||||||
4. | To approve the adjournment of the Harris | Management | For | For | For | ||
stockholder meeting to solicit additional | |||||||
proxies if there are not sufficient votes at | |||||||
the time of the Harris stockholder meeting | |||||||
to approve the Harris share issuance | |||||||
proposal and the Harris charter amendment | |||||||
proposal or to ensure that any supplement | |||||||
or amendment to the accompanying joint | |||||||
proxy statement/prospectus is timely | |||||||
provided to Harris stockholders. |
SYNOPSYS, INC. | ||||||
Security | 871607107 | Meeting Type | Annual | |||
Ticker Symbol | SNPS | Meeting Date | 08-Apr-2019 | |||
ISIN | US8716071076 | Agenda | 934928322 - Management | |||
Record Date | 08-Feb-2019 | Holding Recon Date | 08-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Aart J. de Geus | For | For | For | |||||
2 | Chi-Foon Chan | For | For | For | |||||
3 | Janice D. Chaffin | For | For | For | |||||
4 | Bruce R. Chizen | For | For | For | |||||
5 | Mercedes Johnson | For | For | For | |||||
6 | Chrysostomos L. Nikias | For | For | For | |||||
7 | John Schwarz | For | For | For | |||||
8 | Roy Vallee | For | For | For | |||||
9 | Steven C. Walske | For | For | For | |||||
2. | To approve our 2006 Employee Equity | Management | Against | For | Against | ||||
Incentive Plan, as amended, in order to, | |||||||||
among other items, increase the number of | |||||||||
shares available for issuance under the | |||||||||
plan by 3,200,000 shares. | |||||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||||
compensation of our named executive | |||||||||
officers, as disclosed in the Proxy | |||||||||
Statement. | |||||||||
4. | To ratify the selection of KPMG LLP as our | Management | For | For | For | ||||
independent registered public accounting | |||||||||
firm for the fiscal year ending November 2, | |||||||||
2019. |
THE GOODYEAR TIRE & RUBBER COMPANY | ||||||
Security | 382550101 | Meeting Type | Annual | |||
Ticker Symbol | GT | Meeting Date | 08-Apr-2019 | |||
ISIN | US3825501014 | Agenda | 934940265 - Management | |||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James A. Firestone | Management | For | For | For | ||
1b. | Election of Director: Werner Geissler | Management | For | For | For | ||
1c. | Election of Director: Peter S. Hellman | Management | For | For | For | ||
1d. | Election of Director: Laurette T. Koellner | Management | For | For | For | ||
1e. | Election of Director: Richard J. Kramer | Management | For | For | For | ||
1f. | Election of Director: W. Alan McCollough | Management | For | For | For | ||
1g. | Election of Director: John E. McGlade | Management | For | For | For | ||
1h. | Election of Director: Michael J. Morell | Management | For | For | For | ||
1i. | Election of Director: Roderick A. Palmore | Management | For | For | For | ||
1j. | Election of Director: Stephanie A. Streeter | Management | For | For | For | ||
1k. | Election of Director: Thomas H. | Management | For | For | For | ||
Weidemeyer | |||||||
1l. | Election of Director: Michael R. Wessel | Management | For | For | For | ||
1m. | Election of Director: Thomas L. Williams | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Independent Registered Public Accounting | |||||||
Firm. | |||||||
4. | Shareholder Proposal re: Independent | Shareholder | Against | Against | For | ||
Board Chairman. |
IQVIA HOLDINGS INC. | ||||||
Security | 46266C105 | Meeting Type | Annual | |||
Ticker Symbol | IQV | Meeting Date | 09-Apr-2019 | |||
ISIN | US46266C1053 | Agenda | 934932939 - Management | |||
Record Date | 14-Feb-2019 | Holding Recon Date | 14-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 08-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1 | DIRECTOR | Management | |||||||
1 | Carol J. Burt | For | For | For | |||||
2 | John P. Connaughton | For | For | For | |||||
3 | John G. Danhakl | For | For | For | |||||
4 | James A. Fasano | For | For | For | |||||
2 | The ratification of the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as IQVIA | |||||||||
Holdings Inc.'s independent registered | |||||||||
public accounting firm for the year ending | |||||||||
December 31, 2019. |
A.O. SMITH CORPORATION | ||||||
Security | 831865209 | Meeting Type | Annual | |||
Ticker Symbol | AOS | Meeting Date | 09-Apr-2019 | |||
ISIN | US8318652091 | Agenda | 934932991 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 08-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | William P. Greubel | For | For | For | |||||
2 | Dr. Ilham Kadri | For | For | For | |||||
3 | Idelle K. Wolf | For | For | For | |||||
4 | Gene C. Wulf | For | For | For | |||||
2. | Proposal to approve, by nonbinding | Management | For | For | For | ||||
advisory vote, the compensation of our | |||||||||
named executive officers. | |||||||||
3. | Proposal to ratify the appointment of Ernst | Management | For | For | For | ||||
& Young LLP as the independent registered | |||||||||
public accounting firm of the corporation. |
THE BANK OF NEW YORK MELLON CORPORATION | ||||||
Security | 064058100 | Meeting Type | Annual | |||
Ticker Symbol | BK | Meeting Date | 09-Apr-2019 | |||
ISIN | US0640581007 | Agenda | 934941609 - Management | |||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 08-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Steven D. Black | Management | For | For | For | ||
1b. | Election of Director: Linda Z. Cook | Management | For | For | For | ||
1c. | Election of Director: Joseph J. Echevarria | Management | For | For | For | ||
1d. | Election of Director: Edward P. Garden | Management | For | For | For | ||
1e. | Election of Director: Jeffrey A. Goldstein | Management | For | For | For | ||
1f. | Election of Director: John M. Hinshaw | Management | For | For | For | ||
1g. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | For | ||
1h. | Election of Director: Jennifer B. Morgan | Management | For | For | For | ||
1i. | Election of Director: Elizabeth E. Robinson | Management | For | For | For | ||
1j. | Election of Director: Charles W. Scharf | Management | For | For | For | ||
1k. | Election of Director: Samuel C. Scott III | Management | For | For | For | ||
1l. | Election of Director: Alfred "Al" W. Zollar | Management | For | For | For | ||
2. | Advisory resolution to approve the 2018 | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratification of KPMG LLP as our | Management | For | For | For | ||
independent auditor for 2019. | |||||||
4. | Amendment to Restated Certificate of | Management | For | For | For | ||
Incorporation to enhance stockholder | |||||||
written consent rights. | |||||||
5. | Approval of 2019 Long-Term Incentive | Management | For | For | For | ||
Plan. | |||||||
6. | Stockholder proposal regarding pay equity | Shareholder | Against | Against | For | ||
report. |
LENNAR CORPORATION | ||||||
Security | 526057104 | Meeting Type | Annual | |||
Ticker Symbol | LEN | Meeting Date | 10-Apr-2019 | |||
ISIN | US5260571048 | Agenda | 934931292 - Management | |||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 09-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Rick Beckwitt | For | For | For | |||||
2 | Irving Bolotin | For | For | For | |||||
3 | Steven L. Gerard | For | For | For | |||||
4 | Tig Gilliam | For | For | For | |||||
5 | Sherrill W. Hudson | For | For | For | |||||
6 | Jonathan M. Jaffe | For | For | For | |||||
7 | Sidney Lapidus | For | For | For | |||||
8 | Teri P. McClure | For | For | For | |||||
9 | Stuart Miller | For | For | For | |||||
10 | Armando Olivera | For | For | For | |||||
11 | Jeffrey Sonnenfeld | For | For | For | |||||
12 | Scott Stowell | For | For | For | |||||
2. | Ratify the appointment of Deloitte & Touche | Management | For | For | For | ||||
LLP as our independent registered public | |||||||||
accounting firm for our fiscal year ending | |||||||||
November 30, 2019. | |||||||||
3. | Approve, on an advisory basis, the | Management | Against | For | Against | ||||
compensation of our named executive | |||||||||
officers. | |||||||||
4. | Vote on a stockholder proposal regarding | Shareholder | For | Against | Against | ||||
having directors elected by a majority of the | |||||||||
votes cast in uncontested elections. |
IHS MARKIT LTD | ||||||
Security | G47567105 | Meeting Type | Annual | |||
Ticker Symbol | INFO | Meeting Date | 11-Apr-2019 | |||
ISIN | BMG475671050 | Agenda | 934931153 - Management | |||
Record Date | 14-Feb-2019 | Holding Recon Date | 14-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 10-Apr-2019 | |||
Kingdom | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jean-Paul L. Montupet | Management | For | For | For | ||
1b. | Election of Director: Richard W. Roedel | Management | For | For | For | ||
1c. | Election of Director: James A. Rosenthal | Management | For | For | For | ||
1d. | Election of Director: Lance Uggla | Management | For | For | For | ||
2. | To approve the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's independent | |||||||
registered public accountants until the close | |||||||
of the next Annual General Meeting of | |||||||
Shareholders and to authorize the | |||||||
Company's Board of Directors, acting by the | |||||||
Audit Committee, to determine the | |||||||
remuneration of the independent registered | |||||||
public accountants. | |||||||
3. | To approve, on an advisory, non-binding | Management | For | For | For | ||
basis, the compensation of the Company's | |||||||
named executive officers. | |||||||
4. | To approve amendments to the Company's | Management | For | For | For | ||
bye-laws to implement "proxy access" and | |||||||
related changes. |
ADOBE INC | ||||||
Security | 00724F101 | Meeting Type | Annual | |||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2019 | |||
ISIN | US00724F1012 | Agenda | 934931216 - Management | |||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 10-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Amy Banse | Management | For | For | For | ||
1b. | Election of Director: Frank Calderoni | Management | For | For | For | ||
1c. | Election of Director: James Daley | Management | For | For | For | ||
1d. | Election of Director: Laura Desmond | Management | For | For | For | ||
1e. | Election of Director: Charles Geschke | Management | For | For | For | ||
1f. | Election of Director: Shantanu Narayen | Management | For | For | For | ||
1g. | Election of Director: Kathleen Oberg | Management | For | For | For | ||
1h. | Election of Director: Dheeraj Pandey | Management | For | For | For | ||
1i. | Election of Director: David Ricks | Management | For | For | For | ||
1j. | Election of Director: Daniel Rosensweig | Management | For | For | For | ||
1k. | Election of Director: John Warnock | Management | For | For | For | ||
2. | Approve the 2019 Equity Incentive Plan to | Management | For | For | For | ||
replace our 2003 Equity Incentive Plan. | |||||||
3. | Ratify the appointment of KPMG LLP as our | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for our fiscal year ending on November | |||||||
29, 2019. | |||||||
4. | Approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
5. | Consider and vote upon one stockholder | Shareholder | Against | Against | For | ||
proposal. |
NEWMONT MINING CORPORATION | ||||||
Security | 651639106 | Meeting Type | Special | |||
Ticker Symbol | NEM | Meeting Date | 11-Apr-2019 | |||
ISIN | US6516391066 | Agenda | 934949287 - Management | |||
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 10-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To approve an amendment and restatement | Management | For | For | For | ||
of the Newmont Restated Certificate of | |||||||
Incorporation to increase Newmont's | |||||||
authorized shares of common stock from | |||||||
750,000,000 shares to 1,280,000,000 | |||||||
shares. | |||||||
2. | To approve the issuance of shares of | Management | For | For | For | ||
Newmont common stock to Goldcorp | |||||||
shareholders in connection with the | |||||||
arrangement agreement, dated as of | |||||||
January 14, 2019, as amended. | |||||||
3. | To approve adjournment or postponement | Management | For | For | For | ||
of the Newmont special meeting, if | |||||||
necessary or appropriate, to solicit | |||||||
additional proxies if there are not sufficient | |||||||
votes to approve Proposal 1 or Proposal 2. |
BRISTOL-MYERS SQUIBB COMPANY | ||||||
Security | 110122108 | Meeting Type | Contested-Special | |||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||
ISIN | US1101221083 | Agenda | 934932751 - Management | |||
Record Date | 08-Feb-2019 | Holding Recon Date | 08-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Stock Issuance Proposal: To approve the | Management | For | For | For | ||
issuance of shares of Bristol-Myers Squibb | |||||||
Company common stock to stockholders of | |||||||
Celgene Corporation in the merger between | |||||||
Celgene Corporation and Burgundy Merger | |||||||
Sub, Inc., a wholly-owned subsidiary of | |||||||
Bristol-Myers Squibb Company, pursuant to | |||||||
the terms and conditions of the Agreement | |||||||
and Plan of Merger, dated as of January 2, | |||||||
2019, as it may be amended from time to | |||||||
time, among Bristol-Myers Squibb | |||||||
Company, Burgundy Merger Sub, Inc. and | |||||||
Celgene Corporation. | |||||||
2. | Adjournment Proposal: To approve the | Management | For | For | For | ||
adjournment from time to time of the special | |||||||
meeting of the stockholders of Bristol- | |||||||
Myers Squibb Company if necessary to | |||||||
solicit additional proxies if there are not | |||||||
sufficient votes at the time of the special | |||||||
meeting, or any adjournment or | |||||||
postponement thereof, to approve the Stock | |||||||
Issuance Proposal. |
CELGENE CORPORATION | ||||||
Security | 151020104 | Meeting Type | Special | |||
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||
ISIN | US1510201049 | Agenda | 934934274 - Management | |||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1 | Adoption of the Agreement and Plan of | Management | For | For | For | ||
Merger, dated as of January 2, 2019, as it | |||||||
may be amended from time to time (the | |||||||
merger agreement), among Bristol-Myers | |||||||
Squibb Company, a Delaware corporation | |||||||
(Bristol-Myers Squibb), Burgundy Merger | |||||||
Sub, Inc., a Delaware corporation and | |||||||
wholly-owned subsidiary of Bristol-Myers | |||||||
Squibb, and Celgene Corporation | |||||||
(Celgene), pursuant to which Burgundy | |||||||
Merger Sub, Inc. will be merged with and | |||||||
into Celgene (the merger). | |||||||
2 | Approval of the adjournment from time to | Management | For | For | For | ||
time of the special meeting of the | |||||||
stockholders of Celgene (the Celgene | |||||||
special meeting) if necessary to solicit | |||||||
additional proxies if there are not sufficient | |||||||
votes to adopt the merger agreement at the | |||||||
time of the Celgene special meeting or any | |||||||
adjournment or postponement thereof. | |||||||
3 | Approval, on an advisory (non-binding) | Management | Against | For | Against | ||
basis, of the compensation that will or may | |||||||
be paid or provided by Celgene to its | |||||||
named executive officers in connection with | |||||||
the merger. |
CELGENE CORPORATION | ||||||
Security | 151020104 | Meeting Type | Special | |||
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||
ISIN | US1510201049 | Agenda | 934939642 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Adoption of the Agreement and Plan of | Management | For | For | For | ||
Merger, dated as of January 2, 2019, as it | |||||||
may be amended from time to time (the | |||||||
merger agreement), among Bristol-Myers | |||||||
Squibb Company, a Delaware corporation | |||||||
(Bristol-Myers Squibb), Burgundy Merger | |||||||
Sub, Inc., a Delaware corporation and | |||||||
wholly-owned subsidiary of Bristol-Myers | |||||||
Squibb, and Celgene Corporation | |||||||
(Celgene), pursuant to which Burgundy | |||||||
Merger Sub, Inc. will be merged with and | |||||||
into Celgene (the merger). | |||||||
2. | Approval of the adjournment from time to | Management | For | For | For | ||
time of the special meeting of the | |||||||
stockholders of Celgene (the Celgene | |||||||
special meeting) if necessary to solicit | |||||||
additional proxies if there are not sufficient | |||||||
votes to adopt the merger agreement at the | |||||||
time of the Celgene special meeting or any | |||||||
adjournment or postponement thereof. | |||||||
3. | Approval, on an advisory (non-binding) | Management | Against | For | Against | ||
basis, of the compensation that will or may | |||||||
be paid or provided by Celgene to its | |||||||
named executive officers in connection with | |||||||
the merger. |
BRISTOL-MYERS SQUIBB COMPANY | ||||||
Security | 110122108 | Meeting Type | Contested-Special | |||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Stock Issuance Proposal: To approve the | Management | For | For | For | ||
issuance of shares of Bristol-Myers Squibb | |||||||
Company common stock to stockholders of | |||||||
Celgene Corporation in the merger between | |||||||
Celgene Corporation and Burgundy Merger | |||||||
Sub, Inc., a wholly-owned subsidiary of | |||||||
Bristol-Myers Squibb Company, pursuant to | |||||||
the terms and conditions of the Agreement | |||||||
and Plan of Merger, dated as of January 2, | |||||||
2019, as it may be amended from time to | |||||||
time, among Bristol-Myers Squibb | |||||||
Company, Burgundy Merger Sub, Inc. and | |||||||
Celgene Corporation. | |||||||
2. | Adjournment Proposal: To approve the | Management | For | For | For | ||
adjournment from time to time of the special | |||||||
meeting of the stockholders of Bristol- | |||||||
Myers Squibb Company if necessary to | |||||||
solicit additional proxies if there are not | |||||||
sufficient votes at the time of the special | |||||||
meeting, or any adjournment or | |||||||
postponement thereof, to approve the Stock | |||||||
Issuance Proposal. |
BRISTOL-MYERS SQUIBB COMPANY | ||||||
Security | 110122108 | Meeting Type | Contested-Special | |||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||
ISIN | US1101221083 | Agenda | 934942726 - Opposition | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | The Company's proposal to approve the | Management | Against | ||||
issuance of shares of the Company's | |||||||
common stock pursuant to the Agreement | |||||||
and Plan of Merger, dated as of January 2, | |||||||
2019, as it may be amended from time to | |||||||
time, among the Company, Burgundy | |||||||
Merger Sub, Inc., a Delaware corporation | |||||||
and wholly-owned subsidiary of the | |||||||
Company, and Celgene corporation, a | |||||||
Delaware corporation (the "Stock Issuance | |||||||
Proposal"). | |||||||
2. | The Company's proposal to approve an | Management | Against | ||||
adjournment of the Special Meeting, if | |||||||
necessary, to solicit additional proxies if | |||||||
there are not sufficient votes at the time of | |||||||
the Special Meeting to approve the Stock | |||||||
Issuance proposal. |
WHIRLPOOL CORPORATION | ||||||
Security | 963320106 | Meeting Type | Annual | |||
Ticker Symbol | WHR | Meeting Date | 16-Apr-2019 | |||
ISIN | US9633201069 | Agenda | 934931165 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Samuel R. Allen | Management | For | For | For | ||
1b. | Election of Director: Marc R. Bitzer | Management | For | For | For | ||
1c. | Election of Director: Greg Creed | Management | For | For | For | ||
1d. | Election of Director: Gary T. DiCamillo | Management | For | For | For | ||
1e. | Election of Director: Diane M. Dietz | Management | For | For | For | ||
1f. | Election of Director: Gerri T. Elliott | Management | For | For | For | ||
1g. | Election of Director: Michael F. Johnston | Management | For | For | For | ||
1h. | Election of Director: John D. Liu | Management | For | For | For | ||
1i. | Election of Director: James M. Loree | Management | For | For | For | ||
1j. | Election of Director: Harish Manwani | Management | For | For | For | ||
1k. | Election of Director: William D. Perez | Management | For | For | For | ||
1l. | Election of Director: Larry O. Spencer | Management | For | For | For | ||
1m. | Election of Director: Michael D. White | Management | For | For | For | ||
2. | Advisory vote to approve Whirlpool's | Management | For | For | For | ||
executive compensation. | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as Whirlpool's independent | |||||||
registered public accounting firm for 2019. |
U.S. BANCORP | ||||||
Security | 902973304 | Meeting Type | Annual | |||
Ticker Symbol | USB | Meeting Date | 16-Apr-2019 | |||
ISIN | US9029733048 | Agenda | 934932131 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Warner L. Baxter | Management | For | For | For | ||
1b. | Election of Director: Dorothy J. Bridges | Management | For | For | For | ||
1c. | Election of Director: Elizabeth L. Buse | Management | For | For | For | ||
1d. | Election of Director: Marc N. Casper | Management | For | For | For | ||
1e. | Election of Director: Andrew Cecere | Management | For | For | For | ||
1f. | Election of Director: Arthur D. Collins, Jr. | Management | For | For | For | ||
1g. | Election of Director: Kimberly J. Harris | Management | For | For | For | ||
1h. | Election of Director: Roland A. Hernandez | Management | For | For | For | ||
1i. | Election of Director: Doreen Woo Ho | Management | For | For | For | ||
1j. | Election of Director: Olivia F. Kirtley | Management | For | For | For | ||
1k. | Election of Director: Karen S. Lynch | Management | For | For | For | ||
1l. | Election of Director: Richard P. McKenney | Management | For | For | For | ||
1m. | Election of Director: Yusuf I. Mehdi | Management | For | For | For | ||
1n. | Election of Director: David B. O'Maley | Management | For | For | For | ||
1o. | Election of Director: O'dell M. Owens, M.D., | Management | For | For | For | ||
M.P.H. | |||||||
1p. | Election of Director: Craig D. Schnuck | Management | For | For | For | ||
1q. | Election of Director: Scott W. Wine | Management | For | For | For | ||
2. | The ratification of the selection of Ernst & | Management | For | For | For | ||
Young LLP as our independent auditor for | |||||||
the 2019 fiscal year. | |||||||
3. | An advisory vote to approve the | Management | For | For | For | ||
compensation of our executives disclosed | |||||||
in the proxy statement. |
CARNIVAL CORPORATION | ||||||
Security | 143658300 | Meeting Type | Annual | |||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | |||
ISIN | PA1436583006 | Agenda | 934932321 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To re-elect Micky Arison as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
2. | To re-elect Sir Jonathon Band as a Director | Management | For | For | For | ||
of Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
3. | To re-elect Jason Glen Cahilly as a Director | Management | For | For | For | ||
of Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
4. | To re-elect Helen Deeble as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
5. | To re-elect Arnold W. Donald as a Director | Management | For | For | For | ||
of Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
6. | To re-elect Richard J. Glasier as a Director | Management | For | For | For | ||
of Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
7. | To re-elect Debra Kelly-Ennis as a Director | Management | For | For | For | ||
of Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
8. | To elect Katie Lahey as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
9. | To re-elect Sir John Parker as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
10. | To re-elect Stuart Subotnick as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
11. | To re-elect Laura Weil as a Director of | Management | For | For | For | ||
Carnival Corporation and as a Director of | |||||||
Carnival plc. | |||||||
12. | To re-elect Randall J. Weisenburger as a | Management | For | For | For | ||
Director of Carnival Corporation and as a | |||||||
Director of Carnival plc. | |||||||
13. | To hold a (non-binding) advisory vote to | Management | For | For | For | ||
approve executive compensation (in | |||||||
accordance with legal requirements | |||||||
applicable to U.S. companies). | |||||||
14. | To approve the Carnival plc Directors' | Management | For | For | For | ||
Remuneration Report (in accordance with | |||||||
legal requirements applicable to UK | |||||||
companies). | |||||||
15. | To re-appoint the UK firm of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent auditors of Carnival plc and to | |||||||
ratify the selection of the U.S. firm of | |||||||
PricewaterhouseCoopers LLP as the | |||||||
independent registered public accounting | |||||||
firm of Carnival Corporation. | |||||||
16. | To authorize the Audit Committee of | Management | For | For | For | ||
Carnival plc to determine the remuneration | |||||||
of the independent auditors of Carnival plc | |||||||
(in accordance with legal requirements | |||||||
applicable to UK companies). | |||||||
17. | To receive the UK accounts and reports of | Management | For | For | For | ||
the Directors and auditors of Carnival plc for | |||||||
the year ended November 30, 2018 (in | |||||||
accordance with legal requirements | |||||||
applicable to UK companies). | |||||||
18. | To approve the giving of authority for the | Management | For | For | For | ||
allotment of new shares by Carnival plc (in | |||||||
accordance with customary practice for UK | |||||||
companies). | |||||||
19. | To approve the disapplication of pre- | Management | For | For | For | ||
emption rights in relation to the allotment of | |||||||
new shares by Carnival plc (in accordance | |||||||
with customary practice for UK companies). | |||||||
20. | To approve a general authority for Carnival | Management | For | For | For | ||
plc to buy back Carnival plc ordinary shares | |||||||
in the open market (in accordance with | |||||||
legal requirements applicable to UK | |||||||
companies desiring to implement share buy | |||||||
back programs). |
MOODY'S CORPORATION | ||||||
Security | 615369105 | Meeting Type | Annual | |||
Ticker Symbol | MCO | Meeting Date | 16-Apr-2019 | |||
ISIN | US6153691059 | Agenda | 934935618 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Basil L. Anderson | Management | For | For | For | ||
1b. | Election of Director: Jorge A. Bermudez | Management | For | For | For | ||
1c. | Election of Director: Therese Esperdy | Management | For | For | For | ||
1d. | Election of Director: Vincent A.Forlenza | Management | For | For | For | ||
1e. | Election of Director: Kathryn M. Hill | Management | For | For | For | ||
1f. | Election of Director: Raymond W. McDaniel, | Management | For | For | For | ||
Jr. | |||||||
1g. | Election of Director: Henry A. McKinnell, Jr., | Management | For | For | For | ||
Ph.D. | |||||||
1h. | Election of Director: Leslie F. Seidman | Management | For | For | For | ||
1i. | Election of Director: Bruce Van Saun | Management | For | For | For | ||
1j. | Election of Director: Gerrit Zalm | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as independent registered public | |||||||
accounting firm of the Company for 2019. | |||||||
3. | Advisory resolution approving executive | Management | For | For | For | ||
compensation. |
CITIGROUP INC. | ||||||
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | For | ||
1b. | Election of Director: Ellen M. Costello | Management | For | For | For | ||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | For | ||
1d. | Election of Director: John C. Dugan | Management | For | For | For | ||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | For | ||
1f. | Election of Director: Peter B. Henry | Management | For | For | For | ||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | For | �� | |
1h. | Election of Director: Lew W. (Jay) Jacobs, | Management | For | For | For | ||
IV | |||||||
1i. | Election of Director: Renee J. James | Management | For | For | For | ||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | For | ||
1k. | Election of Director: Gary M. Reiner | Management | For | For | For | ||
1l. | Election of Director: Diana L. Taylor | Management | For | For | For | ||
1m. | Election of Director: James S. Turley | Management | For | For | For | ||
1n. | Election of Director: Deborah C. Wright | Management | For | For | For | ||
1o. | Election of Director: Ernesto Zedillo Ponce | Management | For | For | For | ||
de Leon | |||||||
2. | Proposal to ratify the selection of KPMG | Management | For | For | For | ||
LLP as Citi's independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Advisory vote to approve Citi's 2018 | Management | For | For | For | ||
executive compensation. | |||||||
4. | Approval of the Citigroup 2019 Stock | Management | For | For | For | ||
Incentive Plan. | |||||||
5. | Shareholder proposal requesting | Shareholder | Against | Against | For | ||
Shareholder Proxy Access Enhancement to | |||||||
Citi's proxy access bylaw provisions. | |||||||
6. | Shareholder proposal requesting that the | Shareholder | Against | Against | For | ||
Board adopt a policy prohibiting the vesting | |||||||
of equity-based awards for senior | |||||||
executives due to a voluntary resignation to | |||||||
enter government service. | |||||||
7. | Shareholder proposal requesting that the | Shareholder | For | Against | Against | ||
Board amend Citi's bylaws to give holders | |||||||
in the aggregate of 15% of Citi's | |||||||
outstanding common stock the power to call | |||||||
a special meeting. |
FIFTH THIRD BANCORP | ||||||
Security | 316773100 | Meeting Type | Annual | |||
Ticker Symbol | FITB | Meeting Date | 16-Apr-2019 | |||
ISIN | US3167731005 | Agenda | 934936014 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: Nicholas K. Akins | Management | For | For | For | ||
1B | Election of Director: B. Evan Bayh, III | Management | For | For | For | ||
1C | Election of Director: Jorge L. Benitez | Management | For | For | For | ||
1D | Election of Director: Katherine B. Blackburn | Management | For | For | For | ||
1E | Election of Director: Emerson L. Brumback | Management | For | For | For | ||
1F | Election of Director: Jerry W. Burris | Management | For | For | For | ||
1G | Election of Director: Greg D. Carmichael | Management | For | For | For | ||
1H | Election of Director: C. Bryan Daniels | Management | For | For | For | ||
1I | Election of Director: Thomas H. Harvey | Management | For | For | For | ||
1J | Election of Director: Gary R. Heminger | Management | For | For | For | ||
1K | Election of Director: Jewell D. Hoover | Management | For | For | For | ||
1L | Election of Director: Eileen A. Mallesch | Management | For | For | For | ||
1M | Election of Director: Michael B. McCallister | Management | For | For | For | ||
1N | Election of Director: Marsha C. Williams | Management | For | For | For | ||
2 | Approval of the appointment of the firm of | Management | For | For | For | ||
Deloitte & Touche LLP to serve as the | |||||||
independent external audit firm for the | |||||||
Company for the year 2019 | |||||||
3 | An advisory approval of the Company's | Management | For | For | For | ||
executive compensation | |||||||
4 | An advisory vote to determine whether the | Management | 1 Year | 1 Year | For | ||
shareholder vote on the compensation of | |||||||
the Company's executives will occur every | |||||||
1, 2, or 3 years | |||||||
5 | Approval of the Fifth Third Bancorp 2019 | Management | For | For | For | ||
Incentive Compensation Plan Including the | |||||||
Issuance of Shares of Common Stock | |||||||
Authorized Thereunder | |||||||
6 | Approval of an Amendment to the | Management | For | For | For | ||
Company's Articles of Incorporation to | |||||||
Authorize a New Class of Preferred Stock |
M&T BANK CORPORATION | ||||||
Security | 55261F104 | Meeting Type | Annual | |||
Ticker Symbol | MTB | Meeting Date | 16-Apr-2019 | |||
ISIN | US55261F1049 | Agenda | 934942170 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Brent D. Baird | For | For | For | |||||
2 | C. Angela Bontempo | For | For | For | |||||
3 | Robert T. Brady | For | For | For | |||||
4 | T.J. Cunningham III | For | For | For | |||||
5 | Gary N. Geisel | For | For | For | |||||
6 | Richard S. Gold | For | For | For | |||||
7 | Richard A. Grossi | For | For | For | |||||
8 | John D. Hawke, Jr. | For | For | For | |||||
9 | René F. Jones | For | For | For | |||||
10 | Richard H. Ledgett, Jr. | For | For | For | |||||
11 | Newton P.S. Merrill | For | For | For | |||||
12 | Kevin J. Pearson | For | For | For | |||||
13 | Melinda R. Rich | For | For | For | |||||
14 | Robert E. Sadler, Jr. | For | For | For | |||||
15 | Denis J. Salamone | For | For | For | |||||
16 | John R. Scannell | For | For | For | |||||
17 | David S. Scharfstein | For | For | For | |||||
18 | Herbert L. Washington | For | For | For | |||||
2. | TO APPROVE THE M&T BANK | Management | For | For | For | ||||
CORPORATION 2019 EQUITY | |||||||||
INCENTIVE COMPENSATION PLAN. | |||||||||
3. | TO APPROVE THE COMPENSATION OF | Management | For | For | For | ||||
M&T BANK CORPORATION'S NAMED | |||||||||
EXECUTIVE OFFICERS. | |||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS | |||||||||
THE INDEPENDENT REGISTERED | |||||||||
PUBLIC ACCOUNTING FIRM OF M&T | |||||||||
BANK CORPORATION FOR THE YEAR | |||||||||
ENDING DECEMBER 31, 2019. |
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||
Security | 744573106 | Meeting Type | Annual | |||
Ticker Symbol | PEG | Meeting Date | 16-Apr-2019 | |||
ISIN | US7445731067 | Agenda | 934944427 - Management | |||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 15-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Willie A. Deese | Management | For | For | For | ||
1b. | Election of Director: William V. Hickey | Management | For | For | For | ||
1c. | Election of Director: Ralph Izzo | Management | For | For | For | ||
1d. | Election of Director: Shirley Ann Jackson | Management | For | For | For | ||
1e. | Election of Director: David Lilley | Management | For | For | For | ||
1f. | Election of Director: Barry H. Ostrowsky | Management | For | For | For | ||
1g. | Election of Director: Laura A. Sugg | Management | For | For | For | ||
1h. | Election of Director: Richard J. Swift | Management | For | For | For | ||
1i. | Election of Director: Susan Tomasky | Management | For | For | For | ||
1j. | Election of Director: Alfred W. Zollar | Management | For | For | For | ||
2. | Advisory vote on the approval of executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as Independent Auditor for the | |||||||
year 2019. |
STANLEY BLACK & DECKER, INC. | ||||||
Security | 854502101 | Meeting Type | Annual | |||
Ticker Symbol | SWK | Meeting Date | 17-Apr-2019 | |||
ISIN | US8545021011 | Agenda | 934936925 - Management | |||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 16-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Andrea J. Ayers | Management | For | For | For | ||
1b. | Election of Director: George W. Buckley | Management | For | For | For | ||
1c. | Election of Director: Patrick D. Campbell | Management | For | For | For | ||
1d. | Election of Director: Carlos M. Cardoso | Management | For | For | For | ||
1e. | Election of Director: Robert B. Coutts | Management | For | For | For | ||
1f. | Election of Director: Debra A. Crew | Management | For | For | For | ||
1g. | Election of Director: Michael D. Hankin | Management | For | For | For | ||
1h. | Election of Director: James M. Loree | Management | For | For | For | ||
1i. | Election of Director: James H. Scholefield | Management | For | For | For | ||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | For | ||
2. | Approve, on an advisory basis, the | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers. | |||||||
3. | Approve the selection of Ernst & Young LLP | Management | For | For | For | ||
as the Company's independent auditors for | |||||||
the Company's 2019 fiscal year. | |||||||
4. | Approve Global Omnibus Employee Stock | Management | For | For | For | ||
Purchase Plan. |
THE SHERWIN-WILLIAMS COMPANY | ||||||
Security | 824348106 | Meeting Type | Annual | |||
Ticker Symbol | SHW | Meeting Date | 17-Apr-2019 | |||
ISIN | US8243481061 | Agenda | 934937876 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 16-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: K.B. Anderson | Management | For | For | For | ||
1b. | Election of Director: A.F. Anton | Management | For | For | For | ||
1c. | Election of Director: J.M. Fettig | Management | For | For | For | ||
1d. | Election of Director: D.F. Hodnik | Management | For | For | For | ||
1e. | Election of Director: R.J. Kramer | Management | For | For | For | ||
1f. | Election of Director: S.J. Kropf | Management | For | For | For | ||
1g. | Election of Director: J.G. Morikis | Management | For | For | For | ||
1h. | Election of Director: C.A. Poon | Management | For | For | For | ||
1i. | Election of Director: J.M. Stropki | Management | For | For | For | ||
1j. | Election of Director: M.H. Thaman | Management | For | For | For | ||
1k. | Election of Director: M. Thornton III | Management | For | For | For | ||
1l. | Election of Director: S.H. Wunning | Management | For | For | For | ||
2. | Advisory approval of the compensation of the named executives. | Management | For | For | For | ||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | For |
HUMANA INC. | ||||||
Security | 444859102 | Meeting Type | Annual | |||
Ticker Symbol | HUM | Meeting Date | 18-Apr-2019 | |||
ISIN | US4448591028 | Agenda | 934935694 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a) | Election of Director: Kurt J. Hilzinger | Management | For | For | For | ||
1b) | Election of Director: Frank J. Bisignano | Management | For | For | For | ||
1c) | Election of Director: Bruce D. Broussard | Management | For | For | For | ||
1d) | Election of Director: Frank A. D'Amelio | Management | For | For | For | ||
1e) | Election of Director: Karen B. DeSalvo, M.D. | Management | For | For | For | ||
1f) | Election of Director: W. Roy Dunbar | Management | For | For | For | ||
1g) | Election of Director: David A. Jones, Jr. | Management | For | For | For | ||
1h) | Election of Director: William J. McDonald | Management | For | For | For | ||
1i) | Election of Director: James J. O'Brien | Management | For | For | For | ||
1j) | Election of Director: Marissa T. Peterson | Management | For | For | For | ||
2. | The ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | |||||||
3. | The approval of the compensation of the named executive officers as disclosed in the 2019 proxy statement. | Management | For | For | For | ||
4. | The approval of the Amended and Restated Humana Inc. Stock Incentive Plan. | Management | For | For | For |
CELANESE CORPORATION | ||||||
Security | 150870103 | Meeting Type | Annual | |||
Ticker Symbol | CE | Meeting Date | 18-Apr-2019 | |||
ISIN | US1508701034 | Agenda | 934935911 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jean S. Blackwell | Management | For | For | For | ||
1b. | Election of Director: William M. Brown | Management | For | For | For | ||
1c. | Election of Director: Edward G. Galante | Management | For | For | For | ||
1d. | Election of Director: Kathryn M. Hill | Management | For | For | For | ||
1e. | Election of Director: David F. Hoffmeister | Management | For | For | For | ||
1f. | Election of Director: Dr. Jay V. Ihlenfeld | Management | For | For | For | ||
1g. | Election of Director: Mark C. Rohr | Management | For | For | For | ||
1h. | Election of Director: Kim K.W. Rucker | Management | For | For | For | ||
1i. | Election of Director: John K. Wulff | Management | For | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | For | ||
3. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||
4. | Approval of the amendment of our Certificate of Incorporation. | Management | For | For | For |
HUNTINGTON BANCSHARES INCORPORATED | ||||||
Security | 446150104 | Meeting Type | Annual | |||
Ticker Symbol | HBAN | Meeting Date | 18-Apr-2019 | |||
ISIN | US4461501045 | Agenda | 934937016 - Management | |||
Record Date | 14-Feb-2019 | Holding Recon Date | 14-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Lizabeth Ardisana | For | For | For | |||||
2 | Ann B. Crane | For | For | For | |||||
3 | Robert S. Cubbin | For | For | For | |||||
4 | Steven G. Elliott | For | For | For | |||||
5 | Gina D. France | For | For | For | |||||
6 | J Michael Hochschwender | For | For | For | |||||
7 | John C. Inglis | For | For | For | |||||
8 | Peter J. Kight | For | For | For | |||||
9 | Katherine M. A. Kline | For | For | For | |||||
10 | Richard W. Neu | For | For | For | |||||
11 | David L. Porteous | For | For | For | |||||
12 | Kathleen H. Ransier | For | For | For | |||||
13 | Stephen D. Steinour | For | For | For | |||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2019. | Management | For | For | For | ||||
3. | Advisory resolution to approve, on a non- binding basis, the compensation of executives as disclosed in the accompanying proxy statement. | Management | For | For | For |
THE AES CORPORATION | ||||||
Security | 00130H105 | Meeting Type | Annual | |||
Ticker Symbol | AES | Meeting Date | 18-Apr-2019 | |||
ISIN | US00130H1059 | Agenda | 934938044 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Janet G. Davidson | Management | For | For | For | ||
1b. | Election of Director: Andres R. Gluski | Management | For | For | For | ||
1c. | Election of Director: Charles L. Harrington | Management | For | For | For | ||
1d. | Election of Director: Tarun Khanna | Management | For | For | For | ||
1e. | Election of Director: Holly K. Koeppel | Management | For | For | For | ||
1f. | Election of Director: James H. Miller | Management | For | For | For | ||
1g. | Election of Director: Alain Monie | Management | For | For | For | ||
1h. | Election of Director: John B. Morse, Jr | Management | For | For | For | ||
1i. | Election of Director: Moises Naim | Management | For | For | For | ||
1j. | Election of Director: Jeffrey W. Ubben | Management | For | For | For | ||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year 2019. | Management | For | For | For |
PPG INDUSTRIES, INC. | ||||||
Security | 693506107 | Meeting Type | Annual | |||
Ticker Symbol | PPG | Meeting Date | 18-Apr-2019 | |||
ISIN | US6935061076 | Agenda | 934938804 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | APPROVE THE ELECTION OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2022: JAMES | |||||||
G. BERGES | |||||||
1b. | APPROVE THE ELECTION OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2022: JOHN | |||||||
V. FARACI | |||||||
1c. | APPROVE THE ELECTION OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2022: GARY | |||||||
R. HEMINGER | |||||||
1d. | APPROVE THE ELECTION OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2022: | |||||||
MICHAEL H. MCGARRY | |||||||
2a. | APPROVE THE APPOINTMENT OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2021: | |||||||
STEVEN A. DAVIS | |||||||
2b. | APPROVE THE APPOINTMENT OF | Management | For | For | For | ||
DIRECTOR TO SERVE IN THE CLASS | |||||||
WHOSE TERM EXPIRES IN 2021: | |||||||
CATHERINE R. SMITH | |||||||
3. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | For | ||
4. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | For | ||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | For | ||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. | ||||||
Security | 445658107 | Meeting Type | Annual | |||
Ticker Symbol | JBHT | Meeting Date | 18-Apr-2019 | |||
ISIN | US4456581077 | Agenda | 934940289 - Management | |||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Douglas G. Duncan | Management | For | For | For | ||
1b. | Election of Director: Francesca M. | Management | For | For | For | ||
Edwardson | |||||||
1c. | Election of Director: Wayne Garrison | Management | For | For | For | ||
1d. | Election of Director: Sharilyn S. Gasaway | Management | For | For | For | ||
1e. | Election of Director: Gary C. George | Management | For | For | For | ||
1f. | Election of Director: J. Bryan Hunt, Jr. | Management | For | For | For | ||
1g. | Election of Director: Coleman H. Peterson | Management | For | For | For | ||
1h. | Election of Director: John N. Roberts III | Management | For | For | For | ||
1i. | Election of Director: James L. Robo | Management | For | For | For | ||
1j. | Election of Director: Kirk Thompson | Management | For | For | For | ||
2. | To approve an advisory resolution regarding the Company's compensation of its named executive officers. | Management | Against | For | Against | ||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent public accountants for calendar year 2019. | Management | For | For | For | ||
4. | To approve a stockholder proposal regarding reporting political contributions. | Shareholder | Against | Against | For |
FISERV, INC. | ||||||
Security | 337738108 | Meeting Type | Special | |||
Ticker Symbol | FISV | Meeting Date | 18-Apr-2019 | |||
ISIN | US3377381088 | Agenda | 934952688 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To approve the issuance of shares of Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation. | Management | For | For | For | ||
2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained. | Management | For | For | For |
FLIR SYSTEMS, INC. | ||||||
Security | 302445101 | Meeting Type | Annual | |||
Ticker Symbol | FLIR | Meeting Date | 19-Apr-2019 | |||
ISIN | US3024451011 | Agenda | 934935771 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 18-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: James J. Cannon | Management | For | For | For | ||
1B. | Election of Director: John D. Carter | Management | For | For | For | ||
1C. | Election of Director: William W. Crouch | Management | For | For | For | ||
1D. | Election of Director: Catherine A. Halligan | Management | For | For | For | ||
1E. | Election of Director: Earl R. Lewis | Management | For | For | For | ||
1F. | Election of Director: Angus L. Macdonald | Management | For | For | For | ||
1G. | Election of Director: Michael T. Smith | Management | For | For | For | ||
1H. | Election of Director: Cathy A. Stauffer | Management | For | For | For | ||
1I. | Election of Director: Robert S. Tyrer | Management | For | For | For | ||
1J. | Election of Director: John W. Wood, Jr. | Management | For | For | For | ||
1K. | Election of Director: Steven E. Wynne | Management | For | For | For | ||
2. | To ratify the appointment by the Audit Committee of the Company's Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the proxy statement. | Management | For | For | For | ||
4. | To approve the Company's 2019 Employee Stock Purchase Plan. | Management | For | For | For |
GENUINE PARTS COMPANY | ||||||
Security | 372460105 | Meeting Type | Annual | |||
Ticker Symbol | GPC | Meeting Date | 22-Apr-2019 | |||
ISIN | US3724601055 | Agenda | 934938652 - Management | |||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 18-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Elizabeth W. Camp | For | For | For | |||||
2 | Paul D. Donahue | For | For | For | |||||
3 | Gary P. Fayard | For | For | For | |||||
4 | Thomas C. Gallagher | For | For | For | |||||
5 | P. Russell Hardin | For | For | For | |||||
6 | John R. Holder | For | For | For | |||||
7 | Donna W. Hyland | For | For | For | |||||
8 | John D. Johns | For | For | For | |||||
9 | Robert C. Loudermilk Jr | For | For | For | |||||
10 | Wendy B. Needham | For | For | For | |||||
11 | E. Jenner Wood III | For | For | For | |||||
2. | Advisory vote on executive compensation. | Management | For | For | For | ||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2019. | Management | For | For | For |
SUNTRUST BANKS, INC. | ||||||
Security | 867914103 | Meeting Type | Annual | |||
Ticker Symbol | STI | Meeting Date | 23-Apr-2019 | |||
ISIN | US8679141031 | Agenda | 934933638 - Management | |||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: Agnes Bundy Scanlan | Management | For | For | For | ||
1B | Election of Director: Dallas S. Clement | Management | For | For | For | ||
1C | Election of Director: Paul D. Donahue | Management | For | For | For | ||
1D | Election of Director: Paul R. Garcia | Management | For | For | For | ||
1E | Election of Director: Donna S. Morea | Management | For | For | For | ||
1F | Election of Director: David M. Ratcliffe | Management | For | For | For | ||
1G | Election of Director: William H. Rogers, Jr. | Management | For | For | For | ||
1H | Election of Director: Frank P. Scruggs, Jr. | Management | For | For | For | ||
1I | Election of Director: Bruce L. Tanner | Management | For | For | For | ||
1J | Election of Director: Steven C. Voorhees | Management | For | For | For | ||
2 | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | For | ||
3 | To ratify the appointment of Ernst & Young LLP as our independent auditor for 2019. | Management | For | For | For |
HP INC. | ||||||
Security | 40434L105 | Meeting Type | Annual | |||
Ticker Symbol | HPQ | Meeting Date | 23-Apr-2019 | |||
ISIN | US40434L1052 | Agenda | 934933690 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Aida M. Alvarez | Management | For | For | For | ||
1b. | Election of Director: Shumeet Banerji | Management | For | For | For | ||
1c. | Election of Director: Robert R. Bennett | Management | For | For | For | ||
1d. | Election of Director: Charles V. Bergh | Management | For | For | For | ||
1e. | Election of Director: Stacy Brown-Philpot | Management | For | For | For | ||
1f. | Election of Director: Stephanie A. Burns | Management | For | For | For | ||
1g. | Election of Director: Mary Anne Citrino | Management | For | For | For | ||
1h. | Election of Director: Yoky Matsuoka | Management | For | For | For | ||
1i. | Election of Director: Stacey Mobley | Management | For | For | For | ||
1j. | Election of Director: Subra Suresh | Management | For | For | For | ||
1k. | Election of Director: Dion J. Weisler | Management | For | For | For | ||
2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2019 | Management | For | For | For | ||
3. | To approve, on an advisory basis, HP Inc.'s executive compensation | Management | For | For | For | ||
4. | Stockholder proposal to require HP Inc. to amend its governance documents to require an independent Chairman of the Board if properly presented at the annual meeting | Shareholder | Against | Against | For |
NOBLE ENERGY, INC. | ||||||
Security | 655044105 | Meeting Type | Annual | |||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2019 | |||
ISIN | US6550441058 | Agenda | 934933892 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeffrey L. Berenson | Management | For | For | For | ||
1b. | Election of Director: Michael A. Cawley | Management | For | For | For | ||
1c. | Election of Director: James E. Craddock | Management | For | For | For | ||
1d. | Election of Director: Barbara J. Duganier | Management | For | For | For | ||
1e. | Election of Director: Thomas J. Edelman | Management | For | For | For | ||
1f. | Election of Director: Holli C. Ladhani | Management | For | For | For | ||
1g. | Election of Director: David L. Stover | Management | For | For | For | ||
1h. | Election of Director: Scott D. Urban | Management | For | For | For | ||
1i. | Election of Director: William T. Van Kleef | Management | For | For | For | ||
2. | To ratify the appointment of the independent auditor by the Company's Audit Committee. | Management | For | For | For | ||
3. | To approve, in an advisory vote, executive compensation. | Management | For | For | For | ||
4. | To approve an amendment and restatement of the Company's 2017 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 29 million to 44 million shares. | Management | For | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||
Security | 025537101 | Meeting Type | Annual | |||
Ticker Symbol | AEP | Meeting Date | 23-Apr-2019 | |||
ISIN | US0255371017 | Agenda | 934934440 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Nicholas K. Akins | Management | For | For | For | ||
1b. | Election of Director: David J. Anderson | Management | For | For | For | ||
1c. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | For | ||
1d. | Election of Director: Ralph D. Crosby, Jr. | Management | For | For | For | ||
1e. | Election of Director: Linda A. Goodspeed | Management | For | For | For | ||
1f. | Election of Director: Thomas E. Hoaglin | Management | For | For | For | ||
1g. | Election of Director: Sandra Beach Lin | Management | For | For | For | ||
1h. | Election of Director: Margaret M. McCarthy | Management | For | For | For | ||
1i. | Election of Director: Richard C. Notebaert | Management | For | For | For | ||
1j. | Election of Director: Lionel L. Nowell III | Management | For | For | For | ||
1k. | Election of Director: Stephen S. Rasmussen | Management | For | For | For | ||
1l. | Election of Director: Oliver G. Richard III | Management | For | For | For | ||
1m. | Election of Director: Sara Martinez Tucker | Management | For | For | For | ||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||
3. | Amendment to the Restated certificate of Incorporation to eliminate preemptive Rights. | Management | For | For | For | ||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | For |
HANESBRANDS INC. | ||||||
Security | 410345102 | Meeting Type | Annual | |||
Ticker Symbol | HBI | Meeting Date | 23-Apr-2019 | |||
ISIN | US4103451021 | Agenda | 934934527 - Management | |||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Geralyn R. Breig | Management | For | For | For | ||
1b. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | For | ||
1c. | Election of Director: Bobby J. Griffin | Management | For | For | For | ||
1d. | Election of Director: James C. Johnson | Management | For | For | For | ||
1e. | Election of Director: Franck J. Moison | Management | For | For | For | ||
1f. | Election of Director: Robert F. Moran | Management | For | For | For | ||
1g. | Election of Director: Ronald L. Nelson | Management | For | For | For | ||
1h. | Election of Director: David V. Singer | Management | For | For | For | ||
1i. | Election of Director: Ann E. Ziegler | Management | For | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2019 fiscal year. | Management | For | For | For | ||
3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting. | Management | For | For | For |
FASTENAL COMPANY | ||||||
Security | 311900104 | Meeting Type | Annual | |||
Ticker Symbol | FAST | Meeting Date | 23-Apr-2019 | |||
ISIN | US3119001044 | Agenda | 934935606 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Willard D. Oberton | Management | For | For | For | ||
1b. | Election of Director: Michael J. Ancius | Management | For | For | For | ||
1c. | Election of Director: Michael J. Dolan | Management | For | For | For | ||
1d. | Election of Director: Stephen L. Eastman | Management | For | For | For | ||
1e. | Election of Director: Daniel L. Florness | Management | For | For | For | ||
1f. | Election of Director: Rita J. Heise | Management | For | For | For | ||
1g. | Election of Director: Darren R. Jackson | Management | For | For | For | ||
1h. | Election of Director: Daniel L. Johnson | Management | For | For | For | ||
1i. | Election of Director: Scott A. Satterlee | Management | For | For | For | ||
1j. | Election of Director: Reyne K. Wisecup | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | For | ||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | ||
4. | A shareholder proposal related to diversity reporting. | Shareholder | For | Against | Against |
NORTHERN TRUST CORPORATION | ||||||
Security | 665859104 | Meeting Type | Annual | |||
Ticker Symbol | NTRS | Meeting Date | 23-Apr-2019 | |||
ISIN | US6658591044 | Agenda | 934937864 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Linda Walker Bynoe | Management | For | For | For | ||
1b. | Election of Director: Susan Crown | Management | For | For | For | ||
1c. | Election of Director: Dean M. Harrison | Management | For | For | For | ||
1d. | Election of Director: Jay L. Henderson | Management | For | For | For | ||
1e. | Election of Director: Marcy S. Klevorn | Management | For | For | For | ||
1f. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | For | ||
1g. | Election of Director: Michael G. O'Grady | Management | For | For | For | ||
1h. | Election of Director: Jose Luis Prado | Management | For | For | For | ||
1i. | Election of Director: Thomas E. Richards | Management | For | For | For | ||
1j. | Election of Director: Martin P. Slark | Management | For | For | For | ||
1k. | Election of Director: David H. B. Smith, Jr. | Management | For | For | For | ||
1l. | Election of Director: Donald Thompson | Management | For | For | For | ||
1m. | Election of Director: Charles A. Tribbett III | Management | For | For | For | ||
2. | Approval, by an advisory vote, of the 2018 compensation of the Corporation's named executive officers. | Management | For | For | For | ||
3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||
4. | Stockholder proposal regarding additional disclosure of political contributions. | Shareholder | Against | Against | For | ||
5. | Stockholder proposal regarding the right of the Corporation's stockholders to call a special meeting of the stockholders. | Shareholder | For | Against | Against |
CENTENE CORPORATION | ||||||
Security | 15135B101 | Meeting Type | Annual | |||
Ticker Symbol | CNC | Meeting Date | 23-Apr-2019 | |||
ISIN | US15135B1017 | Agenda | 934937927 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Orlando Ayala | Management | For | For | For | ||
1B. | Election of Director: John R. Roberts | Management | For | For | For | ||
1C. | Election of Director: Tommy G. Thompson | Management | For | For | For | ||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | For | Against | ||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | For | ||
4. | THE STOCKHOLDER PROPOSAL REQUESTING POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | Against | For |
COMERICA INCORPORATED | ||||||
Security | 200340107 | Meeting Type | Annual | |||
Ticker Symbol | CMA | Meeting Date | 23-Apr-2019 | |||
ISIN | US2003401070 | Agenda | 934938056 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | /United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ralph W. Babb, Jr. | Management | For | For | For | ||
1b. | Election of Director: Michael E. Collins | Management | For | For | For | ||
1c. | Election of Director: Roger A. Cregg | Management | For | For | For | ||
1d. | Election of Director: T. Kevin DeNicola | Management | For | For | For | ||
1e. | Election of Director: Curtis C. Farmer | Management | For | For | For | ||
1f. | Election of Director: Jacqueline P. Kane | Management | For | For | For | ||
1g. | Election of Director: Richard G. Lindner | Management | For | For | For | ||
1h. | Election of Director: Barbara R. Smith | Management | For | For | For | ||
1i. | Election of Director: Robert S. Taubman | Management | For | For | For | ||
1j. | Election of Director: Reginald M. Turner, Jr. | Management | For | For | For | ||
1k. | Election of Director: Nina G. Vaca | Management | For | For | For | ||
1l. | Election of Director: Michael G. Van de Ven | Management | For | For | For | ||
2. | Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | Management | For | For | For | ||
3. | Approval of a Non-Binding, Advisory Proposal Approving Executive Compensation | Management | For | For | For |
NASDAQ, INC. | ||||||
Security | 631103108 | Meeting Type | Annual | |||
Ticker Symbol | NDAQ | Meeting Date | 23-Apr-2019 | |||
ISIN | US6311031081 | Agenda | 934938842 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Melissa M. Arnoldi | Management | For | For | For | ||
1b. | Election of Director: Charlene T. Begley | Management | For | For | For | ||
1c. | Election of Director: Steven D. Black | Management | For | For | For | ||
1d. | Election of Director: Adena T. Friedman | Management | For | For | For | ||
1e. | Election of Director: Essa Kazim | Management | For | For | For | ||
1f. | Election of Director: Thomas A. Kloet | Management | For | For | For | ||
1g. | Election of Director: John D. Rainey | Management | For | For | For | ||
1h. | Election of Director: Michael R. Splinter | Management | For | For | For | ||
1i. | Election of Director: Jacob Wallenberg | Management | For | For | For | ||
1j. | Election of Director: Lars R. Wedenborn | Management | For | For | For | ||
1k. | Election of Director: Alfred W. Zollar | Management | For | For | For | ||
2. | Advisory vote to approve the company's executive compensation as presented in the proxy statement | Management | For | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | For | ||
4. | A Stockholder Proposal entitled "Right to Act by Written Consent" | Shareholder | Against | Against | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||
Security | 693475105 | Meeting Type | Annual | |||
Ticker Symbol | PNC | Meeting Date | 23-Apr-2019 | |||
ISIN | US6934751057 | Agenda | 934940164 - Management | |||
Record Date | 01-Feb-2019 | Holding Recon Date | 01-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Joseph Alvarado | Management | For | For | For | ||
1b. | Election of Director: Charles E. Bunch | Management | For | For | For | ||
1c. | Election of Director: Debra A. Cafaro | Management | For | For | For | ||
1d. | Election of Director: Marjorie Rodgers | Management | For | For | For | ||
Cheshire | |||||||
1e. | Election of Director: William S. Demchak | Management | For | For | For | ||
1f. | Election of Director: Andrew T. Feldstein | Management | For | For | For | ||
1g. | Election of Director: Richard J. Harshman | Management | For | For | For | ||
1h. | Election of Director: Daniel R. Hesse | Management | For | For | For | ||
1i. | Election of Director: Richard B. Kelson | Management | For | For | For | ||
1j. | Election of Director: Linda R. Medler | Management | For | For | For | ||
1k. | Election of Director: Martin Pfinsgraff | Management | For | For | For | ||
1l. | Election of Director: Toni Townes-Whitley | Management | For | For | For | ||
1m. | Election of Director: Michael J. Ward | Management | For | For | For | ||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019. | Management | For | For | For | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
PERKINELMER, INC. | ||||||
Security | 714046109 | Meeting Type | Annual | |||
Ticker Symbol | PKI | Meeting Date | 23-Apr-2019 | |||
ISIN | US7140461093 | Agenda | 934940695 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peter Barrett | Management | For | For | For | ||
1b. | Election of Director: Samuel R. Chapin | Management | For | For | For | ||
1c. | Election of Director: Robert F. Friel | Management | For | For | For | ||
1d. | Election of Director: Sylvie Gregoire, | Management | For | For | For | ||
PharmD | |||||||
1e. | Election of Director: Alexis P. Michas | Management | For | For | For | ||
1f. | Election of Director: Patrick J. Sullivan | Management | For | For | For | ||
1g. | Election of Director: Frank Witney, PhD | Management | For | For | For | ||
1h. | Election of Director: Pascale Witz | Management | For | For | For | ||
2. | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Management | For | For | For | ||
3. | To approve, by non-binding advisory vote, our executive compensation. | Management | For | For | For | ||
4. | To approve the PerkinElmer, Inc. 2019 Incentive Plan. | Management | For | For | For |
WELLS FARGO & COMPANY | ||||||
Security | 949746101 | Meeting Type | Annual | |||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2019 | |||
ISIN | US9497461015 | Agenda | 934941584 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John D. Baker II | Management | For | For | For | ||
1b. | Election of Director: Celeste A. Clark | Management | For | For | For | ||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | ||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | For | ||
1e. | Election of Director: Wayne M. Hewett | Management | For | For | For | ||
1f. | Election of Director: Donald M. James | Management | For | For | For | ||
1g. | Election of Director: Maria R. Morris | Management | For | For | For | ||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | For | ||
1i. | Election of Director: James H. Quigley | Management | For | For | For | ||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | For | ||
1k. | Election of Director: C. Allen Parker | Management | For | For | For | ||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | ||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | ||
3. | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan. | Management | For | For | For | ||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | For | ||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | Against | For | ||
6. | Shareholder Proposal - Report on Global Median Gender Pay Gap. | Shareholder | Against | Against | For |
CHARTER COMMUNICATIONS, INC. | ||||||
Security | 16119P108 | Meeting Type | Annual | |||
Ticker Symbol | CHTR | Meeting Date | 23-Apr-2019 | |||
ISIN | US16119P1084 | Agenda | 934943095 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: W. Lance Conn | Management | For | For | For | ||
1b. | Election of Director: Kim C. Goodman | Management | For | For | For | ||
1c. | Election of Director: Craig A. Jacobson | Management | For | For | For | ||
1d. | Election of Director: Gregory B. Maffei | Management | For | For | For | ||
1e. | Election of Director: John D. Markley, Jr. | Management | For | For | For | ||
1f. | Election of Director: David C. Merritt | Management | For | For | For | ||
1g. | Election of Director: James E. Meyer | Management | For | For | For | ||
1h. | Election of Director: Steven A. Miron | Management | For | For | For | ||
1i. | Election of Director: Balan Nair | Management | For | For | For | ||
1j. | Election of Director: Michael A. Newhouse | Management | For | For | For | ||
1k. | Election of Director: Mauricio Ramos | Management | For | For | For | ||
1l. | Election of Director: Thomas M. Rutledge | Management | For | For | For | ||
1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | For | ||
2. | Proposal to approve the Charter Communications, Inc. 2019 Stock Incentive Plan | Management | Against | For | Against | ||
3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2019 | Management | For | For | For | ||
4. | Stockholder proposal regarding proxy access | Shareholder | For | Against | Against | ||
5. | Stockholder proposal regarding sustainability reporting | Shareholder | For | Against | Against |
ROLLINS, INC. | ||||||
Security | 775711104 | Meeting Type | Annual | |||
Ticker Symbol | ROL | Meeting Date | 23-Apr-2019 | |||
ISIN | US7757111049 | Agenda | 934963643 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | DIRECTOR | Management | |||||
1 Bill J. Dismuke | For | For | For | ||||
2 Thomas J. Lawley, M.D. | For | For | For | ||||
3 John F. Wilson | For | For | For | ||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | For | ||
3. | To amend the Certificate of Incorporation of the Company to increase the number of authorized shares of Capital Stock to 550,500,000 shares. | Management | For | For | For |
DUKE REALTY CORPORATION | ||||||
Security | 264411505 | Meeting Type | Annual | |||
Ticker Symbol | DRE | Meeting Date | 24-Apr-2019 | |||
ISIN | US2644115055 | Agenda | 934932193 - Management | |||
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John P. Case | Management | For | For | For | ||
1b. | Election of Director: James B. Connor | Management | For | For | For | ||
1c. | Election of Director: Ngaire E. Cuneo | Management | For | For | For | ||
1d. | Election of Director: Charles R. Eitel | Management | For | For | For | ||
1e. | Election of Director: Norman K. Jenkins | Management | For | For | For | ||
1f. | Election of Director: Melanie R. Sabelhaus | Management | For | For | For | ||
1g. | Election of Director: Peter M. Scott, III | Management | For | For | For | ||
1h. | Election of Director: David P. Stockert | Management | For | For | For | ||
1i. | Election of Director: Chris Sultemeier | Management | For | For | For | ||
1j. | Election of Director: Michael E. | Management | For | For | For | ||
Szymanczyk | |||||||
1k. | Election of Director: Warren M. Thompson | Management | For | For | For | ||
1l. | Election of Director: Lynn C. Thurber | Management | For | For | For | ||
2. | To vote on an advisory basis to approve the compensation of the Company's named executive officers as set forth in the proxy statement. | Management | For | For | For | ||
3. | To ratify the reappointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2019. | Management | For | For | For |
THE COCA-COLA COMPANY | ||||||
Security | 191216100 | Meeting Type | Annual | |||
Ticker Symbol | KO | Meeting Date | 24-Apr-2019 | |||
ISIN | US1912161007 | Agenda | 934937915 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Herbert A. Allen | Management | For | For | For | ||
1b. | Election of Director: Ronald W. Allen | Management | For | For | For | ||
1c. | Election of Director: Marc Bolland | Management | For | For | For | ||
1d. | Election of Director: Ana Botin | Management | For | For | For | ||
1e. | Election of Director: Christopher C. Davis | Management | For | For | For | ||
1f. | Election of Director: Barry Diller | Management | For | For | For | ||
1g. | Election of Director: Helene D. Gayle | Management | For | For | For | ||
1h. | Election of Director: Alexis M. Herman | Management | For | For | For | ||
1i. | Election of Director: Robert A. Kotick | Management | For | For | For | ||
1j. | Election of Director: Maria Elena | Management | For | For | For | ||
Lagomasino | |||||||
1k. | Election of Director: James Quincey | Management | For | For | For | ||
1l. | Election of Director: Caroline J. Tsay | Management | For | For | For | ||
1m. | Election of Director: David B. Weinberg | Management | For | For | For | ||
2. | Advisory vote to approve executive compensation | Management | For | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | Management | For | For | For | ||
4. | Shareowner proposal regarding an independent Board Chair | Shareholder | Against | Against | For | ||
5. | Shareowner proposal on sugar and public health | Shareholder | Against | Against | For |
REGIONS FINANCIAL CORPORATION | ||||||
Security | 7591EP100 | Meeting Type | Annual | |||
Ticker Symbol | RF | Meeting Date | 24-Apr-2019 | |||
ISIN | US7591EP1005 | Agenda | 934940455 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Carolyn H. Byrd | Management | For | For | For | ||
1b. | Election of Director: Don DeFosset | Management | For | For | For | ||
1c. | Election of Director: Samuel A. Di Piazza, | Management | For | For | For | ||
Jr. | |||||||
1d. | Election of Director: Eric C. Fast | Management | For | For | For | ||
1e. | Election of Director: Zhanna Golodryga | Management | For | For | For | ||
1f. | Election of Director: John D. Johns | Management | For | For | For | ||
1g. | Election of Director: Ruth Ann Marshall | Management | For | For | For | ||
1h. | Election of Director: Charles D. McCrary | Management | For | For | For | ||
1i. | Election of Director: James T. Prokopanko | Management | For | For | For | ||
1j. | Election of Director: Lee J. Styslinger III | Management | For | For | For | ||
1k. | Election of Director: Jose S. Suquet | Management | For | For | For | ||
1l. | Election of Director: John M. Turner, Jr. | Management | For | For | For | ||
1m. | Election of Director: Timothy Vines | Management | For | For | For | ||
2. | Ratification of Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | For | ||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For |
PUBLIC STORAGE | ||||||
Security | 74460D109 | Meeting Type | Annual | |||
Ticker Symbol | PSA | Meeting Date | 24-Apr-2019 | |||
ISIN | US74460D1090 | Agenda | 934940708 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | For | ||
1B. | Election of Trustee: Tamara Hughes | Management | For | For | For | ||
Gustavson | |||||||
1C. | Election of Trustee: Uri P. Harkham | Management | For | For | For | ||
1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | For | ||
1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | For | ||
1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | For | ||
1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | For | ||
1H. | Election of Trustee: John Reyes | Management | For | For | For | ||
1I. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | For | ||
1J. | Election of Trustee: Ronald P. Spogli | Management | For | For | For | ||
1K. | Election of Trustee: Daniel C. Staton | Management | For | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | For | ||
3. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For |
TEXTRON INC. | ||||||
Security | 883203101 | Meeting Type | Annual | |||
Ticker Symbol | TXT | Meeting Date | 24-Apr-2019 | |||
ISIN | US8832031012 | Agenda | 934941786 - Management | |||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Scott C. Donnelly | Management | For | For | For | ||
1b. | Election of Director: Kathleen M. Bader | Management | For | For | For | ||
1c. | Election of Director: R. Kerry Clark | Management | For | For | For | ||
1d. | Election of Director: James T. Conway | Management | For | For | For | ||
1e. | Election of Director: Lawrence K. Fish | Management | For | For | For | ||
1f. | Election of Director: Paul E. Gagne | Management | For | For | For | ||
1g. | Election of Director: Ralph D. Heath | Management | For | For | For | ||
1h. | Election of Director: Deborah Lee James | Management | For | For | For | ||
