UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22895
CAPITOL SERIES TRUST
(Exact name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of Principal Executive Offices)
Matthew J. Miller
President and Chief Executive Officer
Capitol Series Trust
225 Pictoria Drive Suite 450
Cincinnati, OH 45246
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-513-587-3400
Date of fiscal year end: | 4/30 | (First Security Municipal Bond Fund and Canterbury Portfolio Thermostat Fund) | ||
8/31 | (Meritage Growth Equity Fund, Meritage Value Equity Fund, Meritage Yield-Focus Equity Fund, Preserver Alternative Opportunities Fund and Hedeker Strategic Appreciation Fund) | |||
9/30 | (Fuller & Thaler Behavioral Small-Cap Equity Fund) |
Reporting Period: 7/1/16 – 6/30/17
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
First Security Municipal Bond Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
The First Security Municipal Bond Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2016 through June 30, 2017).
Canterbury Portfolio Thermostat Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
The Canterbury Portfolio Thermostat Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2016 through June 30, 2017).
Meritage Growth Equity Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AZZ INC. | ||||||
Security | 002474104 | Meeting Type | Annual | |||
Ticker Symbol | AZZ | Meeting Date | 12-Jul-2016 | |||
ISIN | US0024741045 | Agenda | 934425782 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | DANIEL E. BERCE | For | For | |||||||
2 | DR. H. KIRK DOWNEY | For | For | |||||||
3 | PAUL EISMAN | For | For | |||||||
4 | DANIEL R. FEEHAN | For | For | |||||||
5 | THOMAS E. FERGUSON | For | For | |||||||
6 | KEVERN R. JOYCE | For | For | |||||||
7 | VENITA MCCELLON-ALLEN | For | For | |||||||
8 | STEPHEN E. PIRNAT | For | For | |||||||
9 | STEVEN R. PURVIS | For | For | |||||||
2. | APPROVAL OF ADVISORY VOTE ON AZZ’S EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS AZZ’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017. | Management | For | For |
Page 1 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
JAZZ PHARMACEUTICALS PLC | ||||||
Security | G50871105 | Meeting Type | Annual | |||
Ticker Symbol | JAZZ | Meeting Date | 04-Aug-2016 | |||
ISIN | IE00B4Q5ZN47 | Agenda | 934452753 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: PAUL L. BERNS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PATRICK G. ENRIGHT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SEAMUS MULLIGAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: NORBERT G. RIEDEL, PH.D. | Management | For | For | ||||
2. | TO RATIFY, ON A NON-BINDING ADVISORY BASIS, THE APPOINTMENT OF KPMG, DUBLIN AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS’ REMUNERATION. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4A. | TO APPROVE AMENDMENTS TO JAZZ PHARMACEUTICALS PLC’S MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE IRISH COMPANIES ACT 2014 AND A MINOR HOUSEKEEPING MATTER. | Management | For | For | ||||
4B. | TO APPROVE AMENDMENTS TO JAZZ PHARMACEUTICALS PLC’S ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE IRISH COMPANIES ACT 2014 AND CERTAIN MINOR HOUSEKEEPING MATTERS. | Management | For | For | ||||
5. | TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE OPEN MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC’S ORDINARY SHARES. | Management | For | For | ||||
6. | TO RENEW THE BOARD OF DIRECTORS’ EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
Page 2 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
7. | TO RENEW THE BOARD OF DIRECTORS’ EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH WITHOUT FIRST OFFERING THOSE ORDINARY SHARES TO EXISTING SHAREHOLDERS PURSUANT TO THE STATUTORY PRE-EMPTION RIGHT THAT WOULD OTHERWISE APPLY. | Management | For | For | ||||
8. | TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME AND PLACE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE ANY OR ALL OF PROPOSALS 4A, 4B AND/OR 7. | Management | For | For | ||||
9. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF JAZZ PHARMACEUTICALS PLC’S 2011 EQUITY INCENTIVE PLAN IN ORDER TO RENEW JAZZ PHARMACEUTICALS PLC’S ABILITY TO GRANT AWARDS THEREUNDER THAT MAY QUALIFY AS “PERFORMANCE-BASED COMPENSATION” UNDER SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE. | Management | Against | Against | ||||
10. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF JAZZ PHARMACEUTICALS PLC’S AMENDED AND RESTATED 2007 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN IN ORDER TO (I) EXPAND THE TYPES OF STOCK AWARDS THAT MAY BE GRANTED THEREUNDER TO JAZZ PHARMACEUTICALS PLC’S NON-EMPLOYEE DIRECTORS AND (II) ELIMINATE THE FINAL AUTOMATIC ANNUAL INCREASE TO THE SHARE RESERVE THAT IS OTHERWISE SCHEDULED TO OCCUR IN 2017 PURSUANT TO THE “EVERGREEN” PROVISION INCLUDED THEREIN. | Management | Against | Against |
Page 3 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
RED HAT, INC. | ||||||
Security | 756577102 | Meeting Type | Annual | |||
Ticker Symbol | RHT | Meeting Date | 11-Aug-2016 | |||
ISIN | US7565771026 | Agenda | 934455278 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SOHAIB ABBASI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: W. STEVE ALBRECHT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEFFREY J. CLARKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NARENDRA K. GUPTA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM S. KAISER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS RED HAT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017 | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION RELATING TO RED HAT’S EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | TO APPROVE RED HAT’S 2016 PERFORMANCE COMPENSATION PLAN | Management | For | For | ||||
5. | TO APPROVE RED HAT’S 2016 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
Page 4 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
HELEN OF TROY LIMITED | ||||||
Security | G4388N106 | Meeting Type | Annual | |||
Ticker Symbol | HELE | Meeting Date | 17-Aug-2016 | |||
ISIN | BMG4388N1065 | Agenda | 934461372 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: GARY B. ABROMOVITZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN B. BUTTERWORTH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALEXANDER M. DAVERN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: TIMOTHY F. MEEKER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JULIEN R. MININBERG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BERYL B. RAFF | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM F. SUSETKA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DARREN G. WOODY | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3A. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING ADVANCE NOTICE PROVISIONS FOR DIRECTOR NOMINATIONS AND DIRECTOR ELIGIBILITY. | Management | Against | Against | ||||
3B. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING ADVANCE NOTICE PROVISIONS FOR SHAREHOLDER PROPOSALS OF BUSINESS (OTHER THAN DIRECTOR NOMINATIONS). | Management | Against | Against | ||||
3C. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS EXCEPT PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS. | Management | For | For | ||||
3D. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING AUTHORIZATION TO FIX NUMBER OF DIRECTORS AND FILLING A VACANCY ON THE BOARD. | Management | For | For | ||||
3E. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING CASTING OF VOTES. | Management | For | For | ||||
3F. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING APPOINTMENT OF PROXY. | Management | For | For | ||||
3G. | TO APPROVE AMENDMENTS TO THE COMPANY’S BYE-LAWS REGARDING DIRECTOR REMUNERATION. | Management | For | For | ||||
3H. | TO APPROVE OTHER CHANGES TO THE COMPANY’S BYE-LAWS. | Management | For | For |
Page 5 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
3I. | TO AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT THE POWERS GIVEN THE BOARD OF DIRECTORS IN THE COMPANY’S BYE-LAWS. | Management | For | For | ||||
4. | TO APPROVE AN AMENDMENT TO THE HELEN OF TROY LIMITED AMENDED AND RESTATED 2011 ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
5. | TO APPOINT GRANT THORNTON LLP AS THE COMPANY’S AUDITOR AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE 2016 FISCAL YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITOR’S REMUNERATION. | Management | For | For |
Page 6 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
II-VI INCORPORATED | ||||||
Security | 902104108 | Meeting Type | Annual | |||
Ticker Symbol | IIVI | Meeting Date | 04-Nov-2016 | |||
ISIN | US9021041085 | Agenda | 934480346 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF CLASS II DIRECTOR: FRANCIS J. KRAMER | Management | For | For | ||||
1B. | ELECTION OF CLASS II DIRECTOR: WENDY F. DICICCO | Management | For | For | ||||
1C. | ELECTION OF CLASS II DIRECTOR: SHAKER SADASIVAM | Management | For | For | ||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2016. | Management | For | For | ||||
3. | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For |
Page 7 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THOR INDUSTRIES, INC. | ||||||
Security | 885160101 | Meeting Type | Annual | |||
Ticker Symbol | THO | Meeting Date | 09-Dec-2016 | |||
ISIN | US8851601018 | Agenda | 934493420 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | PETER B. ORTHWEIN | For | For | |||||||
2 | ROBERT W. MARTIN | For | For | |||||||
3 | JAMES L. ZIEMER | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2017. | Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (NEOS). | Management | For | For | ||||||
4. | APPROVAL OF THE THOR INDUSTRIES, INC. 2016 EQUITY AND INCENTIVE PLAN. | Management | For | For |
Page 8 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CISCO SYSTEMS | ||||||
Security | 17275R102 | Meeting Type | Annual | |||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2016 | |||
ISIN | US17275R1023 | Agenda | 934494357 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: AMY L. CHANG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||
4. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO’S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shareholder | Against | For | ||||
5. | APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA RELATING TO CISCO’S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS. | Shareholder | Against | For | ||||
6. | APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO’S BUSINESS INVOLVEMENTS WITH ISRAEL’S SETTLEMENTS. | Shareholder | Against | For |
Page 9 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UBIQUITI NETWORKS, INC. | ||||||
Security | 90347A100 | Meeting Type | Annual | |||
Ticker Symbol | UBNT | Meeting Date | 14-Dec-2016 | |||
ISIN | US90347A1007 | Agenda | 934496375 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF CLASS II DIRECTOR TO SERVE UNTIL 2019: RONALD A. SEGE | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS UBIQUITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For | ||||
3. | THE APPROVAL OF UBIQUITI’S NAMED EXECUTIVE OFFICER COMPENSATION, ON AN ADVISORY AND NON-BINDING BASIS. | Management | For | For |
Page 10 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
NICE LTD. | ||||||
Security | 653656108 | Meeting Type | Special | |||
Ticker Symbol | NICE | Meeting Date | 21-Dec-2016 | |||
ISIN | US6536561086 | Agenda | 934510290 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION. | Management | For | For | ||||
2. | TO AMEND THE COMPANY’S COMPENSATION POLICY FOR OFFICE HOLDERS. | Management | Against | N/A | ||||
2A. | REGARDING PROPOSAL 2.,INDICATE WHETHER YOU ARE A “CONTROLLING SHAREHOLDER” OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK “YES”, PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK “FOR” = YES OR “AGAINST” = NO. | Management | Against | N/A |
Page 11 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ACUITY BRANDS, INC. | ||||||
Security | 00508Y102 | Meeting Type | Annual | |||
Ticker Symbol | AYI | Meeting Date | 06-Jan-2017 | |||
ISIN | US00508Y1029 | Agenda | 934504259 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | W. PATRICK BATTLE | For | For | |||||||
2 | GORDON D. HARNETT | For | For | |||||||
3 | ROBERT F. MCCULLOUGH | For | For | |||||||
4 | DOMINIC J. PILEGGI | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
4. | APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | Against | Against | ||||||
5. | APPROVAL OF STOCKHOLDER PROPOSAL RELATED TO DIVIDEND POLICY (IF PROPERLY PRESENTED). | Shareholder | For | Against |
Page 12 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
APPLE INC. | ||||||
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | |||
ISIN | US0378331005 | Agenda | 934520556 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | A SHAREHOLDER PROPOSAL ENTITLED “CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS” | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||
7. | A SHAREHOLDER PROPOSAL ENTITLED “SHAREHOLDER PROXY ACCESS AMENDMENTS” | Shareholder | For | Against | ||||
8. | A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVE COMPENSATION REFORM” | Shareholder | Against | For | ||||
9. | A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK” | Shareholder | Against | For |
Page 13 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
COHERENT, INC. | ||||||
Security | 192479103 | Meeting Type | Annual | |||
Ticker Symbol | COHR | Meeting Date | 02-Mar-2017 | |||
ISIN | US1924791031 | Agenda | 934525772 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1.1 | ELECTION OF DIRECTOR: JOHN R. AMBROSEO | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JAY T. FLATLEY | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: L. WILLIAM KRAUSE | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: GARRY W. ROGERSON | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: STEVE SKAGGS | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: SANDEEP VIJ | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | TO APPROVE ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | N/A | ||||
5. | TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. | Management | For | For |
Page 14 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
APPLIED MATERIALS, INC. | ||||||
Security | 038222105 | Meeting Type | Annual | |||
Ticker Symbol | AMAT | Meeting Date | 09-Mar-2017 | |||
ISIN | US0382221051 | Agenda | 934525087 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: JUDY BRUNER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: XUN (ERIC) CHEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: AART J. DE GEUS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GARY E. DICKERSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEPHEN R. FORREST | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADRIANNA C. MA | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APPLIED MATERIALS’ NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2016. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) AND AN ANNUAL LIMIT ON AWARDS TO NON-EMPLOYEE DIRECTORS UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) UNDER THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN. | Management | For | For | ||||
6. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For |
Page 15 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
F5 NETWORKS, INC. | ||||||
Security | 315616102 | Meeting Type | Annual | |||
Ticker Symbol | FFIV | Meeting Date | 09-Mar-2017 | |||
ISIN | US3156161024 | Agenda | 934526142 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: A GARY AMES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SANDRA E. BERGERON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DEBORAH L. BEVIER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JONATHAN C. CHADWICK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL L. DREYER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALAN J. HIGGINSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER S. KLEIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN MCADAM | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: STEPHEN M. SMITH | Management | For | For | ||||
2. | APPROVE THE F5 NETWORKS, INC. 2014 INCENTIVE PLAN AS AMENDED AND RESTATED | Management | For | For | ||||
3. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
Page 16 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 20-Apr-2017 | |||
ISIN | US46120E6023 | Agenda | 934539884 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CRAIG H. BARRATT, PH.D. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. FRIEDMAN, M.D. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GARY S. GUTHART, PH.D. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: AMAL M. JOHNSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: KEITH R. LEONARD, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMI DOVER NACHTSHEIM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARK J. RUBASH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LONNIE M. SMITH | Management | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | THE RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
5. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE INTUITIVE SURGICAL, INC. 2000 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
6. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE INTUITIVE SURGICAL, INC. 2010 INCENTIVE AWARD PLAN. | Management | For | For |
Page 17 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
JOHNSON & JOHNSON | ||||||
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||
ISIN | US4781601046 | Agenda | 934537284 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
Page 18 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SNAP-ON INCORPORATED | ||||||
Security | 833034101 | Meeting Type | Annual | |||
Ticker Symbol | SNA | Meeting Date | 27-Apr-2017 | |||
ISIN | US8330341012 | Agenda | 934544366 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DAVID C. ADAMS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KAREN L. DANIEL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RUTH ANN M. GILLIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES P. HOLDEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NATHAN J. JONES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: W. DUDLEY LEHMAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DONALD J. STEBBINS | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF SNAP-ON INCORPORATED’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
4. | ADVISORY VOTE RELATED TO THE FREQUENCY OF FUTURE ADVISORY VOTES …(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | 1 Year | For |
Page 19 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
XPERI CORPORATION | ||||||
Security | 98421B100 | Meeting Type | Annual | |||
Ticker Symbol | XPER | Meeting Date | 27-Apr-2017 | |||
ISIN | US98421B1008 | Agenda | 934544861 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD S. HILL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER A. SEAMS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GEORGE A. RIEDEL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN CHENAULT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS LACEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: TUDOR BROWN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DAVID C. HABIGER | Management | For | For | ||||
2. | TO APPROVE THE XPERI 2017 PERFORMANCE BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES. | Management | For | For | ||||
3. | TO APPROVE AN AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
4. | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 20 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
DELUXE CORPORATION | ||||||
Security | 248019101 | Meeting Type | Annual | |||
Ticker Symbol | DLX | Meeting Date | 02-May-2017 | |||
ISIN | US2480191012 | Agenda | 934542754 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | RONALD C. BALDWIN | For | For | |||||||
2 | C.E. MAYBERRY MCKISSACK | For | For | |||||||
3 | DON J. MCGRATH | For | For | |||||||
4 | NEIL J. METVINER | For | For | |||||||
5 | STEPHEN P. NACHTSHEIM | For | For | |||||||
6 | THOMAS J. REDDIN | For | For | |||||||
7 | MARTYN R. REDGRAVE | For | For | |||||||
8 | LEE J. SCHRAM | For | For | |||||||
9 | JOHN L. STAUCH | For | For | |||||||
10 | VICTORIA A. TREYGER | For | For | |||||||
2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS “SAY-ON-PAY” VOTE | Management | For | For | ||||||
3. | CAST AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL CONSIDER APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS OF “SAY-WHEN-ON-PAY” VOTE | Management | 1 Year | For | ||||||
4. | APPROVE THE DELUXE CORPORATION 2017 ANNUAL INCENTIVE PLAN | Management | For | For | ||||||
5. | APPROVE THE DELUXE CORPORATION 2017 LONG- TERM INCENTIVE PLAN | Management | For | For | ||||||
6. | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For |
Page 21 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TREX COMPANY, INC. | ||||||
Security | 89531P105 | Meeting Type | Annual | |||
Ticker Symbol | TREX | Meeting Date | 03-May-2017 | |||
ISIN | US89531P1057 | Agenda | 934544049 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JAY M. GRATZ | For | For | |||||||
2 | RONALD W. KAPLAN | For | For | |||||||
3 | GERALD VOLAS | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS TREX COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||
4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
Page 22 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
METTLER-TOLEDO INTERNATIONAL INC. | ||||||
Security | 592688105 | Meeting Type | Annual | |||
Ticker Symbol | MTD | Meeting Date | 04-May-2017 | |||
ISIN | US5926881054 | Agenda | 934546409 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: ROBERT F. SPOERRY | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: WAH-HUI CHU | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: FRANCIS A. CONTINO | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: OLIVIER A. FILLIOL | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: RICHARD FRANCIS | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: CONSTANCE L. HARVEY | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: HANS ULRICH MAERKI | Management | For | For | ||||
1.9 | ELECTION OF DIRECTOR: THOMAS P. SALICE | Management | For | For | ||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For |
Page 23 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TELEFLEX INCORPORATED | ||||||
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 05-May-2017 | |||
ISIN | US8793691069 | Agenda | 934564851 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR FOR TERM ENDING IN 2020: GEORGE BABICH, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR FOR TERM ENDING IN 2020: GRETCHEN R. HAGGERTY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR FOR TERM ENDING IN 2020: BENSON F. SMITH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR FOR TERM ENDING IN 2019: RICHARD A. PACKER | Management | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR THREE YEARS. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Page 24 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
GIBRALTAR INDUSTRIES, INC. | ||||||
Security | 374689107 | Meeting Type | Annual | |||
Ticker Symbol | ROCK | Meeting Date | 05-May-2017 | |||
ISIN | US3746891072 | Agenda | 934575917 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: SHARON M. BRADY | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: FRANK G. HEARD | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: CRAIG A. HINDMAN | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: VINOD M. KHILNANI | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: JAMES B. NISH | Management | For | For | ||||
2. | TIMING OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-WHEN-ON-PAY). | Management | 1 Year | For | ||||
3. | ADVISORY APPROVAL ON THE COMPANY’S EXECUTIVE COMPENSATION (SAY-ON-PAY). | Management | For | For | ||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE SPECIAL PERFORMANCE STOCK UNIT GRANT. | Management | For | For | ||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE ANNUAL PERFORMANCE STOCK UNIT GRANT. | Management | For | For | ||||
6. | APPROVAL OF FIRST AMENDMENT TO THE GIBRALTAR INDUSTRIES INC. 2015 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
7. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 25 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AMETEK INC. | ||||||
Security | 031100100 | Meeting Type | Annual | |||
Ticker Symbol | AME | Meeting Date | 09-May-2017 | |||
ISIN | US0311001004 | Agenda | 934570943 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: THOMAS A. AMATO | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ANTHONY J. CONTI | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: FRANK S. HERMANCE | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: GRETCHEN W. MCCLAIN | Management | For | For | ||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, INC. EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | For | ||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 26 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
DANAHER CORPORATION | ||||||
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 09-May-2017 | |||
ISIN | US2358511028 | Agenda | 934574042 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT J. HUGIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RAYMOND C. STEVENS, PH.D. | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER’S 2007 STOCK INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | Management | For | For | ||||
4. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER’S 2007 EXECUTIVE INCENTIVE COMPENSATION PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | Management | For | For | ||||
5. | TO APPROVE ON AN ADVISORY BASIS THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
6. | TO HOLD AN ADVISORY VOTE RELATING TO THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
7. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT AND REPORT ON GOALS TO REDUCE GREENHOUSE GAS EMISSIONS. | Shareholder | Against | For |
Page 27 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
COLGATE-PALMOLIVE COMPANY | ||||||
Security | 194162103 | Meeting Type | Annual | |||
Ticker Symbol | CL | Meeting Date | 12-May-2017 | |||
ISIN | US1941621039 | Agenda | 934556587 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: CHARLES A. BANCROFT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN P. BILBREY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL ON 15% THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
Page 28 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
EVEREST RE GROUP, LTD. | ||||||
