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Formidable Asset Management

Filed: 16 Aug 21, 3:03pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABORATORIES COMCommon Stock0028241001,0839,223SH SOLE 9,142082
ACACIA RESEARCH CORP COMCommon Stock0038813078,0891,403,344SH SOLE 1,265,7430137,601
ADVANCED MICRO DEVICES INC COMCommon Stock0079031076526,957SH SOLE 4,60702,350
AMACORE GROUP INCORPORATED CLASS ACommon Stock022624100040,000SH SOLE 40,00000
AMAZON COM INC COMCommon Stock023135106647188SH SOLE 840104
AMAZON COM INC COMCommon Stock023135106647188SH SOLE 840104
AMEREN CORPORATIONCommon Stock0236081024945,806SH SOLE 5,80600
AMERICAN FINANCIAL GROUP INC COMCommon Stock0259321043362,686SH SOLE 1,47901,207
AMGEN INC COMCommon Stock0311621005822,351SH SOLE 2,289063
APPLE INC COMCommon Stock0378331003,07622,460SH SOLE 6,911015,549
APPLE INC COMCommon Stock0378331003,07622,460SH SOLE 6,911015,549
APPLIED MATERIALS INC COMCommon Stock0382221054513,405SH SOLE 2,8020603
APTARGROUP INC COMCommon Stock0383361031,54011,067SH SOLE 10,4230644
AUTOMATIC DATA PROCESSING INC COMCommon Stock0530151033431,672SH SOLE 1,5220150
BAIDU INC ADRADR0567521083031,490SH SOLE 6960794
BANK OF AMERICA CORPORATION COMCommon Stock0605051042425,867SH SOLE 2,60803,259
BANK OF AMERICA CORPORATION COMCommon Stock0605051042425,867SH SOLE 2,60803,259
BAXTER INTERNATIONAL INC COMCommon Stock0718131093934,836SH SOLE 4,3170519
BECTON DICKINSON & CO COMCommon Stock0758871097062,870SH SOLE 1,59301,277
BERKSHIRE HATHAWAY INC COM CL BCommon Stock0846707024621,664SH SOLE 7010963
BERKSHIRE HATHAWAY INC COM CL BCommon Stock0846707024621,664SH SOLE 7010963
BOEING CO COMCommon Stock0970231052,1969,964SH SOLE 8,87201,092
BRAXIA SCIENTIFIC CORP COMCommon Stock10573610258233,250SH SOLE 116,6250116,625
BRISTOL-MYERS SQUIBB CO COMCommon Stock11012210872910,847SH SOLE 8,61802,229
CSX CORP COMCommon Stock12640810339012,219SH SOLE 3,99308,226
CVS HEALTH CORPORATIONCommon Stock12665010092711,299SH SOLE 9,42701,872
CANADA HOUSE WELLNESS GRP INC COMCommon Stock135101103130,000SH SOLE 30,00000
CHEVRON CORPORATIONCommon Stock1667641002,35423,892SH SOLE 21,52502,367
CHURCH & DWIGHT COMCommon Stock1713401022,01023,039SH SOLE 22,1340905
CINCINNATI FINANCIAL CORP COMCommon Stock1720621019948,393SH SOLE 8,1050288
CINTAS CORPORATIONCommon Stock1729081056161,594SH SOLE 1,59400
COCA COLA COMPANYCommon Stock19121610067812,094SH SOLE 11,4410653
DISNEY WALT COMPANYCommon Stock2546871061,0445,822SH SOLE 5,82200
DISNEY WALT COMPANYCommon Stock2546871061,0445,822SH SOLE 5,82200
DOCUSIGN INC COMCommon Stock256163106213762SH SOLE 667095
DOCUSIGN INC COMCommon Stock256163106213762SH SOLE 667095
DONALDSON INCORPORATEDCommon Stock2576511091,21318,554SH SOLE 18,55400
DOW INC COMCommon Stock2605571032854,683SH SOLE 3,47201,211
EATON VANCE ENHANCED EQUITY INClosed-End Fund27827710843418,528SH SOLE 18,52800
EMERSON ELEC COMPANYCommon Stock2910111041,24712,825SH SOLE 12,82500
ERICSSON ADR B SEK 10ADR29482160868256,621SH SOLE 49,11307,508
FACTSET RESEARCH SYSTEMS COMCommon Stock3030751051,7004,987SH SOLE 4,7480239
FARMER BROS CO COMCommon Stock30767510880077,165SH SOLE 70,66506,500
FED NATIONAL MTG ASSN COMCommon Stock3135861091511,000SH SOLE 10,00001,000
FIFTH THIRD BANCORPCommon Stock31677310079621,794SH SOLE 20,19401,600