1i. | Election of Director: Lloyd G. Trotter | Management | For | For | For | ||
1j. | Election of Director: James L. Ziemer | Management | For | For | For | ||
1k. | Election of Director: Maria T. Zuber | Management | For | For | For | ||
2. | Approval of the advisory (non-binding) | Management | For | For | For | ||
resolution to approve executive | |||||||
compensation. | |||||||
3. | Ratification of appointment of independent | Management | For | For | For | ||
registered public accounting firm. | |||||||
4. | Shareholder proposal regarding | Shareholder | For | Against | Against | ||
shareholder action by written consent. |
W.W. GRAINGER, INC. | ||||||
Security | 384802104 | Meeting Type | Annual | |||
Ticker Symbol | GWW | Meeting Date | 24-Apr-2019 | |||
ISIN | US3848021040 | Agenda | 934941798 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Rodney C. Adkins | For | For | For | |||||
2 | Brian P. Anderson | For | For | For | |||||
3 | V. Ann Hailey | For | For | For | |||||
4 | Stuart L. Levenick | For | For | For | |||||
5 | D.G. Macpherson | For | For | For | |||||
6 | Neil S. Novich | For | For | For | |||||
7 | Beatriz R. Perez | For | For | For | |||||
8 | Michael J. Roberts | For | For | For | |||||
9 | E. Scott Santi | For | For | For | |||||
10 | James D. Slavik | For | For | For | |||||
11 | Lucas E. Watson | For | For | For | |||||
2. | Proposal to ratify the appointment of Ernst | Management | For | For | For | ||||
& Young LLP as independent auditor for the | |||||||||
year ending December 31, 2019. | |||||||||
3. | Say on Pay: Advisory proposal to approve | Management | Against | For | Against | ||||
compensation of the Company's Named | |||||||||
Executive Officers. |
MARATHON PETROLEUM CORPORATION | ||||||
Security | 56585A102 | Meeting Type | Annual | |||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | |||
ISIN | US56585A1025 | Agenda | 934941976 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | For | ||
1b. | Election of Class II Director: Charles E. | Management | For | For | For | ||
Bunch | |||||||
1c. | Election of Class II Director: Edward G. | Management | For | For | For | ||
Galante | |||||||
1d. | Election of Class II Director: Kim K.W. | Management | For | For | For | ||
Rucker | |||||||
2. | Ratification of the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
company's independent auditor for 2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
company's named executive officer | |||||||
compensation. | |||||||
4. | Shareholder proposal seeking a | Shareholder | For | Against | Against | ||
shareholder right to action by written | |||||||
consent. | |||||||
5. | Shareholder proposal seeking an | Shareholder | Against | Against | For | ||
independent chairman policy. |
BORGWARNER INC. | ||||||
Security | 099724106 | Meeting Type | Annual | |||
Ticker Symbol | BWA | Meeting Date | 24-Apr-2019 | |||
ISIN | US0997241064 | Agenda | 934942055 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Jan Carlson | Management | For | For | For | ||
1B. | Election of Director: Dennis C. Cuneo | Management | For | For | For | ||
1C. | Election of Director: Michael S. Hanley | Management | For | For | For | ||
1D. | Election of Director: Frederic B. Lissalde | Management | For | For | For | ||
1E. | Election of Director: Paul A. Mascarenas | Management | For | For | For | ||
1F. | Election of Director: John R. McKernan, Jr. | Management | For | For | For | ||
1G. | Election of Director: Deborah D. | Management | For | For | For | ||
McWhinney | |||||||
1H. | Election of Director: Alexis P. Michas | Management | For | For | For | ||
1I. | Election of Director: Vicki L. Sato | Management | For | For | For | ||
2. | Advisory approval of the compensation of | Management | For | For | For | ||
our named executive officers. | |||||||
3. | Ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Independent Registered Public Accounting | |||||||
firm for the Company for 2019. | |||||||
4. | Stockholder proposal to require an | Shareholder | Against | Against | For | ||
independent Board Chairman. |
EATON CORPORATION PLC | ||||||
Security | G29183103 | Meeting Type | Annual | |||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | |||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Craig Arnold | Management | For | For | For | ||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | For | ||
1c. | Election of Director: Christopher M. Connor | Management | For | For | For | ||
1d. | Election of Director: Michael J. Critelli | Management | For | For | For | ||
1e. | Election of Director: Richard H. Fearon | Management | For | For | For | ||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | For | ||
1g. | Election of Director: Olivier Leonetti | Management | For | For | For | ||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | For | ||
1i. | Election of Director: Gregory R. Page | Management | For | For | For | ||
1j. | Election of Director: Sandra Pianalto | Management | For | For | For | ||
1k. | Election of Director: Gerald B. Smith | Management | For | For | For | ||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | For | ||
2. | Approving the appointment of Ernst & | Management | For | For | For | ||
Young as independent auditor for 2019 and | |||||||
authorizing the Audit Committee of the | |||||||
Board of Directors to set its remuneration. | |||||||
3. | Advisory approval of the Company's | Management | For | For | For | ||
executive compensation. | |||||||
4. | Approving a proposal to grant the Board | Management | For | For | For | ||
authority to issue shares. | |||||||
5. | Approving a proposal to grant the Board | Management | For | For | For | ||
authority to opt out of pre-emption rights. | |||||||
6. | Authorizing the Company and any | Management | For | For | For | ||
subsidiary of the Company to make | |||||||
overseas market purchases of Company | |||||||
shares. |
BANK OF AMERICA CORPORATION | ||||||
Security | 060505104 | Meeting Type | Annual | |||
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |||
ISIN | US0605051046 | Agenda | 934942360 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | For | ||
1b. | Election of Director: Susan S. Bies | Management | For | For | For | ||
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For | ||
1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | ||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | ||
1f. | Election of Director: Arnold W. Donald | Management | For | For | For | ||
1g. | Election of Director: Linda P. Hudson | Management | For | For | For | ||
1h. | Election of Director: Monica C. Lozano | Management | For | For | For | ||
1i. | Election of Director: Thomas J. May | Management | For | For | For | ||
1j. | Election of Director: Brian T. Moynihan | Management | For | For | For | ||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | For | ||
1l. | Election of Director: Clayton S. Rose | Management | For | For | For | ||
1m. | Election of Director: Michael D. White | Management | For | For | For | ||
1n. | Election of Director: Thomas D. Woods | Management | For | For | For | ||
1o. | Election of Director: R. David Yost | Management | For | For | For | ||
1p. | Election of Director: Maria T. Zuber | Management | For | For | For | ||
2. | Approving Our Executive Compensation (an | Management | For | For | For | ||
Advisory, Non- binding "Say on Pay" | |||||||
Resolution) | |||||||
3. | Ratifying the Appointment of Our | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm for 2019. | |||||||
4. | Amending the Bank of America Corporation | Management | For | For | For | ||
Key Employee Equity Plan. | |||||||
5. | Report Concerning Gender Pay Equity. | Shareholder | Against | Against | For | ||
6. | Right to Act by Written Consent. | Shareholder | Against | Against | For | ||
7. | Enhance Shareholder Proxy Access. | Shareholder | Against | Against | For |
BALL CORPORATION | ||||||
Security | 058498106 | Meeting Type | Annual | |||
Ticker Symbol | BLL | Meeting Date | 24-Apr-2019 | |||
ISIN | US0584981064 | Agenda | 934942562 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1 | DIRECTOR | Management | |||||||
1 | Daniel J. Heinrich | For | For | For | |||||
2 | Georgia R. Nelson | For | For | For | |||||
3 | Cynthia A. Niekamp | For | For | For | |||||
2. | To ratify the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as the | |||||||||
independent registered public accounting | |||||||||
firm for the Corporation for 2019. | |||||||||
3. | To approve, by non-binding vote, the | Management | For | For | For | ||||
compensation paid to the named executive | |||||||||
officers. |
AMERIPRISE FINANCIAL, INC. | ||||||
Security | 03076C106 | Meeting Type | Annual | |||
Ticker Symbol | AMP | Meeting Date | 24-Apr-2019 | |||
ISIN | US03076C1062 | Agenda | 934943069 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James M. Cracchiolo | Management | For | For | For | ||
1b. | Election of Director: Dianne Neal Blixt | Management | For | For | For | ||
1c. | Election of Director: Amy DiGeso | Management | For | For | For | ||
1d. | Election of Director: Lon R. Greenberg | Management | For | For | For | ||
1e. | Election of Director: Jeffrey Noddle | Management | For | For | For | ||
1f. | Election of Director: Robert F. Sharpe, Jr. | Management | For | For | For | ||
1g. | Election of Director: W. Edward Walter III | Management | For | For | For | ||
1h. | Election of Director: Christopher J. Williams | Management | For | For | For | ||
2. | To approve the compensation of the named | Management | Against | For | Against | ||
executive officers by a nonbinding advisory | |||||||
vote. | |||||||
3. | To ratify the Audit Committee's selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. |
CIGNA CORPORATION | ||||||
Security | 125523100 | Meeting Type | Annual | |||
Ticker Symbol | CI | Meeting Date | 24-Apr-2019 | |||
ISIN | US1255231003 | Agenda | 934945900 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 23-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: David M. Cordani | Management | For | For | For | ||
1b. | Election of Director: William J. DeLaney | Management | For | For | For | ||
1c. | Election of Director: Eric J. Foss | Management | For | For | For | ||
1d. | Election of Director: Elder Granger, MD, | Management | For | For | For | ||
MG, USA | |||||||
1e. | Election of Director: Isaiah Harris, Jr. | Management | For | For | For | ||
1f. | Election of Director: Roman Martinez IV | Management | For | For | For | ||
1g. | Election of Director: Kathleen M. Mazzarella | Management | For | For | For | ||
1h. | Election of Director: Mark B. McClellan, MD, | Management | For | For | For | ||
PhD | |||||||
1i. | Election of Director: John M. Partridge | Management | For | For | For | ||
1j. | Election of Director: William L. Roper, MD, | Management | For | For | For | ||
MPH | |||||||
1k. | Election of Director: Eric C. Wiseman | Management | For | For | For | ||
1l. | Election of Director: Donna F. Zarcone | Management | For | For | For | ||
1m. | Election of Director: William D. Zollars | Management | For | For | For | ||
2. | Advisory approval of Cigna's executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as Cigna's | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
4. | Shareholder proposal - Increase | Shareholder | For | Against | Against | ||
shareholder rights to include action by | |||||||
written consent. | |||||||
5. | Shareholder proposal - Cyber risk report | Shareholder | Against | Against | For | ||
6. | Shareholder proposal - Gender pay gap | Shareholder | Against | Against | For | ||
report |
APTIV PLC | ||||||
Security | G6095L109 | Meeting Type | Annual | |||
Ticker Symbol | APTV | Meeting Date | 25-Apr-2019 | |||
ISIN | JE00B783TY65 | Agenda | 934937179 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 22-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Election of Director: Kevin P. Clark | Management | For | For | For | ||
2. | Election of Director: Nancy E. Cooper | Management | For | For | For | ||
3. | Election of Director: Frank J. Dellaquila | Management | For | For | For | ||
4. | Election of Director: Nicholas M. Donofrio | Management | For | For | For | ||
5. | Election of Director: Mark P. Frissora | Management | For | For | For | ||
6. | Election of Director: Rajiv L. Gupta | Management | For | For | For | ||
7. | Election of Director: Sean O. Mahoney | Management | For | For | For | ||
8. | Election of Director: Robert K. Ortberg | Management | For | For | For | ||
9. | Election of Director: Colin J. Parris | Management | For | For | For | ||
10. | Election of Director: Ana G. Pinczuk | Management | For | For | For | ||
11. | Election of Director: Lawrence A. | Management | For | For | For | ||
Zimmerman | |||||||
12. | Proposal to re-appoint auditors, ratify | Management | For | For | For | ||
independent public accounting firm and | |||||||
authorize the directors to determine the | |||||||
fees paid to the auditors. | |||||||
13. | Say-on-Pay - To approve, by advisory vote, | Management | For | For | For | ||
executive compensation. |
T. ROWE PRICE GROUP, INC. | ||||||
Security | 74144T108 | Meeting Type | Annual | |||
Ticker Symbol | TROW | Meeting Date | 25-Apr-2019 | |||
ISIN | US74144T1088 | Agenda | 934937991 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mark S. Bartlett | Management | For | For | For | ||
1b. | Election of Director: Mary K. Bush | Management | For | For | For | ||
1c. | Election of Director: Dr. Freeman A. | Management | For | For | For | ||
Hrabowski, III | |||||||
1d. | Election of Director: Robert F. MacLellan | Management | For | For | For | ||
1e. | Election of Director: Olympia J. Snowe | Management | For | For | For | ||
1f. | Election of Director: William J. Stromberg | Management | For | For | For | ||
1g. | Election of Director: Richard R. Verma | Management | For | For | For | ||
1h. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | ||
1i. | Election of Director: Alan D. Wilson | Management | For | For | For | ||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | ||
the compensation paid by the Company to | |||||||
its Named Executive Officers. | |||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for 2019. |
AVERY DENNISON CORPORATION | ||||||
Security | 053611109 | Meeting Type | Annual | |||
Ticker Symbol | AVY | Meeting Date | 25-Apr-2019 | |||
ISIN | US0536111091 | Agenda | 934938551 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | /United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bradley Alford | Management | For | For | For | ||
1b. | Election of Director: Anthony Anderson | Management | For | For | For | ||
1c. | Election of Director: Peter Barker | Management | For | For | For | ||
1d. | Election of Director: Mark Barrenechea | Management | For | For | For | ||
1e. | Election of Director: Mitchell Butier | Management | For | For | For | ||
1f. | Election of Director: Ken Hicks | Management | For | For | For | ||
1g. | Election of Director: Andres Lopez | Management | For | For | For | ||
1h. | Election of Director: David Pyott | Management | For | For | For | ||
1i. | Election of Director: Patrick Siewert | Management | For | For | For | ||
1j. | Election of Director: Julia Stewart | Management | For | For | For | ||
1k. | Election of Director: Martha Sullivan | Management | For | For | For | ||
2. | Approval, on an advisory basis, of our | Management | For | For | For | ||
executive compensation. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for fiscal year 2019. |
JOHNSON & JOHNSON | ||||||
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | For | ||
1b. | Election of Director: D. Scott Davis | Management | For | For | For | ||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | For | ||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | ||
1e. | Election of Director: Alex Gorsky | Management | For | For | For | ||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | For | ||
1g. | Election of Director: Mark B. McClellan | Management | For | For | For | ||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | For | ||
1i. | Election of Director: William D. Perez | Management | For | For | For | ||
1j. | Election of Director: Charles Prince | Management | For | For | For | ||
1k. | Election of Director: A. Eugene Washington | Management | For | For | For | ||
1l. | Election of Director: Ronald A. Williams | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation. | |||||||
3. | Ratification of Appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Independent Registered Public Accounting | |||||||
Firm for 2019. | |||||||
4. | Shareholder Proposal - Clawback | Shareholder | For | Against | Against | ||
Disclosure | |||||||
5. | Shareholder Proposal - Executive | Shareholder | Against | Against | For | ||
Compensation and Drug Pricing Risks. |
MSCI INC. | ||||||
Security | 55354G100 | Meeting Type | Annual | |||
Ticker Symbol | MSCI | Meeting Date | 25-Apr-2019 | |||
ISIN | US55354G1004 | Agenda | 934938640 - Management | |||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Henry A. Fernandez | Management | For | For | For | ||
1b. | Election of Director: Robert G. Ashe | Management | For | For | For | ||
1c. | Election of Director: Benjamin F. duPont | Management | For | For | For | ||
1d. | Election of Director: Wayne Edmunds | Management | For | For | For | ||
1e. | Election of Director: Alice W. Handy | Management | For | For | For | ||
1f. | Election of Director: Catherine R. Kinney | Management | For | For | For | ||
1g. | Election of Director: Jacques P. Perold | Management | For | For | For | ||
1h. | Election of Director: Linda H. Riefler | Management | For | For | For | ||
1i. | Election of Director: George W. Siguler | Management | For | For | For | ||
1j. | Election of Director: Marcus L. Smith | Management | For | For | For | ||
2. | To approve, by non-binding vote, our | Management | For | For | For | ||
executive compensation, as described in | |||||||
these proxy materials. | |||||||
3. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent auditor. |
CITIZENS FINANCIAL GROUP, INC. | ||||||
Security | 174610105 | Meeting Type | Annual | |||
Ticker Symbol | CFG | Meeting Date | 25-Apr-2019 | |||
ISIN | US1746101054 | Agenda | 934939313 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bruce Van Saun | Management | For | For | For | ||
1b. | Election of Director: Mark Casady | Management | For | For | For | ||
1c. | Election of Director: Christine M. Cumming | Management | For | For | For | ||
1d. | Election of Director: William P. Hankowsky | Management | For | For | For | ||
1e. | Election of Director: Howard W. Hanna III | Management | For | For | For | ||
1f. | Election of Director: Leo I. ("Lee") Higdon | Management | For | For | For | ||
1g. | Election of Director: Edward J. ("Ned") Kelly | Management | For | For | For | ||
III | |||||||
1h. | Election of Director: Charles J. ("Bud") Koch | Management | For | For | For | ||
1i. | Election of Director: Terrance J. Lillis | Management | For | For | For | ||
1j. | Election of Director: Shivan Subramaniam | Management | For | For | For | ||
1k. | Election of Director: Wendy A. Watson | Management | For | For | For | ||
1l. | Election of Director: Marita Zuraitis | Management | For | For | For | ||
2. | Advisory vote on executive compensation. | Management | For | For | For | ||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for 2019. |
EDISON INTERNATIONAL | ||||||
Security | 281020107 | Meeting Type | Annual | |||
Ticker Symbol | EIX | Meeting Date | 25-Apr-2019 | |||
ISIN | US2810201077 | Agenda | 934940176 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | For | ||
1b. | Election of Director: Michael C. Camunez | Management | For | For | For | ||
1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | For | ||
1d. | Election of Director: James T. Morris | Management | For | For | For | ||
1e. | Election of Director: Timothy T. O'Toole | Management | For | For | For | ||
1f. | Election of Director: Pedro J. Pizarro | Management | For | For | For | ||
1g. | Election of Director: Linda G. Stuntz | Management | For | For | For | ||
1h. | Election of Director: William P. Sullivan | Management | For | For | For | ||
1i. | Election of Director: Ellen O. Tauscher | Management | For | For | For | ||
1j. | Election of Director: Peter J. Taylor | Management | For | For | For | ||
1k. | Election of Director: Keith Trent | Management | For | For | For | ||
1l. | Election of Director: Brett White | Management | For | For | For | ||
2. | Ratification of the Appointment of the | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm. | |||||||
3. | Advisory Vote to Approve the Company's | Management | For | For | For | ||
Executive Compensation. | |||||||
4. | Shareholder Proposal Regarding Proxy | Shareholder | Against | Against | For | ||
Access. |
SVB FINANCIAL GROUP | ||||||
Security | 78486Q101 | Meeting Type | Annual | |||
Ticker Symbol | SIVB | Meeting Date | 25-Apr-2019 | |||
ISIN | US78486Q1013 | Agenda | 934940227 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Greg W. Becker | For | For | For | |||||
2 | Eric A. Benhamou | For | For | For | |||||
3 | John S. Clendening | For | For | For | |||||
4 | Roger F. Dunbar | For | For | For | |||||
5 | Joel P. Friedman | For | For | For | |||||
6 | Kimberly A. Jabal | For | For | For | |||||
7 | Jeffrey N. Maggioncalda | For | For | For | |||||
8 | Mary J. Miller | For | For | For | |||||
9 | Kate D. Mitchell | For | For | For | |||||
10 | John F. Robinson | For | For | For | |||||
11 | Garen K. Staglin | For | For | For | |||||
2. | To approve our Amended and Restated | Management | For | For | For | ||||
Certificate of Incorporation to eliminate | |||||||||
cumulative voting in director elections. | |||||||||
3. | To approve, on an advisory basis, our | Management | For | For | For | ||||
executive compensation ("Say on Pay"). | |||||||||
4. | To approve our 2006 Equity Incentive Plan, | Management | For | For | For | ||||
as amended and restated, to reserve an | |||||||||
additional 2,500,000 shares of common | |||||||||
stock for issuance thereunder and extend | |||||||||
the expiration date of the Plan to April 24, | |||||||||
2029. | |||||||||
5. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||||
the Company's independent registered | |||||||||
public accounting firm for its fiscal year | |||||||||
ending December 31, 2019. |
TEXAS INSTRUMENTS INCORPORATED | ||||||
Security | 882508104 | Meeting Type | Annual | |||
Ticker Symbol | TXN | Meeting Date | 25-Apr-2019 | |||
ISIN | US8825081040 | Agenda | 934940328 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: M. A. Blinn | Management | For | For | For | ||
1b. | Election of Director: T. M. Bluedorn | Management | For | For | For | ||
1c. | Election of Director: J. F. Clark | Management | For | For | For | ||
1d. | Election of Director: C. S. Cox | Management | For | For | For | ||
1e. | Election of Director: M. S. Craighead | Management | For | For | For | ||
1f. | Election of Director: J. M. Hobby | Management | For | For | For | ||
1g. | Election of Director: R. Kirk | Management | For | For | For | ||
1h. | Election of Director: P. H. Patsley | Management | For | For | For | ||
1i. | Election of Director: R. E. Sanchez | Management | For | For | For | ||
1j. | Election of Director: R. K. Templeton | Management | For | For | For | ||
2. | Board proposal regarding advisory approval | Management | For | For | For | ||
of the Company's executive compensation. | |||||||
3. | Board proposal to ratify the appointment of | Management | For | For | For | ||
Ernst & Young LLP as the Company's | |||||||
independent registered public accounting | |||||||
firm for 2019. |
CENTERPOINT ENERGY, INC. | ||||||
Security | 15189T107 | Meeting Type | Annual | |||
Ticker Symbol | CNP | Meeting Date | 25-Apr-2019 | |||
ISIN | US15189T1079 | Agenda | 934941685 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Leslie D. Biddle | Management | For | For | For | ||
1b. | Election of Director: Milton Carroll | Management | For | For | For | ||
1c. | Election of Director: Scott J. McLean | Management | For | For | For | ||
1d. | Election of Director: Martin H. Nesbitt | Management | For | For | For | ||
1e. | Election of Director: Theodore F. Pound | Management | For | For | For | ||
1f. | Election of Director: Scott M. Prochazka | Management | For | For | For | ||
1g. | Election of Director: Susan O. Rheney | Management | For | For | For | ||
1h. | Election of Director: Phillip R. Smith | Management | For | For | For | ||
1i. | Election of Director: John W. Somerhalder II | Management | For | For | For | ||
1j. | Election of Director: Peter S. Wareing | Management | For | For | For | ||
2. | Ratify the appointment of Deloitte & Touche | Management | For | For | For | ||
LLP as the independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Approve the advisory resolution on | Management | For | For | For | ||
executive compensation. |
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 25-Apr-2019 | |||
ISIN | US46120E6023 | Agenda | 934941938 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | For | ||
1b. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | For | ||
1c. | Election of Director: Amal M. Johnson | Management | For | For | For | ||
1d. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | For | ||
1e. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | For | ||
1f. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | For | ||
1g. | Election of Director: Jami Dover | Management | For | For | For | ||
Nachtsheim | |||||||
1h. | Election of Director: Mark J. Rubash | Management | For | For | For | ||
1i. | Election of Director: Lonnie M. Smith | Management | For | For | For | ||
2. | To approve, by advisory vote, the | Management | For | For | For | ||
compensation of the Company's Named | |||||||
Executive Officers. | |||||||
3. | The ratification of appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. | |||||||
4. | To approve the amendment and | Management | For | For | For | ||
restatement of the 2010 Incentive Award | |||||||
Plan. | |||||||
5. | A stockholder proposal entitled "Simple | Shareholder | For | Against | Against | ||
Majority Vote." |
PFIZER INC. | ||||||
Security | 717081103 | Meeting Type | Annual | |||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | |||
ISIN | US7170811035 | Agenda | 934942043 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | For | ||
1b. | Election of Director: Albert Bourla | Management | For | For | For | ||
1c. | Election of Director: W. Don Cornwell | Management | For | For | For | ||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | ||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | For | ||
1f. | Election of Director: James M. Kilts | Management | For | For | For | ||
1g. | Election of Director: Dan R. Littman | Management | For | For | For | ||
1h. | Election of Director: Shantanu Narayen | Management | For | For | For | ||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | ||
1j. | Election of Director: Ian C. Read | Management | For | For | For | ||
1k. | Election of Director: James C. Smith | Management | For | For | For | ||
2. | Ratify the selection of KPMG LLP as | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019 | |||||||
3. | 2019 Advisory approval of executive | Management | For | For | For | ||
compensation | |||||||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | For | For | For | ||
5. | Shareholder proposal regarding right to act | Shareholder | Against | Against | For | ||
by written consent | |||||||
6. | Shareholder proposal regarding report on | Shareholder | Against | Against | For | ||
lobbying activities | |||||||
7. | Shareholder proposal regarding | Shareholder | Against | Against | For | ||
independent chair policy | |||||||
8. | Shareholder proposal regarding integrating | Shareholder | Against | Against | For | ||
drug pricing into executive compensation | |||||||
policies and programs |
HCP, INC. | ||||||
Security | 40414L109 | Meeting Type | Annual | |||
Ticker Symbol | HCP | Meeting Date | 25-Apr-2019 | |||
ISIN | US40414L1098 | Agenda | 934942283 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Brian G. Cartwright | Management | For | For | For | ||
1b. | Election of Director: Christine N. Garvey | Management | For | For | For | ||
1c. | Election of Director: R. Kent Griffin, Jr. | Management | For | For | For | ||
1d. | Election of Director: David B. Henry | Management | For | For | For | ||
1e. | Election of Director: Thomas M. Herzog | Management | For | For | For | ||
1f. | Election of Director: Lydia H. Kennard | Management | For | For | For | ||
1g. | Election of Director: Katherine M. | Management | For | For | For | ||
Sandstrom | |||||||
2. | Approval, on an advisory basis, of 2018 | Management | For | For | For | ||
executive compensation. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as HCP's independent | |||||||
registered public accounting firm for the | |||||||
year ending December 31, 2019. |
SEAGATE TECHNOLOGY PLC | ||||||
Security | G7945M107 | Meeting Type | Special | |||
Ticker Symbol | STX | Meeting Date | 25-Apr-2019 | |||
ISIN | IE00B58JVZ52 | Agenda | 934942740 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Approve the reduction of Company capital | Management | For | For | For | ||
and creation of distributable reserves | |||||||
(special resolution). |
NRG ENERGY, INC. | ||||||
Security | 629377508 | Meeting Type | Annual | |||
Ticker Symbol | NRG | Meeting Date | 25-Apr-2019 | |||
ISIN | US6293775085 | Agenda | 934943223 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: E. Spencer Abraham | Management | For | For | For | ||
1b. | Election of Director: Matthew Carter, Jr. | Management | For | For | For | ||
1c. | Election of Director: Lawrence S. Coben | Management | For | For | For | ||
1d. | Election of Director: Heather Cox | Management | For | For | For | ||
1e. | Election of Director: Terry G. Dallas | Management | For | For | For | ||
1f. | Election of Director: Mauricio Gutierrez | Management | For | For | For | ||
1g. | Election of Director: William E. Hantke | Management | For | For | For | ||
1h. | Election of Director: Paul W. Hobby | Management | For | For | For | ||
1i. | Election of Director: Anne C. Schaumburg | Management | For | For | For | ||
1j. | Election of Director: Thomas H. | Management | For | For | For | ||
Weidemeyer | |||||||
2. | To approve, on a non-binding advisory | Management | For | For | For | ||
basis, the compensation of the Company's | |||||||
named executive officers. | |||||||
3. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||
the Company's independent registered | |||||||
public accounting firm for fiscal year 2019. | |||||||
4. | To vote on a stockholder proposal | Shareholder | Against | Against | For | ||
regarding disclosure of political | |||||||
expenditures, if properly presented at the | |||||||
meeting. |
GLOBAL PAYMENTS INC. | ||||||
Security | 37940X102 | Meeting Type | Annual | |||
Ticker Symbol | GPN | Meeting Date | 25-Apr-2019 | |||
ISIN | US37940X1028 | Agenda | 934943615 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Class I Director: Mitchell L. | Management | For | For | For | ||
Hollin | |||||||
1B | Election of Class I Director: Ruth Ann | Management | For | For | For | ||
Marshall | |||||||
2. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers for 2018. | |||||||
3. | To ratify the reappointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. |
SNAP-ON INCORPORATED | ||||||
Security | 833034101 | Meeting Type | Annual | |||
Ticker Symbol | SNA | Meeting Date | 25-Apr-2019 | |||
ISIN | US8330341012 | Agenda | 934944768 - Management | |||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: David C. Adams | Management | For | For | For | ||
1B. | Election of Director: Karen L. Daniel | Management | For | For | For | ||
1C. | Election of Director: Ruth Ann M. Gillis | Management | For | For | For | ||
1D. | Election of Director: James P. Holden | Management | For | For | For | ||
1E. | Election of Director: Nathan J. Jones | Management | For | For | For | ||
1F. | Election of Director: Henry W. Knueppel | Management | For | For | For | ||
1G. | Election of Director: W. Dudley Lehman | Management | For | For | For | ||
1H. | Election of Director: Nicholas T. Pinchuk | Management | For | For | For | ||
1I. | Election of Director: Gregg M. Sherrill | Management | For | For | For | ||
1J. | Election of Director: Donald J. Stebbins | Management | For | For | For | ||
2. | Proposal to ratify the appointment of | Management | For | For | For | ||
Deloitte & Touche LLP as Snap-on | |||||||
Incorporated's independent registered | |||||||
public accounting firm for fiscal 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of Snap-on Incorporated's named executive | |||||||
officers, as disclosed in "Compensation | |||||||
Discussion and Analysis" and "Executive | |||||||
Compensation Information" in the Proxy | |||||||
Statement. |
LOCKHEED MARTIN CORPORATION | ||||||
Security | 539830109 | Meeting Type | Annual | |||
Ticker Symbol | LMT | Meeting Date | 25-Apr-2019 | |||
ISIN | US5398301094 | Agenda | 934951864 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | For | ||
1b. | Election of Director: David B. Burritt | Management | For | For | For | ||
1c. | Election of Director: Bruce A. Carlson | Management | For | For | For | ||
1d. | Election of Director: James O. Ellis, Jr. | Management | For | For | For | ||
1e. | Election of Director: Thomas J. Falk | Management | For | For | For | ||
1f. | Election of Director: Ilene S. Gordon | Management | For | For | For | ||
1g. | Election of Director: Marillyn A. Hewson | Management | For | For | For | ||
1h. | Election of Director: Vicki A. Hollub | Management | For | For | For | ||
1i. | Election of Director: Jeh C. Johnson | Management | For | For | For | ||
1j. | Election of Director: James D. Taiclet, Jr. | Management | For | For | For | ||
2. | Ratification of Appointment of Ernst & | Management | For | For | For | ||
Young LLP as Independent Auditors for | |||||||
2019 | |||||||
3. | Advisory Vote to Approve the | Management | For | For | For | ||
Compensation of our Named Executive | |||||||
Officers (Say-on-Pay) | |||||||
4. | Stockholder Proposal to Amend the Proxy | Shareholder | Against | Against | For | ||
Access Bylaw |
TORCHMARK CORPORATION | ||||||
Security | 891027104 | Meeting Type | Annual | |||
Ticker Symbol | TMK | Meeting Date | 25-Apr-2019 | |||
ISIN | US8910271043 | Agenda | 934955759 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Charles E. Adair | Management | For | For | For | ||
1b. | Election of Director: Linda L. Addison | Management | For | For | For | ||
1c. | Election of Director: Marilyn A. Alexander | Management | For | For | For | ||
1d. | Election of Director: Cheryl D. Alston | Management | For | For | For | ||
1e. | Election of Director: Jane M. Buchan | Management | For | For | For | ||
1f. | Election of Director: Gary L. Coleman | Management | For | For | For | ||
1g. | Election of Director: Larry M. Hutchison | Management | For | For | For | ||
1h. | Election of Director: Robert W. Ingram | Management | For | For | For | ||
1i. | Election of Director: Steven P. Johnson | Management | For | For | For | ||
1j. | Election of Director: Darren M. Rebelez | Management | For | For | For | ||
1k. | Election of Director: Lamar C. Smith | Management | For | For | For | ||
1l. | Election of Director: Mary E. Thigpen | Management | For | For | For | ||
2. | Ratification of Auditors. | Management | For | For | For | ||
3. | Approval of 2018 Executive Compensation. | Management | For | For | For |
PERRIGO COMPANY PLC | ||||||
Security | G97822103 | Meeting Type | Annual | |||
Ticker Symbol | PRGO | Meeting Date | 26-Apr-2019 | |||
ISIN | IE00BGH1M568 | Agenda | 934937080 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / Ireland | Vote Deadline Date | 24-Apr-2019 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bradley A. Alford | Management | For | For | For | ||
1b. | Election of Director: Rolf A. Classon | Management | For | For | For | ||
1c. | Election of Director: Adriana Karaboutis | Management | For | For | For | ||
1d. | Election of Director: Murray S. Kessler | Management | For | For | For | ||
1e. | Election of Director: Jeffrey B. Kindler | Management | For | For | For | ||
1f. | Election of Director: Erica L. Mann | Management | For | For | For | ||
1g. | Election of Director: Donal O'Connor | Management | For | For | For | ||
1h. | Election of Director: Geoffrey M. Parker | Management | For | For | For | ||
1i. | Election of Director: Theodore R. Samuels | Management | For | For | For | ||
1j. | Election of Director: Jeffrey C. Smith | Management | For | For | For | ||
2. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent auditor for the | �� | ||||||
period ending December 31, 2019, and | |||||||
authorize the Board of Directors, acting | |||||||
through the Audit Committee, to fix the | |||||||
remuneration of the auditor. | |||||||
3. | Advisory vote on the Company's executive | Management | For | For | For | ||
compensation. | |||||||
4. | Renew and restate the Company's Long- | Management | For | For | For | ||
Term Incentive Plan. | |||||||
5. | Approve the creation of distributable | Management | For | For | For | ||
reserves by reducing some or all of the | |||||||
Company's share premium. | |||||||
6. | Renew the Board's authority to issue shares | Management | For | For | For | ||
under Irish law. | |||||||
7. | Renew the Board's authority to opt-out of | Management | For | For | For | ||
statutory pre-emption rights under Irish law. |
AT&T INC. | ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | |||
ISIN | US00206R1023 | Agenda | 934938082 - Management | |||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 25-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | For | ||
1b. | Election of Director: Samuel A. Di Piazza, | Management | For | For | For | ||
Jr. | |||||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | For | ||
1d. | Election of Director: Scott T. Ford | Management | For | For | For | ||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | For | ||
1f. | Election of Director: William E. Kennard | Management | For | For | For | ||
1g. | Election of Director: Michael B. McCallister | Management | For | For | For | ||
1h. | Election of Director: Beth E. Mooney | Management | For | For | For | ||
1i. | Election of Director: Matthew K. Rose | Management | For | For | For | ||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | For | ||
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | For | ||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | For | ||
2. | Ratification of appointment of independent | Management | For | For | For | ||
auditors. | |||||||
3. | Advisory approval of executive | Management | For | For | For | ||
compensation. | |||||||
4. | Independent Chair. | Shareholder | Against | Against | For |
KELLOGG COMPANY | ||||||
Security | 487836108 | Meeting Type | Annual | |||
Ticker Symbol | K | Meeting Date | 26-Apr-2019 | |||
ISIN | US4878361082 | Agenda | 934939375 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 25-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director for term expires 2022: | Management | For | For | For | ||
Rod Gillum | |||||||
1b. | Election of Director for term expires 2022: | Management | For | For | For | ||
Mary Laschinger | |||||||
1c. | Election of Director for term expires 2022: | Management | For | For | For | ||
Erica Mann | |||||||
1d. | Election of Director for term expires 2022: | Management | For | For | For | ||
Carolyn Tastad | |||||||
2. | Advisory resolution to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as Kellogg's | |||||||
independent registered public accounting | |||||||
firm for fiscal year 2019. | |||||||
4. | Shareowner proposal, if properly presented | Shareholder | For | None | |||
at the meeting, to repeal classified board. |
ABBOTT LABORATORIES | ||||||
Security | 002824100 | Meeting Type | Annual | |||
Ticker Symbol | ABT | Meeting Date | 26-Apr-2019 | |||
ISIN | US0028241000 | Agenda | 934941736 - Management | |||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 25-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | R.J. Alpern | For | For | For | |||||
2 | R.S. Austin | For | For | For | |||||
3 | S.E. Blount | For | For | For | |||||
4 | M.A. Kumbier | For | For | For | |||||
5 | E.M. Liddy | For | For | For | |||||
6 | N. McKinstry | For | For | For | |||||
7 | P.N. Novakovic | For | For | For | |||||
8 | W.A. Osborn | For | For | For | |||||
9 | S.C. Scott III | For | For | For | |||||
10 | D.J. Starks | For | For | For | |||||
11 | J.G. Stratton | For | For | For | |||||
12 | G.F. Tilton | For | For | For | |||||
13 | M.D. White | For | For | For | |||||
2. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||||
Auditors | |||||||||
3. | Say on Pay - An Advisory Vote to Approve | Management | For | For | For | ||||
Executive Compensation | |||||||||
4. | Shareholder Proposal - Independent Board | Shareholder | Against | Against | For | ||||
Chairman |
HCA HEALTHCARE, INC. | ||||||
Security | 40412C101 | Meeting Type | Annual | |||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2019 | |||
ISIN | US40412C1018 | Agenda | 934943526 - Management | |||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 25-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Thomas F. Frist III | Management | For | For | For | ||
1b. | Election of Director: Samuel N. Hazen | Management | For | For | For | ||
1c. | Election of Director: Meg G. Crofton | Management | For | For | For | ||
1d. | Election of Director: Robert J. Dennis | Management | For | For | For | ||
1e. | Election of Director: Nancy-Ann DeParle | Management | For | For | For | ||
1f. | Election of Director: William R. Frist | Management | For | For | For | ||
1g. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | For | ||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | For | ||
1i. | Election of Director: Michael W. Michelson | Management | For | For | For | ||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | For | ||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
4. | To approve amendments to our amended | Management | For | For | For | ||
and restated certificate of incorporation to | |||||||
eliminate supermajority voting | |||||||
requirements. |
INCYTE CORPORATION | ||||||
Security | 45337C102 | Meeting Type | Annual | |||
Ticker Symbol | INCY | Meeting Date | 26-Apr-2019 | |||
ISIN | US45337C1027 | Agenda | 934963706 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 25-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Julian C. Baker | Management | For | For | For | ||
1.2 | Election of Director: Jean-Jacques | Management | For | For | For | ||
Bienaimé | |||||||
1.3 | Election of Director: Paul A. Brooke | Management | For | For | For | ||
1.4 | Election of Director: Paul J. Clancy | Management | For | For | For | ||
1.5 | Election of Director: Wendy L. Dixon | Management | For | For | For | ||
1.6 | Election of Director: Jacqualyn A. Fouse | Management | For | For | For | ||
1.7 | Election of Director: Paul A. Friedman | Management | For | For | For | ||
1.8 | Election of Director: Herve Hoppenot | Management | For | For | For | ||
2. | To approve, on a non-binding, advisory | Management | Against | For | Against | ||
basis, the compensation of the Company's | |||||||
named executive officers. | |||||||
3. | To approve amendments to the Company's | Management | For | For | For | ||
Amended and Restated 2010 Stock | |||||||
Incentive Plan. | |||||||
4. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm for 2019. | |||||||
5. | To vote on a stockholder proposal, if | Shareholder | Against | Against | For | ||
properly presented, described in more detail | |||||||
in the proxy statement. |
HONEYWELL INTERNATIONAL INC. | ||||||
Security | 438516106 | Meeting Type | Annual | |||
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |||
ISIN | US4385161066 | Agenda | 934941647 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | For | ||
1B. | Election of Director: Duncan B. Angove | Management | For | For | For | ||
1C. | Election of Director: William S. Ayer | Management | For | For | For | ||
1D. | Election of Director: Kevin Burke | Management | For | For | For | ||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | For | ||
1F. | Election of Director: D. Scott Davis | Management | For | For | For | ||
1G. | Election of Director: Linnet F. Deily | Management | For | For | For | ||
1H. | Election of Director: Judd Gregg | Management | For | For | For | ||
1I. | Election of Director: Clive Hollick | Management | For | For | For | ||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | ||
1K. | Election of Director: George Paz | Management | For | For | For | ||
1L. | Election of Director: Robin L. Washington | Management | For | For | For | ||
2. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation. | |||||||
3. | Approval of Independent Accountants. | Management | For | For | For | ||
4. | Right To Act By Written Consent. | Shareholder | Against | Against | For | ||
5. | Report on Lobbying Payments and Policy. | Shareholder | Against | Against | For |
UNITED TECHNOLOGIES CORPORATION | ||||||
Security | 913017109 | Meeting Type | Annual | |||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | |||
ISIN | US9130171096 | Agenda | 934941724 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | For | ||
1b. | Election of Director: Diane M. Bryant | Management | For | For | For | ||
1c. | Election of Director: John V. Faraci | Management | For | For | For | ||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | For | ||
1e. | Election of Director: Gregory J. Hayes | Management | For | For | For | ||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | For | ||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | For | ||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | For | ||
1i. | Election of Director: Harold W. McGraw III | Management | For | For | For | ||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | For | ||
1k. | Election of Director: Denise L. Ramos | Management | For | For | For | ||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | For | ||
1m. | Election of Director: Brian C. Rogers | Management | For | For | For | ||
2. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation. | |||||||
3. | Appoint PricewaterhouseCoopers LLP to | Management | For | For | For | ||
Serve as Independent Auditor for 2019. | |||||||
4. | Approve an Amendment to the Restated | Management | For | For | For | ||
Certificate of Incorporation to Eliminate | |||||||
Supermajority Voting for Certain Business | |||||||
Combinations. | |||||||
5. | Ratify the 15% Special Meeting Ownership | Management | For | For | For | ||
Threshold in the Company's Bylaws. |
THE BOEING COMPANY | ||||||
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 29-Apr-2019 | |||
ISIN | US0970231058 | Agenda | 934941750 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | For | ||
1b. | Election of Director: David L. Calhoun | Management | For | For | For | ||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | For | ||
1d. | Election of Director: Edmund P. | Management | For | For | For | ||
Giambastiani Jr. | |||||||
1e. | Election of Director: Lynn J. Good | Management | For | For | For | ||
1f. | Election of Director: Nikki R. Haley | Management | For | For | For | ||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | For | ||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | For | ||
1i. | Election of Director: Edward M. Liddy | Management | For | For | For | ||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | For | ||
1k. | Election of Director: Susan C. Schwab | Management | For | For | For | ||
1l. | Election of Director: Ronald A. Williams | Management | For | For | For | ||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | For | ||
2. | Approve, on an Advisory Basis, Named | Management | For | For | For | ||
Executive Officer Compensation. | |||||||
3. | Ratify the Appointment of Deloitte & Touche | Management | For | For | For | ||
LLP as Independent Auditor for 2019. | |||||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | Against | For | ||
5. | Impact of Share Repurchases on | Shareholder | Against | Against | For | ||
Performance Metrics. | |||||||
6. | Independent Board Chairman. | Shareholder | Against | Against | For | ||
7. | Remove Size Limit on Proxy Access Group. | Shareholder | Against | Against | For | ||
8. | Mandatory Retention of Significant Stock by | Shareholder | Against | Against | For | ||
Executives |
CINCINNATI FINANCIAL CORPORATION | ||||||
Security | 172062101 | Meeting Type | Annual | |||
Ticker Symbol | CINF | Meeting Date | 29-Apr-2019 | |||
ISIN | US1720621010 | Agenda | 934944504 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: William F. Bahl | Management | For | For | For | ||
1b. | Election of Director: Gregory T. Bier | Management | For | For | For | ||
1c. | Election of Director: Linda W. Clement- | Management | For | For | For | ||
Holmes | |||||||
1d. | Election of Director: Dirk J. Debbink | Management | For | For | For | ||
1e. | Election of Director: Steven J. Johnston | Management | For | For | For | ||
1f. | Election of Director: Kenneth C. Lichtendahl | Management | For | For | For | ||
1g. | Election of Director: W. Rodney McMullen | Management | For | For | For | ||
1h. | Election of Director: David P. Osborn | Management | For | For | For | ||
1i. | Election of Director: Gretchen W. Price | Management | For | For | For | ||
1j. | Election of Director: Thomas R. Schiff | Management | For | For | For | ||
1k. | Election of Director: Douglas S. Skidmore | Management | For | For | For | ||
1l. | Election of Director: Kenneth W. Stecher | Management | For | For | For | ||
1m. | Election of Director: John F. Steele, Jr. | Management | For | For | For | ||
1n. | Election of Director: Larry R. Webb | Management | For | For | For | ||
2. | A nonbinding proposal to approve | Management | For | For | For | ||
compensation for the company's named | |||||||
executive officers. | |||||||
3. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as the company's independent | |||||||
registered public accounting firm for 2019. |
EOG RESOURCES, INC. | ||||||
Security | 26875P101 | Meeting Type | Annual | |||
Ticker Symbol | EOG | Meeting Date | 29-Apr-2019 | |||
ISIN | US26875P1012 | Agenda | 934945683 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Janet F. Clark | Management | For | For | For | ||
1b. | Election of Director: Charles R. Crisp | Management | For | For | For | ||
1c. | Election of Director: Robert P. Daniels | Management | For | For | For | ||
1d. | Election of Director: James C. Day | Management | For | For | For | ||
1e. | Election of Director: C. Christopher Gaut | Management | For | For | For | ||
1f. | Election of Director: Julie J. Robertson | Management | For | For | For | ||
1g. | Election of Director: Donald F. Textor | Management | For | For | For | ||
1h. | Election of Director: William R. Thomas | Management | For | For | For | ||
2. | To ratify the appointment by the Audit | Management | For | For | For | ||
Committee of the Board of Directors of | |||||||
Deloitte & Touche LLP, independent | |||||||
registered public accounting firm, as | |||||||
auditors for the Company for the year | |||||||
ending December 31, 2019. | |||||||
3. | To approve, by non-binding vote, the | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers. |
DISH NETWORK CORPORATION | ||||||
Security | 25470M109 | Meeting Type | Annual | |||
Ticker Symbol | DISH | Meeting Date | 29-Apr-2019 | |||
ISIN | US25470M1099 | Agenda | 934948158 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Kathleen Q. Abernathy | For | For | For | |||||
2 | George R. Brokaw | For | For | For | |||||
3 | James DeFranco | For | For | For | |||||
4 | Cantey M. Ergen | For | For | For | |||||
5 | Charles W. Ergen | For | For | For | |||||
6 | Charles M. Lillis | For | For | For | |||||
7 | Afshin Mohebbi | For | For | For | |||||
8 | Tom A. Ortolf | For | For | For | |||||
9 | Carl E. Vogel | For | For | For | |||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||||
our independent registered public | |||||||||
accounting firm for the fiscal year ending | |||||||||
December 31, 2019. | |||||||||
3. | To approve our 2019 Stock Incentive Plan. | Management | Against | For | Against |
BB&T CORPORATION | ||||||
Security | 054937107 | Meeting Type | Annual | |||
Ticker Symbol | BBT | Meeting Date | 30-Apr-2019 | |||
ISIN | US0549371070 | Agenda | 934935769 - Management | |||
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jennifer S. Banner | Management | For | For | For | ||
1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | For | ||
1c. | Election of Director: Anna R. Cablik | Management | For | For | For | ||
1d. | Election of Director: Patrick C. Graney III | Management | For | For | For | ||
1e. | Election of Director: I. Patricia Henry | Management | For | For | For | ||
1f. | Election of Director: Kelly S. King | Management | For | For | For | ||
1g. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | For | ||
1h. | Election of Director: Easter A. Maynard | Management | For | For | For | ||
1i. | Election of Director: Charles A. Patton | Management | For | For | For | ||
1j. | Election of Director: Nido R. Qubein | Management | For | For | For | ||
1k. | Election of Director: William J. Reuter | Management | For | For | For | ||
1l. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | For | ||
1m. | Election of Director: Christine Sears | Management | For | For | For | ||
1n. | Election of Director: Thomas E. Skains | Management | For | For | For | ||
1o. | Election of Director: Thomas N. Thompson | Management | For | For | For | ||
2. | Ratification of the appointment of BB&T's | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | An advisory vote to approve BB&T's | Management | For | For | For | ||
executive compensation program. |
APARTMENT INVESTMENT AND MANAGEMENT CO. | ||||||
Security | 03748R754 | Meeting Type | Annual | |||
Ticker Symbol | AIV | Meeting Date | 30-Apr-2019 | |||
ISIN | US03748R7540 | Agenda | 934940556 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Terry Considine | Management | For | For | For | ||
1.2 | Election of Director: Thomas L. Keltner | Management | For | For | For | ||
1.3 | Election of Director: J. Landis Martin | Management | For | For | For | ||
1.4 | Election of Director: Robert A. Miller | Management | For | For | For | ||
1.5 | Election of Director: Kathleen M. Nelson | Management | For | For | For | ||
1.6 | Election of Director: Ann Sperling | Management | For | For | For | ||
1.7 | Election of Director: Michael A. Stein | Management | For | For | For | ||
1.8 | Election of Director: Nina A. Tran | Management | For | For | For | ||
2. | Ratification of the selection of Ernst & | Management | For | For | For | ||
Young LLP to serve as the independent | |||||||
registered public accounting firm for the | |||||||
year ending December 31, 2019. | |||||||
3. | Advisory vote on executive compensation. | Management | For | For | For |
PACCAR INC | ||||||
Security | 693718108 | Meeting Type | Annual | |||
Ticker Symbol | PCAR | Meeting Date | 30-Apr-2019 | |||
ISIN | US6937181088 | Agenda | 934940669 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mark C. Pigott | Management | For | For | For | ||
1b. | Election of Director: Ronald E. Armstrong | Management | For | For | For | ||
1c. | Election of Director: Dame Alison J. | Management | For | For | For | ||
Carnwath | |||||||
1d. | Election of Director: Franklin L. Feder | Management | For | For | For | ||
1e. | Election of Director: Beth E. Ford | Management | For | For | For | ||
1f. | Election of Director: Kirk S. Hachigian | Management | For | For | For | ||
1g. | Election of Director: Roderick C. McGeary | Management | For | For | For | ||
1h. | Election of Director: John M. Pigott | Management | For | For | For | ||
1i. | Election of Director: Mark A. Schulz | Management | For | For | For | ||
1j. | Election of Director: Gregory M. E. Spierkel | Management | For | For | For | ||
1k. | Election of Director: Charles R. Williamson | Management | For | For | For | ||
2. | Stockholder proposal to allow stockholders | Shareholder | For | Against | Against | ||
to act by written consent |
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||
Security | 459200101 | Meeting Type | Annual | |||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | |||
ISIN | US4592001014 | Agenda | 934941849 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director for a Term of One Year: | Management | For | For | For | ||
M. L. Eskew | |||||||
1b. | Election of Director for a Term of One Year: | Management | For | For | For | ||
D. N. Farr | |||||||
1c. | Election of Director for a Term of One Year: | Management | For | For | For | ||
A. Gorsky | |||||||
1d. | Election of Director for a Term of One Year: | Management | For | For | For | ||
M. Howard | |||||||
1e. | Election of Director for a Term of One Year: | Management | For | For | For | ||
S. A. Jackson | |||||||
1f. | Election of Director for a Term of One Year: | Management | For | For | For | ||
A. N. Liveris | |||||||
1g. | Election of Director for a Term of One Year: | Management | For | For | For | ||
M. E. Pollack | |||||||
1h. | Election of Director for a Term of One Year: | Management | For | For | For | ||
V. M. Rometty | |||||||
1i. | Election of Director for a Term of One Year: | Management | For | For | For | ||
J. R. Swedish | |||||||
1j. | Election of Director for a Term of One Year: | Management | For | For | For | ||
S. Taurel | |||||||
1k. | Election of Director for a Term of One Year: | Management | For | For | For | ||
P. R. Voser | |||||||
1l. | Election of Director for a Term of One Year: | Management | For | For | For | ||
F. H. Waddell | |||||||
2. | Ratification of Appointment of Independent | Management | For | For | For | ||
Registered Public Accounting Firm. | |||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | ||
4. | Approval of Long-Term Incentive | Management | For | For | For | ||
Performance Terms for Certain Executives | |||||||
for Awards Eligible for Transitional Relief | |||||||
Pursuant to Section 162(m) of the Internal | |||||||
Revenue Code | |||||||
5. | Stockholder Proposal on the Right to Act by | Shareholder | For | Against | Against | ||
Written Consent. | |||||||
6. | Stockholder Proposal to Have an | Shareholder | Against | Against | For | ||
Independent Board Chairman |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||||
Security | 446413106 | Meeting Type | Annual | |||
Ticker Symbol | HII | Meeting Date | 30-Apr-2019 | |||
ISIN | US4464131063 | Agenda | 934943134 - Management | |||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Philip M. Bilden | For | For | For | |||||
2 | Augustus L. Collins | For | For | For | |||||
3 | Kirkland H. Donald | For | For | For | |||||
4 | Thomas B. Fargo | For | For | For | |||||
5 | Victoria D. Harker | For | For | For | |||||
6 | Anastasia D. Kelly | For | For | For | |||||
7 | Tracy B. McKibben | For | For | For | |||||
8 | C. Michael Petters | For | For | For | |||||
9 | Thomas C. Schievelbein | For | For | For | |||||
10 | John K. Welch | For | For | For | |||||
11 | Stephen R. Wilson | For | For | For | |||||
2. | Approve executive compensation on an | Management | For | For | For | ||||
advisory basis | |||||||||
3. | Ratify the appointment of Deloitte and | Management | For | For | For | ||||
Touche LLP as our independent auditors for | |||||||||
2019 | |||||||||
4. | Stockholder proposal to permit an unlimited | Shareholder | Against | Against | For | ||||
number of stockholders to aggregate their | |||||||||
ownership of HII common stock to satisfy | |||||||||
the ownership requirement under HII's | |||||||||
proxy access bylaw |
VALERO ENERGY CORPORATION | ||||||
Security | 91913Y100 | Meeting Type | Annual | |||
Ticker Symbol | VLO | Meeting Date | 30-Apr-2019 | |||
ISIN | US91913Y1001 | Agenda | 934945948 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: H. Paulett Eberhart | Management | For | For | For | ||
1B. | Election of Director: Joseph W. Gorder | Management | For | For | For | ||
1C. | Election of Director: Kimberly S. Greene | Management | For | For | For | ||
1D. | Election of Director: Deborah P. Majoras | Management | For | For | For | ||
1E. | Election of Director: Donald L. Nickles | Management | For | For | For | ||
1F. | Election of Director: Philip J. Pfeiffer | Management | For | For | For | ||
1G. | Election of Director: Robert A. Profusek | Management | For | For | For | ||
1H. | Election of Director: Stephen M. Waters | Management | For | For | For | ||
1I. | Election of Director: Randall J. | Management | For | For | For | ||
Weisenburger | |||||||
1J. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | ||
2. | Ratify the appointment of KPMG LLP as | Management | For | For | For | ||
Valero's independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Approve, by non-binding vote, the 2018 | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
EXELON CORPORATION | ||||||
Security | 30161N101 | Meeting Type | Annual | |||
Ticker Symbol | EXC | Meeting Date | 30-Apr-2019 | |||
ISIN | US30161N1019 | Agenda | 934947954 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Anthony K. Anderson | Management | For | For | For | ||
1b. | Election of Director: Ann C. Berzin | Management | For | For | For | ||
1c. | Election of Director: Laurie Brlas | Management | For | For | For | ||
1d. | Election of Director: Christopher M. Crane | Management | For | For | For | ||
1e. | Election of Director: Yves C. de Balmann | Management | For | For | For | ||
1f. | Election of Director: Nicholas DeBenedictis | Management | For | For | For | ||
1g. | Election of Director: Linda P. Jojo | Management | For | For | For | ||
1h. | Election of Director: Paul L. Joskow | Management | For | For | For | ||
1i. | Election of Director: Robert J. Lawless | Management | For | For | For | ||
1j. | Election of Director: Richard W. Mies | Management | For | For | For | ||
1k. | Election of Director: Mayo A. Shattuck III | Management | For | For | For | ||
1l. | Election of Director: Stephen D. Steinour | Management | For | For | For | ||
1m. | Election of Director: John F. Young | Management | For | For | For | ||
2. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as Exelon's Independent Auditor for | |||||||
2019. | |||||||
3. | Advisory approval of executive | Management | For | For | For | ||
compensation. | |||||||
4. | A shareholder proposal from Burn More | Shareholder | Against | Against | For | ||
Coal. |
KIMCO REALTY CORPORATION | ||||||
Security | 49446R109 | Meeting Type | Annual | |||
Ticker Symbol | KIM | Meeting Date | 30-Apr-2019 | |||
ISIN | US49446R1095 | Agenda | 934949895 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Milton Cooper | Management | For | For | For | ||
1b. | Election of Director: Philip E. Coviello | Management | For | For | For | ||
1c. | Election of Director: Conor C. Flynn | Management | For | For | For | ||
1d. | Election of Director: Frank Lourenso | Management | For | For | For | ||
1e. | Election of Director: Colombe M. Nicholas | Management | For | For | For | ||
1f. | Election of Director: Mary Hogan Preusse | Management | For | For | For | ||
1g. | Election of Director: Valerie Richardson | Management | For | For | For | ||
1h. | Election of Director: Richard B. Saltzman | Management | For | For | For | ||
2. | THE ADVISORY RESOLUTION TO | Management | For | For | For | ||
APPROVE THE COMPANY'S EXECUTIVE | |||||||
COMPENSATION (AS MORE | |||||||
PARTICULARLY DESCRIBED IN THE | |||||||
PROXY STATEMENT). | |||||||
3. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||
OF PRICEWATERHOUSECOOPERS LLP | |||||||
AS THE COMPANY'S INDEPENDENT | |||||||
REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE YEAR ENDING | |||||||
DECEMBER 31, 2019 (AS MORE | |||||||
PARTICULARLY DESCRIBED IN THE | |||||||
PROXY STATEMENT). |
FMC CORPORATION | ||||||
Security | 302491303 | Meeting Type | Annual | |||
Ticker Symbol | FMC | Meeting Date | 30-Apr-2019 | |||
ISIN | US3024913036 | Agenda | 934961219 - Management | |||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Pierre Brondeau | Management | For | For | For | ||
1b. | Election of Director: Eduardo E. Cordeiro | Management | For | For | For | ||
1c. | Election of Director: G. Peter D'Aloia | Management | For | For | For | ||
1d. | Election of Director: C. Scott Greer | Management | For | For | For | ||
1e. | Election of Director: K'Lynne Johnson | Management | For | For | For | ||
1f. | Election of Director: Dirk A. Kempthorne | Management | For | For | For | ||
1g. | Election of Director: Paul J. Norris | Management | For | For | For | ||
1h. | Election of Director: Margareth Ovrum | Management | For | For | For | ||
1i. | Election of Director: Robert C. Pallash | Management | For | For | For | ||
1j. | Election of Director: William H. Powell | Management | For | For | For | ||
1k. | Election of Director: Vincent R. Volpe, Jr. | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
independent registered public accounting | |||||||
firm. | |||||||
3. | Approval, by non-binding vote, of executive | Management | For | For | For | ||
compensation. | |||||||
4. | Amend the Company's Restated Certificate | Management | For | For | For | ||
of Incorporation and Restated By-Laws to | |||||||
eliminate supermajority vote requirements | |||||||
to remove directors. |
CABOT OIL & GAS CORPORATION | ||||||
Security | 127097103 | Meeting Type | Annual | |||
Ticker Symbol | COG | Meeting Date | 01-May-2019 | |||
ISIN | US1270971039 | Agenda | 934942625 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Dorothy M. Ables | For | For | For | |||||
2 | Rhys J. Best | For | For | For | |||||
3 | Robert S. Boswell | For | For | For | |||||
4 | Amanda M. Brock | For | For | For | |||||
5 | Peter B. Delaney | For | For | For | |||||
6 | Dan O. Dinges | For | For | For | |||||
7 | Robert Kelley | For | For | For | |||||
8 | W. Matt Ralls | For | For | For | |||||
9 | Marcus A. Watts | For | For | For | |||||
2. | To ratify the appointment of the firm | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as the | |||||||||
independent registered public accounting | |||||||||
firm for the Company for its 2019 fiscal | |||||||||
year. | |||||||||
3. | To approve, by non-binding advisory vote, | Management | For | For | For | ||||
the compensation of our named executive | |||||||||
officers. |
PHILIP MORRIS INTERNATIONAL INC. | ||||||
Security | 718172109 | Meeting Type | Annual | |||
Ticker Symbol | PM | Meeting Date | 01-May-2019 | |||
ISIN | US7181721090 | Agenda | 934945013 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: André Calantzopoulos | Management | For | For | For | ||
1b. | Election of Director: Louis C. Camilleri | Management | For | For | For | ||
1c. | Election of Director: Massimo Ferragamo | Management | For | For | For | ||
1d. | Election of Director: Werner Geissler | Management | For | For | For | ||
1e. | Election of Director: Lisa A. Hook | Management | For | For | For | ||
1f. | Election of Director: Jennifer Li | Management | For | For | For | ||
1g. | Election of Director: Jun Makihara | Management | For | For | For | ||
1h. | Election of Director: Kalpana Morparia | Management | For | For | For | ||
1i. | Election of Director: Lucio A. Noto | Management | For | For | For | ||
1j. | Election of Director: Frederik Paulsen | Management | For | For | For | ||
1k. | Election of Director: Robert B. Polet | Management | For | For | For | ||
1l. | Election of Director: Stephen M. Wolf | Management | For | For | For | ||
2. | Advisory Vote Approving Executive | Management | For | For | For | ||
Compensation | |||||||
3. | Ratification of the Selection of Independent | Management | For | For | For | ||
Auditors |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||
Security | 459506101 | Meeting Type | Annual | |||
Ticker Symbol | IFF | Meeting Date | 01-May-2019 | |||
ISIN | US4595061015 | Agenda | 934945607 - Management | |||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Marcello V. Bottoli | Management | For | For | For | ||
1b. | Election of Director: Dr. Linda Buck | Management | For | For | For | ||
1c. | Election of Director: Michael L. Ducker | Management | For | For | For | ||
1d. | Election of Director: David R. Epstein | Management | For | For | For | ||
1e. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | For | ||
1f. | Election of Director: John F. Ferraro | Management | For | For | For | ||
1g. | Election of Director: Andreas Fibig | Management | For | For | For | ||
1h. | Election of Director: Christina Gold | Management | For | For | For | ||
1i. | Election of Director: Katherine M. Hudson | Management | For | For | For | ||
1j. | Election of Director: Dale F. Morrison | Management | For | For | For | ||
1k. | Election of Director: Stephen Williamson | Management | For | For | For | ||
2. | Ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for the 2019 fiscal year. | |||||||
3. | Approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers in 2018. |
GENERAL DYNAMICS CORPORATION | ||||||
Security | 369550108 | Meeting Type | Annual | |||
Ticker Symbol | GD | Meeting Date | 01-May-2019 | |||
ISIN | US3695501086 | Agenda | 934945710 - Management | |||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James S. Crown | Management | For | For | For | ||
1b. | Election of Director: Rudy F. deLeon | Management | For | For | For | ||
1c. | Election of Director: Cecil D. Haney | Management | For | For | For | ||
1d. | Election of Director: Lester L. Lyles | Management | For | For | For | ||
1e. | Election of Director: Mark M. Malcolm | Management | For | For | For | ||
1f. | Election of Director: Phebe N. Novakovic | Management | For | For | For | ||
1g. | Election of Director: C. Howard Nye | Management | For | For | For | ||
1h. | Election of Director: William A. Osborn | Management | For | For | For | ||
1i. | Election of Director: Catherine B. Reynolds | Management | For | For | For | ||
1j. | Election of Director: Laura J. Schumacher | Management | For | For | For | ||
1k. | Election of Director: Peter A. Wall | Management | For | For | For | ||
2. | Advisory Vote on the Selection of | Management | For | For | For | ||
Independent Auditors. | |||||||
3. | Advisory Vote to approve Executive | Management | For | For | For | ||
Compensation. | |||||||
4. | Approval of General Dynamics United | Management | For | For | For | ||
Kingdom Share Save Plan. | |||||||
5. | Shareholder Proposal to require an | Shareholder | Against | Against | For | ||
Independent Board Chairman. |
PROLOGIS, INC. | ||||||
Security | 74340W103 | Meeting Type | Annual | |||
Ticker Symbol | PLD | Meeting Date | 01-May-2019 | |||
ISIN | US74340W1036 | Agenda | 934945772 - Management | |||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Hamid R. Moghadam | Management | For | For | For | ||
1b. | Election of Director: Cristina G. Bita | Management | For | For | For | ||
1c. | Election of Director: George L. Fotiades | Management | For | For | For | ||
1d. | Election of Director: Philip L. Hawkins | Management | For | For | For | ||
1e. | Election of Director: Lydia H. Kennard | Management | For | For | For | ||
1f. | Election of Director: J. Michael Losh | Management | For | For | For | ||
1g. | Election of Director: Irving F. Lyons III | Management | For | For | For | ||
1h. | Election of Director: David P. O'Connor | Management | For | For | For | ||
1i. | Election of Director: Olivier Piani | Management | For | For | For | ||
1j. | Election of Director: Jeffrey L. Skelton | Management | For | For | For | ||
1k. | Election of Director: Carl B. Webb | Management | For | For | For | ||
1l. | Election of Director: William D. Zollars | Management | For | For | For | ||
2. | Advisory Vote to Approve the Company's | Management | Against | For | Against | ||
Executive Compensation for 2018 | |||||||
3. | Ratification of the Appointment of KPMG | Management | For | For | For | ||
LLP as the Company's Independent | |||||||
Registered Public Accounting Firm for the | |||||||
year 2019 |
EVERSOURCE ENERGY | ||||||
Security | 30040W108 | Meeting Type | Annual | |||
Ticker Symbol | ES | Meeting Date | 01-May-2019 | |||
ISIN | US30040W1080 | Agenda | 934948069 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Trustee: Cotton M. Cleveland | Management | For | For | For | ||
1b. | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | For | ||
1c. | Election of Trustee: James S. DiStasio | Management | For | For | For | ||
1d. | Election of Trustee: Francis A. Doyle | Management | For | For | For | ||
1e. | Election of Trustee: Linda Dorcena Forry | Management | For | For | For | ||
1f. | Election of Trustee: James J. Judge | Management | For | For | For | ||
1g. | Election of Trustee: John Y. Kim | Management | For | For | For | ||
1h. | Election of Trustee: Kenneth R. Leibler | Management | For | For | For | ||
1i. | Election of Trustee: William C. Van Faasen | Management | For | For | For | ||
1j. | Election of Trustee: Frederica M. Williams | Management | For | For | For | ||
2. | Consider an advisory proposal approving | Management | For | For | For | ||
the compensation of our Named Executive | |||||||
Officers. | |||||||
3. | Ratify the selection of Deloitte & Touche | Management | For | For | For | ||
LLP as the independent registered public | |||||||
accounting firm for 2019. |
PEPSICO, INC. | ||||||
