The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc. | COM | 02079K305 | 719 | 330 | SH | DFND | 0 | 330 | 0 | ||
UnitedHealth Group | COM | 91324P102 | 262 | 511 | SH | DFND | 0 | 511 | 0 | ||
Adobe Systems Inc. | COM | 00724F101 | 209 | 570 | SH | DFND | 0 | 570 | 0 | ||
Berkshire Hathaway Inc. Cl B | COM | 084670702 | 201 | 736 | SH | DFND | 0 | 736 | 0 | ||
iShares US Pharmaceuticals ETF | COM | 464288836 | 211 | 1,100 | SH | DFND | 0 | 1,100 | 0 | ||
Mastercard Incorporated | COM | 57636Q104 | 374 | 1,186 | SH | DFND | 0 | 1,186 | 0 | ||
Home Depot Inc. | COM | 437076102 | 338 | 1,232 | SH | DFND | 0 | 1,232 | 0 | ||
Invesco QQQ Trust Series 1 | COM | 46090E103 | 423 | 1,508 | SH | DFND | 0 | 1,508 | 0 | ||
Pepsico, Inc. | COM | 713448108 | 288 | 1,730 | SH | DFND | 0 | 1,730 | 0 | ||
Visa Inc. | COM | 92826C839 | 373 | 1,893 | SH | DFND | 0 | 1,893 | 0 | ||
Johnson & Johnson | COM | 478160104 | 354 | 1,996 | SH | DFND | 0 | 1,996 | 0 | ||
Healthcare Select Sector SPDR | COM | 81369Y209 | 282 | 2,203 | SH | DFND | 0 | 2,203 | 0 | ||
Vanguard Real Estate ETF | COM | 922908553 | 230 | 2,525 | SH | DFND | 0 | 2,525 | 0 | ||
Consolidated Edison Inc. | COM | 209115104 | 244 | 2,569 | SH | DFND | 0 | 2,569 | 0 | ||
3M Company | COM | 88579Y101 | 342 | 2,640 | SH | DFND | 0 | 2,640 | 0 | ||
Meta Platforms, Inc. | COM | 30303M102 | 436 | 2,703 | SH | DFND | 0 | 2,703 | 0 | ||
Energy Select Sector SPDR | COM | 81369Y506 | 202 | 2,822 | SH | DFND | 0 | 2,822 | 0 | ||
JP Morgan Chase & Co. | COM | 46625H100 | 405 | 3,593 | SH | DFND | 0 | 3,593 | 0 | ||
Microsoft Corporation | COM | 594918104 | 934 | 3,637 | SH | DFND | 0 | 3,637 | 0 | ||
iShares Core S&P 500 | COM | 464287200 | 1,619 | 4,270 | SH | DFND | 0 | 4,270 | 0 | ||
S&P Regional Banking SPDR | COM | 78464A698 | 267 | 4,600 | SH | DFND | 0 | 4,600 | 0 | ||
Select Sector Spdr Tr Communication | COM | 81369Y852 | 266 | 4,900 | SH | DFND | 0 | 4,900 | 0 | ||
Amazon.com | COM | 023135106 | 597 | 5,620 | SH | DFND | 0 | 5,620 | 0 | ||
Vanguard Intermediate Term Corp. Bond ETF | COM | 92206C870 | 593 | 7,416 | SH | DFND | 0 | 7,416 | 0 | ||
iShares Core MSCI Emerging Markets | COM | 46434G103 | 370 | 7,543 | SH | DFND | 0 | 7,543 | 0 | ||
iShares Core S&P Mid Cap ETF | COM | 464287507 | 1,759 | 7,775 | SH | DFND | 0 | 7,775 | 0 | ||
NextEra Energy Inc. | COM | 65339F101 | 722 | 9,316 | SH | DFND | 0 | 9,316 | 0 | ||
Utilities Select Sector SPDR | COM | 81369Y886 | 666 | 9,495 | SH | DFND | 0 | 9,495 | 0 | ||
iShares Core US Aggregate Bond ETF | COM | 464287226 | 987 | 9,707 | SH | DFND | 0 | 9,707 | 0 | ||
Vanguard Dividend Appreciation Indx ETF | COM | 921908844 | 1,412 | 9,839 | SH | DFND | 0 | 9,839 | 0 | ||
Vanguard FTSE All World Ex US ETF | COM | 922042775 | 535 | 10,708 | SH | DFND | 0 | 10,708 | 0 | ||
JP Morgan Chase Alerian MLP Index ETN | COM | 46625H365 | 203 | 10,714 | SH | DFND | 0 | 10,714 | 0 | ||
WisdomTree CBOE S&P 500 PutWrite Strategy | COM | 97717X560 | 383 | 12,000 | SH | DFND | 0 | 12,000 | 0 | ||
Schwab International Equity ETF | COM | 808524805 | 390 | 12,397 | SH | DFND | 0 | 12,397 | 0 | ||
ProShares S&P 500 Dividend Aristocrats | COM | 74348A467 | 1,816 | 21,276 | SH | DFND | 0 | 21,276 | 0 | ||
Independent Bank Corp. Mass | COM | 453836108 | 1,828 | 23,015 | SH | DFND | 0 | 23,015 | 0 | ||
