The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 3,073 | 175,000 | SH | SOLE | 3,073 | 0 | 0 | ||
ALIGOS THERAPEUTICS INC | COM | 01626L105 | 4,368 | 214,254 | SH | SOLE | 4,368 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 10,144 | 160,500 | SH | SOLE | 10,144 | 0 | 0 | ||
ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 8,945 | 108,000 | SH | SOLE | 8,945 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 4,373 | 427,060 | SH | SOLE | 4,373 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 3,776 | 561,011 | SH | SOLE | 3,776 | 0 | 0 | ||
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 1,483 | 60,000 | SH | SOLE | 1,483 | 0 | 0 | ||
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 8,878 | 843,122 | SH | SOLE | 8,878 | 0 | 0 | ||
CATABASIS PHARMACEUTICALS IN | COM NEW | 14875P206 | 2,476 | 1,173,674 | SH | SOLE | 2,476 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 2,966 | 685,000 | SH | SOLE | 2,966 | 0 | 0 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 1,893 | 329,134 | SH | SOLE | 1,893 | 0 | 0 | ||
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 33,019 | 987,406 | SH | SOLE | 33,019 | 0 | 0 | ||
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 16,720 | 500,000 | SH | Put | SOLE | 16,720 | 0 | 0 | |
CHIMERIX INC | COM | 16934W106 | 4,073 | 509,164 | SH | SOLE | 4,073 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 6,410 | 1,316,268 | SH | SOLE | 6,410 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,316 | 301,904 | SH | SOLE | 1,316 | 0 | 0 | ||
CYTEIR THERAPEUTICS INC | COM | 23284P103 | 5,944 | 277,777 | SH | SOLE | 5,944 | 0 | 0 | ||
ESSA PHARMA INC | COM NEW | 29668H708 | 6,654 | 232,896 | SH | SOLE | 6,654 | 0 | 0 | ||
EYEPOINT PHARMACEUTICALS INC | COM NEW | 30233G209 | 3,325 | 369,863 | SH | SOLE | 3,325 | 0 | 0 | ||
FULCRUM THERAPEUTICS INC | COM | 359616109 | 6,331 | 604,074 | SH | SOLE | 6,331 | 0 | 0 | ||
GH RESEARCH PLC | ORDINARY SHARES | G3855L106 | 3,260 | 150,000 | SH | SOLE | 3,260 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 4,004 | 392,500 | SH | SOLE | 4,004 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 3,890 | 149,495 | SH | SOLE | 3,890 | 0 | 0 | ||
IVERIC BIO INC | COM | 46583P102 | 7,888 | 1,250,000 | SH | SOLE | 7,888 | 0 | 0 | ||
JIYA ACQUISITION CORP | COM CL A | 47760M102 | 5,591 | 562,500 | SH | SOLE | 5,591 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 7,368 | 353,398 | SH | SOLE | 7,368 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 491 | 2,315 | SH | SOLE | 491 | 0 | 0 | ||
NUVATION BIO INC | *W EXP 07/07/202 | 67080N119 | 236 | 90,832 | SH | SOLE | 236 | 0 | 0 | ||
RAIN THERAPEUTICS INC | COM | 75082Q105 | 2,521 | 162,245 | SH | SOLE | 2,521 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 1,415 | 10,000 | SH | SOLE | 1,415 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 2,894 | 50,945 | SH | SOLE | 2,894 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 7,550 | 2,860,000 | SH | SOLE | 7,550 | 0 | 0 | ||
SELECTA BIOSCIENCES INC | COM | 816212104 | 4,283 | 1,024,668 | SH | SOLE | 4,283 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 3,539 | 206,126 | SH | SOLE | 3,539 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 8,215 | 2,018,433 | SH | SOLE | 8,215 | 0 | 0 | ||
VINCERX PHARMA INC | COM NEW | 92731L106 | 6,214 | 478,401 | SH | SOLE | 6,214 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 36,943 | 11,728,033 | SH | SOLE | 36,943 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 7,772 | 417,409 | SH | SOLE | 7,772 | 0 | 0 |