UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which is a series of The Advisors’ Inner Circle Fund III:
Chiron Capital Allocation Fund
Chiron SMid Opportunities Fund
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ACCOR SA | ||||
Security ID: F00189120 Ticker: AC | ||||
Meeting Date: 29-Apr-21 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Treatment of Losses | Management | For | Voted - For |
4 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
5 | Approve Compensation of Sebastien Bazin, Chairman | |||
and CEO | Management | For | Voted - Against | |
6 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For |
7 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
8 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - Against | |
10 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
11 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of 50 Percent of Issued Capital | Management | For | Voted - For | |
12 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of 10 Percent of Issued Capital | Management | For | Voted - For | |
13 | Approve Issuance of Equity or Equity-Linked | |||
Securities for up to 10 Percent of Issued Capital | ||||
Per Year Reserved for Specific Beneficiaries | Management | For | Voted - For | |
14 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
15 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
16 | Authorize Capitalization of Reserves of Up to 50 | |||
Percent of Issued Capital for Bonus Issue or | ||||
Increase in Par Value | Management | For | Voted - For | |
17 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 11-16 at 50 Percent | ||||
of the Share Capital and Under Items 12-15 at 10 | ||||
Percent of Issued Capital | Management | For | Voted - For | |
18 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
19 | Authorize up to 0.2 Percent of Issued Capital for | |||
Use in Restricted Stock Plans Under Performance | ||||
Conditions Reserved for Some Employees | Management | For | Voted - For | |
20 | Amend Article 1 of Bylaws to Comply with Legal | |||
Changes | Management | For | Voted - For | |
21 | Authorize Board to Issue Free Warrants with | |||
Preemptive Rights During a Public Tender Offer | Management | For | Voted - Against |
1
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
22 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
ADVANCED MICRO DEVICES, INC. | ||||
Security ID: 007903107 Ticker: AMD | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director John E. Caldwell | Management | For | Voted - For |
1.2 | Elect Director Nora M. Denzel | Management | For | Voted - For |
1.3 | Elect Director Mark Durcan | Management | For | Voted - For |
1.4 | Elect Director Michael P. Gregoire | Management | For | Voted - For |
1.5 | Elect Director Joseph A. Householder | Management | For | Voted - For |
1.6 | Elect Director John W. Marren | Management | For | Voted - For |
1.7 | Elect Director Lisa T. Su | Management | For | Voted - For |
1.8 | Elect Director Abhi Y. Talwalkar | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Director Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Director Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect Director P. George Benson | Management | For | Voted - For |
1.5 | Elect Director Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Director Bob De Lange | Management | For | Voted - For |
1.7 | Elect Director Eric P. Hansotia | Management | For | Voted - For |
1.8 | Elect Director George E. Minnich | Management | For | Voted - For |
1.9 | Elect Director Mallika Srinivasan | Management | For | Voted - For |
1.10 | Elect Director Matthew Tsien | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
ALIBABA GROUP HOLDING LIMITED | ||||
Security ID: G01719114 Ticker: 9988 | ||||
Meeting Date: 30-Sep-20 | ||||
1.1 | Elect Maggie Wei Wu as Director | Management | For | Voted - Against |
1.2 | Elect Kabir Misra as Director | Management | For | Voted - Against |
1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | Voted - For |
2 | Amend Articles of Association | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
2
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALTRIA GROUP, INC. | ||||
Security ID: 02209S103 Ticker: MO | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Director John T. Casteen, III | Management | For | Voted - For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | Voted - For |
1.3 | Elect Director William F. Gifford, Jr. | Management | For | Voted - For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | Voted - For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | Voted - For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | Voted - For |
1.7 | Elect Director George Munoz | Management | For | Voted - For |
1.8 | Elect Director Mark E. Newman | Management | For | Voted - For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | Voted - For |
1.10 | Elect Director Virginia E. Shanks | Management | For | Voted - For |
1.11 | Elect Director Ellen R. Strahlman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Underage Tobacco Prevention Policies and | |||
Marketing Practices | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1.2 | Elect Director Keith B. Alexander | Management | For | Voted - For |
1.3 | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1.4 | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1.5 | Elect Director Judith A. McGrath | Management | For | Voted - For |
1.6 | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1.7 | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1.8 | Elect Director Thomas O. Ryder | Management | For | Voted - For |
1.9 | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1.10 | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Customers' Use of its Surveillance and | |||
Computer Vision Products Capabilities or Cloud | ||||
Products Contribute to Human Rights Violations | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
7 | Report on Promotion Data | Shareholder | Against | Voted - Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Voted - For |
9 | Oversee and Report on a Civil Rights, Equity, | |||
Diversity and Inclusion Audit | Shareholder | Against | Voted - For |
3
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Adopt a Policy to Include Hourly Employees as | |||
Director Candidates | Shareholder | Against | Voted - For | |
11 | Report on Board Oversight of Risks Related to | |||
Anti-Competitive Practices | Shareholder | Against | Voted - For | |
12 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For | |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
14 | Report on Potential Human Rights Impacts of | |||
Customers' Use of Rekognition | Shareholder | Against | Voted - For | |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director James M. Cracchiolo | Management | For | Voted - For |
1.2 | Elect Director Dianne Neal Blixt | Management | For | Voted - For |
1.3 | Elect Director Amy DiGeso | Management | For | Voted - For |
1.4 | Elect Director Lon R. Greenberg | Management | For | Voted - For |
1.5 | Elect Director Jeffrey Noddle | Management | For | Voted - For |
1.6 | Elect Director Robert F. Sharpe, Jr. | Management | For | Voted - For |
1.7 | Elect Director Brian T. Shea | Management | For | Voted - For |
1.8 | Elect Director W. Edward Walter, III | Management | For | Voted - For |
1.9 | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ANGLO AMERICAN PLC | ||||
Security ID: G03764134 Ticker: AAL | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Elisabeth Brinton as Director | Management | For | Voted - For |
1.2 | Elect Hilary Maxson as Director | Management | For | Voted - For |
1.3 | Re-elect Ian Ashby as Director | Management | For | Voted - For |
1.4 | Re-elect Marcelo Bastos as Director | Management | For | Voted - For |
1.5 | Re-elect Stuart Chambers as Director | Management | For | Voted - For |
1.6 | Re-elect Mark Cutifani as Director | Management | For | Voted - For |
1.7 | Re-elect Byron Grote as Director | Management | For | Voted - For |
1.8 | Re-elect Hixonia Nyasulu as Director | Management | For | Voted - For |
1.9 | Re-elect Nonkululeko Nyembezi as Director | Management | For | Voted - For |
1.10 | Re-elect Tony O'Neill as Director | Management | For | Voted - For |
1.11 | Re-elect Stephen Pearce as Director | Management | For | Voted - For |
1.12 | Re-elect Anne Stevens as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