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUNDETP33691710947614,375SH SOLE 14,37500
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUNDETP3373441052212,000SH SOLE 2,00000
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDETP3373451022121,378SH SOLE 1,37800
FLUX POWER HOLDINGS INC COMCommon Stock34405730211,9881,323,426SH SOLE 1,213,6860109,740
FOOT LOCKER INC COMCommon Stock3448491043586,338SH SOLE 5,8830455
GENERAL DYNAMICS CORP COMCommon Stock3695501081,6678,815SH SOLE 7,9800835
GENERAL ELECTRIC CO COMCommon Stock3696041031,934153,163SH SOLE 142,519010,644
GENERAL MILLS INC COMCommon Stock3703341041,00216,682SH SOLE 16,3620320
GENUINE PARTS CO COMCommon Stock3724601051,2009,410SH SOLE 9,1730237
GILEAD SCIENCES INC COMCommon Stock3755581031111,616SH SOLE 8430773
GILEAD SCIENCES INC COMCommon Stock3755581031111,616SH SOLE 8430773
GRAINGER W W INC COMCommon Stock3848021041,8174,017SH SOLE 3,8190198
GREENROSE ACQUISITION CORP COMCommon Stock39539210311711,732SH SOLE 4,46907,263
GRUPO AEROPORTUARIO DEL CENTROADR40050110270615,077SH SOLE 14,6550422
HEMAGEN DIAGNOSTICS INCORPORATEDCommon Stock423501105151,500SH SOLE 51,50000
HENRY JACK & ASSOC INCORPORATEDCommon Stock4262811011,6779,789SH SOLE 9,4000389
HERSHEY COMPANYCommon Stock4278661087214,028SH SOLE 3,2950733
HILL-ROM HLDGS INCORPORATEDCommon Stock4314751022021,761SH SOLE 1,76100
HOME DEPOT INC COMCommon Stock437076102225706SH SOLE 1250581
HOME DEPOT INC COMCommon Stock437076102225706SH SOLE 1250581
HONEYWELL INTERNATIONAL INC COMCommon Stock4385161068803,839SH SOLE 3,6130226
HORMEL FOODS CORP COMCommon Stock4404521001,13423,496SH SOLE 22,36301,133
INTEL CORP COMCommon Stock4581401003,14657,159SH SOLE 54,35402,805
INTERNATIONAL BUS MACH CORP COMCommon Stock4592001013152,242SH SOLE 1,9440298
ION ENERGY LIMITEDCommon Stock462048109310,000SH SOLE 10,00000
ISHARES TR CORE S&P500 ETFETP4642872006121,412SH SOLE 1,41200
ISHARES TR CORE S&P500 ETFETP4642872006121,412SH SOLE 1,41200
ISHARES TR MSCI EMG MKT ETFETP4642872341041,938SH SOLE 1,93800
ISHARES TR MSCI EMG MKT ETFETP4642872341041,938SH SOLE 1,93800
ISHARES TR S&P 500 GRWT ETFETP4642873094075,494SH SOLE 5,49400
ISHARES TR S&P 500 GRWT ETFETP4642873094075,494SH SOLE 5,49400
ISHARES TR MSCI EAFE ETFETP4642874657069,009SH SOLE 9,00900
ISHARES TR MSCI EAFE ETFETP4642874657069,009SH SOLE 9,00900
ISHARES TR RUS MID CAP ETFETP4642874992453,160SH SOLE 3,16000
ISHARES TR CORE S&P MCP ETFETP464287507145557SH SOLE 55700
ISHARES TR CORE S&P MCP ETFETP464287507145557SH SOLE 55700
ISHARES TR RUS 1000 VAL ETFETP4642875981871,185SH SOLE 1,18500
ISHARES TR RUS 1000 VAL ETFETP4642875981871,185SH SOLE 1,18500
ISHARES TR RUS 1000 GRW ETFETP464287614268975SH SOLE 97500
ISHARES TR RUS 1000 GRW ETFETP464287614268975SH SOLE 97500
ISHARES TR RUSSELL 2000 ETFETP4642876555442,530SH SOLE 2,53000
ISHARES TR CORE S&P SCP ETFETP4642878042562,403SH SOLE 2,40300
ISHARES TR CORE S&P SCP ETFETP4642878042562,403SH SOLE 2,40300
ISHARES TRUST JPMORGAN USD EMG ETFETP4642882813112,765SH SOLE 1,9520813
ISHARES TR GRWT ALLOCAT ETFETP4642898672213,960SH SOLE 3,96000
ISHARES TR GRWT ALLOCAT ETFETP4642898672213,960SH SOLE 3,96000
ITRON INC COMCommon Stock46574110699610,766SH SOLE 9,20301,563
JAMMIN JAVA CORPORATIONCommon Stock470751108032,850SH SOLE 32,85000