WisdomTree US Mid Cap Div Fund | COM | 97717W505 | 1,594 | 40,904 | SH | DFND | 0 | 40,904 | 0 | ||
Raymond James Financial, Inc. | COM | 754730109 | 7,665 | 85,733 | SH | DFND | 0 | 85,733 | 0 | ||
KKR Acquisition Holdings I Corp. Cl A | COM | 48253T109 | 5,847 | 597,245 | SH | DFND | 0 | 597,245 | 0 | ||
Dow Jones Indl Average SPDR ETF | COM | 78467X109 | 462 | 1,500 | SH | DFND | 200 | 1,300 | 0 | ||
Apple, Inc. | COM | 037833100 | 1,206 | 8,822 | SH | DFND | 1,200 | 7,622 | 0 | ||
Walt Disney Co. | COM | 254687106 | 414 | 4,390 | SH | DFND | 1,500 | 2,890 | 0 | ||
Community Financial Corporation | COM | 20368X101 | 3,744 | 101,517 | SH | DFND | 10,350 | 91,167 | 0 | ||
Tupperware Corp. | COM | 899896104 | 84 | 13,310 | SH | DFND | 13,310 | 0 | 0 | ||
Activision Blizzard Inc. | COM | 00507V109 | 1,271 | 16,326 | SH | DFND | 16,200 | 126 | 0 | ||
Loyalty Ventures Inc. | COM | 54911Q107 | 71 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Paramount Global | COM | 92556H206 | 494 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Charles River Associates | COM | 12618T105 | 7,288 | 81,593 | SH | DFND | 20,711 | 60,882 | 0 | ||
Visteon Corp. | COM | 92839U206 | 15,334 | 148,043 | SH | DFND | 42,019 | 106,024 | 0 | ||
Verint Systems Inc. | COM | 92343X100 | 10,572 | 249,642 | SH | DFND | 65,050 | 184,592 | 0 | ||
Barrett Business Services | COM | 068463108 | 19,272 | 264,475 | SH | DFND | 80,970 | 183,505 | 0 | ||
Synovus Financial Corp. | COM | 87161C501 | 12,749 | 353,642 | SH | DFND | 99,970 | 253,672 | 0 | ||
KKR Acquis. Hldgs I Corp. WTS Exp 12/31/27 | wt | 48253T117 | 125 | 347,785 | SH | DFND | 100,050 | 247,735 | 0 | ||
Stoneridge, Inc. | COM | 86183P102 | 7,549 | 440,204 | SH | DFND | 110,268 | 329,936 | 0 | ||
CapStar Financial Holdings, Inc. | COM | 14070T102 | 8,263 | 421,140 | SH | DFND | 116,993 | 304,147 | 0 | ||
StoneX Group Inc. | COM | 861896108 | 33,994 | 435,424 | SH | DFND | 118,367 | 317,057 | 0 | ||
Lantheus Holdings Inc. | COM | 516544103 | 36,054 | 546,020 | SH | DFND | 152,588 | 393,432 | 0 | ||
SmartFinancial Inc. | COM | 83190L208 | 14,545 | 602,045 | SH | DFND | 159,988 | 442,057 | 0 | ||
Eastern Bankshares, Inc. | COM | 27627N105 | 12,350 | 668,990 | SH | DFND | 173,355 | 495,635 | 0 | ||
First Busey Corp. | COM | 319383204 | 14,103 | 617,195 | SH | DFND | 175,386 | 441,809 | 0 | ||
KKR & Co. Inc. Cl A | COM | 48251W104 | 30,787 | 665,099 | SH | DFND | 183,145 | 481,954 | 0 | ||
First Northwest Bancorp | COM | 335834107 | 12,382 | 793,742 | SH | DFND | 204,996 | 588,746 | 0 | ||
AerSale Corp. | COM | 00810F106 | 6,262 | 431,533 | SH | DFND | 206,802 | 224,731 | 0 | ||
Air Transport Services Group, Inc. | COM | 00922R105 | 24,371 | 848,272 | SH | DFND | 218,442 | 629,830 | 0 | ||
Jefferies Financial Group Inc. | COM | 47233W109 | 23,941 | 866,816 | SH | DFND | 256,515 | 610,301 | 0 | ||
Lakeland Industries Inc. | COM | 511795106 | 15,915 | 1,036,131 | SH | DFND | 282,031 | 754,100 | 0 | ||
Imax Corporation | COM | 45245E109 | 19,107 | 1,131,282 | SH | DFND | 285,355 | 845,927 | 0 | ||
Everi Holdings, Inc. | COM | 30034T103 | 18,257 | 1,119,371 | SH | DFND | 293,431 | 825,940 | 0 | ||
Motorcar Parts of America, Inc. | COM | 620071100 | 16,451 | 1,253,914 | SH | DFND | 346,402 | 907,512 | 0 | ||
Tronox Holdings PLC | COM | G9087Q102 | 21,336 | 1,269,984 | SH | DFND | 372,595 | 897,389 | 0 | ||