4
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Authorise Issue of Equity | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
10 | Adopt New Articles of Association | Management | For | Voted - For |
11 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
12 | Approve Scheme of Arrangement | Management | For | Voted - For |
13 | Approve Matters Relating to the Demerger of | |||
Thungela Resources Limited | Management | For | Voted - For | |
ARISTA NETWORKS, INC. | ||||
Security ID: 040413106 Ticker: ANET | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Director Kelly Battles | Management | For | Voted - For |
1.2 | Elect Director Andreas Bechtolsheim | Management | For | Voted - Withheld |
1.3 | Elect Director Jayshree Ullal | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ASML HOLDING NV | ||||
Security ID: N07059202 Ticker: ASML | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect B. Conix to Supervisory Board | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Discuss the Company's Business, Financial Situation | |||
and Sustainability | Management | For | Non-Voting | |
4 | Approve Remuneration Report | Management | For | Voted - For |
5 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
6 | Receive Clarification on Company's Reserves and | |||
Dividend Policy | Management | For | Non-Voting | |
7 | Approve Dividends of EUR 2.75 Per Share | Management | For | Voted - For |
8 | Approve Discharge of Management Board | Management | For | Voted - For |
9 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
10 | Approve Number of Shares for Management Board | Management | For | Voted - For |
11 | Approve Certain Adjustments to the Remuneration | |||
Policy for Management Board | Management | For | Voted - For | |
12 | Approve Certain Adjustments to the Remuneration | |||
Policy for Supervisory Board | Management | For | Voted - For | |
13 | Receive Information on the Composition of the | |||
Management Board | Management | For | Non-Voting | |
14 | Receive Information on the Composition of the | |||
Supervisory Board | Management | For | Non-Voting | |
15 | Ratify KPMG Accountants N.V. as Auditors | Management | For | Voted - For |
16 | Grant Board Authority to Issue Shares Up to 5 | |||
Percent of Issued Capital for General Purposes | Management | For | Voted - For |
5
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
17 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances under Item 11.a | Management | For | Voted - For | |
18 | Grant Board Authority to Issue or Grant Rights to | |||
Subscribe for Ordinary Shares Up to 5 Percent in | ||||
Case of Merger or Acquisition | Management | For | Voted - For | |
19 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances under 11.c | Management | For | Voted - For | |
20 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
21 | Authorize Additional Repurchase of Up to 10 Percent | |||
of Issued Share Capital | Management | For | Voted - For | |
22 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
23 | Other Business (Non-Voting) | Management | For | Non-Voting |
24 | Close Meeting | Management | For | Non-Voting |
ATLASSIAN CORPORATION PLC | ||||
Security ID: G06242104 Ticker: TEAM | ||||
Meeting Date: 03-Dec-20 | ||||
1.1 | Elect Director Shona L. Brown | Management | For | Voted - For |
1.2 | Elect Director Michael Cannon-Brookes | Management | For | Voted - For |
1.3 | Elect Director Scott Farquhar | Management | For | Voted - For |
1.4 | Elect Director Heather Mirjahangir Fernandez | Management | For | Voted - For |
1.5 | Elect Director Sasan Goodarzi | Management | For | Voted - For |
1.6 | Elect Director Jay Parikh | Management | For | Voted - For |
1.7 | Elect Director Enrique Salem | Management | For | Voted - For |
1.8 | Elect Director Steven Sordello | Management | For | Voted - For |
1.9 | Elect Director Richard P. Wong | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Appoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
6 | Authorize to Make Off-Market Purchases of Ordinary | |||
Shares | Management | For | Voted - For | |
7 | Authorize Share Repurchase Program | Management | For | Voted - For |
AUTOHOME INC. | ||||
Security ID: 05278C107 Ticker: ATHM | ||||
Meeting Date: 02-Feb-21 | ||||
1 | Approve Recapitalization Plan | Management | For | Voted - For |
2 | Adopt New Memorandum of Association and Articles of | |||
Association | Management | For | Voted - For |
6
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AVIVA PLC | ||||
Security ID: G0683Q109 Ticker: AV | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Mohit Joshi as Director | Management | For | Voted - For |
1.2 | Elect Pippa Lambert as Director | Management | For | Voted - For |
1.3 | Elect Jim McConville as Director | Management | For | Voted - For |
1.4 | Re-elect Amanda Blanc as Director | Management | For | Voted - For |
1.5 | Re-elect Patricia Cross as Director | Management | For | Voted - For |
1.6 | Re-elect George Culmer as Director | Management | For | Voted - For |
1.7 | Re-elect Patrick Flynn as Director | Management | For | Voted - For |
1.8 | Re-elect Belen Romana Garcia as Director | Management | For | Voted - For |
1.9 | Re-elect Michael Mire as Director | Management | For | Voted - For |
1.10 | Re-elect Jason Windsor as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Approve Climate-Related Financial Disclosure | Management | For | Voted - For |
6 | Approve Final Dividend | Management | For | Voted - For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
8 | Authorise the Audit Committee to Fix Remuneration | |||
of Auditors | Management | For | Voted - For | |
9 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
10 | Authorise Issue of Equity | Management | For | Voted - For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
12 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
13 | Authorise Issue of Equity in Relation to Any | |||
Issuance of SII Instruments | Management | For | Voted - For | |
14 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Relation to Any Issuance of SII | ||||
Instruments | Management | For | Voted - For | |
15 | Approve Annual Bonus Plan | Management | For | Voted - For |
16 | Approve Long Term Incentive Plan | Management | For | Voted - For |
17 | Approve All-Employee Share Plan | Management | For | Voted - For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
19 | Authorise Market Purchase of 8 3/4 % Preference | |||
Shares | Management | For | Voted - For | |
20 | Authorise Market Purchase of 8 3/8 % Preference | |||
Shares | Management | For | Voted - For | |
21 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For |
7
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BALLY'S CORPORATION | ||||
Security ID: 05875B106 Ticker: BALY | ||||
Meeting Date: 30-Jun-21 | ||||
1 | Issue Shares in Connection with Acquisition | Management | For | Voted - For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
BARRICK GOLD CORPORATION | ||||
Security ID: 067901108 Ticker: GOLD | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director D. Mark Bristow | Management | For | Voted - For |
1.2 | Elect Director Gustavo A. Cisneros | Management | For | Voted - For |
1.3 | Elect Director Christopher L. Coleman | Management | For | Voted - For |
1.4 | Elect Director J. Michael Evans | Management | For | Voted - For |
1.5 | Elect Director Brian L. Greenspun | Management | For | Voted - For |
1.6 | Elect Director J. Brett Harvey | Management | For | Voted - For |
1.7 | Elect Director Anne N. Kabagambe | Management | For | Voted - For |
1.8 | Elect Director Andrew J. Quinn | Management | For | Voted - For |
1.9 | Elect Director M. Loreto Silva | Management | For | Voted - For |
1.10 | Elect Director John L. Thornton | Management | For | Voted - For |
2 | Approve Pricewaterhousecoopers LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
4 | Approve Reduction in Stated Capital | Management | For | Voted - For |
BUNGE LIMITED | ||||
Security ID: G16962105 Ticker: BG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Sheila Bair | Management | For | Voted - For |
1.2 | Elect Director Carol M. Browner | Management | For | Voted - For |
1.3 | Elect Director Paul Fribourg | Management | For | Voted - For |
1.4 | Elect Director J. Erik Fyrwald | Management | For | Voted - For |
1.5 | Elect Director Gregory A. Heckman | Management | For | Voted - For |
