The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Company | COM | 88579Y101 | 271 | 1,823 | SH | DFND | 0 | 1,823 | 0 | ||
AerSale Corp. | COM | 00810F106 | 5,648 | 359,271 | SH | DFND | 184,505 | 174,766 | 0 | ||
Air Transport Services Group, Inc. | COM | 00922R105 | 26,458 | 790,965 | SH | DFND | 192,377 | 598,588 | 0 | ||
Alphabet Inc. | COM | 02079K305 | 665 | 239 | SH | DFND | 0 | 239 | 0 | ||
Amazon.com | COM | 023135106 | 711 | 218 | SH | DFND | 0 | 218 | 0 | ||
Apple, Inc. | COM | 037833100 | 905 | 5,181 | SH | DFND | 0 | 5,181 | 0 | ||
Asure Software Inc. | COM | 04649U102 | 15,197 | 2,554,153 | SH | DFND | 776,946 | 1,777,207 | 0 | ||
Avanti Acquisition Corp. | COM | G0682V109 | 197 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Barrett Business Services | COM | 068463108 | 18,417 | 237,730 | SH | DFND | 71,020 | 166,710 | 0 | ||
Berkshire Hathaway Inc. Cl B | COM | 084670702 | 260 | 736 | SH | DFND | 0 | 736 | 0 | ||
Build Acquisition Corp. | COM | 12008J105 | 195 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
CapStar Financial Holdings, Inc. | COM | 14070T102 | 8,694 | 412,410 | SH | DFND | 116,993 | 295,417 | 0 | ||
Churchill Capital Corp. VII | COM | 17144M102 | 196 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Cohn Robbins Holdings Corp. | COM | G23726105 | 110 | 11,110 | SH | DFND | 11,110 | 0 | 0 | ||
Community Financial Corporation | COM | 20368X101 | 1,786 | 44,153 | SH | DFND | 10,408 | 33,745 | 0 | ||
Consolidated Edison Inc. | COM | 209115104 | 243 | 2,569 | SH | DFND | 0 | 2,569 | 0 | ||
Dow Jones Indl Average SPDR ETF | COM | 78467X109 | 520 | 1,500 | SH | DFND | 200 | 1,300 | 0 | ||
E Merge Technology Acquisition Corp. | COM | 26873Y104 | 130 | 13,145 | SH | DFND | 13,145 | 0 | 0 | ||
Eastern Bankshares, Inc. | COM | 27627N105 | 14,437 | 670,260 | SH | DFND | 175,555 | 494,705 | 0 | ||
ECN Capital Corporation | COM | 26829L107 | 32,617 | 5,931,399 | SH | DFND | 1,613,550 | 4,317,849 | 0 | ||
Energy Select Sector SPDR | COM | 81369Y506 | 203 | 2,652 | SH | DFND | 0 | 2,652 | 0 | ||
Everi Holdings, Inc. | COM | 30034T103 | 23,352 | 1,112,001 | SH | DFND | 296,341 | 815,660 | 0 | ||
Fiesta Restaurant Group, Inc. | COM | 31660B101 | 9,673 | 1,294,110 | SH | DFND | 373,138 | 920,972 | 0 | ||
First Busey Corp. | COM | 319383204 | 14,722 | 580,993 | SH | DFND | 155,659 | 425,334 | 0 | ||
First Northwest Bancorp | COM | 335834107 | 17,607 | 797,080 | SH | DFND | 212,304 | 584,776 | 0 | ||
GO Acquisition Corp. | COM | 362019101 | 169 | 17,100 | SH | DFND | 17,100 | 0 | 0 | ||
Healthcare Select Sector SPDR | COM | 81369Y209 | 271 | 1,976 | SH | DFND | 0 | 1,976 | 0 | ||
Imax Corporation | COM | 45245E109 | 21,277 | 1,124,007 | SH | DFND | 288,695 | 835,312 | 0 | ||
Independent Bank Corp. Mass | COM | 453836108 | 2,601 | 31,844 | SH | DFND | 0 | 31,844 | 0 | ||
Information Services Group | COM | 45675Y104 | 27,331 | 4,013,362 | SH | DFND | 1,039,977 | 2,973,385 | 0 | ||
Invesco QQQ Trust Series 1 | COM | 46090E103 | 466 | 1,284 | SH | DFND | 0 | 1,284 | 0 | ||
iShares Core MSCI Emerging Markets | COM | 46434G103 | 411 | 7,392 | SH | DFND | 0 | 7,392 | 0 | ||
iShares Core S&P 500 | COM | 464287200 | 1,992 | 4,390 | SH | DFND | 0 | 4,390 | 0 | ||
iShares Core S&P Mid Cap ETF | COM | 464287507 | 2,053 | 7,651 | SH | DFND | 0 | 7,651 | 0 | ||