Security | G3223R108 | Meeting Type | Annual | |||
Ticker Symbol | RE | Meeting Date | 17-May-2017 | |||
ISIN | BMG3223R1088 | Agenda | 934593307 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | ELECTION OF DIRECTOR: DOMINIC J. ADDESSO | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JOHN J. AMORE | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: WILLIAM F. GALTNEY, JR. | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: JOHN A. GRAF | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: GERRI LOSQUADRO | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: ROGER M. SINGER | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: JOSEPH V. TARANTO | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: JOHN A. WEBER | Management | For | For | ||||
2. | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM TO ACT AS THE COMPANY’S AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Page 29 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THE HOME DEPOT, INC. | ||||||
Security | 437076102 | Meeting Type | Annual | |||
Ticker Symbol | HD | Meeting Date | 18-May-2017 | |||
ISIN | US4370761029 | Agenda | 934559204 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (“SAY-ON-PAY”). | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Shareholder | For | Against |
Page 30 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AMGEN INC. | ||||||
Security | 031162100 | Meeting Type | Annual | |||
Ticker Symbol | AMGN | Meeting Date | 19-May-2017 | |||
ISIN | US0311621009 | Agenda | 934569039 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | Against | For |
Page 31 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AMAZON.COM, INC. | ||||||
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | |||
ISIN | US0231351067 | Agenda | 934583596 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||
5. | APPROVAL OF THE COMPANY’S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | Against | Against | ||||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | For | Against | ||||
7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For |
Page 32 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
NVIDIA CORPORATION | ||||||
Security | 67066G104 | Meeting Type | Annual | |||
Ticker Symbol | NVDA | Meeting Date | 23-May-2017 | |||
ISIN | US67066G1040 | Agenda | 934585540 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | For | For | ||||
2. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE FREQUENCY OF HOLDING A VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For |
Page 33 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
FISERV, INC. | ||||||
Security | 337738108 | Meeting Type | Annual | |||
Ticker Symbol | FISV | Meeting Date | 24-May-2017 | |||
ISIN | US3377381088 | Agenda | 934572543 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ALISON DAVIS | For | For | |||||||
2 | JOHN Y. KIM | For | For | |||||||
3 | DENNIS F. LYNCH | For | For | |||||||
4 | DENIS J. O’LEARY | For | For | |||||||
5 | GLENN M. RENWICK | For | For | |||||||
6 | KIM M. ROBAK | For | For | |||||||
7 | JD SHERMAN | For | For | |||||||
8 | DOYLE R. SIMONS | For | For | |||||||
9 | JEFFERY W. YABUKI | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | Against | Against | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2017. | Management | For | For | ||||||
5. | A SHAREHOLDER PROPOSAL SEEKING AN AMENDMENT TO FISERV, INC.‘S PROXY ACCESS BY-LAW. | Shareholder | Against | For |
Page 34 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ENTEGRIS, INC. | ||||||
Security | 29362U104 | Meeting Type | Annual | |||
Ticker Symbol | ENTG | Meeting Date | 24-May-2017 | |||
ISIN | US29362U1043 | Agenda | 934595147 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: R. NICHOLAS BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES F. GENTILCORE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. LEDERER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BERTRAND LOY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PAUL L. H. OLSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: BRIAN F. SULLIVAN | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION PAID TO ENTEGRIS, INC.‘S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | Management | For | For | ||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES (ADVISORY VOTE). | Management | 1 Year | For | ||||
5. | APPROVAL OF THE SECOND AMENDED AND RESTATED ENTEGRIS INCENTIVE PLAN. | Management | For | For |
Page 35 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MAXLINEAR, INC. | ||||||
Security | 57776J100 | Meeting Type | Annual | |||
Ticker Symbol | MXL | Meeting Date | 24-May-2017 | |||
ISIN | US57776J1007 | Agenda | 934614353 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | ELECTION OF CLASS II DIRECTOR: THEODORE L. TEWKSBURY, PH.D. | Management | For | For | ||||
1.2 | ELECTION OF CLASS II DIRECTOR: ALBERT J. MOYER | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY VOTE). | Management | For | For | ||||
3. | ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION (SAY WHEN ON PAY). | Management | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 36 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
OMNICOM GROUP INC. | ||||||
Security | 681919106 | Meeting Type | Annual | |||
Ticker Symbol | OMC | Meeting Date | 25-May-2017 | |||
ISIN | US6819191064 | Agenda | 934588926 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SUSAN S. DENISON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DEBORAH J. KISSIRE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: VALERIE M. WILLIAMS | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY RESOLUTIONS TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE 2017 FISCAL YEAR. | Management | For | For |
Page 37 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MASIMO CORPORATION | ||||||
Security | 574795100 | Meeting Type | Annual | |||
Ticker Symbol | MASI | Meeting Date | 01-Jun-2017 | |||
ISIN | US5747951003 | Agenda | 934596668 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | ELECTION OF CLASS I DIRECTOR: DR. STEVEN J. BARKER | Management | For | For | ||||
1.2 | ELECTION OF CLASS I DIRECTOR: SANFORD FITCH | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 30, 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY RESOLUTIONS TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVAL OF THE COMPANY’S 2017 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
6. | APPROVAL OF THE COMPANY’S EXECUTIVE BONUS INCENTIVE PLAN. | Management | For | For |
Page 38 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ALPHABET INC | ||||||
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | |||
ISIN | US02079K3059 | Agenda | 934604946 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | LARRY PAGE | For | For | |||||||
2 | SERGEY BRIN | For | For | |||||||
3 | ERIC E. SCHMIDT | For | For | |||||||
4 | L. JOHN DOERR | For | For | |||||||
5 | ROGER W. FERGUSON, JR. | For | For | |||||||
6 | DIANE B. GREENE | For | For | |||||||
7 | JOHN L. HENNESSY | For | For | |||||||
8 | ANN MATHER | For | For | |||||||
9 | ALAN R. MULALLY | For | For | |||||||
10 | PAUL S. OTELLINI | For | For | |||||||
11 | K. RAM SHRIRAM | For | For | |||||||
12 | SHIRLEY M. TILGHMAN | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET’S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | For | For | ||||||
4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
Page 39 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF “HOLY LAND PRINCIPLES,” IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON “FAKE NEWS,” IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
Page 40 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INGERSOLL-RAND PLC | ||||||
Security | G47791101 | Meeting Type | Annual | |||
Ticker Symbol | IR | Meeting Date | 08-Jun-2017 | |||
ISIN | IE00B6330302 | Agenda | 934601736 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN BRUTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JARED L. COHON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GARY D. FORSEE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL W. LAMACH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MYLES P. LEE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN P. SURMA | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS’ REMUNERATION. | Management | For | For | ||||
5. | APPROVAL OF THE RENEWAL OF THE DIRECTORS’ EXISTING AUTHORITY TO ISSUE SHARES. | Management | For | For | ||||
6. | APPROVAL OF THE RENEWAL OF THE DIRECTORS’ EXISTING AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING SHARES TO EXISTING SHAREHOLDERS. (SPECIAL RESOLUTION) | Management | For | For | ||||
7. | DETERMINATION OF THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For |
Page 41 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THE PRICELINE GROUP INC. | ||||||
Security | 741503403 | Meeting Type | Annual | |||
Ticker Symbol | PCLN | Meeting Date | 08-Jun-2017 | |||
ISIN | US7415034039 | Agenda | 934603247 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | TIMOTHY M. ARMSTRONG | For | For | |||||||
2 | JEFFERY H. BOYD | For | For | |||||||
3 | JAN L. DOCTER | For | For | |||||||
4 | JEFFREY E. EPSTEIN | For | For | |||||||
5 | GLENN D. FOGEL | For | For | |||||||
6 | JAMES M. GUYETTE | For | For | |||||||
7 | ROBERT J. MYLOD, JR. | For | For | |||||||
8 | CHARLES H. NOSKI | For | For | |||||||
9 | NANCY B. PERETSMAN | For | For | |||||||
10 | THOMAS E. ROTHMAN | For | For | |||||||
11 | CRAIG W. RYDIN | For | For | |||||||
12 | LYNN M. VOJVODICH | For | For | |||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
4. | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
5. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | For | Against |
Page 42 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ISHARES TRUST | ||||||
Security | 464287556 | Meeting Type | Special | |||
Ticker Symbol | IBB | Meeting Date | 19-Jun-2017 | |||
ISIN | US4642875565 | Agenda | 934621156 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JANE D. CARLIN | For | For | |||||||
2 | RICHARD L. FAGNANI | For | For | |||||||
3 | DREW E. LAWTON | For | For | |||||||
4 | MADHAV V. RAJAN | For | For | |||||||
5 | MARK WIEDMAN | For | For |
Page 43 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CITRIX SYSTEMS, INC. | ||||||
Security | 177376100 | Meeting Type | Annual | |||
Ticker Symbol | CTXS | Meeting Date | 22-Jun-2017 | |||
ISIN | US1773761002 | Agenda | 934610014 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NANCI E. CALDWELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JESSE A. COHN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT D. DALEO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PETER J. SACRIPANTI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GRAHAM V. SMITH | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KIRILL TATARINOV | Management | For | For | ||||
2. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2014 EQUITY INCENTIVE PLAN | Management | Against | Against | ||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | Against | Against | ||||
5. | ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For |
Page 44 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AON PLC | ||||||
Security | G0408V102 | Meeting Type | Annual | |||
Ticker Symbol | AON | Meeting Date | 23-Jun-2017 | |||
ISIN | GB00B5BT0K07 | Agenda | 934619973 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | RE-ELECTION OF DIRECTOR: LESTER B. KNIGHT | Management | For | For | ||||
1B. | RE-ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For | ||||
1C. | RE-ELECTION OF DIRECTOR: JIN-YONG CAI | Management | For | For | ||||
1D. | RE-ELECTION OF DIRECTOR: FULVIO CONTI | Management | For | For | ||||
1E. | RE-ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Management | For | For | ||||
1F. | RE-ELECTION OF DIRECTOR: J. MICHAEL LOSH | Management | For | For | ||||
1G. | RE-ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||
1H. | RE-ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||
1I. | RE-ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | For | ||||
1J. | RE-ELECTION OF DIRECTOR: GLORIA SANTONA | Management | For | For | ||||
1K. | RE-ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | APPROVAL OF OUR DIRECTORS’ REMUNERATION POLICY. | Management | For | For | ||||
5. | ADVISORY VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT. | Management | For | For | ||||
6. | RECEIPT OF AON’S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS, FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||
7. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
8. | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON’S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. | Management | For | For | ||||
9. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF AON’S U.K. STATUTORY AUDITOR. | Management | For | For |
Page 45 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
10. | APPROVAL OF FORMS OF SHARE REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES. | Management | For | For | ||||
11. | AUTHORIZE THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF AON TO ALLOT SHARES. | Management | For | For | ||||
12. | AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT RIGHTS OF PREEMPTION. | Management | For | For | ||||
13. | AUTHORIZE AON AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR EXPENDITURES. | Management | For | For |
Page 46 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MASTERCARD INCORPORATED | ||||||
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 27-Jun-2017 | |||
ISIN | US57636Q1040 | Agenda | 934614935 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | ||||
2. | ADVISORY APPROVAL OF MASTERCARD’S EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD’S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES | Management | For | For | ||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 | Management | For | For | ||||
6. | CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY | Shareholder | Against | For |
Page 47 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
NICE LTD. | ||||||
Security | 653656108 | Meeting Type | Annual | |||
Ticker Symbol | NICE | Meeting Date | 27-Jun-2017 | |||
ISIN | US6536561086 | Agenda | 934641499 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DAVID KOSTMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RIMON BEN-SHAOUL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) EHRLICH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LEO APOTHEKER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOE COWAN | Management | For | For | ||||
2. | TO APPROVE A GRANT OF OPTIONS AND RESTRICTED SHARE UNITS TO THE COMPANY’S NON-EXECUTIVE DIRECTORS. | Management | For | For | ||||
3. | TO APPROVE A ONE-TIME GRANT OF OPTIONS TO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | Against | N/A | ||||
3A. | INDICATE WHETHER YOU ARE A “CONTROLLING SHAREHOLDER” OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK “YES”, PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK “FOR” = YES OR “AGAINST” = NO. | Management | Against | N/A | ||||
4. | TO APPROVE CERTAIN COMPONENTS OF OUR CHIEF EXECUTIVE OFFICER’S COMPENSATION. | Management | Against | N/A | ||||
4A. | INDICATE WHETHER YOU ARE A “CONTROLLING SHAREHOLDER” OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK “YES”, PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK “FOR” = YES OR “AGAINST” = NO. | Management | Against | N/A | ||||
5. | TO RE-APPOINT THE COMPANY’S INDEPENDENT AUDITORS AND TO …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For |
Page 48 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AUTOHOME, INC. | ||||||
Security | 05278C107 | Meeting Type | Special | |||
Ticker Symbol | ATHM | Meeting Date | 27-Jun-2017 | |||
ISIN | US05278C1071 | Agenda | 934647819 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | APPROVE, CONFIRM AND RATIFY THE ADOPTION OF THE AMENDED AND RESTATED 2016 SHARE INCENTIVE PLAN. | Management | For | N/A |
Page 49 of 50 | 19-Jul-2017 |
Investment Company Report
Meritage Growth Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UNITED THERAPEUTICS CORPORATION | ||||||
Security | 91307C102 | Meeting Type | Annual | |||
Ticker Symbol | UTHR | Meeting Date | 28-Jun-2017 | |||
ISIN | US91307C1027 | Agenda | 934619226 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: RAYMOND DWEK | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER PATUSKY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: TOMMY THOMPSON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Page 50 of 50 | 19-Jul-2017 |
Meritage Value Equity Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ICON PLC | ||||||
Security | G4705A100 | Meeting Type | Annual | |||
Ticker Symbol | ICLR | Meeting Date | 22-Jul-2016 | |||
ISIN | IE0005711209 | Agenda | 934450925 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1.1 | ELECTION OF DIRECTOR: PROF. WILLIAM HALL | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: DR. JOHN CLIMAX | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: DR. STEVE CUTLER | Management | For | For | ||||
2. | TO RECEIVE THE ACCOUNTS AND REPORTS | Management | For | For | ||||
3. | TO AUTHORISE THE FIXING OF THE AUDITORS’ REMUNERATION | Management | For | For | ||||
4. | TO AUTHORISE THE COMPANY TO ALLOT SHARES | Management | For | For | ||||
5. | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | ||||
6. | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | ||||
7. | TO AUTHORISE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES | Management | For | For | ||||
8. | TO AUTHORISE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||
9. | TO AUTHORISE THE AMENDMENT OF THE COMPANY’S MEMORANDUM OF ASSOCIATION | Management | For | For |
Page 1 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ENERSYS | ||||||
Security | 29275Y102 | Meeting Type | Annual | |||
Ticker Symbol | ENS | Meeting Date | 28-Jul-2016 | |||
ISIN | US29275Y1029 | Agenda | 934454771 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1.1 | ELECTION OF CLASS III DIRECTOR: HOWARD I. HOFFEN | Management | For | For | ||||
1.2 | ELECTION OF CLASS III DIRECTOR: JOSEPH C. MUSCARI | Management | For | For | ||||
1.3 | ELECTION OF CLASS III DIRECTOR: DAVID M. SHAFFER | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ENERSYS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE ENERSYS’ NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 2 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MICHAEL KORS HOLDINGS LIMITED | ||||||
Security | G60754101 | Meeting Type | Annual | |||
Ticker Symbol | KORS | Meeting Date | 04-Aug-2016 | |||
ISIN | VGG607541015 | Agenda | 934452448 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL KORS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JUDY GIBBONS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JANE THOMPSON | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 1, 2017. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For |
Page 3 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
WNS (HOLDINGS) LIMITED | ||||||
Security | 92932M101 | Meeting Type | Annual | |||
Ticker Symbol | WNS | Meeting Date | 27-Sep-2016 | |||
ISIN | US92932M1018 | Agenda | 934480043 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1 | ADOPTION OF ANNUAL AUDITED ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2016. | Management | For | N/A | ||||
2 | RE-APPOINTMENT OF GRANT THORNTON INDIA LLP AS THE AUDITORS OF THE COMPANY. | Management | For | N/A | ||||
3 | APPROVAL OF AUDITORS’ REMUNERATION FOR THE FINANCIAL YEAR ENDING MARCH 31, 2017. | Management | For | N/A | ||||
4 | RE-ELECTION OF THE CLASS I DIRECTOR MR. GARETH WILLIAMS. | Management | For | N/A | ||||
5 | RE-ELECTION OF THE CLASS I DIRECTOR MR. ADRIAN T. DILLON. | Management | For | N/A | ||||
6 | APPROVAL OF THE COMPANY’S 2016 INCENTIVE AWARD PLAN SUBSTANTIALLY IN THE FORM SET OUT IN APPENDIX A TO THE PROXY STATEMENT. | Management | For | N/A | ||||
7 | APPROVAL OF DIRECTORS’ REMUNERATION FOR THE PERIOD FROM THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN RESPECT OF THE FINANCIAL YEAR ENDING MARCH 31, 2017. | Management | For | N/A |
Page 4 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
FIDELITY & GUARANTY LIFE | ||||||
Security | 315785105 | Meeting Type | Annual | |||
Ticker Symbol | FGL | Meeting Date | 30-Sep-2016 | |||
ISIN | US3157851052 | Agenda | 934470852 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | OMAR M. ASALI | For | For | |||||||
2 | WILLIAM P. MELCHIONNI | For | For | |||||||
3 | JOSEPH S. STEINBERG | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Management | For | For |
Page 5 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MYRIAD GENETICS, INC. | ||||||
Security | 62855J104 | Meeting Type | Annual | |||
Ticker Symbol | MYGN | Meeting Date | 01-Dec-2016 | |||
ISIN | US62855J1043 | Agenda | 934489813 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MARK C. CAPONE | For | For | |||||||
2 | HEINER DREISMANN | For | For | |||||||
2. | TO APPROVE A PROPOSED AMENDMENT TO THE COMPANY’S 2010 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For | ||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 6 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SYNOPSYS, INC. | ||||||
Security | 871607107 | Meeting Type | Annual | |||
Ticker Symbol | SNPS | Meeting Date | 06-Apr-2017 | |||
ISIN | US8716071076 | Agenda | 934530937 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | AART J. DE GEUS | For | For | |||||||
2 | CHI-FOON CHAN | For | For | |||||||
3 | JANICE D. CHAFFIN | For | For | |||||||
4 | BRUCE R. CHIZEN | For | For | |||||||
5 | DEBORAH A. COLEMAN | For | For | |||||||
6 | MERCEDES JOHNSON | For | For | |||||||
7 | CHRYSOSTOMOS L. NIKIAS | For | For | |||||||
8 | JOHN SCHWARZ | For | For | |||||||
9 | ROY VALLEE | For | For | |||||||
10 | STEVEN C. WALSKE | For | For | |||||||
2. | TO APPROVE OUR 2006 EMPLOYEE EQUITY INCENTIVE PLAN, AS AMENDED, IN ORDER TO, AMONG OTHER ITEMS, INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 5,000,000 SHARES. | Management | For | For | ||||||
3. | TO APPROVE OUR 2017 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
5. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
6. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2017. | Management | For | For |
Page 7 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CITIGROUP INC. | ||||||
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 25-Apr-2017 | |||
ISIN | US1729674242 | Agenda | 934541904 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE CITI’S 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY’S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. | Shareholder | For | Against | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. | Shareholder | Against | For |
Page 8 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For |
Page 9 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
EXELON CORPORATION | ||||||
Security | 30161N101 | Meeting Type | Annual | |||
Ticker Symbol | EXC | Meeting Date | 25-Apr-2017 | |||
ISIN | US30161N1019 | Agenda | 934542095 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ANTHONY K. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: YVES C. DE BALMANN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: NANCY L. GIOIA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LINDA P. JOJO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ROBERT J. LAWLESS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Management | For | For | ||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON’S INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Page 10 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ASPEN INSURANCE HOLDINGS LIMITED | ||||||
Security | G05384105 | Meeting Type | Annual | |||
Ticker Symbol | AHL | Meeting Date | 26-Apr-2017 | |||
ISIN | BMG053841059 | Agenda | 934538565 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MR. CHRISTOPHER O’KANE | For | For | |||||||
2 | MR. JOHN CAVOORES | For | For | |||||||
3 | MR. ALBERT BEER | For | For | |||||||
4 | MS. HEIDI HUTTER | For | For | |||||||
5 | MR. MATTHEW BOTEIN | For | For | |||||||
2. | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS SET FORTH IN THE PROXY STATEMENT (“SAY-ON-PAY VOTE”). | Management | For | For | ||||||
3. | TO RE-APPOINT KPMG LLP (“KPMG”), LONDON, ENGLAND, TO ACT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY THROUGH THE AUDIT COMMITTEE TO SET THE REMUNERATION FOR KPMG. | Management | For | For |
Page 11 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CIGNA CORPORATION | ||||||
Security | 125509109 | Meeting Type | Annual | |||
Ticker Symbol | CI | Meeting Date | 26-Apr-2017 | |||
ISIN | US1255091092 | Agenda | 934542639 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ERIC J. FOSS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DONNA F. ZARCONE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||
2. | ADVISORY APPROVAL OF CIGNA’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON CIGNA’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | APPROVAL OF THE AMENDED AND RESTATED CIGNA LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL - SHAREHOLDER PROXY ACCESS | Shareholder | For | Against |
Page 12 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SPIRIT AEROSYSTEMS HOLDINGS INC | ||||||
Security | 848574109 | Meeting Type | Annual | |||
Ticker Symbol | SPR | Meeting Date | 26-Apr-2017 | |||
ISIN | US8485741099 | Agenda | 934561564 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: CHARLES L. CHADWELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: IRENE M. ESTEVES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAUL FULCHINO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS C. GENTILE, III | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD GEPHARDT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERT JOHNSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RONALD T. KADISH | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN L. PLUEGER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANCIS RABORN | Management | For | For | ||||
2. | APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE COMPANY’S CLASS B COMMON STOCK. | Management | For | For | ||||
3. | APPROVE THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
4. | APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
6. | RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 13 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AMEREN CORPORATION | ||||||
Security | 023608102 | Meeting Type | Annual | |||
Ticker Symbol | AEE | Meeting Date | 27-Apr-2017 | |||
ISIN | US0236081024 | Agenda | 934543275 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WALTER J. GALVIN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GAYLE P. W. JACKSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | ||||
2. | NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | NON-BINDING ADVISORY APPROVAL ON FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER ADVISORY VOTE. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON AGGRESSIVE RENEWABLE ENERGY ADOPTION. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON THE IMPACT ON THE COMPANY’S GENERATION PORTFOLIO OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES THAT ARE CONSISTENT WITH LIMITING GLOBAL WARMING. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON COAL COMBUSTION RESIDUALS. | Shareholder | Against | For |
Page 14 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TORCHMARK CORPORATION | ||||||
Security | 891027104 | Meeting Type | Annual | |||
Ticker Symbol | TMK | Meeting Date | 27-Apr-2017 | |||
ISIN | US8910271043 | Agenda | 934547881 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: CHARLES E. ADAIR | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARILYN A. ALEXANDER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID L. BOREN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JANE M. BUCHAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GARY L. COLEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LARRY M. HUTCHISON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROBERT W. INGRAM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEVEN P. JOHNSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LLOYD W. NEWTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DARREN M. REBELEZ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LAMAR C. SMITH | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PAUL J. ZUCCONI | Management | For | For | ||||
2. | RATIFICATION OF AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION FREQUENCY VOTING. | Management | 1 Year | For |
Page 15 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THE GOLDMAN SACHS GROUP, INC. | ||||||
Security | 38141G104 | Meeting Type | Annual | |||
Ticker Symbol | GS | Meeting Date | 28-Apr-2017 | |||
ISIN | US38141G1040 | Agenda | 934542805 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARK A. FLAHERTY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARK O. WINKELMAN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Management | 1 Year | For | ||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For |
Page 16 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PILGRIM’S PRIDE CORPORATION | ||||||
Security | 72147K108 | Meeting Type | Annual | |||
Ticker Symbol | PPC | Meeting Date | 28-Apr-2017 | |||
ISIN | US72147K1088 | Agenda | 934574535 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | GILBERTO TOMAZONI* | For | For | |||||||
2 | JOESLEY M. BATISTA* | Withheld | Against | |||||||
3 | WESLEY M. BATISTA* | For | For | |||||||
4 | WILLIAM W. LOVETTE* | For | For | |||||||
5 | ANDRE N. DE SOUZA* | For | For | |||||||
6 | W.C.D. VASCONCELLOS JR* | For | For | |||||||
7 | DAVID E. BELL# | For | For | |||||||
8 | MICHAEL L. COOPER# | For | For | |||||||
9 | CHARLES MACALUSO# | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
5. | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
6. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO ADOPT AND IMPLEMENT A WATER STEWARDSHIP POLICY AT COMPANY AND SUPPLIER FACILITIES. | Shareholder | For | N/A | ||||||
7. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO PREPARE A REPORT ON STEPS THE COMPANY IS TAKING TO FOSTER GREATER DIVERSITY ON THE BOARD OF DIRECTORS. | Shareholder | For | N/A | ||||||
8. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO ADOPT A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | N/A |
Page 17 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
REGAL BELOIT CORPORATION | ||||||
Security | 758750103 | Meeting Type | Annual | |||
Ticker Symbol | RBC | Meeting Date | 01-May-2017 | |||
ISIN | US7587501039 | Agenda | 934546853 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: CHRISTOPHER L. DOERR | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS J. FISCHER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARK J. GLIEBE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CURTIS W. STOELTING | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | ||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 30, 2017. | Management | For | For |
Page 18 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CHICAGO BRIDGE & IRON COMPANY N.V. | ||||||
Security | 167250109 | Meeting Type | Annual | |||
Ticker Symbol | CBI | Meeting Date | 03-May-2017 | |||
ISIN | US1672501095 | Agenda | 934547641 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | TO ELECT ONE MEMBER OF OUR SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2019: FORBES I.J. ALEXANDER. (PLEASE NOTE THAT AN “ABSTAIN” VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON) | Management | For | For | ||||
2A. | TO ELECT THREE MEMBER OF OUR SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2020: JAMES R. BOLCH. (PLEASE THAT AN“ABSTAIN” VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES) | Management | For | For | ||||
2B. | TO ELECT THREE MEMBER OF OUR SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2020: LARRY D. MCVAY. (PLEASE THAT AN “ABSTAIN” VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE TRAVIS L. STRICKER) | Management | For | For | ||||
2C. | TO ELECT THREE MEMBER OF OUR SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2020: MARSHA C. WILLIAMS. (PLEASE NOTE THAT AN “ABSTAIN” VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE JOHN R. ALBANESE, JR.) | Management | For | For | ||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, TO DISCUSS OUR ANNUAL REPORT OF THE MANAGEMENT BOARD FOR THE YEAR ENDED DECEMBER 31, 2016, AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||
5. | TO APPROVE THE FINAL DISTRIBUTION TO SHAREHOLDERS FOR THE YEAR ENDED DECEMBER 31, 2016, IN AN AMOUNT OF $0.28 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DISTRIBUTIONS. | Management | For | For |
Page 19 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
6. | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016. | Management | Against | Against | ||||
7. | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016. | Management | Against | Against | ||||
8. | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
9. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF OUR SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 3, 2018, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF-TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED. | Management | For | For | ||||
10. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHTS TO ACQUIRE SHARES, UNTIL MAY 3, 2022. | Management | For | For |
Page 20 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
WELLTOWER INC. | ||||||
Security | 95040Q104 | Meeting Type | Annual | |||
Ticker Symbol | HCN | Meeting Date | 04-May-2017 | |||
ISIN | US95040Q1040 | Agenda | 934546550 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: KENNETH J. BACON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS J. DEROSA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFFREY H. DONAHUE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: FRED S. KLIPSCH | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GEOFFREY G. MEYERS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SHARON M. OSTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JUDITH C. PELHAM | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SERGIO D. RIVERA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: R. SCOTT TRUMBULL | Management | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | For | For | ||||
3. | THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Management | For | For | ||||
4. | THE ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Page 21 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ENTERGY CORPORATION | ||||||
Security | 29364G103 | Meeting Type | Annual | |||
Ticker Symbol | ETR | Meeting Date | 05-May-2017 | |||
ISIN | US29364G1031 | Agenda | 934547475 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: M. S. BATEMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: P. J. CONDON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: L. P. DENAULT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: K. H. DONALD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: P. L. FREDERICKSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: A. M. HERMAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: D. C. HINTZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: S. L. LEVENICK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: B. L. LINCOLN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: K. A. PUCKETT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: W. J. TAUZIN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES. | Shareholder | Against | For |
Page 22 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BERKSHIRE HATHAWAY INC. | ||||||
Security | 084670702 | Meeting Type | Annual | |||
Ticker Symbol | BRKB | Meeting Date | 06-May-2017 | |||
ISIN | US0846707026 | Agenda | 934542196 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | WARREN E. BUFFETT | For | For | |||||||
2 | CHARLES T. MUNGER | For | For | |||||||
3 | HOWARD G. BUFFETT | For | For | |||||||
4 | STEPHEN B. BURKE | For | For | |||||||
5 | SUSAN L. DECKER | For | For | |||||||
6 | WILLIAM H. GATES III | For | For | |||||||
7 | DAVID S. GOTTESMAN | For | For | |||||||
8 | CHARLOTTE GUYMAN | For | For | |||||||
9 | THOMAS S. MURPHY | For | For | |||||||
10 | RONALD L. OLSON | For | For | |||||||
11 | WALTER SCOTT, JR. | For | For | |||||||
12 | MERYL B. WITMER | For | For | |||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | ||||||
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For |
Page 23 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TERADYNE, INC. | ||||||
Security | 880770102 | Meeting Type | Annual | |||
Ticker Symbol | TER | Meeting Date | 09-May-2017 | |||
ISIN | US8807701029 | Agenda | 934556513 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EDWIN J. GILLIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: TIMOTHY E. GUERTIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK E. JAGIELA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PAUL J. TUFANO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROY A. VALLEE | Management | For | For | ||||
2. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
3. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THAT THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE COMPANY’S PROXY STATEMENT IS EVERY YEAR, EVERY TWO YEARS, OR EVERY THREE YEARS. | Management | 1 Year | For | ||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 24 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PRUDENTIAL FINANCIAL, INC. | ||||||
Security | 744320102 | Meeting Type | Annual | |||
Ticker Symbol | PRU | Meeting Date | 09-May-2017 | |||
ISIN | US7443201022 | Agenda | 934568479 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PETER R. LIGHTE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON FREQUENCY. | Management | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
Page 25 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INNOSPEC INC. | ||||||
Security | 45768S105 | Meeting Type | Annual | |||
Ticker Symbol | IOSP | Meeting Date | 10-May-2017 | |||
ISIN | US45768S1050 | Agenda | 934549936 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | HUGH G.C. ALDOUS | For | For | |||||||
2 | JOACHIM ROESER | For | For | |||||||
2. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | PROPOSAL TO RATIFY THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
Page 26 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CVS HEALTH CORPORATION | ||||||
Security | 126650100 | Meeting Type | Annual | |||
Ticker Symbol | CVS | Meeting Date | 10-May-2017 | |||
ISIN | US1266501006 | Agenda | 934558707 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | For |
Page 27 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SKYWORKS SOLUTIONS, INC. | ||||||
Security | 83088M102 | Meeting Type | Annual | |||
Ticker Symbol | SWKS | Meeting Date | 10-May-2017 | |||
ISIN | US83088M1027 | Agenda | 934586643 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A | ELECTION OF DIRECTOR: DAVID J. ALDRICH | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: KEVIN L. BEEBE | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: TIMOTHY R. FUREY | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: LIAM K. GRIFFIN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: CHRISTINE KING | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: DAVID P. MCGLADE | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: DAVID J. MCLACHLAN | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM | Management | For | For | ||||
02 | TO RATIFY THE SELECTION BY THE COMPANY’S AUDIT COMMITTEE OF KPMG... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY’S PROXY STATEMENT. | Management | For | For | ||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
Page 28 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
STATE STREET CORPORATION | ||||||
Security | 857477103 | Meeting Type | Annual | |||
Ticker Symbol | STT | Meeting Date | 17-May-2017 | |||
ISIN | US8574771031 | Agenda | 934574193 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: L. DUGLE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: W. FREDA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: S. O’SULLIVAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | ||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO RECOMMEND, BY ADVISORY PROPOSAL, THE FREQUENCY OF ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | TO APPROVE THE 2017 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 29 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INGREDION INC | ||||||
Security | 457187102 | Meeting Type | Annual | |||
Ticker Symbol | INGR | Meeting Date | 17-May-2017 | |||
ISIN | US4571871023 | Agenda | 934574799 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: LUIS ARANGUREN-TRELLEZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DAVID B. FISCHER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PAUL HANRAHAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RHONDA L. JORDAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GREGORY B. KENNY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BARBARA A. KLEIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DWAYNE A. WILSON | Management | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S “NAMED EXECUTIVE OFFICERS” | Management | For | For | ||||
3. | TO RECOMMEND, BY ADVISORY VOTE, WHETHER TO HAVE STOCKHOLDERS VOTE TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S “NAMED EXECUTIVE OFFICERS” EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS | Management | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY’S OPERATIONS IN 2017 | Management | For | For |
Page 30 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SOUTHWEST AIRLINES CO. | ||||||
Security | 844741108 | Meeting Type | Annual | |||
Ticker Symbol | LUV | Meeting Date | 17-May-2017 | |||
ISIN | US8447411088 | Agenda | 934588851 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS W. GILLIGAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RON RICKS | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 31 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AETNA INC. | ||||||
Security | 00817Y108 | Meeting Type | Annual | |||
Ticker Symbol | AET | Meeting Date | 19-May-2017 | |||
ISIN | US00817Y1082 | Agenda | 934574698 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | ||||
2. | COMPANY PROPOSAL - APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | COMPANY PROPOSAL - APPROVAL OF AMENDMENT TO AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF SHARES AUTHORIZED TO BE ISSUED | Management | For | For | ||||
4. | COMPANY PROPOSAL - APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | Against | Against | ||||
5. | COMPANY PROPOSAL - NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | N/A | ||||
6A. | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON DIRECT AND INDIRECT LOBBYING | Shareholder | Against | For | ||||
6B. | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON GENDER PAY GAP | Shareholder | For | Against |
Page 32 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
DEVRY EDUCATION GROUP INC. | ||||||
Security | 251893103 | Meeting Type | Special | |||
Ticker Symbol | DV | Meeting Date | 22-May-2017 | |||
ISIN | US2518931033 | Agenda | 934619620 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO CHANGE ITS NAME TO ADTALEM GLOBAL EDUCATION INC. | Management | For | For |
Page 33 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
VISHAY INTERTECHNOLOGY, INC. | ||||||
Security | 928298108 | Meeting Type | Annual | |||
Ticker Symbol | VSH | Meeting Date | 23-May-2017 | |||
ISIN | US9282981086 | Agenda | 934574345 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | DR. ABRAHAM LUDOMIRSKI | For | For | |||||||
2 | RONALD RUZIC | For | For | |||||||
3 | RAANAN ZILBERMAN | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | THE ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | Management | For | For | ||||||
4. | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED VISHAY INTERTECHNOLOGY SECTION 162(M) CASH BONUS PLAN. | Management | For | For |
Page 34 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
REINSURANCE GROUP OF AMERICA, INC. | ||||||
Security | 759351604 | Meeting Type | Annual | |||
Ticker Symbol | RGA | Meeting Date | 23-May-2017 | |||
ISIN | US7593516047 | Agenda | 934579408 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: PATRICIA L. GUINN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ARNOUD W.A. BOOT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN F. DANAHY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: J. CLIFF EASON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANNA MANNING | Management | For | For | ||||
2 | VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4 | VOTE TO APPROVE THE COMPANY’S AMENDED & RESTATED FLEXIBLE STOCK PLAN. | Management | For | For | ||||
5 | VOTE TO APPROVE THE COMPANY’S AMENDED & RESTATED FLEXIBLE STOCK PLAN FOR DIRECTORS. | Management | For | For | ||||
6 | VOTE TO APPROVE THE COMPANY’S AMENDED & RESTATED PHANTOM STOCK PLAN FOR DIRECTORS. | Management | For | For | ||||
7 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 35 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ROYAL DUTCH SHELL PLC | ||||||
Security | 780259206 | Meeting Type | Annual | |||
Ticker Symbol | RDSA | Meeting Date | 23-May-2017 | |||
ISIN | US7802592060 | Agenda | 934604580 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||
2. | APPROVAL OF DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3. | APPROVAL OF DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | For | For | ||||
7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management | For | For | ||||
8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | For | For | ||||
9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | For | For | ||||
10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | For | For | ||||
11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | For | For | ||||
12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | For | For | ||||
13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | For | For | ||||
14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management | For | For | ||||
15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | For | For | ||||
16. | REAPPOINTMENT OF AUDITOR | Management | For | For | ||||
17. | REMUNERATION OF AUDITOR | Management | For | For | ||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
21. | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
Page 36 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
HORACE MANN EDUCATORS CORPORATION | ||||||
Security | 440327104 | Meeting Type | Annual | |||
Ticker Symbol | HMN | Meeting Date | 24-May-2017 | |||
ISIN | US4403271046 | Agenda | 934582481 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DANIEL A. DOMENECH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RONALD J. HELOW | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: H. WADE REECE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROBERT STRICKER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEVEN O. SWYERS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARITA ZURAITIS | Management | For | For | ||||
2. | APPROVAL OF THE ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 37 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UNUM GROUP | ||||||
Security | 91529Y106 | Meeting Type | Annual | |||
Ticker Symbol | UNM | Meeting Date | 25-May-2017 | |||
ISIN | US91529Y1064 | Agenda | 934572442 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: THEODORE H. BUNTING, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CYNTHIA L. EGAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: PAMELA H. GODWIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KEVIN T. KABAT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY F. KEANEY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GLORIA C. LARSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD P. MCKENNEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD P. O’HANLEY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: FRANCIS J. SHAMMO | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | WHETHER TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS. | Management | 1 Year | For | ||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
5. | TO APPROVE THE COMPANY’S STOCK INCENTIVE PLAN OF 2017. | Management | For | For |
Page 38 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BIG LOTS, INC. | ||||||
Security | 089302103 | Meeting Type | Annual | |||
Ticker Symbol | BIG | Meeting Date | 25-May-2017 | |||
ISIN | US0893021032 | Agenda | 934576957 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JEFFREY P. BERGER | For | For | |||||||
2 | DAVID J. CAMPISI | For | For | |||||||
3 | JAMES R. CHAMBERS | For | For | |||||||
4 | MARLA C. GOTTSCHALK | For | For | |||||||
5 | CYNTHIA T. JAMISON | For | For | |||||||
6 | PHILIP E. MALLOTT | For | For | |||||||
7 | NANCY A. REARDON | For | For | |||||||
8 | WENDY L. SCHOPPERT | For | For | |||||||
9 | RUSSELL E. SOLT | For | For | |||||||
2. | APPROVAL OF THE BIG LOTS 2017 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
3. | APPROVAL OF THE COMPENSATION OF BIG LOTS’ NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION ACCOMPANYING THE TABLES. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE COMPENSATION OF BIG LOTS’ NAMED EXECUTIVE OFFICERS EVERY 1 YEAR. | Management | 1 Year | For | ||||||
5. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BIG LOTS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For |
Page 39 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
VOYA FINANCIAL, INC. | ||||||
Security | 929089100 | Meeting Type | Annual | |||
Ticker Symbol | VOYA | Meeting Date | 25-May-2017 | |||
ISIN | US9290891004 | Agenda | 934581706 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: LYNNE BIGGAR | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JANE P. CHWICK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RUTH ANN M. GILLIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: J. BARRY GRISWELL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FREDERICK S. HUBBELL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RODNEY O. MARTIN, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BYRON H. POLLITT, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSEPH V. TRIPODI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID ZWIENER | Management | For | For | ||||
2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For |
Page 40 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
RAYTHEON COMPANY | ||||||
Security | 755111507 | Meeting Type | Annual | |||
Ticker Symbol | RTN | Meeting Date | 25-May-2017 | |||
ISIN | US7551115071 | Agenda | 934602029 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: TRACY A. ATKINSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LETITIA A. LONG | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES A. WINNEFELD, JR. | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | APPROVAL OF THE RAYTHEON 2017 INCENTIVE PLAN FOR SECTION 162(M) PURPOSES | Management | For | For | ||||
5. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
Page 41 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CHEVRON CORPORATION | ||||||
Security | 166764100 | Meeting Type | Annual | |||
Ticker Symbol | CVX | Meeting Date | 31-May-2017 | |||
ISIN | US1667641005 | Agenda | 934581732 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: W. M. AUSTIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: L. F. DEILY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R. E. DENHAM | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: A. P. GAST | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: C. W. MOORMAN IV | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: D. F. MOYO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R. D. SUGAR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: I. G. THULIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: J. S. WATSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: M. K. WIRTH | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||
5. | REPORT ON LOBBYING | Shareholder | Against | For | ||||
6. | REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS | Shareholder | Against | For | ||||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Shareholder | Abstain | Against | ||||
8. | REPORT ON TRANSITION TO A LOW CARBON ECONOMY | Shareholder | Against | For | ||||
9. | ADOPT POLICY ON INDEPENDENT CHAIRMAN | Shareholder | Against | For | ||||
10. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | ||||
11. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For |
Page 42 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PRA HEALTH SCIENCES, INC. | ||||||
Security | 69354M108 | Meeting Type | Annual | |||
Ticker Symbol | PRAH | Meeting Date | 01-Jun-2017 | |||
ISIN | US69354M1080 | Agenda | 934593078 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | COLIN SHANNON | For | For | |||||||
2 | JAMES C. MOMTAZEE | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||
3. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
4. | RECOMMENDATION, IN A NON-BINDING, ADVISORY VOTE, OF WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||
5. | APPROVAL OF THE PRA HEALTH SCIENCES, INC. 2017 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