1.6 | Elect Director Bernardo Hees | Management | For | Voted - For |
1.7 | Elect Director Kathleen Hyle | Management | For | Voted - For |
1.8 | Elect Director Henry W. (Jay) Winship | Management | For | Voted - For |
1.9 | Elect Director Mark N. Zenuk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Deloitte & Touche LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on the Soy Supply Chain | Shareholder | For | Voted - For |
8
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
CADENCE DESIGN SYSTEMS, INC. | ||||
Security ID: 127387108 Ticker: CDNS | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Director Ita Brennan | Management | For | Voted - For |
1.3 | Elect Director Lewis Chew | Management | For | Voted - For |
1.4 | Elect Director Julia Liuson | Management | For | Voted - For |
1.5 | Elect Director James D. Plummer | Management | For | Voted - For |
1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | Voted - For |
1.7 | Elect Director John B. Shoven | Management | For | Voted - For |
1.8 | Elect Director Young K. Sohn | Management | For | Voted - For |
1.9 | Elect Director Lip-Bu Tan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to | |||
Request Action by Written Consent | Shareholder | Against | Voted - For | |
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED | ||||
Security ID: Y1508P110 Ticker: 1186 | ||||
Meeting Date: 19-Oct-20 | ||||
1.1 | Elect Wang Jianping as Director | Shareholder | For | Voted - For |
COMPASS PATHWAYS PLC | ||||
Security ID: 20451W101 Ticker: CMPS | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect David Norton as Director | Management | For | Voted - For |
1.2 | Elect Ekaterina Malievskaia as Director | Management | For | Voted - For |
1.3 | Elect Wayne Riley as Director | Management | For | Voted - For |
2 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Authorise the Audit and Risk Committee to Fix | |||
Remuneration of Auditors | Management | For | Voted - For | |
4 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Approve Remuneration Policy | Management | For | Voted - Against |
9
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CONSTELLATION SOFTWARE INC. | ||||
Security ID: 21037X100 Ticker: CSU | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Jeff Bender | Management | For | Voted - For |
1.2 | Elect Director John Billowits | Management | For | Voted - For |
1.3 | Elect Director Lawrence Cunningham | Management | For | Voted - For |
1.4 | Elect Director Susan Gayner | Management | For | Voted - For |
1.5 | Elect Director Robert Kittel | Management | For | Voted - For |
1.6 | Elect Director Mark Leonard | Management | For | Voted - For |
1.7 | Elect Director Paul McFeeters | Management | For | Voted - For |
1.8 | Elect Director Mark Miller | Management | For | Voted - For |
1.9 | Elect Director Lori O'Neill | Management | For | Voted - For |
1.10 | Elect Director Donna Parr | Management | For | Voted - For |
1.11 | Elect Director Andrew Pastor | Management | For | Voted - For |
1.12 | Elect Director Dexter Salna | Management | For | Voted - For |
1.13 | Elect Director Stephen R. Scotchmer | Management | For | Voted - For |
1.14 | Elect Director Barry Symons | Management | For | Voted - For |
1.15 | Elect Director Robin Van Poelje | Management | For | Voted - For |
2 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
CROWDSTRIKE HOLDINGS, INC. | ||||
Security ID: 22788C105 Ticker: CRWD | ||||
Meeting Date: 06-Jul-20 | ||||
1.1 | Elect Director Denis J. O'Leary | Management | For | Voted - Withheld |
1.2 | Elect Director Joseph E. Sexton | Management | For | Voted - Withheld |
1.3 | Elect Director Godfrey R. Sullivan | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
DRAFTKINGS INC. | ||||
Security ID: 26142R104 Ticker: DKNG | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Jason D. Robins | Management | For | Voted - Withheld |
1.2 | Elect Director Harry Evans Sloan | Management | For | Voted - Withheld |
1.3 | Elect Director Matthew Kalish | Management | For | Voted - Withheld |
1.4 | Elect Director Paul Liberman | Management | For | Voted - Withheld |
1.5 | Elect Director Woodrow H. Levin | Management | For | Voted - Withheld |
1.6 | Elect Director Shalom Meckenzie | Management | For | Voted - Withheld |
1.7 | Elect Director Jocelyn Moore | Management | For | Voted - For |
1.8 | Elect Director Ryan R. Moore | Management | For | Voted - Withheld |
1.9 | Elect Director Valerie Mosley | Management | For | Voted - For |
1.10 | Elect Director Steven J. Murray | Management | For | Voted - Withheld |
10
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Director Hany M. Nada | Management | For | Voted - Withheld |
1.12 | Elect Director John S. Salter | Management | For | Voted - Withheld |
1.13 | Elect Director Marni M. Walden | Management | For | Voted - Withheld |
2 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Other Business | Management | For | Voted - Against |
ENGIE SA | ||||
Security ID: F7629A107 Ticker: ENGI | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Catherine MacGregor as Director | Management | For | Voted - For |
1.2 | Elect Jacinthe Delage as Representative of Employee | |||
Shareholders to the Board | Management | For | Voted - For | |
1.3 | Elect Steven Lambert as Representative of Employee | |||
Shareholders to the Board | Management | Against | Voted - Against | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Treatment of Losses and Dividends of EUR | |||
0.53 per Share | Management | For | Voted - For | |
5 | Set the Dividend at EUR 0.35 per Share | Shareholder | Against | Voted - Against |
6 | Approve Auditors' Special Report on Related-Party | |||
Transactions | Management | For | Voted - For | |
7 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
8 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
9 | Approve Compensation of Jean-Pierre Clamadieu, | |||
Chairman of the Board | Management | For | Voted - For | |
10 | Approve Compensation of Isabelle Kocher, CEO Until | |||
Feb. 24, 2020 | Management | For | Voted - Against | |
11 | Approve Compensation of Claire Waysand, CEO Since | |||
Feb. 24, 2020 | Management | For | Voted - For | |
12 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
13 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For |
14 | Approve Remuneration Policy of CEO | Management | For | Voted - For |
15 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
16 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans for Employees of International | ||||
Subsidiaries | Management | For | Voted - For | |
17 | Authorize up to 0.75 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
18 | Authorize up to 0.75 Percent of Issued Capital for | |||
Use in Restricted Stock Plans Under Performance | ||||
Conditions | Management | For | Voted - For | |
19 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For |
11
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EOG RESOURCES, INC. | ||||
Security ID: 26875P101 Ticker: EOG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Director Janet F. Clark | Management | For | Voted - For |
1.2 | Elect Director Charles R. Crisp | Management | For | Voted - For |
1.3 | Elect Director Robert P. Daniels | Management | For | Voted - For |
1.4 | Elect Director James C. Day | Management | For | Voted - For |
1.5 | Elect Director C. Christopher Gaut | Management | For | Voted - For |
1.6 | Elect Director Michael T. Kerr | Management | For | Voted - For |
1.7 | Elect Director Julie J. Robertson | Management | For | Voted - For |
1.8 | Elect Director Donald F. Textor | Management | For | Voted - For |
1.9 | Elect Director William R. Thomas | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
EVOLUTION GAMING GROUP AB | ||||
Security ID: W3287P115 Ticker: EVO | ||||
Meeting Date: 24-Sep-20 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
4 | Approve Agenda of Meeting | Management | For | Voted - For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
7 | Approve Issuance of Shares for a Private Placement | |||
for NetEnt AB (publ) | Management | For | Voted - For | |
8 | Close Meeting | Management | For | Non-Voting |
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
4 | Approve Agenda of Meeting | Management | For | Voted - For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
7 | Approve Stock Option Plan for Key Employees; | |||
Approve Creation of EUR 15,000 Pool of Capital to | ||||
