The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 63,980 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
AMAZON COM INC | COM | 023135106 | 85,060 | 49 | SH | SOLE | 0 | 0 | 49 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 10,401 | 50 | SH | SOLE | 0 | 0 | 50 | ||
CHEVRON CORP NEW | COM | 166764100 | 53,844 | 454 | SH | SOLE | 0 | 0 | 454 | ||
CISCO SYS INC | COM | 17275R102 | 64,678 | 1,309 | SH | SOLE | 0 | 0 | 1,309 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 83,552 | 290 | SH | SOLE | 0 | 0 | 290 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 3,213,049 | 170,544 | SH | SOLE | 0 | 0 | 170,544 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI 1500 | 46137V597 | 7,488 | 59 | SH | SOLE | 0 | 0 | 59 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI 1000 | 46137V613 | 215,684 | 1,830 | SH | SOLE | 0 | 0 | 1,830 | ||
INVESCO EXCHNG TRADED FD TR | S&P MIDCP LOW | 46138E198 | 158,251 | 3,008 | SH | SOLE | 0 | 0 | 3,008 | ||
INVESCO EXCHNG TRADED FD TR | S&P EMRNG MKTS | 46138E297 | 182 | 8 | SH | SOLE | 0 | 0 | 8 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 119,100 | 2,057 | SH | SOLE | 0 | 0 | 2,057 | ||
INVESCO EXCHNG TRADED FD TR | NATL AMT MUNI | 46138E537 | 307,015 | 11,568 | SH | SOLE | 0 | 0 | 11,568 | ||
INVESCO EXCHNG TRADED FD TR | FNDMNTL HY CRP | 46138E719 | 241,852 | 12,709 | SH | SOLE | 0 | 0 | 12,709 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI EMNG | 46138E727 | 362,725 | 18,064 | SH | SOLE | 0 | 0 | 18,064 | ||
INVESCO EXCHNG TRADED FD TR | S&P SMLCP LOW | 46138G102 | 98 | 2 | SH | SOLE | 0 | 0 | 2 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 139,342 | 738 | SH | SOLE | 0 | 0 | 738 | ||
ISHARES INC | MIN VOL EMRG MKT | 464286533 | 125,484 | 2,198 | SH | SOLE | 0 | 0 | 2,198 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 157,513 | 1,545 | SH | SOLE | 0 | 0 | 1,545 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 402,703 | 1,349 | SH | SOLE | 0 | 0 | 1,349 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 29,193 | 229 | SH | SOLE | 0 | 0 | 229 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 511,804 | 6,034 | SH | SOLE | 0 | 0 | 6,034 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 44,995 | 690 | SH | SOLE | 0 | 0 | 690 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 125,600 | 650 | SH | SOLE | 0 | 0 | 650 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 71,195 | 446 | SH | SOLE | 0 | 0 | 446 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 324,506 | 2,718 | SH | SOLE | 0 | 0 | 2,718 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 211,876 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 77,840 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ISHARES TR | MBS ETF | 464288588 | 400,060 | 3,694 | SH | SOLE | 0 | 0 | 3,694 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 356,685 | 9,504 | SH | SOLE | 0 | 0 | 9,504 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 6,739 | 256 | SH | SOLE | 0 | 0 | 256 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 429,662 | 6,703 | SH | SOLE | 0 | 0 | 6,703 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 16,802 | 131 | SH | SOLE | 0 | 0 | 131 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 79,279 | 1,261 | SH | SOLE | 0 | 0 | 1,261 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 1,005,456 | 21,834 | SH | SOLE | 0 | 0 | 21,834 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,970 | 65 | SH | SOLE | 0 | 0 | 65 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,410,890 | 12,467 | SH | SOLE | 0 | 0 | 12,467 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 231,288 | 1,331 | SH | SOLE | 0 | 0 | 1,331 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 541,871 | 4,786 | SH | SOLE | 0 | 0 | 4,786 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 726,068 | 14,245 | SH | SOLE | 0 | 0 | 14,245 | ||
JOHNSON & JOHNSON | COM | 478160104 | 388,916 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
JP MORGAN EXCHANGE TRADED FD | DIV RTN INT EQ | 46641Q209 | 630,224 | 11,853 | SH | SOLE | 0 | 0 | 11,853 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 610,744 | 26,246 | SH | SOLE | 0 | 0 | 26,246 | ||
MICROSOFT CORP | COM | 594918104 | 73,269 | 527 | SH | SOLE | 0 | 0 | 527 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 79,217 | 340 | SH | SOLE | 0 | 0 | 340 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 352,352 | 3,532 | SH | SOLE | 0 | 0 | 3,532 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 655,446 | 6,443 | SH | SOLE | 0 | 0 | 6,443 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 485,707 | 12,863 | SH | SOLE | 0 | 0 | 12,863 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 1,092,292 | 27,618 | SH | SOLE | 0 | 0 | 27,618 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 44,079 | 777 | SH | SOLE | 0 | 0 | 777 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 71,543 | 1,026 | SH | SOLE | 0 | 0 | 1,026 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 25,107 | 917 | SH | SOLE | 0 | 0 | 917 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 57,029 | 1,790 | SH | SOLE | 0 | 0 | 1,790 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 101,230 | 1,304 | SH | SOLE | 0 | 0 | 1,304 | ||