JOHNSON & JOHNSONCommon Stock4781601041,3498,070SH SOLE 6,30101,769
KANSAS CITY SOUTHERN COM NEWCommon Stock4851703027592,850SH SOLE 2,85000
KATAPULT HOLDINGS INCORPORATEDCommon Stock4858591029010,000SH SOLE 10,00000
KIMBERLY CLARK CORP COMCommon Stock4943681032581,881SH SOLE 1,2490632
KNIGHT SWIFT TRANSN HLDGS INC COM CL ACommon Stock4990491041,57932,446SH SOLE 30,94201,504
KROGER CO COMCommon Stock5010441012797,168SH SOLE 4,64702,521
LAS VEGAS SANDS CORP COMCommon Stock5178341071,04721,533SH SOLE 18,75602,777
ELI LILLY AND COMPANY COMCommon Stock5324571085552,417SH SOLE 002,417
ELI LILLY AND COMPANY COMCommon Stock5324571085552,417SH SOLE 002,417
LOCKHEED MARTIN CORP COMCommon Stock539830109287760SH SOLE 729031
LOWE'S COMPANIES INC COMCommon Stock5486611077623,889SH SOLE 3,7890100
MSC INDL DIRECT INCORPORATED CLASS ACommon Stock55353010695010,895SH SOLE 10,4150480
MCDONALDS CORPORATIONCommon Stock5801351017613,261SH SOLE 2,2800981
MICROSOFT CORP COMCommon Stock5949181042,4979,218SH SOLE 2,56006,658
MICROSOFT CORP COMCommon Stock5949181042,4979,218SH SOLE 2,56006,658
MICRON TECHNOLOGY INC COMCommon Stock5951121034595,399SH SOLE 4,01501,384
MONDELEZ INTERNATIONAL INCORPORATED CLASS ACommon Stock6092071052844,445SH SOLE 3,7710674
MORGAN STANLEY COMCommon Stock6174464482632,881SH SOLE 2,6320249
MORGAN STANLEY EMERGING MKTSClosed-End Fund61747710441568,184SH SOLE 63,18405,000
NATIONAL CINEMEDIA INC COMCommon Stock6353091071,422383,748SH SOLE 379,48904,259
NEWELL BRANDS INC COMCommon Stock6512291062689,900SH SOLE 9,7000200
NEWMONT CORPORATIONCommon Stock6516391063024,865SH SOLE 3,80401,061
NIKE INC COM CL BCommon Stock6541061034,59028,762SH SOLE 27,39101,371
NOKIA CORPORATION SPONSORED ADRADR65490220429853,417SH SOLE 43,197010,220
NORFOLK SOUTHERN CORP COMCommon Stock6558441085572,128SH SOLE 1,5730555
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHSClosed-End Fund67069910734211,720SH SOLE 11,72000
PEPSICO INC COMCommon Stock7134481081,82911,787SH SOLE 10,9760811
PETMED EXPRESS INCCommon Stock7163821062,68893,470SH SOLE 91,07002,400
PFIZER INC COMCommon Stock7170811031,86746,343SH SOLE 44,55601,787
PHILIP MORRIS INTERNATIONAL INCORPORATEDCommon Stock7181721097217,280SH SOLE 5,50601,774
PROCTER & GAMBLE CO COMCommon Stock74271810944,422318,286SH SOLE 275,347042,939
PROTO LABS INC COMCommon Stock7437131092262,462SH SOLE 1,31301,149
QUALCOMM INC COMCommon Stock7475251032,59218,505SH SOLE 17,14701,358
QUINSAM CAPITAL CORP COMCommon Stock74874720131218,500SH SOLE 200,292018,208
REPUBLIC BANCORP INCORPORATED KY CLASS ACommon Stock7602812041,27927,438SH SOLE 27,43800
ROCKWELL AUTOMATION INC COMCommon Stock7739031096142,096SH SOLE 2,078018
ROSS STORES INC COMCommon Stock7782961031,62213,549SH SOLE 12,8470702
ROYAL GOLD INC COMCommon Stock7802871082201,932SH SOLE 1,0210911
ROYCE VALUE TR INCORPORATEDClosed-End Fund78091010524813,937SH SOLE 13,93700
SANDERSON FARM INC COMCommon Stock8000131041,8199,978SH SOLE 9,5840394
SCHWAB STRATEGIC TR US TIPS ETFETP8085248702,64542,311SH SOLE 13,123029,188
SCHWAB STRATEGIC TR US TIPS ETFETP8085248702,64542,311SH SOLE 13,123029,188
SCOTTS MIRACLE-GRO COMPANY CLASS ACommon Stock8101861066413,539SH SOLE 3,3780161
SEABRIDGE GOLD INC COMCommon Stock81191610532318,425SH SOLE 10,71207,713
SHAKE SHACK INC COM CL ACommon Stock8190471013,01431,928SH SOLE 30,48801,440