Guarantee Conversion Rights | Management | For | Voted - For | |
8 | Close Meeting | Management | For | Non-Voting |
Meeting Date: 16-Apr-21 | ||||
1.1 | Elect Chairman of Meeting | Management | For | Voted - For |
12
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Reelect Jens von Bahr as Director | Management | For | Voted - For |
1.3 | Reelect Joel Citron as Director | Management | For | Voted - For |
1.4 | Reelect Jonas Engwall as Director | Management | For | Voted - Against |
1.5 | Reelect Ian Livingstone as Director | Management | For | Voted - Against |
1.6 | Reelect Fredrik Osterberg as Director | Management | For | Voted - For |
1.7 | Elect Jens von Bahr as Board Chairman | Management | For | Voted - For |
2 | Open Meeting | Management | For | Non-Voting |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For |
4 | Prepare and Approve List of Shareholders | Management | For | Voted - For |
5 | Approve Agenda of Meeting | Management | For | Voted - For |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For |
7 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
8 | Approve Allocation of Income and Dividends of EUR | |||
0.68 Per Share | Management | For | Voted - For | |
9 | Approve Discharge of Jens von Bahr | Management | For | Voted - For |
10 | Approve Discharge of Joel Citron | Management | For | Voted - For |
11 | Approve Discharge of Jonas Engwall | Management | For | Voted - For |
12 | Approve Discharge of Cecilia Lager | Management | For | Voted - For |
13 | Approve Discharge of Ian Livingstone | Management | For | Voted - For |
14 | Approve Discharge of Fredrik Osterberg | Management | For | Voted - For |
15 | Approve Discharge of Martin Carlesund | Management | For | Voted - For |
16 | Determine Number of Members (5) and Deputy Members | |||
(0) of Board | Management | For | Voted - For | |
17 | Approve Remuneration of Directors in the Aggregate | |||
Amount of EUR 120,000 | Management | For | Voted - For | |
18 | Approve Remuneration of Auditors | Management | For | Voted - For |
19 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
20 | Approve Nomination Committee Procedures | Management | For | Voted - For |
21 | Approve Remuneration Report | Management | For | Voted - For |
22 | Change Company Name to Evolution AB | Management | For | Voted - For |
23 | Authorize Share Repurchase Program | Management | For | Voted - For |
24 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - For |
25 | Approve Issuance of up to 10 Percent of Issued | |||
Shares without Preemptive Rights | Management | For | Voted - For | |
26 | Authorize the Board to Repurchase Warrants from | |||
Participants in Warrants Plan 2018 | Management | For | Voted - For | |
27 | Close Meeting | Management | For | Non-Voting |
FACEBOOK, INC. | ||||
Security ID: 30303M102 Ticker: FB | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Director Peggy Alford | Management | For | Voted - For |
1.2 | Elect Director Marc L. Andreessen | Management | For | Voted - Withheld |
1.3 | Elect Director Andrew W. Houston | Management | For | Voted - Withheld |
1.4 | Elect Director Nancy Killefer | Management | For | Voted - For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Elect Director Peter A. Thiel | Management | For | Voted - Withheld |
13
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Tracey T. Travis | Management | For | Voted - For |
1.9 | Elect Director Mark Zuckerberg | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | Voted - Against |
4 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Voted - For |
7 | Require Independent Director Nominee with Human | |||
and/or Civil Rights Experience | Shareholder | Against | Voted - Against | |
8 | Report on Platform Misuse | Shareholder | Against | Voted - For |
9 | Amend Certificate of Incorporation to Become a | |||
Public Benefit Corporation | Shareholder | Against | Voted - Against | |
FANUC CORP. | ||||
Security ID: J13440102 Ticker: 6954 | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For |
1.2 | Elect Director Yamaguchi, Kenji | Management | For | Voted - For |
1.3 | Elect Director Michael J. Cicco | Management | For | Voted - For |
1.4 | Elect Director Tsukuda, Kazuo | Management | For | Voted - For |
1.5 | Elect Director Sumikawa, Masaharu | Management | For | Voted - For |
1.6 | Elect Director Yamazaki, Naoko | Management | For | Voted - For |
1.7 | Elect Director and Audit Committee Member Kohari, | |||
Katsuo | Management | For | Voted - For | |
1.8 | Elect Director and Audit Committee Member | |||
Mitsumura, Katsuya | Management | For | Voted - For | |
1.9 | Elect Director and Audit Committee Member Imai, | |||
Yasuo | Management | For | Voted - For | |
1.10 | Elect Director and Audit Committee Member Yokoi, | |||
Hidetoshi | Management | For | Voted - For | |
1.11 | Elect Director and Audit Committee Member Tomita, | |||
Mieko | Management | For | Voted - For | |
2 | Approve Allocation of Income, with a Final Dividend | |||
of JPY 206.14 | Management | For | Voted - For | |
3 | Amend Articles to Abolish Board Structure with | |||
Statutory Auditors - Adopt Board Structure with | ||||
Audit Committee - Amend Provisions on Number of | ||||
Directors - Authorize Directors to Execute Day to | ||||
Day Operations without Full Board Approval | Management | For | Voted - For | |
4 | Approve Fixed Cash Compensation Ceiling and | |||
Performance-Based Cash Compensation Ceiling for | ||||
Directors Who Are Not Audit Committee Members | Management | For | Voted - For | |
5 | Approve Compensation Ceiling for Directors Who Are | |||
Audit Committee Members | Management | For | Voted - For | |
6 | Approve Restricted Stock Plan | Management | For | Voted - For |
14
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FERRARI NV | ||||
Security ID: N3167Y103 Ticker: RACE | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Reelect John Elkann as Executive Director | Management | For | Voted - For |
1.2 | Reelect Piero Ferrari as Non-Executive Director | Management | For | Voted - For |
1.3 | Reelect Delphine Arnault as Non-Executive Director | Management | For | Voted - For |
1.4 | Reelect Francesca Bellettini as Non-Executive | |||
Director | Management | For | Voted - For | |
1.5 | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | Voted - For |
1.6 | Reelect Sergio Duca as Non-Executive Director | Management | For | Voted - For |
1.7 | Reelect John Galantic as Non-Executive Director | Management | For | Voted - For |
1.8 | Reelect Maria Patrizia Grieco as Non-Executive | |||
Director | Management | For | Voted - For | |
1.9 | Reelect Adam Keswick as Non-Executive Director | Management | For | Voted - Against |
2 | Open Meeting | Management | For | Non-Voting |
3 | Receive Director's Board Report (Non-Voting) | Management | For | Non-Voting |
4 | Receive Explanation on Company's Reserves and | |||
Dividend Policy | Management | For | Non-Voting | |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
7 | Approve Dividends of EUR 0.867 Per Share | Management | For | Voted - For |
8 | Approve Discharge of Directors | Management | For | Voted - For |
9 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | Voted - For |
10 | Grant Board Authority to Issue Shares Up To 10 | |||
Percent of Issued Capital | Management | For | Voted - For | |
11 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
12 | Grant Board Authority to Issue Special Voting Shares | Management | For | Voted - Against |
13 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
14 | Approve Awards to Executive Director | Management | For | Voted - For |
15 | Close Meeting | Management | For | Non-Voting |
FLUTTER ENTERTAINMENT PLC | ||||
Security ID: G3643J108 Ticker: FLTR | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Re-elect Zillah Byng-Thorne as Director | Management | For | Voted - For |
1.2 | Re-elect Michael Cawley as Director | Management | For | Voted - For |
1.3 | Re-elect Nancy Cruickshank as Director | Management | For | Voted - For |
1.4 | Re-elect Richard Flint as Director | Management | For | Voted - For |
1.5 | Re-elect Andrew Higginson as Director | Management | For | Voted - For |
1.6 | Re-elect Jonathan Hill as Director | Management | For | Voted - For |
1.7 | Re-elect Alfred Hurley Jr as Director | Management | For | Voted - For |
1.8 | Re-elect Peter Jackson as Director | Management | For | Voted - For |
1.9 | Re-elect David Lazzarato as Director | Management | For | Voted - For |