Page 43 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UNITEDHEALTH GROUP INCORPORATED | ||||||
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | |||
ISIN | US91324P1021 | Agenda | 934600013 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For |
Page 44 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BIOGEN INC. | ||||||
Security | 09062X103 | Meeting Type | Annual | |||
Ticker Symbol | BIIB | Meeting Date | 07-Jun-2017 | |||
ISIN | US09062X1037 | Agenda | 934600568 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MICHEL VOUNATSOS | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN. | Management | For | For |
Page 45 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||
Security | M22465104 | Meeting Type | Annual | |||
Ticker Symbol | CHKP | Meeting Date | 07-Jun-2017 | |||
ISIN | IL0010824113 | Agenda | 934618591 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: GIL SHWED | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARIUS NACHT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JERRY UNGERMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAN PROPPER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID RUBNER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DR. TAL SHAVIT | Management | For | For | ||||
2A. | ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: IRWIN FEDERMAN | Management | For | For | ||||
2B. | ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: RAY ROTHROCK | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
4. | APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER. | Management | Against | Against | ||||
5A. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. | Management | Against | N/A | ||||
5B. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. | Management | Against | N/A |
Page 46 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CELGENE CORPORATION | ||||||
Security | 151020104 | Meeting Type | Annual | |||
Ticker Symbol | CELG | Meeting Date | 14-Jun-2017 | |||
ISIN | US1510201049 | Agenda | 934609023 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ROBERT J. HUGIN | For | For | |||||||
2 | MARK J. ALLES | For | For | |||||||
3 | RICHARD W BARKER D PHIL | For | For | |||||||
4 | MICHAEL W. BONNEY | For | For | |||||||
5 | MICHAEL D. CASEY | For | For | |||||||
6 | CARRIE S. COX | For | For | |||||||
7 | MICHAEL A. FRIEDMAN, MD | For | For | |||||||
8 | JULIA A. HALLER, M.D. | For | For | |||||||
9 | GILLA S. KAPLAN, PH.D. | For | For | |||||||
10 | JAMES J. LOUGHLIN | For | For | |||||||
11 | ERNEST MARIO, PH.D. | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S STOCK INCENTIVE PLAN. | Management | For | For | ||||||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT’S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For |
Page 47 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CHINA PETROLEUM & CHEMICAL CORPORATION | ||||||
Security | 16941R108 | Meeting Type | Annual | |||
Ticker Symbol | SNP | Meeting Date | 28-Jun-2017 | |||
ISIN | US16941R1086 | Agenda | 934650400 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. (THE “BOARD”) FOR 2016. | Management | For | N/A | ||||
2. | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR 2016. | Management | For | N/A | ||||
3. | TO CONSIDER AND APPROVE THE FINANCIAL REPORTS OF SINOPEC CORP. FOR 2016 AS AUDITED BY PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS. | Management | For | N/A | ||||
4. | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR 2016. | Management | For | N/A | ||||
5. | TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITORS OF SINOPEC CORP. FOR 2017, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATIONS. | Management | For | N/A | ||||
6. | TO AUTHORISE THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR 2017. | Management | For | N/A | ||||
7. | TO AUTHORISE THE BOARD TO DETERMINE THE PROPOSED PLAN FOR ISSUANCE OF DEBT FINANCING INSTRUMENT(S). (SPECIAL RESOLUTION) | Management | Against | N/A | ||||
8. | TO GRANT TO THE BOARD A GENERAL MANDATE TO ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS-LISTED FOREIGN SHARES OF SINOPEC CORP. (SPECIAL RESOLUTION) | Management | Against | N/A | ||||
9. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI YUNPENG AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF SINOPEC CORP. | Management | For | N/A | ||||
10. | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHAO DONG AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. | Management | Against | N/A |
Page 48 of 49 | 19-Jul-2017 |
Investment Company Report
Meritage Value Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
11. | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND THE RULES OF PROCEDURES OF THE BOARD MEETINGS OF SINOPEC CORP. (SPECIAL RESOLUTION) | Management | For | N/A | ||||
12. | TO CONSIDER AND APPROVE THE PLAN OF OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. | Management | For | N/A | ||||
13. | TO CONSIDER AND APPROVE THE COMPLIANCE OF OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. WITH THE CIRCULAR ON ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF SUBSIDIARIES OF DOMESTIC-LISTED COMPANIES. | Management | For | N/A | ||||
14. | TO CONSIDER AND APPROVE THE UNDERTAKING OF THE COMPANY TO MAINTAIN ITS INDEPENDENT LISTING STATUS. | Management | For | N/A | ||||
15. | TO CONSIDER AND APPROVE THE DESCRIPTION OF SUSTAINABLE PROFITABILITY AND PROSPECTS OF THE COMPANY | Management | For | N/A | ||||
16. | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD AND ITS AUTHORISED PERSONS TO DEAL WITH OVERSEAS LISTING MATTERS OF SINOPEC MARKETING CO., LTD. | Management | For | N/A | ||||
17. | TO CONSIDER AND APPROVE THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. (SPECIAL RESOLUTION) | Management | For | N/A | ||||
H1. | TO CONSIDER AND APPROVE THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD. | Management | For | N/A |
Page 49 of 49 | 19-Jul-2017 |
Meritage Yield-Focus Equity Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
NATIONAL GRID PLC | ||||||
Security | 636274300 | Meeting Type | Annual | |||
Ticker Symbol | NGG | Meeting Date | 25-Jul-2016 | |||
ISIN | US6362743006 | Agenda | 934450658 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||
2. | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||
3. | TO RE-ELECT SIR PETER GERSHON | Management | For | For | ||||
4. | TO RE-ELECT JOHN PETTIGREW | Management | For | For | ||||
5. | TO RE-ELECT ANDREW BONFIELD | Management | For | For | ||||
6. | TO ELECT DEAN SEAVERS | Management | For | For | ||||
7. | TO ELECT NICOLA SHAW | Management | For | For | ||||
8. | TO RE-ELECT NORA MEAD BROWNELL | Management | For | For | ||||
9. | TO RE-ELECT JONATHAN DAWSON | Management | For | For | ||||
10. | TO RE-ELECT THERESE ESPERDY | Management | For | For | ||||
11. | TO RE-ELECT PAUL GOLBY | Management | For | For | ||||
12. | TO RE-ELECT RUTH KELLY | Management | For | For | ||||
13. | TO RE-ELECT MARK WILLIAMSON | Management | For | For | ||||
14. | TO REAPPOINT THE AUDITORS PRICEWATERHOUSECOOPERS LLP | Management | For | For | ||||
15. | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS’ REMUNERATION | Management | For | For | ||||
16. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT EXCLUDING THE EXCERPTS FROM THE REMUNERATION POLICY | Management | For | For | ||||
17. | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | Against | Against | ||||
18. | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | ||||
19. | SPECIAL RESOLUTION: TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||
20. | SPECIAL RESOLUTION: TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||
21. | SPECIAL RESOLUTION: TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 WORKING DAYS’ NOTICE | Management | Against | Against |
Page 1 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UNIVERSAL CORPORATION | ||||||
Security | 913456109 | Meeting Type | Annual | |||
Ticker Symbol | UVV | Meeting Date | 04-Aug-2016 | |||
ISIN | US9134561094 | Agenda | 934454860 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | THOMAS H. JOHNSON | For | For | |||||||
2 | MICHAEL T. LAWTON | For | For | |||||||
2. | APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE “AGAINST” PROPOSAL 4. | Management | For | For | ||||||
4. | VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, REGARDING MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS. | Shareholder | Against | For |
Page 2 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ARES CAPITAL CORPORATION | ||||||
Security | 04010L103 | Meeting Type | Special | |||
Ticker Symbol | ARCC | Meeting Date | 15-Dec-2016 | |||
ISIN | US04010L1035 | Agenda | 934494864 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO APPROVE THE ISSUANCE OF THE SHARES OF ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, DATED AS OF MAY 23, 2016 (THE “MERGER AGREEMENT”), BY AND AMONG ARES CAPITAL, AMERICAN CAPITAL, LTD., ORION ACQUISITION SUB, INC., IVY HILL ASSET MANAGEMENT, L.P. (“IHAM”), IVY HILL ASSET MANAGEMENT GP, LLC, IN ITS CAPACITY AS GENERAL PARTNER OF IHAM, AMERICAN CAPITAL ASSET MANAGEMENT, LLC, AND SOLELY FOR THE (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
2. | TO APPROVE THE ISSUANCE OF THE SHARES OF ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT IN ACCORDANCE WITH NASDAQ LISTING RULE REQUIREMENTS. | Management | For | For | ||||
3. | TO APPROVE THE ADJOURNMENT OF THE ARES CAPITAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ARES CAPITAL SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. | Management | For | For |
Page 3 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
QUALCOMM INCORPORATED | ||||||
Security | 747525103 | Meeting Type | Annual | |||
Ticker Symbol | QCOM | Meeting Date | 07-Mar-2017 | |||
ISIN | US7475251036 | Agenda | 934522435 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEFFREY W. HENDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEVE MOLLENKOPF | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Page 4 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CENTURYLINK, INC. | ||||||
Security | 156700106 | Meeting Type | Special | |||
Ticker Symbol | CTL | Meeting Date | 16-Mar-2017 | |||
ISIN | US1567001060 | Agenda | 934531307 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | PROPOSAL TO APPROVE THE ISSUANCE OF CENTURYLINK COMMON STOCK TO LEVEL 3 STOCKHOLDERS IN CONNECTION WITH THE COMBINATION, AS CONTEMPLATED BY THE MERGER AGREEMENT, DATED OCTOBER 31, 2016, AMONG CENTURYLINK, WILDCAT MERGER SUB 1 LLC, WWG MERGER SUB LLC AND LEVEL 3 COMMUNICATIONS, INC. | Management | For | For | ||||
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ISSUE CENTURYLINK COMMON STOCK IN CONNECTION WITH THE COMBINATION. | Management | For | For |
Page 5 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BANK OF MONTREAL | ||||||
Security | 063671101 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | BMO | Meeting Date | 04-Apr-2017 | |||
ISIN | CA0636711016 | Agenda | 934542401 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JANICE M. BABIAK | For | For | |||||||
2 | SOPHIE BROCHU | For | For | |||||||
3 | GEORGE A. COPE | For | For | |||||||
4 | WILLIAM A. DOWNE | For | For | |||||||
5 | CHRISTINE A. EDWARDS | For | For | |||||||
6 | MARTIN S. EICHENBAUM | For | For | |||||||
7 | RONALD H. FARMER | For | For | |||||||
8 | ERIC R. LA FLÈCHE | For | For | |||||||
9 | LINDA HUBER | For | For | |||||||
10 | LORRAINE MITCHELMORE | For | For | |||||||
11 | PHILIP S. ORSINO | For | For | |||||||
12 | J. ROBERT S. PRICHARD | For | For | |||||||
13 | DON M. WILSON III | For | For | |||||||
02 | APPOINTMENT OF SHAREHOLDERS’ AUDITORS | Management | For | For | ||||||
03 | AMENDMENTS TO THE BANK’S BY-LAWS REGARDING DIRECTORS’ AGGREGATE COMPENSATION AND REMOVAL OF REFERENCE TO NON-OFFICER DIRECTOR STOCK OPTION PLAN | Management | For | For | ||||||
04 | CHANGES TO VARIABLE COMPENSATION FOR CERTAIN EUROPEAN UNION STAFF | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE BANK’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
Page 6 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
RIO TINTO PLC | ||||||
Security | 767204100 | Meeting Type | Annual | |||
Ticker Symbol | RIO | Meeting Date | 12-Apr-2017 | |||
ISIN | US7672041008 | Agenda | 934545786 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | RECEIPT OF THE 2016 ANNUAL REPORT | Management | For | For | ||||
2. | APPROVAL OF THE DIRECTORS’ REPORT ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN’S LETTER FOR UK PURPOSES | Management | For | For | ||||
3. | APPROVAL OF THE REMUNERATION REPORT FOR AUSTRALIAN PURPOSES | Management | For | For | ||||
4. | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | For | For | ||||
5. | TO RE-ELECT MEGAN CLARK AS A DIRECTOR | Management | For | For | ||||
6. | TO ELECT DAVID CONSTABLE AS A DIRECTOR | Management | For | For | ||||
7. | TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR | Management | For | For | ||||
8. | TO RE-ELECT ANN GODBEHERE AS A DIRECTOR | Management | For | For | ||||
9. | TO ELECT SIMON HENRY AS A DIRECTOR EFFECTIVE AS OF 1 JULY 2017 | Management | For | For | ||||
10. | TO ELECT JEAN-SEBASTIEN JACQUES AS A DIRECTOR | Management | For | For | ||||
11. | TO ELECT SAM LAIDLAW AS A DIRECTOR | Management | For | For | ||||
12. | TO RE-ELECT MICHAEL L’ESTRANGE AS A DIRECTOR | Management | For | For | ||||
13. | TO RE-ELECT CHRIS LYNCH AS A DIRECTOR | Management | For | For | ||||
14. | TO RE-ELECT PAUL TELLIER AS A DIRECTOR | Management | For | For | ||||
15. | TO RE-ELECT SIMON THOMPSON AS A DIRECTOR | Management | For | For | ||||
16. | TO RE-ELECT JOHN VARLEY AS A DIRECTOR | Management | For | For | ||||
17. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||
18. | REMUNERATION OF AUDITORS | Management | For | For | ||||
19. | AUTHORITY TO MAKE POLITICAL DONATIONS | Management | Against | Against | ||||
20. | GENERAL AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
21. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
22. | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES | Management | For | For | ||||
23. | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | For | For |
Page 7 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
HP INC. | ||||||
Security | 40434L105 | Meeting Type | Annual | |||
Ticker Symbol | HPQ | Meeting Date | 17-Apr-2017 | |||
ISIN | US40434L1052 | Agenda | 934533224 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SHUMEET BANERJI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CARL BASS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CHARLES V. BERGH | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STACY BROWN-PHILPOT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: STACEY MOBLEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SUBRA SURESH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017 | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE VOTES TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION | Management | 1 Year | For |
Page 8 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||
Security | 744573106 | Meeting Type | Annual | |||
Ticker Symbol | PEG | Meeting Date | 18-Apr-2017 | |||
ISIN | US7445731067 | Agenda | 934544140 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIE A. DEESE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM V. HICKEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RALPH IZZO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DAVID LILLEY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: THOMAS A. RENYI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HAK CHEOL (H.C.) SHIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SUSAN TOMASKY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | ||||
2. | ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2017 | Management | For | For |
Page 9 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BANCO LATINOAMERICANO DE COMERCIO EXT. | ||||||
Security | P16994132 | Meeting Type | Annual | |||
Ticker Symbol | BLX | Meeting Date | 19-Apr-2017 | |||
ISIN | PAP169941328 | Agenda | 934547336 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO APPROVE THE BANK’S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 (PROPOSAL 1) | Management | For | For | ||||
2. | TO RATIFY DELOITTE AS THE BANK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 (PROPOSAL 2) | Management | For | For | ||||
3A. | ELECTION OF ONE CLASS E DIRECTOR: MARIO COVO (PROPOSAL 3) | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE BANK’S EXECUTIVE COMPENSATION (PROPOSAL 4) | Management | For | For | ||||
5. | EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER VOTE (PROPOSAL 5) | Management | 1 Year | For |
Page 10 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||
Security | 459200101 | Meeting Type | Annual | |||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2017 | |||
ISIN | US4592001014 | Agenda | 934539973 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||
4. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW | Shareholder | For | Against |
Page 11 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
LAZARD LTD | ||||||
Security | G54050102 | Meeting Type | Annual | |||
Ticker Symbol | LAZ | Meeting Date | 25-Apr-2017 | |||
ISIN | BMG540501027 | Agenda | 934551412 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | KENNETH M. JACOBS | For | For | |||||||
2 | MICHELLE JARRARD | For | For | |||||||
3 | PHILIP A. LASKAWY | For | For | |||||||
2. | NON-BINDING ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS LAZARD LTD’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 AND AUTHORIZATION OF THE BOARD OF DIRECTORS, ACTING BY ITS AUDIT COMMITTEE, TO SET THEIR REMUNERATION. | Management | For | For | ||||||
5. | NON-BINDING SHAREHOLDER PROPOSAL TO PROHIBIT VESTING OF EQUITY AWARDS FOR SENIOR EXECUTIVES DUE TO RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For |
Page 12 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
EATON CORPORATION PLC | ||||||
Security | G29183103 | Meeting Type | Annual | |||
Ticker Symbol | ETN | Meeting Date | 26-Apr-2017 | |||
ISIN | IE00B8KQN827 | Agenda | 934542742 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD H. FEARON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DOROTHY C. THOMPSON | Management | For | For | ||||
2. | APPROVING A PROPOSAL TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY ACCESS. | Management | For | For | ||||
3. | APPROVING A PROPOSAL TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION REGARDING BRINGING SHAREHOLDER BUSINESS AND MAKING DIRECTOR NOMINATIONS AT AN ANNUAL GENERAL MEETING. | Management | For | For | ||||
4. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | For | For | ||||
5. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
6. | ADVISORY APPROVAL FOR FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||
7. | APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO ISSUE SHARES. | Management | For | For | ||||
8. | APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS. | Management | For | For |
Page 13 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
9. | AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | For | For |
Page 14 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PFIZER INC. | ||||||
Security | 717081103 | Meeting Type | Annual | |||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | |||
ISIN | US7170811035 | Agenda | 934540798 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | Against | For |
Page 15 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
LOCKHEED MARTIN CORPORATION | ||||||
Security | 539830109 | Meeting Type | Annual | |||
Ticker Symbol | LMT | Meeting Date | 27-Apr-2017 | |||
ISIN | US5398301094 | Agenda | 934547704 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DANIEL F. AKERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROSALIND G. BREWER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID B. BURRITT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: BRUCE A. CARLSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES M. LOY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ANNE STEVENS | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY) | Management | For | For | ||||
4. | ADVISORY VOTE ON FREQUENCY OF HOLDING VOTES ON SAY-ON-PAY | Management | 1 Year | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT THE CORPORATION ADOPT THE HOLY LAND PRINCIPLES | Shareholder | Against | For |
Page 16 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
UNILEVER PLC | ||||||
Security | 904767704 | Meeting Type | Annual | |||
Ticker Symbol | UL | Meeting Date | 27-Apr-2017 | |||
ISIN | US9047677045 | Agenda | 934557781 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||
2. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
3. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | ||||
5. | TO RE-ELECT MR N S ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
8. | TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
12. | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
13. | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||
16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
17. | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||
18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For |
Page 17 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||
22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||
24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | �� | For |
Page 18 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
AT&T INC. | ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 28-Apr-2017 | |||
ISIN | US00206R1023 | Agenda | 934539935 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | PREPARE POLITICAL SPENDING REPORT. | Shareholder | Against | For | ||||
6. | PREPARE LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | MODIFY PROXY ACCESS REQUIREMENTS. | Shareholder | Against | For | ||||
8. | REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | Shareholder | For | Against |
Page 19 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THE BOEING COMPANY | ||||||
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 01-May-2017 | |||
ISIN | US0970231058 | Agenda | 934542689 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||
5. | ADDITIONAL REPORT ON LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||
6. | REDUCE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS FROM 25% TO 15%. | Shareholder | For | Against | ||||
7. | REPORT ON ARMS SALES TO ISRAEL. | Shareholder | Against | For | ||||
8. | IMPLEMENT HOLY LAND PRINCIPLES. | Shareholder | Against | For |
Page 20 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MAIDEN HOLDINGS, LTD. | ||||||
Security | G5753U112 | Meeting Type | Annual | |||
Ticker Symbol | MHLD | Meeting Date | 02-May-2017 | |||
ISIN | BMG5753U1128 | Agenda | 934580780 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | BARRY D. ZYSKIND | For | For | |||||||
2 | SIMCHA G. LYONS | For | For | |||||||
3 | RAYMOND M. NEFF | For | For | |||||||
4 | YEHUDA L. NEUBERGER | For | For | |||||||
5 | STEVEN H. NIGRO | For | For | |||||||
2. | ADOPTION OF THE AMENDED BYE-LAWS OF MAIDEN HOLDINGS, LTD. | Management | For | For | ||||||
3. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF CERTAIN EXECUTIVE OFFICERS. | Management | For | For | ||||||
4. | A NON-BINDING ADVISORY VOTE TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF MAIDEN HOLDINGS, LTD. SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
5. | APPOINTMENT OF DELOITTE LTD. AS MAIDEN HOLDINGS, LTD.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For |
Page 21 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
VALERO ENERGY CORPORATION | ||||||
Security | 91913Y100 | Meeting Type | Annual | |||
Ticker Symbol | VLO | Meeting Date | 03-May-2017 | |||
ISIN | US91913Y1001 | Agenda | 934543528 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KIMBERLY S. GREENE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DONALD L. NICKLES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
3. | APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Page 22 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
VEREIT, INC. | ||||||
Security | 92339V100 | Meeting Type | Annual | |||
Ticker Symbol | VER | Meeting Date | 03-May-2017 | |||
ISIN | US92339V1008 | Agenda | 934548011 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HUGH R. FRATER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARY HOGAN PREUSSE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: RICHARD J. LIEB | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARK S. ORDAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EUGENE A. PINOVER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JULIE G. RICHARDSON | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | TO ADOPT A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY’S DEFINITIVE PROXY STATEMENT. | Management | For | For |
Page 23 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
PHILIP MORRIS INTERNATIONAL INC. | ||||||
Security | 718172109 | Meeting Type | Annual | |||
Ticker Symbol | PM | Meeting Date | 03-May-2017 | |||
ISIN | US7181721090 | Agenda | 934549859 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WERNER GEISSLER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUN MAKIHARA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: FREDERIK PAULSEN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Management | For | For | ||||
5. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | ||||
6. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||
7. | SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For |
Page 24 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
DOMTAR CORPORATION | ||||||
Security | 257559203 | Meeting Type | Annual | |||
Ticker Symbol | UFS | Meeting Date | 03-May-2017 | |||
ISIN | US2575592033 | Agenda | 934563998 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | ELECTION OF NINE DIRECTORS: GIANNELLA ALVAREZ | Management | For | For | ||||
1B | ROBERT E. APPLE | Management | For | For | ||||
1C | DAVID J. ILLINGWORTH | Management | For | For | ||||
1D | BRIAN M. LEVITT | Management | For | For | ||||
1E | DAVID G. MAFFUCCI | Management | For | For | ||||
1F | PAMELA B. STROBEL | Management | For | For | ||||
1G | DENIS TURCOTTE | Management | For | For | ||||
1H | JOHN D. WILLIAMS | Management | For | For | ||||
1I | MARY A. WINSTON | Management | For | For | ||||
02 | SAY-ON-PAY - AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
03 | SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
04 | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE DOMTAR CORPORATION ANNUAL INCENTIVE PLAN FOR MEMBERS OF THE MANAGEMENT COMMITTEE. | Management | For | For | ||||
05 | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED DOMTAR CORPORATION 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||