SILVERCREST METALS INC COMCommon Stock82836310159683,052SH SOLE 83,05200
SMUCKER (JM) CO COMCommon Stock8326964052772,111SH SOLE 1,06201,049
SOUTHERN CO COMCommon Stock8425871072524,008SH SOLE 3,5690439
SQUARE INC COM CL ACommon Stock852234103203831SH SOLE 6670164
STARBUCKS CORP COMCommon Stock8552441092,90424,607SH SOLE 22,86801,739
STIFEL FINL CORPORATIONCommon Stock8606301022503,901SH SOLE 3,90100
STOCK YDS BANCORP INCORPORATEDCommon Stock8610251043,02062,454SH SOLE 62,45400
SYSCO CORP COMCommon Stock8718291071,37219,143SH SOLE 18,9170226
TJX COMPANIES INCORPORATED NEWCommon Stock8725401095808,608SH SOLE 8,1390470
TERADYNE INC COMCommon Stock8807701023302,492SH SOLE 2,3910101
THERMO FISHER SCIENTIFIC INC COMCommon Stock883556102216426SH SOLE 1530273
TRACTOR SUPPLY CO COMCommon Stock8923561063,34017,686SH SOLE 16,9830704
US BANCORP COMCommon Stock9029733041,67429,329SH SOLE 16,098013,231
UNION PAC CORPORATIONCommon Stock9078181083291,501SH SOLE 9090592
UNITED PARCEL SERVICE INC COM CL BCommon Stock9113121066082,890SH SOLE 2,6190271
V F CORP COMCommon Stock91820410898912,750SH SOLE 12,3870363
VANGUARD FTSE DEV MKT ETFETP9219438583597,027SH SOLE 6,4740553
VANGUARD HIGH DIV YLD ETFETP9219464067,79374,476SH SOLE 32,711041,765
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETFETP9220427183322,445SH SOLE 2,44500
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETFETP9220427183322,445SH SOLE 2,44500
VANGUARD TOTAL WORLD STOCK ETFETP9220427423803,684SH SOLE 3,68400
VANGUARD FTSE EMERGING MARKETS ETFETP9220428582294,319SH SOLE 4,1140205
VANGUARD INDEX FUNDS S&P 500 ETF SHS NEWETP9229083631,0922,754SH SOLE 2,75400
VANGUARD INDEX FUNDS S&P 500 ETF SHS NEWETP9229083631,0922,754SH SOLE 2,75400
VANGUARD VALUE ETFETP9229087443672,668SH SOLE 33402,334
WALMART INC COMCommon Stock9311421031791,272SH SOLE 6360636
WALMART INC COMCommon Stock9311421031791,272SH SOLE 6360636
WELLS FARGO & COMPANY COMCommon Stock9497461011062,330SH SOLE 002,330
WELLS FARGO & COMPANY COMCommon Stock9497461011062,330SH SOLE 002,330
WHEATON PRECIOUS METALS CORP COMCommon Stock96287910275817,604SH SOLE 17,60400
WILLIAMS COMPANIES INC COMCommon Stock96945710083433,637SH SOLE 32,7890848
WILLIAMS SONOMA INCORPORATEDCommon Stock9699041012,62917,022SH SOLE 16,2690753
KIRKLAND LAKE GOLD COMCommon Stock49741E1002526,535SH SOLE 3,56502,970
INVESCO QQQETP46090E1031,0102,826SH SOLE 2,7260100
FIRST TRUST CAPITAL STRENGTH ETFETP33733E1042893,763SH SOLE 3,76300
FIRST TRUST CAPITAL STRENGTH ETFETP33733E104198828SH SOLE 82800
APOLLO GLOBAL MANAGEMENT INC COM CL ACommon Stock03768E10585315,109SH SOLE 14,6690440
TARGET CORP COMCommon Stock87612E1061,2444,962SH SOLE 4,7340228
NCR CORPORATION NEWCommon Stock62886E10808SH SOLE 800
NCR CORPORATION NEWCommon Stock62886E1086327,551SH SOLE 7,1940357
TRAVELERS COMPANIES INC COMCommon Stock89417E1093252,110SH SOLE 1,5020608
FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUNDETP33733E2032321,399SH SOLE 1,39900
WORLD GOLD TRUST SPDR GLD MINIS ETFETP98149E20482746,224SH SOLE 33,067013,157
AT&T INC COMCommon Stock00206R10268123,953SH SOLE 20,07203,881
AST SPACEMOBILE INC COM CL ACommon Stock00217D10015011,560SH SOLE 4,16207,398
AXT INC COMCommon Stock00246W10322220,250SH SOLE 14,89005,360
ABBVIE INC COMCommon Stock00287Y1091,0989,482SH SOLE 7,53101,951