1.10 | Re-elect Gary McGann as Director | Management | For | Voted - For |
15
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Re-elect Mary Turner as Director | Management | For | Voted - For |
1.12 | Re-elect Zillah Byng-Thorne as Director | Management | For | Voted - For |
1.13 | Re-elect Michael Cawley as Director | Management | For | Voted - For |
1.14 | Re-elect Nancy Cruickshank as Director | Management | For | Voted - For |
1.15 | Re-elect Richard Flint as Director | Management | For | Voted - For |
1.16 | Re-elect Andrew Higginson as Director | Management | For | Voted - For |
1.17 | Re-elect Jonathan Hill as Director | Management | For | Voted - For |
1.18 | Re-elect Alfred Hurley Jr as Director | Management | For | Voted - For |
1.19 | Re-elect Peter Jackson as Director | Management | For | Voted - For |
1.20 | Re-elect David Lazzarato as Director | Management | For | Voted - For |
1.21 | Re-elect Gary McGann as Director | Management | For | Voted - For |
1.22 | Re-elect Mary Turner as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - Against |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
5 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
6 | Authorise Issue of Equity | Management | For | Voted - For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
8 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or | ||||
Specified Capital Investment | Management | For | Voted - For | |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
10 | Authorise the Company to Determine the Price Range | |||
at which Treasury Shares may be Re-issued Off-Market | Management | For | Voted - For | |
11 | Approve Bonus Issue of Shares | Management | For | Voted - For |
12 | Approve Reduction of Capital | Management | For | Voted - For |
13 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
14 | Approve Remuneration Report | Management | For | Voted - Against |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
16 | Authorise the Company to Call General Meeting with | |||
Two Weeks' Notice | Management | For | Voted - For | |
17 | Authorise Issue of Equity | Management | For | Voted - For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or | ||||
Specified Capital Investment | Management | For | Voted - For | |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
21 | Authorise the Company to Determine the Price Range | |||
at which Treasury Shares may be Re-issued Off-Market | Management | For | Voted - For | |
22 | Approve Bonus Issue of Shares | Management | For | Voted - For |
23 | Approve Reduction of Capital | Management | For | Voted - For |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director David P. Abney | Management | For | Voted - For |
1.2 | Elect Director Richard C. Adkerson | Management | For | Voted - For |
16
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director Robert W. Dudley | Management | For | Voted - For |
1.4 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.5 | Elect Director Dustan E. McCoy | Management | For | Voted - For |
1.6 | Elect Director John J. Stephens | Management | For | Voted - For |
1.7 | Elect Director Frances Fragos Townsend | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
GANFENG LITHIUM CO., LTD. | ||||
Security ID: Y2690M105 Ticker: 1772 | ||||
Meeting Date: 28-Jun-21 | ||||
1 | Approve Offer for Bacanora by Shanghai Ganfeng | |||
Involving Mining Rights Investment and | ||||
Related-Party Transaction | Management | For | Voted - For | |
2 | Approve Increase in Continuing Related Party | |||
Transactions Forecast | Management | For | Voted - For | |
GDS HOLDINGS LIMITED | ||||
Security ID: 36165L108 Ticker: GDS | ||||
Meeting Date: 06-Aug-20 | ||||
1.1 | Elect Director Gary J. Wojtaszek | Management | For | Voted - Against |
1.2 | Elect Director Satoshi Okada | Management | For | Voted - Against |
2 | Ratify KPMG Huazhen LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - For | |
5 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
HANA FINANCIAL GROUP, INC. | ||||
Security ID: Y29975102 Ticker: 086790 | ||||
Meeting Date: 26-Mar-21 | ||||
1.1 | Elect Park Won-koo as Outside Director | Management | For | Voted - For |
1.2 | Elect Kim Hong-jin as Outside Director | Management | For | Voted - For |
1.3 | Elect Yang Dong-hoon as Outside Director | Management | For | Voted - For |
1.4 | Elect Heo Yoon as Outside Director | Management | For | Voted - For |
1.5 | Elect Lee Jung-won as Outside Director | Management | For | Voted - For |
1.6 | Elect Kwon Suk-gyo as Outside Director | Management | For | Voted - For |
1.7 | Elect Park Dong-moon as Outside Director | Management | For | Voted - For |
1.8 | Elect Park Seong-ho as Non-Independent | |||
Non-Executive Director | Management | For | Voted - For | |
1.9 | Elect Kim Jung-tai as Inside Director | Management | For | Voted - For |
17
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Paik Tae-seung as Outside Director to Serve | |||
as an Audit Committee Member | Management | For | Voted - For | |
1.11 | Elect Yang Dong-hoon as a Member of Audit Committee | Management | For | Voted - For |
1.12 | Elect Lee Jung-won as a Member of Audit Committee | Management | For | Voted - For |
1.13 | Elect Park Dong-moon as a Member of Audit Committee | Management | For | Voted - For |
2 | Approve Financial Statements and Allocation of | |||
Income | Management | For | Voted - For | |
3 | Amend Articles of Incorporation | Management | For | Voted - For |
4 | Approve Total Remuneration of Inside Directors and | |||
Outside Directors | Management | For | Voted - For | |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA | ||||
Security ID: E67674106 Ticker: IAG | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Re-elect Javier Ferran as Director | Management | For | Voted - For |
1.2 | Re-elect Luis Gallego as Director | Management | For | Voted - For |
1.3 | Re-elect Giles Agutter as Director | Management | For | Voted - For |
1.4 | Re-elect Margaret Ewing as Director | Management | For | Voted - For |
1.5 | Re-elect Robin Phillips as Director | Management | For | Voted - For |
1.6 | Re-elect Emilio Saracho as Director | Management | For | Voted - For |
1.7 | Re-elect Nicola Shaw as Director | Management | For | Voted - For |
1.8 | Re-elect Alberto Terol as Director | Management | For | Voted - For |
1.9 | Elect Peggy Bruzelius as Director | Management | For | Voted - For |
1.10 | Elect Eva Castillo Sanz as Director | Management | For | Voted - For |
1.11 | Elect Heather McSharry as Director | Management | For | Voted - For |
1.12 | Elect Maurice Lam as Director | Management | For | Voted - For |
2 | Approve Consolidated and Standalone Financial | |||
Statements | Management | For | Voted - For | |
3 | Approve Non-Financial Information Statement | Management | For | Voted - For |
4 | Approve Discharge of Board | Management | For | Voted - For |
5 | Approve Allocation of Income | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Approve Executive Share Plan | Management | For | Voted - For |
9 | Approve Allotment of Shares of the Company for | |||
Share Awards Including the Awards to Executive | ||||
Directors under the Executive Share Plan | Management | For | Voted - For | |
10 | Amend Article 13.2 | Management | For | Voted - For |
11 | Amend Articles 21 and 24.2 Re: Allow Shareholder | |||
Meetings to be Held in Virtual-Only Format | Management | For | Voted - Against | |
12 | Amend Article 44 Re: Board Committees | Management | For | Voted - For |
13 | Amend Articles of General Meeting Regulations Re: | |||
Allow Shareholder Meetings to be Held in | ||||
Virtual-Only Format | Management | For | Voted - For | |
14 | Add Chapter V of General Meeting Regulations | |||
Including a New Article 37 Re: Allow Shareholder | ||||
Meetings to be Held in Virtual-Only Format | Management | For | Voted - For | |
15 | Authorise Market Purchase of Shares | Management | For | Voted - For |
16 | Authorise Issue of Equity | Management | For | Voted - For |
18
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
17 | Authorise Issue of Convertible Bonds, Debentures, | |||
Warrants, and Other Debt Securities | Management | For | Voted - For | |
18 | Authorise Issue of Convertible Bonds, Debentures, | |||
Warrants, and Other Debt Securities without | ||||
Pre-emptive Rights | Management | For | Voted - For | |
19 | Authorise Company to Call EGM with 15 Days' Notice | Management | For | Voted - For |
20 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
INTESA SANPAOLO SPA | ||||
Security ID: T55067101 Ticker: ISP | ||||
Meeting Date: 28-Apr-21 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Approve Second Section of the Remuneration Report | Management | For | Voted - For |
5 | Approve Fixed-Variable Compensation Ratio | Management | For | Voted - For |
6 | Approve Annual Incentive Plan | Management | For | Voted - For |
7 | Amend POP Long-Term Incentive Plan | Management | For | Voted - Against |
8 | Approve Director, Officer, and Internal Auditors | |||
Liability and Indemnity Insurance | Management | For | Voted - For | |
9 | Authorize Share Repurchase Program and Reissuance | |||
of Repurchased Shares to Service Incentive Plan | Management | For | Voted - For | |
10 | Authorize Share Repurchase Program and Reissuance | |||
of Repurchased Shares | Management | For | Voted - For | |
11 | Amend Company Bylaws | Management | For | Voted - For |
KONINKLIJKE PHILIPS NV | ||||
Security ID: N7637U112 Ticker: PHIA | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Reelect Marnix van Ginneken to Management Board | Management | For | Voted - For |
1.2 | Elect Chua Sock Koong to Supervisory Board | Management | For | Voted - For |
1.3 | Elect Indra Nooyi to Supervisory Board | Management | For | Voted - For |
2 | President's Speech | Management | For | Non-Voting |
3 | Receive Explanation on Company's Reserves and | |||
Dividend Policy | Management | For | Non-Voting | |
4 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
5 | Approve Dividends of EUR 0.85 Per Share | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Approve Discharge of Management Board | Management | For | Voted - For |
8 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
9 | Grant Board Authority to Issue Shares | Management | For | Voted - For |
10 | Authorize Board to Exclude Preemptive Rights from | |||
Share Issuances | Management | For | Voted - For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
12 | Approve Cancellation of Repurchased Shares | Management | For | Voted - For |
19
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | Other Business (Non-Voting) | Management | For | Non-Voting |
LAM RESEARCH CORPORATION | ||||
Security ID: 512807108 Ticker: LRCX | ||||
Meeting Date: 03-Nov-20 | ||||
1.1 | Elect Director Sohail U. Ahmed | Management | For | Voted - For |
1.2 | Elect Director Timothy M. Archer | Management | For | Voted - For |
1.3 | Elect Director Eric K. Brandt | Management | For | Voted - For |
1.4 | Elect Director Michael R. Cannon | Management | For | Voted - For |
1.5 | Elect Director Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Director Bethany J. Mayer | Management | For | Voted - For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | Voted - For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | Voted - For |
1.9 | Elect Director Leslie F. Varon | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
LPL FINANCIAL HOLDINGS INC. | ||||
Security ID: 50212V100 Ticker: LPLA | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Dan H. Arnold | Management | For | Voted - For |
1.2 | Elect Director Edward C. Bernard | Management | For | Voted - For |
1.3 | Elect Director H. Paulett Eberhart | Management | For | Voted - For |
1.4 | Elect Director William F. Glavin, Jr. | Management | For | Voted - For |
1.5 | Elect Director Allison H. Mnookin | Management | For | Voted - For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | Voted - For |
1.7 | Elect Director James S. Putnam | Management | For | Voted - For |
1.8 | Elect Director Richard P. Schifter | Management | For | Voted - For |
1.9 | Elect Director Corey E. Thomas | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
LVMH MOET HENNESSY LOUIS VUITTON SE | ||||
Security ID: F58485115 Ticker: MC | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Reelect Antoine Arnault as Director | Management | For | Voted - Against |
1.2 | Reelect Nicolas Bazire as Director | Management | For | Voted - Against |
1.3 | Reelect Charles de Croisset as Director | Management | For | Voted - Against |
1.4 | Reelect Yves-Thibault de Silguy as Director | Management | For | Voted - For |
20
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of EUR | |||
6.00 per Share | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party | |||
Transactions | Management | For | Voted - Against | |
6 | Appoint Olivier Lenel as Alternate Auditor | Management | For | Voted - For |
7 | Approve Amendment of Remuneration Policy of | |||
Directors Re: FY 2020 | Management | For | Voted - For | |
8 | Approve Amendment of Remuneration Policy of | |||
Executive Corporate Officers Re: FY 2020 | Management | For | Voted - Against | |
9 | Approve Compensation of Corporate Officers | Management | For | Voted - Against |
10 | Approve Compensation of Bernard Arnault, Chairman | |||
and CEO | Management | For | Voted - Against | |
11 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Voted - Against |
12 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - Against |
14 | Approve Remuneration Policy of Vice-CEO | Management | For | Voted - Against |
15 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
16 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
17 | Authorize Capitalization of Reserves of Up to EUR | |||
20 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
18 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 20 Million | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 20 Million | Management | For | Voted - Against | |
20 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Qualified Investors, up to Aggregate | ||||
Nominal Amount of EUR 20 Million | Management | For | Voted - Against | |
21 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - Against | |
22 | Authorize Capital Increase of Up to EUR 20 Million | |||
for Future Exchange Offers | Management | For | Voted - Against | |
23 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
24 | Authorize up to 1 Percent of Issued Capital for Use | |||
in Stock Option Plans | Management | For | Voted - Against | |
25 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
26 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 21-26 at EUR 20 | ||||
Million | Management | For | Voted - For | |
27 | Amend Article 22 of Bylaws Re: Auditors | Management | For | Voted - For |
21
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MASTERCARD INCORPORATED | ||||
Security ID: 57636Q104 Ticker: MA | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Director Ajay Banga | Management | For | Voted - For |
1.2 | Elect Director Merit E. Janow | Management | For | Voted - For |
1.3 | Elect Director Richard K. Davis | Management | For | Voted - For |
1.4 | Elect Director Steven J. Freiberg | Management | For | Voted - For |
1.5 | Elect Director Julius Genachowski | Management | For | Voted - For |
1.6 | Elect Director Choon Phong Goh | Management | For | Voted - For |
1.7 | Elect Director Oki Matsumoto | Management | For | Voted - For |
1.8 | Elect Director Michael Miebach | Management | For | Voted - For |
1.9 | Elect Director Youngme Moon | Management | For | Voted - For |
1.10 | Elect Director Rima Qureshi | Management | For | Voted - For |
1.11 | Elect Director Jose Octavio Reyes Lagunes | Management | For | Voted - For |
1.12 | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
1.13 | Elect Director Jackson Tai | Management | For | Voted - For |
1.14 | Elect Director Lance Uggla | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
6 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.2 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | Voted - For |
1.4 | Elect Director Satya Nadella | Management | For | Voted - For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.6 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.7 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.8 | Elect Director Arne M. Sorenson | Management | For | Voted - For |
1.9 | Elect Director John W. Stanton | Management | For | Voted - For |
1.10 | Elect Director John W. Thompson | Management | For | Voted - For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.12 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Employee Representation on the Board of | |||
Directors | Shareholder | Against | Voted - Against |
22
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MMC NORILSK NICKEL PJSC | ||||