Security | 713448108 | Meeting Type | Annual | |||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||
ISIN | US7134481081 | Agenda | 934949112 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Shona L. Brown | Management | For | For | For | ||
1b. | Election of Director: Cesar Conde | Management | For | For | For | ||
1c. | Election of Director: Ian Cook | Management | For | For | For | ||
1d. | Election of Director: Dina Dublon | Management | For | For | For | ||
1e. | Election of Director: Richard W. Fisher | Management | For | For | For | ||
1f. | Election of Director: Michelle Gass | Management | For | For | For | ||
1g. | Election of Director: William R. Johnson | Management | For | For | For | ||
1h. | Election of Director: Ramon Laguarta | Management | For | For | For | ||
1i. | Election of Director: David C. Page | Management | For | For | For | ||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | For | ||
1k. | Election of Director: Daniel Vasella | Management | For | For | For | ||
1l. | Election of Director: Darren Walker | Management | For | For | For | ||
1m. | Election of Director: Alberto Weisser | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm for fiscal | |||||||
year 2019. | |||||||
3. | Advisory approval of the Company's | Management | For | For | For | ||
executive compensation. | |||||||
4. | Approve amendments to the Company's | Management | For | For | For | ||
Articles of Incorporation to eliminate | |||||||
supermajority voting standards. | |||||||
5. | Shareholder Proposal - Independent Board | Shareholder | Against | Against | For | ||
Chairman. | |||||||
6. | Shareholder Proposal - Disclosure of | Shareholder | Against | Against | For | ||
Pesticide Management Data. |
MGM RESORTS INTERNATIONAL | ||||||
Security | 552953101 | Meeting Type | Annual | |||
Ticker Symbol | MGM | Meeting Date | 01-May-2019 | |||
ISIN | US5529531015 | Agenda | 934949718 - Management | |||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mary Chris Gay | Management | For | For | For | ||
1b. | Election of Director: William W. Grounds | Management | For | For | For | ||
1c. | Election of Director: Alexis M. Herman | Management | For | For | For | ||
1d. | Election of Director: Roland Hernandez | Management | For | For | For | ||
1e. | Election of Director: John Kilroy | Management | For | For | For | ||
1f. | Election of Director: Rose McKinney - | Management | For | For | For | ||
James | |||||||
1g. | Election of Director: Keith A. Meister | Management | For | For | For | ||
1h. | Election of Director: James J. Murren | Management | For | For | For | ||
1i. | Election of Director: Paul Salem | Management | For | For | For | ||
1j. | Election of Director: Gregory M. Spierkel | Management | For | For | For | ||
1k. | Election of Director: Jan G. Swartz | Management | For | For | For | ||
1l. | Election of Director: Daniel J. Taylor | Management | For | For | For | ||
2. | To ratify the selection of Deloitte & Touche | Management | For | For | For | ||
LLP, as the independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
STRYKER CORPORATION | ||||||
Security | 863667101 | Meeting Type | Annual | |||
Ticker Symbol | SYK | Meeting Date | 01-May-2019 | |||
ISIN | US8636671013 | Agenda | 934950090 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a) | Election of Director: Mary K. Brainerd | Management | For | For | For | ||
1b) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For | ||
1c) | Election of Director: Roch Doliveux, DVM | Management | For | For | For | ||
1d) | Election of Director: Louise L. Francesconi | Management | For | For | For | ||
1e) | Election of Director: Allan C. Golston (Lead | Management | For | For | For | ||
Independent Director) | |||||||
1f) | Election of Director: Kevin A. Lobo | Management | For | For | For | ||
(Chairman of the Board) | |||||||
1g) | Election of Director: Sherilyn S. McCoy | Management | For | For | For | ||
1h) | Election of Director: Andrew K. Silvernail | Management | For | For | For | ||
1i) | Election of Director: Ronda E. Stryker | Management | For | For | For | ||
1j) | Election of Director: Rajeev Suri | Management | For | For | For | ||
2. | Ratify appointment of Ernst & Young LLP | Management | For | For | For | ||
as our independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. |
TECHNIPFMC PLC | ||||||
Security | G87110105 | Meeting Type | Annual | |||
Ticker Symbol | FTI | Meeting Date | 01-May-2019 | |||
ISIN | GB00BDSFG982 | Agenda | 934951662 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
Kingdom | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Douglas J. Pferdehirt | Management | For | For | For | ||
1b. | Election of Director: Arnaud Caudoux | Management | For | For | For | ||
1c. | Election of Director: Pascal Colombani | Management | For | For | For | ||
1d. | Election of Director: Marie-Ange Debon | Management | For | For | For | ||
1e. | Election of Director: Eleazar de Carvalho | Management | For | For | For | ||
Filho | |||||||
1f. | Election of Director: Claire S. Farley | Management | For | For | For | ||
1g. | Election of Director: Didier Houssin | Management | For | For | For | ||
1h. | Election of Director: Peter Mellbye | Management | For | For | For | ||
1i. | Election of Director: John O'Leary | Management | For | For | For | ||
1j. | Election of Director: Kay G. Priestly | Management | For | For | For | ||
1k. | Election of Director: Joseph Rinaldi | Management | For | For | For | ||
1l. | Election of Director: James M. Ringler | Management | For | For | For | ||
2. | U.K. Annual Report and Accounts: Receipt | Management | For | For | For | ||
of the Company's audited U.K. accounts for | |||||||
the year ended December 31, 2018, | |||||||
including the reports of the directors and the | |||||||
auditor thereon. | |||||||
3. | 2018 Say-on-Pay for Named Executive | Management | Against | For | Against | ||
Officers: Approval of the Company's named | |||||||
executive officer compensation for the year | |||||||
ended December 31, 2018. | |||||||
4. | Frequency of Future Say-on-Pay Proposals | Management | 1 Year | 1 Year | For | ||
for named executive officers: Approval of | |||||||
the frequency of future Say-on-Pay | |||||||
proposals for named executive officers. | |||||||
5. | 2018 Directors' Remuneration Report: | Management | Against | For | Against | ||
Approval of the Company's directors' | |||||||
remuneration report for the year ended | |||||||
December 31, 2018. | |||||||
6. | Ratification of U.S. Auditor: Ratification of | Management | For | For | For | ||
the appointment of | |||||||
PricewaterhouseCoopers LLP ("PwC") as | |||||||
the Company's U.S. independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. |
7. | Re-appointment of U.K. Statutory Auditor: | Management | For | For | For | ||
Re-appointment of PwC as the Company's | |||||||
U.K. statutory auditor under the U.K. | |||||||
Companies Act 2006, to hold office until the | |||||||
next annual general meeting of | |||||||
shareholders at which accounts are laid. | |||||||
8. | U.K. Statutory Auditor Fees: Authorize the | Management | For | For | For | ||
Board of Directors and/or the Audit | |||||||
Committee to determine the remuneration | |||||||
of PwC, in its capacity as the Company's | |||||||
U.K. statutory auditor for the year ending | |||||||
December 31, 2019. |
FEDERAL REALTY INVESTMENT TRUST | ||||||
Security | 313747206 | Meeting Type | Annual | |||
Ticker Symbol | FRT | Meeting Date | 01-May-2019 | |||
ISIN | US3137472060 | Agenda | 934952246 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Trustee: Jon E. Bortz | Management | For | For | For | ||
1.2 | Election of Trustee: David W. Faeder | Management | For | For | For | ||
1.3 | Election of Trustee: Elizabeth I. Holland | Management | For | For | For | ||
1.4 | Election of Trustee: Mark S. Ordan | Management | For | For | For | ||
1.5 | Election of Trustee: Gail P. Steinel | Management | For | For | For | ||
1.6 | Election of Trustee: Warren M. Thompson | Management | For | For | For | ||
1.7 | Election of Trustee: Joseph S. Vassalluzzo | Management | For | For | For | ||
1.8 | Election of Trustee: Donald C. Wood | Management | For | For | For | ||
2. | To hold an advisory vote approving the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | To ratify the appointment of Grant Thornton | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
ARCHER-DANIELS-MIDLAND COMPANY | ||||||
Security | 039483102 | Meeting Type | Annual | |||
Ticker Symbol | ADM | Meeting Date | 01-May-2019 | |||
ISIN | US0394831020 | Agenda | 934954252 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: A.L. Boeckmann | Management | For | For | For | ||
1b. | Election of Director: M.S. Burke | Management | For | For | For | ||
1c. | Election of Director: T.K. Crews | Management | For | For | For | ||
1d. | Election of Director: P. Dufour | Management | For | For | For | ||
1e. | Election of Director: D.E. Felsinger | Management | For | For | For | ||
1f. | Election of Director: S.F. Harrison | Management | For | For | For | ||
1g. | Election of Director: J.R. Luciano | Management | For | For | For | ||
1h. | Election of Director: P.J. Moore | Management | For | For | For | ||
1i. | Election of Director: F.J. Sanchez | Management | For | For | For | ||
1j. | Election of Director: D.A. Sandler | Management | For | For | For | ||
1k. | Election of Director: L.Z. Schlitz | Management | For | For | For | ||
1l. | Election of Director: K.R. Westbrook | Management | For | For | For | ||
2. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as independent auditors for the year | |||||||
ending December 31, 2019. | |||||||
3. | Advisory Vote on Executive Compensation. | Management | Against | For | Against |
ALLERGAN PLC | ||||||
Security | G0177J108 | Meeting Type | Annual | |||
Ticker Symbol | AGN | Meeting Date | 01-May-2019 | |||
ISIN | IE00BY9D5467 | Agenda | 934955696 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-Apr-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | For | ||
1b. | Election of Director: Joseph H. Boccuzi | Management | For | For | For | ||
1c. | Election of Director: Christopher W. Bodine | Management | For | For | For | ||
1d. | Election of Director: Adriane M. Brown | Management | For | For | For | ||
1e. | Election of Director: Christopher J. Coughlin | Management | For | For | For | ||
1f. | Election of Director: Carol Anthony (John) | Management | For | For | For | ||
Davidson | |||||||
1g. | Election of Director: Thomas C. Freyman | Management | For | For | For | ||
1h. | Election of Director: Michael E. Greenberg, | Management | For | For | For | ||
PhD | |||||||
1i. | Election of Director: Robert J. Hugin | Management | For | For | For | ||
1j. | Election of Director: Peter J. McDonnell, | Management | For | For | For | ||
M.D. | |||||||
1k. | Election of Director: Brenton L. Saunders | Management | For | For | For | ||
2. | To approve, in a non-binding vote, Named | Management | For | For | For | ||
Executive Officer compensation. | |||||||
3. | To ratify, in a non-binding vote, the | Management | For | For | For | ||
appointment of PricewaterhouseCoopers | |||||||
LLP as the Company's independent auditor | |||||||
for the fiscal year ending December 31, | |||||||
2019 and to authorize, in a binding vote, the | |||||||
Board of Directors, acting through its Audit | |||||||
and Compliance Committee, to determine | |||||||
PricewaterhouseCoopers LLP's | |||||||
remuneration. | |||||||
4. | To renew the authority of the directors of | Management | For | For | For | ||
the Company (the "Directors") to issue | |||||||
shares. | |||||||
5a. | To renew the authority of the Directors to | Management | For | For | For | ||
issue shares for cash without first offering | |||||||
shares to existing shareholders. | |||||||
5b. | To authorize the Directors to allot new | Management | For | For | For | ||
shares up to an additional 5% for cash in | |||||||
connection with an acquisition or other | |||||||
capital investment. |
6. | To consider a shareholder proposal | Shareholder | Against | Against | For | ||
requiring an independent Board Chairman | |||||||
(immediate change), if properly presented | |||||||
at the meeting. |
TOTAL SYSTEM SERVICES, INC. | ||||||
Security | 891906109 | Meeting Type | Annual | |||
Ticker Symbol | TSS | Meeting Date | 02-May-2019 | |||
ISIN | US8919061098 | Agenda | 934937028 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: F. Thaddeus Arroyo | Management | For | For | For | ||
1b. | Election of Director: Kriss Cloninger III | Management | For | For | For | ||
1c. | Election of Director: Walter W. Driver, Jr. | Management | For | For | For | ||
1d. | Election of Director: Sidney E. Harris | Management | For | For | For | ||
1e. | Election of Director: Joia M. Johnson | Management | For | For | For | ||
1f. | Election of Director: Connie D. McDaniel | Management | For | For | For | ||
1g. | Election of Director: Richard A. Smith | Management | For | For | For | ||
1h. | Election of Director: John T. Turner | Management | For | For | For | ||
1i. | Election of Director: M. Troy Woods | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as TSYS' independent auditor for the | |||||||
year 2019. | |||||||
3. | Approval of the advisory resolution to | Management | For | For | For | ||
approve executive compensation. | |||||||
4. | Approval of an amendment to TSYS' | Management | For | For | For | ||
Articles of Incorporation to eliminate the | |||||||
super majority voting requirement. |
KIMBERLY-CLARK CORPORATION | ||||||
Security | 494368103 | Meeting Type | Annual | |||
Ticker Symbol | KMB | Meeting Date | 02-May-2019 | |||
ISIN | US4943681035 | Agenda | 934939298 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Abelardo E. Bru | Management | For | For | For | ||
1b. | Election of Director: Robert W. Decherd | Management | For | For | For | ||
1c. | Election of Director: Thomas J. Falk | Management | For | For | For | ||
1d. | Election of Director: Fabian T. Garcia | Management | For | For | For | ||
1e. | Election of Director: Michael D. Hsu | Management | For | For | For | ||
1f. | Election of Director: Mae C. Jemison, M.D. | Management | For | For | For | ||
1g. | Election of Director: Nancy J. Karch | Management | For | For | For | ||
1h. | Election of Director: S. Todd Maclin | Management | For | For | For | ||
1i. | Election of Director: Sherilyn S. McCoy | Management | For | For | For | ||
1j. | Election of Director: Christa S. Quarles | Management | For | For | For | ||
1k. | Election of Director: Ian C. Read | Management | For | For | For | ||
1l. | Election of Director: Marc J. Shapiro | Management | For | For | For | ||
1m. | Election of Director: Dunia A. Shive | Management | For | For | For | ||
1n. | Election of Director: Michael D. White | Management | For | For | For | ||
2. | Ratification of Auditor | Management | For | For | For | ||
3. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation |
CAPITAL ONE FINANCIAL CORPORATION | ||||||
Security | 14040H105 | Meeting Type | Annual | |||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | |||
ISIN | US14040H1059 | Agenda | 934941596 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | For | ||
1B. | Election of Director: Aparna | Management | For | For | For | ||
Chennapragada | |||||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | For | ||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | For | ||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | For | ||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | For | ||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | For | ||
1H. | Election of Director: Peter E. Raskind | Management | For | For | For | ||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | For | ||
1J. | Election of Director: Bradford H. Warner | Management | For | For | For | ||
1K. | Election of Director: Catherine G. West | Management | For | For | For | ||
2. | Ratification of the selection of Ernst & | Management | For | For | For | ||
Young LLP as independent registered | |||||||
public accounting firm of Capital One for | |||||||
2019. | |||||||
3. | Advisory approval of Capital One's 2018 | Management | For | For | For | ||
Named Executive Officer compensation. | |||||||
4. | Approval and adoption of the Capital One | Management | For | For | For | ||
Financial Corporation Fifth Amended and | |||||||
Restated 2004 Stock Incentive Plan. | |||||||
5. | Stockholder proposal requesting | Shareholder | For | Against | Against | ||
stockholders' right to act by written consent, | |||||||
if properly presented at the meeting. |
FLUOR CORPORATION | ||||||
Security | 343412102 | Meeting Type | Annual | |||
Ticker Symbol | FLR | Meeting Date | 02-May-2019 | |||
ISIN | US3434121022 | Agenda | 934943211 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Peter K. Barker | Management | For | For | For | ||
1B. | Election of Director: Alan M. Bennett | Management | For | For | For | ||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For | ||
1D. | Election of Director: Alan L. Boeckmann | Management | For | For | For | ||
1E. | Election of Director: Peter J. Fluor | Management | For | For | For | ||
1F. | Election of Director: James T. Hackett | Management | For | For | For | ||
1G. | Election of Director: Samuel J. Locklear III | Management | For | For | For | ||
1H. | Election of Director: Deborah D. | Management | For | For | For | ||
McWhinney | |||||||
1I. | Election of Director: Armando J. Olivera | Management | For | For | For | ||
1J. | Election of Director: Matthew K. Rose | Management | For | For | For | ||
1K. | Election of Director: David T. Seaton | Management | For | For | For | ||
1L. | Election of Director: Nader H. Sultan | Management | For | For | For | ||
1M. | Election of Director: Lynn C. Swann | Management | For | For | For | ||
2. | An advisory vote to approve the company's | Management | For | For | For | ||
executive compensation. | |||||||
3. | The ratification of the appointment by our | Management | For | For | For | ||
Audit Committee of Ernst & Young LLP as | |||||||
independent registered public accounting | |||||||
firm for the fiscal year ending December 31, | |||||||
2019. | |||||||
4. | Stockholder proposal requesting adoption | Shareholder | Against | Against | For | ||
of greenhouse gas emissions reduction | |||||||
goals. |
AMEREN CORPORATION | ||||||
Security | 023608102 | Meeting Type | Annual | |||
Ticker Symbol | AEE | Meeting Date | 02-May-2019 | |||
ISIN | US0236081024 | Agenda | 934943259 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | ELECTION OF DIRECTOR: WARNER L. | Management | For | For | For | ||
BAXTER | |||||||
1b. | ELECTION OF DIRECTOR: CATHERINE | Management | For | For | For | ||
S. BRUNE | |||||||
1c. | ELECTION OF DIRECTOR: J. EDWARD | Management | For | For | For | ||
COLEMAN | |||||||
1d. | ELECTION OF DIRECTOR: WARD H. | Management | For | For | For | ||
DICKSON | |||||||
1e. | ELECTION OF DIRECTOR: NOELLE K. | Management | For | For | For | ||
EDER | |||||||
1f. | ELECTION OF DIRECTOR: ELLEN M. | Management | For | For | For | ||
FITZSIMMONS | |||||||
1g. | ELECTION OF DIRECTOR: RAFAEL | Management | For | For | For | ||
FLORES | |||||||
1h. | ELECTION OF DIRECTOR: RICHARD J. | Management | For | For | For | ||
HARSHMAN | |||||||
1i. | ELECTION OF DIRECTOR: CRAIG S. | Management | For | For | For | ||
IVEY | |||||||
1j. | ELECTION OF DIRECTOR: JAMES C. | Management | For | For | For | ||
JOHNSON | |||||||
1k. | ELECTION OF DIRECTOR: STEVEN H. | Management | For | For | For | ||
LIPSTEIN | �� | ||||||
1l. | ELECTION OF DIRECTOR: STEPHEN R. | Management | For | For | For | ||
WILSON | |||||||
2. | ADVISORY APPROVAL OF | Management | For | For | For | ||
COMPENSATION OF THE NAMED | |||||||
EXECUTIVE OFFICERS DISCLOSED IN | |||||||
THE PROXY STATEMENT. | |||||||
3. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||
OF PRICEWATERHOUSECOOPERS LLP | |||||||
AS INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE FISCAL | |||||||
YEAR ENDING DECEMBER 31, 2019. | |||||||
4. | IN THEIR DISCRETION, THE PROXIES | Management | Against | For | Against | ||
ARE AUTHORIZED TO VOTE ON SUCH | |||||||
OTHER BUSINESS AS MAY PROPERLY | |||||||
COME BEFORE THE MEETING OR ANY | |||||||
ADJOURNMENT THEREOF. |
VERIZON COMMUNICATIONS INC. | ||||||
Security | 92343V104 | Meeting Type | Annual | |||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | For | ||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | For | ||
1c. | Election of Director: Vittorio Colao | Management | For | For | For | ||
1d. | Election of Director: Melanie L. Healey | Management | For | For | For | ||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | ||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | For | ||
1g. | Election of Director: Rodney E. Slater | Management | For | For | For | ||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | For | ||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | For | ||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | For | ||
2. | Ratification of Appointment of Independent | Management | For | For | For | ||
Registered Public Accounting Firm | |||||||
3. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation | |||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | Against | For | ||
5. | Independent Chair | Shareholder | Against | Against | For | ||
6. | Report on Online Child Exploitation | Shareholder | Against | Against | For | ||
7. | Cybersecurity and Data Privacy | Shareholder | Against | Against | For | ||
8. | Severance Approval Policy | Shareholder | Against | Against | For |
CORNING INCORPORATED | ||||||
Security | 219350105 | Meeting Type | Annual | |||
Ticker Symbol | GLW | Meeting Date | 02-May-2019 | |||
ISIN | US2193501051 | Agenda | 934945633 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Donald W. Blair | Management | For | For | For | ||
1b. | Election of Director: Leslie A. Brun | Management | For | For | For | ||
1c. | Election of Director: Stephanie A. Burns | Management | For | For | For | ||
1d. | Election of Director: John A. Canning, Jr. | Management | For | For | For | ||
1e. | Election of Director: Richard T. Clark | Management | For | For | For | ||
1f. | Election of Director: Robert F. Cummings, | Management | For | For | For | ||
Jr. | |||||||
1g. | Election of Director: Deborah A. Henretta | Management | For | For | For | ||
1h. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | ||
1i. | Election of Director: Kurt M. Landgraf | Management | For | For | For | ||
1j. | Election of Director: Kevin J. Martin | Management | For | For | For | ||
1k. | Election of Director: Deborah D. Rieman | Management | For | For | For | ||
1l. | Election of Director: Hansel E. Tookes II | Management | For | For | For | ||
1m. | Election of Director: Wendell P. Weeks | Management | For | For | For | ||
1n. | Election of Director: Mark S. Wrighton | Management | For | For | For | ||
2. | Advisory approval of the Company's | Management | For | For | For | ||
executive compensation (Say on Pay). | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for the fiscal year ending December 31, | |||||||
2019. | |||||||
4. | Approval of the 2019 Equity Plan for Non- | Management | For | For | For | ||
Employee Directors. |
WEC ENERGY GROUP, INC. | ||||||
Security | 92939U106 | Meeting Type | Annual | |||
Ticker Symbol | WEC | Meeting Date | 02-May-2019 | |||
ISIN | US92939U1060 | Agenda | 934945746 - Management | |||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Barbara L. Bowles | Management | For | For | For | ||
1b. | Election of Director: Albert J. Budney, Jr. | Management | For | For | For | ||
1c. | Election of Director: Patricia W. Chadwick | Management | For | For | For | ||
1d. | Election of Director: Curt S. Culver | Management | For | For | For | ||
1e. | Election of Director: Danny L. Cunningham | Management | For | For | For | ||
1f. | Election of Director: William M. Farrow III | Management | For | For | For | ||
1g. | Election of Director: Thomas J. Fischer | Management | For | For | For | ||
1h. | Election of Director: J. Kevin Fletcher | Management | For | For | For | ||
1i. | Election of Director: Gale E. Klappa | Management | For | For | For | ||
1j. | Election of Director: Henry W. Knueppel | Management | For | For | For | ||
1k. | Election of Director: Allen L. Leverett | Management | Against | For | Against | ||
1l. | Election of Director: Ulice Payne, Jr. | Management | For | For | For | ||
1m. | Election of Director: Mary Ellen Stanek | Management | For | For | For | ||
2. | Advisory Vote to Approve Compensation of | Management | For | For | For | ||
the Named Executive Officers | |||||||
3. | Ratification of Deloitte & Touche LLP as | Management | For | For | For | ||
Independent Auditors for 2019 |
ECOLAB INC. | ||||||
Security | 278865100 | Meeting Type | Annual | |||
Ticker Symbol | ECL | Meeting Date | 02-May-2019 | |||
ISIN | US2788651006 | Agenda | 934949124 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | ||
1b. | Election of Director: Shari L. Ballard | Management | For | For | For | ||
1c. | Election of Director: Barbara J. Beck | Management | For | For | For | ||
1d. | Election of Director: Leslie S. Biller | Management | For | For | For | ||
1e. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For | ||
1f. | Election of Director: Arthur J. Higgins | Management | For | For | For | ||
1g. | Election of Director: Michael Larson | Management | For | For | For | ||
1h. | Election of Director: David W. MacLennan | Management | For | For | For | ||
1i. | Election of Director: Tracy B. McKibben | Management | For | For | For | ||
1j. | Election of Director: Lionel L. Nowell, III | Management | For | For | For | ||
1k. | Election of Director: Victoria J. Reich | Management | For | For | For | ||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | ||
1m. | Election of Director: John J. Zillmer | Management | For | For | For | ||
2. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent registered public accounting | |||||||
firm for the current year ending December | |||||||
31, 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of executives disclosed in the Proxy | |||||||
Statement. | |||||||
4. | Stockholder proposal requesting an | Shareholder | Against | Against | For | ||
independent board chair, if properly | |||||||
presented. |
THE GOLDMAN SACHS GROUP, INC. | ||||||
Security | 38141G104 | Meeting Type | Annual | |||
Ticker Symbol | GS | Meeting Date | 02-May-2019 | |||
ISIN | US38141G1040 | Agenda | 934949225 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: M. Michele Burns | Management | For | For | For | ||
1b. | Election of Director: Drew G. Faust | Management | For | For | For | ||
1c. | Election of Director: Mark A. Flaherty | Management | For | For | For | ||
1d. | Election of Director: Ellen J. Kullman | Management | For | For | For | ||
1e. | Election of Director: Lakshmi N. Mittal | Management | For | For | For | ||
1f. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | For | ||
1g. | Election of Director: Peter Oppenheimer | Management | For | For | For | ||
1h. | Election of Director: David M. Solomon | Management | For | For | For | ||
1i. | Election of Director: Jan E. Tighe | Management | For | For | For | ||
1j. | Election of Director: David A. Viniar | Management | For | For | For | ||
1k. | Election of Director: Mark O. Winkelman | Management | For | For | For | ||
2. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation (Say on Pay) | |||||||
3. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as our Independent Registered Public | |||||||
Accounting Firm for 2019 | |||||||
4. | Shareholder Proposal Regarding Right to | Shareholder | For | Against | Against | ||
Act by Written Consent |
DOVER CORPORATION | ||||||
Security | 260003108 | Meeting Type | Annual | |||
Ticker Symbol | DOV | Meeting Date | 02-May-2019 | |||
ISIN | US2600031080 | Agenda | 934949251 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: H.J. Gilbertson, Jr. | Management | For | For | For | ||
1b. | Election of Director: K.C. Graham | Management | For | For | For | ||
1c. | Election of Director: M.F. Johnston | Management | For | For | For | ||
1d. | Election of Director: E.A. Spiegel | Management | For | For | For | ||
1e. | Election of Director: R.J. Tobin | Management | For | For | For | ||
1f. | Election of Director: S.M. Todd | Management | For | For | For | ||
1g. | Election of Director: S.K. Wagner | Management | For | For | For | ||
1h. | Election of Director: K.E. Wandell | Management | For | For | For | ||
1i. | Election of Director: M.A. Winston | Management | For | For | For | ||
2. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | To approve, on an advisory basis, named | Management | Against | For | Against | ||
executive officer compensation. | |||||||
4. | To approve amendments to Article 15 of our | Management | For | For | For | ||
Restated Certificate of Incorporation to | |||||||
eliminate the super-majority voting | |||||||
requirement. | |||||||
5. | To approve amendments to Article 16 of our | Management | For | For | For | ||
Restated Certificate of Incorporation to | |||||||
eliminate the super-majority voting | |||||||
requirement. |
DUKE ENERGY CORPORATION | ||||||
Security | 26441C204 | Meeting Type | Annual | |||
Ticker Symbol | DUK | Meeting Date | 02-May-2019 | |||
ISIN | US26441C2044 | Agenda | 934949326 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Michael G. Browning | For | For | For | |||||
2 | Annette K. Clayton | For | For | For | |||||
3 | Theodore F. Craver, Jr. | For | For | For | |||||
4 | Robert M. Davis | For | For | For | |||||
5 | Daniel R. DiMicco | For | For | For | |||||
6 | Lynn J. Good | For | For | For | |||||
7 | John T. Herron | For | For | For | |||||
8 | William E. Kennard | For | For | For | |||||
9 | E. Marie McKee | For | For | For | |||||
10 | Charles W. Moorman IV | For | For | For | |||||
11 | Marya M. Rose | For | For | For | |||||
12 | Carlos A. Saladrigas | For | For | For | |||||
13 | Thomas E. Skains | For | For | For | |||||
14 | William E. Webster, Jr. | For | For | For | |||||
2. | Ratification of Deloitte & Touche LLP as | Management | For | For | For | ||||
Duke Energy's independent registered | |||||||||
public accounting firm for 2019 | |||||||||
3. | Advisory vote to approve Duke Energy's | Management | For | For | For | ||||
named executive officer compensation | |||||||||
4. | Shareholder proposal regarding political | Shareholder | Against | Against | For | ||||
contributions | |||||||||
5. | Shareholder proposal regarding providing | Shareholder | Against | Against | For | ||||
an annual report on Duke Energy's lobbying | |||||||||
expenses | |||||||||
6. | Shareholder proposal regarding a report on | Shareholder | Against | Against | For | ||||
mitigating health and climate impacts of | |||||||||
coal use | |||||||||
7. | Shareholder proposal regarding a report on | Shareholder | Against | Against | For | ||||
the costs and benefits of Duke Energy's | |||||||||
voluntary environment-related activities |
WELLTOWER INC. | ||||||
Security | 95040Q104 | Meeting Type | Annual | |||
Ticker Symbol | WELL | Meeting Date | 02-May-2019 | |||
ISIN | US95040Q1040 | Agenda | 934949720 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kenneth J. Bacon | Management | For | For | For | ||
1b. | Election of Director: Thomas J. DeRosa | Management | For | For | For | ||
1c. | Election of Director: Karen B. DeSalvo | Management | For | For | For | ||
1d. | Election of Director: Jeffrey H. Donahue | Management | For | For | For | ||
1e. | Election of Director: Timothy J. Naughton | Management | For | For | For | ||
1f. | Election of Director: Sharon M. Oster | Management | For | For | For | ||
1g. | Election of Director: Sergio D. Rivera | Management | For | For | For | ||
1h. | Election of Director: Johnese M. Spisso | Management | For | For | For | ||
1i. | Election of Director: Kathryn M. Sullivan | Management | For | For | For | ||
1j. | Election of Director: R. Scott Trumbull | Management | For | For | For | ||
1k. | Election of Director: Gary Whitelaw | Management | For | For | For | ||
2. | The ratification of the appointment of Ernst | Management | For | For | For | ||
& Young LLP as independent registered | |||||||
public accounting firm for the fiscal year | |||||||
2019. | |||||||
3. | The approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers as disclosed in the 2019 Proxy | |||||||
Statement. |
CHURCH & DWIGHT CO., INC. | ||||||
Security | 171340102 | Meeting Type | Annual | |||
Ticker Symbol | CHD | Meeting Date | 02-May-2019 | |||
ISIN | US1713401024 | Agenda | 934949869 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bradley C. Irwin | Management | For | For | For | ||
1b. | Election of Director: Penry W. Price | Management | For | For | For | ||
1c. | Election of Director: Arthur B. Winkleblack | Management | For | For | For | ||
2. | Advisory vote to approve compensation of | Management | For | For | For | ||
our named executive officers. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for 2019. |
EQUIFAX INC. | ||||||
Security | 294429105 | Meeting Type | Annual | |||
Ticker Symbol | EFX | Meeting Date | 02-May-2019 | |||
ISIN | US2944291051 | Agenda | 934951383 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mark W. Begor | Management | For | For | For | ||
1b. | Election of Director: Mark L. Feidler | Management | For | For | For | ||
1c. | Election of Director: G. Thomas Hough | Management | For | For | For | ||
1d. | Election of Director: Robert D. Marcus | Management | For | For | For | ||
1e. | Election of Director: Siri S. Marshall | Management | For | For | For | ||
1f. | Election of Director: Scott A. McGregor | Management | For | For | For | ||
1g. | Election of Director: John A. McKinley | Management | For | For | For | ||
1h. | Election of Director: Robert W. Selander | Management | For | For | For | ||
1i. | Election of Director: Elane B. Stock | Management | For | For | For | ||
1j. | Election of Director: Heather H. Wilson | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | Against | For | Against | ||
officer compensation. | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as independent registered | |||||||
public accounting firm for 2019. |
CADENCE DESIGN SYSTEMS, INC. | ||||||
Security | 127387108 | Meeting Type | Annual | |||
Ticker Symbol | CDNS | Meeting Date | 02-May-2019 | |||
ISIN | US1273871087 | Agenda | 934953628 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Mark W. Adams | Management | For | For | For | ||
1.2 | Election of Director: Susan L. Bostrom | Management | For | For | For | ||
1.3 | Election of Director: James D. Plummer | Management | For | For | For | ||
1.4 | Election of Director: Alberto Sangiovanni- | Management | For | For | For | ||
Vincentelli | |||||||
1.5 | Election of Director: John B. Shoven | Management | For | For | For | ||
1.6 | Election of Director: Roger S. Siboni | Management | For | For | For | ||
1.7 | Election of Director: Young K. Sohn | Management | For | For | For | ||
1.8 | Election of Director: Lip-Bu Tan | Management | For | For | For | ||
1.9 | Election of Director: Mary Agnes Wilderotter | Management | For | For | For | ||
2. | Approval of the amendment of the Omnibus | Management | For | For | For | ||
Equity Incentive Plan. | |||||||
3. | Approval of the amendment of the Restated | Management | For | For | For | ||
Certificate of Incorporation to eliminate | |||||||
supermajority vote requirements for | |||||||
specified corporate actions. | |||||||
4. | Advisory resolution to approve named | Management | For | For | For | ||
executive officer compensation. | |||||||
5. | Ratification of the selection of KPMG LLP | Management | For | For | For | ||
as the independent registered public | |||||||
accounting firm of Cadence for its fiscal | |||||||
year ending December 28, 2019. |
EASTMAN CHEMICAL COMPANY | ||||||
Security | 277432100 | Meeting Type | Annual | |||
Ticker Symbol | EMN | Meeting Date | 02-May-2019 | |||
ISIN | US2774321002 | Agenda | 934962158 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 01-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: HUMBERTO P. | Management | For | For | For | ||
ALFONSO | |||||||
1b. | Election of Director: BRETT D. | Management | For | For | For | ||
BEGEMANN | |||||||
1c. | Election of Director: MICHAEL P. | Management | For | For | For | ||
CONNORS | |||||||
1d. | Election of Director: MARK J. COSTA | Management | For | For | For | ||
1e. | Election of Director: ROBERT M. | Management | For | For | For | ||
HERNANDEZ | |||||||
1f. | Election of Director: JULIE F. HOLDER | Management | For | For | For | ||
1g. | Election of Director: RENÉE J. | Management | For | For | For | ||
HORNBAKER | |||||||
1h. | Election of Director: LEWIS M. KLING | Management | For | For | For | ||
1i. | Election of Director: KIM ANN MINK | Management | For | For | For | ||
1j. | Election of Director: JAMES J. O'BRIEN | Management | For | For | For | ||
1k. | Election of Director: DAVID W. RAISBECK | Management | For | For | For | ||
2. | Advisory Approval of Executive | Management | For | For | For | ||
Compensation as Disclosed in Proxy | |||||||
Statement | |||||||
3. | Ratification of Appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Independent Registered Public Accounting | |||||||
Firm | |||||||
4. | Advisory Vote on Stockholder Proposal | Shareholder | For | Against | Against | ||
Requesting that the Board of Directors Take | |||||||
Steps Necessary to Permit Stockholders to | |||||||
Act by Written Consent |
CMS ENERGY CORPORATION | ||||||
Security | 125896100 | Meeting Type | Annual | |||
Ticker Symbol | CMS | Meeting Date | 03-May-2019 | |||
ISIN | US1258961002 | Agenda | 934945594 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jon E. Barfield | Management | For | For | For | ||
1b. | Election of Director: Deborah H. Butler | Management | For | For | For | ||
1c. | Election of Director: Kurt L. Darrow | Management | For | For | For | ||
1d. | Election of Director: Stephen E. Ewing | Management | For | For | For | ||
1e. | Election of Director: William D. Harvey | Management | For | For | For | ||
1f. | Election of Director: Patricia K. Poppe | Management | For | For | For | ||
1g. | Election of Director: John G. Russell | Management | For | For | For | ||
1h. | Election of Director: Suzanne F. Shank | Management | For | For | For | ||
1i. | Election of Director: Myrna M. Soto | Management | For | For | For | ||
1j. | Election of Director: John G. Sznewajs | Management | For | For | For | ||
1k. | Election of Director: Laura H. Wright | Management | For | For | For | ||
2. | Approve, on an advisory basis, the | Management | For | For | For | ||
Company's executive compensation. | |||||||
3. | Ratify the appointment of independent | Management | For | For | For | ||
registered public accounting firm | |||||||
(PricewaterhouseCoopers LLP). | |||||||
4. | Shareholder Proposal - Political | Shareholder | Against | Against | For | ||
Contributions Disclosure. |
ABBVIE INC. | ||||||
Security | 00287Y109 | Meeting Type | Annual | |||
Ticker Symbol | ABBV | Meeting Date | 03-May-2019 | |||
ISIN | US00287Y1091 | Agenda | 934949162 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | William H.L. Burnside | For | For | For | |||||
2 | Brett J. Hart | For | For | For | |||||
3 | Edward J. Rapp | For | For | For | |||||
2. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||||
AbbVie's independent registered public | |||||||||
accounting firm for 2019 | |||||||||
3. | Say on Pay - An advisory vote on the | Management | For | For | For | ||||
approval of executive compensation | |||||||||
4. | Approval of a management proposal | Management | For | For | For | ||||
regarding amendment of the certificate of | |||||||||
incorporation for a simple majority vote | |||||||||
5. | Stockholder Proposal - to Issue an Annual | Shareholder | Against | Against | For | ||||
Report on Lobbying | |||||||||
6. | Stockholder Proposal - to Issue a | Shareholder | Against | Against | For | ||||
Compensation Committee Report on Drug | |||||||||
Pricing | |||||||||
7. | Stockholder Proposal - to Adopt a Policy to | Shareholder | Against | Against | For | ||||
Require Independent Chairman |
ILLINOIS TOOL WORKS INC. | ||||||
Security | 452308109 | Meeting Type | Annual | |||
Ticker Symbol | ITW | Meeting Date | 03-May-2019 | |||
ISIN | US4523081093 | Agenda | 934949314 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Daniel J. Brutto | Management | For | For | For | ||
1b. | Election of Director: Susan Crown | Management | For | For | For | ||
1c. | Election of Director: James W. Griffith | Management | For | For | For | ||
1d. | Election of Director: Jay L. Henderson | Management | For | For | For | ||
1e. | Election of Director: Richard H. Lenny | Management | For | For | For | ||
1f. | Election of Director: E. Scott Santi | Management | For | For | For | ||
1g. | Election of Director: James A. Skinner | Management | For | For | For | ||
1h. | Election of Director: David B. Smith, Jr. | Management | For | For | For | ||
1i. | Election of Director: Pamela B. Strobel | Management | For | For | For | ||
1j. | Election of Director: Kevin M. Warren | Management | For | For | For | ||
1k. | Election of Director: Anre D. Williams | Management | For | For | For | ||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as ITW's independent | |||||||
registered public accounting firm for 2019. | |||||||
3. | Advisory vote to approve compensation of | Management | For | For | For | ||
ITW's named executive officers. | |||||||
4. | A non-binding stockholder proposal, if | Shareholder | For | Against | Against | ||
presented at the meeting, to permit | |||||||
stockholders to act by written consent. | |||||||
5. | A non-binding stockholder proposal, if | Shareholder | Against | Against | For | ||
presented at the meeting, to set Company- | |||||||
wide greenhouse gas emissions targets. |
CSX CORPORATION | ||||||
Security | 126408103 | Meeting Type | Annual | |||
Ticker Symbol | CSX | Meeting Date | 03-May-2019 | |||
ISIN | US1264081035 | Agenda | 934950204 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Donna M. Alvarado | Management | For | For | For | ||
1b. | Election of Director: Pamela L. Carter | Management | For | For | For | ||
1c. | Election of Director: James M. Foote | Management | For | For | For | ||
1d. | Election of Director: Steven T. Halverson | Management | For | For | For | ||
1e. | Election of Director: Paul C. Hilal | Management | For | For | For | ||
1f. | Election of Director: John D. McPherson | Management | For | For | For | ||
1g. | Election of Director: David M. Moffett | Management | For | For | For | ||
1h. | Election of Director: Linda H. Riefler | Management | For | For | For | ||
1i. | Election of Director: J. Steven Whisler | Management | For | For | For | ||
1j. | Election of Director: John J. Zillmer | Management | For | For | For | ||
2. | The ratification of the appointment of Ernst | Management | For | For | For | ||
& Young LLP as the Independent | |||||||
Registered Public Accounting Firm for | |||||||
2019. | |||||||
3. | Advisory (non-binding) resolution to | Management | For | For | For | ||
approve compensation for the Company's | |||||||
named executive officers. | |||||||
4. | The Approval of the 2019 CSX Stock and | Management | For | For | For | ||
Incentive Award Plan. |
ENTERGY CORPORATION | ||||||
Security | 29364G103 | Meeting Type | Annual | |||
Ticker Symbol | ETR | Meeting Date | 03-May-2019 | |||
ISIN | US29364G1031 | Agenda | 934954074 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: J. R. Burbank | Management | For | For | For | ||
1b. | Election of Director: P. J. Condon | Management | For | For | For | ||
1c. | Election of Director: L. P. Denault | Management | For | For | For | ||
1d. | Election of Director: K. H. Donald | Management | For | For | For | ||
1e. | Election of Director: P. L. Frederickson | Management | For | For | For | ||
1f. | Election of Director: A. M. Herman | Management | For | For | For | ||
1g. | Election of Director: M. E. Hyland | Management | For | For | For | ||
1h. | Election of Director: S. L. Levenick | Management | For | For | For | ||
1i. | Election of Director: B. L. Lincoln | Management | For | For | For | ||
1j. | Election of Director: K. A. Puckett | Management | For | For | For | ||
2. | Ratification of the Appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as Independent Registered | |||||||
Public Accountants for 2019. | |||||||
3. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation. | |||||||
4. | Approval of the Entergy Corporation 2019 | Management | For | For | For | ||
Omnibus Incentive Plan. |
TELEFLEX INCORPORATED | ||||||
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 03-May-2019 | |||
ISIN | US8793691069 | Agenda | 934970054 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 02-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John C. Heinmiller | Management | For | For | For | ||
1b. | Election of Director: Andrew A. Krakauer | Management | For | For | For | ||
1c. | Election of Director: Richard A. Packer | Management | For | For | For | ||
2. | Approval, on an advisory basis, of named | Management | For | For | For | ||
executive officer compensation. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. |
BERKSHIRE HATHAWAY INC. | ||||||
Security | 084670702 | Meeting Type | Annual | |||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | |||
ISIN | US0846707026 | Agenda | 934943362 - Management | |||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 03-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Warren E. Buffett | For | For | For | |||||
2 | Charles T. Munger | For | For | For | |||||
3 | Gregory E. Abel | For | For | For | |||||
4 | Howard G. Buffett | For | For | For | |||||
5 | Stephen B. Burke | For | For | For | |||||
6 | Susan L. Decker | For | For | For | |||||
7 | William H. Gates III | For | For | For | |||||
8 | David S. Gottesman | For | For | For | |||||
9 | Charlotte Guyman | For | For | For | |||||
10 | Ajit Jain | For | For | For | |||||
11 | Thomas S. Murphy | For | For | For | |||||
12 | Ronald L. Olson | For | For | For | |||||
13 | Walter Scott, Jr. | For | For | For | |||||
14 | Meryl B. Witmer | For | For | For |
ELI LILLY AND COMPANY | ||||||
Security | 532457108 | Meeting Type | Annual | |||
Ticker Symbol | LLY | Meeting Date | 06-May-2019 | |||
ISIN | US5324571083 | Agenda | 934940215 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 03-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of director for three-year term: R. | Management | For | For | For | ||
Alvarez | |||||||
1b. | Election of director for three-year term: C. | Management | For | For | For | ||
R. Bertozzi | |||||||
1c. | Election of director for three-year term: J. R. | Management | For | For | For | ||
Luciano | |||||||
1d. | Election of director for three-year term: K. | Management | For | For | For | ||
P. Seifert | |||||||
2. | Approval, by non-binding vote, of the | Management | For | For | For | ||
compensation paid to the company's named | |||||||
executive officers. | |||||||
3. | Ratification of Ernst & Young LLP as the | Management | For | For | For | ||
principal independent auditor for 2019. | |||||||
4. | Approve amendments to the Articles of | Management | For | For | For | ||
Incorporation to eliminate the classified | |||||||
board structure. | |||||||
5. | Approve amendments to the Articles of | Management | For | For | For | ||
Incorporation to eliminate all supermajority | |||||||
voting provisions. | |||||||
6. | Shareholder proposal requesting a report | Shareholder | Against | Against | For | ||
regarding direct and indirect political | |||||||
expenditures. |
LKQ CORPORATION | ||||||
Security | 501889208 | Meeting Type | Annual | |||
Ticker Symbol | LKQ | Meeting Date | 06-May-2019 | |||
ISIN | US5018892084 | Agenda | 934948110 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 03-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: A. Clinton Allen | Management | For | For | For | ||
1b. | Election of Director: Meg A. Divitto | Management | For | For | For | ||
1c. | Election of Director: Robert M. Hanser | Management | For | For | For | ||
1d. | Election of Director: Joseph M. Holsten | Management | For | For | For | ||
1e. | Election of Director: Blythe J. McGarvie | Management | For | For | For | ||
1f. | Election of Director: John W. Mendel | Management | For | For | For | ||
1g. | Election of Director: Jody G. Miller | Management | For | For | For | ||
1h. | Election of Director: John F. O'Brien | Management | For | For | For | ||
1i. | Election of Director: Guhan Subramanian | Management | For | For | For | ||
1j. | Election of Director: William M. Webster, IV | Management | For | For | For | ||
1k. | Election of Director: Dominick Zarcone | Management | For | For | For | ||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for our fiscal year | |||||||
ending December 31, 2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
AFLAC INCORPORATED | ||||||
Security | 001055102 | Meeting Type | Annual | |||
Ticker Symbol | AFL | Meeting Date | 06-May-2019 | |||
ISIN | US0010551028 | Agenda | 934949201 - Management | |||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 03-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Daniel P. Amos | Management | For | For | For | ||
1b. | Election of Director: W. Paul Bowers | Management | For | For | For | ||
1c. | Election of Director: Toshihiko Fukuzawa | Management | For | For | For | ||
1d. | Election of Director: Robert B. Johnson | Management | For | For | For | ||
1e. | Election of Director: Thomas J. Kenny | Management | For | For | For | ||
1f. | Election of Director: Georgette D. Kiser | Management | For | For | For | ||
1g. | Election of Director: Karole F. Lloyd | Management | For | For | For | ||
1h. | Election of Director: Joseph L. Moskowitz | Management | For | For | For | ||
1i. | Election of Director: Barbara K. Rimer, | Management | For | For | For | ||
DrPH | |||||||
1j. | Election of Director: Katherine T. Rohrer | Management | For | For | For | ||
1k. | Election of Director: Melvin T. Stith | Management | For | For | For | ||
2. | To consider the following non-binding | Management | For | For | For | ||
advisory proposal: "Resolved, on an | |||||||
advisory basis, the shareholders of Aflac | |||||||
Incorporated approve the compensation of | |||||||
the named executives, as disclosed | |||||||
pursuant to the compensation disclosure | |||||||
rules of the Securities and Exchange | |||||||
Commission, including the Compensation | |||||||
Discussion and Analysis and accompanying | |||||||
tables and narrative of the Notice of 2019 | |||||||
Annual Meeting of Shareholders and Proxy | |||||||
Statement" | |||||||
3. | To consider and act upon the ratification of | Management | For | For | For | ||
the appointment of KPMG LLP as | |||||||
independent registered public accounting | |||||||
firm of the Company for the year ending | |||||||
December 31, 2019 |
FORTUNE BRANDS HOME & SECURITY, INC. | ||||||
Security | 34964C106 | Meeting Type | Annual | |||
Ticker Symbol | FBHS | Meeting Date | 07-May-2019 | |||
ISIN | US34964C1062 | Agenda | 934947548 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class II Director: Irial Finan | Management | For | For | For | ||
1b. | Election of Class II Director: Susan S. | Management | For | For | For | ||
Kilsby | |||||||
1c. | Election of Class II Director: Christopher J. | Management | For | For | For | ||
Klein | |||||||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. |
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||
Security | 302130109 | Meeting Type | Annual | |||
Ticker Symbol | EXPD | Meeting Date | 07-May-2019 | |||
ISIN | US3021301094 | Agenda | 934947574 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Robert R. Wright | Management | For | For | For | ||
1B. | Election of Director: Glenn M. Alger | Management | For | For | For | ||
1C. | Election of Director: Robert P. Carlile | Management | For | For | For | ||
1D. | Election of Director: James M. DuBois | Management | For | For | For | ||
1E. | Election of Director: Mark A. Emmert | Management | For | For | For | ||
1F. | Election of Director: Diane H. Gulyas | Management | For | For | For | ||
1G. | Election of Director: Richard B. McCune | Management | For | For | For | ||
1H. | Election of Director: Alain Monié | Management | For | For | For | ||
1I. | Election of Director: Jeffrey S. Musser | Management | For | For | For | ||
1J. | Election of Director: Liane J. Pelletier | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation | |||||||
3. | Approve Amendment to Employee Stock | Management | For | For | For | ||
Purchase Plan | |||||||
4. | Ratification of Independent Registered | Management | For | For | For | ||
Public Accounting Firm | |||||||
5. | Shareholder Proposal: Political Disclosure | Shareholder | Against | Against | For | ||
Shareholder Resolution |
REGENCY CENTERS CORPORATION | ||||||
Security | 758849103 | Meeting Type | Annual | |||
Ticker Symbol | REG | Meeting Date | 07-May-2019 | |||
ISIN | US7588491032 | Agenda | 934948285 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Martin E. Stein, Jr. | Management | For | For | For | ||
1b. | Election of Director: Joseph F. Azrack | Management | For | For | For | ||
1c. | Election of Director: Bryce Blair | Management | For | For | For | ||
1d. | Election of Director: C. Ronald Blankenship | Management | For | For | For | ||
1e. | Election of Director: Deirdre J. Evens | Management | For | For | For | ||
1f. | Election of Director: Thomas W. Furphy | Management | For | For | For | ||
1g. | Election of Director: Karin M. Klein | Management | For | For | For | ||
1h. | Election of Director: Peter D. Linneman | Management | For | For | For | ||
1i. | Election of Director: David P. O'Connor | Management | For | For | For | ||
1j. | Election of Director: Lisa Palmer | Management | For | For | For | ||
1k. | Election of Director: John C. Schweitzer | Management | For | For | For | ||
1l. | Election of Director: Thomas G. Wattles | Management | For | For | For | ||
2. | Adoption of an advisory resolution | Management | For | For | For | ||
approving executive compensation for fiscal | |||||||
year 2018. | |||||||
3. | Approval of amendment and restatement of | Management | For | For | For | ||
the Omnibus Incentive Plan. | |||||||
4. | Ratification of appointment of KPMG LLP | Management | For | For | For | ||
as the Company's independent accountants | |||||||
for the year ending December 31, 2019. |
EVERGY, INC. | ||||||
Security | 30034W106 | Meeting Type | Annual | |||
Ticker Symbol | EVRG | Meeting Date | 07-May-2019 | |||
ISIN | US30034W1062 | Agenda | 934949388 - Management | |||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Terry Bassham | For | For | For | |||||
2 | Mollie Hale Carter | For | For | For | |||||
3 | Charles Q. Chandler, IV | For | For | For | |||||
4 | Gary D. Forsee | For | For | For | |||||
5 | Scott D. Grimes | For | For | For | |||||
6 | Richard L. Hawley | For | For | For | |||||
7 | Thomas D. Hyde | For | For | For | |||||
8 | B. Anthony Isaac | For | For | For | |||||
9 | Sandra A.J. Lawrence | For | For | For | |||||
10 | Ann D. Murtlow | For | For | For | |||||
11 | Sandra J. Price | For | For | For | |||||
12 | Mark A. Ruelle | For | For | For | |||||
13 | John J. Sherman | For | For | For | |||||
14 | S. Carl Soderstrom Jr. | Withheld | For | Against | |||||
15 | John Arthur Stall | For | For | For | |||||
2. | To approve, on a non-binding advisory | Management | For | For | For | ||||
basis, the 2018 compensation of the | |||||||||
Company's named executive officers. | |||||||||
3. | To recommend, on a non-binding advisory | Management | 1 Year | 1 Year | For | ||||
basis, the frequency of the advisory vote on | |||||||||
named executive officer compensation. | |||||||||
4. | To ratify the appointment of Deloitte & | Management | For | For | For | ||||
Touche LLP as the Company's independent | |||||||||
registered public accounting firm for 2019. |
AMERICAN EXPRESS COMPANY | ||||||
Security | 025816109 | Meeting Type | Annual | |||
Ticker Symbol | AXP | Meeting Date | 07-May-2019 | |||
ISIN | US0258161092 | Agenda | 934951953 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Charlene Barshefsky | Management | For | For | For | ||
1b. | Election of Director: John J. Brennan | Management | For | For | For | ||
1c. | Election of Director: Peter Chernin | Management | For | For | For | ||
1d. | Election of Director: Ralph de la Vega | Management | For | For | For | ||
1e. | Election of Director: Anne Lauvergeon | Management | For | For | For | ||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For | ||
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | For | ||
1h. | Election of Director: Stephen J. Squeri | Management | For | For | For | ||
1i. | Election of Director: Daniel L. Vasella | Management | For | For | For | ||
1j. | Election of Director: Ronald A. Williams | Management | For | For | For | ||
1k. | Election of Director: Christopher D. Young | Management | For | For | For | ||
2. | Ratification of appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
Company's executive compensation. | |||||||
4. | Shareholder proposal relating to action by | Shareholder | For | Against | Against | ||
written consent. | |||||||
5. | Shareholder proposal relating to deducting | Shareholder | Against | Against | For | ||
the stock buyback impact from executive | |||||||
pay. | |||||||
6. | Shareholder proposal relating to gender pay | Shareholder | Against | Against | For | ||
equity. |
PENTAIR PLC | ||||||
Security | G7S00T104 | Meeting Type | Annual | |||
Ticker Symbol | PNR | Meeting Date | 07-May-2019 | |||
ISIN | IE00BLS09M33 | Agenda | 934953503 - Management | |||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 03-May-2019 | |||
Kingdom | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Re-election of Director: Glynis A. Bryan | Management | For | For | For | ||
1b. | Re-election of Director: Jacques Esculier | Management | For | For | For | ||
1c. | Re-election of Director: T. Michael Glenn | Management | For | For | For | ||
1d. | Re-election of Director: Theodore L. Harris | Management | For | For | For | ||
1e. | Re-election of Director: David A. Jones | Management | For | For | For | ||
1f. | Re-election of Director: Michael T. | Management | For | For | For | ||
Speetzen | |||||||
1g. | Re-election of Director: John L. Stauch | Management | For | For | For | ||
1h. | Re-election of Director: Billie I. Williamson | Management | For | For | For | ||
2. | To approve, by nonbinding, advisory vote, | Management | For | For | For | ||
the compensation of the named executive | |||||||
officers. | |||||||
3. | To ratify, by nonbinding, advisory vote, the | Management | For | For | For | ||
appointment of Deloitte & Touche LLP as | |||||||
the independent auditor of Pentair plc and | |||||||
to authorize, by binding vote, the Audit and | |||||||
Finance Committee of the Board of | |||||||
Directors to set the auditor's remuneration. | |||||||
4. | To authorize the Board of Directors to allot | Management | For | For | For | ||
new shares under Irish law. | |||||||
5. | To authorize the Board of Directors to opt- | Management | For | For | For | ||
out of statutory preemption rights under | |||||||
Irish law (Special Resolution). | |||||||
6. | To authorize the price range at which | Management | For | For | For | ||
Pentair plc can re-allot shares it holds as | |||||||
treasury shares under Irish law (Special | |||||||
Resolution). |
O'REILLY AUTOMOTIVE, INC. | ||||||
Security | 67103H107 | Meeting Type | Annual | |||
Ticker Symbol | ORLY | Meeting Date | 07-May-2019 | |||
ISIN | US67103H1077 | Agenda | 934955723 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: David O'Reilly | Management | For | For | For | ||
1b. | Election of Director: Larry O'Reilly | Management | For | For | For | ||
1c. | Election of Director: Rosalie O'Reilly | Management | For | For | For | ||
Wooten | |||||||
1d. | Election of Director: Greg Henslee | Management | For | For | For | ||
1e. | Election of Director: Jay D. Burchfield | Management | For | For | For | ||
1f. | Election of Director: Thomas T. | Management | For | For | For | ||
Hendrickson | |||||||
1g. | Election of Director: John R. Murphy | Management | For | For | For | ||
1h. | Election of Director: Dana M. Perlman | Management | For | For | For | ||
1i. | Election of Director: Andrea M. Weiss | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of appointment of Ernst & | Management | For | For | For | ||
Young LLP, as independent auditors for the | |||||||
fiscal year ending December 31, 2019. | |||||||
4. | Shareholder proposal entitled "Special | Shareholder | For | Against | Against | ||
Shareholder Meetings." |
ASSURANT, INC. | ||||||
Security | 04621X108 | Meeting Type | Annual | |||
Ticker Symbol | AIZ | Meeting Date | 07-May-2019 | |||
ISIN | US04621X1081 | Agenda | 934956903 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Elaine D. Rosen | Management | For | For | For | ||
1b. | Election of Director: Juan N. Cento | Management | For | For | For | ||
1c. | Election of Director: Alan B. Colberg | Management | For | For | For | ||
1d. | Election of Director: Harriet Edelman | Management | For | For | For | ||
1e. | Election of Director: Lawrence V. Jackson | Management | For | For | For | ||
1f. | Election of Director: Charles J. Koch | Management | For | For | For | ||
1g. | Election of Director: Jean-Paul L. Montupet | Management | For | For | For | ||
1h. | Election of Director: Debra J. Perry | Management | For | For | For | ||
1i. | Election of Director: Paul J. Reilly | Management | For | For | For | ||
1J. | Election of Director: Robert W. Stein | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Independent Registered Public Accounting | |||||||
Firm. | |||||||
3. | Advisory approval of the 2018 | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers. | |||||||
4. | Approval of Amendment to Assurant, Inc. | Management | For | For | For | ||
2017 Long Term Equity Incentive Plan. |
WYNN RESORTS, LIMITED | ||||||
Security | 983134107 | Meeting Type | Annual | |||
Ticker Symbol | WYNN | Meeting Date | 07-May-2019 | |||
ISIN | US9831341071 | Agenda | 934957068 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Jay L. Johnson | For | For | For | |||||
2 | Margaret J. Myers | For | For | For | |||||
3 | Winifred M. Webb | For | For | For | |||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||||
LLP as our independent registered public | |||||||||
accounting firm for 2019. | |||||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | ||||
basis, the compensation of our named | |||||||||
executive officers as described in the proxy | |||||||||
statement. | |||||||||
4. | To vote on a shareholder proposal | Shareholder | Against | Against | For | ||||
requesting a political contributions report, if | |||||||||
properly presented at the Annual Meeting. |
DANAHER CORPORATION | ||||||
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 07-May-2019 | |||
ISIN | US2358511028 | Agenda | 934957347 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Donald J. Ehrlich | Management | For | For | For | ||
1B. | Election of Director: Linda Hefner Filler | Management | For | For | For | ||
1C. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | For | ||
1D. | Election of Director: Teri List-Stoll | Management | For | For | For | ||
1E. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | For | ||
1F. | Election of Director: Mitchell P. Rales | Management | For | For | For | ||
1G. | Election of Director: Steven M. Rales | Management | For | For | For | ||
1H. | Election of Director: John T. Schwieters | Management | For | For | For | ||
1I. | Election of Director: Alan G. Spoon | Management | For | For | For | ||
1J. | Election of Director: Raymond C. Stevens, | Management | For | For | For | ||
Ph.D. | |||||||
1K. | Election of Director: Elias A. Zerhouni, M.D. | Management | For | For | For | ||
2. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
as Danaher's independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | To approve on an advisory basis the | Management | For | For | For | ||
Company's named executive officer | |||||||
compensation. | |||||||
4. | To act upon a shareholder proposal | Shareholder | Against | Against | For | ||
requesting adoption of a policy requiring an | |||||||
independent Board Chair whenever | |||||||
possible. |
ALBEMARLE CORPORATION | ||||||
Security | 012653101 | Meeting Type | Annual | |||
Ticker Symbol | ALB | Meeting Date | 07-May-2019 | |||
ISIN | US0126531013 | Agenda | 934957361 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To approve the non-binding advisory | Management | For | For | For | ||
resolution approving the compensation of | |||||||
our named executive officers. | |||||||
2a. | Election of Director: Mary Lauren Brlas | Management | For | For | For | ||
2b. | Election of Director: William H. Hernandez | Management | For | For | For | ||
2c. | Election of Director: Luther C. Kissam IV | Management | For | For | For | ||
2d. | Election of Director: Douglas L. Maine | Management | For | For | For | ||
2e. | Election of Director: J. Kent Masters | Management | For | For | For | ||
2f. | Election of Director: James J. O'Brien | Management | For | For | For | ||
2g. | Election of Director: Diarmuid B. O'Connell | Management | For | For | For | ||
2h. | Election of Director: Dean L. Seavers | Management | For | For | For | ||
2i. | Election of Director: Gerald A. Steiner | Management | For | For | For | ||
2j. | Election of Director: Harriett Tee Taggart | Management | For | For | For | ||
2k. | Election of Director: Amb. Alejandro Wolff | Management | For | For | For | ||
3. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Albemarle's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
LEGGETT & PLATT, INCORPORATED | ||||||
Security | 524660107 | Meeting Type | Annual | |||
Ticker Symbol | LEG | Meeting Date | 07-May-2019 | |||
ISIN | US5246601075 | Agenda | 934957397 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Robert E. Brunner | Management | For | For | For | ||
1b. | Election of Director: R. Ted Enloe, III | Management | For | For | For | ||
1c. | Election of Director: Manuel A. Fernandez | Management | For | For | For | ||
1d. | Election of Director: Karl G. Glassman | Management | For | For | For | ||
1e. | Election of Director: Joseph W. | Management | For | For | For | ||
McClanathan | |||||||
1f. | Election of Director: Judy C. Odom | Management | For | For | For | ||
1g. | Election of Director: Srikanth Padmanabhan | Management | For | For | For | ||
1h. | Election of Director: Phoebe A. Wood | Management | For | For | For | ||
2. | Ratification of the Audit Committee's | Management | For | For | For | ||
selection of PricewaterhouseCoopers LLP | |||||||
as the Company's independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | An advisory vote to approve named | Management | For | For | For | ||
executive officer compensation as | |||||||
described in the Company's proxy | |||||||
statement. |
DOMINION ENERGY, INC. | ||||||
Security | 25746U109 | Meeting Type | Annual | |||
Ticker Symbol | D | Meeting Date | 07-May-2019 | |||
ISIN | US25746U1097 | Agenda | 934957501 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James A. Bennett | Management | For | For | For | ||
1b. | Election of Director: Helen E. Dragas | Management | For | For | For | ||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | For | ||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | For | ||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | For | ||
1f. | Election of Director: John W. Harris | Management | For | For | For | ||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | For | ||
1h. | Election of Director: Mark J. Kington | Management | For | For | For | ||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | For | ||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | For | ||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | For | ||
1l. | Election of Director: Susan N. Story | Management | For | For | For | ||
1m. | Election of Director: Michael E. | Management | For | For | For | ||
Szymanczyk | |||||||
2. | Ratification of Appointment of Independent | Management | For | For | For | ||
Auditor | |||||||
3. | Advisory Vote on Approval of Executive | Management | For | For | For | ||
Compensation (Say on Pay) | |||||||
4. | Management's Proposal to Amend the | Management | For | For | For | ||
Company's Articles of Incorporation to | |||||||
Increase the Number of Authorized Shares | |||||||
of Common Stock | |||||||
5. | Shareholder Proposal Regarding a Policy to | Shareholder | Against | Against | For | ||
Require an Independent Board Chair |
BAXTER INTERNATIONAL INC. | ||||||
Security | 071813109 | Meeting Type | Annual | |||
Ticker Symbol | BAX | Meeting Date | 07-May-2019 | |||
ISIN | US0718131099 | Agenda | 934958868 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: José (Joe) E. Almeida | Management | For | For | For | ||
1b. | Election of Director: Thomas F. Chen | Management | For | For | For | ||
1c. | Election of Director: John D. Forsyth | Management | For | For | For | ||
1d. | Election of Director: James R. Gavin III | Management | For | For | For | ||
1e. | Election of Director: Peter S. Hellman | Management | For | For | For | ||
1f. | Election of Director: Michael F. Mahoney | Management | For | For | For | ||
1g. | Election of Director: Patricia B. Morrison | Management | For | For | For | ||
1h. | Election of Director: Stephen N. Oesterle | Management | For | For | For | ||
1i. | Election of Director: Cathy R. Smith | Management | For | For | For | ||
1j. | Election of Director: Thomas T. Stallkamp | Management | For | For | For | ||
1k. | Election of Director: Albert P.L. Stroucken | Management | For | For | For | ||
1l. | Election of Director: Amy A. Wendell | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation | |||||||
3. | Ratification of Appointment of Independent | Management | For | For | For | ||
Registered Public Accounting Firm | |||||||
4. | Stockholder Proposal - Independent Board | Shareholder | Against | Against | For | ||
Chairman | |||||||
5. | Stockholder Proposal- Right to Act by | Shareholder | For | Against | Against | ||
Written Consent |
PACKAGING CORPORATION OF AMERICA | ||||||
Security | 695156109 | Meeting Type | Annual | |||
Ticker Symbol | PKG | Meeting Date | 07-May-2019 | |||
ISIN | US6951561090 | Agenda | 934962069 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | For | ||
1b. | Election of Director: Duane C. Farrington | Management | For | For | For | ||
1c. | Election of Director: Hasan Jameel | Management | For | For | For | ||
1d. | Election of Director: Mark W. Kowlzan | Management | For | For | For | ||
1e. | Election of Director: Robert C. Lyons | Management | For | For | For | ||
1f. | Election of Director: Thomas P. Maurer | Management | For | For | For | ||
1g. | Election of Director: Samuel M. Mencoff | Management | For | For | For | ||
1h. | Election of Director: Roger B. Porter | Management | For | For | For | ||
1i. | Election of Director: Thomas S. Souleles | Management | For | For | For | ||
1j. | Election of Director: Paul T. Stecko | Management | For | For | For | ||
1k. | Election of Director: James D. Woodrum | Management | For | For | For | ||
2. | Proposal to ratify appointment of KPMG | Management | For | For | For | ||
LLP as our auditors. | |||||||
3. | Proposal to approve our executive | Management | For | For | For | ||
compensation. |
NISOURCE INC. | ||||||
Security | 65473P105 | Meeting Type | Annual | |||
Ticker Symbol | NI | Meeting Date | 07-May-2019 | |||
ISIN | US65473P1057 | Agenda | 934974038 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peter A. Altabef | Management | For | For | For | ||
1b. | Election of Director: Theodore H. Bunting, | Management | For | For | For | ||
Jr. | |||||||
1c. | Election of Director: Eric L. Butler | Management | For | For | For | ||
1d. | Election of Director: Aristides S. Candris | Management | For | For | For | ||
1e. | Election of Director: Wayne S. DeVeydt | Management | For | For | For | ||
1f. | Election of Director: Joseph Hamrock | Management | For | For | For | ||
1g. | Election of Director: Deborah A. Henretta | Management | For | For | For | ||
1h. | Election of Director: Michael E. Jesanis | Management | For | For | For | ||
1i. | Election of Director: Kevin T. Kabat | Management | For | For | For | ||
1j. | Election of Director: Carolyn Y. Woo | Management | For | For | For | ||
2. | To approve named executive officer | Management | For | For | For | ||
compensation on an advisory basis. | |||||||
3. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm for 2019. | |||||||
4. | To approve an amendment to the | Management | For | For | For | ||
Company's Amended and Restated | |||||||
Certificate of Incorporation ("Certificate of | |||||||
Incorporation") to increase the number of | |||||||
authorized shares of common stock. | |||||||
5. | To approve an amendment to the | Management | For | For | For | ||
Certificate of Incorporation to eliminate the | |||||||
requirement of "cause" for removal of | |||||||
directors. | |||||||
6. | To approve the Company's Amended and | Management | For | For | For | ||
Restated Employee Stock Purchase Plan to | |||||||
increase the number of shares available | |||||||
under the plan. | |||||||
7. | To consider a stockholder proposal | Shareholder | For | Against | Against | ||