06 | THE APPROVAL OF EQUITY COMPENSATION LIMIT FOR DIRECTORS UNDER THE AMENDED AND RESTATED DOMTAR CORPORATION 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||
07 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For |
Page 25 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
VERIZON COMMUNICATIONS INC. | ||||||
Security | 92343V104 | Meeting Type | Annual | |||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 | |||
ISIN | US92343V1044 | Agenda | 934546461 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | ||||
7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS | Shareholder | Against | For | ||||
8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | ||||
10. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||
11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES | Shareholder | Against | For |
Page 26 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ENTERGY CORPORATION | ||||||
Security | 29364G103 | Meeting Type | Annual | |||
Ticker Symbol | ETR | Meeting Date | 05-May-2017 | |||
ISIN | US29364G1031 | Agenda | 934547475 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: M. S. BATEMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: P. J. CONDON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: L. P. DENAULT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: K. H. DONALD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: P. L. FREDERICKSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: A. M. HERMAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: D. C. HINTZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: S. L. LEVENICK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: B. L. LINCOLN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: K. A. PUCKETT | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: W. J. TAUZIN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES. | Shareholder | Against | For |
Page 27 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
GANNETT CO., INC. | ||||||
Security | 36473H104 | Meeting Type | Annual | |||
Ticker Symbol | GCI | Meeting Date | 10-May-2017 | |||
ISIN | US36473H1041 | Agenda | 934546156 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN E. CODY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEPHEN W. COLL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT J. DICKEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: LILA IBRAHIM | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LAWRENCE S. KRAMER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: TONY A. PROPHET | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DEBRA A. SANDLER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHLOE R. SLADDEN | Management | For | For | ||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||
3. | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S 2015 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
4. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 28 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
KOHL’S CORPORATION | ||||||
Security | 500255104 | Meeting Type | Annual | |||
Ticker Symbol | KSS | Meeting Date | 10-May-2017 | |||
ISIN | US5002551043 | Agenda | 934555179 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JONAS PRISING | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ADRIANNE SHAPIRA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVE THE KOHL’S CORPORATION 2017 LONG-TERM COMPENSATION PLAN. | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIR. | Shareholder | Against | For |
Page 29 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
THE WESTERN UNION COMPANY | ||||||
Security | 959802109 | Meeting Type | Annual | |||
Ticker Symbol | WU | Meeting Date | 11-May-2017 | |||
ISIN | US9598021098 | Agenda | 934549796 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARTIN I. COLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HIKMET ERSEK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD A. GOODMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BETSY D. HOLDEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERTO G. MENDOZA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT W. SELANDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANCES FRAGOS TOWNSEND | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL REGARDING REPORT DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION | Shareholder | Against | For |
Page 30 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
INVESCO LTD | ||||||
Security | G491BT108 | Meeting Type | Annual | |||
Ticker Symbol | IVZ | Meeting Date | 11-May-2017 | |||
ISIN | BMG491BT1088 | Agenda | 934551640 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: SARAH E. BESHAR | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JOSEPH R. CANION | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: MARTIN L. FLANAGAN | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: C. ROBERT HENRIKSON | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: BEN F. JOHNSON III | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: DENIS KESSLER | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: SIR NIGEL SHEINWALD | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: G. RICHARD WAGONER, JR. | Management | For | For | ||||
1.9 | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S 2016 EXECUTIVE COMPENSATION | Management | Against | Against | ||||
3. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | AMENDMENT OF SECOND AMENDED AND RESTATED BYE-LAWS TO IMPLEMENT PROXY ACCESS AND OTHER MATTERS | Management | For | For | ||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For |
Page 31 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
POWER FINANCIAL CORPORATION | ||||||
Security | 73927C100 | Meeting Type | Annual | |||
Ticker Symbol | POFNF | Meeting Date | 11-May-2017 | |||
ISIN | CA73927C1005 | Agenda | 934600049 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARC A. BIBEAU | For | For | |||||||
2 | ANDRÉ DESMARAIS | For | For | |||||||
3 | PAUL DESMARAIS, JR. | For | For | |||||||
4 | GARY A. DOER | For | For | |||||||
5 | GÉRALD FRÈRE | For | For | |||||||
6 | ANTHONY R. GRAHAM | For | For | |||||||
7 | J. DAVID A. JACKSON | For | For | |||||||
8 | R. JEFFREY ORR | For | For | |||||||
9 | LOUISE ROY | For | For | |||||||
10 | RAYMOND ROYER | For | For | |||||||
11 | T. TIMOTHY RYAN, JR. | For | For | |||||||
12 | EMOKE J.E. SZATHMÁRY | For | For | |||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS | Management | For | For | ||||||
03 | RESOLUTION APPROVING AN AMENDMENT TO INCREASE THE NUMBER OF COMMON SHARES ISSUABLE PURSUANT TO THE EMPLOYEE STOCK OPTION PLAN, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For |
Page 32 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
OCCIDENTAL PETROLEUM CORPORATION | ||||||
Security | 674599105 | Meeting Type | Annual | |||
Ticker Symbol | OXY | Meeting Date | 12-May-2017 | |||
ISIN | US6745991058 | Agenda | 934559331 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: VICKI HOLLUB | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | ||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | Against | Against | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
5. | CLIMATE CHANGE ASSESSMENT REPORT | Shareholder | For | Against | ||||
6. | LOWER THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
7. | METHANE EMISSIONS AND FLARING TARGETS | Shareholder | For | Against | ||||
8. | POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT | Shareholder | Against | For |
Page 33 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
SOLAR CAPITAL LTD | ||||||
Security | 83413U100 | Meeting Type | Annual | |||
Ticker Symbol | SLRC | Meeting Date | 17-May-2017 | |||
ISIN | US83413U1007 | Agenda | 934568518 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MR. BRUCE SPOHLER | For | For | |||||||
2 | MR. STEVEN HOCHBERG | For | For | |||||||
2. | TO APPROVE A PROPOSAL TO AUTHORIZE THE COMPANY TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW THE COMPANY’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF THE COMPANY’S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). | Management | For | For |
Page 34 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BP P.L.C. | ||||||
Security | 055622104 | Meeting Type | Annual | |||
Ticker Symbol | BP | Meeting Date | 17-May-2017 | |||
ISIN | US0556221044 | Agenda | 934594917 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RECEIVE THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS. | Management | For | For | ||||
2. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT. | Management | For | For | ||||
3. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY. | Management | For | For | ||||
4. | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | Management | For | For | ||||
5. | TO RE-ELECT DR B GILVARY AS A DIRECTOR. | Management | For | For | ||||
6. | TO ELECT MR N S ANDERSEN AS A DIRECTOR. | Management | For | For | ||||
7. | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | Management | For | For | ||||
8. | TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. | Management | For | For | ||||
9. | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | ||||
10. | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | Management | For | For | ||||
11. | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | ||||
12. | TO ELECT MS M B MEYER AS A DIRECTOR. | Management | For | For | ||||
13. | TO RE-ELECT MR B R NELSON AS A DIRECTOR. | Management | For | For | ||||
14. | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR. | Management | For | For | ||||
15. | TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR. | Management | For | For | ||||
16. | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | Management | For | For | ||||
17. | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||
18. | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Management | For | For | ||||
19. | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | ||||
20. | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | For | For | ||||
21. | SPECIAL RESOLUTION: TO GIVE ADDITIONAL AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | For | For |
Page 35 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
22. | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | ||||
23. | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For |
Page 36 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ALTRIA GROUP, INC. | ||||||
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 18-May-2017 | |||
ISIN | US02209S1033 | Agenda | 934567097 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: VIRGINIA E. SHANKS | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF ALTRIA’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF ALTRIA’S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||
5. | SHAREHOLDER PROPOSAL - ADVERTISING IN MINORITY/ LOW INCOME NEIGHBORHOODS | Shareholder | Against | For |
Page 37 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
BRANDYWINE REALTY TRUST | ||||||
Security | 105368203 | Meeting Type | Annual | |||
Ticker Symbol | BDN | Meeting Date | 18-May-2017 | |||
ISIN | US1053682035 | Agenda | 934572682 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CAROL G. CARROLL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES C. DIGGS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: WYCHE FOWLER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: H. RICHARD HAVERSTICK, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL J. JOYCE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANTHONY A. NICHOLS, SR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: CHARLES P. PIZZI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GERARD H. SWEENEY | Management | For | For | ||||
2. | RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CALENDAR YEAR 2017. | Management | For | For | ||||
3. | PROVIDE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 1997 LONG-TERM INCENTIVE PLAN. | Management | For | For |
Page 38 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
REPSOL S.A. | ||||||
Security | 76026T205 | Meeting Type | Annual | |||
Ticker Symbol | REPYY | Meeting Date | 19-May-2017 | |||
ISIN | US76026T2050 | Agenda | 934595212 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF REPSOL, S.A., THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL YEAR ENDED 31 DECEMBER 2016. | Management | For | N/A | ||||
2. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED RESULTS ALLOCATION FOR 2016. | Management | For | N/A | ||||
3. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL, S.A. DURING 2016. | Management | For | �� | N/A | |||
4. | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2017. | Management | For | N/A | ||||
5. | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEARS 2018, 2019 AND 2020. | Management | For | N/A | ||||
6. | INCREASE OF SHARE CAPITAL IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE CEO, TO FIX …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | N/A | ||||
7. | SECOND CAPITAL INCREASE IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE FREE-OF-CHARGE ALLOCATION RIGHTS TO THE | Management | For | N/A |
Page 39 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | ||||||||
8. | DELEGATION TO THE BOARD OF DIRECTORS ON THE POWER TO ISSUE FIXED INCOME, CONVERTIBLE AND/OR EXCHANGEABLE SECURITIES FOR COMPANY SHARES, AS WELL AS WARRANTS (OPTIONS TO SUBSCRIBE NEW SHARES OR ACQUIRE CIRCULATING COMPANY SHARES). SETTING OF CRITERIA TO DETERMINE THE TERMS AND TYPES OF THE CONVERSION AND/OR EXCHANGE AND ALLOCATION TO THE BOARD OF DIRECTORS OF THE POWERS TO INCREASE CAPITAL AS NECESSARY, AS WELL AS FULLY OR PARTIALLY REMOVE SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHTS …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | N/A | ||||
9. | RE-ELECTION OF MR. RENE DAHAN AS DIRECTOR. | Management | Against | N/A | ||||
10. | RE-ELECTION OF MR. MANUEL MANRIQUE CECILIA AS DIRECTOR. | Management | Against | N/A | ||||
11. | RE-ELECTION OF MR. LUIS SUAREZ DE LEZO MANTILLA AS DIRECTOR. | Management | Against | N/A | ||||
12. | RATIFICATION OF THE APPOINTMENT BY CO-OPTATION AND RE-ELECTION AS DIRECTOR OF MR. ANTONIO MASSANELL LAVILLA. | Management | For | N/A | ||||
13. | APPOINTMENT OF MS. MAITE BALLESTER FORNES AS DIRECTOR. | Management | For | N/A | ||||
14. | APPOINTMENT OF MS. ISABEL TORREMOCHA FERREZUELO AS DIRECTOR. | Management | For | N/A | ||||
15. | APPOINTMENT OF MR. MARIANO MARZO CARPIO AS DIRECTOR. | Management | For | N/A | ||||
16. | ADVISORY VOTE ON THE REPSOL, S.A. ANNUAL REPORT ON DIRECTORS’ REMUNERATION FOR 2016. | Management | For | N/A | ||||
17. | IMPLEMENTATION OF A COMPENSATION SYSTEM REFERRED TO THE SHARE VALUE FOR THE CEO OF THE COMPANY. | Management | For | N/A | ||||
18. | APPROVAL, IF APPROPRIATE, OF THE INCLUSION OF A TARGET RELATED TO THE PERFORMANCE OF TOTAL SHAREHOLDER RETURN IN THE 2017- 2020 LONG-TERM MULTI-YEAR VARIABLE REMUNERATION PLAN. | Management | For | N/A |
Page 40 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
19. | APPROVAL, IF APPROPRIATE, OF THE DELIVERY OF SHARES TO THE EXECUTIVE DIRECTORS IN PARTIAL PAYMENT OF THEIR REMUNERATION UNDER THE LONG-TERM MULTI-YEAR REMUNERATION PLANS. | Management | For | N/A | ||||
20. | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE REMUNERATION POLICY FOR DIRECTORS OF REPSOL, S.A. (2018-2020). | Management | For | N/A | ||||
21. | DELEGATION OF POWERS TO INTERPRET, SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS’ MEETING. | Management | For | N/A |
Page 41 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
REPSOL S.A. | ||||||
Security | 76026T205 | Meeting Type | Annual | |||
Ticker Symbol | REPYY | Meeting Date | 19-May-2017 | |||
ISIN | US76026T2050 | Agenda | 934625596 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF REPSOL, S.A., THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL YEAR ENDED 31 DECEMBER 2016. | Management | For | N/A | ||||
2. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED RESULTS ALLOCATION FOR 2016. | Management | For | N/A | ||||
3. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL, S.A. DURING 2016. | Management | For | N/A | ||||
4. | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2017. | Management | For | N/A | ||||
5. | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEARS 2018, 2019 AND 2020. | Management | For | N/A | ||||
6. | INCREASE OF SHARE CAPITAL IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE CEO, TO FIX …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | N/A | ||||
7. | SECOND CAPITAL INCREASE IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE FREE-OF-CHARGE ALLOCATION RIGHTS TO THE | Management | For | N/A |
Page 42 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | ||||||||
8. | DELEGATION TO THE BOARD OF DIRECTORS ON THE POWER TO ISSUE FIXED INCOME, CONVERTIBLE AND/OR EXCHANGEABLE SECURITIES FOR COMPANY SHARES, AS WELL AS WARRANTS (OPTIONS TO SUBSCRIBE NEW SHARES OR ACQUIRE CIRCULATING COMPANY SHARES). SETTING OF CRITERIA TO DETERMINE THE TERMS AND TYPES OF THE CONVERSION AND/OR EXCHANGE AND ALLOCATION TO THE BOARD OF DIRECTORS OF THE POWERS TO INCREASE CAPITAL AS NECESSARY, AS WELL AS FULLY OR PARTIALLY REMOVE SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHTS …(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | N/A | ||||
9. | RE-ELECTION OF MR. RENE DAHAN AS DIRECTOR. | Management | For | N/A | ||||
10. | RE-ELECTION OF MR. MANUEL MANRIQUE CECILIA AS DIRECTOR. | Management | For | N/A | ||||
11. | RE-ELECTION OF MR. LUIS SUAREZ DE LEZO MANTILLA AS DIRECTOR. | Management | For | N/A | ||||
12. | RATIFICATION OF THE APPOINTMENT BY CO-OPTATION AND RE-ELECTION AS DIRECTOR OF MR. ANTONIO MASSANELL LAVILLA. | Management | For | N/A | ||||
13. | APPOINTMENT OF MS. MAITE BALLESTER FORNES AS DIRECTOR. | Management | For | N/A | ||||
14. | APPOINTMENT OF MS. ISABEL TORREMOCHA FERREZUELO AS DIRECTOR. | Management | For | N/A | ||||
15. | APPOINTMENT OF MR. MARIANO MARZO CARPIO AS DIRECTOR. | Management | For | N/A | ||||
16. | ADVISORY VOTE ON THE REPSOL, S.A. ANNUAL REPORT ON DIRECTORS’ REMUNERATION FOR 2016. | Management | For | N/A | ||||
17. | IMPLEMENTATION OF A COMPENSATION SYSTEM REFERRED TO THE SHARE VALUE FOR THE CEO OF THE COMPANY. | Management | For | N/A | ||||
18. | APPROVAL, IF APPROPRIATE, OF THE INCLUSION OF A TARGET RELATED TO THE PERFORMANCE OF TOTAL SHAREHOLDER RETURN IN THE 2017- 2020 LONG-TERM MULTI-YEAR VARIABLE REMUNERATION PLAN. | Management | For | N/A |
Page 43 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
19. | APPROVAL, IF APPROPRIATE, OF THE DELIVERY OF SHARES TO THE EXECUTIVE DIRECTORS IN PARTIAL PAYMENT OF THEIR REMUNERATION UNDER THE LONG-TERM MULTI-YEAR REMUNERATION PLANS. | Management | For | N/A | ||||
20. | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE REMUNERATION POLICY FOR DIRECTORS OF REPSOL, S.A. (2018-2020). | Management | For | N/A | ||||
21. | DELEGATION OF POWERS TO INTERPRET, SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS’ MEETING. | Management | For | N/A |
Page 44 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ARES CAPITAL CORPORATION | ||||||
Security | 04010L103 | Meeting Type | Annual | |||
Ticker Symbol | ARCC | Meeting Date | 22-May-2017 | |||
ISIN | US04010L1035 | Agenda | 934557426 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL J AROUGHETI (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANN TORRE BATES (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: STEVE MCKEEVER (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
Page 45 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
ARES CAPITAL CORPORATION | ||||||
Security | 04010L103 | Meeting Type | Special | |||
Ticker Symbol | ARCC | Meeting Date | 22-May-2017 | |||
ISIN | US04010L1035 | Agenda | 934560598 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS (INCLUDING, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For |
Page 46 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MERCK & CO., INC. | ||||||
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | |||
ISIN | US58933Y1055 | Agenda | 934581439 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT-AFFECTED AREAS. | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | Against | For |
Page 47 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
LYONDELLBASELL INDUSTRIES N.V. | ||||||
Security | N53745100 | Meeting Type | Annual | |||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | |||
ISIN | NL0009434992 | Agenda | 934588902 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | For | ||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | For | ||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | Against | Against | ||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | Against | Against | ||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | For | ||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | For | ||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 1 Year | For | ||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | For | ||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | For |
Page 48 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
CENTURYLINK, INC. | ||||||
Security | 156700106 | Meeting Type | Annual | |||
Ticker Symbol | CTL | Meeting Date | 24-May-2017 | |||
ISIN | US1567001060 | Agenda | 934591947 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MARTHA H. BEJAR | For | For | |||||||
2 | VIRGINIA BOULET | For | For | |||||||
3 | PETER C. BROWN | For | For | |||||||
4 | W. BRUCE HANKS | For | For | |||||||
5 | MARY L. LANDRIEU | For | For | |||||||
6 | HARVEY P. PERRY | For | For | |||||||
7 | GLEN F. POST, III | For | For | |||||||
8 | MICHAEL J. ROBERTS | For | For | |||||||
9 | LAURIE A. SIEGEL | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||||
3A. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3B. | ADVISORY VOTE REGARDING THE FREQUENCY OF OUR EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
4A. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | ||||||
4B. | SHAREHOLDER PROPOSAL REGARDING OUR LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||||
4C. | SHAREHOLDER PROPOSAL REGARDING OUR LOBBYING ACTIVITIES. | Shareholder | Against | For |
Page 49 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
LYONDELLBASELL INDUSTRIES N.V. | ||||||
Security | N53745100 | Meeting Type | Annual | |||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | |||
ISIN | NL0009434992 | Agenda | 934615002 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | For | ||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | For | ||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | For | ||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | For | ||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | For | ||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | For | ||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 1 Year | For | ||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | For | ||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | For |
Page 50 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
MEDICAL PROPERTIES TRUST, INC. | ||||||
Security | 58463J304 | Meeting Type | Annual | |||
Ticker Symbol | MPW | Meeting Date | 25-May-2017 | |||
ISIN | US58463J3041 | Agenda | 934613046 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR. | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: G. STEVEN DAWSON | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: R. STEVEN HAMNER | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: C. REYNOLDS THOMPSON, III | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: D. PAUL SPARKS, JR. | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: MICHAEL G. STEWART | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
Page 51 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
OLD REPUBLIC INTERNATIONAL CORPORATION | ||||||
Security | 680223104 | Meeting Type | Annual | |||
Ticker Symbol | ORI | Meeting Date | 26-May-2017 | |||
ISIN | US6802231042 | Agenda | 934596137 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JAMES C. HELLAUER | For | For | |||||||
2 | ARNOLD L. STEINER | For | For | |||||||
3 | FREDRICKA TAUBITZ | For | For | |||||||
4 | ALDO C. ZUCARO | For | For | |||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S AUDITORS FOR 2017. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
5. | TO VOTE ON THE SHAREHOLDER PROPOSAL LISTED IN THE COMPANY’S PROXY STATEMENT, IF PROPERLY SUBMITTED. | Shareholder | For | Against |
Page 52 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TOTAL S.A. | ||||||
Security | 89151E109 | Meeting Type | Annual | |||
Ticker Symbol | TOT | Meeting Date | 26-May-2017 | |||
ISIN | US89151E1091 | Agenda | 934616080 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | APPROVAL OF THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | ||||
2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | ||||
3. | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2016 FISCAL YEAR IN SHARES | Management | For | For | ||||
4. | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2017 FISCAL YEAR IN SHARES - DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | ||||
5. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | ||||
6. | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Management | For | For | ||||
7. | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE-ROQUETTE AS A DIRECTOR | Management | For | For | ||||
8. | APPOINTMENT OF MR. MARK CUTIFANI AS A DIRECTOR | Management | For | For | ||||
9. | APPOINTMENT OF MR. CARLOS TAVARES AS A DIRECTOR | Management | For | For | ||||
10. | AGREEMENTS COVERED BY ARTICLE L. 225-38 AND SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||
11. | OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Against | Against | ||||
12. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR THE DETERMINATION, BREAKDOWN AND ALLOCATION OF THE FIXED, VARIABLE AND EXTRAORDINARY COMPONENTS OF THE TOTAL COMPENSATION (INCLUDING IN-KIND BENEFITS) ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||
13. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | Management | For | For |
Page 53 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
GARMIN LTD | ||||||
Security | H2906T109 | Meeting Type | Annual | |||
Ticker Symbol | GRMN | Meeting Date | 09-Jun-2017 | |||
ISIN | CH0114405324 | Agenda | 934597999 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | APPROVAL OF GARMIN LTD.‘S 2016 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AND THE STATUTORY FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management | For | For | ||||
2. | APPROVAL OF THE APPROPRIATION OF AVAILABLE EARNINGS | Management | For | For | ||||