Security ID: X5424N118 Ticker: GMKN | ||||
Meeting Date: 10-Dec-20 | ||||
1 | Approve Interim Dividends of RUB 623.35 per Share | |||
for First Nine Months of Fiscal 2020 | Management | For | Voted - For | |
NATIONAL BANK OF GREECE SA | ||||
Security ID: X56533189 Ticker: ETE | ||||
Meeting Date: 21-Apr-21 | ||||
1 | Approve Sale of Equity Holding in Ethniki Hellenic | |||
General Insurance SA | Management | For | Voted - For | |
NETFLIX, INC. | ||||
Security ID: 64110L106 Ticker: NFLX | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Richard N. Barton | Management | For | Voted - Withheld |
1.2 | Elect Director Rodolphe Belmer | Management | For | Voted - Withheld |
1.3 | Elect Director Bradford L. Smith | Management | For | Voted - Withheld |
1.4 | Elect Director Anne M. Sweeney | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
5 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Voted - Against |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Director Rene Medori | Management | For | Voted - For |
1.8 | Elect Director Jane Nelson | Management | For | Voted - For |
1.9 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Director Susan N. Story | Management | For | Voted - For |
23
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NVIDIA CORPORATION | ||||
Security ID: 67066G104 Ticker: NVDA | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Robert K. Burgess | Management | For | Voted - For |
1.2 | Elect Director Tench Coxe | Management | For | Voted - For |
1.3 | Elect Director John O. Dabiri | Management | For | Voted - For |
1.4 | Elect Director Persis S. Drell | Management | For | Voted - For |
1.5 | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1.6 | Elect Director Dawn Hudson | Management | For | Voted - For |
1.7 | Elect Director Harvey C. Jones | Management | For | Voted - For |
1.8 | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1.9 | Elect Director Stephen C. Neal | Management | For | Voted - For |
1.10 | Elect Director Mark L. Perry | Management | For | Voted - For |
1.11 | Elect Director A. Brooke Seawell | Management | For | Voted - For |
1.12 | Elect Director Aarti Shah | Management | For | Voted - For |
1.13 | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
OIL CO. LUKOIL PJSC | ||||
Security ID: X6983S100 Ticker: LKOH | ||||
Meeting Date: 03-Dec-20 | ||||
1 | Approve Interim Dividends of RUB 46 per Share for | |||
First Nine Months of Fiscal 2020 | Management | For | Voted - For | |
2 | Approve Remuneration of Directors | Management | For | Voted - For |
OMV AG | ||||
Security ID: A51460110 Ticker: OMV | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Saeed Al Mazrouei as Supervisory Board Member | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.85 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For |
24
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Approve Remuneration of Supervisory Board Members | Management | For | Voted - For |
7 | Ratify Ernst & Young as Auditors for Fiscal Year | |||
2021 | Management | For | Voted - For | |
8 | Approve Remuneration Report | Management | For | Voted - For |
9 | Approve Long Term Incentive Plan 2021 for Key | |||
Employees | Management | For | Voted - For | |
10 | Approve Equity Deferral Plan | Management | For | Voted - For |
11 | Approve Use of Repurchased Shares for Long Term | |||
Incentive Plans, Deferrals or Other Stock Ownership | ||||
Plans | Management | For | Voted - For | |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Director Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Director Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Director Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Director Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Director Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect Director John S. Shiely | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Bylaw Amendment | Shareholder | Against | Voted - For |
PEUGEOT SA | ||||
Security ID: N82405106 Ticker: UG | ||||
Meeting Date: 04-Jan-21 | ||||
1 | Approve Merger by Absorption of Peugeot by Fiat | |||
Chrysler Automobiles | Management | For | Voted - For | |
2 | Remove Double-Voting Rights for Long-Term | |||
Registered Shareholders | Management | For | Voted - For | |
3 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
POSCO | ||||
Security ID: Y70750115 Ticker: 005490 | ||||
Meeting Date: 12-Mar-21 | ||||
1.1 | Elect Choi Jeong-Woo as Inside Director | Management | For | Voted - For |
1.2 | Elect Kim Hag-dong as Inside Director | Management | For | Voted - Against |
25
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Chon Jung-son as Inside Director | Management | For | Voted - Against |
1.4 | Elect Jeong Tak as Inside Director | Management | For | Voted - Against |
1.5 | Elect Jeong Chang-hwa as Inside Director | Management | For | Voted - Against |
1.6 | Elect Yoo Young-suk as Outside Director | Management | For | Voted - For |
1.7 | Elect Kwon Tae-gyun as Outside Director | Management | For | Voted - Against |
1.8 | Elect Kim Sung-jin as Outside Director to Serve as | |||
an Audit Committee Member | Management | For | Voted - For | |
2 | Approve Financial Statements and Allocation of | |||
Income | Management | For | Voted - For | |
3 | Amend Articles of Incorporation | Management | For | Voted - For |
4 | Approve Total Remuneration of Inside Directors and | |||
Outside Directors | Management | For | Voted - For | |
RAIFFEISEN BANK INTERNATIONAL AG | ||||
Security ID: A7111G104 Ticker: RBI | ||||
Meeting Date: 20-Oct-20 | ||||
1.1 | Elect Erwin Hameseder as Supervisory Board Member | Management | For | Voted - Against |
1.2 | Elect Klaus Buchleitner as Supervisory Board Member | Management | For | Voted - Against |
1.3 | Elect Reinhard Mayr as Supervisory Board Member | Management | For | Voted - Against |
1.4 | Elect Heinz Konrad as Supervisory Board Member | Management | For | Voted - Against |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Omission of | |||
Dividends | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
6 | Ratify Deloitte as Auditors for Fiscal 2021 | Management | For | Voted - For |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Authorize Share Repurchase Program and Reissuance | |||
or Cancellation of Repurchased Shares | Management | For | Voted - For | |
9 | Authorize Repurchase of Up to Five Percent of | |||
Issued Share Capital for Trading Purposes | Management | For | Voted - For | |
10 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds without Preemptive | ||||
Rights up to Aggregate Nominal Amount of EUR 1 | ||||
Billion | Management | For | Voted - Against | |
11 | Approve Creation of EUR 100.3 Million Pool of | |||
Capital to Guarantee Conversion Rights | Management | For | Voted - Against | |
12 | Amend Articles of Association | Management | For | Voted - Against |
13 | Approve Spin-Off Agreement with Raiffeisen | |||
Centrobank AG | Management | For | Voted - For |
26
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
RYANAIR HOLDINGS PLC | ||||
Security ID: G7727C186 Ticker: RY4C | ||||
Meeting Date: 17-Sep-20 | ||||
1.1 | Re-elect Stan McCarthy as Director | Management | For | Voted - For |
1.2 | Re-elect Louise Phelan as Director | Management | For | Voted - For |
1.3 | Re-elect Roisin Brennan as Director | Management | For | Voted - For |
1.4 | Re-elect Michael Cawley as Director | Management | For | Voted - Against |
1.5 | Re-elect Emer Daly as Director | Management | For | Voted - For |
1.6 | Re-elect Howard Millar as Director | Management | For | Voted - Against |
1.7 | Re-elect Dick Milliken as Director | Management | For | Voted - For |
1.8 | Re-elect Michael O'Brien as Director | Management | For | Voted - For |
1.9 | Re-elect Michael O'Leary as Director | Management | For | Voted - For |
1.10 | Re-elect Julie O'Neill as Director | Management | For | Voted - Against |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - Against |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
5 | Authorise Issue of Equity | Management | For | Voted - For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
7 | Authorise Market Purchase and/or Overseas Market | |||
Purchase of Ordinary Shares | Management | For | Voted - For | |
SANY HEAVY INDUSTRY CO., LTD. | ||||
Security ID: Y75268105 Ticker: 600031 | ||||
Meeting Date: 04-Sep-20 | ||||
1 | Approve Related Party Transaction in Connection to | |||