ACTIVISION BLIZZARD INC COMCommon Stock00507V1093183,393SH SOLE 2,03701,356
ADOBE INC COMCommon Stock00724F1011,4902,463SH SOLE 2,383081
ADVENT CONV & INCOME FDClosed-End Fund00764C1092,674142,750SH SOLE 124,888017,862
ALIBABA GROUP HLDG LIMITED SPONSORED ADSADR01609W1021,4296,647SH SOLE 6,0300617
ALPHABET INC COM CL CCommon Stock02079K10715361SH SOLE 46015
ALPHABET INC COM CL CCommon Stock02079K10715361SH SOLE 46015
ALPHABET INC COM CL ACommon Stock02079K305349143SH SOLE 61082
ALPHABET INC COM CL ACommon Stock02079K305349143SH SOLE 61082
ALTITUDE ACQUISITION CORP CL ACommon Stock02156Y10373374,844SH SOLE 74,84400
ALTRIA GROUP INC COMCommon Stock02209S1033,10565,609SH SOLE 53,467012,142
AMERICAN TOWER CORPREIT03027X1009553,443SH SOLE 2,6250818
ARCTURUS THERAPEUTICS HLDG INC COMCommon Stock03969T10934612,325SH SOLE 12,1500175
ARES CAPITAL CORP COMCommon Stock04010L10376538,366SH SOLE 37,7550611
AUXLY CANNABIS GROUP INC COMCommon Stock05335P109420,800SH SOLE 10,400010,400
BGC PARTNERS INCORPORATED CLASS ACommon Stock05541T10111821,900SH SOLE 21,90000
BAIN CAP SPECIALTY FIN INCORPORATED COM STKCommon Stock05684B10781653,459SH SOLE 43,91409,545
BAYTEX ENERGY CORP COMCommon Stock07317Q10512273,500SH SOLE 71,50002,000
BIO-TECHNE CORP COMCommon Stock09073M1043,7998,290SH SOLE 7,9380352
BLACKROCK INC COMCommon Stock09247X101744850SH SOLE 84209
BLACKROCK MUN INCOME TR SH BEN INTClosed-End Fund09248F10916010,381SH SOLE 10,38100
BLACKSTONE MTG TR INC COM CL AREIT09257W10068822,932SH SOLE 22,93200
BOOKING HOLDINGS INCORPORATEDCommon Stock09857L108699326SH SOLE 32600
BRIGHAM MINERALS INC CL ACommon Stock10918L10382944,738SH SOLE 43,45501,283
BROADCOM INC COMCommon Stock11135F101323686SH SOLE 4980188
CAPTOR CAPITAL CORP COMCommon Stock14075H2028566,972SH SOLE 56,926010,046
CARRIER GLOBAL CORPORATIONCommon Stock14448C1042465,011SH SOLE 4,912099
CATCHMARK TIMBER TR INC CL AREIT14912Y20273563,864SH SOLE 63,86400
CHEMED CORPORATION NEWCommon Stock16359R10324,50451,912SH SOLE 51,91200
CISCO SYSTEMS INC COMCommon Stock17275R10279314,793SH SOLE 13,12201,671
COLUMBIA SELIGM PREM TECH GRWClosed-End Fund19842X1092467,425SH SOLE 7,42500
COMMSCOPE HLDG COMPANY INCORPORATEDCommon Stock20337X10945721,682SH SOLE 14,32707,355
CONSTELLATION BRANDS INC COM CL ACommon Stock21036P108224995SH SOLE 923072
COSTCO WHOLESALE CORP COMCommon Stock22160K105331812SH SOLE 715097
CRONOS GROUP INC COMCommon Stock22717L101949116,880SH SOLE 87,981028,899
DIAGEO ADR SPONSOREDADR25243Q2051,2636,675SH SOLE 6,3400335
DIREXION DAILY FINANCIAL BULL 3X SHARESETP25459Y6942382,304SH SOLE 2,30400
DUKE ENERGY CORP COMCommon Stock26441C2046146,043SH SOLE 3,67002,373
DUPONT DE NEMOURS INC COMCommon Stock26614N1023304,317SH SOLE 3,10601,211
APTUS DEFINED RISK ETFETP26922A3882036,825SH SOLE 6,82500
APTUS DEFINED RISK ETFETP26922A3882036,825SH SOLE 6,82500
APTUS DRAWDOWN MANAGED EQUITY ETFETP26922A7842516,241SH SOLE 6,24100
APTUS DRAWDOWN MANAGED EQUITY ETFETP26922A7842516,241SH SOLE 6,24100
ETF OPPORTUNITIES TR FORMIDABLE ETFETP26923N30621,024849,450SH SOLE 747,4200102,031
EATON VANCE TAX ADVT DIV INCMClosed-End Fund27828G1076,752244,998SH SOLE 244,99800
EATON VANCE TAX ADVT DIV INCMClosed-End Fund27828G1076,752244,998SH SOLE 244,99800
EATON VANCE TAX-MANAGED DIVERSClosed-End Fund27828N10266346,420SH SOLE 46,42000