reducing the threshold stock ownership | |||||||
requirement for stockholders to call a | |||||||
special stockholder meeting from 25% to | |||||||
10%. |
NEWELL BRANDS INC. | ||||||
Security | 651229106 | Meeting Type | Annual | |||
Ticker Symbol | NWL | Meeting Date | 07-May-2019 | |||
ISIN | US6512291062 | Agenda | 934983126 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 06-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bridget Ryan Berman | Management | For | For | For | ||
1b. | Election of Director: Patrick D. Campbell | Management | For | For | For | ||
1c. | Election of Director: James R. Craigie | Management | For | For | For | ||
1d. | Election of Director: Debra A. Crew | Management | For | For | For | ||
1e. | Election of Director: Brett M. Icahn | Management | For | For | For | ||
1f. | Election of Director: Gerardo I. Lopez | Management | For | For | For | ||
1g. | Election of Director: Courtney R. Mather | Management | For | For | For | ||
1h. | Election of Director: Michael B. Polk | Management | For | For | For | ||
1i. | Election of Director: Judith A. Sprieser | Management | For | For | For | ||
1j. | Election of Director: Robert A. Steele | Management | For | For | For | ||
1k. | Election of Director: Steven J. Strobel | Management | For | For | For | ||
1l. | Election of Director: Michael A. Todman | Management | For | For | For | ||
2. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. | |||||||
3. | Advisory resolution to approve executive | Management | For | For | For | ||
compensation. | |||||||
4. | Board proposal to amend the Company's | Management | For | For | For | ||
Restated Certificate of Incorporation to | |||||||
allow stockholder action by written consent. | |||||||
5. | Shareholder proposal modifying proxy | Shareholder | Against | Against | For | ||
access. | |||||||
6. | Shareholder proposal to prepare a diversity | Shareholder | For | Against | Against | ||
report. |
HOLLYFRONTIER CORPORATION | ||||||
Security | 436106108 | Meeting Type | Annual | |||
Ticker Symbol | HFC | Meeting Date | 08-May-2019 | |||
ISIN | US4361061082 | Agenda | 934946178 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Anne-Marie Ainsworth | Management | For | For | For | ||
1b. | Election of Director: Douglas Bech | Management | For | For | For | ||
1c. | Election of Director: Anna Catalano | Management | For | For | For | ||
1d. | Election of Director: George Damiris | Management | For | For | For | ||
1e. | Election of Director: Leldon Echols | Management | For | For | For | ||
1f. | Election of Director: Michael Jennings | Management | For | For | For | ||
1g. | Election of Director: Craig Knocke | Management | For | For | For | ||
1h. | Election of Director: Robert Kostelnik | Management | For | For | For | ||
1i. | Election of Director: James Lee | Management | For | For | For | ||
1j. | Election of Director: Franklin Myers | Management | For | For | For | ||
1k. | Election of Director: Michael Rose | Management | For | For | For | ||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers. | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's registered | |||||||
public accounting firm for the 2019 fiscal | |||||||
year. |
GENERAL ELECTRIC COMPANY | ||||||
Security | 369604103 | Meeting Type | Annual | |||
Ticker Symbol | GE | Meeting Date | 08-May-2019 | |||
ISIN | US3696041033 | Agenda | 934946192 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Election of Director: Sébastien Bazin | Management | For | For | For | ||
2. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | For | ||
3. | Election of Director: Francisco D'Souza | Management | For | For | For | ||
4. | Election of Director: Edward Garden | Management | For | For | For | ||
5. | Election of Director: Thomas Horton | Management | For | For | For | ||
6. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | ||
7. | Election of Director: Catherine Lesjak | Management | For | For | For | ||
8. | Election of Director: Paula Rosput Reynolds | Management | For | For | For | ||
9 | Election of Director: Leslie Seidman | Management | For | For | For | ||
10. | Election of Director: James Tisch | Management | For | For | For | ||
11. | Advisory Approval of Our Named | Management | Against | For | Against | ||
Executives' Compensation | |||||||
12. | Approval of a Reduction of Minimum | Management | For | For | For | ||
Number of Directors from 10 to 7 | |||||||
13. | Ratification of KPMG as Independent | Management | For | For | For | ||
Auditor for 2019 | |||||||
14. | Require the Chairman of the Board to be | Shareholder | Against | Against | For | ||
Independent | |||||||
15. | Adopt Cumulative Voting for Director | Shareholder | Against | Against | For | ||
Elections |
CIMAREX ENERGY CO. | ||||||
Security | 171798101 | Meeting Type | Annual | |||
Ticker Symbol | XEC | Meeting Date | 08-May-2019 | |||
ISIN | US1717981013 | Agenda | 934949186 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Class II director: Hans | Management | For | For | For | ||
Helmerich | |||||||
1B | Election of Class II director: Harold R. | Management | For | For | For | ||
Logan, Jr. | |||||||
1C | Election of Class II director: Monroe W. | Management | For | For | For | ||
Robertson | |||||||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation | |||||||
3. | Approve 2019 Equity Incentive Plan | Management | For | For | For | ||
4. | Ratify the appointment of KPMG LLP as our | Management | For | For | For | ||
independent auditors for 2019 |
UNITED RENTALS, INC. | ||||||
Security | 911363109 | Meeting Type | Annual | |||
Ticker Symbol | URI | Meeting Date | 08-May-2019 | |||
ISIN | US9113631090 | Agenda | 934953642 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: José B. Alvarez | Management | For | For | For | ||
1b. | Election of Director: Marc A. Bruno | Management | For | For | For | ||
1c. | Election of Director: Matthew J. Flannery | Management | For | For | For | ||
1d. | Election of Director: Bobby J. Griffin | Management | For | For | For | ||
1e. | Election of Director: Kim Harris Jones | Management | For | For | For | ||
1f. | Election of Director: Terri L. Kelly | Management | For | For | For | ||
1g. | Election of Director: Michael J. Kneeland | Management | For | For | For | ||
1h. | Election of Director: Gracia C. Martore | Management | For | For | For | ||
1i. | Election of Director: Jason D. Papastavrou | Management | For | For | For | ||
1j. | Election of Director: Filippo Passerini | Management | For | For | For | ||
1k. | Election of Director: Donald C. Roof | Management | For | For | For | ||
1l. | Election of Director: Shiv Singh | Management | For | For | For | ||
2. | Ratification of Appointment of Public | Management | For | For | For | ||
Accounting Firm. | |||||||
3. | Advisory Approval of Executive | Management | For | For | For | ||
Compensation. | |||||||
4. | Approval of 2019 Long Term Incentive Plan. | Management | For | For | For | ||
5. | Stockholder Proposal on Right to Act by | Shareholder | For | Against | Against | ||
Written Consent. |
PHILLIPS 66 | ||||||
Security | 718546104 | Meeting Type | Annual | |||
Ticker Symbol | PSX | Meeting Date | 08-May-2019 | |||
ISIN | US7185461040 | Agenda | 934954012 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Greg C. Garland | Management | For | For | For | ||
1b. | Election of Director: Gary K. Adams | Management | For | For | For | ||
1c. | Election of Director: John E. Lowe | Management | For | For | For | ||
1d. | Election of Director: Denise L. Ramos | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm for fiscal | |||||||
year 2019. | |||||||
3. | Advisory vote to approve our executive | Management | For | For | For | ||
compensation. | |||||||
4. | Advisory vote on the frequency of future | Management | 1 Year | 1 Year | For | ||
shareholder advisory votes to approve | |||||||
executive compensation. | |||||||
5. | Proposal Withdrawn | Shareholder | Abstain | None |
IDEXX LABORATORIES, INC. | ||||||
Security | 45168D104 | Meeting Type | Annual | |||
Ticker Symbol | IDXX | Meeting Date | 08-May-2019 | |||
ISIN | US45168D1046 | Agenda | 934954240 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jonathan W. Ayers | Management | For | For | For | ||
1b. | Election of Director: Stuart M. Essig, PhD | Management | For | For | For | ||
1c. | Election of Director: M. Anne Szostak | Management | For | For | For | ||
2. | Ratification of Appointment of Independent | Management | For | For | For | ||
Registered Public Accounting Firm. To ratify | |||||||
the selection of PricewaterhouseCoopers | |||||||
LLP as the Company's independent | |||||||
registered public accounting firm for the | |||||||
current fiscal year. | |||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | ||
To approve a nonbinding advisory | |||||||
resolution on the Company's executive | |||||||
compensation. |
CF INDUSTRIES HOLDINGS, INC. | ||||||
Security | 125269100 | Meeting Type | Annual | |||
Ticker Symbol | CF | Meeting Date | 08-May-2019 | |||
ISIN | US1252691001 | Agenda | 934956321 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Javed Ahmed | Management | For | For | For | ||
1b. | Election of Director: Robert C. Arzbaecher | Management | For | For | For | ||
1c. | Election of Director: William Davisson | Management | For | For | For | ||
1d. | Election of Director: John W. Eaves | Management | For | For | For | ||
1e. | Election of Director: Stephen A. Furbacher | Management | For | For | For | ||
1f. | Election of Director: Stephen J. Hagge | Management | For | For | For | ||
1g. | Election of Director: John D. Johnson | Management | For | For | For | ||
1h. | Election of Director: Anne P. Noonan | Management | For | For | For | ||
1i. | Election of Director: Michael J. Toelle | Management | For | For | For | ||
1j. | Election of Director: Theresa E. Wagler | Management | For | For | For | ||
1k. | Election of Director: Celso L. White | Management | For | For | For | ||
1l. | Election of Director: W. Anthony Will | Management | For | For | For | ||
2. | Approval of an advisory resolution | Management | For | For | For | ||
regarding the compensation of CF | |||||||
Industries Holdings, Inc.'s named executive | |||||||
officers. | |||||||
3. | Ratification of the selection of KPMG LLP | Management | For | For | For | ||
as CF Industries Holdings, Inc.'s | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
4. | Shareholder proposal regarding the right to | Shareholder | For | Against | Against | ||
act by written consent, if properly presented | |||||||
at the meeting. |
GILEAD SCIENCES, INC. | ||||||
Security | 375558103 | Meeting Type | Annual | |||
Ticker Symbol | GILD | Meeting Date | 08-May-2019 | |||
ISIN | US3755581036 | Agenda | 934957056 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jacqueline K. Barton, | Management | For | For | For | ||
Ph.D. | |||||||
1b. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | For | ||
1c. | Election of Director: Kelly A. Kramer | Management | For | For | For | ||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | For | ||
1e. | Election of Director: Harish M. Manwani | Management | For | For | For | ||
1f. | Election of Director: Daniel P. O'Day | Management | For | For | For | ||
1g. | Election of Director: Richard J. Whitley, | Management | For | For | For | ||
M.D. | |||||||
1h. | Election of Director: Gayle E. Wilson | Management | For | For | For | ||
1i. | Election of Director: Per Wold-Olsen | Management | For | For | For | ||
2. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
by the Audit Committee of the Board of | |||||||
Directors as the independent registered | |||||||
public accounting firm of Gilead for the | |||||||
fiscal year ending December 31, 2019. | |||||||
3. | To approve an amendment to Gilead's | Management | For | For | For | ||
Restated Certificate of Incorporation to | |||||||
allow stockholders to act by written consent. | |||||||
4. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our Named Executive | |||||||
Officers as presented in the Proxy | |||||||
Statement. | |||||||
5. | To vote on a stockholder proposal, if | Shareholder | Against | Against | For | ||
properly presented at the meeting, | |||||||
requesting that the Board adopt a policy | |||||||
that the Chairperson of the Board of | |||||||
Directors be an independent director. | |||||||
6. | To vote on a stockholder proposal, if | Shareholder | Against | Against | For | ||
properly presented at the meeting, | |||||||
requesting that the Board issue a report | |||||||
describing how Gilead plans to allocate tax | |||||||
savings as a result of the Tax Cuts and | |||||||
Jobs Act. |
CME GROUP INC. | ||||||
Security | 12572Q105 | Meeting Type | Annual | |||
Ticker Symbol | CME | Meeting Date | 08-May-2019 | |||
ISIN | US12572Q1058 | Agenda | 934959480 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Equity Director: Terrence A. | Management | For | For | For | ||
Duffy | |||||||
1b. | Election of Equity Director: Timothy S. | Management | For | For | For | ||
Bitsberger | |||||||
1c. | Election of Equity Director: Charles P. | Management | For | For | For | ||
Carey | |||||||
1d. | Election of Equity Director: Dennis H. | Management | For | For | For | ||
Chookaszian | |||||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | For | ||
1f. | Election of Equity Director: Martin J. | Management | For | For | For | ||
Gepsman | |||||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | For | ||
1h. | Election of Equity Director: Daniel R. | Management | For | For | For | ||
Glickman | |||||||
1i. | Election of Equity Director: Daniel G. Kaye | Management | For | For | For | ||
1j. | Election of Equity Director: Phyllis M. | Management | For | For | For | ||
Lockett | |||||||
1k. | Election of Equity Director: Deborah J. | Management | For | For | For | ||
Lucas | |||||||
1l. | Election of Equity Director: Alex J. Pollock | Management | For | For | For | ||
1m. | Election of Equity Director: Terry L. Savage | Management | For | For | For | ||
1n. | Election of Equity Director: William R. | Management | For | For | For | ||
Shepard | |||||||
1o. | Election of Equity Director: Howard J. | Management | For | For | For | ||
Siegel | |||||||
1p. | Election of Equity Director: Michael A. | Management | For | For | For | ||
Spencer | |||||||
1q. | Election of Equity Director: Dennis A. | Management | For | For | For | ||
Suskind | |||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young as our independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Advisory vote on the compensation of our | Management | For | For | For | ||
named executive officers. |
KINDER MORGAN, INC. | ||||||
Security | 49456B101 | Meeting Type | Annual | |||
Ticker Symbol | KMI | Meeting Date | 08-May-2019 | |||
ISIN | US49456B1017 | Agenda | 934959668 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Richard D. Kinder | Management | For | For | For | ||
1b. | Election of Director: Steven J. Kean | Management | For | For | For | ||
1c. | Election of Director: Kimberly A. Dang | Management | For | For | For | ||
1d. | Election of Director: Ted A. Gardner | Management | For | For | For | ||
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | For | ||
1f. | Election of Director: Gary L. Hultquist | Management | For | For | For | ||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | For | ||
1h. | Election of Director: Deborah A. Macdonald | Management | For | For | For | ||
1i. | Election of Director: Michael C. Morgan | Management | For | For | For | ||
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | For | ||
1k. | Election of Director: Fayez Sarofim | Management | For | For | For | ||
1l. | Election of Director: C. Park Shaper | Management | For | For | For | ||
1m. | Election of Director: William A. Smith | Management | For | For | For | ||
1n. | Election of Director: Joel V. Staff | Management | For | For | For | ||
1o. | Election of Director: Robert F. Vagt | Management | For | For | For | ||
1p. | Election of Director: Perry M. Waughtal | Management | For | For | For | ||
2. | Ratification of the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019 | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers, as disclosed in the Proxy | |||||||
Statement |
SIMON PROPERTY GROUP, INC. | ||||||
Security | 828806109 | Meeting Type | Annual | |||
Ticker Symbol | SPG | Meeting Date | 08-May-2019 | |||
ISIN | US8288061091 | Agenda | 934959973 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Glyn F. Aeppel | Management | For | For | For | ||
1b. | Election of Director: Larry C. Glasscock | Management | For | For | For | ||
1c. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | For | ||
1d. | Election of Director: Allan Hubbard | Management | For | For | For | ||
1e. | Election of Director: Reuben S. Leibowitz | Management | For | For | For | ||
1f. | Election of Director: Gary M. Rodkin | Management | For | For | For | ||
1g. | Election of Director: Stefan M. Selig | Management | For | For | For | ||
1h. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | For | ||
1i. | Election of Director: J. Albert Smith, Jr. | Management | For | For | For | ||
1j. | Election of Director: Marta R. Stewart | Management | For | For | For | ||
2. | An advisory vote to approve the | Management | For | For | For | ||
compensation of our Named Executive | |||||||
Officers. | |||||||
3. | Ratification of Ernst & Young LLP as our | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019. | |||||||
4. | Vote to approve the 2019 Stock Incentive | Management | For | For | For | ||
Plan. | |||||||
5. | Shareholder Proposal requesting disclosure | Shareholder | Against | Against | For | ||
of political contributions. |
EDWARDS LIFESCIENCES CORPORATION | ||||||
Security | 28176E108 | Meeting Type | Annual | |||
Ticker Symbol | EW | Meeting Date | 08-May-2019 | |||
ISIN | US28176E1082 | Agenda | 934960394 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael A. Mussallem | Management | For | For | For | ||
1b. | Election of Director: Kieran T. Gallahue | Management | For | For | For | ||
1c. | Election of Director: Leslie S. Heisz | Management | For | For | For | ||
1d. | Election of Director: William J. Link, Ph.D. | Management | For | For | For | ||
1e. | Election of Director: Steven R. Loranger | Management | For | For | For | ||
1f. | Election of Director: Martha H. Marsh | Management | For | For | For | ||
1g. | Election of Director: Wesley W. von Schack | Management | For | For | For | ||
1h. | Election of Director: Nicholas J. Valeriani | Management | For | For | For | ||
2. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||
COMPENSATION OF NAMED | |||||||
EXECUTIVE OFFICERS | |||||||
3. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | ||
INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM | |||||||
4. | ADVISORY VOTE ON A STOCKHOLDER | Shareholder | Against | Against | For | ||
PROPOSAL REGARDING AN | |||||||
INDEPENDENT CHAIR POLICY |
DISCOVERY, INC. | ||||||
Security | 25470F104 | Meeting Type | Annual | |||
Ticker Symbol | DISCA | Meeting Date | 08-May-2019 | |||
ISIN | US25470F1049 | Agenda | 934960659 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Paul A. Gould | For | For | For | |||||
2 | Kenneth W. Lowe | For | For | For | |||||
3 | Daniel E. Sanchez | For | For | For | |||||
2. | Ratification of the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as | |||||||||
Discovery, Inc.'s independent registered | |||||||||
public accounting firm for the fiscal year | |||||||||
ending December 31, 2019. | |||||||||
3. | To vote on a stockholder proposal | Shareholder | Against | Against | For | ||||
regarding simple majority vote, if properly | |||||||||
presented. | |||||||||
4. | To vote on a stockholder proposal | Shareholder | Against | Against | For | ||||
regarding disclosure of diversity and | |||||||||
qualifications of Discovery, Inc. directors | |||||||||
and director candidates, if properly | |||||||||
presented. |
PULTEGROUP, INC. | ||||||
Security | 745867101 | Meeting Type | Annual | |||
Ticker Symbol | PHM | Meeting Date | 08-May-2019 | |||
ISIN | US7458671010 | Agenda | 934961788 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Brian P. Anderson | Management | For | For | For | ||
1b. | Election of Director: Bryce Blair | Management | For | For | For | ||
1c. | Election of Director: Richard W. Dreiling | Management | For | For | For | ||
1d. | Election of Director: Thomas J. Folliard | Management | For | For | For | ||
1e. | Election of Director: Cheryl W. Grisé | Management | For | For | For | ||
1f. | Election of Director: André J. Hawaux | Management | For | For | For | ||
1g. | Election of Director: Ryan R. Marshall | Management | For | For | For | ||
1h. | Election of Director: John R. Peshkin | Management | For | For | For | ||
1i. | Election of Director: Scott F. Powers | Management | For | For | For | ||
1j. | Election of Director: William J. Pulte | Management | For | For | For | ||
1k. | Election of Director: Lila Snyder | Management | For | For | For | ||
2. | Ratification of appointment of Ernst & | Management | For | For | For | ||
Young LLP as our independent registered | |||||||
public accounting firm for 2019. | |||||||
3. | Say-on-pay: Advisory vote to approve | Management | For | For | For | ||
executive compensation. | |||||||
4. | Approval of an amendment to extend the | Management | For | For | For | ||
term of our amended and restated Section | |||||||
382 rights agreement. |
SKYWORKS SOLUTIONS, INC. | ||||||
Security | 83088M102 | Meeting Type | Annual | |||
Ticker Symbol | SWKS | Meeting Date | 08-May-2019 | |||
ISIN | US83088M1027 | Agenda | 934961930 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 07-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: David J. Aldrich | Management | For | For | For | ||
1.2 | Election of Director: Kevin L. Beebe | Management | For | For | For | ||
1.3 | Election of Director: Timothy R. Furey | Management | For | For | For | ||
1.4 | Election of Director: Liam K. Griffin | Management | For | For | For | ||
1.5 | Election of Director: Balakrishnan S. Iyer | Management | For | For | For | ||
1.6 | Election of Director: Christine King | Management | For | For | For | ||
1.7 | Election of Director: David P. McGlade | Management | For | For | For | ||
1.8 | Election of Director: Robert A. Schriesheim | Management | For | For | For | ||
1.9 | Election of Director: Kimberly S. Stevenson | Management | For | For | For | ||
2. | To ratify the selection by the Company's | Management | For | For | For | ||
Audit Committee of KPMG LLP as the | |||||||
independent registered public accounting | |||||||
firm for the Company for fiscal year 2019. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers, as described in the | |||||||
Company's Proxy Statement. | |||||||
4. | To approve a stockholder proposal | Shareholder | For | None | |||
regarding supermajority voting provisions. |
NORFOLK SOUTHERN CORPORATION | ||||||
Security | 655844108 | Meeting Type | Annual | |||
Ticker Symbol | NSC | Meeting Date | 09-May-2019 | |||
ISIN | US6558441084 | Agenda | 934947409 - Management | |||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For | ||
1b. | Election of Director: Daniel A. Carp | Management | For | For | For | ||
1c. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | ||
1d. | Election of Director: Marcela E. Donadio | Management | For | For | For | ||
1e. | Election of Director: Thomas C. Kelleher | Management | For | For | For | ||
1f. | Election of Director: Steven F. Leer | Management | For | For | For | ||
1g. | Election of Director: Michael D. Lockhart | Management | For | For | For | ||
1h. | Election of Director: Amy E. Miles | Management | For | For | For | ||
1i. | Election of Director: Jennifer F. Scanlon | Management | For | For | For | ||
1j. | Election of Director: James A. Squires | Management | For | For | For | ||
1k. | Election of Director: John R. Thompson | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP, independent registered public | |||||||
accounting firm, as Norfolk Southern's | |||||||
independent auditors for the year ending | |||||||
December 31, 2019. | |||||||
3. | Approval of advisory resolution on | Management | For | For | For | ||
executive compensation, as disclosed in the | |||||||
proxy statement for the 2019 Annual | |||||||
Meeting of Shareholders. | |||||||
4. | If properly presented at the meeting, a | Shareholder | Against | Against | For | ||
shareholder proposal regarding simple | |||||||
majority vote. |
DTE ENERGY COMPANY | ||||||
Security | 233331107 | Meeting Type | Annual | |||
Ticker Symbol | DTE | Meeting Date | 09-May-2019 | |||
ISIN | US2333311072 | Agenda | 934947411 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Gerard M. Anderson | For | For | For | |||||
2 | David A. Brandon | For | For | For | |||||
3 | W. Frank Fountain, Jr. | For | For | For | |||||
4 | Charles G. McClure, Jr. | For | For | For | |||||
5 | Gail J. McGovern | For | For | For | |||||
6 | Mark A. Murray | For | For | For | |||||
7 | Ruth G. Shaw | For | For | For | |||||
8 | Robert C. Skaggs, Jr. | For | For | For | |||||
9 | David A. Thomas | For | For | For | |||||
10 | James H. Vandenberghe | For | For | For | |||||
11 | Valerie M. Williams | For | For | For | |||||
2. | Ratify the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as our | |||||||||
independent auditors. | |||||||||
3. | Provide a nonbinding vote to approve the | Management | For | For | For | ||||
Company's executive compensation. | |||||||||
4. | Vote on a shareholder proposal to require | Shareholder | Against | Against | For | ||||
an independent board chairman. | |||||||||
5. | Vote on a shareholder proposal to require | Shareholder | Against | Against | For | ||||
additional disclosure of political | |||||||||
contributions. |
FORD MOTOR COMPANY | ||||||
Security | 345370860 | Meeting Type | Annual | |||
Ticker Symbol | F | Meeting Date | 09-May-2019 | |||
ISIN | US3453708600 | Agenda | 934949150 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Stephen G. Butler | Management | For | For | For | ||
1b. | Election of Director: Kimberly A. Casiano | Management | For | For | For | ||
1c. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | For | ||
1d. | Election of Director: Edsel B. Ford II | Management | For | For | For | ||
1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | For | ||
1f. | Election of Director: James P. Hackett | Management | For | For | For | ||
1g. | Election of Director: William W. Helman IV | Management | For | For | For | ||
1h. | Election of Director: William E. Kennard | Management | For | For | For | ||
1i. | Election of Director: John C. Lechleiter | Management | For | For | For | ||
1j. | Election of Director: John L. Thornton | Management | For | For | For | ||
1k. | Election of Director: John B. Veihmeyer | Management | For | For | For | ||
1l. | Election of Director: Lynn M. Vojvodich | Management | For | For | For | ||
1m. | Election of Director: John S. Weinberg | Management | For | For | For | ||
2. | Ratification of Independent Registered | Management | For | For | For | ||
Public Accounting Firm. | |||||||
3. | Say-on-Pay - An Advisory Vote to Approve | Management | For | For | For | ||
the Compensation of the Named | |||||||
Executives. | |||||||
4. | Approval of the Tax Benefit Preservation | Management | For | For | For | ||
Plan. | |||||||
5. | Relating to Consideration of a | Shareholder | For | Against | Against | ||
Recapitalization Plan to Provide That All of | |||||||
the Company's Outstanding Stock Have | |||||||
One Vote Per Share. | |||||||
6. | Relating to Disclosure of the Company's | Shareholder | Against | Against | For | ||
Lobbying Activities and Expenditures. | |||||||
7. | Relating to Disclosure of the Company's | Shareholder | Against | Against | For | ||
Political Activities and Expenditures. |
UNITED PARCEL SERVICE, INC. | ||||||
Security | 911312106 | Meeting Type | Annual | |||
Ticker Symbol | UPS | Meeting Date | 09-May-2019 | |||
ISIN | US9113121068 | Agenda | 934949489 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: David P. Abney | Management | For | For | For | ||
1b. | Election of Director: Rodney C. Adkins | Management | For | For | For | ||
1c. | Election of Director: Michael J. Burns | Management | For | For | For | ||
1d. | Election of Director: William R. Johnson | Management | For | For | For | ||
1e. | Election of Director: Ann M. Livermore | Management | For | For | For | ||
1f. | Election of Director: Rudy H.P. Markham | Management | For | For | For | ||
1g. | Election of Director: Franck J. Moison | Management | For | For | For | ||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For | ||
1i. | Election of Director: Christiana Smith Shi | Management | For | For | For | ||
1j. | Election of Director: John T. Stankey | Management | For | For | For | ||
1k. | Election of Director: Carol B. Tomé | Management | For | For | For | ||
1l. | Election of Director: Kevin M. Warsh | Management | For | For | For | ||
2. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as UPS's independent | |||||||
registered public accounting firm for the | |||||||
year ending December 31, 2019. | |||||||
3. | To prepare an annual report on lobbying | Shareholder | Against | Against | For | ||
activities. | |||||||
4. | To reduce the voting power of class A stock | Shareholder | For | Against | Against | ||
from 10 votes per share to one vote per | |||||||
share. | |||||||
5. | To prepare a report to assess the | Shareholder | Against | Against | For | ||
integration of sustainability metrics into | |||||||
executive compensation. |
METTLER-TOLEDO INTERNATIONAL INC. | ||||||
Security | 592688105 | Meeting Type | Annual | |||
Ticker Symbol | MTD | Meeting Date | 09-May-2019 | |||
ISIN | US5926881054 | Agenda | 934952171 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | ELECTION OF DIRECTOR: Robert F. | Management | For | For | For | ||
Spoerry | |||||||
1.2 | ELECTION OF DIRECTOR: Wah-Hui Chu | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: Olivier A. Filliol | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: Elisha W. | Management | For | For | For | ||
Finney | |||||||
1.5 | ELECTION OF DIRECTOR: Richard | Management | For | For | For | ||
Francis | |||||||
1.6 | ELECTION OF DIRECTOR: Marco Gadola | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: Michael A. | Management | For | For | For | ||
Kelly | |||||||
1.8 | ELECTION OF DIRECTOR: Thomas P. | Management | For | For | For | ||
Salice | |||||||
2. | RATIFICATION OF INDEPENDENT | Management | For | For | For | ||
REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM | |||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||
EXECUTIVE COMPENSATION |
AMETEK INC. | ||||||
Security | 031100100 | Meeting Type | Annual | |||
Ticker Symbol | AME | Meeting Date | 09-May-2019 | |||
ISIN | US0311001004 | Agenda | 934953515 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ruby R. Chandy | Management | For | For | For | ||
1b. | Election of Director: Steven W. Kohlhagen | Management | For | For | For | ||
1c. | Election of Director: David A. Zapico | Management | For | For | For | ||
2. | Approval of AMETEK, Inc.'s Amended and | Management | For | For | For | ||
Restated Certificate of Incorporation to | |||||||
affirm a majority voting standard for | |||||||
uncontested elections of Directors. | |||||||
3. | Approval, by advisory vote, of the | Management | For | For | For | ||
compensation of AMETEK, Inc.'s named | |||||||
executive officers. | |||||||
4. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as independent registered | |||||||
public accounting firm for 2019. |
C.H. ROBINSON WORLDWIDE, INC. | ||||||
Security | 12541W209 | Meeting Type | Annual | |||
Ticker Symbol | CHRW | Meeting Date | 09-May-2019 | |||
ISIN | US12541W2098 | Agenda | 934953604 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Scott P. Anderson | Management | For | For | For | ||
1b. | Election of Director: Robert C. Biesterfeld, | Management | For | For | For | ||
Jr. | |||||||
1c. | Election of Director: Wayne M. Fortun | Management | For | For | For | ||
1d. | Election of Director: Timothy C. Gokey | Management | Against | For | Against | ||
1e. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | For | ||
1f. | Election of Director: Jodee A. Kozlak | Management | For | For | For | ||
1g. | Election of Director: Brian P. Short | Management | For | For | For | ||
1h. | Election of Director: James B. Stake | Management | For | For | For | ||
1i. | Election of Director: Paula C. Tolliver | Management | For | For | For | ||
1j. | Election of Director: John P. Wiehoff | Management | For | For | For | ||
2. | To approve, on an advisory basis, the | Management | Against | For | Against | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as the company's independent | |||||||
registered public accounting firm for the | |||||||
fiscal year ending December 31, 2019. | |||||||
4. | To approve adding shares of our Common | Management | For | For | For | ||
Stock to the Company's equity incentive | |||||||
plan. | |||||||
5. | Adoption of greenhouse gas emissions | Shareholder | Against | Against | For | ||
reduction targets. |
INVESCO LTD. | ||||||
Security | G491BT108 | Meeting Type | Annual | |||
Ticker Symbol | IVZ | Meeting Date | 09-May-2019 | |||
ISIN | BMG491BT1088 | Agenda | 934954416 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Sarah E. Beshar | Management | For | For | For | ||
1.2 | Election of Director: Joseph R. Canion | Management | For | For | For | ||
1.3 | Election of Director: Martin L. Flanagan | Management | For | For | For | ||
1.4 | Election of Director: C. Robert Henrikson | Management | For | For | For | ||
1.5 | Election of Director: Denis Kessler | Management | For | For | For | ||
1.6 | Election of Director: Sir Nigel Sheinwald | Management | For | For | For | ||
1.7 | Election of Director: G. Richard Wagoner, | Management | For | For | For | ||
Jr. | |||||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | For | ||
2. | Advisory vote to approve the company's | Management | For | For | For | ||
2018 Executive Compensation. | |||||||
3. | Amendment of the company's Third | Management | For | For | For | ||
Amended and Restated Bye-Laws to | |||||||
eliminate certain super majority voting | |||||||
standards. | |||||||
4. | Amendment of the Invesco Ltd. 2016 Global | Management | For | For | For | ||
Equity Incentive Plan to increase the | |||||||
number of shares authorized for issuance | |||||||
under the plan. | |||||||
5. | Appointment of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as the company's independent | |||||||
registered public accounting firm for 2019. |
SEMPRA ENERGY | ||||||
Security | 816851109 | Meeting Type | Annual | |||
Ticker Symbol | SRE | Meeting Date | 09-May-2019 | |||
ISIN | US8168511090 | Agenda | 934957018 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Alan L. Boeckmann | Management | For | For | For | ||
1B. | Election of Director: Kathleen L. Brown | Management | For | For | For | ||
1C. | Election of Director: Andres Conesa | Management | For | For | For | ||
1D. | Election of Director: Maria Contreras-Sweet | Management | For | For | For | ||
1E. | Election of Director: Pablo A. Ferrero | Management | For | For | For | ||
1F. | Election of Director: William D. Jones | Management | For | For | For | ||
1G. | Election of Director: Jeffrey W. Martin | Management | For | For | For | ||
1H. | Election of Director: Michael N. Mears | Management | For | For | For | ||
1I. | Election of Director: William C. Rusnack | Management | For | For | For | ||
1J. | Election of Director: Lynn Schenk | Management | For | For | For | ||
1K. | Election of Director: Jack T. Taylor | Management | For | For | For | ||
1L. | Election of Director: Cynthia L. Walker | Management | For | For | For | ||
1M. | Election of Director: James C. Yardley | Management | For | For | For | ||
2. | Ratification of Independent Registered | Management | For | For | For | ||
Public Accounting Firm. | |||||||
3. | Advisory Approval of Our Executive | Management | For | For | For | ||
Compensation. | |||||||
4. | Approval of Our 2019 Long-Term Incentive | Management | For | For | For | ||
Plan. | |||||||
5. | Shareholder Proposal Requiring an | Shareholder | Against | Against | For | ||
Independent Board Chairman. |
HARLEY-DAVIDSON, INC. | ||||||
Security | 412822108 | Meeting Type | Annual | |||
Ticker Symbol | HOG | Meeting Date | 09-May-2019 | |||
ISIN | US4128221086 | Agenda | 934957537 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Troy Alstead | For | For | For | |||||
2 | R. John Anderson | For | For | For | |||||
3 | Michael J. Cave | For | For | For | |||||
4 | Allan Golston | For | For | For | |||||
5 | Matthew S. Levatich | For | For | For | |||||
6 | Sara L. Levinson | For | For | For | |||||
7 | N. Thomas Linebarger | For | For | For | |||||
8 | Brian R. Niccol | For | For | For | |||||
9 | Maryrose T. Sylvester | For | For | For | |||||
10 | Jochen Zeitz | For | For | For | |||||
2. | To approve, by advisory vote, the | Management | For | For | For | ||||
compensation of our Named Executive | |||||||||
Officers. | |||||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||||
as our independent registered public | |||||||||
accounting firm for the fiscal year ending | |||||||||
December 31, 2019. |
E*TRADE FINANCIAL CORPORATION | ||||||
Security | 269246401 | Meeting Type | Annual | |||
Ticker Symbol | ETFC | Meeting Date | 09-May-2019 | |||
ISIN | US2692464017 | Agenda | 934958921 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Richard J. Carbone | Management | For | For | For | ||
1b. | Election of Director: Robert J. Chersi | Management | For | For | For | ||
1c. | Election of Director: Jaime W. Ellertson | Management | For | For | For | ||
1d. | Election of Director: James P. Healy | Management | For | For | For | ||
1e. | Election of Director: Kevin T. Kabat | Management | For | For | For | ||
1f. | Election of Director: James Lam | Management | For | For | For | ||
1g. | Election of Director: Rodger A. Lawson | Management | For | For | For | ||
1h. | Election of Director: Shelley B. Leibowitz | Management | For | For | For | ||
1i. | Election of Director: Karl A. Roessner | Management | For | For | For | ||
1j. | Election of Director: Rebecca Saeger | Management | For | For | For | ||
1k. | Election of Director: Donna L. Weaver | Management | For | For | For | ||
1l. | Election of Director: Joshua A. Weinreich | Management | For | For | For | ||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | ||
the compensation of the Company's Named | |||||||
Executive Officers (the "Say-on-Pay Vote"), | |||||||
as disclosed in the Proxy Statement for the | |||||||
2019 Annual Meeting. | |||||||
3. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm for 2019. |
ALASKA AIR GROUP, INC. | ||||||
Security | 011659109 | Meeting Type | Annual | |||
Ticker Symbol | ALK | Meeting Date | 09-May-2019 | |||
ISIN | US0116591092 | Agenda | 934959050 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director to One-Year Term: | Management | For | For | For | ||
Patricia M. Bedient | |||||||
1b. | Election of Director to One-Year Term: | Management | For | For | For | ||
James A. Beer | |||||||
1c. | Election of Director to One-Year Term: | Management | For | For | For | ||
Marion C. Blakey | |||||||
1d. | Election of Director to One-Year Term: | Management | For | For | For | ||
Phyllis J. Campbell | |||||||
1e. | Election of Director to One-Year Term: | Management | For | For | For | ||
Raymond L. Conner | |||||||
1f. | Election of Director to One-Year Term: | Management | For | For | For | ||
Dhiren R. Fonseca | |||||||
1g. | Election of Director to One-Year Term: | Management | For | For | For | ||
Susan J. Li | |||||||
1h. | Election of Director to One-Year Term: | Management | For | For | For | ||
Helvi K. Sandvik | |||||||
1i. | Election of Director to One-Year Term: J. | Management | For | For | For | ||
Kenneth Thompson | |||||||
1j. | Election of Director to One-Year Term: | Management | For | For | For | ||
Bradley D. Tilden | |||||||
1k. | Election of Director to One-Year Term: Eric | Management | For | For | For | ||
K. Yeaman | |||||||
2. | Approve (on an advisory basis) the | Management | For | For | For | ||
compensation of the Company's Named | |||||||
Executive Officers. | |||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accountants for the fiscal | |||||||
year 2019. | |||||||
4. | Approve the Amendment of the Company's | Management | For | For | For | ||
Employee Stock Purchase Plan. | |||||||
5. | Stockholder Proposal regarding the | Shareholder | Against | Against | For | ||
Company's disclosure of political spending. | |||||||
6. | Stockholder Proposal regarding changes to | Shareholder | Against | Against | For | ||
the Company's proxy access bylaw. |
HILTON WORLDWIDE HOLDINGS INC. | ||||||
Security | 43300A203 | Meeting Type | Annual | |||
Ticker Symbol | HLT | Meeting Date | 09-May-2019 | |||
ISIN | US43300A2033 | Agenda | 934959137 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Christopher J. Nassetta | Management | For | For | For | ||
1b. | Election of Director: Jonathan D. Gray | Management | For | For | For | ||
1c. | Election of Director: Charlene T. Begley | Management | For | For | For | ||
1d. | Election of Director: Melanie L. Healey | Management | For | For | For | ||
1e. | Election of Director: Raymond E. Mabus, Jr. | Management | For | For | For | ||
1f. | Election of Director: Judith A. McHale | Management | For | For | For | ||
1g. | Election of Director: John G. Schreiber | Management | For | For | For | ||
1h. | Election of Director: Elizabeth A. Smith | Management | For | For | For | ||
1i. | Election of Director: Douglas M. Steenland | Management | For | For | For | ||
2. | Approval of the Hilton 2019 Employee | Management | For | For | For | ||
Stock Purchase Plan. | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's independent | |||||||
registered public accounting firm for 2019. | |||||||
4. | Approval, in a non-binding advisory vote, of | Management | Against | For | Against | ||
the compensation paid to the Company's | |||||||
named executive officers. |
NUCOR CORPORATION | ||||||
Security | 670346105 | Meeting Type | Annual | |||
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | |||
ISIN | US6703461052 | Agenda | 934959341 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Lloyd J. Austin III | For | For | For | |||||
2 | Patrick J. Dempsey | For | For | For | |||||
3 | John J. Ferriola | For | For | For | |||||
4 | Victoria F. Haynes Ph.D | For | For | For | |||||
5 | Christopher J. Kearney | For | For | For | |||||
6 | Laurette T. Koellner | For | For | For | |||||
7 | John H. Walker | For | For | For | |||||
2. | Ratification of the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as Nucor's | |||||||||
independent registered public accounting | |||||||||
firm for the year ending December 31, 2019 | |||||||||
3. | Approval, on an advisory basis, of Nucor's | Management | For | For | For | ||||
named executive officer compensation in | |||||||||
2018 | |||||||||
4. | Stockholder proposal regarding lobbying | Shareholder | Against | Against | For | ||||
report | |||||||||
5. | Stockholder proposal regarding political | Shareholder | Against | Against | For | ||||
spending report |
BOSTON SCIENTIFIC CORPORATION | ||||||
Security | 101137107 | Meeting Type | Annual | |||
Ticker Symbol | BSX | Meeting Date | 09-May-2019 | |||
ISIN | US1011371077 | Agenda | 934961360 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Nelda J. Connors | Management | For | For | For | ||
1b. | Election of Director: Charles J. Dockendorff | Management | For | For | For | ||
1c. | Election of Director: Yoshiaki Fujimori | Management | For | For | For | ||
1d. | Election of Director: Donna A. James | Management | For | For | For | ||
1e. | Election of Director: Edward J. Ludwig | Management | For | For | For | ||
1f. | Election of Director: Stephen P. MacMillan | Management | For | For | For | ||
1g. | Election of Director: Michael F. Mahoney | Management | For | For | For | ||
1h. | Election of Director: David J. Roux | Management | For | For | For | ||
1i. | Election of Director: John E. Sununu | Management | For | For | For | ||
1j. | Election of Director: Ellen M. Zane | Management | For | For | For | ||
2. | To approve, on a non-binding, advisory | Management | For | For | For | ||
basis, named executive officer | |||||||
compensation. | |||||||
3. | To approve an amendment and restatement | Management | For | For | For | ||
of our By-Laws to provide for a majority | |||||||
vote standard in uncontested director | |||||||
elections. | |||||||
4. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the 2019 fiscal year. |
THE WILLIAMS COMPANIES, INC. | ||||||
Security | 969457100 | Meeting Type | Annual | |||
Ticker Symbol | WMB | Meeting Date | 09-May-2019 | |||
ISIN | US9694571004 | Agenda | 934962033 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Alan S. Armstrong | Management | For | For | For | ||
1b. | Election of Director: Stephen W. Bergstrom | Management | For | For | For | ||
1c. | Election of Director: Nancy K. Buese | Management | For | For | For | ||
1d. | Election of Director: Stephen I. Chazen | Management | For | For | For | ||
1e. | Election of Director: Charles I. Cogut | Management | For | For | For | ||
1f. | Election of Director: Kathleen B. Cooper | Management | For | For | For | ||
1g. | Election of Director: Michael A. Creel | Management | For | For | For | ||
1h. | Election of Director: Vicki L. Fuller | Management | For | For | For | ||
1i. | Election of Director: Peter A. Ragauss | Management | For | For | For | ||
1j. | Election of Director: Scott D. Sheffield | Management | For | For | For | ||
1k. | Election of Director: Murray D. Smith | Management | For | For | For | ||
1l. | Election of Director: William H. Spence | Management | For | For | For | ||
2. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||
auditors for 2019. | |||||||
3. | Approval, by nonbinding advisory vote, of | Management | For | For | For | ||
the Company's executive compensation. |
TRACTOR SUPPLY COMPANY | ||||||
Security | 892356106 | Meeting Type | Annual | |||
Ticker Symbol | TSCO | Meeting Date | 09-May-2019 | |||
ISIN | US8923561067 | Agenda | 934962704 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Cynthia T. Jamison | For | For | For | |||||
2 | Ricardo Cardenas | For | For | For | |||||
3 | Denise L. Jackson | For | For | For | |||||
4 | Thomas A. Kingsbury | For | For | For | |||||
5 | Ramkumar Krishnan | For | For | For | |||||
6 | George MacKenzie | For | For | For | |||||
7 | Edna K. Morris | For | For | For | |||||
8 | Mark J. Weikel | For | For | For | |||||
9 | Gregory A. Sandfort | For | For | For | |||||
2. | To ratify the re-appointment of Ernst & | Management | For | For | For | ||||
Young LLP as our independent registered | |||||||||
public accounting firm for the fiscal year | |||||||||
ending December 28, 2019 | |||||||||
3. | Say on Pay - An advisory vote to approve | Management | For | For | For | ||||
executive compensation |
UNDER ARMOUR, INC. | ||||||
Security | 904311107 | Meeting Type | Annual | |||
Ticker Symbol | UAA | Meeting Date | 09-May-2019 | |||
ISIN | US9043111072 | Agenda | 934963871 - Management | |||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Kevin A. Plank | For | For | For | |||||
2 | George W. Bodenheimer | For | For | For | |||||
3 | Douglas E. Coltharp | For | For | For | |||||
4 | Jerri L. DeVard | For | For | For | |||||
5 | Mohamed A. El-Erian | Withheld | For | Against | |||||
6 | Karen W. Katz | For | For | For | |||||
7 | A.B. Krongard | For | For | For | |||||
8 | William R. McDermott | Withheld | For | Against | |||||
9 | Eric T. Olson | For | For | For | |||||
10 | Harvey L. Sanders | For | For | For | |||||
2. | To approve, by a non-binding advisory vote, | Management | Against | For | Against | ||||
the compensation of executives as | |||||||||
disclosed in the "Executive Compensation" | |||||||||
section of the proxy statement, including the | |||||||||
Compensation Discussion and Analysis and | |||||||||
tables. | |||||||||
3. | To approve our Third Amended and | Management | For | For | For | ||||
Restated 2005 Omnibus Long- Term | |||||||||
Incentive Plan to increase the number of | |||||||||
Class C shares reserved for issuance, | |||||||||
among other changes. | |||||||||
4. | Ratification of appointment of independent | Management | For | For | For | ||||
registered public accounting firm. |
S&P GLOBAL INC. | ||||||
Security | 78409V104 | Meeting Type | Annual | |||
Ticker Symbol | SPGI | Meeting Date | 09-May-2019 | |||
ISIN | US78409V1044 | Agenda | 934964695 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Marco Alverá | Management | For | For | For | ||
1b. | Election of Director: William J. Amelio | Management | For | For | For | ||
1c. | Election of Director: William D. Green | Management | For | For | For | ||
1d. | Election of Director: Charles E. Haldeman, | Management | For | For | For | ||
Jr. | |||||||
1e. | Election of Director: Stephanie C. Hill | Management | For | For | For | ||
1f. | Election of Director: Rebecca Jacoby | Management | For | For | For | ||
1g. | Election of Director: Monique F. Leroux | Management | For | For | For | ||
1h. | Election of Director: Maria R. Morris | Management | For | For | For | ||
1i. | Election of Director: Douglas L. Peterson | Management | For | For | For | ||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | ||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | For | ||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | For | ||
2. | Vote to approve, on an advisory basis, the | Management | For | For | For | ||
executive compensation program for the | |||||||
Company's named executive officers. | |||||||
3. | Vote to approve the Company's 2019 Stock | Management | For | For | For | ||
Incentive Plan. | |||||||
4. | Vote to approve the Company's Director | Management | For | For | For | ||
Deferred Stock Ownership Plan, as | |||||||
Amended and Restated. | |||||||
5. | Vote to ratify the selection of Ernst & Young | Management | For | For | For | ||
LLP as our independent Registered Public | |||||||
Accounting Firm for 2019. |
LABORATORY CORP. OF AMERICA HOLDINGS | ||||||
Security | 50540R409 | Meeting Type | Annual | |||
Ticker Symbol | LH | Meeting Date | 09-May-2019 | |||
ISIN | US50540R4092 | Agenda | 934966548 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kerrii B. Anderson | Management | For | For | For | ||
1b. | Election of Director: Jean-Luc Bélingard | Management | For | For | For | ||
1c. | Election of Director: D. Gary Gilliland, M.D., | Management | For | For | For | ||
Ph.D. | |||||||
1d. | Election of Director: David P. King | Management | For | For | For | ||
1e. | Election of Director: Garheng Kong, M.D., | Management | For | For | For | ||
Ph.D. | |||||||
1f. | Election of Director: Peter M. Neupert | Management | For | For | For | ||
1g. | Election of Director: Richelle P. Parham | Management | For | For | For | ||
1h. | Election of Director: Adam H. Schechter | Management | For | For | For | ||
1i. | Election of Director: R. Sanders Williams, | Management | For | For | For | ||
M.D. | |||||||
2. | To approve, by non-binding vote, executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Laboratory Corporation of America | |||||||
Holdings' independent registered public | |||||||
accounting firm for 2019. |
ALEXANDRIA REAL ESTATE EQUITIES, INC. | ||||||
Security | 015271109 | Meeting Type | Annual | |||
Ticker Symbol | ARE | Meeting Date | 09-May-2019 | |||
ISIN | US0152711091 | Agenda | 934983188 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Joel S. Marcus | Management | For | For | For | ||
1.2 | Election of Director: Steven R. Hash | Management | For | For | For | ||
1.3 | Election of Director: John L. Atkins, III | Management | For | For | For | ||
1.4 | Election of Director: James P. Cain | Management | For | For | For | ||
1.5 | Election of Director: Maria C. Freire | Management | For | For | For | ||
1.6 | Election of Director: Richard H. Klein | Management | For | For | For | ||
1.7 | Election of Director: James H. Richardson | Management | For | For | For | ||
1.8 | Election of Director: Michael A. Woronoff | Management | For | For | For | ||
2. | To cast a non-binding, advisory vote on a | Management | For | For | For | ||
resolution to approve the compensation of | |||||||
the Company's named executive officers, | |||||||
as more particularly defined in the | |||||||
accompanying proxy statement. | |||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accountants for the fiscal | |||||||
year ending December 31, 2019, as more | |||||||
particularly described in the accompanying | |||||||
proxy statement. |
MARTIN MARIETTA MATERIALS, INC. | ||||||
Security | 573284106 | Meeting Type | Annual | |||
Ticker Symbol | MLM | Meeting Date | 09-May-2019 | |||
ISIN | US5732841060 | Agenda | 934993115 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 08-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Dorothy M. Ables | Management | For | For | For | ||
1.2 | Election of Director: Sue W. Cole | Management | For | For | For | ||
1.3 | Election of Director: Smith W. Davis | Management | For | For | For | ||
1.4 | Election of Director: John J. Koraleski | Management | For | For | For | ||
1.5 | Election of Director: C. Howard Nye | Management | For | For | For | ||
1.6 | Election of Director: Laree E. Perez | Management | For | For | For | ||
1.7 | Election of Director: Michael J. Quillen | Management | For | For | For | ||
1.8 | Election of Director: Donald W. Slager | Management | For | For | For | ||
1.9 | Election of Director: Stephen P. Zelnak, Jr. | Management | For | For | For | ||
2. | Ratification of selection of | Management | For | For | For | ||
PricewaterhouseCoopers as independent | |||||||
auditors. | |||||||
3. | Approval, by a non-binding advisory vote, of | Management | For | For | For | ||
the compensation of Martin Marietta | |||||||
Materials, Inc.'s named executive officers. |
VULCAN MATERIALS COMPANY | ||||||
Security | 929160109 | Meeting Type | Annual | |||
Ticker Symbol | VMC | Meeting Date | 10-May-2019 | |||
ISIN | US9291601097 | Agenda | 934951357 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kathleen L. Quirk | Management | For | For | For | ||
1b. | Election of Director: David P. Steiner | Management | For | For | For | ||
1c. | Election of Director: Lee J. Styslinger, III | Management | For | For | For | ||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for 2019. |
ZIMMER BIOMET HOLDINGS, INC. | ||||||
Security | 98956P102 | Meeting Type | Annual | |||
Ticker Symbol | ZBH | Meeting Date | 10-May-2019 | |||
ISIN | US98956P1021 | Agenda | 934953577 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Christopher B. Begley | Management | For | For | For | ||
1b. | Election of Director: Betsy J. Bernard | Management | For | For | For | ||
1c. | Election of Director: Gail K. Boudreaux | Management | For | For | For | ||
1d. | Election of Director: Michael J. Farrell | Management | For | For | For | ||
1e. | Election of Director: Larry C. Glasscock | Management | For | For | For | ||
1f. | Election of Director: Robert A. Hagemann | Management | For | For | For | ||
1g. | Election of Director: Bryan C. Hanson | Management | For | For | For | ||
1h. | Election of Director: Arthur J. Higgins | Management | For | For | For | ||
1i. | Election of Director: Maria Teresa Hilado | Management | For | For | For | ||
1j. | Election of Director: Syed Jafry | Management | For | For | For | ||
1K. | Election of Director: Michael W. Michelson | Management | For | For | For | ||
2. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019 | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation (Say on Pay) |
COLGATE-PALMOLIVE COMPANY | ||||||
Security | 194162103 | Meeting Type | Annual | |||
Ticker Symbol | CL | Meeting Date | 10-May-2019 | |||
ISIN | US1941621039 | Agenda | 934955254 - Management | |||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of director: Charles A. Bancroft | Management | For | For | For | ||
1b. | Election of director: John P. Bilbrey | Management | For | For | For | ||
1c. | Election of director: John T. Cahill | Management | For | For | For | ||
1d. | Election of director: Ian Cook | Management | For | For | For | ||
1e. | Election of director: Lisa M. Edwards | Management | For | For | For | ||
1f. | Election of director: Helene D. Gayle | Management | For | For | For | ||
1g. | Election of director: C. Martin Harris | Management | For | For | For | ||
1h. | Election of director: Lorrie M. Norrington | Management | For | For | For | ||
1i. | Election of director: Michael B. Polk | Management | For | For | For | ||
1j. | Election of director: Stephen I. Sadove | Management | For | For | For | ||
1k. | Election of director: Noel R. Wallace | Management | For | For | For | ||
2. | Ratify selection of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as Colgate's independent registered | |||||||
public accounting firm. | |||||||
3. | Advisory vote on executive compensation. | Management | For | For | For | ||
4. | Approve the Colgate-Palmolive Company | Management | For | For | For | ||
2019 Incentive Compensation Plan. | |||||||
5. | Stockholder proposal on independent Board | Shareholder | Against | Against | For | ||
Chairman. |
AMERICAN WATER WORKS COMPANY, INC. | ||||||
Security | 030420103 | Meeting Type | Annual | |||
Ticker Symbol | AWK | Meeting Date | 10-May-2019 | |||
ISIN | US0304201033 | Agenda | 934958894 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | For | ||
1b. | Election of Director: Martha Clark Goss | Management | For | For | For | ||
1c. | Election of Director: Veronica M. Hagen | Management | For | For | For | ||
1d. | Election of Director: Julia L. Johnson | Management | Against | For | Against | ||
1e. | Election of Director: Karl F. Kurz | Management | For | For | For | ||
1f. | Election of Director: George MacKenzie | Management | For | For | For | ||
1g. | Election of Director: James G. Stavridis | Management | For | For | For | ||
1h. | Election of Director: Susan N. Story | Management | For | For | For | ||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of the Company's named | |||||||
executive officers. | |||||||
3. | Ratification of the appointment, by the | Management | For | For | For | ||
Audit, Finance and Risk Committee of the | |||||||
Board of Directors, of | |||||||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. | |||||||
4. | Shareholder proposal on political | Shareholder | Against | Against | For | ||
contributions as described in the proxy | |||||||
statement. | |||||||
5. | Shareholder proposal on lobbying | Shareholder | Against | Against | For | ||
expenditures as described in the proxy | |||||||
statement. |
BAKER HUGHES, A GE COMPANY | ||||||
Security | 05722G100 | Meeting Type | Annual | |||
Ticker Symbol | BHGE | Meeting Date | 10-May-2019 | |||
ISIN | US05722G1004 | Agenda | 934959276 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | W. Geoffrey Beattie | For | For | For | |||||
2 | Gregory D. Brenneman | For | For | For | |||||
3 | Clarence P. Cazalot,Jr. | For | For | For | |||||
4 | Gregory L. Ebel | For | For | For | |||||
5 | Lynn L. Elsenhans | For | For | For | |||||
6 | Jamie S. Miller | For | For | For | |||||
7 | James J. Mulva | For | For | For | |||||
8 | John G. Rice | For | For | For | |||||
9 | Lorenzo Simonelli | For | For | For | |||||
2. | An advisory vote related to the Company's | Management | For | For | For | ||||
executive compensation program | |||||||||
3. | The ratification of KPMG LLP as the | Management | For | For | For | ||||
Company's independent registered public | |||||||||
accounting firm for fiscal year 2019 |
OCCIDENTAL PETROLEUM CORPORATION | ||||||
Security | 674599105 | Meeting Type | Annual | |||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | |||
ISIN | US6745991058 | Agenda | 934959733 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Spencer Abraham | Management | For | For | For | ||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | For | ||
1c. | Election of Director: Margaret M. Foran | Management | For | For | For | ||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | For | ||
1e. | Election of Director: Vicki Hollub | Management | For | For | For | ||
1f. | Election of Director: William R. Klesse | Management | For | For | For | ||
1g. | Election of Director: Jack B. Moore | Management | For | For | For | ||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | For | ||
1i. | Election of Director: Elisse B. Walter | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation | |||||||
3. | Ratification of Selection of KPMG as | Management | For | For | For | ||
Independent Auditor for the Fiscal Year | |||||||
Ending December 31, 2019 | |||||||
4. | Request to Lower Stock Ownership | Shareholder | For | Against | Against | ||
Threshold to Call Special Stockholder | |||||||
Meetings |
THE PROGRESSIVE CORPORATION | ||||||
Security | 743315103 | Meeting Type | Annual | |||
Ticker Symbol | PGR | Meeting Date | 10-May-2019 | |||
ISIN | US7433151039 | Agenda | 934973721 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Philip Bleser | Management | For | For | For | ||
1b. | Election of Director: Stuart B. Burgdoerfer | Management | For | For | For | ||
1c. | Election of Director: Pamela J. Craig | Management | For | For | For | ||
1d. | Election of Director: Charles A. Davis | Management | For | For | For | ||
1e. | Election of Director: Roger N. Farah | Management | For | For | For | ||
1f. | Election of Director: Lawton W. Fitt | Management | For | For | For | ||
1g. | Election of Director: Susan Patricia Griffith | Management | For | For | For | ||
1h. | Election of Director: Jeffrey D. Kelly | Management | For | For | For | ||
1i. | Election of Director: Patrick H. Nettles, | Management | For | For | For | ||
Ph.D. | |||||||
1j. | Election of Director: Barbara R. Snyder | Management | For | For | For | ||
1k. | Election of Director: Jan E. Tighe | Management | For | For | For | ||
1l. | Election of Director: Kahina Van Dyke | Management | For | For | For | ||
2. | Cast an advisory vote to approve our | Management | For | For | For | ||
executive compensation program. | |||||||
3. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019; and |
MASCO CORPORATION | ||||||
Security | 574599106 | Meeting Type | Annual | |||
Ticker Symbol | MAS | Meeting Date | 10-May-2019 | |||
ISIN | US5745991068 | Agenda | 934980497 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Marie A. Ffolkes | Management | For | For | For | ||
1b. | Election of Director: Donald R. Parfet | Management | For | For | For | ||
1c. | Election of Director: Lisa A. Payne | Management | For | For | For | ||
1d. | Election of Director: Reginald M. Turner | Management | For | For | For | ||
2. | To approve, by non-binding advisory vote, | Management | For | For | For | ||
the compensation paid to the Company's | |||||||
named executive officers, as disclosed | |||||||
pursuant to the compensation disclosure | |||||||
rules of the SEC, including the | |||||||
Compensation Discussion and Analysis, the | |||||||
compensation tables and the related | |||||||
materials disclosed in the Proxy Statement | |||||||
3. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
independent auditors for the Company for | |||||||
2019. |
MARRIOTT INTERNATIONAL, INC. | ||||||
Security | 571903202 | Meeting Type | Annual | |||
Ticker Symbol | MAR | Meeting Date | 10-May-2019 | |||
ISIN | US5719032022 | Agenda | 934995260 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 09-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: J.W. Marriott, Jr. | Management | For | For | For | ||
1B. | Election of Director: Mary K. Bush | Management | For | For | For | ||
1C. | Election of Director: Bruce W. Duncan | Management | For | For | For | ||
1D. | Election of Director: Deborah M. Harrison | Management | For | For | For | ||
1E. | Election of Director: Frederick A. | Management | For | For | For | ||
Henderson | |||||||
1F. | Election of Director: Eric Hippeau | Management | For | For | For | ||
1G. | Election of Director: Lawrence W. Kellner | Management | For | For | For | ||
1H. | Election of Director: Debra L. Lee | Management | For | For | For | ||
1I. | Election of Director: Aylwin B. Lewis | Management | For | For | For | ||
1J. | Election of Director: Margaret M. McCarthy | Management | For | For | For | ||
1K. | Election of Director: George Muñoz | Management | For | For | For | ||
1L. | Election of Director: Steven S Reinemund | Management | For | For | For | ||
1M. | Election of Director: Susan C. Schwab | Management | For | For | For | ||
1N. | Election of Director: Arne M. Sorenson | Management | For | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||
OF ERNST & YOUNG AS THE | |||||||
COMPANY'S INDEPENDENT | |||||||
REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR FISCAL YEAR 2019 | |||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||
EXECUTIVE COMPENSATION | |||||||
4a. | AMEND THE COMPANY'S RESTATED | Management | For | For | For | ||
CERTIFICATE OF INCORPORATION AND | |||||||
BYLAWS TO REMOVE SUPERMAJORITY | |||||||
VOTING STANDARDS: AMENDMENTS | |||||||
TO REMOVE THE SUPERMAJORITY | |||||||
VOTING STANDARD FOR THE REMOVAL | |||||||
OF DIRECTORS |
4b. | AMEND THE COMPANY'S RESTATED | Management | For | For | For | ||
CERTIFICATE OF INCORPORATION AND | |||||||
BYLAWS TO REMOVE SUPERMAJORITY | |||||||
VOTING STANDARDS: AMENDMENTS | |||||||
TO REMOVE THE SUPERMAJORITY | |||||||
VOTING STANDARDS FOR FUTURE | |||||||
AMENDMENTS TO THE RESTATED | |||||||
CERTIFICATE OF INCORPORATION | |||||||
APPROVED BY OUR STOCKHOLDERS | |||||||
4c. | AMEND THE COMPANY'S RESTATED | Management | For | For | For | ||
CERTIFICATE OF INCORPORATION AND | |||||||
BYLAWS TO REMOVE SUPERMAJORITY | |||||||
VOTING STANDARDS: AMENDMENTS | |||||||
TO REMOVE THE REQUIREMENT FOR A | |||||||
SUPERMAJORITY STOCKHOLDER VOTE | |||||||
FOR FUTURE AMENDMENTS TO | |||||||
CERTAIN BYLAW PROVISIONS | |||||||
4d. | AMEND THE COMPANY'S RESTATED | Management | For | For | For | ||
CERTIFICATE OF INCORPORATION AND | |||||||
BYLAWS TO REMOVE SUPERMAJORITY | |||||||
VOTING STANDARDS: AMENDMENT TO | |||||||
REMOVE THE REQUIREMENT FOR A | |||||||
SUPERMAJORITY STOCKHOLDER VOTE | |||||||
FOR CERTAIN TRANSACTIONS | |||||||
4e. | AMEND THE COMPANY'S RESTATED | Management | For | For | For | ||
CERTIFICATE OF INCORPORATION AND | |||||||
BYLAWS TO REMOVE SUPERMAJORITY | |||||||
VOTING STANDARDS: AMENDMENT TO | |||||||
REMOVE THE SUPERMAJORITY VOTING | |||||||
STANDARD FOR CERTAIN BUSINESS | |||||||
COMBINATIONS | |||||||
5. | STOCKHOLDER RESOLUTION | Shareholder | For | Against | Against | ||
RECOMMENDING THAT | |||||||
STOCKHOLDERS BE ALLOWED TO ACT | |||||||
BY WRITTEN CONSENT IF PROPERLY | |||||||
PRESENTED AT THE MEETING |
MOTOROLA SOLUTIONS, INC. | ||||||
Security | 620076307 | Meeting Type | Annual | |||
Ticker Symbol | MSI | Meeting Date | 13-May-2019 | |||
ISIN | US6200763075 | Agenda | 934957412 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 10-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Gregory Q. Brown | |||||||
1b. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Kenneth D. Denman | |||||||
1c. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Egon P. Durban | |||||||
1d. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Clayton M. Jones | |||||||
1e. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Judy C. Lewent | |||||||
1f. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Gregory K. Mondre | |||||||
1g. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Anne R. Pramaggiore | |||||||
1h. | Election of Director for a One-Year Term: | Management | For | For | For | ||
Joseph M. Tucci | |||||||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's Independent Registered Public | |||||||
Accounting Firm for 2019. | |||||||
3. | Advisory approval of the Company's | Management | For | For | For | ||
executive compensation. | |||||||
4. | Shareholder Proposal re: Independent | Shareholder | Against | Against | For | ||
Director with Human Rights Expertise. | |||||||
5. | Shareholder Proposal re: Lobbying | Shareholder | Against | Against | For | ||
Disclosure. |
INTERNATIONAL PAPER COMPANY | ||||||
Security | 460146103 | Meeting Type | Annual | |||
Ticker Symbol | IP | Meeting Date | 13-May-2019 | |||
ISIN | US4601461035 | Agenda | 934961461 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 10-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: William J. Burns | Management | For | For | For | ||
1b. | Election of Director: Christopher M. Connor | Management | For | For | For | ||
1c. | Election of Director: Ahmet C. Dorduncu | Management | For | For | For | ||
1d. | Election of Director: Ilene S. Gordon | Management | For | For | For | ||
1e. | Election of Director: Anders Gustafsson | Management | For | For | For | ||
1f. | Election of Director: Jacqueline C. Hinman | Management | For | For | For | ||
1g. | Election of Director: Clinton A. Lewis, Jr. | Management | For | For | For | ||
1h. | Election of Director: Kathryn D. Sullivan | Management | For | For | For | ||
1i. | Election of Director: Mark S. Sutton | Management | For | For | For | ||
1j. | Election of Director: J. Steven Whisler | Management | For | For | For | ||
1k. | Election of Director: Ray G. Young | Management | For | For | For | ||
2. | Ratification of Deloitte & Touche LLP as the | Management | For | For | For | ||
Company's Independent Registered Public | |||||||
Accounting Firm for 2019. | |||||||
3. | A Non-Binding Resolution to Approve the | Management | For | For | For | ||
Compensation of the Company's Named | |||||||
Executive Officers, as Disclosed Under the | |||||||
Heading "Compensation Discussion & | |||||||
Analysis". | |||||||
4. | Shareowner Proposal to Reduce Special | Shareholder | For | Against | Against | ||
Shareowner Meeting Ownership Threshold | |||||||
to 10 Percent. |
DIGITAL REALTY TRUST, INC. | ||||||
Security | 253868103 | Meeting Type | Annual | |||
Ticker Symbol | DLR | Meeting Date | 13-May-2019 | |||
ISIN | US2538681030 | Agenda | 934969265 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 10-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Laurence A. Chapman | Management | For | For | For | ||
1B. | Election of Director: Michael A. Coke | Management | For | For | For | ||
1C. | Election of Director: Kevin J. Kennedy | Management | For | For | For | ||
1D. | Election of Director: William G. LaPerch | Management | For | For | For | ||
1E. | Election of Director: Afshin Mohebbi | Management | For | For | For | ||
1F. | Election of Director: Mark R. Patterson | Management | For | For | For | ||
1G. | Election of Director: Mary Hogan Preusse | Management | For | For | For | ||
1H. | Election of Director: Dennis E. Singleton | Management | For | For | For | ||
1I. | Election of Director: A. William Stein | Management | For | For | For | ||
2. | To ratify the selection of KPMG LLP as the | Management | For | For | For | ||
Company's independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | To approve, on a non-binding, advisory | Management | For | For | For | ||
basis, the compensation of the Company's | |||||||
named executive officers, as more fully | |||||||
described in the accompanying Proxy | |||||||
Statement. |
REALTY INCOME CORPORATION | ||||||
Security | 756109104 | Meeting Type | Annual | |||
Ticker Symbol | O | Meeting Date | 14-May-2019 | |||
ISIN | US7561091049 | Agenda | 934951903 - Management | |||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kathleen R. Allen | Management | For | For | For | ||
1b. | Election of Director: A. Larry Chapman | Management | For | For | For | ||
1c. | Election of Director: Reginald H. Gilyard | Management | For | For | For | ||
1d. | Election of Director: Priya Cherian Huskins | Management | For | For | For | ||
1e. | Election of Director: Gerardo I. Lopez | Management | For | For | For | ||
1f. | Election of Director: Michael D. McKee | Management | For | For | For | ||
1g. | Election of Director: Gregory T. McLaughlin | Management | For | For | For | ||
1h. | Election of Director: Ronald L. Merriman | Management | For | For | For | ||
1i. | Election of Director: Sumit Roy | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the Independent Registered Public | |||||||
Accounting Firm for the Fiscal Year Ending | |||||||
December 31, 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. | |||||||
4. | Amendment of the Charter to increase the | Management | For | For | For | ||
number of authorized shares of common | |||||||
stock. | |||||||
5. | Advisory vote to ratify an amendment to the | Management | For | For | For | ||
Bylaws to permit stockholders to propose | |||||||
binding amendments to the company's | |||||||
Bylaws. |
VENTAS, INC. | ||||||
Security | 92276F100 | Meeting Type | Annual | |||
Ticker Symbol | VTR | Meeting Date | 14-May-2019 | |||
ISIN | US92276F1003 | Agenda | 934953983 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Melody C. Barnes | Management | For | For | For | ||
1B. | Election of Director: Debra A. Cafaro | Management | For | For | For | ||
1C. | Election of Director: Jay M. Gellert | Management | For | For | For | ||
1D. | Election of Director: Richard I. Gilchrist | Management | For | For | For | ||
1E. | Election of Director: Matthew J. Lustig | Management | For | For | For | ||
1F. | Election of Director: Roxanne M. Martino | Management | For | For | For | ||
