SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/19/2021 | 3. Issuer Name and Ticker or Trading Symbol Aramark [ ARMK ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,463.895(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (2) | 11/16/2027 | Common Stock | 6,943 | 40.74 | D | |
Stock Option (Right to Buy) | (3) | 09/04/2030 | Common Stock | 7,551 | 28.3 | D | |
Stock Option (Right to Buy) | (4) | 11/21/2029 | Common Stock | 4,268 | 42.43 | D | |
Stock Option (Right to Buy) | (5) | 06/01/2031 | Common Stock | 15,256 | 37.23 | D | |
Stock Option (Right to Buy) | (6) | 11/15/2028 | Common Stock | 4,845 | 36.74 | D |
Explanation of Responses: |
1. Includes 5,373 restricted stock units which will vest in three annual installments on June 1, 2022, 2023, and 2024; 2,406.47 restricted stock units which will vest in three annual installments on September 4, 2021, 2022, and 2023; 488.884 restricted stock units which will vest in three annual installments on November 21, 2021, 2022, and 2023; 381.065 restricted stock units which will vest in two annual installments on November 15, 2021 and 2022; and 262.945 restricted stock units which will vest on November 16, 2021. |
2. Represents stock options, 5,205 of which have fully vested and 1,738 which will vest on November 16, 2021. |
3. Represents stock options, 2,517 which will vest on September 4, 2021, 2,517 which will vest on September 4, 2022, and 2,517 which will vest on September 4, 2023. |
4. Represents stock options, 1,067 of which have fully vested and 1,067 which will vest on November 21, 2021, 1,067 which will vest on November 21, 2022, and 1,067 which will vest on November 21, 2023. |
5. Represents stock options, 5,085 which will vest on June 1, 2022, 5,085 which will vest on June 1, 2023, and 5,086 which will vest on June 1, 2024. |
6. Represents stock options, 2,422 of which have fully vested and 1,211 which will vest on November 15, 2021 and 1,212 which will vest on November 15, 2022. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
/s/ Harold B. Dichter, as Attorney-in-fact | 07/28/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |