The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 61,000 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 10,000 | 50 | SH | SOLE | 0 | 0 | 50 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 40,429,000 | 2,451,722 | SH | SOLE | 0 | 0 | 2,451,722 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 12,000 | 75 | SH | SOLE | 0 | 0 | 75 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI 1500 | 46137V597 | 15,000 | 133 | SH | SOLE | 0 | 0 | 133 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI 1000 | 46137V613 | 73,000 | 717 | SH | SOLE | 0 | 0 | 717 | ||
INVESCO EXCHNG TRADED FD TR | S&P MIDCP LOW | 46138E198 | 59,000 | 1,327 | SH | SOLE | 0 | 0 | 1,327 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 114,000 | 2,434 | SH | SOLE | 0 | 0 | 2,434 | ||
INVESCO EXCHNG TRADED FD TR | NATL AMT MUNI | 46138E537 | 118,000 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
INVESCO EXCHNG TRADED FD TR | FNDMNTL HY CRP | 46138E719 | 165,000 | 9,345 | SH | SOLE | 0 | 0 | 9,345 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI EMNG | 46138E727 | 215,000 | 10,878 | SH | SOLE | 0 | 0 | 10,878 | ||
INVESCO EXCHNG TRADED FD TR | EMRNG MKT SVRG | 46138E784 | 8,000 | 290 | SH | SOLE | 0 | 0 | 290 | ||
INVESCO EXCHNG TRADED FD TR | S&P SMLCP LOW | 46138G102 | 0 | 2 | SH | SOLE | 0 | 0 | 2 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 113,000 | 9,202 | SH | SOLE | 0 | 0 | 9,202 | ||
ISHARES INC | MIN VOL EMRG MKT | 464286533 | 80,000 | 1,423 | SH | SOLE | 0 | 0 | 1,423 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 138,000 | 1,545 | SH | SOLE | 0 | 0 | 1,545 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 340,000 | 1,349 | SH | SOLE | 0 | 0 | 1,349 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 650,000 | 6,104 | SH | SOLE | 0 | 0 | 6,104 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 17,000 | 151 | SH | SOLE | 0 | 0 | 151 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 386,000 | 4,614 | SH | SOLE | 0 | 0 | 4,614 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 24,000 | 400 | SH | SOLE | 0 | 0 | 400 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 108,000 | 650 | SH | SOLE | 0 | 0 | 650 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 49,000 | 372 | SH | SOLE | 0 | 0 | 372 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 292,000 | 2,717 | SH | SOLE | 0 | 0 | 2,717 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 187,000 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 69,000 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 115,000 | 1,110 | SH | SOLE | 0 | 0 | 1,110 | ||
ISHARES TR | MBS ETF | 464288588 | 343,000 | 3,281 | SH | SOLE | 0 | 0 | 3,281 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 453,000 | 4,182 | SH | SOLE | 0 | 0 | 4,182 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 306,000 | 8,937 | SH | SOLE | 0 | 0 | 8,937 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 258,000 | 10,481 | SH | SOLE | 0 | 0 | 10,481 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 632,000 | 12,546 | SH | SOLE | 0 | 0 | 12,546 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 42,000 | 627 | SH | SOLE | 0 | 0 | 627 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 225,000 | 4,287 | SH | SOLE | 0 | 0 | 4,287 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 2,785,000 | 124,795 | SH | SOLE | 0 | 0 | 124,795 | ||
JP MORGAN EXCHANGE TRADED FD | DIV RTN INT EQ | 46641Q209 | 439,000 | 8,623 | SH | SOLE | 0 | 0 | 8,623 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 312,000 | 3,273 | SH | SOLE | 0 | 0 | 3,273 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 446,000 | 4,411 | SH | SOLE | 0 | 0 | 4,411 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,304,000 | 13,221 | SH | SOLE | 0 | 0 | 13,221 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 134,000 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 756,000 | 2,497 | SH | SOLE | 0 | 0 | 2,497 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 141,000 | 4,303 | SH | SOLE | 0 | 0 | 4,303 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 659,000 | 19,402 | SH | SOLE | 0 | 0 | 19,402 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,000 | 21 | SH | SOLE | 0 | 0 | 21 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 0 | 5 | SH | SOLE | 0 | 0 | 5 | ||
UBS AG LONDON BRH | ETRAC ALER MLP | 90267B682 | 613,000 | 43,795 | SH | SOLE | 0 | 0 | 43,795 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 3,927,000 | 49,978 | SH | SOLE | 0 | 0 | 49,978 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 241,000 | 4,677 | SH | SOLE | 0 | 0 | 4,677 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 235,000 | 2,842 | SH | SOLE | 0 | 0 | 2,842 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 931,000 | 12,482 | SH | SOLE | 0 | 0 | 12,482 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 797,000 | 5,935 | SH | SOLE | 0 | 0 | 5,935 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 196,000 | 1,331 | SH | SOLE | 0 | 0 | 1,331 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 26,000 | 518 | SH | SOLE | 0 | 0 | 518 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 2,979,000 | 28,902 | SH | SOLE | 0 | 0 | 28,902 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 38,000 | 777 | SH | SOLE | 0 | 0 | 777 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 20,000 | 331 | SH | SOLE | 0 | 0 | 331 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 24,000 | 916 | SH | SOLE | 0 | 0 | 916 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 35,000 | 1,238 | SH | SOLE | 0 | 0 | 1,238 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 94,000 | 963 | SH | SOLE | 0 | 0 | 963 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 0 | 2 | SH | SOLE | 0 | 0 | 2 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 194,000 | 5,225 | SH | SOLE | 0 | 0 | 5,225 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 210,000 | 2,692 | SH | SOLE | 0 | 0 | 2,692 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 9,000 | 175 | SH | SOLE | 0 | 0 | 175 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 139,000 | 3,046 | SH | SOLE | 0 | 0 | 3,046 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 32,000 | 340 | SH | SOLE | 0 | 0 | 340 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 71,000 | 558 | SH | SOLE | 0 | 0 | 558 |