1G. | Election of Director: Walter C. Rakowich | Management | For | For | For | ||
1H. | Election of Director: Robert D. Reed | Management | For | For | For | ||
1I. | Election of Director: James D. Shelton | Management | For | For | For | ||
2. | Ratification of the selection of KPMG LLP | Management | For | For | For | ||
as the independent registered public | |||||||
accounting firm for fiscal year 2019. | |||||||
3. | Advisory vote to approve our executive | Management | For | For | For | ||
compensation. |
CUMMINS INC. | ||||||
Security | 231021106 | Meeting Type | Annual | |||
Ticker Symbol | CMI | Meeting Date | 14-May-2019 | |||
ISIN | US2310211063 | Agenda | 934957082 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | For | ||
2) | Election of Director: Richard J. Freeland | Management | For | For | For | ||
3) | Election of Director: Robert J. Bernhard | Management | For | For | For | ||
4) | Election of Director: Dr. Franklin R. Chang | Management | For | For | For | ||
Diaz | |||||||
5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | For | ||
6) | Election of Director: Stephen B. Dobbs | Management | For | For | For | ||
7) | Election of Director: Robert K. Herdman | Management | For | For | For | ||
8) | Election of Director: Alexis M. Herman | Management | For | For | For | ||
9) | Election of Director: Thomas J. Lynch | Management | For | For | For | ||
10) | Election of Director: William I. Miller | Management | For | For | For | ||
11) | Election of Director: Georgia R. Nelson | Management | For | For | For | ||
12) | Election of Director: Karen H. Quintos | Management | For | For | For | ||
13) | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers as | |||||||
disclosed in the proxy statement. | |||||||
14) | Proposal to ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
auditors for 2019. | |||||||
15) | Proposal to approve the Cummins Inc. | Management | Against | For | Against | ||
Employee Stock Purchase Plan, as | |||||||
amended. | |||||||
16) | The shareholder proposal regarding an | Shareholder | Against | Against | For | ||
independent chairman of the board. |
3M COMPANY | ||||||
Security | 88579Y101 | Meeting Type | Annual | |||
Ticker Symbol | MMM | Meeting Date | 14-May-2019 | |||
ISIN | US88579Y1010 | Agenda | 934958856 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Thomas "Tony" K. | Management | For | For | For | ||
Brown | |||||||
1b. | Election of Director: Pamela J. Craig | Management | For | For | For | ||
1c. | Election of Director: David B. Dillon | Management | For | For | For | ||
1d. | Election of Director: Michael L. Eskew | Management | For | For | For | ||
1e. | Election of Director: Herbert L. Henkel | Management | For | For | For | ||
1f. | Election of Director: Amy E. Hood | Management | For | For | For | ||
1g. | Election of Director: Muhtar Kent | Management | For | For | For | ||
1h. | Election of Director: Edward M. Liddy | Management | For | For | For | ||
1i. | Election of Director: Dambisa F. Moyo | Management | For | For | For | ||
1j. | Election of Director: Gregory R. Page | Management | For | For | For | ||
1k. | Election of Director: Michael F. Roman | Management | For | For | For | ||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | For | ||
2. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as 3M's | |||||||
independent registered public accounting | |||||||
firm. | |||||||
3. | Advisory approval of executive | Management | For | For | For | ||
compensation. | |||||||
4. | Stockholder proposal on setting target | Shareholder | Against | Against | For | ||
amounts for CEO compensation. |
WASTE MANAGEMENT, INC. | ||||||
Security | 94106L109 | Meeting Type | Annual | |||
Ticker Symbol | WM | Meeting Date | 14-May-2019 | |||
ISIN | US94106L1098 | Agenda | 934958933 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Frank M. Clark, Jr. | Management | For | For | For | ||
1b. | Election of Director: James C. Fish, Jr. | Management | For | For | For | ||
1c. | Election of Director: Andres R. Gluski | Management | For | For | For | ||
1d. | Election of Director: Patrick W. Gross | Management | For | For | For | ||
1e. | Election of Director: Victoria M. Holt | Management | For | For | For | ||
1f. | Election of Director: Kathleen M. Mazzarella | Management | For | For | For | ||
1g. | Election of Director: John C. Pope | Management | For | For | For | ||
1h. | Election of Director: Thomas H. | Management | For | For | For | ||
Weidemeyer | |||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the independent registered | |||||||
public accounting firm for 2019. | |||||||
3. | Approval of our executive compensation. | Management | For | For | For | ||
4. | Stockholder proposal regarding a policy | Shareholder | Against | Against | For | ||
restricting accelerated vesting of equity | |||||||
awards upon a change in control, if properly | |||||||
presented at the meeting. |
ARTHUR J. GALLAGHER & CO. | ||||||
Security | 363576109 | Meeting Type | Annual | |||
Ticker Symbol | AJG | Meeting Date | 14-May-2019 | |||
ISIN | US3635761097 | Agenda | 934959226 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Sherry S. Barrat | Management | For | For | For | ||
1b. | Election of Director: William L. Bax | Management | For | For | For | ||
1c. | Election of Director: D. John Coldman | Management | For | For | For | ||
1d. | Election of Director: Frank E. English, Jr. | Management | For | For | For | ||
1e. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | For | For | ||
1f. | Election of Director: David S. Johnson | Management | For | For | For | ||
1g. | Election of Director: Kay W. McCurdy | Management | For | For | For | ||
1h. | Election of Director: Ralph J. Nicoletti | Management | For | For | For | ||
1i. | Election of Director: Norman L. Rosenthal | Management | For | For | For | ||
2. | Ratification of the Appointment of Ernst & | Management | For | For | For | ||
Young LLP as our Independent Auditor for | |||||||
the fiscal year ending December 31, 2019. | |||||||
3. | Approval, on an Advisory Basis, of the | Management | For | For | For | ||
Compensation of our Named Executive | |||||||
Officers. |
CONOCOPHILLIPS | ||||||
Security | 20825C104 | Meeting Type | Annual | |||
Ticker Symbol | COP | Meeting Date | 14-May-2019 | |||
ISIN | US20825C1045 | Agenda | 934959492 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Charles E. Bunch | Management | For | For | For | ||
1b. | Election of Director: Caroline Maury Devine | Management | For | For | For | ||
1c. | Election of Director: John V. Faraci | Management | For | For | For | ||
1d. | Election of Director: Jody Freeman | Management | For | For | For | ||
1e. | Election of Director: Gay Huey Evans | Management | For | For | For | ||
1f. | Election of Director: Jeffrey A. Joerres | Management | For | For | For | ||
1g. | Election of Director: Ryan M. Lance | Management | For | For | For | ||
1h. | Election of Director: William H. McRaven | Management | For | For | For | ||
1i. | Election of Director: Sharmila Mulligan | Management | For | For | For | ||
1j. | Election of Director: Arjun N. Murti | Management | For | For | For | ||
1k. | Election of Director: Robert A. Niblock | Management | For | For | For | ||
2. | Proposal to ratify appointment of Ernst & | Management | For | For | For | ||
Young LLP as ConocoPhillips' independent | |||||||
registered public accounting firm for 2019. | |||||||
3. | Advisory Approval of Executive | Management | For | For | For | ||
Compensation. |
FIRST REPUBLIC BANK | ||||||
Security | 33616C100 | Meeting Type | Annual | |||
Ticker Symbol | FRC | Meeting Date | 14-May-2019 | |||
ISIN | US33616C1009 | Agenda | 934959757 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James H. Herbert, II | Management | For | For | For | ||
1b. | Election of Director: Katherine August- | Management | For | For | For | ||
deWilde | |||||||
1c. | Election of Director: Thomas J. Barrack, Jr. | Management | For | For | For | ||
1d. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | ||
1e. | Election of Director: Frank J. Fahrenkopf, | Management | For | For | For | ||
Jr. | |||||||
1f. | Election of Director: Boris Groysberg | Management | For | For | For | ||
1g. | Election of Director: Sandra R. Hernández | Management | For | For | For | ||
1h. | Election of Director: Pamela J. Joyner | Management | For | For | For | ||
1i. | Election of Director: Reynold Levy | Management | For | For | For | ||
1j. | Election of Director: Duncan L. Niederauer | Management | For | For | For | ||
1k. | Election of Director: George G.C. Parker | Management | For | For | For | ||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||
the independent auditor of First Republic | |||||||
Bank for the fiscal year ending December | |||||||
31, 2019. | |||||||
3. | To approve, by advisory (non-binding) vote, | Management | Against | For | Against | ||
the compensation of our executive officers | |||||||
("say on pay" vote). |
ESSEX PROPERTY TRUST, INC. | ||||||
Security | 297178105 | Meeting Type | Annual | |||
Ticker Symbol | ESS | Meeting Date | 14-May-2019 | |||
ISIN | US2971781057 | Agenda | 934961295 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Keith R. Guericke | For | For | For | |||||
2 | Amal M. Johnson | For | For | For | |||||
3 | Mary Kasaris | For | For | For | |||||
4 | Irving F. Lyons, III | For | For | For | |||||
5 | George M. Marcus | For | For | For | |||||
6 | Thomas E. Robinson | For | For | For | |||||
7 | Michael J. Schall | For | For | For | |||||
8 | Byron A. Scordelis | For | For | For | |||||
9 | Janice L. Sears | For | For | For | |||||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||||
LLP as the independent registered public | |||||||||
accounting firm for the Company for the | |||||||||
year ending December 31, 2019. | |||||||||
3. | Advisory vote to approve the Company's | Management | For | For | For | ||||
named executive officer compensation. |
ALEXION PHARMACEUTICALS, INC. | ||||||
Security | 015351109 | Meeting Type | Annual | |||
Ticker Symbol | ALXN | Meeting Date | 14-May-2019 | |||
ISIN | US0153511094 | Agenda | 934962728 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Felix J. Baker | For | For | For | |||||
2 | David R. Brennan | For | For | For | |||||
3 | Christopher J. Coughlin | For | For | For | |||||
4 | Deborah Dunsire | For | For | For | |||||
5 | Paul A. Friedman | For | For | For | |||||
6 | Ludwig N. Hantson | For | For | For | |||||
7 | John T. Mollen | For | For | For | |||||
8 | Francois Nader | For | For | For | |||||
9 | Judith A. Reinsdorf | For | For | For | |||||
10 | Andreas Rummelt | For | For | For | |||||
2. | Ratification of appointment by the Board of | Management | For | For | For | ||||
Directors of PricewaterhouseCoopers LLP | |||||||||
as the Company's independent registered | |||||||||
public accounting firm. | |||||||||
3. | Approval of a non-binding advisory vote of | Management | Against | For | Against | ||||
the 2018 compensation paid to Alexion's | |||||||||
named executive officers. | |||||||||
4. | Shareholder proposal requesting certain | Shareholder | Against | Against | For | ||||
proxy access Bylaw amendments. |
LOEWS CORPORATION | ||||||
Security | 540424108 | Meeting Type | Annual | |||
Ticker Symbol | L | Meeting Date | 14-May-2019 | |||
ISIN | US5404241086 | Agenda | 934963617 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ann E. Berman | Management | For | For | For | ||
1b. | Election of Director: Joseph L. Bower | Management | For | For | For | ||
1c. | Election of Director: Charles D. Davidson | Management | For | For | For | ||
1d. | Election of Director: Charles M. Diker | Management | For | For | For | ||
1e. | Election of Director: Paul J. Fribourg | Management | For | For | For | ||
1f. | Election of Director: Walter L. Harris | Management | For | For | For | ||
1g. | Election of Director: Philip A. Laskawy | Management | For | For | For | ||
1h. | Election of Director: Susan P. Peters | Management | For | For | For | ||
1i. | Election of Director: Andrew H. Tisch | Management | For | For | For | ||
1j. | Election of Director: James S. Tisch | Management | For | For | For | ||
1k. | Election of Director: Jonathan M. Tisch | Management | For | For | For | ||
1l. | Election of Director: Anthony Welters | Management | For | For | For | ||
2. | Approve, on an advisory basis, executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratify Deloitte & Touche LLP as | Management | For | For | For | ||
independent auditors. | |||||||
4. | Shareholder proposal requesting certain | Shareholder | Against | Against | For | ||
disclosures regarding political contributions, | |||||||
if presented at the meeting. |
QUEST DIAGNOSTICS INCORPORATED | ||||||
Security | 74834L100 | Meeting Type | Annual | |||
Ticker Symbol | DGX | Meeting Date | 14-May-2019 | |||
ISIN | US74834L1008 | Agenda | 934966106 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | For | For | ||
1.2 | Election of Director: Timothy L. Main | Management | For | For | For | ||
1.3 | Election of Director: Denise M. Morrison | Management | For | For | For | ||
1.4 | Election of Director: Gary M. Pfeiffer | Management | For | For | For | ||
1.5 | Election of Director: Timothy M. Ring | Management | For | For | For | ||
1.6 | Election of Director: Stephen H. | Management | For | For | For | ||
Rusckowski | |||||||
1.7 | Election of Director: Daniel C. Stanzione | Management | For | For | For | ||
1.8 | Election of Director: Helen I. Torley | Management | For | For | For | ||
1.9 | Election of Director: Gail R. Wilensky | Management | For | For | For | ||
2. | An advisory resolution to approve the | Management | For | For | For | ||
executive officer compensation disclosed in | |||||||
the Company's 2019 proxy statement | |||||||
3. | Ratification of the appointment of our | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019 | |||||||
4. | Approval of an amendment to the Amended | Management | For | For | For | ||
and Restated Employee Long-Term | |||||||
Incentive Plan |
PPL CORPORATION | ||||||
Security | 69351T106 | Meeting Type | Annual | |||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | |||
ISIN | US69351T1060 | Agenda | 934966207 - Management | |||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: John W. Conway | Management | For | For | For | ||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | For | ||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | For | ||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | For | ||
1.5 | Election of Director: William H. Spence | Management | For | For | For | ||
1.6 | Election of Director: Natica von Althann | Management | For | For | For | ||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | For | ||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | For | ||
1.9 | Election of Director: Armando Zagalo de | Management | For | For | For | ||
Lima | |||||||
2. | Advisory vote to approve compensation of | Management | For | For | For | ||
named executive officers | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm |
ANADARKO PETROLEUM CORPORATION | ||||||
Security | 032511107 | Meeting Type | Annual | |||
Ticker Symbol | APC | Meeting Date | 14-May-2019 | |||
ISIN | US0325111070 | Agenda | 934966524 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | In light of Anadarko Petroleum | Management | None | ||||
Corporation's pending merger with Chevron | |||||||
Corporation, Anadarko has indefinitely | |||||||
postponed its 2019 annual meeting of | |||||||
stockholders, which had previously been | |||||||
scheduled for May 14, 2019 and with | |||||||
respect to which Anadarko had previously | |||||||
filed a definitive proxy statement with the | |||||||
Securities and Exchange Commission on | |||||||
March 29, 2019. |
JUNIPER NETWORKS, INC. | ||||||
Security | 48203R104 | Meeting Type | Annual | |||
Ticker Symbol | JNPR | Meeting Date | 14-May-2019 | |||
ISIN | US48203R1041 | Agenda | 934968869 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Gary Daichendt | Management | For | For | For | ||
1b. | Election of Director: Anne DelSanto | Management | For | For | For | ||
1c. | Election of Director: Kevin DeNuccio | Management | For | For | For | ||
1d. | Election of Director: James Dolce | Management | For | For | For | ||
1e. | Election of Director: Scott Kriens | Management | For | For | For | ||
1f. | Election of Director: Rahul Merchant | Management | For | For | For | ||
1g. | Election of Director: Rami Rahim | Management | For | For | For | ||
1h. | Election of Director: William Stensrud | Management | For | For | For | ||
2. | Ratification of Ernst & Young LLP, an | Management | For | For | For | ||
independent registered public accounting | |||||||
firm, as our auditors for the fiscal year | |||||||
ending December 31, 2019. | |||||||
3. | Approval of a non-binding advisory | Management | For | For | For | ||
resolution on executive compensation. | |||||||
4. | Approval of the amendment and | Management | For | For | For | ||
restatement of our 2015 Equity Incentive | |||||||
Plan. |
ARCONIC INC | ||||||
Security | 03965L100 | Meeting Type | Annual | |||
Ticker Symbol | ARNC | Meeting Date | 14-May-2019 | |||
ISIN | US03965L1008 | Agenda | 934970244 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: James F. Albaugh | |||||||
1b. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Amy E. Alving | |||||||
1c. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Christopher L. Ayers | |||||||
1d. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Elmer L. Doty | |||||||
1e. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Rajiv L. Gupta | |||||||
1f. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Sean O. Mahoney | |||||||
1g. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: David J. Miller | |||||||
1h. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: E. Stanley O'Neal | |||||||
1i. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: John C. Plant | |||||||
1j. | Election of Director to Serve for a One-Year | Management | For | For | For | ||
Term Expiring in 2020: Ulrich R. Schmidt | |||||||
2. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Approve, on an advisory basis, executive | Management | For | For | For | ||
compensation. | |||||||
4. | Approval of 2013 Arconic Stock Incentive | Management | For | For | For | ||
Plan, as Amended and Restated. | |||||||
5. | Shareholder proposal regarding | Shareholder | Against | Against | For | ||
shareholding threshold to call special | |||||||
shareowner meeting. |
WATERS CORPORATION | ||||||
Security | 941848103 | Meeting Type | Annual | |||
Ticker Symbol | WAT | Meeting Date | 14-May-2019 | |||
ISIN | US9418481035 | Agenda | 934973822 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Linda Baddour | Management | For | For | For | ||
1B. | Election of Director: Michael J. Berendt, | Management | For | For | For | ||
Ph.D. | |||||||
1C. | Election of Director: Edward Conard | Management | For | For | For | ||
1D. | Election of Director: Laurie H. Glimcher, | Management | For | For | For | ||
M.D. | |||||||
1E. | Election of Director: Gary E. Hendrickson | Management | For | For | For | ||
1F. | Election of Director: Christopher A. Kuebler | Management | For | For | For | ||
1G. | Election of Director: Christopher J. | Management | For | For | For | ||
O'Connell | |||||||
1H. | Election of Director: Flemming Ornskov, | Management | For | For | For | ||
M.D., M.P.H | |||||||
1I. | Election of Director: JoAnn A. Reed | Management | For | For | For | ||
1J. | Election of Director: Thomas P. Salice | Management | For | For | For | ||
2. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's Independent Registered Public | |||||||
Accounting Firm for the fiscal year ending | |||||||
December 31, 2019. | |||||||
3. | To approve, by non-binding vote, named | Management | For | For | For | ||
executive officer compensation. |
PRUDENTIAL FINANCIAL, INC. | ||||||
Security | 744320102 | Meeting Type | Annual | |||
Ticker Symbol | PRU | Meeting Date | 14-May-2019 | |||
ISIN | US7443201022 | Agenda | 934976056 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 13-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Thomas J. Baltimore, | Management | For | For | For | ||
Jr. | |||||||
1b. | Election of Director: Gilbert F. Casellas | Management | For | For | For | ||
1c. | Election of Director: Robert M. Falzon | Management | For | For | For | ||
1d. | Election of Director: Mark B. Grier | Management | For | For | For | ||
1e. | Election of Director: Martina Hund-Mejean | Management | For | For | For | ||
1f. | Election of Director: Karl J. Krapek | Management | For | For | For | ||
1g. | Election of Director: Peter R. Lighte | Management | For | For | For | ||
1h. | Election of Director: Charles F. Lowrey | Management | For | For | For | ||
1i. | Election of Director: George Paz | Management | For | For | For | ||
1j. | Election of Director: Sandra Pianalto | Management | For | For | For | ||
1k. | Election of Director: Christine A. Poon | Management | For | For | For | ||
1l. | Election of Director: Douglas A. Scovanner | Management | For | For | For | ||
1m. | Election of Director: Michael A. Todman | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
4. | Shareholder proposal regarding Right to Act | Shareholder | Against | Against | For | ||
by Written Consent. |
KOHL'S CORPORATION | ||||||
Security | 500255104 | Meeting Type | Annual | |||
Ticker Symbol | KSS | Meeting Date | 15-May-2019 | |||
ISIN | US5002551043 | Agenda | 934951547 - Management | |||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peter Boneparth | Management | For | For | For | ||
1b. | Election of Director: Steven A. Burd | Management | For | For | For | ||
1c. | Election of Director: H. Charles Floyd | Management | For | For | For | ||
1d. | Election of Director: Michelle Gass | Management | For | For | For | ||
1e. | Election of Director: Jonas Prising | Management | For | For | For | ||
1f. | Election of Director: John E. Schlifske | Management | For | For | For | ||
1g. | Election of Director: Adrianne Shapira | Management | For | For | For | ||
1h. | Election of Director: Frank V. Sica | Management | For | For | For | ||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | For | ||
1j. | Election of Director: Stephen E. Watson | Management | For | For | For | ||
2. | Ratify Appointment of Ernst & Young LLP | Management | For | For | For | ||
as our Independent Registered Public | |||||||
Accounting Firm for the Fiscal Year Ending | |||||||
February 1, 2020. | |||||||
3. | Advisory Vote on Approval of the | Management | For | For | For | ||
Compensation of our Named Executive | |||||||
Officers. | |||||||
4. | Shareholder Proposal: Political Disclosure | Shareholder | Against | Against | For | ||
Shareholder Resolution. | |||||||
5. | Shareholder Proposal: Vendor Policy | Shareholder | Against | Against | For | ||
Regarding Oversight on Animal Welfare. |
PINNACLE WEST CAPITAL CORPORATION | ||||||
Security | 723484101 | Meeting Type | Annual | |||
Ticker Symbol | PNW | Meeting Date | 15-May-2019 | |||
ISIN | US7234841010 | Agenda | 934955367 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Donald E. Brandt | For | For | For | |||||
2 | Denis A. Cortese, M.D. | For | For | For | |||||
3 | Richard P. Fox | For | For | For | |||||
4 | Michael L. Gallagher | For | For | For | |||||
5 | Dale E. Klein, Ph.D. | For | For | For | |||||
6 | Humberto S. Lopez | For | For | For | |||||
7 | Kathryn L. Munro | For | For | For | |||||
8 | Bruce J. Nordstrom | For | For | For | |||||
9 | Paula J. Sims | For | For | For | |||||
10 | James E. Trevathan, Jr. | For | For | For | |||||
11 | David P. Wagener | For | For | For | |||||
2. | Advisory vote to approve executive | Management | For | For | For | ||||
compensation as disclosed in the 2019 | |||||||||
Proxy Statement. | |||||||||
3. | Ratify the appointment of the independent | Management | For | For | For | ||||
accountant for the year ending December | |||||||||
31, 2019. | |||||||||
4. | Vote on the approval of a shareholder | Shareholder | For | Against | Against | ||||
proposal asking the Company to amend its | |||||||||
governing documents to reduce the | |||||||||
ownership threshold to 10% to call special | |||||||||
shareholder meetings, if properly presented | |||||||||
at the meeting. |
ADVANCED MICRO DEVICES, INC. | ||||||
Security | 007903107 | Meeting Type | Annual | |||
Ticker Symbol | AMD | Meeting Date | 15-May-2019 | |||
ISIN | US0079031078 | Agenda | 934959264 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John E. Caldwell | Management | For | For | For | ||
1b. | Election of Director: Nora M. Denzel | Management | For | For | For | ||
1c. | Election of Director: Mark Durcan | Management | For | For | For | ||
1d. | Election of Director: Joseph A. Householder | Management | For | For | For | ||
1e. | Election of Director: John W. Marren | Management | For | For | For | ||
1f. | Election of Director: Lisa T. Su | Management | For | For | For | ||
1g. | Election of Director: Abhi Y. Talwalkar | Management | For | For | For | ||
2. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the current fiscal year. | |||||||
3. | Approval of the amendment and | Management | For | For | For | ||
restatement of the Advanced Micro | |||||||
Devices, Inc. 2004 Equity Incentive Plan. | |||||||
4. | Advisory vote to approve the executive | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
MONDELEZ INTERNATIONAL, INC. | ||||||
Security | 609207105 | Meeting Type | Annual | |||
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |||
ISIN | US6092071058 | Agenda | 934959404 - Management | |||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | For | ||
1b. | Election of Director: Charles E. Bunch | Management | For | For | For | ||
1c. | Election of Director: Debra A. Crew | Management | For | For | For | ||
1d. | Election of Director: Lois D. Juliber | Management | For | For | For | ||
1e. | Election of Director: Mark D. Ketchum | Management | For | For | For | ||
1f. | Election of Director: Peter W. May | Management | For | For | For | ||
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | For | ||
1h. | Election of Director: Joseph Neubauer | Management | For | For | For | ||
1i. | Election of Director: Fredric G. Reynolds | Management | For | For | For | ||
1j. | Election of Director: Christiana S. Shi | Management | For | For | For | ||
1k. | Election of Director: Patrick T. Siewert | Management | For | For | For | ||
1l. | Election of Director: Jean-Francois M. L. | Management | For | For | For | ||
van Boxmeer | |||||||
1m. | Election of Director: Dirk Van de Put | Management | For | For | For | ||
2. | Advisory Vote to Approve Executive | Management | Against | For | Against | ||
Compensation. | |||||||
3. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as Independent Registered Public | |||||||
Accountants for Fiscal Year Ending | |||||||
December 31, 2019. | |||||||
4. | Report on Environmental Impact of Cocoa | Shareholder | Against | Against | For | ||
Supply Chain. | |||||||
5. | Consider Employee Pay in Setting Chief | Shareholder | Against | Against | For | ||
Executive Officer Pay. |
VERISK ANALYTICS INC | ||||||
Security | 92345Y106 | Meeting Type | Annual | |||
Ticker Symbol | VRSK | Meeting Date | 15-May-2019 | |||
ISIN | US92345Y1064 | Agenda | 934960077 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Scott G. Stephenson | Management | For | For | For | ||
1.2 | Election of Director: Andrew G. Mills | Management | For | For | For | ||
1.3 | Election of Director: Constantine P. | Management | For | For | For | ||
Iordanou | |||||||
2. | To approve executive compensation on an | Management | For | For | For | ||
advisory, non-binding basis. | |||||||
3. | To ratify the appointment of Deloitte and | Management | For | For | For | ||
Touche LLP as our independent auditor for | |||||||
the 2019 fiscal year. |
ALIGN TECHNOLOGY, INC. | ||||||
Security | 016255101 | Meeting Type | Annual | |||
Ticker Symbol | ALGN | Meeting Date | 15-May-2019 | |||
ISIN | US0162551016 | Agenda | 934960370 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kevin J. Dallas | Management | For | For | For | ||
1b. | Election of Director: Joseph M. Hogan | Management | For | For | For | ||
1c. | Election of Director: Joseph Lacob | Management | For | For | For | ||
1d. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | For | ||
1e. | Election of Director: George J. Morrow | Management | For | For | For | ||
1f. | Election of Director: Thomas M. Prescott | Management | For | For | For | ||
1g. | Election of Director: Andrea L. Saia | Management | For | For | For | ||
1h. | Election of Director: Greg J. Santora | Management | For | For | For | ||
1i. | Election of Director: Susan E. Siegel | Management | For | For | For | ||
1j. | Election of Director: Warren S. Thaler | Management | For | For | For | ||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | ||
INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTANTS: Proposal to ratify the | |||||||
appointment of PricewaterhouseCoopers | |||||||
LLP as Align Technology, Inc.'s | |||||||
independent registered public accountants | |||||||
for the fiscal year ending December 31, | |||||||
2019. | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | Against | For | Against | ||
EXECUTIVE OFFICER COMPENSATION. |
XCEL ENERGY INC. | ||||||
Security | 98389B100 | Meeting Type | Annual | |||
Ticker Symbol | XEL | Meeting Date | 15-May-2019 | |||
ISIN | US98389B1008 | Agenda | 934961182 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Lynn Casey | Management | For | For | For | ||
1b. | Election of Director: Richard K. Davis | Management | For | For | For | ||
1c. | Election of Director: Ben Fowke | Management | For | For | For | ||
1d. | Election of Director: Richard T. O'Brien | Management | For | For | For | ||
1e. | Election of Director: David K. Owens | Management | For | For | For | ||
1f. | Election of Director: Christopher J. | Management | For | For | For | ||
Policinski | |||||||
1g. | Election of Director: James T. Prokopanko | Management | For | For | For | ||
1h. | Election of Director: A. Patricia Sampson | Management | For | For | For | ||
1i. | Election of Director: James J. Sheppard | Management | For | For | For | ||
1j. | Election of Director: David A. Westerlund | Management | For | For | For | ||
1k. | Election of Director: Kim Williams | Management | For | For | For | ||
1l. | Election of Director: Timothy V. Wolf | Management | For | For | For | ||
1m. | Election of Director: Daniel Yohannes | Management | For | For | For | ||
2. | Company proposal to approve, on an | Management | For | For | For | ||
advisory basis, executive compensation. | |||||||
3. | Company proposal to ratify the appointment | Management | For | For | For | ||
of Deloitte & Touche LLP as Xcel Energy | |||||||
Inc.'s independent registered public | |||||||
accounting firm for 2019. |
ZOETIS INC. | ||||||
Security | 98978V103 | Meeting Type | Annual | |||
Ticker Symbol | ZTS | Meeting Date | 15-May-2019 | |||
ISIN | US98978V1035 | Agenda | 934962110 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Juan Ramon Alaix | Management | For | For | For | ||
1.2 | Election of Director: Paul M. Bisaro | Management | For | For | For | ||
1.3 | Election of Director: Frank A. D'Amelio | Management | For | For | For | ||
1.4 | Election of Director: Michael B. McCallister | Management | For | For | For | ||
2. | Advisory vote to approve our executive | Management | For | For | For | ||
compensation (Say on Pay) | |||||||
3. | Ratification of appointment of KPMG LLP | Management | For | For | For | ||
as our independent registered public | |||||||
accounting firm for 2019. |
ANTHEM, INC. | ||||||
Security | 036752103 | Meeting Type | Annual | |||
Ticker Symbol | ANTM | Meeting Date | 15-May-2019 | |||
ISIN | US0367521038 | Agenda | 934964429 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director Nominee: Bahija Jallal | Management | For | For | For | ||
1.2 | Election of Director Nominee: Elizabeth E. | Management | For | For | For | ||
Tallett | |||||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as the independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. | |||||||
4. | To approve proposed amendments to our | Management | For | For | For | ||
Articles of Incorporation to eliminate the | |||||||
classified board structure when permitted | |||||||
under our contractual obligations with the | |||||||
Blue Cross and Blue Shield Association. | |||||||
5. | Shareholder proposal to elect each director | Shareholder | Against | None | |||
annually. |
NORTHROP GRUMMAN CORPORATION | ||||||
Security | 666807102 | Meeting Type | Annual | |||
Ticker Symbol | NOC | Meeting Date | 15-May-2019 | |||
ISIN | US6668071029 | Agenda | 934964873 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Wesley G. Bush | Management | For | For | For | ||
1b. | Election of Director: Marianne C. Brown | Management | For | For | For | ||
1c. | Election of Director: Donald E. Felsinger | Management | For | For | For | ||
1d. | Election of Director: Ann M. Fudge | Management | For | For | For | ||
1e. | Election of Director: Bruce S. Gordon | Management | For | For | For | ||
1f. | Election of Director: William H. Hernandez | Management | For | For | For | ||
1g. | Election of Director: Madeleine A. Kleiner | Management | For | For | For | ||
1h. | Election of Director: Karl J. Krapek | Management | For | For | For | ||
1i. | Election of Director: Gary Roughead | Management | For | For | For | ||
1j. | Election of Director: Thomas M. Schoewe | Management | For | For | For | ||
1k. | Election of Director: James S. Turley | Management | For | For | For | ||
1l. | Election of Director: Kathy J. Warden | Management | For | For | For | ||
1m. | Election of Director: Mark A. Welsh III | Management | For | For | For | ||
2. | Proposal to approve, on an advisory basis, | Management | For | For | For | ||
the compensation of the Company's Named | |||||||
Executive Officers. | |||||||
3. | Proposal to ratify the appointment of | Management | For | For | For | ||
Deloitte & Touche LLP as the Company's | |||||||
Independent Auditor for fiscal year ending | |||||||
December 31, 2019. | |||||||
4. | Shareholder proposal to provide for a report | Shareholder | For | Against | Against | ||
on management systems and processes for | |||||||
implementing the Company's human rights | |||||||
policy. | |||||||
5. | Shareholder proposal to provide for an | Shareholder | Against | Against | For | ||
independent chair. |
HALLIBURTON COMPANY | ||||||
Security | 406216101 | Meeting Type | Annual | |||
Ticker Symbol | HAL | Meeting Date | 15-May-2019 | |||
ISIN | US4062161017 | Agenda | 934966651 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | For | ||
1b. | Election of Director: William E. Albrecht | Management | For | For | For | ||
1c. | Election of Director: M. Katherine Banks | Management | For | For | For | ||
1d. | Election of Director: Alan M. Bennett | Management | For | For | For | ||
1e. | Election of Director: Milton Carroll | Management | For | For | For | ||
1f. | Election of Director: Nance K. Dicciani | Management | For | For | For | ||
1g. | Election of Director: Murry S. Gerber | Management | For | For | For | ||
1h. | Election of Director: Patricia Hemingway | Management | For | For | For | ||
Hall | |||||||
1i. | Election of Director: Robert A. Malone | Management | For | For | For | ||
1j. | Election of Director: Jeffrey A. Miller | Management | For | For | For | ||
2. | Ratification of Selection of Principal | Management | For | For | For | ||
Independent Public Accountants. | |||||||
3. | Advisory Approval of Executive | Management | For | For | For | ||
Compensation. | |||||||
4. | Proposal to Amend and Restate the | Management | For | For | For | ||
Halliburton Company Stock and Incentive | |||||||
Plan. |
THE CHARLES SCHWAB CORPORATION | ||||||
Security | 808513105 | Meeting Type | Annual | |||
Ticker Symbol | SCHW | Meeting Date | 15-May-2019 | |||
ISIN | US8085131055 | Agenda | 934966687 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John K. Adams, Jr. | Management | For | For | For | ||
1b. | Election of Director: Stephen A. Ellis | Management | For | For | For | ||
1c. | Election of Director: Arun Sarin | Management | For | For | For | ||
1d. | Election of Director: Charles R. Schwab | Management | For | For | For | ||
1e. | Election of Director: Paula A. Sneed | Management | For | For | For | ||
2. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as independent auditors | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation | |||||||
4. | Stockholder Proposal requesting annual | Shareholder | For | Against | Against | ||
disclosure of EEO-1 data |
XYLEM INC. | ||||||
Security | 98419M100 | Meeting Type | Annual | |||
Ticker Symbol | XYL | Meeting Date | 15-May-2019 | |||
ISIN | US98419M1009 | Agenda | 934968770 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | For | ||
1b. | Election of Director: Curtis J. Crawford, | Management | For | For | For | ||
Ph.D. | |||||||
1c. | Election of Director: Patrick K. Decker | Management | For | For | For | ||
1d. | Election of Director: Robert F. Friel | Management | For | For | For | ||
1e. | Election of Director: Jorge M. Gomez | Management | For | For | For | ||
1f. | Election of Director: Victoria D. Harker | Management | For | For | For | ||
1g. | Election of Director: Sten E. Jakobsson | Management | For | For | For | ||
1h. | Election of Director: Steven R. Loranger | Management | For | For | For | ||
1i. | Election of Director: Surya N. Mohapatra, | Management | For | For | For | ||
Ph.D. | |||||||
1j. | Election of Director: Jerome A. Peribere | Management | For | For | For | ||
1k. | Election of Director: Markos I. Tambakeras | Management | For | For | For | ||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our Independent Registered | |||||||
Public Accounting Firm for 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. | |||||||
4. | Shareholder proposal to lower threshold for | Shareholder | For | Against | Against | ||
shareholders to call special meetings from | |||||||
25% to 10% of Company stock, if properly | |||||||
presented at the meeting. |
STATE STREET CORPORATION | ||||||
Security | 857477103 | Meeting Type | Annual | |||
Ticker Symbol | STT | Meeting Date | 15-May-2019 | |||
ISIN | US8574771031 | Agenda | 934969277 - Management | |||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: K. Burnes | Management | For | For | For | ||
1b. | Election of Director: P. de Saint-Aignan | Management | For | For | For | ||
1c. | Election of Director: L. Dugle | Management | For | For | For | ||
1d. | Election of Director: A. Fawcett | Management | For | For | For | ||
1e. | Election of Director: W. Freda | Management | For | For | For | ||
1f. | Election of Director: J. Hooley | Management | For | For | For | ||
1g. | Election of Director: S. Mathew | Management | For | For | For | ||
1h. | Election of Director: W. Meaney | Management | For | For | For | ||
1i. | Election of Director: R. O'Hanley | Management | For | For | For | ||
1j. | Election of Director: S. O'Sullivan | Management | For | For | For | ||
1k. | Election of Director: R. Sergel | Management | For | For | For | ||
1l. | Election of Director: G. Summe | Management | For | For | For | ||
2. | To approve an advisory proposal on | Management | For | For | For | ||
executive compensation. | |||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
as State Street's independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. |
AKAMAI TECHNOLOGIES, INC. | ||||||
Security | 00971T101 | Meeting Type | Annual | |||
Ticker Symbol | AKAM | Meeting Date | 15-May-2019 | |||
ISIN | US00971T1016 | Agenda | 934969948 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Peter Thomas Killalea | Management | For | For | For | ||
1.2 | Election of Director: F. Thomson Leighton | Management | For | For | For | ||
1.3 | Election of Director: Jonathan Miller | Management | For | For | For | ||
2. | To approve amendments to the Akamai | Management | For | For | For | ||
Technologies, Inc. 2013 Stock Incentive | |||||||
Plan. | |||||||
3. | To approve, on an advisory basis, our | Management | For | For | For | ||
named executive officer compensation. | |||||||
4. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent auditors for the fiscal year | |||||||
ending December 31, 2019. |
UNIVERSAL HEALTH SERVICES, INC. | ||||||
Security | 913903100 | Meeting Type | Annual | |||
Ticker Symbol | UHS | Meeting Date | 15-May-2019 | |||
ISIN | US9139031002 | Agenda | 934973858 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 Robert H. Hotz | For | For | For | ||||||
2. | Proposal to ratify the selection of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as the | |||||||||
Company's independent registered public | |||||||||
accounting firm for the fiscal year ending | |||||||||
December 31, 2019. | |||||||||
3. | Stockholder proposal regarding proxy | Shareholder | For | Against | Against | ||||
access if properly presented at the meeting. |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||
Security | 416515104 | Meeting Type | Annual | |||
Ticker Symbol | HIG | Meeting Date | 15-May-2019 | |||
ISIN | US4165151048 | Agenda | 934978125 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | /United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Robert B. Allardice, III | Management | For | For | For | ||
1b. | Election of Director: Carlos Dominguez | Management | For | For | For | ||
1c. | Election of Director: Trevor Fetter | Management | For | For | For | ||
1d. | Election of Director: Stephen P. McGill | Management | For | For | For | ||
1e. | Election of Director: Kathryn A. Mikells | Management | For | For | For | ||
1f. | Election of Director: Michael G. Morris | Management | For | For | For | ||
1g. | Election of Director: Julie G. Richardson | Management | For | For | For | ||
1h. | Election of Director: Teresa W. | Management | For | For | For | ||
Roseborough | |||||||
1i. | Election of Director: Virginia P. Ruesterholz | Management | For | For | For | ||
1j. | Election of Director: Christopher J. Swift | Management | For | For | For | ||
1k. | Election of Director: Greig Woodring | Management | For | For | For | ||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the independent registered | |||||||
public accounting firm of the Company for | |||||||
the fiscal year ending December 31, 2019 | |||||||
3. | Management proposal to approve, on a | Management | For | For | For | ||
non-binding advisory basis, the | |||||||
compensation of the Company's named | |||||||
executive officers as disclosed in the | |||||||
Company's proxy statement |
SOUTHWEST AIRLINES CO. | ||||||
Security | 844741108 | Meeting Type | Annual | |||
Ticker Symbol | LUV | Meeting Date | 15-May-2019 | |||
ISIN | US8447411088 | Agenda | 934980663 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: David W. Biegler | Management | For | For | For | ||
1b. | Election of Director: J. Veronica Biggins | Management | For | For | For | ||
1c. | Election of Director: Douglas H. Brooks | Management | For | For | For | ||
1d. | Election of Director: William H. Cunningham | Management | For | For | For | ||
1e. | Election of Director: John G. Denison | Management | For | For | For | ||
1f. | Election of Director: Thomas W. Gilligan | Management | For | For | For | ||
1g. | Election of Director: Gary C. Kelly | Management | For | For | For | ||
1h. | Election of Director: Grace D. Lieblein | Management | For | For | For | ||
1i. | Election of Director: Nancy B. Loeffler | Management | For | For | For | ||
1j. | Election of Director: John T. Montford | Management | For | For | For | ||
1k. | Election of Director: Ron Ricks | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
3. | Ratification of the selection of Ernst & | Management | For | For | For | ||
Young LLP as the Company's independent | |||||||
auditors for the fiscal year ending | |||||||
December 31, 2019. | |||||||
4. | Advisory vote on shareholder proposal to | Shareholder | Against | Against | For | ||
require an independent board chairman. | |||||||
5. | Advisory vote on shareholder proposal to | Shareholder | Against | Against | For | ||
amend proxy access bylaw provision. |
EVEREST RE GROUP, LTD. | ||||||
Security | G3223R108 | Meeting Type | Annual | |||
Ticker Symbol | RE | Meeting Date | 15-May-2019 | |||
ISIN | BMG3223R1088 | Agenda | 934995323 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Dominic J. Addesso | Management | For | For | For | ||
1.2 | Election of Director: John J. Amore | Management | For | For | For | ||
1.3 | Election of Director: William F. Galtney, Jr. | Management | For | For | For | ||
1.4 | Election of Director: John A. Graf | Management | For | For | For | ||
1.5 | Election of Director: Gerri Losquadro | Management | For | For | For | ||
1.6 | Election of Director: Roger M. Singer | Management | For | For | For | ||
1.7 | Election of Director: Joseph V. Taranto | Management | For | For | For | ||
1.8 | Election of Director: John A. Weber | Management | For | For | For | ||
2. | To appoint PricewaterhouseCoopers LLP | Management | For | For | For | ||
as the Company's registered public | |||||||
accounting firm to act as the Company's | |||||||
auditor for the year ending December 31, | |||||||
2019, and authorize the Company's Board | |||||||
of Directors, acting by the Audit Committee, | |||||||
to set the fees for the registered public | |||||||
accounting firm. | |||||||
3. | Advisory vote to approve 2018 executive | Management | For | For | For | ||
compensation. |
ADVANCE AUTO PARTS, INC. | ||||||
Security | 00751Y106 | Meeting Type | Annual | |||
Ticker Symbol | AAP | Meeting Date | 15-May-2019 | |||
ISIN | US00751Y1064 | Agenda | 935013994 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 14-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John F. Bergstrom | Management | For | For | For | ||
1b. | Election of Director: Brad W. Buss | Management | For | For | For | ||
1c. | Election of Director: John F. Ferraro | Management | For | For | For | ||
1d. | Election of Director: Thomas R. Greco | Management | For | For | For | ||
1e. | Election of Director: Jeffrey J. Jones II | Management | For | For | For | ||
1f. | Election of Director: Adriana Karaboutis | Management | For | For | For | ||
1g. | Election of Director: Eugene I. Lee, Jr. | Management | For | For | For | ||
1h. | Election of Director: Sharon L. McCollam | Management | For | For | For | ||
1i. | Election of Director: Douglas A. Pertz | Management | For | For | For | ||
1j. | Election of Director: Jeffrey C. Smith | Management | For | For | For | ||
1k. | Election of Director: Nigel Travis | Management | For | For | For | ||
2. | Approve, by advisory vote, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratify the appointment of Deloitte & Touche | Management | For | For | For | ||
LLP (Deloitte) as our independent | |||||||
registered public accounting firm for 2019. | |||||||
4. | Advisory vote on the stockholder proposal | Shareholder | Against | Against | For | ||
on the ability of stockholders to act by | |||||||
written consent if presented at the annual | |||||||
meeting. |
UDR, INC. | ||||||
Security | 902653104 | Meeting Type | Annual | |||
Ticker Symbol | UDR | Meeting Date | 16-May-2019 | |||
ISIN | US9026531049 | Agenda | 934955406 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Katherine A. Cattanach | Management | For | For | For | ||
1b. | Election of Director: Jon A. Grove | Management | For | For | For | ||
1c. | Election of Director: Mary Ann King | Management | For | For | For | ||
1d. | Election of Director: James D. Klingbeil | Management | For | For | For | ||
1e. | Election of Director: Clint D. McDonnough | Management | For | For | For | ||
1f. | Election of Director: Robert A. McNamara | Management | For | For | For | ||
1g. | Election of Director: Mark R. Patterson | Management | For | For | For | ||
1h. | Election of Director: Thomas W. Toomey | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP to serve as independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. |
CONCHO RESOURCES INC | ||||||
Security | 20605P101 | Meeting Type | Annual | |||
Ticker Symbol | CXO | Meeting Date | 16-May-2019 | |||
ISIN | US20605P1012 | Agenda | 934959478 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: Steven D. Gray | Management | For | For | For | ||
1B | Election of Director: Susan J. Helms | Management | For | For | For | ||
1C | Election of Director: Gary A. Merriman | Management | For | For | For | ||
2. | To ratify the selection of Grant Thornton | Management | For | For | For | ||
LLP as independent registered public | |||||||
accounting firm of the Company for the | |||||||
fiscal year ending December 31, 2019. | |||||||
3. | Approval of the Concho Resources Inc. | Management | For | For | For | ||
2019 Stock Incentive Plan. | |||||||
4. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation ("say-on-pay"). |
MARSH & MCLENNAN COMPANIES, INC. | ||||||
Security | 571748102 | Meeting Type | Annual | |||
Ticker Symbol | MMC | Meeting Date | 16-May-2019 | |||
ISIN | US5717481023 | Agenda | 934960154 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Anthony K. Anderson | Management | For | For | For | ||
1b. | Election of Director: Oscar Fanjul | Management | For | For | For | ||
1c. | Election of Director: Daniel S. Glaser | Management | For | For | For | ||
1d. | Election of Director: H. Edward Hanway | Management | For | For | For | ||
1e. | Election of Director: Deborah C. Hopkins | Management | For | For | For | ||
1f. | Election of Director: Elaine La Roche | Management | For | For | For | ||
1g. | Election of Director: Steven A. Mills | Management | For | For | For | ||
1h. | Election of Director: Bruce P. Nolop | Management | For | For | For | ||
1i. | Election of Director: Marc D. Oken | Management | For | For | For | ||
1j. | Election of Director: Morton O. Schapiro | Management | For | For | For | ||
1k. | Election of Director: Lloyd M. Yates | Management | For | For | For | ||
1l. | Election of Director: R. David Yost | Management | For | For | For | ||
2. | Advisory (Nonbinding) Vote to Approve | Management | For | For | For | ||
Named Executive Officer Compensation | |||||||
3. | Ratification of Selection of Independent | Management | For | For | For | ||
Registered Public Accounting Firm |
PEOPLE'S UNITED FINANCIAL, INC. | ||||||
Security | 712704105 | Meeting Type | Annual | |||
Ticker Symbol | PBCT | Meeting Date | 16-May-2019 | |||
ISIN | US7127041058 | Agenda | 934963605 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John P. Barnes | Management | For | For | For | ||
1b. | Election of Director: Collin P. Baron | Management | For | For | For | ||
1c. | Election of Director: Kevin T. Bottomley | Management | For | For | For | ||
1d. | Election of Director: George P. Carter | Management | For | For | For | ||
1e. | Election of Director: Jane Chwick | Management | For | For | For | ||
1f. | Election of Director: William F. Cruger, Jr. | Management | For | For | For | ||
1g. | Election of Director: John K. Dwight | Management | For | For | For | ||
1h. | Election of Director: Jerry Franklin | Management | For | For | For | ||
1i. | Election of Director: Janet M. Hansen | Management | For | For | For | ||
1j. | Election of Director: Nancy McAllister | Management | For | For | For | ||
1k. | Election of Director: Mark W. Richards | Management | For | For | For | ||
1l. | Election of Director: Kirk W. Walters | Management | For | For | For | ||
2. | Approve the advisory (non-binding) | Management | For | For | For | ||
resolution relating to the compensation of | |||||||
the named executive officers as disclosed | |||||||
in the proxy statement. | |||||||
3. | Approve the amendments to the People's | Management | For | For | For | ||
United Financial, Inc. Directors' Equity | |||||||
Compensation Plan. | |||||||
4. | Ratify KPMG LLP as our independent | Management | For | For | For | ||
registered public accounting firm for 2019. |
INTEL CORPORATION | ||||||
Security | 458140100 | Meeting Type | Annual | |||
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | |||
ISIN | US4581401001 | Agenda | 934963679 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | For | ||
1b. | Election of Director: Andy D. Bryant | Management | For | For | For | ||
1c. | Election of Director: Reed E. Hundt | Management | For | For | For | ||
1d. | Election of Director: Omar Ishrak | Management | For | For | For | ||
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | ||
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | ||
1g. | Election of Director: Gregory D. Smith | Management | For | For | For | ||
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For | ||
1i. | Election of Director: Andrew Wilson | Management | For | For | For | ||
1j. | Election of Director: Frank D. Yeary | Management | For | For | For | ||
2. | Ratification of selection of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for 2019 | |||||||
3. | Advisory vote to approve executive | Management | Against | For | Against | ||
compensation of our listed officers | |||||||
4. | Approval of amendment and restatement of | Management | For | For | For | ||
the 2006 Equity Incentive Plan | |||||||
5. | Stockholder proposal on whether to allow | Shareholder | Against | Against | For | ||
stockholders to act by written consent, if | |||||||
properly presented | |||||||
6. | Stockholder proposal requesting a report on | Shareholder | Against | Against | For | ||
the risks associated with emerging public | |||||||
policies addressing the gender pay gap, if | |||||||
properly presented | |||||||
7. | Stockholder proposal requesting an annual | Shareholder | Against | Against | For | ||
advisory vote on political contributions, if | |||||||
properly presented |
CVS HEALTH CORPORATION | ||||||
Security | 126650100 | Meeting Type | Annual | |||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | For | ||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | For | ||
1c. | Election of Director: Richard M. Bracken | Management | For | For | For | ||
1d. | Election of Director: C. David Brown II | Management | For | For | For | ||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | ||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | ||
1g. | Election of Director: David W. Dorman | Management | For | For | For | ||
1h. | Election of Director: Roger N. Farah | Management | For | For | For | ||
1i. | Election of Director: Anne M. Finucane | Management | For | For | For | ||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | For | ||
1k. | Election of Director: Larry J. Merlo | Management | For | For | For | ||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | For | ||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | For | ||
1n. | Election of Director: Richard J. Swift | Management | For | For | For | ||
1o. | Election of Director: William C. Weldon | Management | For | For | For | ||
1p. | Election of Director: Tony L. White | Management | For | For | For | ||
2. | Proposal to ratify appointment of | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Say on Pay, a proposal to approve, on an | Management | For | For | For | ||
advisory basis, the Company's executive | |||||||
compensation. | |||||||
4. | Stockholder proposal regarding exclusion of | Shareholder | For | Against | Against | ||
legal or compliance costs from financial | |||||||
performance adjustments for executive | |||||||
compensation. |
DISCOVER FINANCIAL SERVICES | ||||||
Security | 254709108 | Meeting Type | Annual | |||
Ticker Symbol | DFS | Meeting Date | 16-May-2019 | |||
ISIN | US2547091080 | Agenda | 934964784 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeffrey S. Aronin | Management | For | For | For | ||
1b. | Election of Director: Mary K. Bush | Management | For | For | For | ||
1c. | Election of Director: Gregory C. Case | Management | For | For | For | ||
1d. | Election of Director: Candace H. Duncan | Management | For | For | For | ||
1e. | Election of Director: Joseph F. Eazor | Management | For | For | For | ||
1f. | Election of Director: Cynthia A. Glassman | Management | For | For | For | ||
1g. | Election of Director: Roger C. Hochschild | Management | For | For | For | ||
1h. | Election of Director: Thomas G. Maheras | Management | For | For | For | ||
1i. | Election of Director: Michael H. Moskow | Management | For | For | For | ||
1j. | Election of Director: Mark A. Thierer | Management | For | For | For | ||
1k. | Election of Director: Lawrence A. Weinbach | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
3. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm | |||||||
4. | To amend the Company's Certificate of | Management | For | For | For | ||
Incorporation to eliminate supermajority | |||||||
voting requirements. | |||||||
5. | To amend the Company's Certificate of | Management | Abstain | For | Against | ||
Incorporation to grant shareholders the right | |||||||
to call special meetings. | |||||||
6. | Advisory vote on a shareholder proposal | Shareholder | For | Against | Against | ||
regarding the right of shareholders to call | |||||||
special meetings, if properly presented. |
HOST HOTELS & RESORTS, INC. | ||||||
Security | 44107P104 | Meeting Type | Annual | |||
Ticker Symbol | HST | Meeting Date | 16-May-2019 | |||
ISIN | US44107P1049 | Agenda | 934964861 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mary L. Baglivo | Management | For | For | For | ||
1b. | Election of Director: Sheila C. Bair | Management | For | For | For | ||
1c. | Election of Director: Ann M. Korologos | Management | For | For | For | ||
1d. | Election of Director: Richard E. Marriott | Management | For | For | For | ||
1e. | Election of Director: Sandeep L. Mathrani | Management | For | For | For | ||
1f. | Election of Director: John B. Morse, Jr. | Management | For | For | For | ||
1g. | Election of Director: Mary Hogan Preusse | Management | For | For | For | ||
1h. | Election of Director: Walter C. Rakowich | Management | For | For | For | ||
1i. | Election of Director: James F. Risoleo | Management | For | For | For | ||
1j. | Election of Director: Gordon H. Smith | Management | For | For | For | ||
1k. | Election of Director: A. William Stein | Management | For | For | For | ||
2. | Ratify appointment of KPMG LLP as | Management | For | For | For | ||
independent registered public accountants | |||||||
for 2019. | |||||||
3. | Advisory resolution to approve executive | Management | For | For | For | ||
compensation. |
HASBRO, INC. | ||||||
Security | 418056107 | Meeting Type | Annual | |||
Ticker Symbol | HAS | Meeting Date | 16-May-2019 | |||
ISIN | US4180561072 | Agenda | 934964936 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Kenneth A. Bronfin | |||||||
1b. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Michael R. Burns | |||||||
1c. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Hope F. Cochran | |||||||
1d. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Crispin H. Davis | |||||||
1e. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: John A. Frascotti | |||||||
1f. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Lisa Gersh | |||||||
1g. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Brian D. Goldner | |||||||
1h. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Alan G. Hassenfeld | |||||||
1i. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Tracy A. Leinbach | |||||||
1j. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Edward M. Philip | |||||||
1k. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Richard S. Stoddart | |||||||
1l. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Mary Beth West | |||||||
1m. | Election of Director For Term Expiring in | Management | For | For | For | ||
2020: Linda K. Zecher | |||||||
2. | The adoption, on an advisory basis, of a | Management | For | For | For | ||
resolution approving the compensation of | |||||||
the Named Executive Officers of Hasbro, | |||||||
Inc., as described in the "Compensation | |||||||
Discussion and Analysis" and "Executive | |||||||
Compensation" sections of the 2019 Proxy | |||||||
Statement. | |||||||
3. | Ratification of the selection of KPMG LLP | Management | For | For | For | ||
as Hasbro, Inc.'s independent registered | |||||||
public accounting firm for fiscal 2019. |
ALTRIA GROUP, INC. | ||||||
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 16-May-2019 | |||
ISIN | US02209S1033 | Agenda | 934967487 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: John T. Casteen III | Management | For | For | For | ||
1B | Election of Director: Dinyar S. Devitre | Management | For | For | For | ||
1C | Election of Director: Thomas F. Farrell II | Management | For | For | For | ||
1D | Election of Director: Debra J. Kelly-Ennis | Management | For | For | For | ||
1E | Election of Director: W. Leo Kiely III | Management | For | For | For | ||
1F | Election of Director: Kathryn B. McQuade | Management | For | For | For | ||
1G | Election of Director: George Muñoz | Management | For | For | For | ||
1H | Election of Director: Mark E. Newman | Management | For | For | For | ||
1I | Election of Director: Nabil Y. Sakkab | Management | For | For | For | ||
1J | Election of Director: Virginia E. Shanks | Management | For | For | For | ||
1K | Election of Director: Howard A. Willard III | Management | For | For | For | ||
2 | Ratification of the Selection of Independent | Management | For | For | For | ||
Registered Public Accounting Firm | |||||||
3 | Non-Binding Advisory Vote to Approve the | Management | For | For | For | ||
Compensation of Altria's Named Executive | |||||||
Officers | |||||||
4 | Shareholder Proposal - Reducing and | Shareholder | Against | Against | For | ||
Disclosing Nicotine Levels in Cigarette | |||||||
Brands | |||||||
5 | Shareholder Proposal - Disclosure of | Shareholder | Against | Against | For | ||
Lobbying Policies and Practices |
CROWN CASTLE INTERNATIONAL CORP | ||||||
Security | 22822V101 | Meeting Type | Annual | |||
Ticker Symbol | CCI | Meeting Date | 16-May-2019 | |||
ISIN | US22822V1017 | Agenda | 934969330 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: P. Robert Bartolo | Management | For | For | For | ||
1b. | Election of Director: Jay A. Brown | Management | For | For | For | ||
1c. | Election of Director: Cindy Christy | Management | For | For | For | ||
1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | For | ||
1e. | Election of Director: Robert E. Garrison II | Management | For | For | For | ||
1f. | Election of Director: Andrea J. Goldsmith | Management | For | For | For | ||
1g. | Election of Director: Lee W. Hogan | Management | For | For | For | ||
1h. | Election of Director: Edward C. Hutcheson, Jr. | Management | For | For | For | ||
1i. | Election of Director: J. Landis Martin | Management | For | For | For | ||
1j. | Election of Director: Robert F. McKenzie | Management | For | For | For | ||
1k. | Election of Director: Anthony J. Melone | Management | For | For | For | ||
1l. | Election of Director: W. Benjamin Moreland | Management | For | For | For | ||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. | Management | For | For | For | ||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | For |
SBA COMMUNICATIONS CORPORATION | ||||||
Security | 78410G104 | Meeting Type | Annual | |||
Ticker Symbol | SBAC | Meeting Date | 16-May-2019 | |||
ISIN | US78410G1040 | Agenda | 934969695 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director for a three-year term: | Management | For | For | For | ||
Kevin L. Beebe | |||||||
1.2 | Election of Director for a three-year term: | Management | For | For | For | ||
Jack Langer | |||||||
1.3 | Election of Director for a three-year term: | Management | For | For | For | ||
Jeffrey A. Stoops | |||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as SBA's independent | |||||||
registered public accounting firm for the | |||||||
2019 fiscal year. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of SBA's named executive | |||||||
officers. |
SEALED AIR CORPORATION | ||||||
Security | 81211K100 | Meeting Type | Annual | |||
Ticker Symbol | SEE | Meeting Date | 16-May-2019 | |||
ISIN | US81211K1007 | Agenda | 934969784 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael Chu | Management | For | For | For | ||
1b. | Election of Director: Françoise Colpron | Management | For | For | For | ||
1c. | Election of Director: Edward L. Doheny II | Management | For | For | For | ||
1d. | Election of Director: Patrick Duff | Management | For | For | For | ||
1e. | Election of Director: Henry R. Keizer | Management | For | For | For | ||
1f. | Election of Director: Jacqueline B. Kosecoff | Management | For | For | For | ||
1g. | Election of Director: Harry A. Lawton III | Management | For | For | For | ||
1h. | Election of Director: Neil Lustig | Management | For | For | For | ||
1i. | Election of Director: Jerry R. Whitaker | Management | For | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Sealed Air's independent auditor for the year ending December 31, 2019. | Management | For | For | For | ||
3. | Approval, as an advisory vote, of 2018 executive compensation as disclosed in Sealed Air's Proxy Statement dated April 4, 2019. | Management | Against | For | Against |
UNION PACIFIC CORPORATION | ||||||
Security | 907818108 | Meeting Type | Annual | |||
Ticker Symbol | UNP | Meeting Date | 16-May-2019 | |||
ISIN | US9078181081 | Agenda | 934970383 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | For | ||
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | For | ||
1c. | Election of Director: William J. DeLaney | Management | For | For | For | ||
1d. | Election of Director: David B. Dillon | Management | For | For | For | ||
1e. | Election of Director: Lance M. Fritz | Management | For | For | For | ||
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | For | ||
1g. | Election of Director: Jane H. Lute | Management | For | For | For | ||
1h. | Election of Director: Michael R. McCarthy | Management | For | For | For | ||
1i. | Election of Director: Thomas F. McLarty III | Management | For | For | For | ||
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | For | ||
1k. | Election of Director: Jose H. Villarreal | Management | For | For | For | ||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the independent registered | |||||||
public accounting firm of the Company for | |||||||
2019. | |||||||
3. | An advisory vote to approve executive | Management | For | For | For | ||
compensation ("Say on Pay"). | |||||||
4. | Shareholder proposal regarding | Shareholder | Against | Against | For | ||
Independent Chairman if properly | |||||||
presented at the Annual Meeting. |
YUM! BRANDS, INC. | ||||||
Security | 988498101 | Meeting Type | Annual | |||
Ticker Symbol | YUM | Meeting Date | 16-May-2019 | |||
ISIN | US9884981013 | Agenda | 934971664 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Paget L. Alves | Management | For | For | For | ||
1b. | Election of Director: Michael J. Cavanagh | Management | For | For | For | ||
1c. | Election of Director: Christopher M. Connor | Management | For | For | For | ||
1d. | Election of Director: Brian C. Cornell | Management | For | For | For | ||
1e. | Election of Director: Greg Creed | Management | For | For | For | ||
1f. | Election of Director: Tanya L. Domier | Management | For | For | For | ||
1g. | Election of Director: Mirian M. Graddick- | Management | For | For | For | ||
Weir | |||||||
1h. | Election of Director: Thomas C. Nelson | Management | For | For | For | ||
1i. | Election of Director: P. Justin Skala | Management | For | For | For | ||
1j. | Election of Director: Elane B. Stock | Management | For | For | For | ||
1k. | Election of Director: Robert D. Walter | Management | For | For | For | ||
2. | Ratification of Independent Auditors. | Management | For | For | For | ||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | ||
4. | Shareholder Proposal Regarding the Issuance of a Report on Renewable Energy. | Shareholder | Abstain | Against | Against | ||
5. | Shareholder Proposal Regarding Issuance | Shareholder | Against | Against | For | ||
of Annual Reports on Efforts to Reduce | |||||||
Deforestation. | |||||||
6. | Shareholder Proposal Regarding the | Shareholder | Against | Against | For | ||
Issuance of a Report on Sustainable | |||||||
Packaging. |
AVALONBAY COMMUNITIES, INC. | ||||||
Security | 053484101 | Meeting Type | Annual | |||
Ticker Symbol | AVB | Meeting Date | 16-May-2019 | |||
ISIN | US0534841012 | Agenda | 934971690 - Management | |||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Glyn F. Aeppel | Management | For | For | For | ||
1b. | Election of Director: Terry S. Brown | Management | For | For | For | ||
1c. | Election of Director: Alan B. Buckelew | Management | For | For | For | ||
1d. | Election of Director: Ronald L. Havner, Jr. | Management | For | For | For | ||
1e. | Election of Director: Stephen P. Hills | Management | For | For | For | ||
1f. | Election of Director: Richard J. Lieb | Management | For | For | For | ||
1g. | Election of Director: Timothy J. Naughton | Management | For | For | For | ||
1h. | Election of Director: H. Jay Sarles | Management | For | For | For | ||
1i. | Election of Director: Susan Swanezy | Management | For | For | For | ||
1j. | Election of Director: W. Edward Walter | Management | For | For | For | ||
2. | To ratify the selection of Ernst & Young LLP as the Company's independent auditors for the year ending December 31, 2019. | Management | For | For | For | ||
3. | To adopt a resolution approving, on a non- binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. | Management | For | For | For |
VORNADO REALTY TRUST | ||||||
Security | 929042109 | Meeting Type | Annual | |||
Ticker Symbol | VNO | Meeting Date | 16-May-2019 | |||
ISIN | US9290421091 | Agenda | 934973757 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Steven Roth | For | For | For | |||||
2 | Candace K. Beinecke | For | For | For | |||||
3 | Michael D. Fascitelli | For | For | For | |||||
4 | William W. Helman IV | For | For | For | |||||
5 | David M. Mandelbaum | For | For | For | |||||
6 | Mandakini Puri | For | For | For | |||||
7 | Daniel R. Tisch | For | For | For | |||||
8 | Richard R. West | For | For | For | |||||
9 | Russell B. Wight, Jr. | For | For | For | |||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||
OF DELOITTE & TOUCHE LLP AS THE | |||||||||
COMPANY'S INDEPENDENT | |||||||||
REGISTERED PUBLIC ACCOUNTING | |||||||||
FIRM FOR THE CURRENT FISCAL YEAR. | |||||||||
3. | NON-BINDING, ADVISORY RESOLUTION | Management | Against | For | Against | ||||
ON EXECUTIVE COMPENSATION. | |||||||||
4. | APPROVAL OF THE COMPANY'S 2019 | Management | For | For | For | ||||
OMNIBUS SHARE PLAN. |
CBOE GLOBAL MARKETS, INC. | ||||||
Security | 12503M108 | Meeting Type | Annual | |||
Ticker Symbol | CBOE | Meeting Date | 16-May-2019 | |||
ISIN | US12503M1080 | Agenda | 934976525 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Edward T. Tilly | Management | For | For | For | ||
1b. | Election of Director: Eugene S. Sunshine | Management | For | For | For | ||
1c. | Election of Director: Frank E. English, Jr. | Management | For | For | For | ||
1d. | Election of Director: William M. Farrow III | Management | For | For | For | ||
1e. | Election of Director: Edward J. Fitzpatrick | Management | For | For | For | ||
1f. | Election of Director: Janet P. Froetscher | Management | For | For | For | ||
1g. | Election of Director: Jill R. Goodman | Management | For | For | For | ||
1h. | Election of Director: Roderick A. Palmore | Management | For | For | For | ||
1i. | Election of Director: James E. Parisi | Management | For | For | For | ||
1j. | Election of Director: Joseph P. Ratterman | Management | For | For | For | ||
1k. | Election of Director: Michael L. Richter | Management | For | For | For | ||
1l. | Election of Director: Jill E. Sommers | Management | For | For | For | ||
1m. | Election of Director: Carole E. Stone | Management | For | For | For | ||
2. | Advisory proposal to approve the Company's executive compensation. | Management | For | For | For | ||
3. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For | For |
PIONEER NATURAL RESOURCES COMPANY | ||||||
Security | 723787107 | Meeting Type | Annual | |||
Ticker Symbol | PXD | Meeting Date | 16-May-2019 | |||
ISIN | US7237871071 | Agenda | 934976652 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Edison C. Buchanan | Management | For | For | For | ||
1b. | Election of Director: Andrew F. Cates | Management | For | For | For | ||
1c. | Election of Director: Phillip A. Gobe | Management | For | For | For | ||
1d. | Election of Director: Larry R. Grillot | Management | For | For | For | ||
1e. | Election of Director: Stacy P. Methvin | Management | For | For | For | ||
1f. | Election of Director: Royce W. Mitchell | Management | For | For | For | ||
1g. | Election of Director: Frank A. Risch | Management | For | For | For | ||
1h. | Election of Director: Scott D. Sheffield | Management | For | For | For | ||
1i. | Election of Director: Mona K. Sutphen | Management | For | For | For | ||
1j. | Election of Director: J. Kenneth Thompson | Management | For | For | For | ||
1k. | Election of Director: Phoebe A. Wood | Management | For | For | For | ||
1l. | Election of Director: Michael D. Wortley | Management | For | For | For | ||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | For | ||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For |
CHUBB LIMITED | ||||||
Security | H1467J104 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 16-May-2019 | |||
ISIN | CH0044328745 | Agenda | 934976703 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / Bermuda | Vote Deadline Date | 14-May-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2018 | Management | For | For | For | ||
2a. | Allocation of disposable profit | Management | For | For | For | ||
2b. | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | For | ||
3. | Discharge of the Board of Directors | Management | For | For | For | ||
4a. | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | For | ||
4b. | Election of Auditor: Ratification of | Management | For | For | For | ||
appointment of PricewaterhouseCoopers | |||||||
LLP (United States) as independent | |||||||
registered public accounting firm for | |||||||
purposes of U.S. securities law reporting | |||||||
4c. | Election of Auditor: Election of BDO AG | Management | For | For | For | ||
(Zurich) as special audit firm | |||||||
5a. | Election of Director: Evan G. Greenberg | Management | For | For | For | ||
5b. | Election of Director: Robert M. Hernandez | Management | For | For | For | ||
5c. | Election of Director: Michael G. Atieh | Management | For | For | For | ||
5d. | Election of Director: Sheila P. Burke | Management | For | For | For | ||
5e. | Election of Director: James I. Cash | Management | For | For | For | ||
5f. | Election of Director: Mary Cirillo | Management | For | For | For | ||
5g. | Election of Director: Michael P. Connors | Management | For | For | For | ||
5h. | Election of Director: John A. Edwardson | Management | For | For | For | ||
5i. | Election of Director: Kimberly A. Ross | Management | For | For | For | ||
5j. | Election of Director: Robert W. Scully | Management | For | For | For | ||
5k. | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For | ||
5l. | Election of Director: Theodore E. Shasta | Management | For | For | For | ||
5m. | Election of Director: David H. Sidwell | Management | For | For | For | ||
5n. | Election of Director: Olivier Steimer | Management | For | For | For | ||
6. | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | For | ||
7a. | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Against | For | Against | ||
7b. | Election of the Compensation Committee of | Management | For | For | For | ||
the Board of Directors: Mary Cirillo | Management | For | For | For | |||
7c. | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | For | ||
7d. | Election of the Compensation Committee of | Management | For | For | For | ||
the Board of Directors: Robert M. Hernandez | Management | For | For | For | |||
8. | Election of Homburger AG as independent proxy | Management | For | For | For | ||
9a. | Approval of the Compensation of the Board of Directors until the next annual general meeting | Management | For | For | For | ||
9b. | Approval of the Compensation of Executive Management for the next calendar year | Management | Against | For | Against | ||
10. | Advisory vote to approve executive compensation under U.S. securities law requirements | ||||||
A. | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. |
MATTEL, INC. | ||||||
Security | 577081102 | Meeting Type | Annual | |||
Ticker Symbol | MAT | Meeting Date | 16-May-2019 | |||
ISIN | US5770811025 | Agenda | 934978098 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: R. Todd Bradley | Management | For | For | For | ||
1b. | Election of Director: Adriana Cisneros | Management | For | For | For | ||
1c. | Election of Director: Michael J. Dolan | Management | For | For | For | ||
1d. | Election of Director: Ynon Kreiz | Management | For | For | For | ||
1e. | Election of Director: Soren T. Laursen | Management | For | For | For | ||
1f. | Election of Director: Ann Lewnes | Management | For | For | For | ||
1g. | Election of Director: Roger Lynch | Management | For | For | For | ||
1h. | Election of Director: Dominic Ng | Management | For | For | For | ||
1i. | Election of Director: Dr. Judy D. Olian | Management | For | For | For | ||
1j. | Election of Director: Vasant M. Prabhu | Management | For | For | For | ||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as Mattel, Inc.'s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||
3. | Advisory vote to approve named executive | Management | Against | For | Against | ||
officer compensation, as described in the | |||||||
Mattel, Inc. Proxy Statement. | |||||||
4. | Approval of Second Amendment to Mattel, | Management | For | For | For | ||
Inc. Amended and Restated 2010 Equity | |||||||
and Long-Term Compensation Plan. | |||||||
5. | Stockholder proposal regarding an | Shareholder | Against | Against | For | ||
amendment to stockholder proxy access | |||||||
provisions. |
ALLIANT ENERGY CORPORATION | ||||||
Security | 018802108 | Meeting Type | Annual | |||
Ticker Symbol | LNT | Meeting Date | 16-May-2019 | |||
ISIN | US0188021085 | Agenda | 934989091 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Roger K. Newport# | For | For | For | |||||
2 | Jillian C. Evanko* | For | For | For | |||||
3 | John O. Larsen* | For | For | For | |||||
4 | Thomas F. O'Toole* | For | For | For | |||||
2. | Advisory vote to approve named executive | Management | For | For | For | ||||
officer compensation. | |||||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||||
Touche LLP as the Company's independent | |||||||||
registered public accounting firm for 2019. | |||||||||
4. | A shareowner proposal requesting periodic | Shareholder | Against | Against | For | ||||
reports disclosing expenditures on political | |||||||||
activities. |
L BRANDS, INC. | ||||||
Security | 501797104 | Meeting Type | Annual | |||
Ticker Symbol | LB | Meeting Date | 16-May-2019 | |||
ISIN | US5017971046 | Agenda | 935015265 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 15-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Patricia S. Bellinger | Management | For | For | For | ||
1.2 | Election of Director: Sarah E. Nash | Management | For | For | For | ||
1.3 | Election of Director: Anne Sheehan | Management | For | For | For | ||
1.4 | Election of Director: Leslie H. Wexner | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
independent registered public accountants | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation | |||||||
4. | Stockholder proposal to remove | Shareholder | For | For | For | ||
supermajority voting requirements |
THE WESTERN UNION COMPANY | ||||||
Security | 959802109 | Meeting Type | Annual | |||
Ticker Symbol | WU | Meeting Date | 17-May-2019 | |||
ISIN | US9598021098 | Agenda | 934959428 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Martin I. Cole | Management | For | For | For | ||
1b. | Election of Director: Hikmet Ersek | Management | For | For | For | ||
1c. | Election of Director: Richard A. Goodman | Management | For | For | For | ||
1d. | Election of Director: Betsy D. Holden | Management | For | For | For | ||
1e. | Election of Director: Jeffrey A. Joerres | Management | For | For | For | ||
1f. | Election of Director: Roberto G. Mendoza | Management | For | For | For | ||
1g. | Election of Director: Michael A. Miles, Jr. | Management | For | For | For | ||
1h. | Election of Director: Angela A. Sun | Management | For | For | For | ||
1i. | Election of Director: Frances Fragos | Management | For | For | For | ||
Townsend | |||||||
1j. | Election of Director: Solomon D. Trujillo | Management | For | For | For | ||
2. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation | |||||||
3. | Ratification of Selection of Ernst & Young | Management | For | For | For | ||
LLP as Independent Registered Public | |||||||
Accounting Firm for 2019 | |||||||
4. | Stockholder Proposal Regarding Political | Shareholder | Against | Against | For | ||
Contributions Disclosure |
INTERCONTINENTAL EXCHANGE, INC. | ||||||
Security | 45866F104 | Meeting Type | Annual | |||
Ticker Symbol | ICE | Meeting Date | 17-May-2019 | |||
ISIN | US45866F1049 | Agenda | 934964380 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Hon. Sharon Y. Bowen | |||||||
1b. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Charles R. Crisp | |||||||
1c. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Duriya M. Farooqui | |||||||
1d. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Jean-Marc Forneri | |||||||
1e. | Election of Director for term expiring in | Management | For | For | For | ||
2020: The Rt. Hon. the Lord Hague of | |||||||
Richmond | |||||||
1f. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Hon. Frederick W. Hatfield | |||||||
1g. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Thomas E. Noonan | |||||||
1h. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Frederic V. Salerno | |||||||
1i. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Jeffrey C. Sprecher | |||||||
1j. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Judith A. Sprieser | |||||||
1k. | Election of Director for term expiring in | Management | For | For | For | ||
2020: Vincent Tese | |||||||
2. | To approve, by non-binding vote, the | Management | For | For | For | ||
advisory resolution on executive | |||||||
compensation for named executive officers. | |||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
REPUBLIC SERVICES, INC. | ||||||
Security | 760759100 | Meeting Type | Annual | |||
Ticker Symbol | RSG | Meeting Date | 17-May-2019 | |||
ISIN | US7607591002 | Agenda | 934966562 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Manuel Kadre | Management | For | For | For | ||
1b. | Election of Director: Tomago Collins | Management | For | For | For | ||
1c. | Election of Director: Thomas W. Handley | Management | For | For | For | ||
1d. | Election of Director: Jennifer M. Kirk | Management | For | For | For | ||
1e. | Election of Director: Michael Larson | Management | For | For | For | ||
1f. | Election of Director: Kim S. Pegula | Management | For | For | For | ||
1g. | Election of Director: Ramon A. Rodriguez | Management | For | For | For | ||
1h. | Election of Director: Donald W. Slager | Management | For | For | For | ||
1i. | Election of Director: James P. Snee | Management | For | For | For | ||
1j. | Election of Director: John M. Trani | Management | For | For | For | ||
1k. | Election of Director: Sandra M. Volpe | Management | For | For | For | ||
1l. | Election of Director: Katharine B. | Management | For | For | For | ||
Weymouth | |||||||
2. | Advisory vote to approve our named | Management | For | For | For | ||
executive officer compensation. | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as our independent registered | |||||||
public accounting firm for 2019. | |||||||
4. | Shareholder proposal regarding electoral | Shareholder | Against | Against | For | ||
contributions and expenditures. |
ANSYS, INC. | ||||||
Security | 03662Q105 | Meeting Type | Annual | |||
Ticker Symbol | ANSS | Meeting Date | 17-May-2019 | |||
ISIN | US03662Q1058 | Agenda | 934971513 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class II director for three-year | Management | For | For | For | ||
terms: Ronald W. Hovsepian | |||||||
1b. | Election of Class II director for three-year | Management | For | For | For | ||
terms: Barbara V. Scherer | |||||||
2. | The ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm for fiscal | |||||||
2019. | |||||||
3. | The advisory vote to approve compensation | Management | For | For | For | ||
of our named executive officers. |
MACY'S INC. | ||||||
Security | 55616P104 | Meeting Type | Annual | |||
Ticker Symbol | M | Meeting Date | 17-May-2019 | |||
ISIN | US55616P1049 | Agenda | 934971703 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: David P. Abney | Management | For | For | For | ||
1b. | Election of Director: Francis S. Blake | Management | For | For | For | ||
1c. | Election of Director: John A. Bryant | Management | For | For | For | ||
1d. | Election of Director: Deirdre P. Connelly | Management | For | For | For | ||
1e. | Election of Director: Jeff Gennette | Management | For | For | For | ||
1f. | Election of Director: Leslie D. Hale | Management | For | For | For | ||
1g. | Election of Director: William H. Lenehan | Management | For | For | For | ||
1h. | Election of Director: Sara Levinson | Management | For | For | For | ||
1i. | Election of Director: Joyce M. Roché | Management | For | For | For | ||
1j. | Election of Director: Paul C. Varga | Management | For | For | For | ||
1k. | Election of Director: Marna C. Whittington | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as Macy's independent registered | |||||||
public accounting firm for the fiscal year | |||||||
ending February 1, 2020. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
4. | Shareholder proposal on political | Shareholder | Against | Against | For | ||
disclosure. | |||||||
5. | Shareholder proposal on recruitment and | Shareholder | Against | Against | For | ||
forced labor. |
WEYERHAEUSER COMPANY | ||||||
Security | 962166104 | Meeting Type | Annual | |||
Ticker Symbol | WY | Meeting Date | 17-May-2019 | |||
ISIN | US9621661043 | Agenda | 934974379 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mark A. Emmert | Management | For | For | For | ||
1b. | Election of Director: Rick R. Holley | Management | For | For | For | ||
1c. | Election of Director: Sara Grootwassink | Management | For | For | For | ||
Lewis | |||||||
1d. | Election of Director: Nicole W. Piasecki | Management | For | For | For | ||
1e. | Election of Director: Marc F. Racicot | Management | For | For | For | ||
1f. | Election of Director: Lawrence A. Selzer | Management | For | For | For | ||
1g. | Election of Director: D. Michael Steuert | Management | For | For | For | ||
1h. | Election of Director: Devin W. Stockfish | Management | For | For | For | ||
1i. | Election of Director: Kim Williams | Management | For | For | For | ||
1j. | Election of Director: Charles R. Williamson | Management | For | For | For | ||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of the named executive | |||||||
officers. | |||||||
3. | Ratification of selection of independent | Management | For | For | For | ||
registered public accounting firm for 2019. |
CBRE GROUP, INC. | ||||||
Security | 12504L109 | Meeting Type | Annual | |||
Ticker Symbol | CBRE | Meeting Date | 17-May-2019 | |||
ISIN | US12504L1098 | Agenda | 934975826 - Management | |||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Brandon B. Boze | Management | For | For | For | ||
1b. | Election of Director: Beth F. Cobert | Management | For | For | For | ||
1c. | Election of Director: Curtis F. Feeny | Management | For | For | For | ||
1d. | Election of Director: Reginald H. Gilyard | Management | For | For | For | ||
1e. | Election of Director: Shira D. Goodman | Management | For | For | For | ||
1f. | Election of Director: Christopher T. Jenny | Management | For | For | For | ||
1g. | Election of Director: Gerardo I. Lopez | Management | For | For | For | ||
1h. | Election of Director: Robert E. Sulentic | Management | For | For | For | ||
1i. | Election of Director: Laura D. Tyson | Management | For | For | For | ||
1j. | Election of Director: Ray Wirta | Management | For | For | For | ||
1k. | Election of Director: Sanjiv Yajnik | Management | For | For | For | ||
2. | Ratify the appointment of KPMG LLP as our | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation for 2018. | |||||||
4. | Approve the 2019 Equity Incentive Plan. | Management | For | For | For | ||
5. | Stockholder proposal regarding revisions to | Shareholder | Against | Against | For | ||
the company's proxy access by-law. | |||||||
6. | Stockholder proposal requesting that the | Shareholder | For | Against | Against | ||
Board of Directors prepare a report on the | |||||||
impact of mandatory arbitration policies. |
KANSAS CITY SOUTHERN | ||||||
Security | 485170302 | Meeting Type | Annual | |||
Ticker Symbol | KSU | Meeting Date | 17-May-2019 | |||
ISIN | US4851703029 | Agenda | 934976145 - Management | |||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Lydia I. Beebe | Management | For | For | For | ||
1.2 | Election of Director: Lu M. Córdova | Management | For | For | For | ||
1.3 | Election of Director: Robert J. Druten | Management | For | For | For | ||
1.4 | Election of Director: Antonio O. Garza, Jr. | Management | For | For | For | ||
1.5 | Election of Director: David Garza-Santos | Management | For | For | For | ||
1.6 | Election of Director: Mitchell J. Krebs | Management | For | For | For | ||
1.7 | Election of Director: Henry J. Maier | Management | For | For | For | ||
1.8 | Election of Director: Thomas A. McDonnell | Management | For | For | For | ||
1.9 | Election of Director: Patrick J. Ottensmeyer | Management | For | For | For | ||
2. | Ratification of the Audit Committee's | Management | For | For | For | ||
selection of PricewaterhouseCoopers LLP | |||||||
as our independent public accounting firm | |||||||
for 2019. | |||||||
3. | An advisory vote to approve the 2018 | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
4. | A Company proposal to approve an | Management | For | For | For | ||
amendment to the Company's Amended | |||||||
and Restated Certificate of Incorporation to | |||||||
reduce the threshold stock ownership | |||||||
requirement for stockholders to call a | |||||||
special meeting. |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | ||||||
Security | 929740108 | Meeting Type | Annual | |||
Ticker Symbol | WAB | Meeting Date | 17-May-2019 | |||
ISIN | US9297401088 | Agenda | 934976208 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | William E. Kassling | For | For | For | |||||
2 | Albert J. Neupaver | For | For | For | |||||
2. | Approve an advisory (non-binding) | Management | For | For | For | ||||
resolution relating to the approval of 2018 | |||||||||
named executive officer compensation. | |||||||||
3. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||||
LLP as our independent registered public | |||||||||
accounting firm for the 2019 fiscal year. |
CONSOLIDATED EDISON, INC. | ||||||
Security | 209115104 | Meeting Type | Annual | |||
Ticker Symbol | ED | Meeting Date | 20-May-2019 | |||
ISIN | US2091151041 | Agenda | 934966182 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 17-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: George Campbell, Jr. | Management | For | For | For | ||
1b. | Election of Director: Ellen V. Futter | Management | For | For | For | ||
1c. | Election of Director: John F. Killian | Management | For | For | For | ||
1d. | Election of Director: John McAvoy | Management | For | For | For | ||
1e. | Election of Director: William J. Mulrow | Management | For | For | For | ||
1f. | Election of Director: Armando J. Olivera | Management | For | For | For | ||
1g. | Election of Director: Michael W. Ranger | Management | For | For | For | ||
1h. | Election of Director: Linda S. Sanford | Management | For | For | For | ||
1i. | Election of Director: Deirdre Stanley | Management | For | For | For | ||
1j. | Election of Director: L. Frederick Sutherland | Management | For | For | For | ||
2. | Ratification of appointment of independent | Management | For | For | For | ||
accountants. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. |
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | ||||||
Security | G96629103 | Meeting Type | Annual | |||
Ticker Symbol | WLTW | Meeting Date | 20-May-2019 | |||
ISIN | IE00BDB6Q211 | Agenda | 934975713 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 16-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Anna C. Catalano | Management | For | For | For | ||
1b. | Election of Director: Victor F. Ganzi | Management | For | For | For | ||
1c. | Election of Director: John J. Haley | Management | For | For | For | ||
1d. | Election of Director: Wendy E. Lane | Management | For | For | For | ||
1e. | Election of Director: Brendan R. O'Neill | Management | For | For | For | ||
1f. | Election of Director: Jaymin B. Patel | Management | For | For | For | ||
1g. | Election of Director: Linda D. Rabbitt | Management | For | For | For | ||
1h. | Election of Director: Paul D. Thomas | Management | For | For | For | ||
1i. | Election of Director: Wilhelm Zeller | Management | For | For | For | ||
2. | Ratify, on an advisory basis, the | Management | For | For | For | ||
appointment of (i) Deloitte & Touche LLP to | |||||||
audit our financial statements and (ii) | |||||||
Deloitte LLP to audit our Irish Statutory | |||||||
Accounts, and authorize, in a binding vote, | |||||||
the Board, acting through the Audit | |||||||
Committee, to fix the independent auditors' | |||||||
remuneration. | |||||||
3. | Approve, on an advisory basis, the named | Management | For | For | For | ||
executive officer compensation. | |||||||
4. | Renew the Board's existing authority to | Management | For | For | For | ||
issue shares under Irish law. | |||||||
5. | Renew the Board's existing authority to opt | Management | For | For | For | ||
out of statutory pre-emption rights under | |||||||
Irish law. |
TWITTER, INC. | ||||||
Security | 90184L102 | Meeting Type | Annual | |||
Ticker Symbol | TWTR | Meeting Date | 20-May-2019 | |||
ISIN | US90184L1026 | Agenda | 934978567 - Management | |||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 17-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jack Dorsey | Management | For | For | For | ||
1b. | Election of Director: Patrick Pichette | Management | For | For | For | ||
1c. | Election of Director: Robert Zoellick | Management | Against | For | Against | ||
2. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for our fiscal year ending December 31, | |||||||
2019. | |||||||
4. | A stockholder proposal regarding simple | Shareholder | For | Against | Against | ||
majority vote. | |||||||
5. | A stockholder proposal regarding a report | Shareholder | For | Against | Against | ||
on our content enforcement policies. | |||||||
6. | A stockholder proposal regarding board | Shareholder | Against | Against | For | ||
qualifications. |
OMNICOM GROUP INC. | ||||||
Security | 681919106 | Meeting Type | Annual | |||
Ticker Symbol | OMC | Meeting Date | 20-May-2019 | |||
ISIN | US6819191064 | Agenda | 934982528 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 17-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John D. Wren | Management | For | For | For | ||
1b. | Election of Director: Alan R. Batkin | Management | For | For | For | ||
1c. | Election of Director: Mary C. Choksi | Management | For | For | For | ||
1d. | Election of Director: Robert Charles Clark | Management | For | For | For | ||
1e. | Election of Director: Leonard S. Coleman, | Management | For | For | For | ||
Jr. | |||||||
1f. | Election of Director: Susan S. Denison | Management | For | For | For | ||
1g. | Election of Director: Ronnie S. Hawkins | Management | For | For | For | ||
1h. | Election of Director: Deborah J. Kissire | Management | For | For | For | ||
1i. | Election of Director: Gracia C. Martore | Management | For | For | For | ||
1j. | Election of Director: Linda Johnson Rice | Management | For | For | For | ||
1k. | Election of Director: Valerie M. Williams | Management | For | For | For | ||
2. | Advisory resolution to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the Company's independent | |||||||
auditors for the 2019 fiscal year. | |||||||
4. | Shareholder proposal requiring an | Shareholder | Against | Against | For | ||
independent Board Chairman. |
FIRSTENERGY CORP. | ||||||
Security | 337932107 | Meeting Type | Annual | |||
Ticker Symbol | FE | Meeting Date | 21-May-2019 | |||
ISIN | US3379321074 | Agenda | 934964594 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Michael J. Anderson | For | For | For | |||||
2 | Steven J. Demetriou | For | For | For | |||||
3 | Julia L. Johnson | For | For | For | |||||
4 | Charles E. Jones | For | For | For | |||||
5 | Donald T. Misheff | For | For | For | |||||
6 | Thomas N. Mitchell | For | For | For | |||||
7 | James F. O'Neil III | For | For | For | |||||
8 | Christopher D. Pappas | For | For | For | |||||
9 | Sandra Pianalto | For | For | For | |||||
10 | Luis A. Reyes | For | For | For | |||||
11 | Leslie M. Turner | For | For | For | |||||
2. | Ratify the Appointment of the Independent | Management | For | For | For | ||||
Registered Public Accounting Firm. | |||||||||
3. | Approve, on an Advisory Basis, Named | Management | For | For | For | ||||
Executive Officer Compensation. | |||||||||
4. | Approve a Management Proposal to Amend | Management | For | For | For | ||||
the Company's Amended Articles of | |||||||||
Incorporation and Amended Code of | |||||||||
Regulations to Replace Existing | |||||||||
Supermajority Voting Requirements with a | |||||||||
Majority Voting Power Threshold. | |||||||||
5. | Approve a Management Proposal to Amend | Management | For | For | For | ||||
the Company's Amended Articles of | |||||||||
Incorporation and Amended Code of | |||||||||
Regulations to Implement Majority Voting | |||||||||
for Uncontested Director Elections. | |||||||||
6. | Approve a Management Proposal to Amend | Management | For | For | For | ||||
the Company's Amended Code of | |||||||||
Regulations to Implement Proxy Access. | |||||||||
7. | Shareholder Proposal Requesting | Shareholder | Against | Against | For | ||||
Implementation of Simple Majority Voting. |
CHIPOTLE MEXICAN GRILL, INC. | ||||||
Security | 169656105 | Meeting Type | Annual | |||
Ticker Symbol | CMG | Meeting Date | 21-May-2019 | |||
ISIN | US1696561059 | Agenda | 934970458 - Management | |||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Al Baldocchi | For | For | For | |||||
2 | Paul Cappuccio | For | For | For | |||||
3 | Steve Ells | For | For | For | |||||
4 | Patricia Fili-Krushel | For | For | For | |||||
5 | Neil Flanzraich | For | For | For | |||||
6 | Robin Hickenlooper | For | For | For | |||||
7 | Scott Maw | For | For | For | |||||
8 | Ali Namvar | For | For | For | |||||
9 | Brian Niccol | For | For | For | |||||
10 | Matthew Paull | For | For | For | |||||
2. | An advisory vote to approve the | Management | For | For | For | ||||
compensation of our executive officers as | |||||||||
disclosed in the proxy statement ("say-on- | |||||||||
pay"). | |||||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||||
Young LLP as our independent registered | |||||||||
public accounting firm for the year ending | |||||||||
December 31, 2019. |
AMERICAN INTERNATIONAL GROUP, INC. | ||||||
Security | 026874784 | Meeting Type | Annual | |||
Ticker Symbol | AIG | Meeting Date | 21-May-2019 | |||
ISIN | US0268747849 | Agenda | 934973606 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: W. DON CORNWELL | Management | For | For | For | ||
1b. | Election of Director: BRIAN | Management | For | For | For | ||
DUPERREAULT | |||||||
1c. | Election of Director: JOHN H. | Management | For | For | For | ||
FITZPATRICK | |||||||
1d. | Election of Director: WILLIAM G. | Management | For | For | For | ||
JURGENSEN | |||||||
1e. | Election of Director: CHRISTOPHER S. | Management | For | For | For | ||
LYNCH | |||||||
1f. | Election of Director: HENRY S. MILLER | Management | For | For | For | ||
1g. | Election of Director: LINDA A. MILLS | Management | For | For | For | ||
1h. | Election of Director: THOMAS F. | Management | For | For | For | ||
MOTAMED | |||||||
1i. | Election of Director: SUZANNE NORA | Management | For | For | For | ||
JOHNSON | |||||||
1j. | Election of Director: PETER R. PORRINO | Management | For | For | For | ||
1k. | Election of Director: AMY L. | Management | For | For | For | ||
SCHIOLDAGER | |||||||
1l. | Election of Director: DOUGLAS M. | Management | For | For | For | ||
STEENLAND | |||||||
1m. | Election of Director: THERESE M. | Management | For | For | For | ||
VAUGHAN | |||||||
2. | To vote, on a non-binding advisory basis, to | Management | Against | For | Against | ||
approve executive compensation. | |||||||
3. | To vote, on a non-binding advisory basis, | Management | 1 Year | 1 Year | For | ||
on the frequency of future executive | |||||||
compensation votes. | |||||||
4. | To act upon a proposal to ratify the | Management | For | For | For | ||
selection of PricewaterhouseCoopers LLP | |||||||
as AIG's independent registered public | |||||||
accounting firm for 2019. | |||||||
5. | To vote on a shareholder proposal to give | Shareholder | For | Against | Against | ||
shareholders who hold at least 10 percent | |||||||
of AIG's outstanding common stock the | |||||||
right to call special meetings. |
THE HERSHEY COMPANY | ||||||
Security | 427866108 | Meeting Type | Annual | |||
Ticker Symbol | HSY | Meeting Date | 21-May-2019 | |||
ISIN | US4278661081 | Agenda | 934975698 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | P. M. Arway | For | For | For | |||||
2 | J. W. Brown | For | For | For | |||||
3 | M. G. Buck | For | For | For | |||||
4 | C. A. Davis | For | For | For | |||||
5 | M. K. Haben | For | For | For | |||||
6 | J. C. Katzman | For | For | For | |||||
7 | M. D. Koken | For | For | For | |||||
8 | R. M. Malcolm | For | For | For | |||||
9 | A. J. Palmer | For | For | For | |||||
10 | J. R. Perez | For | For | For | |||||
11 | W. L. Schoppert | For | For | For | |||||
12 | D. L. Shedlarz | For | For | For | |||||
2. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||||
LLP as independent auditors for 2019. | |||||||||
3. | Approve named executive officer | Management | For | For | For | ||||
compensation on a non-binding advisory | |||||||||
basis. |
BOSTON PROPERTIES, INC. | ||||||
Security | 101121101 | Meeting Type | Annual | |||
Ticker Symbol | BXP | Meeting Date | 21-May-2019 | |||
ISIN | US1011211018 | Agenda | 934977161 - Management | |||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | For | ||
1b. | Election of Director: Bruce W. Duncan | Management | For | For | For | ||
1c. | Election of Director: Karen E. Dykstra | Management | For | For | For | ||
1d. | Election of Director: Carol B. Einiger | Management | For | For | For | ||
1e. | Election of Director: Diane J. Hoskins | Management | For | For | For | ||
1f. | Election of Director: Joel I. Klein | Management | For | For | For | ||
1g. | Election of Director: Douglas T. Linde | Management | For | For | For | ||
1h. | Election of Director: Matthew J. Lustig | Management | For | For | For | ||
1i. | Election of Director: Owen D. Thomas | Management | For | For | For | ||
1j. | Election of Director: David A. Twardock | Management | For | For | For | ||
1k. | Election of Director: William H. Walton, III | Management | For | For | For | ||
2. | To approve, by non-binding, advisory | Management | For | For | For | ||
resolution, the Company's named executive | |||||||
officer compensation. | |||||||
3. | To approve the Boston Properties, Inc. | Management | For | For | For | ||
Non-Employee Director Compensation | |||||||
Plan. | |||||||
4. | To ratify the Audit Committee's appointment | Management | For | For | For | ||
of PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
NIELSEN HOLDINGS PLC | ||||||
Security | G6518L108 | Meeting Type | Annual | |||
Ticker Symbol | NLSN | Meeting Date | 21-May-2019 | |||
ISIN | GB00BWFY5505 | Agenda | 934978175 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James A. Attwood, Jr. | Management | For | For | For | ||
1b. | Election of Director: Guerrino De Luca | Management | For | For | For | ||
1c. | Election of Director: Karen M. Hoguet | Management | For | For | For | ||
1d. | Election of Director: David Kenny | Management | For | For | For | ||
1e. | Election of Director: Harish Manwani | Management | For | For | For | ||
1f. | Election of Director: Robert C. Pozen | Management | For | For | For | ||
1g. | Election of Director: David Rawlinson | Management | For | For | For | ||
1h. | Election of Director: Javier G. Teruel | Management | For | For | For | ||
1i. | Election of Director: Lauren Zalaznick | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | To reappoint Ernst & Young LLP as our UK | Management | For | For | For | ||
statutory auditor to audit our UK statutory | |||||||
annual accounts for the year ending | |||||||
December 31, 2019. | |||||||
4. | To authorize the Audit Committee to | Management | For | For | For | ||
determine the compensation of our UK | |||||||
statutory auditor. | |||||||
5. | To approve on a non-binding, advisory | Management | Against | For | Against | ||
basis the compensation of our named | |||||||
executive officers as disclosed in the proxy | |||||||
statement. | |||||||
6. | To approve on a non-binding, advisory | Management | Against | For | Against | ||
basis the Directors' Compensation Report | |||||||
for the year ended December 31, 2018. | |||||||
7. | To approve the Nielsen 2019 Stock | Management | For | For | For | ||
Incentive Plan. |
GAP INC. | ||||||
Security | 364760108 | Meeting Type | Annual | |||
Ticker Symbol | GPS | Meeting Date | 21-May-2019 | |||
ISIN | US3647601083 | Agenda | 934978288 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Amy Bohutinsky | Management | For | For | For | ||
1b. | Election of Director: John J. Fisher | Management | For | For | For | ||
1c. | Election of Director: Robert J. Fisher | Management | For | For | For | ||
1d. | Election of Director: William S. Fisher | Management | For | For | For | ||
1e. | Election of Director: Tracy Gardner | Management | For | For | For | ||
1f. | Election of Director: Isabella D. Goren | Management | For | For | For | ||
1g. | Election of Director: Bob L. Martin | Management | For | For | For | ||
1h. | Election of Director: Jorge P. Montoya | Management | For | For | For | ||
1i. | Election of Director: Chris O'Neill | Management | For | For | For | ||
1j. | Election of Director: Arthur Peck | Management | For | For | For | ||
1k. | Election of Director: Lexi Reese | Management | For | For | For | ||
1l. | Election of Director: Mayo A. Shattuck III | Management | For | For | For | ||
2. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for the fiscal year | |||||||
ending on February 1, 2020. | |||||||
3. | Approval, on an advisory basis, of the | Management | Against | For | Against | ||
overall compensation of the named | |||||||
executive officers. | |||||||
4. | Approval of the amendment and | Management | For | For | For | ||
restatement of The Gap, Inc. 2016 Long- | |||||||
Term Incentive Plan. |
PRINCIPAL FINANCIAL GROUP, INC. | ||||||
Security | 74251V102 | Meeting Type | Annual | |||
Ticker Symbol | PFG | Meeting Date | 21-May-2019 | |||
ISIN | US74251V1026 | Agenda | 934978404 - Management | |||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael T. Dan | Management | For | For | For | ||
1b. | Election of Director: C. Daniel Gelatt | Management | For | For | For | ||
1c. | Election of Director: Sandra L. Helton | Management | For | For | For | ||
1d. | Election of Director: Blair C. Pickerell | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation | |||||||
3. | Ratification of appointment of independent | Management | For | For | For | ||
registered public accountants |
THE ALLSTATE CORPORATION | ||||||
Security | 020002101 | Meeting Type | Annual | |||
Ticker Symbol | ALL | Meeting Date | 21-May-2019 | |||
ISIN | US0200021014 | Agenda | 934978783 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | For | ||
1b. | Election of Director: Michael L. Eskew | Management | For | For | For | ||
1c. | Election of Director: Margaret M. Keane | Management | For | For | For | ||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | For | ||
1e. | Election of Director: Jacques P. Perold | Management | For | For | For | ||
1f. | Election of Director: Andrea Redmond | Management | For | For | For | ||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | For | ||
1h. | Election of Director: Judith A. Sprieser | Management | For | For | For | ||
1i. | Election of Director: Perry M. Traquina | Management | For | For | For | ||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | For | ||
2. | Advisory vote to approve the compensation | Management | For | For | For | ||
of the named executives. | |||||||
3. | Approval of the 2019 Equity Incentive Plan. | Management | For | For | For | ||
4. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as Allstate's independent | |||||||
registered public accountant for 2019. | |||||||
5. | Stockholder proposal on reporting political | Shareholder | Against | Against | For | ||
contributions. |
AMERICAN TOWER CORPORATION | ||||||
Security | 03027X100 | Meeting Type | Annual | |||
Ticker Symbol | AMT | Meeting Date | 21-May-2019 | |||
ISIN | US03027X1000 | Agenda | 934978860 - Management | |||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Raymond P. Dolan | Management | For | For | For | ||
1b. | Election of Director: Robert D. Hormats | Management | For | For | For | ||
1c. | Election of Director: Gustavo Lara Cantu | Management | For | For | For | ||
1d. | Election of Director: Grace D. Lieblein | Management | For | For | For | ||
1e. | Election of Director: Craig Macnab | Management | For | For | For | ||
1f. | Election of Director: JoAnn A. Reed | Management | For | For | For | ||
1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | For | ||
1h. | Election of Director: David E. Sharbutt | Management | For | For | For | ||
1i. | Election of Director: James D. Taiclet | Management | For | For | For | ||
1j. | Election of Director: Samme L. Thompson | Management | For | For | For | ||
2. | To ratify the selection of Deloitte & Touche | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm for 2019. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
Company's executive compensation. | |||||||
4. | To adopt a policy requiring an independent | Shareholder | Against | Against | For | ||
Board Chairman. | |||||||
5. | To require periodic reports on political | Shareholder | Against | Against | For | ||
contributions and expenditures. |
JPMORGAN CHASE & CO. | ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | ||
1b. | Election of Director: James A. Bell | Management | For | For | For | ||
1c. | Election of Director: Stephen B. Burke | Management | For | For | For | ||
1d. | Election of Director: Todd A. Combs | Management | For | For | For | ||
1e. | Election of Director: James S. Crown | Management | For | For | For | ||
1f. | Election of Director: James Dimon | Management | For | For | For | ||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | ||
1h. | Election of Director: Mellody Hobson | Management | For | For | For | ||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | For | ||
1j. | Election of Director: Michael A. Neal | Management | For | For | For | ||
1k. | Election of Director: Lee R. Raymond | Management | For | For | For | ||
2. | Advisory resolution to approve executive | Management | For | For | For | ||
compensation | |||||||
3. | Ratification of independent registered public | Management | For | For | For | ||
accounting firm | |||||||
4. | Gender pay equity report | Shareholder | Against | Against | For | ||
5. | Enhance shareholder proxy access | Shareholder | Against | Against | For | ||
6. | Cumulative voting | Shareholder | Against | Against | For |
AMGEN INC. | ||||||
Security | 031162100 | Meeting Type | Annual | |||
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | |||
ISIN | US0311621009 | Agenda | 934979266 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For | ||
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | For | ||
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | For | ||
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | For | ||
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | For | ||
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | For | ||
1g. | Election of Director: Dr. Rebecca M. | Management | For | For | For | ||
Henderson | |||||||
1h. | Election of Director: Mr. Charles M. Holley, | Management | For | For | For | ||
Jr. | |||||||
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | For | ||
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For | ||
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For | ||
1l. | Election of Director: Dr. R. Sanders | Management | For | For | For | ||
Williams | |||||||
2. | Advisory vote to approve our executive | Management | For | For | For | ||
compensation. | |||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
as our independent registered public | |||||||
accountants for the fiscal year ending | |||||||
December 31, 2019. |
MID-AMERICA APARTMENT COMMUNITIES, INC. | ||||||
Security | 59522J103 | Meeting Type | Annual | |||
Ticker Symbol | MAA | Meeting Date | 21-May-2019 | |||
ISIN | US59522J1034 | Agenda | 935000834 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: H. Eric Bolton, Jr. | Management | For | For | For | ||
1b. | Election of Director: Russell R. French | Management | For | For | For | ||
1c. | Election of Director: Alan B. Graf, Jr. | Management | For | For | For | ||
1d. | Election of Director: Toni Jennings | Management | For | For | For | ||
1e. | Election of Director: James K. Lowder | Management | For | For | For | ||
1f. | Election of Director: Thomas H. Lowder | Management | For | For | For | ||
1g. | Election of Director: Monica McGurk | Management | For | For | For | ||
1h. | Election of Director: Claude B. Nielsen | Management | For | For | For | ||
1i. | Election of Director: Philip W. Norwood | Management | For | For | For | ||
1j. | Election of Director: W. Reid Sanders | Management | For | For | For | ||
1k. | Election of Director: Gary Shorb | Management | For | For | For | ||
1l. | Election of Director: David P. Stockert | Management | For | For | For | ||
2. | Advisory (non-binding) vote to approve the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers as disclosed in the proxy statement. | |||||||
3. | Ratification of appointment of Ernst & | Management | For | For | For | ||
Young LLP as independent registered | |||||||
public accounting firm for fiscal year 2019. |
XEROX CORPORATION | ||||||
Security | 984121608 | Meeting Type | Annual | |||
Ticker Symbol | XRX | Meeting Date | 21-May-2019 | |||
ISIN | US9841216081 | Agenda | 935010138 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 20-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Adopt the Agreement and Plan of Merger to | Management | For | For | For | ||
implement the Holding Company | |||||||
reorganization. | |||||||
2.1 | Election of Director: Keith Cozza | Management | For | For | For | ||
2.2 | Election of Director: Jonathan Christodoro | Management | For | For | For | ||
2.3 | Election of Director: Joseph J. Echevarria | Management | For | For | For | ||
2.4 | Election of Director: Nicholas Graziano | Management | For | For | For | ||
2.5 | Election of Director: Cheryl Gordon | Management | For | For | For | ||
Krongard | |||||||
2.6 | Election of Director: Scott Letier | Management | For | For | For | ||
2.7 | Election of Director: Giovanni ("John") | Management | For | For | For | ||
Visentin | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. | |||||||
4. | Approval, on an advisory basis, of the 2018 | Management | Against | For | Against | ||
compensation of our named executive | |||||||
officers. | |||||||
5. | Authorize the amendment of the restated | Management | For | For | For | ||
certificate of incorporation to implement a | |||||||
majority voting standard for certain | |||||||
corporate actions. | |||||||
6. | Authorize the adjournment of the Annual | Management | For | For | For | ||
Meeting, if necessary, to solicit additional | |||||||
proxies if there are not sufficient votes to | |||||||
approve the foregoing proposals. | |||||||
7. | Shareholder proposal regarding a Simple | Shareholder | Against | None | |||
Majority Vote requirement. |
ROSS STORES, INC. | ||||||
Security | 778296103 | Meeting Type | Annual | |||
Ticker Symbol | ROST | Meeting Date | 22-May-2019 | |||
ISIN | US7782961038 | Agenda | 934968794 - Management | |||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael Balmuth | Management | For | For | For | ||
1b. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | ||
1c. | Election of Director: Michael J. Bush | Management | For | For | For | ||
1d. | Election of Director: Norman A. Ferber | Management | For | For | For | ||
1e. | Election of Director: Sharon D. Garrett | Management | For | For | For | ||
1f. | Election of Director: Stephen D. Milligan | Management | For | For | For | ||
1g. | Election of Director: George P. Orban | Management | For | For | For | ||
1h. | Election of Director: Michael O'Sullivan | Management | For | For | For | ||
1i. | Election of Director: Gregory L. Quesnel | Management | For | For | For | ||
1j. | Election of Director: Barbara Rentler | Management | For | For | For | ||
2. | Advisory vote to approve the resolution on | Management | For | For | For | ||
the compensation of the named executive | |||||||
officers. | |||||||
3. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm for the | |||||||
fiscal year ending February 1, 2020. | |||||||
4. | To vote on a stockholder proposal on | Shareholder | Against | Against | For | ||
Greenhouse Gas Emissions Goals, if | |||||||
properly presented at the Annual Meeting. |
EXTRA SPACE STORAGE INC. | ||||||
Security | 30225T102 | Meeting Type | Annual | |||
Ticker Symbol | EXR | Meeting Date | 22-May-2019 | |||
ISIN | US30225T1025 | Agenda | 934974040 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Kenneth M. Woolley | Management | For | For | For | ||
1.2 | Election of Director: Joseph D. Margolis | Management | For | For | For | ||
1.3 | Election of Director: Roger B. Porter | Management | For | For | For | ||
1.4 | Election of Director: Joseph J. Bonner | Management | For | For | For | ||
1.5 | Election of Director: Ashley Dreier | Management | For | For | For | ||
1.6 | Election of Director: Spencer F. Kirk | Management | For | For | For | ||
1.7 | Election of Director: Dennis J. Letham | Management | For | For | For | ||
1.8 | Election of Director: Diane Olmstead | Management | For | For | For | ||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's Independent | |||||||
Registered Public Accounting Firm. | |||||||
3. | Advisory vote on the compensation of the | Management | For | For | For | ||
Company's named executive officers. |
MOLSON COORS BREWING CO. | ||||||
Security | 60871R209 | Meeting Type | Annual | |||
Ticker Symbol | TAP | Meeting Date | 22-May-2019 | |||
ISIN | US60871R2094 | Agenda | 934975927 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Roger G. Eaton | For | For | For | |||||
2 | Charles M. Herington | For | For | For | |||||
3 | H. Sanford Riley | For | For | For | |||||
2. | To approve, on an advisory basis, the | Management | For | For | For | ||||
compensation of our named executive | |||||||||
officers (Say-on-Pay). |
THE TRAVELERS COMPANIES, INC. | ||||||
Security | 89417E109 | Meeting Type | Annual | |||
Ticker Symbol | TRV | Meeting Date | 22-May-2019 | |||
ISIN | US89417E1091 | Agenda | 934978202 - Management | |||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Alan L. Beller | Management | For | For | For | ||
1b. | Election of Director: Janet M. Dolan | Management | For | For | For | ||
1c. | Election of Director: Patricia L. Higgins | Management | For | For | For | ||
1d. | Election of Director: William J. Kane | Management | For | For | For | ||
1e. | Election of Director: Clarence Otis Jr. | Management | For | For | For | ||
1f. | Election of Director: Philip T. Ruegger III | Management | For | For | For | ||
1g. | Election of Director: Todd C. Schermerhorn | Management | For | For | For | ||
1h. | Election of Director: Alan D. Schnitzer | Management | For | For | For | ||
1i. | Election of Director: Donald J. Shepard | Management | For | For | For | ||
1j. | Election of Director: Laurie J. Thomsen | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as The Travelers Companies, Inc. | |||||||
independent registered public accounting | |||||||
firm for 2019. | |||||||
3. | Non-binding vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
4. | Approve an amendment to The Travelers | Management | For | For | For | ||
Companies, Inc. Amended and Restated | |||||||
2014 Stock Incentive Plan. | |||||||
5. | Shareholder proposal relating to a diversity | Shareholder | For | Against | Against | ||
report, including EEOC data, if presented at | |||||||
the Annual Meeting of Shareholders. |
FISERV, INC. | ||||||
Security | 337738108 | Meeting Type | Annual | |||
Ticker Symbol | FISV | Meeting Date | 22-May-2019 | |||
ISIN | US3377381088 | Agenda | 934978264 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Alison Davis | For | For | For | |||||
2 | Harry F. DiSimone | For | For | For | |||||
3 | John Y. Kim | For | For | For | |||||
4 | Dennis F. Lynch | For | For | For | |||||
5 | Denis J. O'Leary | For | For | For | |||||
6 | Glenn M. Renwick | For | For | For | |||||
7 | Kim M. Robak | For | For | For | |||||
8 | JD Sherman | For | For | For | |||||
9 | Doyle R. Simons | For | For | For | |||||
10 | Jeffery W. Yabuki | For | For | For | |||||
2. | To approve the Fiserv, Inc. Amended and | Management | For | For | For | ||||
Restated Employee Stock Purchase Plan. | |||||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||||
compensation of the named executive | |||||||||
officers of Fiserv, Inc. | |||||||||
4. | To ratify the appointment of Deloitte & | Management | For | For | For | ||||
Touche LLP as the independent registered | |||||||||
public accounting firm of Fiserv, Inc. for | |||||||||
2019. | |||||||||
5. | A shareholder proposal requesting the | Shareholder | Against | Against | For | ||||
company provide a political contribution | |||||||||
report. |
FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||
Security | 31620M106 | Meeting Type | Annual | |||
Ticker Symbol | FIS | Meeting Date | 22-May-2019 | |||
ISIN | US31620M1062 | Agenda | 934978517 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Ellen R. Alemany | Management | For | For | For | ||
1b. | Election of Director: Keith W. Hughes | Management | For | For | For | ||
1c. | Election of Director: David K. Hunt | Management | For | For | For | ||
1d. | Election of Director: Stephan A. James | Management | For | For | For | ||
1e. | Election of Director: Leslie M. Muma | Management | For | For | For | ||
1f. | Election of Director: Alexander Navab | Management | For | For | For | ||
1g. | Election of Director: Gary A. Norcross | Management | For | For | For | ||
1h. | Election of Director: Louise M. Parent | Management | For | For | For | ||
1i. | Election of Director: Brian T. Shea | Management | For | For | For | ||
1j. | Election of Director: James B. Stallings, Jr. | Management | For | For | For | ||
2. | Advisory vote on Fidelity National | Management | For | For | For | ||
Information Services, Inc. executive | |||||||
compensation. | |||||||
3. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||
our independent registered public | |||||||
accounting firm for 2019. |
THE SOUTHERN COMPANY | ||||||
Security | 842587107 | Meeting Type | Annual | |||
Ticker Symbol | SO | Meeting Date | 22-May-2019 | |||
ISIN | US8425871071 | Agenda | 934978593 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Janaki Akella | Management | For | For | For | ||
1b. | Election of Director: Juanita Powell Baranco | Management | For | For | For | ||
1c. | Election of Director: Jon A. Boscia | Management | For | For | For | ||
1d. | Election of Director: Henry A. Clark III | Management | For | For | For | ||
1e. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | For | ||
1f. | Election of Director: Thomas A. Fanning | Management | For | For | For | ||
1g. | Election of Director: David J. Grain | Management | For | For | For | ||
1h. | Election of Director: Donald M. James | Management | For | For | For | ||
1i. | Election of Director: John D. Johns | Management | For | For | For | ||
1j. | Election of Director: Dale E. Klein | Management | For | For | For | ||
1k. | Election of Director: Ernest J. Moniz | Management | For | For | For | ||
1l. | Election of Director: William G. Smith, Jr. | Management | For | For | For | ||
1m. | Election of Director: Steven R. Specker | Management | For | For | For | ||
1n. | Election of Director: Larry D. Thompson | Management | For | For | For | ||
1o. | Election of Director: E. Jenner Wood III | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the independent registered | |||||||
public accounting firm for 2019 | |||||||
4. | Approval of an amendment to the | Management | For | For | For | ||
Certificate of Incorporation to reduce the | |||||||
supermajority vote requirement to a majority | |||||||
vote |
HENRY SCHEIN, INC. | ||||||
Security | 806407102 | Meeting Type | Annual | |||
Ticker Symbol | HSIC | Meeting Date | 22-May-2019 | |||
ISIN | US8064071025 | Agenda | 934978757 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Barry J. Alperin | Management | For | For | For | ||
1b. | Election of Director: Gerald A. Benjamin | Management | For | For | For | ||
1c. | Election of Director: Stanley M. Bergman | Management | For | For | For | ||
1d. | Election of Director: James P. Breslawski | Management | For | For | For | ||
1e. | Election of Director: Paul Brons | Management | For | For | For | ||
1f. | Election of Director: Shira Goodman | Management | For | For | For | ||
1g. | Election of Director: Joseph L. Herring | Management | For | For | For | ||
1h. | Election of Director: Kurt P. Kuehn | Management | For | For | For | ||
1i. | Election of Director: Philip A. Laskawy | Management | For | For | For | ||
1j. | Election of Director: Anne H. Margulies | Management | For | For | For | ||
1k. | Election of Director: Mark E. Mlotek | Management | For | For | For | ||
1l. | Election of Director: Steven Paladino | Management | For | For | For | ||
1m. | Election of Director: Carol Raphael | Management | For | For | For | ||
1n. | Election of Director: E. Dianne Rekow, | Management | For | For | For | ||
DDS, Ph.D. | |||||||
1o. | Election of Director: Bradley T. Sheares, | Management | Against | For | Against | ||
Ph.D. | |||||||
2. | Proposal to approve, by non-binding vote, | Management | For | For | For | ||
the 2018 compensation paid to the | |||||||
Company's Named Executive Officers. | |||||||
3. | Proposal to ratify the selection of BDO | Management | For | For | For | ||
USA, LLP as the Company's independent | |||||||
registered public accounting firm for the | |||||||
fiscal year ending December 28, 2019. |
THERMO FISHER SCIENTIFIC INC. | ||||||
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 22-May-2019 | |||
ISIN | US8835561023 | Agenda | 934979519 - Management | |||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Marc N. Casper | Management | For | For | For | ||
1b. | Election of Director: Nelson J. Chai | Management | For | For | For | ||
1c. | Election of Director: C. Martin Harris | Management | For | For | For | ||
1d. | Election of Director: Tyler Jacks | Management | For | For | For | ||
1e. | Election of Director: Judy C. Lewent | Management | For | For | For | ||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | For | ||
1g. | Election of Director: Jim P. Manzi | Management | For | For | For | ||
1h. | Election of Director: James C. Mullen | Management | For | For | For | ||
1i. | Election of Director: Lars R. Sørensen | Management | For | For | For | ||
1j. | Election of Director: Scott M. Sperling | Management | For | For | For | ||
1k. | Election of Director: Elaine S. Ullian | Management | For | For | For | ||
1l. | Election of Director: Dion J. Weisler | Management | For | For | For | ||
2. | An advisory vote to approve named | Management | Against | For | Against | ||
executive officer compensation. | |||||||
3. | Ratification of the Audit Committee's | Management | For | For | For | ||
selection of PricewaterhouseCoopers LLP | |||||||
as the Company's independent auditors for | |||||||
2019. |
WELLCARE HEALTH PLANS, INC. | ||||||
Security | 94946T106 | Meeting Type | Annual | |||
Ticker Symbol | WCG | Meeting Date | 22-May-2019 | |||
ISIN | US94946T1060 | Agenda | 934980459 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Richard C. Breon | Management | For | For | For | ||
1b. | Election of Director: Kenneth A. Burdick | Management | For | For | For | ||
1c. | Election of Director: Amy L. Compton- | Management | For | For | For | ||
Phillips | |||||||
1d. | Election of Director: H. James Dallas | Management | For | For | For | ||
1e. | Election of Director: Kevin F. Hickey | Management | For | For | For | ||
1f. | Election of Director: Christian P. Michalik | Management | For | For | For | ||
1g. | Election of Director: Piyush "Bobby" Jindal | Management | For | For | For | ||
1h. | Election of Director: William L. Trubeck | Management | For | For | For | ||
1i. | Election of Director: Kathleen E. Walsh | Management | For | For | For | ||
2. | Approval of the Company's 2019 Incentive | Management | For | For | For | ||
Compensation Plan. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's | |||||||
independent registered public accounting | |||||||
firm for the fiscal year ending December 31, | |||||||
2019. | |||||||
4. | Advisory vote on the compensation of the | Management | For | For | For | ||
Company's named executive officers ("Say | |||||||
on Pay"). |
IRON MOUNTAIN INC. | ||||||
Security | 46284V101 | Meeting Type | Annual | |||
Ticker Symbol | IRM | Meeting Date | 22-May-2019 | |||
ISIN | US46284V1017 | Agenda | 934981158 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jennifer Allerton | Management | For | For | For | ||
1b. | Election of Director: Ted R. Antenucci | Management | For | For | For | ||
1c. | Election of Director: Pamela M. Arway | Management | For | For | For | ||
1d. | Election of Director: Clarke H. Bailey | Management | For | For | For | ||
1e. | Election of Director: Kent P. Dauten | Management | For | For | For | ||
1f. | Election of Director: Paul F. Deninger | Management | For | For | For | ||
1g. | Election of Director: Monte Ford | Management | For | For | For | ||
1h. | Election of Director: Per-Kristian Halvorsen | Management | For | For | For | ||
1i. | Election of Director: William L. Meaney | Management | For | For | For | ||
1j. | Election of Director: Wendy J. Murdock | Management | For | For | For | ||
1k. | Election of Director: Walter C. Rakowich | Management | For | For | For | ||
1l. | Election of Director: Alfred J. Verrecchia | Management | For | For | For | ||
2. | The approval of a non-binding, advisory | Management | For | For | For | ||
resolution approving the compensation of | |||||||
our named executive officers as described | |||||||
in the Iron Mountain Incorporated Proxy | |||||||
Statement. | |||||||
3. | The ratification of the selection by the Audit | Management | For | For | For | ||
Committee of Deloitte & Touche LLP as | |||||||
Iron Mountain Incorporated's independent | |||||||
registered public accounting firm for the | |||||||
year ending December 31, 2019. |
FOOT LOCKER, INC. | ||||||
Security | 344849104 | Meeting Type | Annual | |||
Ticker Symbol | FL | Meeting Date | 22-May-2019 | |||
ISIN | US3448491049 | Agenda | 934982465 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Maxine Clark | |||||||
1b. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Alan D. Feldman | |||||||
1c. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Richard A. Johnson | |||||||
1d. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Guillermo G. Marmol | |||||||
1e. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Matthew M. McKenna | |||||||
1f. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Steven Oakland | |||||||
1g. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Ulice Payne, Jr. | |||||||
1h. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Cheryl Nido Turpin | |||||||
1i. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Kimberly Underhill | |||||||
1j. | Election of Director to Serve for One-Year | Management | For | For | For | ||
Terms: Dona D. Young | |||||||
2. | Advisory Approval of the Company's | Management | For | For | For | ||
Executive Compensation. | |||||||
3. | Ratification of the Appointment of | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm. |
NVIDIA CORPORATION | ||||||
Security | 67066G104 | Meeting Type | Annual | |||
Ticker Symbol | NVDA | Meeting Date | 22-May-2019 | |||
ISIN | US67066G1040 | Agenda | 934982807 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a | Election of Director: Robert K. Burgess | Management | For | For | For | ||
1b. | Election of Director: Tench Coxe | Management | For | For | For | ||
1c. | Election of Director: Persis S. Drell | Management | For | For | For | ||
1d. | Election of Director: James C. Gaither | Management | For | For | For | ||
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | For | ||
1f. | Election of Director: Dawn Hudson | Management | For | For | For | ||
1g. | Election of Director: Harvey C. Jones | Management | For | For | For | ||
1h. | Election of Director: Michael G. McCaffery | Management | For | For | For | ||
1i. | Election of Director: Stephen C. Neal | Management | For | For | For | ||
1j. | Election of Director: Mark L. Perry | Management | For | For | For | ||
1k. | Election of Director: A. Brooke Seawell | Management | For | For | For | ||
1l. | Election of Director: Mark A. Stevens | Management | For | For | For | ||
2. | Approval of our executive compensation. | Management | For | For | For | ||
3. | Ratification of the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for fiscal year 2020. | |||||||
4. | Approval of an amendment and restatement | Management | For | For | For | ||
of our Certificate of Incorporation to | |||||||
eliminate supermajority voting to remove a | |||||||
director without cause. |
DENTSPLY SIRONA INC. | ||||||
Security | 24906P109 | Meeting Type | Annual | |||
Ticker Symbol | XRAY | Meeting Date | 22-May-2019 | |||
ISIN | US24906P1093 | Agenda | 934983227 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Michael C. Alfano | Management | For | For | For | ||
1b. | Election of Director: Eric K. Brandt | Management | For | For | For | ||
1c. | Election of Director: Donald M. Casey, Jr. | Management | For | For | For | ||
1d. | Election of Director: Willie A. Deese | Management | For | For | For | ||
1e. | Election of Director: Betsy D. Holden | Management | For | For | For | ||
1f. | Election of Director: Arthur D. Kowaloff | Management | For | For | For | ||
1g. | Election of Director: Harry M. Kraemer, Jr. | Management | For | For | For | ||
1h. | Election of Director: Gregory T. Lucier | Management | For | For | For | ||
1i. | Election of Director: Francis J. Lunger | Management | For | For | For | ||
1j. | Election of Director: Leslie F. Varon | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accountants for 2019. | |||||||
3. | Approval, by non-binding vote, of the | Management | For | For | For | ||
Company's executive compensation. |
PAYPAL HOLDINGS, INC. | ||||||
Security | 70450Y103 | Meeting Type | Annual | |||
Ticker Symbol | PYPL | Meeting Date | 22-May-2019 | |||
ISIN | US70450Y1038 | Agenda | 934983316 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | For | ||
1b. | Election of Director: Wences Casares | Management | For | For | For | ||
1c. | Election of Director: Jonathan Christodoro | Management | For | For | For | ||
1d. | Election of Director: John J. Donahoe | Management | For | For | For | ||
1e. | Election of Director: David W. Dorman | Management | For | For | For | ||
1f. | Election of Director: Belinda J. Johnson | Management | For | For | For | ||
1g. | Election of Director: Gail J. McGovern | Management | For | For | For | ||
1h. | Election of Director: Deborah M. Messemer | Management | For | For | For | ||
1i. | Election of Director: David M. Moffett | Management | For | For | For | ||
1j. | Election of Director: Ann M. Sarnoff | Management | For | For | For | ||
1k. | Election of Director: Daniel H. Schulman | Management | For | For | For | ||
1l. | Election of Director: Frank D. Yeary | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | Against | For | Against | ||
officer compensation. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent auditor for 2019. | |||||||
4. | Stockholder proposal regarding political | Shareholder | Against | Against | For | ||
disclosure. | |||||||
5. | Stockholder proposal regarding human and | Shareholder | Against | Against | For | ||
indigenous peoples' rights. |
UNITED CONTINENTAL HOLDINGS, INC. | ||||||
Security | 910047109 | Meeting Type | Annual | |||
Ticker Symbol | UAL | Meeting Date | 22-May-2019 | |||
ISIN | US9100471096 | Agenda | 934984356 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Carolyn Corvi | Management | For | For | For | ||
1b. | Election of Director: Jane C. Garvey | Management | For | For | For | ||
1c. | Election of Director: Barney Harford | Management | For | For | For | ||
1d. | Election of Director: Michele J. Hooper | Management | For | For | For | ||
1e. | Election of Director: Walter Isaacson | Management | For | For | For | ||
1f. | Election of Director: James A. C. Kennedy | Management | For | For | For | ||
1g. | Election of Director: Oscar Munoz | Management | For | For | For | ||
1h. | Election of Director: Edward M. Philip | Management | For | For | For | ||
1i. | Election of Director: Edward L. Shapiro | Management | For | For | For | ||
1j. | Election of Director: David J. Vitale | Management | For | For | For | ||
1k. | Election of Director: James M. Whitehurst | Management | For | For | For | ||
2. | Ratification of the Appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's Independent | |||||||
Registered Public Accounting Firm for the | |||||||
Fiscal Year Ending December 31, 2019. | |||||||
3. | Advisory Vote to Approve the | Management | For | For | For | ||
Compensation of the Company's Named | |||||||
Executive Officers. | |||||||
4. | Stockholder Proposal Regarding the | Shareholder | Against | Against | For | ||
Limitation on Renomination of Proxy | |||||||
Access Nominees, if Properly Presented | |||||||
Before the Meeting. | |||||||
5. | Stockholder Proposal Regarding a Report | Shareholder | Against | Against | For | ||
on Lobbying Spending, if Properly | |||||||
Presented Before the Meeting. |
CENTURYLINK, INC. | ||||||
Security | 156700106 | Meeting Type | Annual | |||
Ticker Symbol | CTL | Meeting Date | 22-May-2019 | |||
ISIN | US1567001060 | Agenda | 934985738 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Martha H. Bejar | Management | For | For | For | ||
1b. | Election of Director: Virginia Boulet | Management | For | For | For | ||
1c. | Election of Director: Peter C. Brown | Management | For | For | For | ||
1d. | Election of Director: Kevin P. Chilton | Management | For | For | For | ||
1e. | Election of Director: Steven T. Clontz | Management | For | For | For | ||
1f. | Election of Director: T. Michael Glenn | Management | For | For | For | ||
1g. | Election of Director: W. Bruce Hanks | Management | For | For | For | ||
1h. | Election of Director: Mary L. Landrieu | Management | For | For | For | ||
1i. | Election of Director: Harvey P. Perry | Management | For | For | For | ||
1j. | Election of Director: Glen F. Post, III | Management | For | For | For | ||
1k. | Election of Director: Michael J. Roberts | Management | For | For | For | ||
1l. | Election of Director: Laurie A. Siegel | Management | For | For | For | ||
1m. | Election of Director: Jeffrey K. Storey | Management | For | For | For | ||
2. | Ratify the appointment of KPMG LLP as our | Management | For | For | For | ||
independent auditor for 2019. | |||||||
3. | Amend our Articles of Incorporation to | Management | For | For | For | ||
increase our authorized shares of common | |||||||
stock. | |||||||
4. | Ratify our NOL Rights Plan. | Management | For | For | For | ||
5. | Advisory vote to approve our executive | Management | Against | For | Against | ||
compensation. | |||||||
6. | Shareholder proposal regarding our | Shareholder | Against | Against | For | ||
lobbying activities, if properly presented at | |||||||
the meeting. |
AMAZON.COM, INC. | ||||||
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | For | ||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | For | ||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | For | ||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | ||
1e. | Election of Director: Judith A. McGrath | Management | For | For | For | ||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | For | ||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For | ||
1h. | Election of Director: Thomas O. Ryder | Management | For | For | For | ||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For | ||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||
OF ERNST & YOUNG LLP AS | |||||||
INDEPENDENT AUDITORS. | |||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||
EXECUTIVE COMPENSATION. | |||||||
4. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING AN ANNUAL REPORT ON | |||||||
MANAGEMENT OF FOOD WASTE. | |||||||
5. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | ||
REQUESTING A REDUCTION IN THE | |||||||
OWNERSHIP THRESHOLD FOR | |||||||
CALLING SPECIAL SHAREHOLDER | |||||||
MEETINGS. | |||||||
6. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING A BAN ON GOVERNMENT | |||||||
USE OF CERTAIN TECHNOLOGIES. | |||||||
7. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | ||
REQUESTING A REPORT ON THE | |||||||
IMPACT OF GOVERNMENT USE OF | |||||||
CERTAIN TECHNOLOGIES. | |||||||
8. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | ||
REQUESTING A REPORT ON CERTAIN | |||||||
PRODUCTS. | |||||||
9. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING AN INDEPENDENT | |||||||
BOARD CHAIR POLICY. | |||||||
10. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | ||
REQUESTING A REPORT ON CERTAIN | |||||||
EMPLOYMENT POLICIES. | |||||||
11. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | ||
REQUESTING A REPORT ON CLIMATE | |||||||
CHANGE TOPICS. | |||||||
12. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING A BOARD IDEOLOGY | |||||||
DISCLOSURE POLICY. | |||||||
13. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING CHANGES TO THE | |||||||
COMPANY'S GENDER PAY REPORTING. | |||||||
14. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REQUESTING A REPORT ON | |||||||
INTEGRATING CERTAIN METRICS INTO | |||||||
EXECUTIVE COMPENSATION. | |||||||
15. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||
REGARDING VOTE-COUNTING | |||||||
PRACTICES FOR SHAREHOLDER | |||||||
PROPOSALS. |
ONEOK, INC. | ||||||
Security | 682680103 | Meeting Type | Annual | |||
Ticker Symbol | OKE | Meeting Date | 22-May-2019 | |||
ISIN | US6826801036 | Agenda | 934985980 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of director: Brian L. Derksen | Management | For | For | For | ||
1B. | Election of director: Julie H. Edwards | Management | For | For | For | ||
1C. | Election of director: John W. Gibson | Management | For | For | For | ||
1D. | Election of director: Mark W. Helderman | Management | For | For | For | ||
1E. | Election of director: Randall J. Larson | Management | For | For | For | ||
1F. | Election of director: Steven J. Malcolm | Management | For | For | For | ||
1G. | Election of director: Jim W. Mogg | Management | For | For | For | ||
1H. | Election of director: Pattye L. Moore | Management | For | For | For | ||
1I. | Election of director: Gary D. Parker | Management | For | For | For | ||
1J. | Election of director: Eduardo A. Rodriguez | Management | For | For | For | ||
1k. | Election of director: Terry K. Spencer | Management | For | For | For | ||
2. | Ratification of the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
independent registered public accounting | |||||||
firm of ONEOK, Inc. for the year ending | |||||||
December 31, 2019. | |||||||
3. | An advisory vote to approve ONEOK, Inc.'s | Management | For | For | For | ||
executive compensation. |
ROBERT HALF INTERNATIONAL INC. | ||||||
Security | 770323103 | Meeting Type | Annual | |||
Ticker Symbol | RHI | Meeting Date | 22-May-2019 | |||
ISIN | US7703231032 | Agenda | 935000909 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Julia L. Coronado | Management | For | For | For | ||
1.2 | Election of Director: Dirk A. Kempthorne | Management | For | For | For | ||
1.3 | Election of Director: Harold M. Messmer, Jr. | Management | For | For | For | ||
1.4 | Election of Director: Marc H. Morial | Management | For | For | For | ||
1.5 | Election of Director: Barbara J. Novogradac | Management | For | For | For | ||
1.6 | Election of Director: Robert J. Pace | Management | For | For | For | ||
1.7 | Election of Director: Frederick A. Richman | Management | For | For | For | ||
1.8 | Election of Director: M. Keith Waddell | Management | For | For | For | ||
2. | Ratification of appointment of auditor. | Management | For | For | For | ||
3. | Approve amended and restated Stock | Management | For | For | For | ||
Incentive Plan. | |||||||
4. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. |
AMPHENOL CORPORATION | ||||||
Security | 032095101 | Meeting Type | Annual | |||
Ticker Symbol | APH | Meeting Date | 22-May-2019 | |||
ISIN | US0320951017 | Agenda | 935003474 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 21-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Stanley L. Clark | Management | For | For | For | ||
1.2 | Election of Director: John D. Craig | Management | For | For | For | ||
1.3 | Election of Director: David P. Falck | Management | For | For | For | ||
1.4 | Election of Director: Edward G. Jepsen | Management | For | For | For | ||
1.5 | Election of Director: Robert A. Livingston | Management | For | For | For | ||
1.6 | Election of Director: Martin H. Loeffler | Management | For | For | For | ||
1.7 | Election of Director: R. Adam Norwitt | Management | For | For | For | ||