3. | APPROVAL OF THE PAYMENT OF A CASH DIVIDEND IN THE AGGREGATE AMOUNT OF US $2.04 PER OUTSTANDING SHARE OUT OF GARMIN LTD.‘S RESERVE FROM CAPITAL CONTRIBUTION IN FOUR EQUAL INSTALLMENTS | Management | For | For | ||||
4. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF EXECUTIVE MANAGEMENT FROM LIABILITY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management | For | For | ||||
5A. | RE-ELECTION OF DIRECTOR: DONALD H. ELLER | Management | For | For | ||||
5B. | RE-ELECTION OF DIRECTOR: JOSEPH J. HARTNETT | Management | For | For | ||||
5C. | RE-ELECTION OF DIRECTOR: MIN H. KAO | Management | For | For | ||||
5D. | RE-ELECTION OF DIRECTOR: CHARLES W. PEFFER | Management | For | For | ||||
5E. | RE-ELECTION OF DIRECTOR: CLIFTON A. PEMBLE | Management | For | For | ||||
5F. | RE-ELECTION OF DIRECTOR: REBECCA R. TILDEN | Management | For | For | ||||
6. | RE-ELECTION OF MIN H. KAO AS EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | Against | Against | ||||
7A. | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: DONALD H. ELLER | Management | Against | Against | ||||
7B. | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: JOSEPH J. HARTNETT | Management | For | For | ||||
7C. | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: CHARLES W. PEFFER | Management | For | For | ||||
7D. | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: REBECCA R. TILDEN | Management | For | For |
Page 54 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
8. | RE-ELECTION OF THE LAW FIRM OF REISS+PREUSS LLP AS INDEPENDENT VOTING RIGHTS REPRESENTATIVE FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||
9. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN LTD.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR AND RE-ELECTION OF ERNST & YOUNG LTD AS GARMIN LTD.‘S STATUTORY AUDITOR FOR ANOTHER ONE-YEAR TERM | Management | For | For | ||||
10. | BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION FOR THE EXECUTIVE MANAGEMENT | Management | For | For | ||||
11. | BINDING VOTE TO APPROVE MAXIMUM AGGREGATE COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 ANNUAL GENERAL MEETING AND THE 2018 ANNUAL GENERAL MEETING | Management | For | For | ||||
12. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
13. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
Page 55 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
STAPLES, INC. | ||||||
Security | 855030102 | Meeting Type | Annual | |||
Ticker Symbol | SPLS | Meeting Date | 12-Jun-2017 | |||
ISIN | US8550301027 | Agenda | 934605330 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: DREW G. FAUST | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CURTIS FEENY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAUL-HENRI FERRAND | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SHIRA GOODMAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KUNAL S. KAMLANI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: VIJAY VISHWANATH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PAUL F. WALSH | Management | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | For | ||||
4. | PROPOSAL TO APPROVE STAPLES’ AMENDED AND RESTATED EXECUTIVE OFFICER INCENTIVE PLAN. | Management | For | For | ||||
5. | RATIFICATION OF AUDIT COMM. SELECTION OF ERNST & YOUNG LLP AS STAPLES’ INDEP. REGISTERED PUBLIC ACCTG. FIRM FOR FY 2017 | Management | For | For |
Page 56 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
TARGET CORPORATION | ||||||
Security | 87612E106 | Meeting Type | Annual | |||
Ticker Symbol | TGT | Meeting Date | 14-Jun-2017 | |||
ISIN | US87612E1064 | Agenda | 934609770 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: BRIAN C. CORNELL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERT L. EDWARDS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For | ||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||
4. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF OUR SAY ON PAY VOTES. | Management | 1 Year | For | ||||
5. | COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION EXECUTIVE OFFICER CASH INCENTIVE PLAN. | Management | For | For |
Page 57 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
GAMESTOP CORP. | ||||||
Security | 36467W109 | Meeting Type | Annual | |||
Ticker Symbol | GME | Meeting Date | 27-Jun-2017 | |||
ISIN | US36467W1099 | Agenda | 934624227 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | RE-ELECTION OF DIRECTOR: DANIEL A. DEMATTEO | Management | For | For | ||||
1B. | RE-ELECTION OF DIRECTOR: J. PAUL RAINES | Management | For | For | ||||
1C. | RE-ELECTION OF DIRECTOR: JEROME L. DAVIS | Management | For | For | ||||
1D. | RE-ELECTION OF DIRECTOR: THOMAS N. KELLY JR. | Management | For | For | ||||
1E. | RE-ELECTION OF DIRECTOR: SHANE S. KIM | Management | For | For | ||||
1F. | RE-ELECTION OF DIRECTOR: STEVEN R. KOONIN | Management | For | For | ||||
1G. | RE-ELECTION OF DIRECTOR: STEPHANIE M. SHERN | Management | For | For | ||||
1H. | RE-ELECTION OF DIRECTOR: GERALD R. SZCZEPANSKI | Management | For | For | ||||
1I. | RE-ELECTION OF DIRECTOR: KATHY P. VRABECK | Management | For | For | ||||
1J. | RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | ADVISORY VOTE ON FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | Management | For | For | ||||
5. | AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION TO CHANGE THE SHAREHOLDER VOTING REQUIREMENT FOR REMOVAL OF DIRECTORS …(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For |
Page 58 of 59 | 19-Jul-2017 |
Investment Company Report
Meritage Yield-Focus Equity Mutual Fund
01-Jul-2016 To 30-Jun-2017
RIO TINTO PLC | ||||||
Security | 767204100 | Meeting Type | Special | |||
Ticker Symbol | RIO | Meeting Date | 27-Jun-2017 | |||
ISIN | US7672041008 | Agenda | 934646261 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | TO AUTHORISE THE SALE OF COAL & ALLIED INDUSTRIES LIMITED TO YANCOAL AUSTRALIA LIMITED. THIS IS A RELATED PARTY TRANSACTION AS DESCRIBED IN THE CIRCULAR DATED 19 MAY 2017 PROVIDED TO SHAREHOLDERS. | Management | For | For |
Page 59 of 59 | 19-Jul-2017 |
Preserver Alternative Opportunities Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Legg Mason WA Glbl Prtns Inc Fund | GDF | 95766G108 | 7/22/2016 | Merger approval of fund into WA High Income Fund | Issuer | Y | For | For | ||||||||
Pioneer Floating Rate Trust | PHD | 72369J102 | 9/20/2016 | Election of Directors: David R. Bock, Lisa M. Jones, Lorraine H. Monchak | Issuer | Y | For All | For | ||||||||
Western Asset Emerging Mkts Debt Fund | ESD | 95766A101 | 12/12/2016 | Approve merger with Western Asset Emerging Markets Inc. Fund | Issuer | Y | For | For | ||||||||
Western Asset Emerging Mkts Debt Fund | ESD | 95766A101 | 12/12/2016 | Approve merger with Western Asset Worldwide Income Fund | Issuer | Y | For | For | ||||||||
Western Asset Emerging Mkts Debt Fund | ESD | 95766A101 | 12/12/2016 | Approve amendment of the fund’s investment objective to high current income & its secondary objective to capital appreciation | Issuer | Y | For | For | ||||||||
Eaton Vance Ltd. Duration Income Fund | EVV | 27828H105 | 1/19/2017 | Election of Directors: Thomas E. Faust Jr., Mark R. Fetting, Harriett Tee Taggart | Issuer | Y | For All | For | ||||||||
KKR Income Opportunities Fund | KIO | 48249T106 | 3/22/2017 | Election of Directors: Suzanne Donohoe, Jeffrey L. Zlot | Issuer | Y | For All | For | ||||||||
Aberdeen Australia Equity Fund | IAF | 003011103 | 3/30/2017 | Election of Directors: P. Gerald Malone, Hugh Young, Peter D. Sacks | Issuer | Y | For All | For | ||||||||
Nuveen Sr Income Fund | NSL | 67067Y104 | 4/6/2017 | Election of Directors: William Adams IV, David J. Kundert, John K. Nelson, Terence J. Toth | Issuer | Y | For All | For | ||||||||
Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2017 | Election of Directors: Amy Banse, Edward Barnholt, Robert Burgess, Frank Calderoni, James Daley, Laura Desmond, Charles Geschke, Shantanu Narayen, Daniel Rosensweig, John Warnock | Issuer | Y | For All | For | ||||||||
Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2017 | Approval of the 2003 Equity incentive plan to increase the available share reserve by 10 million shares | Issuer | Y | For | For | ||||||||
Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2017 | Ratification of KPMG | Issuer | Y | For | For | ||||||||
Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
C. R. Bard, Inc. | BCR | 067383109 | 4/19/2017 | Election of Directors: David M. Barrett, Robert M. Davis, Herbert L. Henkel, John C. Kelly, David F. Melcher, Gail K. Naughton, Timothy M. Ring, Tommy G. Thompson, John H. Weiland, Anthony Welters, Tony L. White | Issuer | Y | For All | For | ||||||||
C. R. Bard, Inc. | BCR | 067383109 | 4/19/2017 | Ratification of KPMG | Issuer | Y | For | For | ||||||||
C. R. Bard, Inc. | BCR | 067383109 | 4/19/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
C. R. Bard, Inc. | BCR | 067383109 | 4/19/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2017 | Election of Directors: W. Lance Conn, Kim C. Goodman, Craig A. Jacobson, Gregory B. Maffei, John C. Malone, John D. Markley, Daid C. Merritt, Steven A. Miron, Balan Nair, Michael A. Newhouse, Mauricio Ramos, Thomas M. Rutledge, Eric L. Zinterhofer | Issuer | Y | For All | For | ||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2017 | Ratification of KPMG | Issuer | Y | For | For | ||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2017 | Proxy access | Security Holder | Y | For | Against | ||||||||
Centerpoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | Election of Directors: Milton Carroll, Michael P. Johnson, Janiece M. Longoria, Scott J. McLean, Theodore F. Pound, Scott M. Prochazka, Susan O. Rheney, Phillip R. Smith, John W. Somerhalder II, Peter S. Wareing | Issuer | Y | For All | For | ||||||||
Centerpoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | Ratification of Deloitte & Touche LLP as accnting firm for 2017 | Issuer | Y | For | For | ||||||||
Centerpoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Centerpoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Western Asset Emerging Mkts Debt Fund | EMD | 95766A101 | 4/28/2017 | Election of Directors: Robert D. Agdern, Eileen A. Kamerick, Riordan Roett | Issuer | Y | For All | For | ||||||||
Pimco Dynamic Credit & Mortgage Inc. | PCI | 72202D106 | 4/28/2017 | Election of Directors: Hans W. Kertess, Alan Rappaport, William b. Ogden, IV | Issuer | Y | For All | For | ||||||||
Guggenheim Strategic Opportunities Fund | GOF | 40167F101 | 5/4/2017 | Election of Directors: Jerry B. Farley, Robert B. Karn III, Ronald A. Nyberg, Maynard F. Oliverius, & Ronald E. Toupin, Jr. | Issuer | Y | For All | For | ||||||||
Tegna Inc. | TGNA | 87901J105 | 5/4/2017 | Election of Directors: Jennifer Dulski, Howard D. Elias, Lidia Fonseca, Jill Greenthal, Marjorie Magner, Gracia C. Martore, Scott K. McCune, Henry W. McGee, Susan Ness, Bruce P. Nolop, Neal Shapiro | Issuer | Y | For All | For | ||||||||
Tegna Inc. | TGNA | 87901J105 | 5/4/2017 | Ratification of E&Y | Issuer | Y | For | For | ||||||||
Tegna Inc. | TGNA | 87901J105 | 5/4/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Tegna Inc. | TGNA | 87901J105 | 5/4/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Marriott International Inc. | MAR | 571903202 | 5/5/2017 | Election of Directors: J.W. Marriott, Jr., Mary K. Bush, Bruce W. Duncan, Deborah M. Harrison, Frederick A. Henderson, Eric Hippeau, Lawrence W. Kellner, Debra L. Lee, Aylwin B. Lewis, George Munoz, Steven S. Reinemund, W. Mitt Romney, Susan C. Schwab Arne M. Sorenson | Issuer | Y | For All | For | ||||||||
Marriott International Inc. | MAR | 571903202 | 5/5/2017 | Ratify Appointment of E&Y | Issuer | Y | For | For | ||||||||
Marriott International Inc. | MAR | 571903202 | 5/5/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Marriott International Inc. | MAR | 571903202 | 5/5/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Marriott International Inc. | MAR | 571903202 | 5/5/2017 | Adopt Holy Land principles | Security Holder | Y | For | Against |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Election of Directors: Warren E. Buffett, Charles T. Munger, Howard G. Buffett, Stephen B. Burke, Susan L. Decker, William H. Gates III, David S. Gottesman, Charlotte Guyman, Thomas S. Murphy, Ronald L. Olson, Walter Scott, Jr., Meryl B. Witmer | Issuer | Y | For All | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Proposal for political contribution disclosure | Security Holder | Y | For | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Proposal regarding methane gas emissions | Security Holder | Y | Abstain | Against | ||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/6/2017 | Proposal to divest investments in companies involved with fossil fuels | Security Holder | Y | For | Against | ||||||||
Digital Realty Trust, Inc. | DLR | 253868103 | 5/8/2017 | Election of Directors: Dennis E. Singleton, Laurence A. Chapman, Kathleen Earley, Kevin J. Kennedy, William G. Laperch, Afshin Mohebbi, Mark R. Patterson, A. William Stein, Robert H. Zerbst | Issuer | Y | For All | For | ||||||||
Digital Realty Trust, Inc. | DLR | 253868103 | 5/8/2017 | Ratification of KPMG | Issuer | Y | For | For | ||||||||
Digital Realty Trust, Inc. | DLR | 253868103 | 5/8/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Digital Realty Trust, Inc. | DLR | 253868103 | 5/8/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Election of Directors: Donald J. Ehrlich, Linda Hefner Filler, Robert J. Hugin, Thomas P. Joyce, Jr., Teri List-Stoll, Walter G. Lohr, Jr., Mitchell P. Rales, Steven M. Rales, John T. Schwieters, Alan G. Spoon, Raymond C. Steves, PhD., Elias A. Zerhouni, MD. | Issuer | Y | For All | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Ratification of E&Y | Issuer | Y | For | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Approve 2007 stock incentive plan & material terms of the performance goals | Issuer | Y | For | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Approve 2007 executive incentive plan & material terms of the performance goals | Issuer | Y | For | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Danaher Corporation | DHR | 235851102 | 5/9/2017 | Request that Danaher adopt & report on goals to reduce greenhouse gas emissions | Security Holder | Y | For | Against | ||||||||
Ametek Inc. | AME | 031100100 | 5/9/2017 | Election of Directors: Thomas A. Amato, Anthony J. Conti, Frank S. Hermance, Gretchen W. McClain | Issuer | Y | For All | For | ||||||||
Ametek Inc. | AME | 031100100 | 5/9/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Ametek Inc. | AME | 031100100 | 5/9/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Ametek Inc. | AME | 031100100 | 5/9/2017 | Ratification of E&Y | Issuer | Y | For | For | ||||||||
Education Realty Trust, Inc. | EDR | 28140H203 | 5/10/2017 | Election of Directors: John V. Arabia, William J. Cahill, III, Randall L. Churchey, Kimberly K. Schaefer, Howard A. Silver, John T. Thomas, Thomas Trubiana, Wendell W. Weakley | Issuer | Y | For All | For | ||||||||
Education Realty Trust, Inc. | EDR | 28140H203 | 5/10/2017 | Ratification of Deloitte & Touche LLP as accnting firm for 2017 | Issuer | Y | For | For | ||||||||
Education Realty Trust, Inc. | EDR | 28140H203 | 5/10/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Education Realty Trust, Inc. | EDR | 28140H203 | 5/10/2017 | Approval of Omnibus Equity Incentive Plan | Issuer | Y | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Education Realty Trust, Inc. | EDR | 28140H203 | 5/10/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Avenue Income Credit Strategies Fund | ACP | 05358E106 | 5/11/2017 | Election of Directors: Joel Tomas Citron, Randolph Takian | Issuer | Y | For All | For | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Election of Directors: Maura C. Breen, William J. Delaney, Elder Granger, Nicholas J. Lahowchic, Thomas P. MacMahon, Frank Mergenthaler, Woodrow A. Myers, Jr. MD., Roderick A. Palmore, George Paz, Wiliam L. Roper MD, Seymour Sternberg, Timoth Wentworth | Issuer | Y | Against All | For | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Ratify selection of PriceWaterhouseCoopers for current fiscal year | Issuer | Y | For | For | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Request that Chairman of Board be independent member | Security Holder | Y | For | Against | ||||||||
Express Scripts Holding Company | ESRX | 30219G108 | 5/11/2017 | Request for company to report on gender pay-gaps among company employees | Security Holder | Y | For | Against | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Election of Directors: William S. Haraf, Frank C. Herringer, Stephen T. Mclin, Roger O. Walther, Robert N. Wilson | Issuer | Y | For All | For | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Ratification of Deloitte & Touche LLP as accnting firm for 2017 | Issuer | Y | For | For | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Request for Lobbying Policy disclosure, expenditures, & participation in organizations engaged in lobbying | Security Holder | Y | For | Against | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Request for annual disclosure of EEO-1 Data | Security Holder | Y | For | Against | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Request for adoption of proxy access bylaws for director nominations by shareholders | Security Holder | Y | For | Against | ||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 5/16/2017 | Request for majority vote tabulation for all non-binding matters presented by stockholders | Security Holder | Y | For | Against | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/18/2017 | Election of Directors: Mr. Ill, Mr. Lorberbaum, Dr. Smith Board | Issuer | Y | For All | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/18/2017 | Ratification of KPMG | Issuer | Y | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/18/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/18/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/18/2017 | Approval of MHK incentive plan | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Approval of mngmnt report & fin. statements | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Allocation of disposable profit | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Distribution of dividend out of legal reserves | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Discharge of BoD | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of PWC as Statutory Auditor (Zurich) | Issuer | Y | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Ratify selection of PriceWaterhouseCoopers for current fiscal year (US) | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of BDO AG as Special Audit Firm | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of Directors: Evan G. Greenberg, Robert M. Hernandez, Michael G. Atieth, Sheila P. Burke, James I. Cash, Mary Cirillo, Michael P. Connors, John A. Edwardson, Leo F. Mullin, Kimberly A. Ross, Robert W. Scully, Eugene B. Shanks Jr., Theodore E. Shasta, David H. Sidwell, Olivier Steimer, James M. Zimmerman | Issuer | Y | For All | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of Evan G. Greenburg as Chairman of the BoD | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of Compensation Committee of BoD: Michael P. Connors, Mary Cirillo, Robert M. Hernandez, Robert W. Scully, James M. Zimmerman | Issuer | Y | For All | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Election of Homburger AG as Independent Proxy | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Approval of employee stock purchase plan | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Compensation of the BoD until next annual meeting | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Compensation of executive mngmnt for next calender year | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Chubb Limited | CB | H1467J104 | 5/18/2017 | If a new agenda item for an existing agenda item is put before the meeting the independent proxy vote may vote in accordance with the BoD | Issuer | Y | For | For | ||||||||
Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | Election of Directors: Mark A. Emmert, Rick R. Holley, Sara Grootwassink Lewis, John F. Morgan, Sr., Nicole W. Piasecki, Marc F. Racicot, Lawrence A. Selzer, Doyle R. Simons, D. Michael Steuert, Kim Williams, Charles R. Williamson | Issuer | Y | For All | For | ||||||||
Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | Ratification of independent registered accounting firm | Issuer | Y | For | For | ||||||||
United Continental Holdings, Inc. | UAL | 910047109 | 5/24/2017 | Election of Directors: Carolyn Corvi, Jane C. Garvey, Barney Harford, Walter Isaacson, James A.C. Kennedy, Roberton A. Milton, Oscar Munoz, William R. Nuti, Edward M. Philip, Edward L. Shapiro, Laurence E. Simmons, David J. Vitale, James M. Whitehurst | Issuer | Y | For | For | ||||||||
United Continental Holdings, Inc. | UAL | 910047109 | 5/24/2017 | Ratification of E&Y | Issuer | Y | For All | For | ||||||||
United Continental Holdings, Inc. | UAL | 910047109 | 5/24/2017 | Approval of executive officer compensation | Issuer | Y | For All | For | ||||||||
United Continental Holdings, Inc. | UAL | 910047109 | 5/24/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
United Continental Holdings, Inc. | UAL | 910047109 | 5/24/2017 | Approval of UAL Incentive Plan | Issuer | Y | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Fortress Transportation & Infra Inv LLC | FTAI | 34960P101 | 6/2/2017 | Election of Directors: Joseph P. Adams Jr. & Martin Tuchman | Issuer | Y | For All | For | ||||||||
Fortress Transportation & Infra Inv LLC | FTAI | 34960P101 | 6/2/2017 | Ratify Appointment of E&Y | Issuer | Y | For | For | ||||||||
United Health Group Incorporated | UNH | 91324P102 | 6/5/2017 | Election of Directors: William C. Ballard Jr., Richard T. Burke, Timothy P. Flynn, Stephen J. Hemsley, Michele J. Hooper, Rodger A. Lawson, Glenn M. Renwick, Kenneth I. Shine M.D., & Gail R. Wilensky, PhD | Issuer | Y | For All | For | ||||||||
United Health Group Incorporated | UNH | 91324P102 | 6/5/2017 | Approval of executive officer compensation frequency | Issuer | Y | For | For | ||||||||
United Health Group Incorporated | UNH | 91324P102 | 6/5/2017 | Frequency of the Say-On-Pay vote | Issuer | Y | 1 Year | For | ||||||||
United Health Group Incorporated | UNH | 91324P102 | 6/5/2017 | Ratification of selection of Deloitte & Touche LLP as accnting firm for 2017 | Issuer | Y | For | For | ||||||||
United Health Group Incorporated | UNH | 91324P102 | 6/5/2017 | Proposal requesting additional lobbying disclosure | Security Holder | Y | For | Against | ||||||||
Pioneer Floating Rate Trust | PHD | 72369J102 | 6/13/2017 | Approve new management agmnt with Pioneer | Issuer | Y | For | For | ||||||||
Pioneer Muni High Income Fund | MAV | 723762100 | 6/13/2017 | Approve new management agmnt with Pioneer | Issuer | Y | For | For | ||||||||
Affiliated Managers Group, Inc. | AMG | 008252108 | 6/13/2017 | Election of Directors: Samuel T. Byrne, Dwight D. Churchill, Glenn Earle, Niall Ferguson, Sean M. Healey, Tracy P. Palandjian, Patrick T. Ryan, Jide J. Zeitlin | Issuer | Y | For | For | ||||||||
Affiliated Managers Group, Inc. | AMG | 008252108 | 6/13/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Affiliated Managers Group, Inc. | AMG | 008252108 | 6/13/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Affiliated Managers Group, Inc. | AMG | 008252108 | 6/13/2017 | Approve Certificate of Incorporation enabling shareholders to remove Directors w/ majority vote | Issuer | Y | For | For | ||||||||
Affiliated Managers Group, Inc. | AMG | 008252108 | 6/13/2017 | Ratify selection of PriceWaterhouseCoopers for current fiscal year | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Election of Directors: Anna C. Catalano, Victor F. Ganzi, John J. Haley, Wendy E. Lane, James F. McCann, Brendan R. O’Neill, Jaymin Patel, Linda D. Rabbitt, Paul Thomas, Jeffrey W. Ubben, & Wilhelm Zeller | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Ratify appntmnt of Deloitte & Touche to audit financial statements & to audit Irish accnts, & to fix the auditors’ remuneration | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Approval of executive officer compensation frequency | Issuer | Y | 1 Year | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Amend Articles of Association to implement proxy access | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Amend Articles of Assoc. to provide for a plurality voting standard | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Amend Articles of Assoc. to allow board to determine its size | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Amend Articles of Assoc. to enhance notice provisions and make amendments in connection with Companies Act 2014 | Issuer | Y | For | For |
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Amend Memorandum of Assoc. to make amendments in connection with Companies Act 2014 | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Renew Board’s authority to issue shares under Irish Law | Issuer | Y | For | For | ||||||||
Willis Towers Watson Public Limited Co. | WLTW | G96629103 | 6/13/2017 | Renew Board’s authority to opt out of pre-emption rights under Irish Law | Issuer | Y | Abstain | Against | ||||||||
Pioneer Diversified High Income | HNW | 723653101 | 6/13/2017 | Approve new management agmnt with Pioneer | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Election of Directors: Heather, Bresch, Wendy Cameron, Jon. Robert J. Cindrich, Robert J. Coury, Joellen Lyons Dillon, Neil Dimick, CPA, Melina Higgins, Rajiv Malik, Mark W. Parrish, Randall L. (Pete) Vanderveen, PHD, RPH, & Sjoerd S. Vollebregt | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Adoption of Dutch Annual Accounts for fiscal year 2016 | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Ratification of selection of Deloitte & Touche LLP as accnting firm for 2017 | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Instruction to Deloitte for audit of company’s Dutch accounts | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Approval of executive officer compensation | Issuer | Y | For | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Frequency of the Say-On-Pay vote | Issuer | Y | 1 Year | For | ||||||||
Mylan N.V. | MYL | N59465109 | 6/22/2017 | Approval Board to acquire ordinary & preferred shares in the capital of the company | Issuer | Y | Against | Against |
Hedeker Strategic Appreciation Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
The Hedeker Strategic Appreciation Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2016 through June 30, 2017).