iShares Core US Aggregate Bond ETF | COM | 464287226 | 1,000 | 9,334 | SH | DFND | 0 | 9,334 | 0 | ||
iShares Russell 2000 Index | COM | 464287655 | 215 | 1,047 | SH | DFND | 800 | 247 | 0 | ||
iShares US Pharmaceuticals ETF | COM | 464288836 | 214 | 1,100 | SH | DFND | 0 | 1,100 | 0 | ||
Jefferies Financial Group Inc. | COM | 47233W109 | 27,305 | 831,216 | SH | DFND | 236,215 | 595,001 | 0 | ||
Johnson & Johnson | COM | 478160104 | 213 | 1,201 | SH | DFND | 0 | 1,201 | 0 | ||
JP Morgan Chase Alerian MLP Index ETN | COM | 46625H365 | 230 | 11,012 | SH | DFND | 0 | 11,012 | 0 | ||
KKR & Co. Inc. Cl A | COM | 48251W104 | 37,549 | 642,189 | SH | DFND | 170,195 | 471,994 | 0 | ||
KKR Acquis. Hldgs I Corp. WTS Exp 12/31/27 | WT | 48253T117 | 230 | 348,403 | SH | DFND | 100,050 | 248,353 | 0 | ||
KKR Acquisition Holdings I Corp. Cl A | COM | 48253T109 | 8,749 | 890,078 | SH | DFND | 0 | 890,078 | 0 | ||
Lakeland Industries Inc. | COM | 511795106 | 15,251 | 794,755 | SH | DFND | 236,350 | 558,405 | 0 | ||
Lantheus Holdings Inc. | COM | 516544103 | 37,845 | 684,236 | SH | DFND | 199,473 | 484,763 | 0 | ||
Marlin Technology Corp. | COM | G58411102 | 196 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Meta Platforms, Inc. | COM | 30303M102 | 400 | 1,799 | SH | DFND | 0 | 1,799 | 0 | ||
Microsoft Corporation | COM | 594918104 | 721 | 2,339 | SH | DFND | 0 | 2,339 | 0 | ||
Motorcar Parts of America, Inc. | COM | 620071100 | 20,544 | 1,152,230 | SH | DFND | 307,602 | 844,628 | 0 | ||
NextEra Energy Inc. | COM | 65339F101 | 671 | 7,918 | SH | DFND | 0 | 7,918 | 0 | ||
Paramount Global | COM | 92556H206 | 567 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
Pepsico, Inc. | COM | 713448108 | 292 | 1,746 | SH | DFND | 0 | 1,746 | 0 | ||
Perion Network Ltd. | COM | M78673114 | 36,671 | 1,630,540 | SH | DFND | 484,730 | 1,145,810 | 0 | ||
Powered Brands | COM | G7209M108 | 197 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PowerFleet, Inc. | COM | 73931J109 | 6,549 | 2,205,091 | SH | DFND | 1,254,789 | 950,302 | 0 | ||
ProShares S&P 500 Dividend Aristocrats | COM | 74348A467 | 1,954 | 20,593 | SH | DFND | 0 | 20,593 | 0 | ||
QuinStreet, Inc. | COM | 74874Q100 | 37,361 | 3,220,774 | SH | DFND | 1,032,899 | 2,187,875 | 0 | ||
Raymond James Financial, Inc. | COM | 754730109 | 13,455 | 122,415 | SH | DFND | 6,337 | 116,078 | 0 | ||
S&P Regional Banking SPDR | COM | 78464A698 | 289 | 4,200 | SH | DFND | 0 | 4,200 | 0 | ||
Schwab International Equity ETF | COM | 808524805 | 377 | 10,269 | SH | DFND | 0 | 10,269 | 0 | ||
Select Sector Spdr Tr Communication | COM | 81369Y852 | 337 | 4,900 | SH | DFND | 0 | 4,900 | 0 | ||
SmartFinancial Inc. | COM | 83190L208 | 15,250 | 596,183 | SH | DFND | 157,666 | 438,517 | 0 | ||
Stoneridge, Inc. | COM | 86183P102 | 9,323 | 449,098 | SH | DFND | 120,263 | 328,835 | 0 | ||
StoneX Group Inc. | COM | 861896108 | 31,639 | 426,224 | SH | DFND | 113,287 | 312,937 | 0 | ||
Synovus Financial Corp. | COM | 87161C501 | 15,232 | 310,847 | SH | DFND | 81,000 | 229,847 | 0 | ||
Tailwind Acquisition Corp. | COM | 87403Q102 | 188 | 19,033 | SH | DFND | 19,033 | 0 | 0 | ||
Target Hospitality Corp. | COM | 87615L107 | 32,381 | 5,396,906 | SH | DFND | 1,552,683 | 3,844,223 | 0 | ||
Technology Sector SPDR | COM | 81369Y803 | 207 | 1,300 | SH | DFND | 0 | 1,300 | 0 | ||