1.8 | Election of Director: Diana G. Reardon | Management | For | For | For | ||
1.9 | Election of Director: Anne Clarke Wolff | Management | For | For | For | ||
2. | Ratification of Deloitte & Touche LLP as | Management | For | For | For | ||
independent accountants of the Company. | |||||||
3. | Advisory vote to approve compensation of | Management | For | For | For | ||
named executive officers. | |||||||
4. | Stockholder Proposal: Special Shareholder | Shareholder | For | Against | Against | ||
Meeting Improvement. | |||||||
5. | Stockholder Proposal: Recruitment and | Shareholder | For | Against | Against | ||
Forced Labor Proposal. |
APACHE CORPORATION | ||||||
Security | 037411105 | Meeting Type | Annual | |||
Ticker Symbol | APA | Meeting Date | 23-May-2019 | |||
ISIN | US0374111054 | Agenda | 934965851 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Election of Director: Annell R. Bay | Management | For | For | For | ||
2. | Election of Director: John J. Christmann IV | Management | For | For | For | ||
3. | Election of Director: Juliet S. Ellis | Management | For | For | For | ||
4. | Election of Director: Chansoo Joung | Management | For | For | For | ||
5. | Election of Director: Rene R. Joyce | Management | For | For | For | ||
6. | Election of Director: John E. Lowe | Management | For | For | For | ||
7. | Election of Director: William C. Montgomery | Management | For | For | For | ||
8. | Election of Director: Amy H. Nelson | Management | For | For | For | ||
9. | Election of Director: Daniel W. Rabun | Management | For | For | For | ||
10. | Election of Director: Peter A. Ragauss | Management | For | For | For | ||
11. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||
Apache's Independent Auditors | |||||||
12. | Advisory Vote to Approve Compensation of | Management | For | For | For | ||
Apache's Named Executive Officers |
BLACKROCK, INC. | ||||||
Security | 09247X101 | Meeting Type | Annual | |||
Ticker Symbol | BLK | Meeting Date | 23-May-2019 | |||
ISIN | US09247X1019 | Agenda | 934975662 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bader M. Alsaad | Management | For | For | For | ||
1b. | Election of Director: Mathis Cabiallavetta | Management | For | For | For | ||
1c. | Election of Director: Pamela Daley | Management | For | For | For | ||
1d. | Election of Director: William S. Demchak | Management | For | For | For | ||
1e. | Election of Director: Jessica P. Einhorn | Management | For | For | For | ||
1f. | Election of Director: Laurence D. Fink | Management | For | For | For | ||
1g. | Election of Director: William E. Ford | Management | For | For | For | ||
1h. | Election of Director: Fabrizio Freda | Management | For | For | For | ||
1i. | Election of Director: Murry S. Gerber | Management | For | For | For | ||
1j. | Election of Director: Margaret L. Johnson | Management | For | For | For | ||
1k. | Election of Director: Robert S. Kapito | Management | For | For | For | ||
1l. | Election of Director: Cheryl D. Mills | Management | For | For | For | ||
1m. | Election of Director: Gordon M. Nixon | Management | For | For | For | ||
1n. | Election of Director: Charles H. Robbins | Management | For | For | For | ||
1o. | Election of Director: Ivan G. Seidenberg | Management | For | For | For | ||
1p. | Election of Director: Marco Antonio Slim | Management | For | For | For | ||
Domit | |||||||
1q. | Election of Director: Susan L. Wagner | Management | For | For | For | ||
1r. | Election of Director: Mark Wilson | Management | For | For | For | ||
2. | Approval, in a non-binding advisory vote, of | Management | For | For | For | ||
the compensation for named executive | |||||||
officers. | |||||||
3. | Ratification of the appointment of Deloitte | Management | For | For | For | ||
LLP as BlackRock's independent registered | |||||||
public accounting firm for the fiscal year | |||||||
2019. | |||||||
4. | Shareholder Proposal - Production of an | Shareholder | Against | Against | For | ||
Annual Report on Certain Trade | |||||||
Association and Lobbying Expenditures. | |||||||
5. | Shareholder Proposal - Simple Majority | Shareholder | Against | Against | For | ||
Vote Requirement. |
SYNCHRONY FINANCIAL | ||||||
Security | 87165B103 | Meeting Type | Annual | |||
Ticker Symbol | SYF | Meeting Date | 23-May-2019 | |||
ISIN | US87165B1035 | Agenda | 934975787 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Margaret M. Keane | Management | For | For | For | ||
1b. | Election of Director: Paget L. Alves | Management | For | For | For | ||
1c. | Election of Director: Arthur W. Coviello, Jr. | Management | For | For | For | ||
1d. | Election of Director: William W. Graylin | Management | For | For | For | ||
1e. | Election of Director: Roy A. Guthrie | Management | For | For | For | ||
1f. | Election of Director: Richard C. Hartnack | Management | For | For | For | ||
1g. | Election of Director: Jeffrey G. Naylor | Management | For | For | For | ||
1h. | Election of Director: Laurel J. Richie | Management | For | For | For | ||
1i. | Election of Director: Olympia J. Snowe | Management | For | For | For | ||
1j. | Election of Director: Ellen M. Zane | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation | |||||||
3. | Ratification of Selection of KPMG LLP as | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm of the Company for 2019 |
FLOWSERVE CORPORATION | ||||||
Security | 34354P105 | Meeting Type | Annual | |||
Ticker Symbol | FLS | Meeting Date | 23-May-2019 | |||
ISIN | US34354P1057 | Agenda | 934976070 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | R. Scott Rowe | For | For | For | |||||
2 | Ruby R. Chandy | For | For | For | |||||
3 | Gayla J. Delly | For | For | For | |||||
4 | Roger L. Fix | For | For | For | |||||
5 | John R. Friedery | For | For | For | |||||
6 | John L. Garrison | For | For | For | |||||
7 | Joe E. Harlan | For | For | For | |||||
8 | Michael C. McMurray | For | For | For | |||||
9 | Rick J. Mills | For | For | For | |||||
10 | David E. Roberts | For | For | For | |||||
2. | Advisory vote on executive compensation. | Management | For | For | For | ||||
3. | Ratify the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP to serve as | |||||||||
the Company's independent registered | |||||||||
public accounting firm for 2019. | |||||||||
4. | Approval of Flowserve Corporation 2020 | Management | For | For | For | ||||
Long-Term Incentive Plan. | |||||||||
5. | A shareholder proposal requesting the | Shareholder | Against | Against | For | ||||
Company to adopt time- bound, | |||||||||
quantitative, company-wide goals for | |||||||||
managing greenhouse gas (GHG) | |||||||||
emissions. | |||||||||
6. | A shareholder proposal requesting the | Shareholder | For | Against | Against | ||||
Board of Directors take action to permit | |||||||||
shareholder action by written consent. |
THE HOME DEPOT, INC. | ||||||
Security | 437076102 | Meeting Type | Annual | |||
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |||
ISIN | US4370761029 | Agenda | 934976157 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | For | ||
1b. | Election of Director: Ari Bousbib | Management | For | For | For | ||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For | ||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For | ||
1e. | Election of Director: J. Frank Brown | Management | For | For | For | ||
1f. | Election of Director: Albert P. Carey | Management | For | For | For | ||
1g. | Election of Director: Helena B. Foulkes | Management | Against | For | Against | ||
1h. | Election of Director: Linda R. Gooden | Management | For | For | For | ||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | For | ||
1j. | Election of Director: Manuel Kadre | Management | For | For | For | ||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | ||
1l. | Election of Director: Craig A. Menear | Management | For | For | For | ||
2. | Ratification of the Appointment of KPMG | Management | For | For | For | ||
LLP | |||||||
3. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation ("Say-on-Pay") | |||||||
4. | Shareholder Proposal Regarding EEO-1 | Shareholder | Against | Against | For | ||
Disclosure | |||||||
5. | Shareholder Proposal to Reduce the | Shareholder | Against | Against | For | ||
Threshold to Call Special Shareholder | |||||||
Meetings to 10% of Outstanding Shares | |||||||
6. | Shareholder Proposal Regarding Report on | Shareholder | Against | Against | For | ||
Prison Labor in the Supply Chain |
MOHAWK INDUSTRIES, INC. | ||||||
Security | 608190104 | Meeting Type | Annual | |||
Ticker Symbol | MHK | Meeting Date | 23-May-2019 | |||
ISIN | US6081901042 | Agenda | 934976854 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director for a term of three | Management | For | For | For | ||
years: Joseph A. Onorato | |||||||
1B | Election of Director for a term of three | Management | For | For | For | ||
years: William H. Runge, III | |||||||
1C | Election of Director for a term of three | Management | For | For | For | ||
years: W. Christopher Wellborn | |||||||
2. | The ratification of the selection of KPMG | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm | |||||||
3. | Advisory vote to approve executive | Management | Against | For | Against | ||
compensation, as disclosed in the | |||||||
Company's Proxy Statement for the 2019 | |||||||
Annual Meeting of Stockholders |
VERISIGN, INC. | ||||||
Security | 92343E102 | Meeting Type | Annual | |||
Ticker Symbol | VRSN | Meeting Date | 23-May-2019 | |||
ISIN | US92343E1029 | Agenda | 934977236 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: D. James Bidzos | Management | For | For | For | ||
1B | Election of Director: Kathleen A. Cote | Management | For | For | For | ||
1C | Election of Director: Thomas F. Frist III | Management | For | For | For | ||
1D | Election of Director: Jamie S. Gorelick | Management | For | For | For | ||
1E | Election of Director: Roger H. Moore | Management | For | For | For | ||
1F | Election of Director: Louis A. Simpson | Management | For | For | For | ||
1G | Election of Director: Timothy Tomlinson | Management | For | For | For | ||
2. | To approve, on a non-binding, advisory | Management | For | For | For | ||
basis, the Company's executive | |||||||
compensation. | |||||||
3. | To ratify the selection of KPMG LLP as the | Management | For | For | For | ||
Company's independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
4. | To vote on a stockholder proposal, if | Shareholder | Against | Against | For | ||
properly presented at the meeting, | |||||||
requesting that the Board adopt a policy | |||||||
that requires the Chair of the Board to be an | |||||||
independent member of the Board. |
MORGAN STANLEY | ||||||
Security | 617446448 | Meeting Type | Annual | |||
Ticker Symbol | MS | Meeting Date | 23-May-2019 | |||
ISIN | US6174464486 | Agenda | 934980423 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Elizabeth Corley | Management | For | For | For | ||
1b. | Election of Director: Alistair Darling | Management | For | For | For | ||
1c. | Election of Director: Thomas H. Glocer | Management | For | For | For | ||
1d. | Election of Director: James P. Gorman | Management | For | For | For | ||
1e. | Election of Director: Robert H. Herz | Management | For | For | For | ||
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | For | ||
1g. | Election of Director: Jami Miscik | Management | For | For | For | ||
1h. | Election of Director: Dennis M. Nally | Management | For | For | For | ||
1i. | Election of Director: Takeshi Ogasawara | Management | For | For | For | ||
1j. | Election of Director: Hutham S. Olayan | Management | For | For | For | ||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | For | ||
1l. | Election of Director: Perry M. Traquina | Management | For | For | For | ||
1m. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | ||
2. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as independent auditor | |||||||
3. | To approve the compensation of executives | Management | For | For | For | ||
as disclosed in the proxy statement (non- | |||||||
binding advisory vote) | |||||||
4. | Shareholder proposal regarding an annual | Shareholder | Against | Against | For | ||
report on lobbying expenses |
MCDONALD'S CORPORATION | ||||||
Security | 580135101 | Meeting Type | Annual | |||
Ticker Symbol | MCD | Meeting Date | 23-May-2019 | |||
ISIN | US5801351017 | Agenda | 934980473 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Lloyd Dean | Management | For | For | For | ||
1b. | Election of Director: Stephen Easterbrook | Management | For | For | For | ||
1c. | Election of Director: Robert Eckert | Management | For | For | For | ||
1d. | Election of Director: Margaret Georgiadis | Management | For | For | For | ||
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For | ||
1f. | Election of Director: Richard Lenny | Management | For | For | For | ||
1g. | Election of Director: John Mulligan | Management | For | For | For | ||
1h. | Election of Director: Sheila Penrose | Management | For | For | For | ||
1i. | Election of Director: John Rogers, Jr. | Management | For | For | For | ||
1j. | Election of Director: Paul Walsh | Management | For | For | For | ||
1k. | Election of Director: Miles White | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Advisory vote to approve the appointment | Management | For | For | For | ||
of Ernst & Young LLP as independent | |||||||
auditor for 2019. | |||||||
4. | Vote to approve an amendment to the | Management | For | For | For | ||
Company's Certificate of Incorporation to | |||||||
lower the authorized range of the number of | |||||||
Directors on the Board to 7 to 15 Directors. | |||||||
5. | Advisory vote on a shareholder proposal | Shareholder | For | Against | Against | ||
requesting the ability for shareholders to act | |||||||
by written consent, if properly presented. |
NORDSTROM, INC. | ||||||
Security | 655664100 | Meeting Type | Annual | |||
Ticker Symbol | JWN | Meeting Date | 23-May-2019 | |||
ISIN | US6556641008 | Agenda | 934980562 - Management | |||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | For | ||
1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | For | ||
1c. | Election of Director: Tanya L. Domier | Management | For | For | For | ||
1d. | Election of Director: Kirsten A.Green | Management | For | For | For | ||
1e. | Election of Director: Glenda G. McNeal | Management | For | For | For | ||
1f. | Election of Director: Erik B. Nordstrom | Management | For | For | For | ||
1g. | Election of Director: Peter E. Nordstrom | Management | For | For | For | ||
1h. | Election of Director: Brad D. Smith | Management | For | For | For | ||
1i. | Election of Director: Gordon A. Smith | Management | For | For | For | ||
1j. | Election of Director: Bradley D. Tilden | Management | For | For | For | ||
1k. | Election of Director: B. Kevin Turner | Management | For | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||
OF INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM. | |||||||
3. | ADVISORY VOTE REGARDING | Management | For | For | For | ||
EXECUTIVE COMPENSATION. | |||||||
4. | APPROVE THE NORDSTROM, INC. 2019 | Management | For | For | For | ||
EQUITY INCENTIVE PLAN. |
THE MOSAIC COMPANY | ||||||
Security | 61945C103 | Meeting Type | Annual | |||
Ticker Symbol | MOS | Meeting Date | 23-May-2019 | |||
ISIN | US61945C1036 | Agenda | 934982477 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | For | ||
1b. | Election of Director: Oscar P. Bernardes | Management | Against | For | Against | ||
1c. | Election of Director: Nancy E. Cooper | Management | For | For | For | ||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | For | ||
1e. | Election of Director: Timothy S. Gitzel | Management | For | For | For | ||
1f. | Election of Director: Denise C. Johnson | Management | For | For | For | ||
1g. | Election of Director: Emery N. Koenig | Management | For | For | For | ||
1h. | Election of Director: William T. Monahan | Management | For | For | For | ||
1i. | Election of Director: James ("Joc") C. | Management | For | For | For | ||
O'Rourke | |||||||
1j. | Election of Director: Steven M. Seibert | Management | For | For | For | ||
1k. | Election of Director: Luciano Siani Pires | Management | For | For | For | ||
1l. | Election of Director: Kelvin R. Westbrook | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as Mosaic's independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | An advisory vote to approve the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers as disclosed in the accompanying | |||||||
Proxy Statement. |
KEYCORP | ||||||
Security | 493267108 | Meeting Type | Annual | |||
Ticker Symbol | KEY | Meeting Date | 23-May-2019 | |||
ISIN | US4932671088 | Agenda | 934982605 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bruce D. Broussard | Management | For | For | For | ||
1b. | Election of Director: Charles P. Cooley | Management | For | For | For | ||
1c. | Election of Director: Gary M. Crosby | Management | For | For | For | ||
1d. | Election of Director: Alexander M. Cutler | Management | For | For | For | ||
1e. | Election of Director: H. James Dallas | Management | For | For | For | ||
1f. | Election of Director: Elizabeth R. Gile | Management | For | For | For | ||
1g. | Election of Director: Ruth Ann M. Gillis | Management | For | For | For | ||
1h. | Election of Director: William G. Gisel, Jr. | Management | For | For | For | ||
1i. | Election of Director: Carlton L. Highsmith | Management | For | For | For | ||
1j. | Election of Director: Richard J. Hipple | Management | For | For | For | ||
1k. | Election of Director: Kristen L. Manos | Management | For | For | For | ||
1l. | Election of Director: Beth E. Mooney | Management | For | For | For | ||
1m. | Election of Director: Barbara R. Snyder | Management | For | For | For | ||
1n. | Election of Director: David K. Wilson | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
independent auditor. | |||||||
3. | Advisory approval of executive | Management | For | For | For | ||
compensation. | |||||||
4. | Approval of KeyCorp's 2019 Equity | Management | For | For | For | ||
Compensation Plan. | |||||||
5. | Approval of an increase in authorized | Management | For | For | For | ||
common shares. | |||||||
6. | Approval of an amendment to Regulations | Management | For | For | For | ||
to allow the Board to make future | |||||||
amendments. |
QUANTA SERVICES, INC. | ||||||
Security | 74762E102 | Meeting Type | Annual | |||
Ticker Symbol | PWR | Meeting Date | 23-May-2019 | |||
ISIN | US74762E1029 | Agenda | 934982756 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Earl C. (Duke) Austin, | Management | For | For | For | ||
Jr. | |||||||
1b. | Election of Director: Doyle N. Beneby | Management | For | For | For | ||
1c. | Election of Director: J. Michal Conaway | Management | For | For | For | ||
1d. | Election of Director: Vincent D. Foster | Management | For | For | For | ||
1e. | Election of Director: Bernard Fried | Management | For | For | For | ||
1f. | Election of Director: Worthing F. Jackman | Management | For | For | For | ||
1g. | Election of Director: David M. McClanahan | Management | For | For | For | ||
1h. | Election of Director: Margaret B. Shannon | Management | For | For | For | ||
1i. | Election of Director: Pat Wood, III | Management | For | For | For | ||
2. | Approval, by non-binding advisory vote, of | Management | For | For | For | ||
Quanta's executive compensation | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as Quanta's | |||||||
independent registered public accounting | |||||||
firm for fiscal year 2019 | |||||||
4. | Approval of the Quanta Services, Inc. 2019 | Management | For | For | For | ||
Omnibus Equity Incentive Plan |
UNUM GROUP | ||||||
Security | 91529Y106 | Meeting Type | Annual | |||
Ticker Symbol | UNM | Meeting Date | 23-May-2019 | |||
ISIN | US91529Y1064 | Agenda | 934982960 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Theodore H. Bunting, | Management | For | For | For | ||
Jr. | |||||||
1b. | Election of Director: Susan L. Cross | Management | For | For | For | ||
1c. | Election of Director: Susan D. Devore | Management | For | For | For | ||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | ||
1e. | Election of Director: Cynthia L. Egan | Management | For | For | For | ||
1f. | Election of Director: Kevin T. Kabat | Management | For | For | For | ||
1g. | Election of Director: Timothy F. Keaney | Management | For | For | For | ||
1h. | Election of Director: Gloria C. Larson | Management | For | For | For | ||
1i. | Election of Director: Richard P. McKenney | Management | For | For | For | ||
1j. | Election of Director: Ronald P. O'Hanley | Management | For | For | For | ||
1k. | Election of Director: Francis J. Shammo | Management | For | For | For | ||
2. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of the company's named | |||||||
executive officers. | |||||||
3. | To ratify the appointment or Ernst & Young | Management | For | For | For | ||
LLP as the company's independent | |||||||
registered public accounting firm for 2019. |
NEXTERA ENERGY, INC. | ||||||
Security | 65339F101 | Meeting Type | Annual | |||
Ticker Symbol | NEE | Meeting Date | 23-May-2019 | |||
ISIN | US65339F1012 | Agenda | 934983710 - Management | |||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Sherry S. Barrat | Management | For | For | For | ||
1b. | Election of Director: James L. Camaren | Management | For | For | For | ||
1c. | Election of Director: Kenneth B. Dunn | Management | For | For | For | ||
1d. | Election of Director: Naren K. Gursahaney | Management | For | For | For | ||
1e. | Election of Director: Kirk S. Hachigian | Management | For | For | For | ||
1f. | Election of Director: Toni Jennings | Management | For | For | For | ||
1g. | Election of Director: Amy B. Lane | Management | For | For | For | ||
1h. | Election of Director: James L. Robo | Management | For | For | For | ||
1i. | Election of Director: Rudy E. Schupp | Management | For | For | For | ||
1j. | Election of Director: John L. Skolds | Management | For | For | For | ||
1k. | Election of Director: William H. Swanson | Management | For | For | For | ||
1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | For | ||
1m. | Election of Director: Darryl L. Wilson | Management | For | For | For | ||
2. | Ratification of appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as NextEra Energy's | |||||||
independent registered public accounting | |||||||
firm for 2019 | |||||||
3. | Approval, by non-binding advisory vote, of | Management | For | For | For | ||
NextEra Energy's compensation of its | |||||||
named executive officers as disclosed in | |||||||
the proxy statement | |||||||
4. | A proposal by the Comptroller of the State | Shareholder | Against | Against | For | ||
of New York, Thomas P. DiNapoli, entitled | |||||||
"Political Contributions Disclosure" to | |||||||
request semiannual reports disclosing | |||||||
political contribution policies and | |||||||
expenditures |
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||
Security | 460690100 | Meeting Type | Annual | |||
Ticker Symbol | IPG | Meeting Date | 23-May-2019 | |||
ISIN | US4606901001 | Agenda | 934989279 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jocelyn Carter-Miller | Management | For | For | For | ||
1b. | Election of Director: H. John Greeniaus | Management | For | For | For | ||
1c. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | For | ||
1d. | Election of Director: Dawn Hudson | Management | For | For | For | ||
1e. | Election of Director: William T. Kerr | Management | For | For | For | ||
1f. | Election of Director: Henry S. Miller | Management | For | For | For | ||
1g. | Election of Director: Jonathan F. Miller | Management | For | For | For | ||
1h. | Election of Director: Patrick Q. Moore | Management | For | For | For | ||
1i. | Election of Director: Michael I. Roth | Management | For | For | For | ||
1j. | Election of Director: David M. Thomas | Management | For | For | For | ||
1k. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | For | ||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as | |||||||
Interpublic's Independent registered public | |||||||
accounting firm for 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
4. | Approval of The Interpublic Group of | Management | For | For | For | ||
Companies, Inc. 2019 Performance | |||||||
Incentive Plan. | |||||||
5. | Stockholder proposal entitled "Independent | Shareholder | Against | Against | For | ||
Board Chairman." |
DOWDUPONT INC. | ||||||
Security | 26078J100 | Meeting Type | Special | |||
Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | |||
ISIN | US26078J1007 | Agenda | 935023426 - Management | |||
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | |||
City / Country | / United | Vote Deadline Date | 22-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | A proposal, which we refer to as the reverse | Management | For | For | For | ||
stock split proposal, to adopt and approve | |||||||
an amendment to our Amended and | |||||||
Restated Certificate of Incorporation to | |||||||
effect (a) a reverse stock split of our | |||||||
outstanding shares of common stock, at a | |||||||
reverse stock split ratio of not less than 2- | |||||||
for-5 and not greater than 1-for-3, with an | |||||||
exact ratio as may be determined by our | |||||||
Board of Directors at a later date, and (b) a | |||||||
reduction in the number of our authorized | |||||||
shares of common stock by a | |||||||
corresponding ratio. | |||||||
2. | A proposal, which we refer to as the | Management | For | For | For | ||
adjournment proposal, to approve, if | |||||||
necessary, the adjournment of the Special | |||||||
Meeting to solicit additional proxies in favor | |||||||
of the reverse stock split proposal. |
LINCOLN NATIONAL CORPORATION | ||||||
Security | 534187109 | Meeting Type | Annual | |||
Ticker Symbol | LNC | Meeting Date | 24-May-2019 | |||
ISIN | US5341871094 | Agenda | 934982617 - Management | |||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 23-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Deirdre P. Connelly | Management | For | For | For | ||
1b. | Election of Director: William H. Cunningham | Management | For | For | For | ||
1c. | Election of Director: Dennis R. Glass | Management | For | For | For | ||
1d. | Election of Director: George W. Henderson, | Management | For | For | For | ||
III | |||||||
1e. | Election of Director: Eric G. Johnson | Management | For | For | For | ||
1f. | Election of Director: Gary C. Kelly | Management | For | For | For | ||
1g. | Election of Director: M. Leanne Lachman | Management | For | For | For | ||
1h. | Election of Director: Michael F. Mee | Management | For | For | For | ||
1i. | Election of Director: Patrick S. Pittard | Management | For | For | For | ||
1j. | Election of Director: Isaiah Tidwell | Management | For | For | For | ||
1k. | Election of Director: Lynn M. Utter | Management | For | For | For | ||
2. | The ratification of the appointment of Ernst | Management | For | For | For | ||
& Young LLP as the independent registered | |||||||
public accounting firm for 2019. | |||||||
3. | The approval of an advisory resolution on | Management | For | For | For | ||
the compensation of our named executive | |||||||
officers. | |||||||
4. | Shareholder proposal to amend our | Shareholder | Against | Against | For | ||
corporate governance documents to require | |||||||
an independent board chairman. | |||||||
5. | Shareholder proposal to amend our proxy | Shareholder | Against | Against | For | ||
access bylaws to remove the limitation on | |||||||
renomination of persons based on votes in | |||||||
a prior election. |
NATIONAL OILWELL VARCO, INC. | ||||||
Security | 637071101 | Meeting Type | Annual | |||
Ticker Symbol | NOV | Meeting Date | 28-May-2019 | |||
ISIN | US6370711011 | Agenda | 934985827 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Clay C. Williams | Management | For | For | For | ||
1B. | Election of Director: Greg L. Armstrong | Management | For | For | For | ||
1C. | Election of Director: Marcela E. Donadio | Management | For | For | For | ||
1D. | Election of Director: Ben A. Guill | Management | For | For | For | ||
1E. | Election of Director: James T. Hackett | Management | For | For | For | ||
1F. | Election of Director: David D. Harrison | Management | For | For | For | ||
1G. | Election of Director: Eric L. Mattson | Management | For | For | For | ||
1H. | Election of Director: Melody B. Meyer | Management | For | For | For | ||
1I. | Election of Director: William R. Thomas | Management | For | For | For | ||
2. | Ratification of Independent Auditors. | Management | For | For | For | ||
3. | Approve, by non-binding vote, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
4. | Approve amendments to the National | Management | For | For | For | ||
Oilwell Varco, Inc. 2018 Long-Term | |||||||
Incentive Plan. |
MERCK & CO., INC. | ||||||
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 24-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | For | ||
1b. | Election of Director: Thomas R. Cech | Management | For | For | For | ||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | For | ||
1d. | Election of Director: Pamela J. Craig | Management | For | For | For | ||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | For | ||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | For | ||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | For | ||
1h. | Election of Director: Paul B. Rothman | Management | For | For | For | ||
1i. | Election of Director: Patricia F. Russo | Management | For | For | For | ||
1j. | Election of Director: Inge G. Thulin | Management | For | For | For | ||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | For | ||
1l. | Election of Director: Peter C. Wendell | Management | For | For | For | ||
2. | Non-binding advisory vote to approve the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Proposal to adopt the 2019 Incentive Stock | Management | For | For | For | ||
Plan. | |||||||
4. | Ratification of the appointment of the | Management | For | For | For | ||
Company's independent registered public | |||||||
accounting firm for 2019. | |||||||
5. | Shareholder proposal concerning an | Shareholder | Against | Against | For | ||
independent board chairman. | |||||||
6. | Shareholder proposal concerning executive | Shareholder | Against | Against | For | ||
incentives and stock buybacks. | |||||||
7. | Shareholder proposal concerning drug | Shareholder | Against | Against | For | ||
pricing. |
ARISTA NETWORKS, INC. | ||||||
Security | 040413106 | Meeting Type | Annual | |||
Ticker Symbol | ANET | Meeting Date | 28-May-2019 | |||
ISIN | US0404131064 | Agenda | 934988683 - Management | |||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 24-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Charles Giancarlo | For | For | For | |||||
2 | Ann Mather | For | For | For | |||||
3 | Daniel Scheinman | For | For | For | |||||
2. | Approval on an advisory basis of the | Management | For | For | For | ||||
compensation of the named executive | |||||||||
officers. | |||||||||
3. | To ratify the appointment of Ernst & Young | Management | Against | For | Against | ||||
LLP as our independent registered public | |||||||||
accounting firm for our fiscal year ending | |||||||||
December 31, 2019. |
DOLLAR GENERAL CORPORATION | ||||||
Security | 256677105 | Meeting Type | Annual | |||
Ticker Symbol | DG | Meeting Date | 29-May-2019 | |||
ISIN | US2566771059 | Agenda | 934975749 - Management | |||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Warren F. Bryant | Management | For | For | For | ||
1b. | Election of Director: Michael M. Calbert | Management | For | For | For | ||
1c. | Election of Director: Sandra B. Cochran | Management | For | For | For | ||
1d. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | For | ||
1e. | Election of Director: Timothy I. McGuire | Management | For | For | For | ||
1f. | Election of Director: William C. Rhodes, III | Management | For | For | For | ||
1g. | Election of Director: Ralph E. Santana | Management | For | For | For | ||
1h. | Election of Director: Todd J. Vasos | Management | For | For | For | ||
2. | To approve, on an advisory (non-binding) | Management | For | For | For | ||
basis, the compensation of Dollar General | |||||||
Corporation's named executive officers as | |||||||
disclosed in the proxy statement. | |||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as Dollar General Corporation's | |||||||
independent registered public accounting | |||||||
firm for fiscal 2019. |
ILLUMINA, INC. | ||||||
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 29-May-2019 | |||
ISIN | US4523271090 | Agenda | 934985067 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | For | ||
1B. | Election of Director: Francis A. deSouza | Management | For | For | For | ||
1C. | Election of Director: Susan E. Siegel | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 29, 2019. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of the named executive | |||||||
officers as disclosed in the Proxy | |||||||
Statement. | |||||||
4. | To approve an amendment to our Amended | Management | For | For | For | ||
and Restated Certificate of Incorporation to | |||||||
declassify our Board of Directors. | |||||||
5. | To approve, on an advisory basis, a | Shareholder | Against | Against | For | ||
stockholder proposal to enhance election- | |||||||
related disclosures. |
MARATHON OIL CORPORATION | ||||||
Security | 565849106 | Meeting Type | Annual | |||
Ticker Symbol | MRO | Meeting Date | 29-May-2019 | |||
ISIN | US5658491064 | Agenda | 934991111 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Gregory H. Boyce | Management | For | For | For | ||
1b. | Election of Director: Chadwick C. Deaton | Management | For | For | For | ||
1c. | Election of Director: Marcela E. Donadio | Management | For | For | For | ||
1d. | Election of Director: Jason B. Few | Management | For | For | For | ||
1e. | Election of Director: Douglas L. Foshee | Management | For | For | For | ||
1f. | Election of Director: M. Elise Hyland | Management | For | For | For | ||
1g. | Election of Director: Lee M. Tillman | Management | For | For | For | ||
1h. | Election of Director: J. Kent Wells | Management | For | For | For | ||
2. | Ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent auditor for 2019. | |||||||
3. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. | |||||||
4. | Approval of our 2019 Incentive | Management | For | For | For | ||
Compensation Plan. |
EXXON MOBIL CORPORATION | ||||||
Security | 30231G102 | Meeting Type | Annual | |||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||
Record Date | 03-Apr-2019 | Holding Recon Date | 03-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Susan K. Avery | Management | For | For | For | ||
1b. | Election of Director: Angela F. Braly | Management | For | For | For | ||
1c. | Election of Director: Ursula M. Burns | Management | For | For | For | ||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | For | ||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | For | ||
1f. | Election of Director: Douglas R. | Management | For | For | For | ||
Oberhelman | |||||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | For | ||
1h. | Election of Director: Steven S Reinemund | Management | For | For | For | ||
1i. | Election of Director: William C. Weldon | Management | For | For | For | ||
1j. | Election of Director: Darren W. Woods | Management | For | For | For | ||
2. | Ratification of Independent Auditors (page | Management | For | For | For | ||
28) | |||||||
3. | Advisory Vote to Approve Executive | Management | For | For | For | ||
Compensation (page 30) | |||||||
4. | Independent Chairman (page 58) | Shareholder | Against | Against | For | ||
5. | Special Shareholder Meetings (page 59) | Shareholder | For | Against | Against | ||
6. | Board Matrix (page 61) | Shareholder | For | Against | Against | ||
7. | Climate Change Board Committee (page | Shareholder | Against | Against | For | ||
62) | |||||||
8. | Report on Risks of Gulf Coast | Shareholder | For | Against | Against | ||
Petrochemical Investments (page 64) | |||||||
9. | Report on Political Contributions (page 66) | Shareholder | Against | Against | For | ||
10. | Report on Lobbying (page 67) | Shareholder | Against | Against | For |
CHEVRON CORPORATION | ||||||
Security | 166764100 | Meeting Type | Annual | |||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: W. M. Austin | Management | For | For | For | ||
1b. | Election of Director: J. B. Frank | Management | For | For | For | ||
1c. | Election of Director: A. P. Gast | Management | For | For | For | ||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | For | ||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | For | ||
1f. | Election of Director: D. F. Moyo | Management | For | For | For | ||
1g. | Election of Director: D. Reed-Klages | Management | For | For | For | ||
1h. | Election of Director: R. D. Sugar | Management | For | For | For | ||
1i. | Election of Director: I. G. Thulin | Management | For | For | For | ||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | For | ||
1k. | Election of Director: M. K. Wirth | Management | For | For | For | ||
2. | Ratification of Appointment of PwC as | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm | |||||||
3. | Advisory Vote to Approve Named Executive | Management | For | For | For | ||
Officer Compensation | |||||||
4. | Report on Human Right to Water | Shareholder | Against | Against | For | ||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | Against | For | ||
6. | Create a Board Committee on Climate | Shareholder | Against | Against | For | ||
Change | |||||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | Against | For | ||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | Against | For |
AFFILIATED MANAGERS GROUP, INC. | ||||||
Security | 008252108 | Meeting Type | Annual | |||
Ticker Symbol | AMG | Meeting Date | 29-May-2019 | |||
ISIN | US0082521081 | Agenda | 934999028 - Management | |||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Samuel T. Byrne | Management | For | For | For | ||
1b. | Election of Director: Dwight D. Churchill | Management | For | For | For | ||
1c. | Election of Director: Nathaniel Dalton | Management | For | For | For | ||
1d. | Election of Director: Glenn Earle | Management | For | For | For | ||
1e. | Election of Director: Niall Ferguson | Management | For | For | For | ||
1f. | Election of Director: Sean M. Healey | Management | For | For | For | ||
1g. | Election of Director: Tracy P. Palandjian | Management | For | For | For | ||
1h. | Election of Director: Patrick T. Ryan | Management | For | For | For | ||
1i. | Election of Director: Karen L. Yerburgh | Management | For | For | For | ||
1j. | Election of Director: Jide J. Zeitlin | Management | For | For | For | ||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | ||
the compensation of the Company's named | |||||||
executive officers. | |||||||
3. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for the current fiscal year. |
BRISTOL-MYERS SQUIBB COMPANY | ||||||
Security | 110122108 | Meeting Type | Annual | |||
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |||
ISIN | US1101221083 | Agenda | 935021458 - Management | |||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 28-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | For | ||
1B. | Election of Director: Robert Bertolini | Management | For | For | For | ||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | ||
1D. | Election of Director: Matthew W. Emmens | Management | For | For | For | ||
1E. | Election of Director: Michael Grobstein | Management | For | For | For | ||
1F. | Election of Director: Alan J. Lacy | Management | For | For | For | ||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | For | ||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | For | ||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | For | ||
1J. | Election of Director: Gerald L. Storch | Management | For | For | For | ||
1K. | Election of Director: Karen H. Vousden, | Management | For | For | For | ||
Ph.D. | |||||||
2. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our Named Executive Officers | |||||||
3. | Ratification of the appointment of an | Management | For | For | For | ||
independent registered public accounting | |||||||
firm | |||||||
4. | Shareholder Proposal on Right to Act by | Shareholder | For | Against | Against | ||
Written Consent |
IPG PHOTONICS CORPORATION | ||||||
Security | 44980X109 | Meeting Type | Annual | |||
Ticker Symbol | IPGP | Meeting Date | 30-May-2019 | |||
ISIN | US44980X1090 | Agenda | 934988304 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Valentin P. Gapontsev, | Management | For | For | For | ||
Ph.D. | |||||||
1b. | Election of Director: Eugene A. Scherbakov, | Management | For | For | For | ||
Ph.D. | |||||||
1c. | Election of Director: Igor Samartsev | Management | For | For | For | ||
1d. | Election of Director: Michael C. Child | Management | For | For | For | ||
1e. | Election of Director: Gregory P. Dougherty | Management | For | For | For | ||
1f. | Election of Director: Henry E. Gauthier | Management | For | For | For | ||
1g. | Election of Director: Catherine P. Lego | Management | For | For | For | ||
1h. | Election of Director: Eric Meurice | Management | For | For | For | ||
1i. | Election of Director: John R. Peeler | Management | For | For | For | ||
1j. | Election of Director: Thomas J. Seifert | Management | For | For | For | ||
2. | Ratify Deloitte & Touche LLP as IPG's | Management | For | For | For | ||
independent registered public accounting | |||||||
firm for 2019 | |||||||
3. | Approval of the IPG Photonics Corporation | Management | Against | For | Against | ||
2008 Employee Stock Purchase Plan, as | |||||||
amended and restated |
GARTNER, INC. | ||||||
Security | 366651107 | Meeting Type | Annual | |||
Ticker Symbol | IT | Meeting Date | 30-May-2019 | |||
ISIN | US3666511072 | Agenda | 934988443 - Management | |||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peter E. Bisson | Management | For | For | For | ||
1b. | Election of Director: Richard J. Bressler | Management | For | For | For | ||
1c. | Election of Director: Raul E. Cesan | Management | For | For | For | ||
1d. | Election of Director: Karen E. Dykstra | Management | For | For | For | ||
1e. | Election of Director: Anne Sutherland Fuchs | Management | For | For | For | ||
1f. | Election of Director: William O. Grabe | Management | For | For | For | ||
1g. | Election of Director: Eugene A. Hall | Management | For | For | For | ||
1h. | Election of Director: Stephen G. Pagliuca | Management | For | For | For | ||
1i. | Election of Director: Eileen Serra | Management | For | For | For | ||
1j. | Election of Director: James C. Smith | Management | For | For | For | ||
2. | Approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
3. | Ratify the appointment of KPMG LLP as the | Management | For | For | For | ||
Company's independent registered public | |||||||
accounting firm for fiscal 2019. |
RAYTHEON COMPANY | ||||||
Security | 755111507 | Meeting Type | Annual | |||
Ticker Symbol | RTN | Meeting Date | 30-May-2019 | |||
ISIN | US7551115071 | Agenda | 934988518 - Management | |||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | For | ||
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | For | ||
1c. | Election of Director: Adriane M. Brown | Management | For | For | For | ||
1d. | Election of Director: Stephen J. Hadley | Management | For | For | For | ||
1e. | Election of Director: Thomas A. Kennedy | Management | For | For | For | ||
1f. | Election of Director: Letitia A. Long | Management | For | For | For | ||
1g. | Election of Director: George R. Oliver | Management | For | For | For | ||
1h. | Election of Director: Dinesh C. Paliwal | Management | For | For | For | ||
1i. | Election of Director: Ellen M. Pawlikowski | Management | For | For | For | ||
1j. | Election of Director: William R. Spivey | Management | For | For | For | ||
1k. | Election of Director: Marta R. Stewart | Management | For | For | For | ||
1l. | Election of Director: James A. Winnefeld, | Management | For | For | For | ||
Jr. | |||||||
1m. | Election of Director: Robert O. Work | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
3. | Approval of the Raytheon 2019 Stock Plan | Management | For | For | For | ||
4. | Ratification of Independent Auditors. | Management | For | For | For |
EBAY INC. | ||||||
Security | 278642103 | Meeting Type | Annual | |||
Ticker Symbol | EBAY | Meeting Date | 30-May-2019 | |||
ISIN | US2786421030 | Agenda | 934993583 - Management | |||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Fred D. Anderson Jr. | Management | For | For | For | ||
1b. | Election of Director: Anthony J. Bates | Management | For | For | For | ||
1c. | Election of Director: Adriane M. Brown | Management | For | For | For | ||
1d. | Election of Director: Jesse A. Cohn | Management | For | For | For | ||
1e. | Election of Director: Diana Farrell | Management | For | For | For | ||
1f. | Election of Director: Logan D. Green | Management | For | For | For | ||
1g. | Election of Director: Bonnie S. Hammer | Management | For | For | For | ||
1h. | Election of Director: Kathleen C. Mitic | Management | For | For | For | ||
1i. | Election of Director: Matthew J. Murphy | Management | For | For | For | ||
1j. | Election of Director: Pierre M. Omidyar | Management | For | For | For | ||
1k. | Election of Director: Paul S. Pressler | Management | For | For | For | ||
1l. | Election of Director: Robert H. Swan | Management | For | For | For | ||
1m. | Election of Director: Thomas J. Tierney | Management | For | For | For | ||
1n. | Election of Director: Perry M. Traquina | Management | For | For | For | ||
1o. | Election of Director: Devin N. Wenig | Management | For | For | For | ||
2. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation. | |||||||
3. | Ratification of appointment of independent | Management | For | For | For | ||
auditors. | |||||||
4. | Management proposal to amend special | Management | For | For | For | ||
meeting provisions in the Company's | |||||||
charter and bylaws. | |||||||
5. | Stockholder proposal requesting that the | Shareholder | Against | Against | For | ||
Board require an independent chair, if | |||||||
properly presented. |
FACEBOOK, INC. | ||||||
Security | 30303M102 | Meeting Type | Annual | |||
Ticker Symbol | FB | Meeting Date | 30-May-2019 | |||
ISIN | US30303M1027 | Agenda | 934995082 - Management | |||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Peggy Alford | For | For | For | |||||
2 | Marc L. Andreessen | For | For | For | |||||
3 | Kenneth I. Chenault | For | For | For | |||||
4 | S. D. Desmond-Hellmann | For | For | For | |||||
5 | Sheryl K. Sandberg | For | For | For | |||||
6 | Peter A. Thiel | For | For | For | |||||
7 | Jeffrey D. Zients | For | For | For | |||||
8 | Mark Zuckerberg | For | For | For | |||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||||
LLP as Facebook, Inc.'s independent | |||||||||
registered public accounting firm for the | |||||||||
fiscal year ending December 31, 2019. | |||||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | ||||
basis, the compensation program for | |||||||||
Facebook, Inc.'s named executive officers | |||||||||
as disclosed in Facebook, Inc.'s proxy | |||||||||
statement. | |||||||||
4. | To vote, on a non-binding advisory basis, | Management | 1 Year | 3 Years | Against | ||||
whether a non-binding advisory vote on the | |||||||||
compensation program for Facebook, Inc.'s | |||||||||
named executive officers should be held | |||||||||
every one, two or three years. | |||||||||
5. | A stockholder proposal regarding change in | Shareholder | For | Against | Against | ||||
stockholder voting. | |||||||||
6. | A stockholder proposal regarding an | Shareholder | Against | Against | For | ||||
independent chair. | |||||||||
7. | A stockholder proposal regarding majority | Shareholder | For | Against | Against | ||||
voting for directors. | |||||||||
8. | A stockholder proposal regarding true | Shareholder | Against | Against | For | ||||
diversity board policy. | |||||||||
9. | A stockholder proposal regarding a content | Shareholder | For | Against | Against | ||||
governance report. | |||||||||
10. | A stockholder proposal regarding median | Shareholder | Against | Against | For | ||||
gender pay gap. | |||||||||
11. | A stockholder proposal regarding workforce | Shareholder | Against | Against | For | ||||
diversity. | |||||||||
12. | A stockholder proposal regarding strategic | Shareholder | Against | Against | For | ||||
alternatives. |
ROYAL CARIBBEAN CRUISES LTD. | ||||||
Security | V7780T103 | Meeting Type | Annual | |||
Ticker Symbol | RCL | Meeting Date | 30-May-2019 | |||
ISIN | LR0008862868 | Agenda | 934999852 - Management | |||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John F. Brock | Management | For | For | For | ||
1b. | Election of Director: Richard D. Fain | Management | For | For | For | ||
1c. | Election of Director: Stephen R. Howe, Jr. | Management | For | For | For | ||
1d. | Election of Director: William L. Kimsey | Management | For | For | For | ||
1e. | Election of Director: Maritza G. Montiel | Management | For | For | For | ||
1f. | Election of Director: Ann S. Moore | Management | For | For | For | ||
1g. | Election of Director: Eyal M. Ofer | Management | For | For | For | ||
1h. | Election of Director: Thomas J. Pritzker | Management | For | For | For | ||
1i. | Election of Director: William K. Reilly | Management | For | For | For | ||
1j. | Election of Director: Vagn O. Sørensen | Management | For | For | For | ||
1k. | Election of Director: Donald Thompson | Management | For | For | For | ||
1l. | Election of Director: Arne Alexander | Management | For | For | For | ||
Wilhelmsen | |||||||
2. | Advisory approval of the Company's | Management | For | For | For | ||
compensation of its named executive | |||||||
officers. | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for 2019. | |||||||
4. | The shareholder proposal regarding political | Shareholder | Against | Against | For | ||
contributions disclosure. |
EQUINIX, INC. | ||||||
Security | 29444U700 | Meeting Type | Annual | |||
Ticker Symbol | EQIX | Meeting Date | 30-May-2019 | |||
ISIN | US29444U7000 | Agenda | 935002270 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Thomas Bartlett | For | For | For | |||||
2 | Nanci Caldwell | For | For | For | |||||
3 | Gary Hromadko | For | For | For | |||||
4 | Scott Kriens | For | For | For | |||||
5 | William Luby | For | For | For | |||||
6 | Irving Lyons, III | For | For | For | |||||
7 | Charles Meyers | For | For | For | |||||
8 | Christopher Paisley | For | For | For | |||||
9 | Peter Van Camp | For | For | For | |||||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | ||||
the compensation of Equinix's named | |||||||||
executive officers. | |||||||||
3. | To approve the Equinix French Sub-plan | Management | For | For | For | ||||
under Equinix's 2000 Equity Incentive Plan. | |||||||||
4. | To ratify the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as Equinix's | |||||||||
independent registered public accounting | |||||||||
firm for the fiscal year ending December 31, | |||||||||
2019. | |||||||||
5. | Stockholder proposal related to political | Shareholder | Against | Against | For | ||||
contributions. |
SL GREEN REALTY CORP. | ||||||
Security | 78440X101 | Meeting Type | Annual | |||
Ticker Symbol | SLG | Meeting Date | 30-May-2019 | |||
ISIN | US78440X1019 | Agenda | 935020646 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John H. Alschuler | Management | For | For | For | ||
1b. | Election of Director: Edwin T. Burton, III | Management | For | For | For | ||
1c. | Election of Director: Lauren B. Dillard | Management | For | For | For | ||
1d. | Election of Director: Stephen L. Green | Management | For | For | For | ||
1e. | Election of Director: Craig M. Hatkoff | Management | For | For | For | ||
1f. | Election of Director: Andrew W. Mathias | Management | For | For | For | ||
2. | To approve, on a non-binding advisory | Management | Against | For | Against | ||
basis, our executive compensation. | |||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
CERNER CORPORATION | ||||||
Security | 156782104 | Meeting Type | Annual | |||
Ticker Symbol | CERN | Meeting Date | 30-May-2019 | |||
ISIN | US1567821046 | Agenda | 935021612 - Management | |||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class III Director: Gerald E. | Management | For | For | For | ||
Bisbee, Jr., Ph.D., M.B.A. | |||||||
1b. | Election of Class III Director: Linda M. | Management | For | For | For | ||
Dillman | |||||||
1c. | Election of Class III Director: George A. | Management | For | For | For | ||
Riedel, M.B.A. | |||||||
1d. | Election of Class III Director: R. Halsey | Management | For | For | For | ||
Wise, M.B.A. | |||||||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as the independent registered public | |||||||
accounting firm of Cerner Corporation for | |||||||
2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our Named Executive | |||||||
Officers. | |||||||
4. | Approval of the proposed amendment and | Management | For | For | For | ||
restatement of the Cerner Corporation 2011 | |||||||
Omnibus Equity Incentive Plan, including an | |||||||
increase in the number of authorized shares | |||||||
under the plan. |
LOWE'S COMPANIES, INC. | ||||||
Security | 548661107 | Meeting Type | Annual | |||
Ticker Symbol | LOW | Meeting Date | 31-May-2019 | |||
ISIN | US5486611073 | Agenda | 934988493 - Management | |||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Raul Alvarez | For | For | For | |||||
2 | David H. Batchelder | For | For | For | |||||
3 | Angela F. Braly | For | For | For | |||||
4 | Sandra B. Cochran | For | For | For | |||||
5 | Laurie Z. Douglas | For | For | For | |||||
6 | Richard W. Dreiling | For | For | For | |||||
7 | Marvin R. Ellison | For | For | For | |||||
8 | James H. Morgan | For | For | For | |||||
9 | Brian C. Rogers | For | For | For | |||||
10 | Bertram L. Scott | For | For | For | |||||
11 | Lisa W. Wardell | For | For | For | |||||
12 | Eric C. Wiseman | For | For | For | |||||
2. | Advisory vote to approve Lowe's named | Management | For | For | For | ||||
executive officer compensation in fiscal | |||||||||
2018. | |||||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||||
Touche LLP as Lowe's independent | |||||||||
registered public accounting firm for fiscal | |||||||||
2019. |
LYONDELLBASELL INDUSTRIES N.V. | ||||||
Security | N53745100 | Meeting Type | Annual | |||
Ticker Symbol | LYB | Meeting Date | 31-May-2019 | |||
ISIN | NL0009434992 | Agenda | 934991793 - Management | |||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jacques Aigrain | Management | For | For | For | ||
1b. | Election of Director: Lincoln Benet | Management | For | For | For | ||
1c. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | For | ||
1d. | Election of Director: Robin Buchanan | Management | For | For | For | ||
1e. | Election of Director: Stephen Cooper | Management | For | For | For | ||
1f. | Election of Director: Nance Dicciani | Management | For | For | For | ||
1g. | Election of Director: Claire Farley | Management | For | For | For | ||
1h. | Election of Director: Isabella (Bella) Goren | Management | For | For | For | ||
1i. | Election of Director: Michael Hanley | Management | For | For | For | ||
1j. | Election of Director: Albert Manifold | Management | For | For | For | ||
1k. | Election of Director: Bhavesh (Bob) Patel | Management | For | For | For | ||
1l. | Election of Director: Rudy van der Meer | Management | Against | For | Against | ||
2. | Discharge of Executive Director and | Management | For | For | For | ||
Members of the (Prior) Management Board | |||||||
from Liability. | |||||||
3. | Discharge of Non-Executive Directors and | Management | For | For | For | ||
Members of the (Prior) Supervisory Board | |||||||
from Liability. | |||||||
4. | Adoption of 2018 Dutch Statutory Annual | Management | For | For | For | ||
Accounts. | |||||||
5. | Appointment of PricewaterhouseCoopers | Management | For | For | For | ||
Accountants N.V. as the Auditor of our 2019 | |||||||
Dutch Statutory Annual Accounts. | |||||||
6. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as our Independent Registered Public | |||||||
Accounting Firm. | |||||||
7. | Advisory Vote Approving Executive | Management | For | For | For | ||
Compensation (Say-on-Pay). | |||||||
8. | Ratification and Approval of Dividends. | Management | For | For | For | ||
9. | Authorization to Conduct Share | Management | For | For | For | ||
Repurchases. | |||||||
10. | Amendment of Long Term Incentive Plan. | Management | For | For | For |
ZIONS BANCORPORATION | ||||||
Security | 989701107 | Meeting Type | Annual | |||
Ticker Symbol | ZION | Meeting Date | 31-May-2019 | |||
ISIN | US9897011071 | Agenda | 934993230 - Management | |||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 30-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Jerry C. Atkin | Management | For | For | For | ||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | For | ||
1C. | Election of Director: Suren K. Gupta | Management | For | For | For | ||
1D. | Election of Director: J. David Heaney | Management | For | For | For | ||
1E. | Election of Director: Vivian S. Lee | Management | For | For | For | ||
1F. | Election of Director: Scott J. McLean | Management | For | For | For | ||
1G. | Election of Director: Edward F. Murphy | Management | For | For | For | ||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | For | ||
1I. | Election of Director: Harris H. Simmons | Management | For | For | For | ||
1J. | Election of Director: Aaron B. Skonnard | Management | For | For | For | ||
1K. | Election of Director: Barbara A. Yastine | Management | For | For | For | ||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Independent Registered | |||||||
Public Accounting Firm to audit the | |||||||
Company's financial statements for the | |||||||
current fiscal year. | |||||||
3. | Approval, on a nonbinding advisory basis, | Management | For | For | For | ||
of the compensation paid to the Company's | |||||||
named executive officers with respect to | |||||||
fiscal year ended December 31, 2018. | |||||||
4. | To recommend, by non-binding vote, the | Management | 1 Year | 1 Year | For | ||
frequency of the shareholder non-binding | |||||||
vote to approve executive compensation | |||||||
votes. |
LYONDELLBASELL INDUSTRIES N.V. | ||||||
Security | N53745100 | Meeting Type | Annual | |||
Ticker Symbol | LYB | Meeting Date | 31-May-2019 | |||
ISIN | NL0009434992 | Agenda | 935028589 - Management | |||
Record Date | 03-May-2019 | Holding Recon Date | 03-May-2019 | |||
City / Country | / United | Vote Deadline Date | 29-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jacques Aigrain | Management | For | For | For | ||
1b. | Election of Director: Lincoln Benet | Management | For | For | For | ||
1c. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | For | ||
1d. | Election of Director: Robin Buchanan | Management | For | For | For | ||
1e. | Election of Director: Stephen Cooper | Management | For | For | For | ||
1f. | Election of Director: Nance Dicciani | Management | For | For | For | ||
1g. | Election of Director: Claire Farley | Management | For | For | For | ||
1h. | Election of Director: Isabella (Bella) Goren | Management | For | For | For | ||
1i. | Election of Director: Michael Hanley | Management | For | For | For | ||
1j. | Election of Director: Albert Manifold | Management | For | For | For | ||
1k. | Election of Director: Bhavesh (Bob) Patel | Management | For | For | For | ||
1l. | Election of Director: Rudy van der Meer | Management | Against | For | Against | ||
2. | Discharge of Executive Director and | Management | For | For | For | ||
Members of the (Prior) Management Board | |||||||
from Liability. | |||||||
3. | Discharge of Non-Executive Directors and | Management | For | For | For | ||
Members of the (Prior) Supervisory Board | |||||||
from Liability. | |||||||
4. | Adoption of 2018 Dutch Statutory Annual | Management | For | For | For | ||
Accounts. | |||||||
5. | Appointment of PricewaterhouseCoopers | Management | For | For | For | ||
Accountants N.V. as the Auditor of our 2019 | |||||||
Dutch Statutory Annual Accounts. | |||||||
6. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP as our Independent Registered Public | |||||||
Accounting Firm. | |||||||
7. | Advisory Vote Approving Executive | Management | For | For | For | ||
Compensation (Say-on-Pay). | |||||||
8. | Ratification and Approval of Dividends. | Management | For | For | For | ||
9. | Authorization to Conduct Share | Management | For | For | For | ||
Repurchases. | |||||||
10. | Amendment of Long Term Incentive Plan. | Management | For | For | For |
UNITEDHEALTH GROUP INCORPORATED | ||||||
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | |||
ISIN | US91324P1021 | Agenda | 934998963 - Management | |||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 31-May-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | For | ||
1b. | Election of Director: Richard T. Burke | Management | For | For | For | ||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | For | ||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | For | ||
1e. | Election of Director: Michele J. Hooper | Management | For | For | For | ||
1f. | Election of Director: F. William McNabb III | Management | For | For | For | ||
1g. | Election of Director: Valerie C. Montgomery | Management | For | For | For | ||
Rice, M.D. | |||||||
1h. | Election of Director: John H. Noseworthy, | Management | For | For | For | ||
M.D. | |||||||
1i. | Election of Director: Glenn M. Renwick | Management | For | For | For | ||
1j. | Election of Director: David S. Wichmann | Management | For | For | For | ||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | ||
2. | Advisory approval of the Company's | Management | For | For | For | ||
executive compensation. | |||||||
3. | Ratification of the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as the independent registered | |||||||
public accounting firm for the Company for | |||||||
the year ending December 31, 2019. | |||||||
4. | The shareholder proposal set forth in the | Shareholder | Against | Against | For | ||
proxy statement requesting an amendment | |||||||
to the proxy access bylaw, if properly | |||||||
presented at the 2019 Annual Meeting of | |||||||
Shareholders. |
FORTIVE CORPORATION | ||||||
Security | 34959J108 | Meeting Type | Annual | |||
Ticker Symbol | FTV | Meeting Date | 04-Jun-2019 | |||
ISIN | US34959J1088 | Agenda | 934990842 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director for a One-year term: | Management | For | For | For | ||
Mitchell P. Rales | |||||||
1B. | Election of Director for a One-year term: | Management | For | For | For | ||
Steven M. Rales | |||||||
1C. | Election of Director for a One-year term: | Management | For | For | For | ||
Jeannine Sargent | |||||||
1D. | Election of Director for a One-year term: | Management | For | For | For | ||
Alan G. Spoon | |||||||
2. | To ratify the selection of Ernst and Young | Management | For | For | For | ||
LLP as Fortive's independent registered | |||||||
public accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | To approve on an advisory basis Fortive's | Management | For | For | For | ||
named executive officer compensation. | |||||||
4. | To approve Fortive's Amended and | Management | For | For | For | ||
Restated Certificate of Incorporation, as | |||||||
amended and restated to eliminate the | |||||||
supermajority voting requirements | |||||||
applicable to shares of common stock. |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||
Security | 192446102 | Meeting Type | Annual | |||
Ticker Symbol | CTSH | Meeting Date | 04-Jun-2019 | |||
ISIN | US1924461023 | Agenda | 934997214 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Zein Abdalla | |||||||
1b. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Maureen Breakiron-Evans | |||||||
1c. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Jonathan Chadwick | |||||||
1d. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: John M. Dineen | |||||||
1e. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Francisco D'Souza | |||||||
1f. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: John N. Fox, Jr. | |||||||
1g. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Brian Humphries | |||||||
1h. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: John E. Klein | |||||||
1i. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Leo S. Mackay, Jr. | |||||||
1j. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Michael Patsalos-Fox | |||||||
1k. | Election of director to serve until the 2020 | Management | For | For | For | ||
annual meeting: Joseph M. Velli | |||||||
2. | Approve, on an advisory (non-binding) | Management | For | For | For | ||
basis, the compensation of the company's | |||||||
named executive officers. | |||||||
3. | Ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
company's independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
4. | Shareholder proposal requesting that the | Shareholder | Against | Against | For | ||
company provide a report disclosing its | |||||||
political spending and related company | |||||||
policies. | |||||||
5. | Shareholder proposal requesting that the | Shareholder | Against | Against | For | ||
board of directors adopt a policy and amend | |||||||
the company's governing documents to | |||||||
require that the chairman of the board be an | |||||||
independent director. |
GENERAL MOTORS COMPANY | ||||||
Security | 37045V100 | Meeting Type | Annual | |||
Ticker Symbol | GM | Meeting Date | 04-Jun-2019 | |||
ISIN | US37045V1008 | Agenda | 934998951 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Mary T. Barra | Management | For | For | For | ||
1b. | Election of Director: Wesley G. Bush | Management | For | For | For | ||
1c. | Election of Director: Linda R. Gooden | Management | For | For | For | ||
1d. | Election of Director: Joseph Jimenez | Management | For | For | For | ||
1e. | Election of Director: Jane L. Mendillo | Management | For | For | For | ||
1f. | Election of Director: Judith A. Miscik | Management | For | For | For | ||
1g. | Election of Director: Patricia F. Russo | Management | For | For | For | ||
1h. | Election of Director: Thomas M. Schoewe | Management | For | For | For | ||
1i. | Election of Director: Theodore M. Solso | Management | For | For | For | ||
1j. | Election of Director: Carol M. Stephenson | Management | For | For | For | ||
1k. | Election of Director: Devin N. Wenig | Management | For | For | For | ||
2. | Advisory Approval of the Company's | Management | For | For | For | ||
Executive Compensation | |||||||
3. | Ratification of the Selection of Ernst & | Management | For | For | For | ||
Young LLP as GM's Independent | |||||||
Registered Public Accounting Firm for 2019 | |||||||
4. | Shareholder Proposal Regarding | Shareholder | Against | Against | For | ||
Independent Board Chairman | |||||||
5. | Shareholder Proposal Regarding Report on | Shareholder | Against | Against | For | ||
Lobbying Communications and Activities |
TIFFANY & CO. | ||||||
Security | 886547108 | Meeting Type | Annual | |||
Ticker Symbol | TIF | Meeting Date | 04-Jun-2019 | |||
ISIN | US8865471085 | Agenda | 934999105 - Management | |||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Alessandro Bogliolo | Management | For | For | For | ||
1b. | Election of Director: Rose Marie Bravo | Management | For | For | For | ||
1c. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | ||
1d. | Election of Director: Roger N. Farah | Management | For | For | For | ||
1e. | Election of Director: Jane Hertzmark Hudis | Management | For | For | For | ||
1f. | Election of Director: Abby F. Kohnstamm | Management | For | For | For | ||
1g. | Election of Director: James E. Lillie | Management | For | For | For | ||
1h. | Election of Director: William A. Shutzer | Management | For | For | For | ||
1i. | Election of Director: Robert S. Singer | Management | For | For | For | ||
1j. | Election of Director: Francesco Trapani | Management | For | For | For | ||
1k. | Election of Director: Annie Young-Scrivner | Management | For | For | For | ||
2. | Ratification of the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm to audit the Company's | |||||||
consolidated financial statements for Fiscal | |||||||
2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation paid to the Company's | |||||||
named executive officers in Fiscal 2018. |
ALLIANCE DATA SYSTEMS CORPORATION | ||||||
Security | 018581108 | Meeting Type | Annual | |||
Ticker Symbol | ADS | Meeting Date | 04-Jun-2019 | |||
ISIN | US0185811082 | Agenda | 935002054 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Bruce K. Anderson | Management | For | For | For | ||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | For | ||
1.3 | Election of Director: Kelly J. Barlow | Management | For | For | For | ||
1.4 | Election of Director: Edward J. Heffernan | Management | For | For | For | ||
1.5 | Election of Director: Kenneth R. Jensen | Management | For | For | For | ||
1.6 | Election of Director: Robert A. Minicucci | Management | For | For | For | ||
1.7 | Election of Director: Timothy J. Theriault | Management | For | For | For | ||
1.8 | Election of Director: Laurie A. Tucker | Management | For | For | For | ||
1.9 | Election of Director: Sharen J. Turney | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
3. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as the independent registered | |||||||
public accounting firm of Alliance Data | |||||||
Systems Corporation for 2019. |
CITRIX SYSTEMS, INC. | ||||||
Security | 177376100 | Meeting Type | Annual | |||
Ticker Symbol | CTXS | Meeting Date | 04-Jun-2019 | |||
ISIN | US1773761002 | Agenda | 935003981 - Management | |||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Robert M. Calderoni | Management | For | For | For | ||
1b. | Election of Director: Nanci E. Caldwell | Management | For | For | For | ||
1c. | Election of Director: Jesse A. Cohn | Management | For | For | For | ||
1d. | Election of Director: Robert D. Daleo | Management | For | For | For | ||
1e. | Election of Director: Murray J. Demo | Management | For | For | For | ||
1f. | Election of Director: Ajei S. Gopal | Management | For | For | For | ||
1g. | Election of Director: David J. Henshall | Management | For | For | For | ||
1h. | Election of Director: Thomas E. Hogan | Management | For | For | For | ||
1i. | Election of Director: Moira A. Kilcoyne | Management | For | For | For | ||
1j. | Election of Director: Peter J. Sacripanti | Management | For | For | For | ||
2. | Approval of an amendment to the | Management | Against | For | Against | ||
Company's Amended and Restated 2014 | |||||||
Equity Incentive Plan | |||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as the Company's independent | |||||||
registered public accounting firm for 2019 | |||||||
4. | Advisory vote to approve the compensation | Management | For | For | For | ||
of the Company's named executive officers |
NEWMONT MINING CORPORATION | ||||||
Security | 651639106 | Meeting Type | Annual | |||
Ticker Symbol | NEM | Meeting Date | 04-Jun-2019 | |||
ISIN | US6516391066 | Agenda | 935004298 - Management | |||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: G. H. Boyce | Management | For | For | For | ||
1b. | Election of Director: B. R. Brook | Management | For | For | For | ||
1c. | Election of Director: J. K. Bucknor | Management | For | For | For | ||
1d. | Election of Director: J. A. Carrabba | Management | For | For | For | ||
1e. | Election of Director: N. Doyle | Management | For | For | For | ||
1f. | Election of Director: G. J. Goldberg | Management | For | For | For | ||
1g. | Election of Director: V. M. Hagen | Management | For | For | For | ||
1h. | Election of Director: S. E. Hickok | Management | For | For | For | ||
1i. | Election of Director: R. Médori | Management | For | For | For | ||
1j. | Election of Director: J. Nelson | Management | For | For | For | ||
1k. | Election of Director: J. M. Quintana | Management | For | For | For | ||
1l. | Election of Director: M. P. Zhang | Management | For | For | For | ||
2. | Approve, on an Advisory Basis, Named | Management | For | For | For | ||
Executive Officer Compensation. | |||||||
3. | Ratify Appointment of Independent | Management | For | For | For | ||
Registered Public Accounting Firm for | |||||||
2019. |
THE TJX COMPANIES, INC. | ||||||
Security | 872540109 | Meeting Type | Annual | |||
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | |||
ISIN | US8725401090 | Agenda | 935015342 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 03-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Election of Director: Zein Abdalla | Management | For | For | For | ||
1B. | Election of Director: Alan M. Bennett | Management | For | For | For | ||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For | ||
1D. | Election of Director: David T. Ching | Management | For | For | For | ||
1E. | Election of Director: Ernie Herrman | Management | For | For | For | ||
1F. | Election of Director: Michael F. Hines | Management | For | For | For | ||
1G. | Election of Director: Amy B. Lane | Management | For | For | For | ||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | For | ||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | ||