Fuller & Thaler Behavioral Small-Cap Equity Fund
Proxy Voting Record
July 1, 2016 – June 30, 2017
Company Name | Ticker | Primary CUSIP | Meeting Date | Proposal Text | Proponent | Voted | Ballot ID | Vote Instruction | Management Recommendation | Vote Against Management | Meeting Type | Institutional | ||||||||||||
CRA International, Inc. | CRAI | 12618T105 | 20-Jul-16 | Elect Director Paul Maleh | Management | Yes | 68443156 | Withhold | For | Yes | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CRA International, Inc. | CRAI | 12618T105 | 20-Jul-16 | Elect Director William Schleyer | Management | Yes | 68443156 | Withhold | For | Yes | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CRA International, Inc. | CRAI | 12618T105 | 20-Jul-16 | Elect Director Thomas Avery | Management | Yes | 68443156 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CRA International, Inc. | CRAI | 12618T105 | 20-Jul-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68443156 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CRA International, Inc. | CRAI | 12618T105 | 20-Jul-16 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 68443156 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Elect Director John R. Blind | Management | Yes | 68075429 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Elect Director Michael J. Schaefer | Management | Yes | 68075429 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Elect Director James C. Taylor | Management | Yes | 68075429 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 68075429 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68075429 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ennis, Inc. | EBF | 293389102 | 21-Jul-16 | Other Business | Management | Yes | 68075429 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Robert F. Greenhill | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Scott L. Bok | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Robert T. Blakely | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Steven F. Goldstone | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Stephen L. Key | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Elect Director Karen P. Robards | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68342692 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Greenhill & Co., Inc. | GHL | 395259104 | 29-Jul-16 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 68342692 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Seneca Foods Corporation | SENEA | 817070501 | 29-Jul-16 | Elect Director John P. Gaylord | Management | Yes | 68597826 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Seneca Foods Corporation | SENEA | 817070501 | 29-Jul-16 | Elect Director Susan A. Henry | Management | Yes | 68597826 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Seneca Foods Corporation | SENEA | 817070501 | 29-Jul-16 | Elect Director Susan W. Stuart | Management | Yes | 68597826 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Seneca Foods Corporation | SENEA | 817070501 | 29-Jul-16 | Ratify BDO USA, LLP as Auditors | Management | Yes | 68597826 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 02-Aug-16 | Approve Reverse Stock Split | Management | Yes | 68384926 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund |
Cincinnati Bell Inc. | CBB | 171871106 | 02-Aug-16 | Reduce Authorized Common Stock | Management | Yes | 68384926 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director Scott A. Beaumont | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director Robert E. Chappell | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director Elam M. Hitchner, III | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director Rebecca C. Matthias | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director Christopher J. Munyan | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Elect Director William Rulon-Miller | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Amend Omnibus Stock Plan | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Ratify KPMG LLP as Auditors | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSS Industries, Inc. | CSS | 125906107 | 02-Aug-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68416577 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director V. Gordon Clemons | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director Steven J. Hamerslag | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director Alan R. Hoops | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director R. Judd Jessup | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director Jean H. Macino | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Elect Director Jeffrey J. Michael | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorVel Corporation | CRVL | 221006109 | 04-Aug-16 | Ratify Haskell & White LLP as Auditors | Management | Yes | 68439699 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Marv Tseu | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Ken Kannappan | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Brian Dexheimer | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Robert Hagerty | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Gregg Hammann | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director John Hart | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Maria Martinez | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Elect Director Marshall Mohr | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Plantronics, Inc. | PLT | 727493108 | 04-Aug-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68361067 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Issue Shares in Connection with Acquisition | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director David G. Fubini | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Miriam E. John | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director John P. Jumper | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Harry M.J. Kraemer, Jr. | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Roger A. Krone | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Gary S. May | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Lawrence C. Nussdorf | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Robert S. Shapard | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Elect Director Noel B. Williams | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Advisory Vote on Golden Parachutes | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Leidos Holdings, Inc. | LDOS | 525327102 | 08-Aug-16 | Adjourn Meeting | Management | Yes | 68544886 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Atlas Air Worldwide Holdings, Inc. | AAWW | 049164205 | 20-Sep-16 | Approve the Restricted Share Issuance | Management | Yes | 68895609 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Atlas Air Worldwide Holdings, Inc. | AAWW | 049164205 | 20-Sep-16 | Increase Authorized Common Stock | Management | Yes | 68895609 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Atlas Air Worldwide Holdings, Inc. | AAWW | 049164205 | 20-Sep-16 | Adjourn Meeting | Management | Yes | 68895609 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Robert G. Culp, III | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Patrick B. Flavin | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Fred A. Jackson | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Kenneth R. Larson | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Kenneth W. McAllister | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Elect Director Franklin N. Saxon | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Culp, Inc. | CFI | 230215105 | 21-Sep-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 68910707 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect John Fredriksen as Director | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Kate Blankenship as Director | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Paul M. Leand, Jr., as Director | Management | Yes | 68852891 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Ørjan Svanevik as Director | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Hans Petter Aas as Director | Management | Yes | 68852891 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Per Wullf as Director | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Reelect Georgina E. Sousa as Director | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Amend Quorum Requirements | Management | Yes | 68852891 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | 68852891 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Seadrill Limited | SDRL | 23-Sep-16 | Approve Remuneration of Directors in the Aggregate Maximum Amount of USD 1.5 Million | Management | Yes | 68852891 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Elect Director Norman R. Bobins | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Elect Director Ronald R. Fogleman | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Elect Director James E. Goodwin | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Elect Director Marc J. Walfish | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Amend Omnibus Stock Plan | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
AAR CORP. | AIR | 000361105 | 11-Oct-16 | Ratify KPMG LLP as Auditors | Management | Yes | 69034824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
STRATTEC SECURITY CORPORATION | STRT | 863111100 | 11-Oct-16 | Elect Director Frank J. Krejci | Management | Yes | 69099840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
STRATTEC SECURITY CORPORATION | STRT | 863111100 | 11-Oct-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69099840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Suffolk Bancorp | SCNB | 864739107 | 13-Oct-16 | Approve Merger Agreement | Management | Yes | 69036129 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Suffolk Bancorp | SCNB | 864739107 | 13-Oct-16 | Advisory Vote on Golden Parachutes | Management | Yes | 69036129 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Suffolk Bancorp | SCNB | 864739107 | 13-Oct-16 | Adjourn Meeting | Management | Yes | 69036129 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund |
KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 20-Oct-16 | Elect Director Christine M. Vujovich | Management | Yes | 69121473 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 20-Oct-16 | Elect Director Thomas J. Tischhauser | Management | Yes | 69121473 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 20-Oct-16 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 69121473 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 02-Nov-16 | Elect Director Jim R. Edgar | Management | Yes | 69254782 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 02-Nov-16 | Elect Director Ellen C. Taaffe | Management | Yes | 69254782 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 02-Nov-16 | Elect Director Daniel M. Wright | Management | Yes | 69254782 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 02-Nov-16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 69254782 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 02-Nov-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69254782 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Phibro Animal Health Corporation | PAHC | 71742Q106 | 07-Nov-16 | Elect Director Jack C. Bendheim | Management | Yes | 69293309 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Phibro Animal Health Corporation | PAHC | 71742Q106 | 07-Nov-16 | Elect Director E. Thomas Corcoran | Management | Yes | 69293309 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Phibro Animal Health Corporation | PAHC | 71742Q106 | 07-Nov-16 | Elect Director George Gunn | Management | Yes | 69293309 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Phibro Animal Health Corporation | PAHC | 71742Q106 | 07-Nov-16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 69293309 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Mike F. Chang | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Yueh-Se Ho | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Lucas S. Chang | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Michael L. Pfeiffer | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Robert I. Chen | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director King Owyang | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Elect Director Michael J. Salameh | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Alpha and Omega Semiconductor Limited | AOSL | 10-Nov-16 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | 69498015 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Provident Financial Holdings, Inc. | PROV | 743868101 | 17-Nov-16 | Elect Director Joseph P. Barr | Management | Yes | 69560199 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Provident Financial Holdings, Inc. | PROV | 743868101 | 17-Nov-16 | Elect Director Bruce W. Bennett | Management | Yes | 69560199 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Provident Financial Holdings, Inc. | PROV | 743868101 | 17-Nov-16 | Elect Director Debbi H. Guthrie | Management | Yes | 69560199 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Provident Financial Holdings, Inc. | PROV | 743868101 | 17-Nov-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69560199 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Provident Financial Holdings, Inc. | PROV | 743868101 | 17-Nov-16 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 69560199 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director John H. Kispert | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director Charles P. Carinalli | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director Kathleen M. Holmgren | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director Raj Khanna | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director Edward H. Kennedy | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director Edward B. Meyercord | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Elect Director John C. Shoemaker | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Ratify KPMG LLP as Auditors | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Amend NOL Rights Plan (NOL Pill) | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Extreme Networks, Inc. | EXTR | 30226D106 | 18-Nov-16 | Amend Omnibus Stock Plan | Management | Yes | 69444088 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director A. Clinton Allen | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director Robert G. Deuster | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director Deborah A. Farrington | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director David G. Hall | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director Joseph R. Martin | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director A. J. ‘Bert’ Moyer | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director Van D. Simmons | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Elect Director Bruce A. Stevens | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Collectors Universe, Inc. | CLCT | 19421R200 | 06-Dec-16 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 69672759 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Elect Director Edward J. DiPaolo | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Elect Director William E. Dozier | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Elect Director Robert S. Herlin | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Elect Director Kelly W. Loyd | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Elect Director Gene G. Stoever | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Approve Omnibus Stock Plan | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Ratify Hein & Associates LLP as Auditors | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evolution Petroleum Corporation | EPM | 30049A107 | 08-Dec-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69766487 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director Gerald G. Ermentrout | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director Christopher T. Fraser | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director George W. Gilman | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director Robert Harrer | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director John C. Hunter, III | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director Fred C. Leonard, III | Management | Yes | 69848833 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Elect Director Karen A. Twitchell | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Ratify KPMG LLP as Auditors | Management | Yes | 69848833 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
KMG Chemicals, Inc. | KMG | 482564101 | 08-Dec-16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69848833 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director J. Steven Cole | Management | Yes | 69767634 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Daniel S. Jaffee | Management | Yes | 69767634 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Richard M. Jaffee | Management | Yes | 69767634 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Joseph C. Miller | Management | Yes | 69767634 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Michael A. Nemeroff | Management | Yes | 69767634 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director George C. Roeth | Management | Yes | 69767634 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Allan H. Selig | Management | Yes | 69767634 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Paul E. Suckow | Management | Yes | 69767634 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Elect Director Lawrence E. Washow | Management | Yes | 69767634 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Oil-Dri Corporation of America | ODC | 677864100 | 13-Dec-16 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 69767634 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Elect Director Michael Chenkin | Management | Yes | 69852415 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Elect Director Eric F. Cosentino | Management | Yes | 69852415 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Elect Director Howard S. Jonas | Management | Yes | 69852415 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Elect Director Bill Pereira | Management | Yes | 69852415 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Elect Director Judah Schorr | Management | Yes | 69852415 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IDT Corporation | IDT | 448947507 | 14-Dec-16 | Amend Omnibus Stock Plan | Management | Yes | 69852415 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director James Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Robert Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director William Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director John P. Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Nicholas Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director John J. Sumas | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Kevin Begley | Management | Yes | 69752830 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Steven Crystal | Management | Yes | 69752830 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director David C. Judge | Management | Yes | 69752830 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Peter R. Lavoy | Management | Yes | 69752830 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Elect Director Stephen F. Rooney | Management | Yes | 69752830 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Ratify KPMG LLP as Auditors | Management | Yes | 69752830 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Village Super Market, Inc. | VLGEA | 927107409 | 16-Dec-16 | Approve Omnibus Stock Plan | Management | Yes | 69752830 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Enzo Biochem, Inc. | ENZ | 294100102 | 05-Jan-17 | Elect Director Barry W. Weiner | Management | Yes | 69959795 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Enzo Biochem, Inc. | ENZ | 294100102 | 05-Jan-17 | Elect Director Bruce A. Hanna | Management | Yes | 69959795 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Enzo Biochem, Inc. | ENZ | 294100102 | 05-Jan-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 69959795 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Enzo Biochem, Inc. | ENZ | 294100102 | 05-Jan-17 | Ratify EisnerAmper LLP as Auditors | Management | Yes | 69959795 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Nutraceutical International Corporation | NUTR | 67060Y101 | 23-Jan-17 | Elect Director Jeffrey A. Hinrichs | Management | Yes | 70227806 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Nutraceutical International Corporation | NUTR | 67060Y101 | 23-Jan-17 | Elect Director J. Kimo Esplin | Management | Yes | 70227806 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Nutraceutical International Corporation | NUTR | 67060Y101 | 23-Jan-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 70227806 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Nutraceutical International Corporation | NUTR | 67060Y101 | 23-Jan-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70227806 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Neil J. Hennessy | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Teresa M. Nilsen | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Daniel B. Steadman | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Henry Hansel | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Brian A. Hennessy | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Daniel G. Libarle | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Rodger Offenbach | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Susan W. Pomilia | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Elect Director Thomas L. Seavey | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 26-Jan-17 | Ratify Marcum LLP as Auditors | Management | Yes | 70135856 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director Joseph L. Dowling, III | Management | Yes | 70296740 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director David B. Gendell | Management | Yes | 70296740 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director Jeffrey L. Gendell | Management | Yes | 70296740 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director Joe D. Koshkin | Management | Yes | 70296740 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director Robert W. Lewey | Management | Yes | 70296740 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Elect Director Donald L. Luke | Management | Yes | 70296740 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 70296740 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70296740 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 70296740 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
IES Holdings, Inc. | IESC | 44951W106 | 07-Feb-17 | Ratify the NOL Rights Plan (NOL Pill) | Management | Yes | 70296740 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ingles Markets, Incorporated | IMKTA | 457030104 | 14-Feb-17 | Elect Director Ernest E. Ferguson | Management | Yes | 70312003 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ingles Markets, Incorporated | IMKTA | 457030104 | 14-Feb-17 | Elect Director Brenda S. Tudor | Management | Yes | 70312003 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ingles Markets, Incorporated | IMKTA | 457030104 | 14-Feb-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70312003 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ingles Markets, Incorporated | IMKTA | 457030104 | 14-Feb-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 70312003 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Ingles Markets, Incorporated | IMKTA | 457030104 | 14-Feb-17 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | 70312003 | For | Against | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Elect Director Phillip A. Clough | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Elect Director George H. Ellis | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Elect Director Jaime Mateus-Tique | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Amend Omnibus Stock Plan | Management | Yes | 70550012 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Liquidity Services, Inc. | LQDT | 53635B107 | 23-Feb-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 70550012 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Lionbridge Technologies, Inc. | LIOX | 536252109 | 28-Feb-17 | Approve Merger Agreement | Management | Yes | 70681696 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Lionbridge Technologies, Inc. | LIOX | 536252109 | 28-Feb-17 | Advisory Vote on Golden Parachutes | Management | Yes | 70681696 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Lionbridge Technologies, Inc. | LIOX | 536252109 | 28-Feb-17 | Adjourn Meeting | Management | Yes | 70681696 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Elect Director Terry E. London | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Elect Director John M. Fahey, Jr. | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Ratify RSM US LLP as Auditors | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 70427670 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Amend Non-Employee Director Omnibus Stock Plan | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Johnson Outdoors Inc. | JOUT | 479167108 | 02-Mar-17 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | 70427670 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Michael J. Clarke | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Eugene A. Delaney | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director John P. Goldsberry | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Rita S. Lane | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Joseph G. Licata, Jr. | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Mario M. Rosati | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Wayne Shortridge | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Jure Sola | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Elect Director Jackie M. Ward | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Amend Omnibus Stock Plan | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Sanmina Corporation | SANM | 801056102 | 06-Mar-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 70516308 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Dwight Steffensen | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Kevin Murai | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Fred Breidenbach | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Hau Lee | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Matthew Miau | Management | Yes | 71085097 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Dennis Polk | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Gregory Quesnel | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Ann Vezina | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Thomas Wurster | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Duane Zitzner | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Elect Director Andrea Zulberti | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 71085097 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SYNNEX Corporation | SNX | 87162W100 | 21-Mar-17 | Ratify KPMG LLP as Auditors | Management | Yes | 71085097 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 22-Mar-17 | Amend Articles | Management | Yes | 71113789 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 22-Mar-17 | Approve Special Dividend | Management | Yes | 71113789 | For | For | No | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 22-Mar-17 | Transact Other Business (Voting) | Management | Yes | 71113789 | Against | For | Yes | Special | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Elect Director Ann Logan | Management | Yes | 70661475 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Elect Director Rosen Plevneliev | Management | Yes | 70661475 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Elect Director Adam D. Portnoy | Management | Yes | 70661475 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Elect Director Barry M. Portnoy | Management | Yes | 70661475 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Elect Director Walter C. Watkins, Jr. | Management | Yes | 70661475 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The RMR Group Inc. | RMR | 74967R106 | 29-Mar-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 70661475 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Elect Director Gregory C. Bestic | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Elect Director Kevin J. Helmick | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Elect Director Terry A. Moore | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Elect Director Edward W. Muransky | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Ratify Crowe Horwath LLP as Auditors | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 72771065 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Approve Restricted Stock Plan | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Eliminate Preemptive Rights | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Farmers National Banc Corp. | FMNB | 309627107 | 20-Apr-17 | Adjourn Meeting | Management | Yes | 72771065 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Elect Director Marshall H. Dickerson | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Elect Director R. Rick Hart | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Elect Director Richard L. Heyer, Jr. | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Elect Director J. Niles McNeel | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Elect Director Michael D. Shmerling | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 72173824 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Renasant Corporation | RNST | 75970E107 | 25-Apr-17 | Ratify HORNE, LLP as Auditors | Management | Yes | 72173824 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Andrea J. Ayers | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Cheryl K. Beebe | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Richard R. Devenuti | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Jeffrey H. Fox | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Joseph E. Gibbs | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Joan E. Herman | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Thomas L. Monahan, III | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Ronald L. Nelson | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Elect Director Richard F. Wallman | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Amend Executive Incentive Bonus Plan | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72440069 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Convergys Corporation | CVG | 212485106 | 26-Apr-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 72440069 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Elect Director Robert V. Antonucci | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Elect Director David P. Brownell | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Elect Director Albert H. Elfner, III | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Elect Director Michael B. Green | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Elect Director M. Brian O’Shaughnessy | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72608779 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Unitil Corporation | UTL | 913259107 | 26-Apr-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 72608779 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director Juan A. Mencia | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director Mark C. Michael | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director James P. Muldoon | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director William C. Oldaker | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director Jon M. Peterson | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director Gail R. Steckler | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Elect Director Obiora ‘Bo’ Menkiti | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Ratify BDO USA, LLP as Auditors | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
WashingtonFirst Bankshares, Inc. | WFBI | 940730104 | 26-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72248505 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Fix Number of Directors at Eight | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director John L. Morgan | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Lawrence A. Barbetta | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Jenele C. Grassle | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Brett D. Heffes | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Kirk A. MacKenzie | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Paul C. Reyelts | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Mark L. Wilson | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Elect Director Steven C. Zola | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Amend Stock Option Plan | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Winmark Corporation | WINA | 974250102 | 26-Apr-17 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 73659841 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Robert L. Johnson | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Ross H. Bierkan | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Evan Bayh | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Nathaniel A. Davis | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Robert M. La Forgia | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Glenda G. McNeal | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Elect Director Arthur Collins | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
RLJ Lodging Trust | RLJ | 74965L101 | 28-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73846321 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Elect Director Jorge L. Fuentes-Benejam | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Elect Director Roberto Santa Maria-Ros | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Elect Director Cari M. Dominguez | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 72173139 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Establish Range For Board Size | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Amend Articles | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Amend Articles | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Triple-S Management Corporation | GTS | 896749108 | 28-Apr-17 | Approve Omnibus Stock Plan | Management | Yes | 72173139 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Elect Director David E. Sveen | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Elect Director Kevin S. Wilson | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Increase Authorized Common Stock | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Ratify EKS&H LLLP as Auditors | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Adjourn Meeting | Management | Yes | 74327125 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heska Corporation | HSKA | 42805E306 | 01-May-17 | Other Business | Management | Yes | 74327125 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Rita D. Brogley | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director H. James Dallas | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Matthew W. Ferguson | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director J. Kevin Gilligan | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Michael A. Linton | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Michael L. Lomax | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Jody G. Miller | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director David W. Smith | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Jeffrey W. Taylor | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Elect Director Darrell R. Tukua | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Capella Education Company | CPLA | 139594105 | 02-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73045829 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Capella Education Company | CPLA | 139594105 | 02-May-17 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | 73045829 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Elect Director Barry D. Zyskind | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Elect Director Simcha G. Lyons | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Elect Director Raymond M. Neff | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Elect Director Yehuda L. Neuberger | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Elect Director Steven H. Nigro | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Amend Bylaws | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75172431 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Maiden Holdings, Ltd. | MHLD | G5753U112 | 02-May-17 | Ratify Deloitte Ltd. as Auditors | Management | Yes | 75172431 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Nicholas W. Alexos | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Robert L. Barchi | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Edward A. Blechschmidt | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Manuel Brocke-Benz | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Robert P. DeCresce | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Pamela Forbes Lieberman | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Timothy P. Sullivan | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Elect Director Robert J. Zollars | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
VWR Corporation | VWR | 91843L103 | 02-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74762420 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Elect Director John R. Harris | Management | Yes | 73358241 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Amend Omnibus Stock Plan | Management | Yes | 73358241 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | 73358241 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73358241 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73358241 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Hackett Group, Inc. | HCKT | 404609109 | 03-May-17 | Ratify RSM US LLP as Auditors | Management | Yes | 73358241 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Elect Director Jay M. Gratz | Management | Yes | 73055987 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Elect Director Ronald W. Kaplan | Management | Yes | 73055987 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Elect Director Gerald Volas | Management | Yes | 73055987 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73055987 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 73055987 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trex Company, Inc. | TREX | 89531P105 | 03-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73055987 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Cynthia A. Baldwin | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Leroy M. Ball, Jr. | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Sharon Feng | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director David M. Hillenbrand | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Albert J. Neupaver | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Louis L. Testoni | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director Stephen R. Tritch | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Elect Director T. Michael Young | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75117098 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Koppers Holdings Inc. | KOP | 50060P106 | 04-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75117098 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Marcus & Millichap, Inc. | MMI | 566324109 | 04-May-17 | Elect Director Hessam Nadji | Management | Yes | 72507543 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Marcus & Millichap, Inc. | MMI | 566324109 | 04-May-17 | Elect Director Norma J. Lawrence | Management | Yes | 72507543 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Marcus & Millichap, Inc. | MMI | 566324109 | 04-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 72507543 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Marcus & Millichap, Inc. | MMI | 566324109 | 04-May-17 | Amend Omnibus Stock Plan | Management | Yes | 72507543 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Stephen H. Marcus | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Diane Marcus Gershowitz | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Allan H. Selig | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Timothy E. Hoeksema | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Bruce J. Olson | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Philip L. Milstein | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Bronson J. Haase | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Gregory S. Marcus | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Brian J. Stark | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director Katherine M. Gehl | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Elect Director David M. Baum | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73760813 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
The Marcus Corporation | MCS | 566330106 | 04-May-17 | Amend Omnibus Stock Plan | Management | Yes | 73760813 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Stuart M. Essig | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director John W. Gerdelman | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Barbara B. Hill | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Lemuel E. Lewis | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Martha H. Marsh | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Eddie N. Moore, Jr. | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director P. Cody Phipps | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director James E. Rogers | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director David S. Simmons | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Robert C. Sledd | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Elect Director Anne Marie Whittemore | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Approve Nonqualified Employee Stock Purchase Plan | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens & Minor, Inc. | OMI | 690732102 | 05-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 72917681 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SPX Corporation | SPXC | 784635104 | 08-May-17 | Elect Director Ricky D. Puckett | Management | Yes | 73496192 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SPX Corporation | SPXC | 784635104 | 08-May-17 | Elect Director Tana L. Utley | Management | Yes | 73496192 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SPX Corporation | SPXC | 784635104 | 08-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73496192 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SPX Corporation | SPXC | 784635104 | 08-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73496192 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