EATON VANCE TX ADV GLBL DIV FDClosed-End Fund27828S10169333,276SH SOLE 33,27600
EATON VANCE TAX-ADVANTAGED GLOClosed-End Fund27828U1062,79194,668SH SOLE 86,08508,583
EATON VANCE TAX-MANAGED GLOBALClosed-End Fund27829F10813,2801,313,921SH SOLE 1,260,227053,694
EATON VANCE RISK-MANAGED DIVERClosed-End Fund27829G10646740,007SH SOLE 40,00700
ENBRIDGE INC COMCommon Stock29250N10553413,570SH SOLE 11,75401,817
EXXON MOBIL CORPORATIONCommon Stock30231G1022,35640,265SH SOLE 33,29206,973
FACEBOOK INC COM CL ACommon Stock30303M10211,94634,958SH SOLE 33,63201,326
FIDELITY NATIONAL INFORMATION COMCommon Stock31620M1065093,446SH SOLE 3,0890357
FIRST TRUST CHINDIA ETFETP33733A1022875,024SH SOLE 5,02400
FIRST TR MLP & ENERGY INCOM FDClosed-End Fund33739B10448363,113SH SOLE 63,11300
FUSION ACQUISITION CORP CL ACommon Stock36118H10573774,484SH SOLE 74,48400
GABELLI HLTHCARE & WELLNESS TR SHSClosed-End Fund36246K10349437,091SH SOLE 37,09100
GABELLI GLOBAL GOLD NATURAL RE COM SH BEN INTClosed-End Fund36465A109704176,023SH SOLE 93,629082,394
GABELLI GLOBAL GOLD NATURAL RE COM SH BEN INTClosed-End Fund36465A109704176,023SH SOLE 93,629082,394
GENWORTH FINL INC COM CL ACommon Stock37247D106672203,061SH SOLE 203,06100
GOLDMAN SACHS GROUP INC COMCommon Stock38141G104173457SH SOLE 1250332
GOLDMAN SACHS GROUP INC COMCommon Stock38141G104173457SH SOLE 1250332
GREEN THUMB INDUSTRIES INC COMCommon Stock39342L10869621,105SH SOLE 11,32509,780
GROWGENERATION CORP COMCommon Stock39986L10959812,425SH SOLE 9,31903,106
IAC INTERACTIVECORP NEW COM NEWCommon Stock44891N2087585,658SH SOLE 5,4960162
INTERCONTINENTAL EXCHANGE INC COMCommon Stock45866F1043032,563SH SOLE 2,468095
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETFETP46137V3573,10120,575SH SOLE 5,648014,927
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETFETP46137V3573,10120,575SH SOLE 5,648014,927
INVESCO RAYMOND JAMES SB-1 EQUITY ETFETP46137V5222714,625SH SOLE 4,62500
INVESCO EXCHANGE TRADED FD TR GBL LISTED PVT ETFETP46137V58934322,407SH SOLE 5,358017,049
INVESCO EXCHANGE TRADED FD TR GBL LISTED PVT ETFETP46137V58934322,407SH SOLE 5,358017,049
IRADIMED CORPORATIONCommon Stock46266A10933710,000SH SOLE 10,00000
ISHARES SILVER TR ISHARESETP46428Q1092178,980SH SOLE 3,12705,853
ISHARES TR CORE HIGH DV ETFETP46429B6634744,913SH SOLE 4,91300
ISHARES TR CORE HIGH DV ETFETP46429B6634744,913SH SOLE 4,91300
ISHARES TR 0-5 YR TIPS ETFETP46429B7471171,098SH SOLE 1,09800
ISHARES TR 0-5 YR TIPS ETFETP46429B7471171,098SH SOLE 1,09800
ISHARES U S ETF TR BLACKROCK ST MATETP46431W5072444,873SH SOLE 3,71701,156
ISHARES TR MSCI USA QLT FCTETP46432F3391,40310,450SH SOLE 10,45000
ISHARES TR MSCI USA QLT FCTETP46432F3391,40310,450SH SOLE 10,45000
ISHARES TR CORE MSCI EAFEETP46432F8422233,006SH SOLE 3,00600
ISHARES TR CORE MSCI EAFEETP46432F8422233,006SH SOLE 3,00600
ISHARES TR CORE DIV GRWTHETP46434V62152310,259SH SOLE 10,25900
ISHARES TR CORE DIV GRWTHETP46434V62152310,259SH SOLE 10,25900
ISHARES TR GLOBAL REIT ETFETP46434V6471826,377SH SOLE 6,37700
ISHARES TR GLOBAL REIT ETFETP46434V6471826,377SH SOLE 6,37700
ISHARES TR BLACKROCK ULTRAETP46434V8782003,960SH SOLE 3,96000
JP MORGAN CHASE & CO COMCommon Stock46625H1004302,764SH SOLE 41502,349
JP MORGAN CHASE & CO COMCommon Stock46625H1004302,764SH SOLE 41502,349