1J. | Election of Director: John F. O'Brien | Management | For | For | For | ||
1K. | Election of Director: Willow B. Shire | Management | For | For | For | ||
2. | Ratification of appointment of | Management | For | For | For | ||
PricewaterhouseCoopers as TJX's | |||||||
independent registered public accounting | |||||||
firm for fiscal 2020 | |||||||
3. | Advisory approval of TJX's executive | Management | For | For | For | ||
compensation (the say-on-pay vote) | |||||||
4. | Shareholder proposal for a report on | Shareholder | Against | Against | For | ||
compensation disparities based on race, | |||||||
gender, or ethnicity | |||||||
5. | Shareholder proposal for a report on prison | Shareholder | Against | Against | For | ||
labor | |||||||
6. | Shareholder proposal for a report on human | Shareholder | Against | Against | For | ||
rights risks |
ALLEGION PLC | ||||||
Security | G0176J109 | Meeting Type | Annual | |||
Ticker Symbol | ALLE | Meeting Date | 05-Jun-2019 | |||
ISIN | IE00BFRT3W74 | Agenda | 934991200 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Carla Cico | Management | For | For | For | ||
1b. | Election of Director: Kirk S. Hachigian | Management | For | For | For | ||
1c. | Election of Director: Nicole Parent Haughey | Management | For | For | For | ||
1d. | Election of Director: David D. Petratis | Management | For | For | For | ||
1e. | Election of Director: Dean I. Schaffer | Management | For | For | For | ||
1f. | Election of Director: Charles L. Szews | Management | For | For | For | ||
1g. | Election of Director: Martin E. Welch III | Management | For | For | For | ||
2. | Advisory approval of the compensation of | Management | For | For | For | ||
the Company's named executive officers. | |||||||
3. | Approval of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers as independent | |||||||
auditors of the Company and authorize the | |||||||
Audit and Finance Committee of the Board | |||||||
of Directors to set the auditors' | |||||||
remuneration. | |||||||
4. | Approval of renewal of the Board of | Management | For | For | For | ||
Directors' existing authority to issue shares. | |||||||
5. | Approval of renewal of the Board of | Management | For | For | For | ||
Directors' existing authority to issue shares | |||||||
for cash without first offering shares to | |||||||
existing shareholders. (Special Resolution) |
WALMART INC. | ||||||
Security | 931142103 | Meeting Type | Annual | |||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | |||
ISIN | US9311421039 | Agenda | 935000872 - Management | |||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Cesar Conde | Management | For | For | For | ||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | For | ||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | For | ||
1d. | Election of Director: Sarah J. Friar | Management | For | For | For | ||
1e. | Election of Director: Carla A. Harris | Management | For | For | For | ||
1f. | Election of Director: Thomas W. Horton | Management | For | For | For | ||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | For | ||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | For | ||
1i. | Election of Director: Gregory B. Penner | Management | For | For | For | ||
1j. | Election of Director: Steven S Reinemund | Management | For | For | For | ||
1k. | Election of Director: S. Robson Walton | Management | For | For | For | ||
1l. | Election of Director: Steuart L. Walton | Management | For | For | For | ||
2. | Advisory Vote to Approve Named Executive | Management | Against | For | Against | ||
Officer Compensation | |||||||
3. | Ratification of Ernst & Young LLP as | Management | For | For | For | ||
Independent Accountants | |||||||
4. | Request to Strengthen Prevention of | Shareholder | Against | Against | For | ||
Workplace Sexual Harassment | |||||||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | Against | For |
DEVON ENERGY CORPORATION | ||||||
Security | 25179M103 | Meeting Type | Annual | |||
Ticker Symbol | DVN | Meeting Date | 05-Jun-2019 | |||
ISIN | US25179M1036 | Agenda | 935003169 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Barbara M. Baumann | For | For | For | |||||
2 | John E. Bethancourt | For | For | For | |||||
3 | Ann G. Fox | For | For | For | |||||
4 | David A. Hager | For | For | For | |||||
5 | Robert H. Henry | For | For | For | |||||
6 | Michael M. Kanovsky | For | For | For | |||||
7 | John Krenicki Jr. | For | For | For | |||||
8 | Robert A. Mosbacher Jr. | For | For | For | |||||
9 | Duane C. Radtke | For | For | For | |||||
10 | Keith O. Rattie | For | For | For | |||||
11 | Mary P. Ricciardello | For | For | For | |||||
2. | Ratify the appointment of the Company's | Management | For | For | For | ||||
Independent Auditors for 2019. | |||||||||
3. | Advisory Vote to Approve Executive | Management | For | For | For | ||||
Compensation. |
ULTA BEAUTY, INC. | ||||||
Security | 90384S303 | Meeting Type | Annual | |||
Ticker Symbol | ULTA | Meeting Date | 05-Jun-2019 | |||
ISIN | US90384S3031 | Agenda | 935004666 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Sally E. Blount | For | For | For | |||||
2 | Mary N. Dillon | For | For | For | |||||
3 | Charles Heilbronn | For | For | For | |||||
4 | Michael R. MacDonald | For | For | For | |||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||||
LLP as our independent registered public | |||||||||
accounting firm for our fiscal year 2019, | |||||||||
ending February 1, 2020 | |||||||||
3. | To vote on an advisory resolution to | Management | For | For | For | ||||
approve the Company's executive | |||||||||
compensation |
HESS CORPORATION | ||||||
Security | 42809H107 | Meeting Type | Annual | |||
Ticker Symbol | HES | Meeting Date | 05-Jun-2019 | |||
ISIN | US42809H1077 | Agenda | 935007307 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
01. | Election of Director: R.F CHASE | Management | For | For | For | ||
02. | Election of Director: T.J. CHECKI | Management | For | For | For | ||
03. | Election of Director: L.S. COLEMAN, JR. | Management | For | For | For | ||
04. | Election of Director: J.B. HESS | Management | For | For | For | ||
05. | Election of Director: E.E. HOLIDAY | Management | For | For | For | ||
06. | Election of Director: R. LAVIZZO-MOUREY | Management | For | For | For | ||
07. | Election of Director: M.S. LIPSCHULTZ | Management | For | For | For | ||
08. | Election of Director: D. MCMANUS | Management | For | For | For | ||
09. | Election of Director: K.O. MEYERS | Management | For | For | For | ||
10. | Election of Director: J.H. QUIGLEY | Management | For | For | For | ||
11. | Election of Director: W.G. SCHRADER | Management | For | For | For | ||
2. | Advisory vote to approve the compensation | Management | For | For | For | ||
of our named executive officers. | |||||||
3. | Ratification of the selection of Ernst & | Management | For | For | For | ||
Young LLP as our independent registered | |||||||
public accountants for the fiscal year ending | |||||||
December 31, 2019. |
COMCAST CORPORATION | ||||||
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 05-Jun-2019 | |||
ISIN | US20030N1019 | Agenda | 935008284 - Management | |||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Kenneth J. Bacon | For | For | For | |||||
2 | Madeline S. Bell | For | For | For | |||||
3 | Sheldon M. Bonovitz | For | For | For | |||||
4 | Edward D. Breen | For | For | For | |||||
5 | Gerald L. Hassell | For | For | For | |||||
6 | Jeffrey A. Honickman | For | For | For | |||||
7 | Maritza G. Montiel | For | For | For | |||||
8 | Asuka Nakahara | For | For | For | |||||
9 | David C. Novak | For | For | For | |||||
10 | Brian L. Roberts | For | For | For | |||||
2. | Ratification of the appointment of our | Management | For | For | For | ||||
independent auditors | |||||||||
3. | Approval of Comcast Corporation 2019 | Management | For | For | For | ||||
Omnibus Sharesave Plan | |||||||||
4. | Advisory vote on executive compensation | Management | For | For | For | ||||
5. | To require an independent board chairman | Shareholder | Against | Against | For | ||||
6. | To provide a lobbying report | Shareholder | Against | Against | For |
VERTEX PHARMACEUTICALS INCORPORATED | ||||||
Security | 92532F100 | Meeting Type | Annual | |||
Ticker Symbol | VRTX | Meeting Date | 05-Jun-2019 | |||
ISIN | US92532F1003 | Agenda | 935020874 - Management | |||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 04-Jun-2019 | |||
States | �� | |||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Sangeeta Bhatia | Management | For | For | For | ||
1.2 | Election of Director: Lloyd Carney | Management | For | For | For | ||
1.3 | Election of Director: Terrence Kearney | Management | For | For | For | ||
1.4 | Election of Director: Yuchun Lee | Management | For | For | For | ||
1.5 | Election of Director: Jeffrey Leiden | Management | For | For | For | ||
1.6 | Election of Director: Bruce Sachs | Management | For | For | For | ||
2. | Amendment and restatement of our 2013 | Management | For | For | For | ||
Stock and Option Plan to, among other | |||||||
things, increase the number of shares | |||||||
available under the plan by 5.0 million | |||||||
shares. | |||||||
3. | Amendment and restatement of our 2013 | Management | For | For | For | ||
Employee Stock Purchase Plan to, among | |||||||
other things, increase the number of shares | |||||||
available under the plan by 2.0 million | |||||||
shares. | |||||||
4. | Ratification of Ernst & Young LLP as our | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
firm for the year ending December 31, | |||||||
2019. | |||||||
5. | Advisory vote on named executive officer | Management | For | For | For | ||
compensation. | |||||||
6. | Shareholder proposal, if properly presented | Shareholder | Against | Against | For | ||
at the meeting, requesting annual reporting | |||||||
on the integration of risks relating to drug | |||||||
prices into our executive compensation | |||||||
program. | |||||||
7. | Shareholder proposal, if properly presented | Shareholder | Against | Against | For | ||
at the meeting, requesting that we prepare | |||||||
a report on our policies and activities with | |||||||
respect to lobbying. |
NETFLIX, INC. | ||||||
Security | 64110L106 | Meeting Type | Annual | |||
Ticker Symbol | NFLX | Meeting Date | 06-Jun-2019 | |||
ISIN | US64110L1061 | Agenda | 934997252 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class II Director: Timothy M. | Management | For | For | For | ||
Haley | |||||||
1b. | Election of Class II Director: Leslie Kilgore | Management | For | For | For | ||
1c. | Election of Class II Director: Ann Mather | Management | For | For | For | ||
1d. | Election of Class II Director: Susan Rice | Management | For | For | For | ||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as the Company's independent | |||||||
registered public accounting firm for the | |||||||
year ending December 31, 2019. | |||||||
3. | Advisory approval of the Company's | Management | Against | For | Against | ||
executive officer compensation. | |||||||
4. | Stockholder proposal regarding political | Shareholder | Against | Against | For | ||
disclosure, if properly presented at the | |||||||
meeting. | |||||||
5. | Stockholder proposal regarding simple | Shareholder | For | Against | Against | ||
majority vote, if properly presented at the | |||||||
meeting. |
MONSTER BEVERAGE CORPORATION | ||||||
Security | 61174X109 | Meeting Type | Annual | |||
Ticker Symbol | MNST | Meeting Date | 06-Jun-2019 | |||
ISIN | US61174X1090 | Agenda | 934999357 - Management | |||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Rodney C. Sacks | For | For | For | |||||
2 | Hilton H. Schlosberg | For | For | For | |||||
3 | Mark J. Hall | For | For | For | |||||
4 | Kathleen E. Ciaramello | For | For | For | |||||
5 | Gary P. Fayard | For | For | For | |||||
6 | Jeanne P. Jackson | For | For | For | |||||
7 | Steven G. Pizula | For | For | For | |||||
8 | Benjamin M. Polk | For | For | For | |||||
9 | Sydney Selati | For | For | For | |||||
10 | Mark S. Vidergauz | For | For | For | |||||
2. | Proposal to ratify the appointment of | Management | For | For | For | ||||
Deloitte & Touche LLP as the independent | |||||||||
registered public accounting firm of the | |||||||||
Company for the fiscal year ending | |||||||||
December 31, 2019. | |||||||||
3. | Proposal to approve, on a non-binding, | Management | Against | For | Against | ||||
advisory basis, the compensation of the | |||||||||
Company's named executive officers. |
SALESFORCE.COM, INC. | ||||||
Security | 79466L302 | Meeting Type | Annual | |||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2019 | |||
ISIN | US79466L3024 | Agenda | 935003878 - Management | |||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Marc Benioff | Management | For | For | For | ||
1b. | Election of Director: Keith Block | Management | For | For | For | ||
1c. | Election of Director: Parker Harris | Management | For | For | For | ||
1d. | Election of Director: Craig Conway | Management | For | For | For | ||
1e. | Election of Director: Alan Hassenfeld | Management | For | For | For | ||
1f. | Election of Director: Neelie Kroes | Management | For | For | For | ||
1g. | Election of Director: Colin Powell | Management | For | For | For | ||
1h. | Election of Director: Sanford Robertson | Management | For | For | For | ||
1i. | Election of Director: John V. Roos | Management | For | For | For | ||
1j. | Election of Director: Bernard Tyson | Management | For | For | For | ||
1k. | Election of Director: Robin Washington | Management | For | For | For | ||
1l. | Election of Director: Maynard Webb | Management | For | For | For | ||
1m. | Election of Director: Susan Wojcicki | Management | For | For | For | ||
2a. | Amendment and restatement of our | Management | For | For | For | ||
Certificate of Incorporation to remove | |||||||
supermajority voting provisions relating to: | |||||||
Amendments to the Certificate of | |||||||
Incorporation and Bylaws. | |||||||
2b. | Amendment and restatement of our | Management | For | For | For | ||
Certificate of Incorporation to remove | |||||||
supermajority voting provisions relating to: | |||||||
Removal of directors. | |||||||
3. | Amendment and restatement of our 2013 | Management | For | For | For | ||
Equity Incentive Plan to, among other | |||||||
things, increase the number of shares | |||||||
authorized for issuance by 35.5 million | |||||||
shares. | |||||||
4. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as our independent registered | |||||||
public accounting firm for the fiscal year | |||||||
ending January 31, 2020. | |||||||
5. | An advisory vote to approve the fiscal 2019 | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. | |||||||
6. | A stockholder proposal regarding a "true | Shareholder | Against | Against | For | ||
diversity" board policy. |
BOOKING HOLDINGS INC. | ||||||
Security | 09857L108 | Meeting Type | Annual | |||
Ticker Symbol | BKNG | Meeting Date | 06-Jun-2019 | |||
ISIN | US09857L1089 | Agenda | 935004957 - Management | |||
Record Date | 11-Apr-2019 | Holding Recon Date | 11-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Timothy M. Armstrong | For | For | For | |||||
2 | Jeffery H. Boyd | For | For | For | |||||
3 | Glenn D. Fogel | For | For | For | |||||
4 | Mirian Graddick-Weir | For | For | For | |||||
5 | James M. Guyette | For | For | For | |||||
6 | Wei Hopeman | For | For | For | |||||
7 | Robert J. Mylod, Jr. | For | For | For | |||||
8 | Charles H. Noski | For | For | For | |||||
9 | Nancy B. Peretsman | For | For | For | |||||
10 | Nicholas J. Read | Withheld | For | Against | |||||
11 | Thomas E. Rothman | For | For | For | |||||
12 | Lynn M. Vojvodich | For | For | For | |||||
13 | Vanessa A. Wittman | For | For | For | |||||
2. | Ratification of Deloitte & Touche LLP as our | Management | For | For | For | ||||
independent registered public accounting | |||||||||
firm for the fiscal year ending December 31, | |||||||||
2019. | |||||||||
3. | Advisory Vote to Approve 2018 Executive | Management | For | For | For | ||||
Compensation. | |||||||||
4. | Stockholder Proposal requesting that the | Shareholder | Against | Against | For | ||||
Company amend its proxy access bylaw. |
INGERSOLL-RAND PLC | ||||||
Security | G47791101 | Meeting Type | Annual | |||
Ticker Symbol | IR | Meeting Date | 06-Jun-2019 | |||
ISIN | IE00B6330302 | Agenda | 935006709 - Management | |||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Kirk E. Arnold | Management | For | For | For | ||
1b. | Election of Director: Ann C. Berzin | Management | For | For | For | ||
1c. | Election of Director: John Bruton | Management | For | For | For | ||
1d. | Election of Director: Jared L. Cohon | Management | For | For | For | ||
1e. | Election of Director: Gary D. Forsee | Management | For | For | For | ||
1f. | Election of Director: Linda P. Hudson | Management | For | For | For | ||
1g. | Election of Director: Michael W. Lamach | Management | For | For | For | ||
1h. | Election of Director: Myles P. Lee | Management | For | For | For | ||
1i. | Election of Director: Karen B. Peetz | Management | For | For | For | ||
1j. | Election of Director: John P. Surma | Management | For | For | For | ||
1k. | Election of Director: Richard J. Swift | Management | For | For | For | ||
1l. | Election of Director: Tony L. White | Management | For | For | For | ||
2. | Advisory approval of the compensation of | Management | For | For | For | ||
the Company's named executive officers. | |||||||
3. | Approval of the appointment of independent | Management | For | For | For | ||
auditors of the Company and authorization | |||||||
of the Audit Committee of the Board of | |||||||
Directors to set the auditors' remuneration. | |||||||
4. | Approval of the renewal of the Directors' | Management | For | For | For | ||
existing authority to issue shares. | |||||||
5. | Approval of the renewal of the Directors' | Management | For | For | For | ||
existing authority to issue shares for cash | |||||||
without first offering shares to existing | |||||||
shareholders. (Special Resolution) | |||||||
6. | Determination of the price range at which | Management | For | For | For | ||
the Company can re- allot shares that it | |||||||
holds as treasury shares. (Special | |||||||
Resolution) |
DIAMONDBACK ENERGY, INC. | ||||||
Security | 25278X109 | Meeting Type | Annual | |||
Ticker Symbol | FANG | Meeting Date | 06-Jun-2019 | |||
ISIN | US25278X1090 | Agenda | 935010847 - Management | |||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 05-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: Steven E. West | Management | For | For | For | ||
1B | Election of Director: Travis D. Stice | Management | For | For | For | ||
1C | Election of Director: Michael L. Hollis | Management | For | For | For | ||
1D | Election of Director: Michael P. Cross | Management | For | For | For | ||
1E | Election of Director: David L. Houston | Management | For | For | For | ||
1F | Election of Director: Mark L. Plaumann | Management | For | For | For | ||
1G | Election of Director: Melanie M. Trent | Management | For | For | For | ||
2. | Proposal to approve the Company's 2019 | Management | For | For | For | ||
Amended and Restated Equity Incentive | |||||||
Plan | |||||||
3. | Proposal to approve, on an advisory basis, | Management | For | For | For | ||
the compensation paid to the Company's | |||||||
named executive officers | |||||||
4. | Proposal to ratify the appointment of Grant | Management | For | For | For | ||
Thornton LLP as the Company's | |||||||
independent auditors for the fiscal year | |||||||
ending December 31, 2019 |
GARMIN LTD | ||||||
Security | H2906T109 | Meeting Type | Annual | |||
Ticker Symbol | GRMN | Meeting Date | 07-Jun-2019 | |||
ISIN | CH0114405324 | Agenda | 935005012 - Management | |||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 06-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | Approval of Garmin Ltd.'s 2018 Annual | Management | For | For | For | ||
Report, including the consolidated financial | |||||||
statements of Garmin Ltd. for the fiscal year | |||||||
ended December 29, 2018 and the | |||||||
statutory financial statements of Garmin | |||||||
Ltd. for the fiscal year ended December 29, | |||||||
2018 | |||||||
2. | Approval of the appropriation of available | Management | For | For | For | ||
earnings | |||||||
3. | Approval of the payment of a cash dividend | Management | For | For | For | ||
in the aggregate amount of US $2.28 per | |||||||
outstanding share out of Garmin Ltd.'s | |||||||
reserve from capital contribution in four | |||||||
equal installments | |||||||
4. | Discharge of the members of the Board of | Management | For | For | For | ||
Directors and the members of Executive | |||||||
Management from liability for the fiscal year | |||||||
ended December 29, 2018 | |||||||
5a. | Re-election of Director: Min H. Kao | Management | For | For | For | ||
5b. | Re-election of Director: Joseph J. Hartnett | Management | For | For | For | ||
5c. | Re-election of Director: Clifton A. Pemble | Management | For | For | For | ||
5d. | Re-election of Director: Jonathan C. Burrell | Management | For | For | For | ||
5e. | Re-election of Director: Charles W. Peffer | Management | For | For | For | ||
5f. | Election of Director: Catherine A. Lewis | Management | For | For | For | ||
6. | Re-election of Min H. Kao as Executive | Management | Against | For | Against | ||
Chairman of the Board of Directors for a | |||||||
term extending until completion of the next | |||||||
annual general meeting | |||||||
7a. | Re-election of Compensation Committee | Management | For | For | For | ||
Member: Joseph J. Hartnett | |||||||
7b. | Re-election of Compensation Committee | Management | For | For | For | ||
Member: Charles W. Peffer | |||||||
7c. | Re-election of Compensation Committee | Management | Against | For | Against | ||
Member: Jonathan C. Burrell | |||||||
7d. | Election of Compensation Committee | Management | For | For | For | ||
Member: Catherine A. Lewis | |||||||
8. | Election of the law firm of Wuersch & | Management | For | For | For | ||
Gering LLP as independent voting rights | |||||||
representative | |||||||
9. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as Garmin Ltd.'s independent | |||||||
registered public accounting firm for the | |||||||
2019 fiscal year and re-election of Ernst & | |||||||
Young Ltd. as Garmin Ltd.'s statutory | |||||||
auditor for another one-year term | |||||||
10. | Advisory vote on executive compensation | Management | For | For | For | ||
11. | Binding vote to approve fiscal year 2020 | Management | For | For | For | ||
maximum aggregate compensation for the | |||||||
Executive Management | |||||||
12. | Binding vote to approve maximum | Management | For | For | For | ||
aggregate compensation for the Board of | |||||||
Directors for the period between the 2019 | |||||||
Annual General Meeting and the 2020 | |||||||
Annual General Meeting | |||||||
13. | Amendment to the Garmin Ltd. Employee | Management | For | For | For | ||
Stock Purchase Plan to increase the | |||||||
number of shares authorized for issuance | |||||||
under the Plan from 6 million to 8 million | |||||||
14. | Amendment to the Garmin Ltd. 2005 Equity | Management | For | For | For | ||
Incentive Plan to increase the maximum | |||||||
number of shares authorized for issuance | |||||||
under the Plan that may be delivered as | |||||||
Restricted Shares or pursuant to | |||||||
Performance Units or Restricted Stock | |||||||
Units from 6 million to 10 million |
THE MACERICH COMPANY | ||||||
Security | 554382101 | Meeting Type | Annual | |||
Ticker Symbol | MAC | Meeting Date | 07-Jun-2019 | |||
ISIN | US5543821012 | Agenda | 935005101 - Management | |||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||
City / Country | /United | Vote Deadline Date | 06-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Peggy Alford | Management | For | For | For | ||
1b. | Election of Director: John H. Alschuler | Management | For | For | For | ||
1c. | Election of Director: Eric K. Brandt | Management | For | For | For | ||
1d. | Election of Director: Edward C. Coppola | Management | For | For | For | ||
1e. | Election of Director: Steven R. Hash | Management | For | For | For | ||
1f. | Election of Director: Daniel J. Hirsch | Management | For | For | For | ||
1g. | Election of Director: Diana M. Laing | Management | For | For | For | ||
1h. | Election of Director: Thomas E. O'Hern | Management | For | For | For | ||
1i. | Election of Director: Steven L. Soboroff | Management | For | For | For | ||
1j. | Election of Director: Andrea M. Stephen | Management | For | For | For | ||
2. | Ratification of the appointment of KPMG | Management | For | For | For | ||
LLP as our independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019. | |||||||
3. | Advisory vote to approve our named | Management | For | For | For | ||
executive officer compensation as | |||||||
described in our Proxy Statement. |
ROPER TECHNOLOGIES, INC. | ||||||
Security | 776696106 | Meeting Type | Annual | |||
Ticker Symbol | ROP | Meeting Date | 10-Jun-2019 | |||
ISIN | US7766961061 | Agenda | 935013792 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 07-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Shellye L. Archambeau | For | For | For | |||||
2 | Amy Woods Brinkley | For | For | For | |||||
3 | John F. Fort, III | For | For | For | |||||
4 | L. Neil Hunn | For | For | For | |||||
5 | Robert D. Johnson | For | For | For | |||||
6 | Robert E. Knowling, Jr. | For | For | For | |||||
7 | Wilbur J. Prezzano | For | For | For | |||||
8 | Laura G. Thatcher | For | For | For | |||||
9 | Richard F. Wallman | For | For | For | |||||
10 | Christopher Wright | For | For | For | |||||
2. | To consider, on a non-binding advisory | Management | For | For | For | ||||
basis, a resolution approving the | |||||||||
compensation of our named executive | |||||||||
officers. | |||||||||
3. | To ratify the appointment of | Management | For | For | For | ||||
PricewaterhouseCoopers LLP as the | |||||||||
independent registered public accounting | |||||||||
firm for the year ending December 31, | |||||||||
2019. | |||||||||
4. | To consider a shareholder proposal | Shareholder | Against | Against | For | ||||
regarding political contributions disclosure, | |||||||||
if properly presented at the meeting. |
BEST BUY CO., INC. | ||||||
Security | 086516101 | Meeting Type | Annual | |||
Ticker Symbol | BBY | Meeting Date | 11-Jun-2019 | |||
ISIN | US0865161014 | Agenda | 935011837 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 10-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a) | Election of Director: Corie S. Barry | Management | For | For | For | ||
1b) | Election of Director: Lisa M. Caputo | Management | For | For | For | ||
1c) | Election of Director: J. Patrick Doyle | Management | For | For | For | ||
1d) | Election of Director: Russell P. Fradin | Management | For | For | For | ||
1e) | Election of Director: Kathy J. Higgins Victor | Management | For | For | For | ||
1f) | Election of Director: Hubert Joly | Management | For | For | For | ||
1g) | Election of Director: David W. Kenny | Management | For | For | For | ||
1h) | Election of Director: Cindy R. Kent | Management | For | For | For | ||
1i) | Election of Director: Karen A. McLoughlin | Management | For | For | For | ||
1j) | Election of Director: Thomas L. Millner | Management | For | For | For | ||
1k) | Election of Director: Claudia F. Munce | Management | For | For | For | ||
1l) | Election of Director: Richelle P. Parham | Management | For | For | For | ||
1m) | Election of Director: Eugene A. Woods | Management | For | For | For | ||
2. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as our independent registered | |||||||
public accounting firm for the fiscal year | |||||||
ending February 1, 2020. | |||||||
3. | To approve in a non-binding advisory vote | Management | For | For | For | ||
our named executive officer compensation. |
TRIPADVISOR, INC. | ||||||
Security | 896945201 | Meeting Type | Annual | |||
Ticker Symbol | TRIP | Meeting Date | 11-Jun-2019 | |||
ISIN | US8969452015 | Agenda | 935016089 - Management | |||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 10-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Gregory B. Maffei | For | For | For | |||||
2 | Stephen Kaufer | For | For | For | |||||
3 | Trynka Shineman Blake | For | For | For | |||||
4 | Jay C. Hoag | For | For | For | |||||
5 | Betsy L. Morgan | For | For | For | |||||
6 | Jeremy Philips | For | For | For | |||||
7 | Spencer M. Rascoff | For | For | For | |||||
8 | Albert E. Rosenthaler | For | For | For | |||||
9 | Robert S. Wiesenthal | For | For | For | |||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||||
TripAdvisor, Inc.s independent registered | |||||||||
public accounting firm for the fiscal year | |||||||||
ending December 31, 2019. |
FLEETCOR TECHNOLOGIES INC. | ||||||
Security | 339041105 | Meeting Type | Annual | |||
Ticker Symbol | FLT | Meeting Date | 12-Jun-2019 | |||
ISIN | US3390411052 | Agenda | 935004072 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Class III Director: Ronald F. | Management | For | For | For | ||
Clarke | |||||||
1.2 | Election of Class III Director: Joseph W. | Management | For | For | For | ||
Farrelly | |||||||
1.3 | Election of Class III Director: Richard | Management | For | For | For | ||
Macchia | |||||||
2. | Ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
as FLEETCOR's independent auditor for | |||||||
2019 | |||||||
3. | Advisory vote to approve named executive | Management | Against | For | Against | ||
officer compensation | |||||||
4. | Approve an amendment to the Company's | Management | For | For | For | ||
Amended and Restated Certificate of | |||||||
Incorporation to declassify the Board of | |||||||
Directors | |||||||
5. | Stockholder proposal to adopt a clawback | Shareholder | For | Against | Against | ||
policy | |||||||
6. | Stockholder proposal to exclude the impact | Shareholder | Against | Against | For | ||
of share repurchases when determining | |||||||
incentive grants and awards |
NEKTAR THERAPEUTICS | ||||||
Security | 640268108 | Meeting Type | Annual | |||
Ticker Symbol | NKTR | Meeting Date | 12-Jun-2019 | |||
ISIN | US6402681083 | Agenda | 935006634 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: R. Scott Greer | Management | For | For | For | ||
1b. | Election of Director: Lutz Lingnau | Management | For | For | For | ||
2. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | ||
as our independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. | |||||||
3. | To approve a non-binding advisory | Management | For | For | For | ||
resolution regarding our executive | |||||||
compensation (a "say-on-pay" vote). |
FREEPORT-MCMORAN INC. | ||||||
Security | 35671D857 | Meeting Type | Annual | |||
Ticker Symbol | FCX | Meeting Date | 12-Jun-2019 | |||
ISIN | US35671D8570 | Agenda | 935006800 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1.1 | Election of Director: Richard C. Adkerson | Management | For | For | For | ||
1.2 | Election of Director: Gerald J. Ford | Management | For | For | For | ||
1.3 | Election of Director: Lydia H. Kennard | Management | For | For | For | ||
1.4 | Election of Director: Dustan E. McCoy | Management | For | For | For | ||
1.5 | Election of Director: Frances Fragos | Management | For | For | For | ||
Townsend | |||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||
Young LLP as our independent registered | |||||||
public accounting firm for 2019. | |||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
TARGET CORPORATION | ||||||
Security | 87612E106 | Meeting Type | Annual | |||
Ticker Symbol | TGT | Meeting Date | 12-Jun-2019 | |||
ISIN | US87612E1064 | Agenda | 935008222 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | For | ||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | ||
1c. | Election of Director: George S. Barrett | Management | For | For | For | ||
1d. | Election of Director: Brian C. Cornell | Management | For | For | For | ||
1e. | Election of Director: Calvin Darden | Management | For | For | For | ||
1f. | Election of Director: Henrique De Castro | Management | For | For | For | ||
1g. | Election of Director: Robert L. Edwards | Management | For | For | For | ||
1h. | Election of Director: Melanie L. Healey | Management | For | For | For | ||
1i. | Election of Director: Donald R. Knauss | Management | For | For | For | ||
1j. | Election of Director: Monica C. Lozano | Management | For | For | For | ||
1k. | Election of Director: Mary E. Minnick | Management | For | For | For | ||
1l. | Election of Director: Kenneth L. Salazar | Management | For | For | For | ||
1m. | Election of Director: Dmitri L. Stockton | Management | For | For | For | ||
2. | Company proposal to ratify the appointment | Management | For | For | For | ||
of Ernst & Young LLP as our independent | |||||||
registered public accounting firm. | |||||||
3. | Company proposal to approve, on an | Management | For | For | For | ||
advisory basis, our executive compensation | |||||||
(Say on Pay). | |||||||
4. | Shareholder proposal to amend the proxy | Shareholder | Against | Against | For | ||
access bylaw to remove candidate | |||||||
resubmission threshold. |
CATERPILLAR INC. | ||||||
Security | 149123101 | Meeting Type | Annual | |||
Ticker Symbol | CAT | Meeting Date | 12-Jun-2019 | |||
ISIN | US1491231015 | Agenda | 935008943 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
�� | Item | Proposal | Proposed | Vote | Management | For/Against | |
by | Recommendation | Management | |||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | For | ||
1b. | Election of Director: David L. Calhoun | Management | For | For | For | ||
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | For | ||
1d. | Election of Director: Juan Gallardo | Management | For | For | For | ||
1e. | Election of Director: Dennis A. Muilenburg | Management | For | For | For | ||
1f. | Election of Director: William A. Osborn | Management | For | For | For | ||
1g. | Election of Director: Debra L. Reed-Klages | Management | For | For | For | ||
1h. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | ||
1i. | Election of Director: Susan C. Schwab | Management | For | For | For | ||
1j. | Election of Director: D. James Umpleby III | Management | For | For | For | ||
1k. | Election of Director: Miles D. White | Management | For | For | For | ||
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | ||
2. | Ratify the appointment of independent | Management | For | For | For | ||
registered public accounting firm for 2019. | |||||||
3. | Advisory vote to approve executive | Management | For | For | For | ||
compensation. | |||||||
4. | Shareholder Proposal - Amend proxy | Shareholder | Against | Against | For | ||
access to remove resubmission threshold. | |||||||
5. | Shareholder Proposal - Report on activities | Shareholder | Against | Against | For | ||
in conflict-affected areas. |
AUTODESK, INC. | ||||||
Security | 052769106 | Meeting Type | Annual | |||
Ticker Symbol | ADSK | Meeting Date | 12-Jun-2019 | |||
ISIN | US0527691069 | Agenda | 935010140 - Management | |||
Record Date | 16-Apr-2019 | Holding Recon Date | 16-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Andrew Anagnost | Management | For | For | For | ||
1b. | Election of Director: Karen Blasing | Management | For | For | For | ||
1c. | Election of Director: Reid French | Management | For | For | For | ||
1d. | Election of Director: Blake Irving | Management | For | For | For | ||
1e. | Election of Director: Mary T. McDowell | Management | For | For | For | ||
1f. | Election of Director: Stephen Milligan | Management | For | For | For | ||
1g. | Election of Director: Lorrie M. Norrington | Management | For | For | For | ||
1h. | Election of Director: Betsy Rafael | Management | For | For | For | ||
1i. | Election of Director: Stacy J. Smith | Management | For | For | For | ||
2. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as Autodesk, Inc.'s independent | |||||||
registered public accounting firm for the | |||||||
fiscal year ending January 31, 2020. | |||||||
3. | Approve, on an advisory (non-binding) | Management | For | For | For | ||
basis,the compensation of Autodesk, Inc.'s | |||||||
named executive officers. |
AMERICAN AIRLINES GROUP INC. | ||||||
Security | 02376R102 | Meeting Type | Annual | |||
Ticker Symbol | AAL | Meeting Date | 12-Jun-2019 | |||
ISIN | US02376R1023 | Agenda | 935013766 - Management | |||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 11-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: James F. Albaugh | Management | For | For | For | ||
1b. | Election of Director: Jeffrey D. Benjamin | Management | For | For | For | ||
1c. | Election of Director: John T. Cahill | Management | For | For | For | ||
1d. | Election of Director: Michael J. Embler | Management | For | For | For | ||
1e. | Election of Director: Matthew J. Hart | Management | For | For | For | ||
1f. | Election of Director: Susan D. Kronick | Management | For | For | For | ||
1g. | Election of Director: Martin H. Nesbitt | Management | For | For | For | ||
1h. | Election of Director: Denise M. O'Leary | Management | For | For | For | ||
1i. | Election of Director: W. Douglas Parker | Management | For | For | For | ||
1j. | Election of Director: Ray M. Robinson | Management | For | For | For | ||
2. | A proposal to ratify the appointment of | Management | For | For | For | ||
KPMG LLP as the independent registered | |||||||
public accounting firm of American Airlines | |||||||
Group Inc. for the fiscal year ending | |||||||
December 31, 2019. | |||||||
3. | A proposal to consider and approve, on a | Management | For | For | For | ||
non-binding, advisory basis, executive | |||||||
compensation of American Airlines Group | |||||||
Inc. as disclosed in the proxy statement. | |||||||
4. | A stockholder proposal to provide a report | Shareholder | Against | Against | For | ||
on political contributions and expenditures. |
DOLLAR TREE, INC. | ||||||
Security | 256746108 | Meeting Type | Annual | |||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2019 | |||
ISIN | US2567461080 | Agenda | 935001812 - Management | |||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 12-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Arnold S. Barron | Management | For | For | For | ||
1b. | Election of Director: Gregory M. Bridgeford | Management | For | For | For | ||
1c. | Election of Director: Thomas W. Dickson | Management | For | For | For | ||
1d. | Election of Director: Conrad M. Hall | Management | For | For | For | ||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | For | ||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | For | ||
1g. | Election of Director: Gary M. Philbin | Management | For | For | For | ||
1h. | Election of Director: Bob Sasser | Management | For | For | For | ||
1i. | Election of Director: Thomas A. Saunders III | Management | For | For | For | ||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | For | ||
1k. | Election of Director: Carrie A. Wheeler | Management | For | For | For | ||
1l. | Election of Director: Thomas E. Whiddon | Management | For | For | For | ||
1m. | Election of Director: Carl P. Zeithaml | Management | For | For | For | ||
2. | To Approve, on an Advisory Basis, the | Management | For | For | For | ||
Compensation of the Company's Named | |||||||
Executive Officers | |||||||
3. | To Ratify the Selection of KPMG LLP as the | Management | For | For | For | ||
Company's Independent Registered Public | |||||||
Accounting Firm |
NORWEGIAN CRUISE LINE HOLDINGS LTD. | ||||||
Security | G66721104 | Meeting Type | Annual | |||
Ticker Symbol | NCLH | Meeting Date | 13-Jun-2019 | |||
ISIN | BMG667211046 | Agenda | 935012295 - Management | |||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 12-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Class III Director: Frank J. Del | Management | For | For | For | ||
Rio | |||||||
1b. | Election of Class III Director: Chad A. Leat | Management | For | For | For | ||
1c. | Election of Class III Director: Steve | Management | For | For | For | ||
Martinez | |||||||
1d. | Election of Class III Director: Pamela | Management | For | For | For | ||
Thomas-Graham | |||||||
2. | Approval, on a non-binding, advisory basis, | Management | For | For | For | ||
of the compensation of our named | |||||||
executive officers | |||||||
3. | Approval of the amendment and | Management | For | For | For | ||
restatement of our bye-laws to delete | |||||||
obsolete provisions | |||||||
4. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP ("PwC") as | |||||||
our independent registered public | |||||||
accounting firm for the year ending | |||||||
December 31, 2019 and the determination | |||||||
of PwC's remuneration by our Audit | |||||||
Committee |
REGENERON PHARMACEUTICALS, INC. | ||||||
Security | 75886F107 | Meeting Type | Annual | |||
Ticker Symbol | REGN | Meeting Date | 14-Jun-2019 | |||
ISIN | US75886F1075 | Agenda | 935006432 - Management | |||
Record Date | 17-Apr-2019 | Holding Recon Date | 17-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 13-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Bonnie L. Bassler, | Management | For | For | For | ||
Ph.D. | |||||||
1b. | Election of Director: Michael S. Brown, M.D. | Management | For | For | For | ||
1c. | Election of Director: Leonard S. Schleifer, | Management | For | For | For | ||
M.D., Ph.D. | |||||||
1d. | Election of Director: George D. | Management | For | For | For | ||
Yancopoulos, M.D., Ph.D. | |||||||
2. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
Company's independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. |
DAVITA INC. | ||||||
Security | 23918K108 | Meeting Type | Annual | |||
Ticker Symbol | DVA | Meeting Date | 17-Jun-2019 | |||
ISIN | US23918K1088 | Agenda | 935021333 - Management | |||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 14-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Pamela M. Arway | Management | For | For | For | ||
1b. | Election of Director: Charles G. Berg | Management | For | For | For | ||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | For | ||
1d. | Election of Director: Pascal Desroches | Management | For | For | For | ||
1e. | Election of Director: Paul J. Diaz | Management | For | For | For | ||
1f. | Election of Director: Peter T. Grauer | Management | For | For | For | ||
1g. | Election of Director: John M. Nehra | Management | For | For | For | ||
1h. | Election of Director: Javier J. Rodriguez | Management | For | For | For | ||
1i. | Election of Director: William L. Roper | Management | For | For | For | ||
1j. | Election of Director: Kent J. Thiry | Management | For | For | For | ||
1k. | Election of Director: Phyllis R. Yale | Management | For | For | For | ||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||
our independent registered public | |||||||
accounting firm for fiscal year 2019. | |||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of our named executive | |||||||
officers. |
METLIFE, INC. | ||||||
Security | 59156R108 | Meeting Type | Annual | |||
Ticker Symbol | MET | Meeting Date | 18-Jun-2019 | |||
ISIN | US59156R1086 | Agenda | 935015277 - Management | |||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 17-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Cheryl W. Grisé | Management | For | For | For | ||
1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | For | ||
1c. | Election of Director: Gerald L. Hassell | Management | For | For | For | ||
1d. | Election of Director: David L. Herzog | Management | For | For | For | ||
1e. | Election of Director: R. Glenn Hubbard, | Management | For | For | For | ||
Ph.D. | |||||||
1f. | Election of Director: Edward J. Kelly, III | Management | For | For | For | ||
1g. | Election of Director: William E. Kennard | Management | For | For | For | ||
1h. | Election of Director: Michel A. Khalaf | Management | For | For | For | ||
1i. | Election of Director: James M. Kilts | Management | For | For | For | ||
1j. | Election of Director: Catherine R. Kinney | Management | For | For | For | ||
1k. | Election of Director: Diana McKenzie | Management | For | For | For | ||
1l. | Election of Director: Denise M. Morrison | Management | For | For | For | ||
2. | Ratification of appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as MetLife, Inc.'s Independent | |||||||
Auditor for 2019 | |||||||
3. | Advisory (non-binding) vote to approve the | Management | For | For | For | ||
compensation paid to MetLife, Inc.'s Named | |||||||
Executive Officers |
BIOGEN INC. | ||||||
Security | 09062X103 | Meeting Type | Annual | |||
Ticker Symbol | BIIB | Meeting Date | 19-Jun-2019 | |||
ISIN | US09062X1037 | Agenda | 935015556 - Management | |||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 18-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: John R. Chiminski | Management | For | For | For | ||
1b. | Election of Director: Alexander J. Denner | Management | For | For | For | ||
1c. | Election of Director: Caroline D. Dorsa | Management | For | For | For | ||
1d. | Election of Director: William A. Hawkins | Management | For | For | For | ||
1e. | Election of Director: Nancy L. Leaming | Management | For | For | For | ||
1f. | Election of Director: Jesus B. Mantas | Management | For | For | For | ||
1g. | Election of Director: Richard C. Mulligan | Management | For | For | For | ||
1h. | Election of Director: Robert W. Pangia | Management | For | For | For | ||
1i. | Election of Director: Stelios Papadopoulos | Management | For | For | For | ||
1j. | Election of Director: Brian S. Posner | Management | For | For | For | ||
1k. | Election of Director: Eric K. Rowinsky | Management | For | For | For | ||
1l. | Election of Director: Lynn Schenk | Management | For | For | For | ||
1m. | Election of Director: Stephen A. Sherwin | Management | For | For | For | ||
1n. | Election of Director: Michel Vounatsos | Management | For | For | For | ||
2. | To ratify the selection of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as Biogen | |||||||
Inc.'s independent registered public | |||||||
accounting firm for the fiscal year ending | |||||||
December 31, 2019. | |||||||
3. | Say on Pay - To approve an advisory vote | Management | For | For | For | ||
on executive compensation. |
ALPHABET INC. | ||||||
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 18-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Larry Page | For | For | For | |||||
2 | Sergey Brin | For | For | For | |||||
3 | John L. Hennessy | For | For | For | |||||
4 | L. John Doerr | For | For | For | |||||
5 | Roger W. Ferguson, Jr. | For | For | For | |||||
6 | Ann Mather | For | For | For | |||||
7 | Alan R. Mulally | For | For | For | |||||
8 | Sundar Pichai | For | For | For | |||||
9 | K. Ram Shriram | For | For | For | |||||
10 | Robin L. Washington | For | For | For | |||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | ||||
Young LLP as Alphabet's independent | |||||||||
registered public accounting firm for the | |||||||||
fiscal year ending December 31, 2019. | |||||||||
3. | The amendment and restatement of | Management | For | For | For | ||||
Alphabet's 2012 Stock Plan to increase the | |||||||||
share reserve by 3,000,000 shares of Class | |||||||||
C capital stock. | |||||||||
4. | A stockholder proposal regarding equal | Shareholder | For | Against | Against | ||||
shareholder voting, if properly presented at | |||||||||
the meeting. | |||||||||
5. | A stockholder proposal regarding | Shareholder | For | Against | Against | ||||
inequitable employment practices, if | |||||||||
properly presented at the meeting. | |||||||||
6. | A stockholder proposal regarding the | Shareholder | Against | Against | For | ||||
establishment of a societal risk oversight | |||||||||
committee, if properly presented at the | |||||||||
meeting. | |||||||||
7. | A stockholder proposal regarding a report | Shareholder | For | Against | Against | ||||
on sexual harassment risk management, if | |||||||||
properly presented at the meeting. | |||||||||
8. | A stockholder proposal regarding majority | Shareholder | For | Against | Against | ||||
vote for the election of directors, if properly | |||||||||
presented at the meeting. | |||||||||
9. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | ||||
on gender pay, if properly presented at the | |||||||||
meeting. | |||||||||
10. | A stockholder proposal regarding strategic | Shareholder | Against | Against | For | ||||
alternatives, if properly presented at the | |||||||||
meeting. | |||||||||
11. | A stockholder proposal regarding the | Shareholder | Against | Against | For | ||||
nomination of an employee representative | |||||||||
director, if properly presented at the | |||||||||
meeting. | |||||||||
12. | A stockholder proposal regarding simple | Shareholder | Against | Against | For | ||||
majority vote, if properly presented at the | |||||||||
meeting. | |||||||||
13. | A stockholder proposal regarding a | Shareholder | Against | Against | For | ||||
sustainability metrics report, if properly | |||||||||
presented at the meeting. | |||||||||
14. | A stockholder proposal regarding Google | Shareholder | Against | Against | For | ||||
Search in China, if properly presented at | |||||||||
the meeting. | |||||||||
15. | A stockholder proposal regarding a | Shareholder | For | Against | Against | ||||
clawback policy, if properly presented at the | |||||||||
meeting. | |||||||||
16. | A stockholder proposal regarding a report | Shareholder | For | Against | Against | ||||
on content governance, if properly | |||||||||
presented at the meeting. |
ACTIVISION BLIZZARD, INC. | ||||||
Security | 00507V109 | Meeting Type | Annual | |||
Ticker Symbol | ATVI | Meeting Date | 20-Jun-2019 | |||
ISIN | US00507V1098 | Agenda | 935013893 - Management | |||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Reveta Bowers | Management | For | For | For | ||
1b. | Election of Director: Robert Corti | Management | For | For | For | ||
1c. | Election of Director: Hendrik Hartong III | Management | For | For | For | ||
1d. | Election of Director: Brian Kelly | Management | For | For | For | ||
1e. | Election of Director: Robert Kotick | Management | For | For | For | ||
1f. | Election of Director: Barry Meyer | Management | For | For | For | ||
1g. | Election of Director: Robert Morgado | Management | For | For | For | ||
1h. | Election of Director: Peter Nolan | Management | For | For | For | ||
1i. | Election of Director: Casey Wasserman | Management | For | For | For | ||
1j. | Election of Director: Elaine Wynn | Management | For | For | For | ||
2. | To provide advisory approval of our | Management | For | For | For | ||
executive compensation. | |||||||
3. | To ratify the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as our | |||||||
independent registered public accounting | |||||||
firm for 2019. |
DELTA AIR LINES, INC. | ||||||
Security | 247361702 | Meeting Type | Annual | |||
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |||
ISIN | US2473617023 | Agenda | 935025266 - Management | |||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | For | ||
1b. | Election of Director: Francis S. Blake | Management | For | For | For | ||
1c. | Election of Director: Daniel A. Carp | Management | For | For | For | ||
1d. | Election of Director: Ashton B. Carter | Management | For | For | For | ||
1e. | Election of Director: David G. DeWalt | Management | For | For | For | ||
1f. | Election of Director: William H. Easter III | Management | For | For | For | ||
1g. | Election of Director: Christopher A. | Management | For | For | For | ||
Hazleton | |||||||
1h. | Election of Director: Michael P. Huerta | Management | For | For | For | ||
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | For | ||
1j. | Election of Director: George N. Mattson | Management | For | For | For | ||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | For | ||
1l. | Election of Director: Kathy N. Waller | Management | For | For | For | ||
2. | To approve, on an advisory basis, the | Management | For | For | For | ||
compensation of Delta's named executive | |||||||
officers. | |||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as Delta's independent auditors for the | |||||||
year ending December 31, 2019. | |||||||
4. | A stockholder proposal related to the right | Shareholder | For | Against | Against | ||
to act by written consent. |
PVH CORP. | ||||||
Security | 693656100 | Meeting Type | Annual | |||
Ticker Symbol | PVH | Meeting Date | 20-Jun-2019 | |||
ISIN | US6936561009 | Agenda | 935025367 - Management | |||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a | ELECTION OF DIRECTOR: MARY | Management | For | For | For | ||
BAGLIVO | |||||||
1b | ELECTION OF DIRECTOR: BRENT | Management | For | For | For | ||
CALLINICOS | |||||||
1c | ELECTION OF DIRECTOR: EMANUEL | Management | For | For | For | ||
CHIRICO | |||||||
1d | ELECTION OF DIRECTOR: JUAN R. | Management | For | For | For | ||
FIGUEREO | |||||||
1e | ELECTION OF DIRECTOR: JOSEPH B. | Management | For | For | For | ||
FULLER | |||||||
1f | ELECTION OF DIRECTOR: V. JAMES | Management | For | For | For | ||
MARINO | |||||||
1g | ELECTION OF DIRECTOR: G. PENNY | Management | For | For | For | ||
McINTYRE | |||||||
1h | ELECTION OF DIRECTOR: AMY | Management | For | For | For | ||
McPHERSON | |||||||
1i | ELECTION OF DIRECTOR: HENRY | Management | For | For | For | ||
NASELLA | |||||||
1j | ELECTION OF DIRECTOR: EDWARD R. | Management | For | For | For | ||
ROSENFELD | |||||||
1k | ELECTION OF DIRECTOR: CRAIG RYDIN | Management | For | For | For | ||
1l | ELECTION OF DIRECTOR: JUDITH | Management | For | For | For | ||
AMANDA SOURRY KNOX | |||||||
2. | Approval of the advisory resolution on | Management | For | For | For | ||
executive compensation. | |||||||
3. | Approval of the amendment to our | Management | For | For | For | ||
Certificate of Incorporation to eliminate the | |||||||
requirement of an 80% supermajority vote | |||||||
for stockholders to approve certain | |||||||
transactions with certain stockholders. | |||||||
4. | Approval of the amendment to our | Management | For | For | For | ||
Certificate of Incorporation to eliminate the | |||||||
requirement of an 80% supermajority vote | |||||||
for stockholders to amend our By-Laws. | |||||||
5. | Ratification of auditors. | Management | For | For | For |
AON PLC | ||||||
Security | G0408V102 | Meeting Type | Annual | |||
Ticker Symbol | AON | Meeting Date | 21-Jun-2019 | |||
ISIN | GB00B5BT0K07 | Agenda | 935016471 - Management | |||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 20-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Jin-Yong Cai | Management | For | For | For | ||
1b. | Election of Director: Jeffrey C. Campbell | Management | For | For | For | ||
1c. | Election of Director: Gregory C. Case | Management | For | For | For | ||
1d. | Election of Director: Fulvio Conti | Management | For | For | For | ||
1e. | Election of Director: Cheryl A. Francis | Management | For | For | For | ||
1f. | Election of Director: Lester B. Knight | Management | For | For | For | ||
1g. | Election of Director: J. Michael Losh | Management | For | For | For | ||
1h. | Election of Director: Richard B. Myers | Management | For | For | For | ||
1i. | Election of Director: Richard C. Notebaert | Management | For | For | For | ||
1j. | Election of Director: Gloria Santona | Management | For | For | For | ||
1k. | Election of Director: Carolyn Y. Woo | Management | For | For | For | ||
2. | Advisory vote to approve executive | Management | For | For | For | ||
compensation | |||||||
3. | Advisory vote to approve directors' | Management | For | For | For | ||
remuneration report | |||||||
4. | Receipt of Aon plc's annual report and | Management | For | For | For | ||
accounts, together with the reports of the | |||||||
directors and auditors, for the year ended | |||||||
December 31, 2018 | |||||||
5. | Ratify the appointment of Ernst & Young | Management | For | For | For | ||
LLP as Aon plc's Independent Registered | |||||||
Public Accounting Firm | |||||||
6. | Reappoint of Ernst & Young LLP as Aon | Management | For | For | For | ||
plc's U.K. statutory auditor under the | |||||||
Companies Act of 2006 | |||||||
7. | Authorize the Board of Directors to | Management | For | For | For | ||
determine remuneration of Aon plc's U.K. | |||||||
statutory auditor | |||||||
8. | Approve the Amended and Restated Aon | Management | For | For | For | ||
plc 2011 Incentive Compensation Plan | |||||||
9. | Approve a reduction of capital | Management | For | For | For | ||
10. | Approve the new Articles of Association | Management | For | For | For | ||
11. | Approve forms of share repurchase | Management | For | For | For | ||
contracts and repurchase counterparties | |||||||
12. | Authorize the Board of Directors to exercise | Management | For | For | For | ||
all powers of Aon plc to allot shares | |||||||
13. | Authorize the Board of Directors to allot | Management | For | For | For | ||
equity securities for cash without rights of | |||||||
preemption | |||||||
14. | Authorize Aon plc and its subsidiaries to | Management | For | For | For | ||
make political donations or expenditures |
FORTINET, INC. | ||||||
Security | 34959E109 | Meeting Type | Annual | |||
Ticker Symbol | FTNT | Meeting Date | 21-Jun-2019 | |||
ISIN | US34959E1091 | Agenda | 935025672 - Management | |||
Record Date | 24-Apr-2019 | Holding Recon Date | 24-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 20-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A | Election of Director: Ken Xie | Management | For | For | For | ||
1B | Election of Director: Ming Hsieh | Management | For | For | For | ||
1C | Election of Director: Gary Locke | Management | For | For | For | ||
1D | Election of Director: Christopher B. Paisley | Management | For | For | For | ||
1E | Election of Director: Judith Sim | Management | For | For | For | ||
2. | To ratify the appointment of Deloitte & | Management | For | For | For | ||
Touche LLP as Fortinet's independent | |||||||
registered accounting firm for the fiscal year | |||||||
ending December 31, 2019. | |||||||
3. | Advisory vote to approve named executive | Management | For | For | For | ||
officer compensation, as disclosed in the | |||||||
proxy statement. | |||||||
4. | To approve the Amended and Restated | Management | For | For | For | ||
2009 Fortinet, Inc. Equity Incentive Plan. |
MYLAN N.V. | ||||||
Security | N59465109 | Meeting Type | Annual | |||
Ticker Symbol | MYL | Meeting Date | 21-Jun-2019 | |||
ISIN | NL0011031208 | Agenda | 935044317 - Management | |||
Record Date | 24-May-2019 | Holding Recon Date | 24-May-2019 | |||
City / Country | / United | Vote Deadline Date | 19-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1A. | Appointment of Director: Heather Bresch | Management | For | For | For | ||
1B. | Appointment of Director: Hon. Robert J. | Management | For | For | For | ||
Cindrich | |||||||
1C. | Appointment of Director: Robert J. Coury | Management | For | For | For | ||
1D. | Appointment of Director: JoEllen Lyons | Management | For | For | For | ||
Dillon | |||||||
1E. | Appointment of Director: Neil Dimick, C.P.A. | Management | For | For | For | ||
1F. | Appointment of Director: Melina Higgins | Management | For | For | For | ||
1G. | Appointment of Director: Harry A. Korman | Management | For | For | For | ||
1H. | Appointment of Director: Rajiv Malik | Management | For | For | For | ||
1I. | Appointment of Director: Richard Mark, | Management | For | For | For | ||
C.P.A. | |||||||
1J. | Appointment of Director: Mark W. Parrish | Management | For | For | For | ||
1K. | Appointment of Director: Pauline van der | Management | For | For | For | ||
Meer Mohr | |||||||
1L. | Appointment of Director: Randall L. (Pete) | Management | For | For | For | ||
Vanderveen, Ph.D. | |||||||
1M. | Appointment of Director: Sjoerd S. | Management | For | For | For | ||
Vollebregt | |||||||
2. | Approval, on an advisory basis, of the | Management | For | For | For | ||
compensation of the named executive | |||||||
officers of the Company | |||||||
3. | Adoption of the Dutch annual accounts for | Management | For | For | For | ||
fiscal year 2018 | |||||||
4. | Ratification of the selection of Deloitte & | Management | For | For | For | ||
Touche LLP as the Company's independent | |||||||
registered public accounting firm for fiscal | |||||||
year 2019 | |||||||
5. | Instruction to Deloitte Accountants B.V. for | Management | For | For | For | ||
the audit of the Company's Dutch statutory | |||||||
annual accounts for fiscal year 2019 | |||||||
6. | Authorization of the Board to acquire shares | Management | For | For | For | ||
in the capital of the Company | |||||||
7. | Delegation to the Board of the authority to | Management | For | For | For | ||
issue ordinary shares and grant rights to | |||||||
subscribe for ordinary shares in the capital | |||||||
of the Company and to exclude or restrict | |||||||
pre-emptive rights | |||||||
8. | SHAREHOLDER VIEW ON DISCUSSION | Shareholder | For | None | |||
ITEM ONLY - indication of support for | |||||||
amending Company clawback policy similar | |||||||
to that suggested in the shareholder | |||||||
proposal(Agenda Item 10) |
CENTENE CORPORATION | ||||||
Security | 15135B101 | Meeting Type | Special | |||
Ticker Symbol | CNC | Meeting Date | 24-Jun-2019 | |||
ISIN | US15135B1017 | Agenda | 935038213 - Management | |||
Record Date | 08-May-2019 | Holding Recon Date | 08-May-2019 | |||
City / Country | / United | Vote Deadline Date | 21-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To approve the issuance of Centene | Management | For | For | For | ||
Corporation ("Centene") common stock, par | |||||||
value $0.001 per share, pursuant to the | |||||||
Agreement and Plan of Merger, dated as of | |||||||
March 26, 2019, by and among Centene, | |||||||
Wellington Merger Sub I, Inc., Wellington | |||||||
Merger Sub II, Inc. and WellCare Health | |||||||
Plans, Inc., as may be amended from time | |||||||
to time (the "Share Issuance Proposal"). | |||||||
2. | To approve any proposal to adjourn the | Management | For | For | For | ||
Special Meeting of Stockholders of Centene | |||||||
(the "Centene Special Meeting") from time | |||||||
to time, if necessary or appropriate, to | |||||||
solicit additional proxies in the event there | |||||||
are not sufficient votes at the time of the | |||||||
Centene Special Meeting to approve the | |||||||
Share Issuance Proposal. |
WELLCARE HEALTH PLANS, INC. | ||||||
Security | 94946T106 | Meeting Type | Special | |||
Ticker Symbol | WCG | Meeting Date | 24-Jun-2019 | |||
ISIN | US94946T1060 | Agenda | 935041587 - Management | |||
Record Date | 22-May-2019 | Holding Recon Date | 22-May-2019 | |||
City / Country | / United | Vote Deadline Date | 21-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1. | To adopt the Agreement and Plan of | Management | For | For | For | ||
Merger, dated as of March 26, 2019 (the | |||||||
"Merger Agreement"), by and among | |||||||
Centene Corporation, Wellington Merger | |||||||
Sub I, Inc., Wellington Merger Sub II, Inc. | |||||||
and WellCare Health Plans, Inc. | |||||||
("WellCare"), as may be amended from time | |||||||
to time (the "Merger Agreement Proposal"). | |||||||
2. | To approve, on a non-binding advisory | Management | For | For | For | ||
basis, compensation payable to executive | |||||||
officers of WellCare in connection with the | |||||||
transactions contemplated by the Merger | |||||||
Agreement. | |||||||
3. | To approve any proposal to adjourn the | Management | For | For | For | ||
special meeting of stockholders of WellCare | |||||||
(the "WellCare Special Meeting") from time | |||||||
to time, if necessary or appropriate, to | |||||||
solicit additional proxies in the event there | |||||||
are not sufficient votes at the time of the | |||||||
WellCare Special Meeting to approve the | |||||||
Merger Agreement Proposal. |
MASTERCARD INCORPORATED | ||||||
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |||
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |||
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of director: Richard | Management | For | For | For | ||
Haythornthwaite | |||||||
1b. | Election of director: Ajay Banga | Management | For | For | For | ||
1c. | Election of director: David R. Carlucci | Management | For | For | For | ||
1d. | Election of director: Richard K. Davis | Management | For | For | For | ||
1e. | Election of director: Steven J. Freiberg | Management | For | For | For | ||
1f. | Election of director: Julius Genachowski | Management | For | For | For | ||
1g. | Election of director: Choon Phong Goh | Management | For | For | For | ||
1h. | Election of director: Merit E. Janow | Management | For | For | For | ||
1i. | Election of director: Oki Matsumoto | Management | For | For | For | ||
1j. | Election of director: Youngme Moon | Management | For | For | For | ||
1k. | Election of director: Rima Qureshi | Management | For | For | For | ||
1l. | Election of director: Jose Octavio Reyes | Management | For | For | For | ||
Lagunes | |||||||
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | For | ||
1n. | Election of director: Jackson Tai | Management | For | For | For | ||
1o. | Election of director: Lance Uggla | Management | For | For | For | ||
2. | Advisory approval of Mastercard's executive | Management | For | For | For | ||
compensation | |||||||
3. | Ratification of the appointment of | Management | For | For | For | ||
PricewaterhouseCoopers LLP as the | |||||||
independent registered public accounting | |||||||
firm for Mastercard for 2019 | |||||||
4. | Consideration of a stockholder proposal on | Shareholder | Against | Against | For | ||
gender pay gap | |||||||
5. | Consideration of a stockholder proposal on | Shareholder | Against | Against | For | ||
creation of a human rights committee |
CARMAX, INC. | ||||||
Security | 143130102 | Meeting Type | Annual | |||
Ticker Symbol | KMX | Meeting Date | 25-Jun-2019 | |||
ISIN | US1431301027 | Agenda | 935018805 - Management | |||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director for a one-year term: | Management | For | For | For | ||
Peter J. Bensen | |||||||
1b. | Election of Director for a one-year term: | Management | For | For | For | ||
Ronald E. Blaylock | |||||||
1c. | Election of Director for a one-year term: | Management | For | For | For | ||
Sona Chawla | |||||||
1d. | Election of Director for a one-year term: | Management | For | For | For | ||
Thomas J. Folliard | |||||||
1e. | Election of Director for a one-year term: | Management | For | For | For | ||
Shira Goodman | |||||||
1f. | Election of Director for a one-year term: | Management | For | For | For | ||
Robert J. Hombach | |||||||
1g. | Election of Director for a one-year term: | Management | For | For | For | ||
David W. McCreight | |||||||
1h. | Election of Director for a one-year term: | Management | For | For | For | ||
William D. Nash | |||||||
1i. | Election of Director for a one-year term: | Management | For | For | For | ||
Pietro Satriano | |||||||
1j. | Election of Director for a one-year term: | Management | For | For | For | ||
Marcella Shinder | |||||||
1k. | Election of Director for a one-year term: | Management | For | For | For | ||
Mitchell D. Steenrod | |||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | ||
independent registered public accounting | |||||||
firm. | |||||||
3. | To approve, in an advisory (non-binding) | Management | For | For | For | ||
vote, the compensation of our named | |||||||
executive officers. | |||||||
4. | To approve the CarMax, Inc. 2002 Stock | Management | For | For | For | ||
Incentive Plan, as amended and restated. | |||||||
5. | To vote on a shareholder proposal | Shareholder | Against | Against | For | ||
regarding a report on political contributions, | |||||||
if properly presented at the meeting. |
DOWDUPONT INC. | ||||||
Security | 26078J100 | Meeting Type | Annual | |||
Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | |||
ISIN | US26078J1007 | Agenda | 935019679 - Management | |||
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |||
City / Country | / United | Vote Deadline Date | 24-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Edward D. Breen | Management | For | For | For | ||
1b. | Election of Director: Ruby R. Chandy | Management | For | For | For | ||
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | For | ||
1d. | Election of Director: Terrence R. Curtin | Management | For | For | For | ||
1e. | Election of Director: Alexander M. Cutler | Management | For | For | For | ||
1f. | Election of Director: C. Marc Doyle | Management | For | For | For | ||
1g. | Election of Director: Eleuthere I. du Pont | Management | For | For | For | ||
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | For | ||
1i. | Election of Director: Luther C. Kissam | Management | For | For | For | ||
1j. | Election of Director: Frederick M. Lowery | Management | For | For | For | ||
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | For | ||
1l. | Election of Director: Steven M. Sterin | Management | For | For | For | ||
2. | Advisory Resolution to Approve Executive | Management | For | For | For | ||
Compensation | |||||||
3. | Ratification of the Appointment of the | Management | For | For | For | ||
Independent Registered Public Accounting | |||||||
Firm | |||||||
4. | Right to Act by Written Consent | Shareholder | For | Against | Against | ||
5. | Preparation of an Executive Compensation | Shareholder | Against | Against | For | ||
Report | |||||||
6. | Preparation of a Report on Climate Change | Shareholder | Against | Against | For | ||
Induced Flooding and Public Health | |||||||
7. | Preparation of a Report on Plastic Pollution | Shareholder | Against | Against | For |
EQUITY RESIDENTIAL | ||||||
Security | 29476L107 | Meeting Type | Annual | |||
Ticker Symbol | EQR | Meeting Date | 27-Jun-2019 | |||
ISIN | US29476L1070 | Agenda | 935009907 - Management | |||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||
by | Recommendation | Management | |||||||
1. | DIRECTOR | Management | |||||||
1 | Charles L. Atwood | For | For | For | |||||
2 | Raymond Bennett | For | For | For | |||||
3 | Linda Walker Bynoe | For | For | For | |||||
4 | Connie K. Duckworth | For | For | For | |||||
5 | Mary Kay Haben | For | For | For | |||||
6 | Bradley A. Keywell | For | For | For | |||||
7 | John E. Neal | For | For | For | |||||
8 | David J. Neithercut | For | For | For | |||||
9 | Mark J. Parrell | For | For | For | |||||
10 | Mark S. Shapiro | For | For | For | |||||
11 | Stephen E. Sterrett | For | For | For | |||||
12 | Samuel Zell | For | For | For | |||||
2. | Ratification of the selection of Ernst & | Management | For | For | For | ||||
Young LLP as the Company's independent | |||||||||
auditor for 2019. | |||||||||
3. | Approval of Executive Compensation. | Management | For | For | For | ||||
4. | Approval of the 2019 Share Incentive Plan. | Management | For | For | For |
THE KROGER CO. | ||||||
Security | 501044101 | Meeting Type | Annual | |||
Ticker Symbol | KR | Meeting Date | 27-Jun-2019 | |||
ISIN | US5010441013 | Agenda | 935024101 - Management | |||
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | |||
City / Country | / United | Vote Deadline Date | 26-Jun-2019 | |||
States | ||||||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||
by | Recommendation | Management | |||||
1a. | Election of Director: Nora A. Aufreiter | Management | For | For | For | ||
1b. | Election of Director: Anne Gates | Management | For | For | For | ||
1c. | Election of Director: Susan J. Kropf | Management | For | For | For | ||
1d. | Election of Director: W. Rodney McMullen | Management | For | For | For | ||
1e. | Election of Director: Jorge P. Montoya | Management | For | For | For | ||
1f. | Election of Director: Clyde R. Moore | Management | For | For | For | ||
1g. | Election of Director: James A. Runde | Management | For | For | For | ||
1h. | Election of Director: Ronald L. Sargent | Management | For | For | For | ||
1i. | Election of Director: Bobby S. Shackouls | Management | For | For | For | ||
1j. | Election of Director: Mark S. Sutton | Management | For | For | For | ||
1k. | Election of Director: Ashok Vemuri | Management | For | For | For | ||
2. | Approval, on an advisory basis, of Kroger's | Management | For | For | For | ||
executive compensation. | |||||||
3. | Approval of Kroger's 2019 Long-Term | Management | For | For | For | ||
Incentive Plan. | |||||||
4. | Approval of an amendment to Kroger's | Management | For | For | For | ||
Regulations to permit Board amendments in | |||||||
accordance with Ohio law. | |||||||
5. | Ratification of PricewaterhouseCoopers | Management | For | For | For | ||
LLP, as auditors. | |||||||
6. | A shareholder proposal, if properly | Shareholder | Against | Against | For | ||
presented, to issue a report assessing the | |||||||
environmental impacts of using | |||||||
unrecyclable packaging for private label | |||||||
brands. | |||||||
7. | A shareholder proposal, if properly | Shareholder | Against | Against | For | ||
presented, to adopt a policy and amend the | |||||||
bylaws as necessary to require the Chair of | |||||||
the Board to be independent. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Syntax ETF Trust | ||
(Registrant) | ||
By: | /s/ Kathy Cuocolo | |
Kathy Cuocolo | ||
President | ||
Date: | August 29, 2019 |