SPX Corporation | SPXC | 784635104 | 08-May-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 73496192 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director John P. Jumper | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director Dennis W. LaBarre | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director Michael S. Miller | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director Richard de J. Osborne | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director Alfred M. Rankin, Jr. | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director James A. Ratner | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director Britton T. Taplin | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director David F. Taplin | Management | Yes | 73663688 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Elect Director David B.H. Williams | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Amend Restricted Stock Plan | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73663688 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NACCO Industries, Inc. | NC | 629579103 | 09-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 73663688 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Mary L. Brlas | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Frank Cassidy | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Jack A. Fusco | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director John B. (Thad) Hill, III | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Michael W. Hofmann | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director David C. Merritt | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director W. Benjamin Moreland | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Robert A. Mosbacher, Jr. | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Elect Director Denise M. O’ Leary | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 73822468 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Approve Omnibus Stock Plan | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Approve Non-Employee Director Omnibus Stock Plan | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Provide Proxy Access Right | Management | Yes | 73822468 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Calpine Corporation | CPN | 131347304 | 10-May-17 | Report on Lobbying Activities and Expenditures | Share Holder | Yes | 73822468 | For | Against | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Franklin Street Properties Corp. | FSP | 35471R106 | 11-May-17 | Elect Director George J. Carter | Management | Yes | 74205040 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Franklin Street Properties Corp. | FSP | 35471R106 | 11-May-17 | Elect Director Georgia Murray | Management | Yes | 74205040 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Franklin Street Properties Corp. | FSP | 35471R106 | 11-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 74205040 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Franklin Street Properties Corp. | FSP | 35471R106 | 11-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74205040 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Franklin Street Properties Corp. | FSP | 35471R106 | 11-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 74205040 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director Bradley M. Shuster | Management | Yes | 73888165 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director Michael Embler | Management | Yes | 73888165 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director James G. Jones | Management | Yes | 73888165 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director Michael Montgomery | Management | Yes | 73888165 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director Regina Muehlhauser | Management | Yes | 73888165 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director James H. Ozanne | Management | Yes | 73888165 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Elect Director Steven L. Scheid | Management | Yes | 73888165 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Amend Omnibus Stock Plan | Management | Yes | 73888165 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
NMI Holdings, Inc. | NMIH | 629209305 | 11-May-17 | Ratify BDO USA, LLP as Auditors | Management | Yes | 73888165 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Elect Director Kenton K. Alder | Management | Yes | 74274212 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Elect Director Julie S. England | Management | Yes | 74274212 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Elect Director Philip G. Franklin | Management | Yes | 74274212 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74274212 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 74274212 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
TTM Technologies, Inc. | TTMI | 87305R109 | 11-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 74274212 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Richard E. Allen | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Bruce W. Armstrong | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Catherine Courage | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Bennett Dorrance | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Michael M. Fisher | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Elect Director Kenneth T. Lamneck | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75777451 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Insight Enterprises, Inc. | NSIT | 45765U103 | 15-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75777451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Mark A. Angelson | Management | Yes | 75063678 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Douglas P. Buth | Management | Yes | 75063678 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director John C. Fowler | Management | Yes | 75063678 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Stephen M. Fuller | Management | Yes | 75063678 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Christopher B. Harned | Management | Yes | 75063678 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director J. Joel Quadracci | Management | Yes | 75063678 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Kathryn Quadracci Flores | Management | Yes | 75063678 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director Jay O. Rothman | Management | Yes | 75063678 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Elect Director John S. Shiely | Management | Yes | 75063678 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75063678 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quad/Graphics, Inc. | QUAD | 747301109 | 15-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75063678 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorEnergy Infrastructure Trust, Inc. | CORR | 21870U502 | 17-May-17 | Elect Director Conrad S. Ciccotello | Management | Yes | 73937207 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorEnergy Infrastructure Trust, Inc. | CORR | 21870U502 | 17-May-17 | Elect Director Barrett Brady | Management | Yes | 73937207 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorEnergy Infrastructure Trust, Inc. | CORR | 21870U502 | 17-May-17 | Elect Director Todd E. Banks | Management | Yes | 73937207 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CorEnergy Infrastructure Trust, Inc. | CORR | 21870U502 | 17-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 73937207 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
InfraREIT, Inc. | HIFR | 45685L100 | 17-May-17 | Elect Director Hunter L. Hunt | Management | Yes | 73246586 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
InfraREIT, Inc. | HIFR | 45685L100 | 17-May-17 | Elect Director Harvey Rosenblum | Management | Yes | 73246586 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
InfraREIT, Inc. | HIFR | 45685L100 | 17-May-17 | Elect Director Ellen C. Wolf | Management | Yes | 73246586 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
InfraREIT, Inc. | HIFR | 45685L100 | 17-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 73246586 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Elect Director Kathleen L. Nedorostek | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Elect Director Vicki A. O’Meara | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Elect Director Michael A. Peel | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Elect Director Jean-Michel Valette | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 74715768 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Comfort Corporation | SCSS | 81616X103 | 17-May-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 74715768 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Elect Director David G. Barnes | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Elect Director Marwan H. Fawaz | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Elect Director John L. M. Hughes | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Elect Director Donald V. Smith | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 74683265 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
CSG Systems International, Inc. | CSGS | 126349109 | 18-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 74683265 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Del Frisco’s Restaurant Group, Inc. | DFRG | 245077102 | 18-May-17 | Elect Director David B. Barr | Management | Yes | 75918888 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Del Frisco’s Restaurant Group, Inc. | DFRG | 245077102 | 18-May-17 | Elect Director Pauline J. Brown | Management | Yes | 75918888 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Del Frisco’s Restaurant Group, Inc. | DFRG | 245077102 | 18-May-17 | Elect Director William Lamar, Jr. | Management | Yes | 75918888 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Del Frisco’s Restaurant Group, Inc. | DFRG | 245077102 | 18-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75918888 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Elect Director Gene Becker | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Elect Director Marsha Cameron | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Elect Director David King | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Elect Director Terry Ledbetter | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Elect Director Fred Reichelt | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Amend Omnibus Stock Plan | Management | Yes | 75464252 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75464252 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
State National Companies, Inc. | SNC | 85711T305 | 18-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 75464252 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Laura Benoit | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Donna J. Damon | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Lisa G. McMahon | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Steven G. Richter | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director William J. Wagner | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Gary G. Fitzgerald | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Paul C. Picknelly | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director William D. Masse | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Elect Director Gregg F. Orlen | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75460885 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Western New England Bancorp, Inc. | WNEB | 958892101 | 18-May-17 | Ratify Wolf & Company, P.C. as Auditors | Management | Yes | 75460885 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director Alexander D. Greene | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director Ian D. Haft | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director David L. Herzog | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director Claude LeBlanc | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director C. James Prieur | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Elect Director Jeffrey S. Stein | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75465107 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ambac Financial Group, Inc. | AMBC | 023139884 | 19-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75465107 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Elect Director Cynthia M. Friend | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Elect Director Marc A. Kastner | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Elect Director Gilles G. Martin | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Elect Director Hermann Requardt | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Elect Director Adelene Q. Perkins | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76592568 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bruker Corporation | BRKR | 116794108 | 22-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 76592568 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Darcy G. Anderson | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Herman E. Bulls | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Alfred J. Giardinelli, Jr. | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Alan P. Krusi | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Brian E. Lane | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Franklin Myers | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director James H. Schultz | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Constance E. Skidmore | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Elect Director Vance W. Tang | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75494396 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Approve Omnibus Stock Plan | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Comfort Systems USA, Inc. | FIX | 199908104 | 23-May-17 | Approve Executive Incentive Bonus Plan | Management | Yes | 75494396 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Elect Director David G. Bannister | Management | Yes | 75751679 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Elect Director George P. Scanlon | Management | Yes | 75751679 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75751679 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75751679 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75751679 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Landstar System, Inc. | LSTR | 515098101 | 23-May-17 | Amend Executive Incentive Bonus Plan | Management | Yes | 75751679 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Income REIT | SIR | 81618T100 | 23-May-17 | Elect Director Donna D. Fraiche | Management | Yes | 70948684 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Income REIT | SIR | 81618T100 | 23-May-17 | Elect Director Adam D. Portnoy | Management | Yes | 70948684 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Select Income REIT | SIR | 81618T100 | 23-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 70948684 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Jeffrey H. Donahue | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director John H. Alschuler | Management | Yes | 75626208 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Keith E. Bass | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Thomas M. Gartland | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Beverly K. Goulet | Management | Yes | 75626208 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Mary E. McCormick | Management | Yes | 75626208 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Dennis D. Oklak | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Elect Director Marcel Verbaas | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75626208 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Xenia Hotels & Resorts, Inc. | XHR | 984017103 | 23-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75626208 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director James N. Wilson | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director G. Leonard Baker, Jr. | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director Joseph K. Belanoff | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director Daniel M. Bradbury | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director Renee D. Gala | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director David L. Mahoney | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Elect Director Daniel N. Swisher, Jr. | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76487544 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Corcept Therapeutics Incorporated | CORT | 218352102 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76487544 | One Year | Three Years | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Elect Director Carolee Lee | Management | Yes | 76074840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Elect Director Harvey L. Sonnenberg | Management | Yes | 76074840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Elect Director Allan J. Tanenbaum | Management | Yes | 76074840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Elect Director Joanne Zaiac | Management | Yes | 76074840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76074840 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
DSW Inc. | DSW | 23334L102 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76074840 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Elect Director William J. McBride | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Elect Director Perry G. Fine | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Elect Director John O. Agwunobi | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Elect Director G. Scott MacKenzie | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Declassify Board of Directors and to Delete Certain Obsolete Provisions | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Magellan Health, Inc. | MGLN | 559079207 | 24-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 75964810 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Elect Director Craig E. Clark | Management | Yes | 77083151 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Elect Director Gail D. Manuel | Management | Yes | 77083151 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Elect Director Gregory S. Proctor, Jr. | Management | Yes | 77083151 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Elect Director Suhas R. Shah | Management | Yes | 77083151 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | Yes | 77083151 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Old Line Bancshares, Inc. | OLBK | 67984M100 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77083151 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Director David T. Foy *Withdrawn Resolution* | Management | Yes | 75813340 | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Director Ira H. Malis | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Director Patrick A. Thiele | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Director G. Manning Rountree | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Directors Christopher G. Garrod, Sarah A. Kolar, Kevin Pearson and John C. Treacy to the Board of Directors of Split Rock Insurance, Ltd | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Directors Sarah A. Kolar, Jonah Pfeffer and Davinia Smith to the Board of Directors of Grand Marais Capital Limited | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Elect Subsidiary Directors Paul H. McDonough, John C. Treacy, Kevin Pearson and Sarah A. Kolar to any New Designated Subsidiary | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 75813340 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Approve Omnibus Stock Plan | Management | Yes | 75813340 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
OneBeacon Insurance Group, Ltd. | OB | G67742109 | 24-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 75813340 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Earl C. (Duke) Austin, Jr. | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Doyle N. Beneby | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director J. Michal Conaway | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Vincent D. Foster | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Bernard Fried | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Worthing F. Jackman | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director David M. McClanahan | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Margaret B. Shannon | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Elect Director Pat Wood, III | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76278451 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 24-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 76278451 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Elect Director Andrew M. Rooke | Management | Yes | 76271744 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Elect Director Richard R. Current | Management | Yes | 76271744 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Increase Authorized Common Stock | Management | Yes | 76271744 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Ratify BDO USA, LLP as Auditors | Management | Yes | 76271744 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76271744 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Spartan Motors, Inc. | SPAR | 846819100 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76271744 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Clarence L. Granger | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director James P. Scholhamer | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director David T. ibnAle | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Leonid Mezhvinsky | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Emily Maddox Liggett | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Thomas T. Edman | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Barbara V. Scherer | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Elect Director Jeffrey S. Andreson | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Amend Omnibus Stock Plan | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Ratify Moss Adams LLP as Auditors | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77079762 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 24-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 77079762 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director Vicki L. Avril | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director Donald L. Marsh | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director Bradford T. Ray | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director John H. Walker | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director John J. Wasz | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director Martin E. Welch, III | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Elect Director Ronald C. Whitaker | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 75821739 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Elect Director Mark D. Gibson | Management | Yes | 78040404 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Elect Director George L. Miles, Jr. | Management | Yes | 78040404 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Elect Director Joe B. Thornton, Jr. | Management | Yes | 78040404 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 78040404 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 78040404 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
HFF, Inc. | HF | 40418F108 | 25-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 78040404 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Joseph M. Beedle | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Larry S. Cash | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Anthony Drabek | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Karl L. Hanneman | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director David W. Karp | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director David J. McCambridge | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Krystal M. Nelson | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Joseph M. Schierhorn | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director John C. Swalling | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director Linda C. Thomas | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Elect Director David G. Wight | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Approve Omnibus Stock Plan | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76418533 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-17 | Ratify Moss Adams LLP as Auditors | Management | Yes | 76418533 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Michael P. O’Donnell | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Robin P. Selati | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Giannella Alvarez | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Mary L. Baglivo | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Carla R. Cooper | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Bannus B. Hudson | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Elect Director Robert S. Merritt | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76492263 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 25-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 76492263 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Marc Zandman | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Janet M. Clarke | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Saul V. Reibstein | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Timothy V. Talbert | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Ziv Shoshani | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Elect Director Cary B. Wood | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76306625 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76306625 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Vishay Precision Group, Inc. | VPG | 92835K103 | 25-May-17 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | 76306625 | For | Against | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Michael J. Kasbar | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Ken Bakshi | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Jorge L. Benitez | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Richard A. Kassar | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director John L. Manley | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director J. Thomas Presby | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Stephen K. Roddenberry | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Elect Director Paul H. Stebbins | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76301272 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
World Fuel Services Corporation | INT | 981475106 | 25-May-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 76301272 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
J. Alexander’s Holdings, Inc. | JAX | 46609J106 | 31-May-17 | Elect Director Frank R. Martire | Management | Yes | 75793083 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
J. Alexander’s Holdings, Inc. | JAX | 46609J106 | 31-May-17 | Elect Director Raymond R. Quirk | Management | Yes | 75793083 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
J. Alexander’s Holdings, Inc. | JAX | 46609J106 | 31-May-17 | Amend Omnibus Stock Plan | Management | Yes | 75793083 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
J. Alexander’s Holdings, Inc. | JAX | 46609J106 | 31-May-17 | Ratify KPMG LLP as Auditors | Management | Yes | 75793083 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Scott Anderson | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Bandel Carano | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Eric DeMarco | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director William Hoglund | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Scot Jarvis | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Jane Judd | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Samuel Liberatore | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Elect Director Amy Zegart | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Amend Omnibus Stock Plan | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76314937 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 31-May-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76314937 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Francesca’s Holding Corporation | FRAN | 351793104 | 01-Jun-17 | Elect Director Philip F. Bleser | Management | Yes | 76848106 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Francesca’s Holding Corporation | FRAN | 351793104 | 01-Jun-17 | Elect Director Martyn Redgrave | Management | Yes | 76848106 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Francesca’s Holding Corporation | FRAN | 351793104 | 01-Jun-17 | Elect Director Laurie Ann Goldman | Management | Yes | 76848106 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Francesca’s Holding Corporation | FRAN | 351793104 | 01-Jun-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 76848106 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Elect Director Steven J. Barker | Management | Yes | 76505130 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Elect Director Sanford Fitch | Management | Yes | 76505130 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 76505130 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76505130 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76505130 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Approve Omnibus Stock Plan | Management | Yes | 76505130 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Masimo Corporation | MASI | 574795100 | 01-Jun-17 | Approve Executive Incentive Bonus Plan | Management | Yes | 76505130 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Elect Director Colin Shannon | Management | Yes | 76835602 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Elect Director James C. Momtazee | Management | Yes | 76835602 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 76835602 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 76835602 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 76835602 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
PRA Health Sciences, Inc. | PRAH | 69354M108 | 01-Jun-17 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | 76835602 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Elect Director Joseph G. Doody | Management | Yes | 77694464 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Elect Director Emily Nagle Green | Management | Yes | 77694464 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Elect Director Gregory B. Peters | Management | Yes | 77694464 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77694464 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 77694464 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 06-Jun-17 | Ratify RSM US LLP as Auditors | Management | Yes | 77694464 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Robert A. Bedingfield | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Deborah B. Dunie | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director John J. Hamre | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Timothy J. Mayopoulos | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Anthony J. Moraco | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Donna S. Morea | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Edward J. Sanderson, Jr. | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Elect Director Steven R. Shane | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Science Applications International Corporation | SAIC | 808625107 | 07-Jun-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 77207924 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director James J. Barrese | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Naomi M. Bergman | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Jeffrey D. Jones | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Sachin S. Lawande | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Joanne M. Maguire | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Robert J. Manzo | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Francis M. Scricco | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director David L. Treadwell | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Harry J. Wilson | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Elect Director Rouzbeh Yassini-Fard | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Visteon Corporation | VC | 92839U206 | 08-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77336696 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Kenneth Moelis | Management | Yes | 77240289 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Navid Mahmoodzadegan | Management | Yes | 77240289 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Jeffrey Raich | Management | Yes | 77240289 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Eric Cantor | Management | Yes | 77240289 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director J. Richard Leaman, III | Management | Yes | 77240289 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director John A. Allison, IV | Management | Yes | 77240289 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Yvonne Greenstreet | Management | Yes | 77240289 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Elect Director Kenneth L. Shropshire | Management | Yes | 77240289 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 77240289 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Moelis & Company | MC | 60786M105 | 09-Jun-17 | Other Business | Management | Yes | 77240289 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Roger C. Altman | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Richard I. Beattie | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Gail B. Harris | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Robert B. Millard | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Willard J. Overlock, Jr. | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Simon M. Robertson | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director Ralph L. Schlosstein | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director John S. Weinberg | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Elect Director William J. Wheeler | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77772167 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 77772167 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Evercore Partners Inc. | EVR | 29977A105 | 12-Jun-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 77772167 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Outfront Media Inc. | OUT | 69007J106 | 12-Jun-17 | Elect Director Jeremy J. Male | Management | Yes | 77346686 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Outfront Media Inc. | OUT | 69007J106 | 12-Jun-17 | Elect Director Joseph H. Wender | Management | Yes | 77346686 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Outfront Media Inc. | OUT | 69007J106 | 12-Jun-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 77346686 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Outfront Media Inc. | OUT | 69007J106 | 12-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77346686 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Perry Ellis International, Inc. | PERY | 288853104 | 13-Jun-17 | Elect Director J. David Scheiner | Management | Yes | 77963884 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Perry Ellis International, Inc. | PERY | 288853104 | 13-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77963884 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Perry Ellis International, Inc. | PERY | 288853104 | 13-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 77963884 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Perry Ellis International, Inc. | PERY | 288853104 | 13-Jun-17 | Amend Omnibus Stock Plan | Management | Yes | 77963884 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Perry Ellis International, Inc. | PERY | 288853104 | 13-Jun-17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | 77963884 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Planet Payment, Inc. | PLPM | U72603100 | 13-Jun-17 | Elect Director Carl J. Williams | Management | Yes | 77823136 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Planet Payment, Inc. | PLPM | U72603100 | 13-Jun-17 | Ratify BDO USA, LLP as Auditors | Management | Yes | 77823136 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director George F. Allen | Management | Yes | 77121158 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director James A. Carroll | Management | Yes | 77121158 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director James C. Cherry | Management | Yes | 77121158 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director Louis S. Haddad | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director Eva S. Hardy | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director Daniel A. Hoffler | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director A. Russell Kirk | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Elect Director John W. Snow | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Ratify Ernst & Young LLP as Auditors | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Armada Hoffler Properties, Inc. | AHH | 04208T108 | 14-Jun-17 | Amend Omnibus Stock Plan | Management | Yes | 77121158 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Declassify the Board of Directors | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Elect Director David A. Gollnick | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Elect Director James A. Reinstein | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Elect Director Clint H. Severson | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Ratify BDO USA, LLP as Auditors | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Amend Omnibus Stock Plan | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77775230 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Cutera, Inc. | CUTR | 232109108 | 14-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 77775230 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director William L. Jones | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director Neil M. Koehler | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director Michael D. Kandris | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director Terry L. Stone | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director John L. Prince | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director Douglas L. Kieta | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Elect Director Larry D. Layne | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Pacific Ethanol, Inc. | PEIX | 69423U305 | 15-Jun-17 | Ratify RSM US LLP as Auditors | Management | Yes | 77887393 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens Realty Mortgage, Inc. | ORM | 690828108 | 19-Jun-17 | Elect Director Gary C. Wallace | Management | Yes | 78320669 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Owens Realty Mortgage, Inc. | ORM | 690828108 | 19-Jun-17 | Ratify Crowe Horwath LLP as Auditors | Management | Yes | 78320669 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bankrate, Inc. | RATE | 06647F102 | 20-Jun-17 | Elect Director Peter C. Morse | Management | Yes | 77628730 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bankrate, Inc. | RATE | 06647F102 | 20-Jun-17 | Elect Director Mitch Truwit | Management | Yes | 77628730 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Bankrate, Inc. | RATE | 06647F102 | 20-Jun-17 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | 77628730 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Barbara T. Alexander | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Scott A. Carmilani | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Bart Friedman | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Patricia L. Guinn | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Fiona E. Luck | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Patrick de Saint-Aignan | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Eric S. Schwartz | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Director Samuel J. Weinhoff | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Elect Scott A. Carmilani as Board Chairman | Management | Yes | 78888664 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Bart Friedman as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Designate Buis Buergi AG as Independent Proxy | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 78888664 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Advisory Vote on Say on Pay Frequency | Management | Yes | 78888664 | One Year | One Year | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Approve Retention of Disposable Profits | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Approve Discharge of Board and Senior Management | Management | Yes | 78888664 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Allied World Assurance Company Holdings, AG | AWH | G0219G203 | 21-Jun-17 | Transact Other Business (Voting) | Management | Yes | 78888664 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Elect Director Donald K. Boswell | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Elect Director Andrew W. Dorn, Jr. | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Elect Director Robert M. Glaser | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Elect Director Susan R. Holliday | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Financial Institutions, Inc. | FISI | 317585404 | 21-Jun-17 | Ratify KPMG LLP as Auditors | Management | Yes | 77629863 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect K’Lynne Johnson as Director | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect Jeannot Krecke as Director *Withdrawn Resolution* | Management | Yes | 78158582 | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect Donald T. Misheff as Director | Management | Yes | 78158582 | Against | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect Craig A. Rogerson as Director *Withdrawn Resolution* | Management | Yes | 78158582 | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect Philip Martens as Director | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Elect Joseph Alvarado as Director | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Approve Remuneration of Non-Executive Directors | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Approve Allocation of Income and Dividends | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Approve Discharge of Directors and Auditors | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Appoint PricewaterhouseCoopers Societe Luxembourg as Internal Statutory Auditor | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
Trinseo S.A. | TSE | 21-Jun-17 | Appoint PricewaterhouseCoopers LLP as Independent Auditor | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Authorize Share Repurchase Program | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Trinseo S.A. | TSE | 21-Jun-17 | Amend Articles of Association | Management | Yes | 78158582 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund | |||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Bruce Lucas | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Richard Widdicombe | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Panagiotis (Pete) Apostolou | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Irini Barlas | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Trifon Houvardas | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director James Masiello | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Nicholas Pappas | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Joseph Vattamattam | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Elect Director Vijay Walvekar | Management | Yes | 78255268 | Withhold | For | Yes | Annual | Fuller & Thaler Behavioral Core Equity Fund | ||||||||||||
Heritage Insurance Holdings, Inc. | HRTG | 42727J102 | 23-Jun-17 | Ratify Grant Thornton LLP as Auditors | Management | Yes | 78255268 | For | For | No | Annual | Fuller & Thaler Behavioral Core Equity Fund |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) CAPITOL SERIES TRUST | ||
By (Signature and Title) | ||
/s/ Matthew J. Miller | ||
Matthew J. Miller | ||
Chief Executive Officer | ||
Date: August 22, 2017 |