Tronox Holdings PLC | COM | G9087Q102 | 24,191 | 1,222,394 | SH | DFND | 338,625 | 883,769 | 0 | ||
Utilities Select Sector SPDR | COM | 81369Y886 | 676 | 9,077 | SH | DFND | 0 | 9,077 | 0 | ||
Vanguard Dividend Appreciation Indx ETF | COM | 921908844 | 1,599 | 9,860 | SH | DFND | 0 | 9,860 | 0 | ||
Vanguard FTSE All World Ex US ETF | COM | 922042775 | 674 | 11,695 | SH | DFND | 0 | 11,695 | 0 | ||
Vanguard Index Fund ETF | COM | 922908769 | 212 | 930 | SH | DFND | 0 | 930 | 0 | ||
Vanguard Intermediate Term Corp. Bond ETF | COM | 92206C870 | 638 | 7,419 | SH | DFND | 0 | 7,419 | 0 | ||
Vanguard Real Estate ETF | COM | 922908553 | 274 | 2,529 | SH | DFND | 0 | 2,529 | 0 | ||
Vanguard S&P 500 Indx Fd ETF | COM | 922908363 | 201 | 483 | SH | DFND | 0 | 483 | 0 | ||
Verint Systems Inc. | COM | 92343X100 | 13,220 | 255,712 | SH | DFND | 71,390 | 184,322 | 0 | ||
Visa Inc. | COM | 92826C839 | 380 | 1,715 | SH | DFND | 0 | 1,715 | 0 | ||
Visteon Corp. | COM | 92839U206 | 16,194 | 148,393 | SH | DFND | 43,469 | 104,924 | 0 | ||
Walt Disney Co. | COM | 254687106 | 497 | 3,621 | SH | DFND | 800 | 2,821 | 0 | ||
WisdomTree CBOE S&P 500 PutWrite Strategy | COM | 97717X560 | 421 | 12,000 | SH | DFND | 0 | 12,000 | 0 | ||
WisdomTree US Mid Cap Div Fund | COM | 97717W505 | 1,743 | 39,246 | SH | DFND | 0 | 39,246 | 0 | ||
Z-Work Acquisition Corp. | COM | 98880C102 | 196 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Activision Blizzard, Inc. | COM | 00507V109 | 1,802 | 22,500 | SH | Call | DFND | 22,500 | 0 | 0 | |
Alibaba Group Holding Ltd. Sponsored ADR | COM | 01609W102 | 762 | 7,000 | SH | Call | DFND | 7,000 | 0 | 0 | |
Citigroup Inc. | COM | 172967424 | 801 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
Carnival Corporation | COM | 143658300 | 667 | 33,000 | SH | Call | DFND | 33,000 | 0 | 0 | |
Cardiovascular Systems, Inc. | COM | 141619106 | 565 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
Direxion Daily FTSE Europe Bull 3X Shares | COM | 25459Y280 | 557 | 20,500 | SH | Call | DFND | 20,500 | 0 | 0 | |
Direxion Daily Financial Bull 3x Shares | COM | 25459Y694 | 882 | 7,500 | SH | Call | DFND | 7,500 | 0 | 0 | |
International Flavors & Fragrances Inc. | COM | 459506101 | 2,036 | 15,500 | SH | Call | DFND | 15,500 | 0 | 0 | |
JPMorgan Chase & Co. | COM | 46625H100 | 2,045 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
Paramount Global Class B | COM | 92556H206 | 756 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
PowerFleet, Inc. | COM | 73931J109 | 229 | 77,000 | SH | Call | DFND | 77,000 | 0 | 0 | |
Scotts Miracle-Gro Company Class A | COM | 810186106 | 1,660 | 13,500 | SH | Call | DFND | 13,500 | 0 | 0 | |
Direxion Daily Small Cap Bull 3x Shares | COM | 25459W847 | 1,260 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X Shares | COM | 25460G500 | 753 | 4,500 | SH | Put | DFND | 4,500 | 0 | 0 | |
International Flavors & Fragrances Inc. | COM | 459506101 | 2,036 | 15,500 | SH | Put | DFND | 15,500 | 0 | 0 | |
JPMorgan Chase & Co. | COM | 46625H100 | 2,045 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
Paramount Global Class B | COM | 92556H206 | 567 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
Scotts Miracle-Gro Company Class A | COM | 810186106 | 1,660 | 13,500 | SH | Put | DFND | 13,500 | 0 | 0 |