Cognyte Software Ltd. | COM | M25133105 | 6,503 | 1,530,110 | SH | DFND | 378,400 | 1,151,710 | 0 | ||
Fiesta Restaurant Group, Inc. | COM | 31660B101 | 10,654 | 1,492,127 | SH | DFND | 460,938 | 1,031,189 | 0 | ||
Harrow Health Inc. | COM | 415858109 | 7,253 | 996,351 | SH | DFND | 489,750 | 506,601 | 0 | ||
Perion Network Ltd. | COM | M78673114 | 30,981 | 1,704,115 | SH | DFND | 524,080 | 1,180,035 | 0 | ||
Asure Software Inc. | COM | 04649U102 | 19,425 | 3,407,915 | SH | DFND | 874,672 | 2,533,243 | 0 | ||
Information Services Group | COM | 45675Y104 | 27,852 | 4,120,182 | SH | DFND | 1,043,017 | 3,077,165 | 0 | ||
QuinStreet, Inc. | COM | 74874Q100 | 36,968 | 3,674,765 | SH | DFND | 1,132,979 | 2,541,786 | 0 | ||
PowerFleet, Inc. | COM | 73931J109 | 5,629 | 2,594,201 | SH | DFND | 1,312,564 | 1,281,637 | 0 | ||
Target Hospitality Corp. | COM | 87615L107 | 33,578 | 5,880,567 | SH | DFND | 1,670,057 | 4,210,510 | 0 | ||
ECN Capital Corporation | COM | 26829L107 | 27,254 | 6,236,644 | SH | DFND | 1,768,450 | 4,468,194 | 0 | ||
Paypal Holdings Inc. | COM | 70450Y103 | 180 | 2,577 | SH | DFND | 2,500 | 77 | 0 | ||
Activision Blizzard, Inc. | COM | 00507V109 | 701 | 9,000 | SH | Call | DFND | 9,000 | 0 | 0 | |
Boeing Company | COM | 097023105 | 1,053 | 7,700 | SH | Call | DFND | 7,700 | 0 | 0 | |
Citigroup Inc. | COM | 172967424 | 1,219 | 26,500 | SH | Call | DFND | 26,500 | 0 | 0 | |
Carnival Corporation | COM | 143658300 | 285 | 33,000 | SH | Call | DFND | 33,000 | 0 | 0 | |
Direxion Daily FTSE Europe Bull 3X Shares | COM | 25459Y280 | 339 | 20,500 | SH | Call | DFND | 20,500 | 0 | 0 | |
Expedia Group, Inc. | COM | 30212P303 | 1,043 | 11,000 | SH | Call | DFND | 11,000 | 0 | 0 | |
Loyalty Ventures, Inc. | COM | 54911Q107 | 300 | 84,000 | SH | Call | DFND | 84,000 | 0 | 0 | |
Paramount Global Class B | COM | 92556H206 | 494 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 2,706 | 33,000 | SH | Call | DFND | 33,000 | 0 | 0 | |
PowerFleet, Inc. | COM | 73931J109 | 174 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
PayPal Holdings, Inc. | COM | 70450Y103 | 2,444 | 35,000 | SH | Call | DFND | 35,000 | 0 | 0 | |
Qualcomm Incorporated | COM | 747525103 | 1,533 | 12,000 | SH | Call | DFND | 12,000 | 0 | 0 | |
QuinStreet, Inc. | COM | 74874Q100 | 644 | 64,000 | SH | Call | DFND | 64,000 | 0 | 0 | |
Direxion Daily Small Cap Bull 3x Shares | COM | 25459W847 | 656 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
ProShares UltraPro QQQ | COM | 74347X831 | 1,200 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
Western Union Company | COM | 959802109 | 824 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
Paramount Global Class B | COM | 92556H206 | 370 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
Western Union Company | COM | 959802109 | 824 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
Activision Blizzard, Inc. | COM | 00507V109 | 1,051 | 13,500 | SH | Put | DFND | 13,500 | 0 | 0 | |
Boeing Company | COM | 097023105 | 1,053 | 7,700 | SH | Put | DFND | 7,700 | 0 | 0 | |
Qualcomm Incorporated | COM | 747525103 | 1,533 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
Clorox Company | COM | 189054109 | 1,762 | 12,500 | SH | Put | DFND | 12,500 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 2,706 | 33,000 | SH | Put | DFND | 33,000 | 0 | 0 |