JP MORGAN ETF TRUST ULTRA SHRT INC ETFETP46641Q8376,044119,113SH SOLE 36,553082,560
JP MORGAN ETF TRUST ULTRA SHRT INC ETFETP46641Q8376,044119,113SH SOLE 36,553082,560
KUSHCO HOLDINGS INC COMCommon Stock50133S103181160,050SH SOLE 87,646072,404
LABORATORY CORP AMER HLDGS COMCommon Stock50540R4095742,078SH SOLE 1,8400238
LITHIUM AMERICAS CORP COMCommon Stock53680Q2077,023521,866SH SOLE 470,261051,605
LORDSTOWN MOTORS CORP COM CL ACommon Stock54405Q1001,211137,731SH SOLE 127,189010,542
MASTERCARD INCORPORATED CLASS ACommon Stock57636Q1041,5303,967SH SOLE 3,7770190
MAXAR TECHNOLOGIES INC COMCommon Stock57778K1051,05832,244SH SOLE 28,71503,529
MCEWEN MINING INC COMCommon Stock58039P1072,7022,267,280SH SOLE 2,145,9100121,370
MERCK & CO INC COMCommon Stock58933Y1051,28716,495SH SOLE 16,1340361
NANO ONE MATLS CORP COMCommon Stock63010A10313,4593,854,484SH SOLE 3,478,3550376,129
NATURALSHRIMP INC COMCommon Stock63902N1061944,200SH SOLE 0044,200
NETFLIX INC COMCommon Stock64110L1069961,880SH SOLE 1,7420138
NOVARTIS AG ADR SPONSOREDADR66987V1093213,503SH SOLE 3,3860117
NVIDIA CORP COMCommon Stock67066G1044,4646,042SH SOLE 5,3430699
NUVEEN CR STRATEGIES INCOME FD COM SHSClosed-End Fund67073D10214823,000SH SOLE 23,00000
NUVEEN DOW 30 DYNMC OVERWRT FD SHSClosed-End Fund67075F1051,49987,325SH SOLE 87,32500
NUTRIEN LTD COMCommon Stock67077M10875813,176SH SOLE 13,17600
OPKO HEALTH INCORPORATEDCommon Stock68375N1038022,788SH SOLE 22,78800
ORGANIGRAM HLDGS INCORPORATEDCommon Stock68620P10118264,200SH SOLE 51,250012,950
OTIS WORLDWIDE CORP COMCommon Stock68902V1072002,361SH SOLE 2,312049
PALANTIR TECH INC COM CL ACommon Stock69608A10827610,595SH SOLE 4,94605,649
PAYPAL HLDGS INCORPORATEDCommon Stock70450Y1033,93013,354SH SOLE 12,9740380
PINTEREST INC COM CL ACommon Stock72352L1062713,545SH SOLE 2,16001,385
PROLOGIS INCREIT74340W1039157,265SH SOLE 6,5620703
PROSHARES ULTRA QQQETP74347R2062924,000SH SOLE 4,00000
QUALYS INC COMCommon Stock74758T3031,50715,104SH SOLE 15,072032
ROCKSHIELD CAP CORPORATIONCommon Stock77406P102920,000SH SOLE 20,00000
SPDR S&P 500 ETFETP78462F1032,5005,796SH SOLE 5,79600
SPDR S&P 500 ETFETP78462F1032,5005,796SH SOLE 5,79600
SPDR GOLD SHARESETP78463V1075973,563SH SOLE 3,2120351
SPDR EURO STOXX 50 ETFETP78463X2021342,903SH SOLE 2,90300
SPDR EURO STOXX 50 ETFETP78463X2021342,903SH SOLE 2,90300
SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETFETP78463X5092,32451,069SH SOLE 15,161035,908
SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETFETP78463X5092,32451,069SH SOLE 15,161035,908
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFETP78463X8894,399119,574SH SOLE 35,749083,825
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFETP78463X8894,399119,574SH SOLE 35,749083,825
SPDR S&P AEROSPACE & DEFENSE ETFETP78464A6314363,500SH SOLE 3,50000
SPDR S&P REGIONAL BANKING ETFETP78464A6983415,500SH SOLE 5,50000
SPDR S&P BANK ETFETP78464A7973427,000SH SOLE 7,00000
SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFETP78464A8052995,641SH SOLE 3,76101,880
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTETP78467X109208600SH SOLE 60000
SALESFORCE COM INCORPORATEDCommon Stock79466L3023351,396SH SOLE 1,1630233
SENSEONICS HOLDINGS INC COMCommon Stock81727U1058321,700SH SOLE 5,425016,275
SHOTSPOTTER INC COMCommon Stock82536T1071,35628,812SH SOLE 25,71003,102