SENESTECH INC | COM | 81720R109 | 19,017 | 18,829 | SH | SOLE | 0 | 0 | 18,829 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 839,231 | 2,381 | SH | SOLE | 0 | 0 | 2,381 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 153,900 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,364,845 | 4,599 | SH | SOLE | 0 | 0 | 4,599 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 2,009 | 41 | SH | SOLE | 0 | 0 | 41 | ||
UBS AG LONDON BRH | ETRAC ALER MLP | 90267B682 | 160,050 | 10,910 | SH | SOLE | 0 | 0 | 10,910 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 | 1,675 | 26 | SH | SOLE | 0 | 0 | 26 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 27,307 | 338 | SH | SOLE | 0 | 0 | 338 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 44,968 | 511 | SH | SOLE | 0 | 0 | 511 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,059 | 18 | SH | SOLE | 0 | 0 | 18 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 40,896 | 342 | SH | SOLE | 0 | 0 | 342 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 742,177 | 7,959 | SH | SOLE | 0 | 0 | 7,959 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 986,872 | 5,935 | SH | SOLE | 0 | 0 | 5,935 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 447,715 | 2,965 | SH | SOLE | 0 | 0 | 2,965 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 202,594 | 4,060 | SH | SOLE | 0 | 0 | 4,060 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 2,437 | 40 | SH | SOLE | 0 | 0 | 40 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 13,697 | 169 | SH | SOLE | 0 | 0 | 169 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 | 108,147 | 800 | SH | SOLE | 0 | 0 | 800 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 18,066 | 198 | SH | SOLE | 0 | 0 | 198 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 315,453 | 7,679 | SH | SOLE | 0 | 0 | 7,679 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 303,634 | 3,422 | SH | SOLE | 0 | 0 | 3,422 | ||
AURORA CANNABIS INC | COM | 05156X108 | 11,300 | 2,574 | SH | SOLE | 0 | 0 | 2,574 | ||
CANOPY GROWTH CORP | COM | 138035100 | 12,153 | 530 | SH | SOLE | 0 | 0 | 530 | ||
DANAHER CORPORATION | COM | 235851102 | 70,049 | 485 | SH | SOLE | 0 | 0 | 485 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 6,176 | 125 | SH | SOLE | 0 | 0 | 125 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 40,790 | 313 | SH | SOLE | 0 | 0 | 313 | ||
ECOLAB INC | COM | 278865100 | 53,669 | 271 | SH | SOLE | 0 | 0 | 271 | ||
FACEBOOK INC | CL A | 30303M102 | 48,616 | 273 | SH | SOLE | 0 | 0 | 273 | ||
FIRST TR EXCHANGE TRADED FD | CHINDIA ETF | 33733A102 | 69,284 | 2,017 | SH | SOLE | 0 | 0 | 2,017 | ||
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 63,954 | 475 | SH | SOLE | 0 | 0 | 475 | ||
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 673,036 | 12,782 | SH | SOLE | 0 | 0 | 12,782 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 35,764 | 200 | SH | SOLE | 0 | 0 | 200 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 108,404 | 1,003 | SH | SOLE | 0 | 0 | 1,003 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC SOFTWARE | 46137V639 | 32,578 | 350 | SH | SOLE | 0 | 0 | 350 | ||
INVESCO EXCHNG TRADED FD TR | DWA SMLCP MENT | 46138E842 | 37,530 | 750 | SH | SOLE | 0 | 0 | 750 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 17,501 | 450 | SH | SOLE | 0 | 0 | 450 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 18,800 | 460 | SH | SOLE | 0 | 0 | 460 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 198,173 | 1,402 | SH | SOLE | 0 | 0 | 1,402 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 47,458 | 212 | SH | SOLE | 0 | 0 | 212 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 61,018 | 474 | SH | SOLE | 0 | 0 | 474 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 67,410 | 300 | SH | SOLE | 0 | 0 | 300 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 83,320 | 337 | SH | SOLE | 0 | 0 | 337 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 24,690 | 489 | SH | SOLE | 0 | 0 | 489 | ||
JP MORGAN EXCHANGE TRADED FD | DCPLND HG YLD | 46641Q878 | 93,035 | 1,805 | SH | SOLE | 0 | 0 | 1,805 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 14,268 | 70 | SH | SOLE | 0 | 0 | 70 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 61,947 | 598 | SH | SOLE | 0 | 0 | 598 | ||
PHILLIPS 66 | COM | 718546104 | 37,786 | 369 | SH | SOLE | 0 | 0 | 369 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 221 | 4 | SH | SOLE | 0 | 0 | 4 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,261 | 60 | SH | SOLE | 0 | 0 | 60 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 22,910 | 323 | SH | SOLE | 0 | 0 | 323 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 50,773 | 898 | SH | SOLE | 0 | 0 | 898 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 119,696 | 2,366 | SH | SOLE | 0 | 0 | 2,366 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 6,685 | 135 | SH | SOLE | 0 | 0 | 135 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,460 | 38 | SH | SOLE | 0 | 0 | 38 | ||
STARBUCKS CORP | COM | 855244109 | 35,368 | 400 | SH | SOLE | 0 | 0 | 400 | ||
V F CORP | COM | 918204108 | 8,899 | 100 | SH | SOLE | 0 | 0 | 100 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 84 | 1 | SH | SOLE | 0 | 0 | 1 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 306,063 | 5,708 | SH | SOLE | 0 | 0 | 5,708 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 18,467 | 120 | SH | SOLE | 0 | 0 | 120 |