SKYWORKS SOLUTIONS INC COMCommon Stock83088M1021,1676,174SH SOLE 5,2720902
SNAP INC COM CL ACommon Stock83304A1062032,975SH SOLE 2,7050270
SOLAREDGE TECHNOLOGIES INC COMCommon Stock83417M104267965SH SOLE 8630102
SOUTHERN COPPER CORPORATIONCommon Stock84265V1053145,069SH SOLE 5,06900
SPRINKLR INC COM CL ACommon Stock85208T10779741,737SH SOLE 41,4170320
STABLE ROAD ACQUISITION CORP COM CL ACommon Stock85236Q10926118,665SH SOLE 10,11008,555
STARBOARD VALUE ACQUISITION CORPCommon Stock85521J10974374,484SH SOLE 74,48400
TENCENT HOLDINGS LIMITED ADR UNSPONSOREDADR88032Q1091622,145SH SOLE 1,4300715
TENCENT HOLDINGS LIMITED ADR UNSPONSOREDADR88032Q1091622,145SH SOLE 1,4300715
TESLA INC COMCommon Stock88160R1011,4002,161SH SOLE 1,9500211
3 D SYSTEMS INC COMCommon Stock88554D2051,36934,940SH SOLE 21,862013,078
3M COMPANYCommon Stock88579Y1011,0145,086SH SOLE 4,8210265
TRUIST FINANCIAL CORPORATION COMCommon Stock89832Q10966712,040SH SOLE 1,479010,561
UNITEDHEALTH GROUP INC COMCommon Stock91324P102382954SH SOLE 1360818
UNITEDHEALTH GROUP INC COMCommon Stock91324P102382954SH SOLE 1360818
VALERO ENERGY CORP COMCommon Stock91913Y1002393,669SH SOLE 3,619051
VANECK VECTORS ETF TRUST GOLD MINERS ETFETP92189F1061,79552,900SH SOLE 45,40007,500
VEONEER INC COMCommon Stock92336X10931514,824SH SOLE 9,84204,982
VERIZON COMMUNICATIONS COMCommon Stock92343V1041,36724,217SH SOLE 22,96301,254
VIACOMCBS INCORPORATED CLASS BCommon Stock92556H20664315,961SH SOLE 15,96100
VILLAGE FARMS INTE COMCommon Stock92707Y10846043,005SH SOLE 26,759016,246
VIRGIN GALACTIC HLDGS INC COMCommon Stock92766K10632610,790SH SOLE 10,750040
VISA INC COM CL ACommon Stock92826C8396392,615SH SOLE 2,2230392
WAYFAIR INC COM CL ACommon Stock94419L101273865SH SOLE 819046
ZILLOW GROUP INC COM CL ACommon Stock98954M1013823,120SH SOLE 3,0040116
ACE CONVERGENCE ACQUISITION CO COMCommon StockG0083D12074275,156SH SOLE 74,5560600
ALUSSA ENERGY ACQUISITION CORPCommon StockG0232J10126932,500SH SOLE 32,50000
AMBARELLA INCORPORATED SHSCommon StockG037AX1012722,970SH SOLE 2,97000
ATLANTICA SUSTAINABLECommon StockG0751N10394926,012SH SOLE 23,37302,639
ACCENTURE PLC COMCommon StockG1151C1014511,450SH SOLE 1,360090
GENESIS PARK ACQUISITION CORPCommon StockG3824510915415,239SH SOLE 15,23900
GOLDEN OCEAN GROUP LIMITED SHS NEWCommon StockG3963720564365,000SH SOLE 65,00000
HORIZON THERAPEUTICS PUB L SHSCommon StockG461881018228,790SH SOLE 8,79000
LINDE PLC COMCommon StockG5494J1036842,363SH SOLE 1,06801,295
MEDTRONIC PLC COMCommon StockG5960L1032351,876SH SOLE 1,3390537
APTIV PLC COMCommon StockG6095L1099576,303SH SOLE 5,17801,125
PLOVER BAY TECHNOLOGIES COMCommon StockG71332103416,000SH SOLE 0016,000
ROYALTY PHARMA PLCCommon StockG7709Q10466016,560SH SOLE 16,56000
VECTOR ACQUISITION CORPCommon StockG9442R12677272,068SH SOLE 72,06800
WILLIS TOWERS WATSON PLC COMCommon StockG966291031,5156,804SH SOLE 6,4890315
CRISPR THERAPEUTICS AG COMCommon StockH171821082171,340SH SOLE 1,0720268
FREYR BATTERYCommon StockL4135L10028934,917SH SOLE 34,91700
SPOTIFY TECHNOLOGY S.A. COMCommon StockL8681T102237861SH SOLE 762099
STRATASYS LTD COMCommon StockM8554810138514,880SH SOLE 8,08706,793
NOVONIX LIMITED COMCommon StockQ6880B1095130,000SH SOLE 9,000021,000
HAIER SMART HOME COMPANY LIMITED BEARER 06690 SHSCommon StockY298BN10011832,201SH SOLE 32,20100