Establishment and Application for the Issuance of | ||||
Accounts Receivable Asset-backed Securities (ABS) | Management | For | Voted - For | |
2 | Approve Establishment of Sanyi Jinpiao Supply Chain | |||
Collective Fund Trust Plan | Shareholder | For | Voted - Against | |
SBERBANK RUSSIA PJSC | ||||
Security ID: X76317100 Ticker: SBER | ||||
Meeting Date: 25-Sep-20 | ||||
1.1 | Elect Esko Tapani Aho as Director | Management | For | Voted - For |
1.2 | Elect Leonid Boguslavskii as Director | Management | For | Voted - For |
1.3 | Elect Herman Gref as Director | Management | Against | Voted - Against |
1.4 | Elect Bella Zlatkis as Director | Management | Against | Voted - Against |
1.5 | Elect Sergei Ignatev as Director | Management | Against | Voted - Against |
1.6 | Elect Mikhail Kovalchuk as Director | Management | Against | Voted - Against |
1.7 | Elect Vladimir Kolychev as Director | Management | Against | Voted - Against |
1.8 | Elect Nikolai Kudriavtsev as Director | Management | For | Voted - For |
1.9 | Elect Aleksandr Kuleshov as Director | Management | For | Voted - For |
1.10 | Elect Gennadii Melikian as Director | Management | For | Voted - For |
27
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Maksim Oreshkin as Director | Management | Against | Voted - Against |
1.12 | Elect Anton Siluanov as Director | Management | Against | Voted - Against |
1.13 | Elect Dmitrii Chernyshenko as Director | Management | Against | Voted - Against |
1.14 | Elect Nadya Wells as Director | Management | For | Voted - For |
2 | Approve Annual Report | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of RUB | |||
18.70 per Ordinary Share and RUB 18.70 per | ||||
Preferred Share | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Voted - For |
5 | Approve Related-Party Transaction Re: Liability | |||
Insurance for Directors, Executives, and Company | Management | For | Voted - For | |
6 | Amend Charter | Management | For | Voted - For |
SCHLUMBERGER N.V. | ||||
Security ID: 806857108 Ticker: SLB | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Elect Director Patrick de La Chevardiere | Management | For | Voted - For |
1.2 | Elect Director Miguel M. Galuccio | Management | For | Voted - For |
1.3 | Elect Director Olivier Le Peuch | Management | For | Voted - For |
1.4 | Elect Director Tatiana A. Mitrova | Management | For | Voted - For |
1.5 | Elect Director Maria Moræus Hanssen | Management | For | Voted - For |
1.6 | Elect Director Mark G. Papa | Management | For | Voted - For |
1.7 | Elect Director Henri Seydoux | Management | For | Voted - For |
1.8 | Elect Director Jeff W. Sheets | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Adopt and Approve Financials and Dividends | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Voted - For |
SERVICENOW, INC. | ||||
Security ID: 81762P102 Ticker: NOW | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect Director Susan L. Bostrom | Management | For | Voted - For |
1.2 | Elect Director Jonathan C. Chadwick | Management | For | Voted - For |
1.3 | Elect Director Lawrence J. Jackson, Jr. | Management | For | Voted - For |
1.4 | Elect Director Frederic B. Luddy | Management | For | Voted - For |
1.5 | Elect Director Jeffrey A. Miller | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Call Special Meeting | Management | For | Voted - For |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
28
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SIEMENS AG | ||||
Security ID: D69671218 Ticker: SIE | ||||
Meeting Date: 09-Jul-20 | ||||
1 | Approve Spin-Off and Takeover Agreement with | |||
Siemens Energy AG | Management | For | Voted - For | |
Meeting Date: 03-Feb-21 | ||||
1.1 | Elect Grazia Vittadini to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect Kasper Rorsted to the Supervisory Board | Management | For | Voted - For |
1.3 | Reelect Jim Snabe to the Supervisory Board | Management | For | Voted - For |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019/20 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
3.50 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board Member Joe | |||
Kaeser for Fiscal 2019/20 | Management | For | Voted - For | |
5 | Approve Discharge of Management Board Member Roland | |||
Busch for Fiscal 2019/20 | Management | For | Voted - For | |
6 | Approve Discharge of Management Board Member Lisa | |||
Davis (until Feb. 29, 2020) for Fiscal 2019/20 | Management | For | Voted - For | |
7 | Approve Discharge of Management Board Member Klaus | |||
Helmrich for Fiscal 2019/20 | Management | For | Voted - For | |
8 | Approve Discharge of Management Board Member Janina | |||
Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | Management | For | Voted - For | |
9 | Approve Discharge of Management Board Member Cedrik | |||
Neike for Fiscal 2019/20 | Management | For | Voted - For | |
10 | Approve Discharge of Management Board Member | |||
Michael Sen (until March 31, 2020) for Fiscal | ||||
2019/20 | Management | For | Voted - For | |
11 | Approve Discharge of Management Board Member Ralf | |||
Thomas for Fiscal 2019/20 | Management | For | Voted - For | |
12 | Approve Discharge of Supervisory Board Member Jim | |||
Snabe for Fiscal 2019/20 | Management | For | Voted - For | |
13 | Approve Discharge of Supervisory Board Member | |||
Birgit Steinborn for Fiscal 2019/20 | Management | For | Voted - For | |
14 | Approve Discharge of Supervisory Board Member | |||
Werner Wenning for Fiscal 2019/20 | Management | For | Voted - For | |
15 | Approve Discharge of Supervisory Board Member | |||
Werner Brandt for Fiscal 2019/20 | Management | For | Voted - For | |
16 | Approve Discharge of Supervisory Board Member | |||
Michael Diekmann for Fiscal 2019/20 | Management | For | Voted - For | |
17 | Approve Discharge of Supervisory Board Member | |||
Andrea Fehrmann for Fiscal 2019/20 | Management | For | Voted - For | |
18 | Approve Discharge of Supervisory Board Member | |||
Bettina Haller for Fiscal 2019/20 | Management | For | Voted - For | |
19 | Approve Discharge of Supervisory Board Member | |||
Robert Kensbock (until Sep. 25, 2020) for Fiscal | ||||
2019/20 | Management | For | Voted - For |
29
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
20 | Approve Discharge of Supervisory Board Member | |||
Harald Kern for Fiscal 2019/20 | Management | For | Voted - For | |
21 | Approve Discharge of Supervisory Board Member | |||
Juergen Kerner for Fiscal 2019/20 | Management | For | Voted - For | |
22 | Approve Discharge of Supervisory Board Member | |||
Nicola Leibinger-Kammueller for Fiscal 2019/20 | Management | For | Voted - For | |
23 | Approve Discharge of Supervisory Board Member | |||
Benoit Potier for Fiscal 2019/20 | Management | For | Voted - For | |
24 | Approve Discharge of Supervisory Board Member Hagen | |||
Reimer for Fiscal 2019/20 | Management | For | Voted - For | |
25 | Approve Discharge of Supervisory Board Member | |||
Norbert Reithofer for Fiscal 2019/20 | Management | For | Voted - For | |
26 | Approve Discharge of Supervisory Board Member Nemat | |||
Shafik for Fiscal 2019/20 | Management | For | Voted - For | |
27 | Approve Discharge of Supervisory Board Member | |||
Nathalie von Siemens for Fiscal 2019/20 | Management | For | Voted - For | |
28 | Approve Discharge of Supervisory Board Member | |||
Michael Sigmund for Fiscal 2019/20 | Management | For | Voted - For | |
29 | Approve Discharge of Supervisory Board Member | |||
Dorothea Simon for Fiscal 2019/20 | Management | For | Voted - For | |
30 | Approve Discharge of Supervisory Board Member | |||
Matthias Zachert for Fiscal 2019/20 | Management | For | Voted - For | |
31 | Approve Discharge of Supervisory Board Member | |||
Gunnar Zukunft for Fiscal 2019/20 | Management | For | Voted - For | |
32 | Ratify Ernst & Young GmbH as Auditors for Fiscal | |||
2020/21 | Management | For | Voted - For | |
33 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
34 | Approve Creation of EUR 90 Million Pool of Capital | |||
for Employee Stock Purchase Plan | Management | For | Voted - For | |
35 | Amend Affiliation Agreement with Siemens Bank GmbH | Management | For | Voted - For |
36 | Amend Articles Re: Allow Shareholder Questions | |||
during the Virtual Meeting | Shareholder | Against | Voted - For | |
SOUTHWEST AIRLINES CO. | ||||
Security ID: 844741108 Ticker: LUV | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director David W. Biegler | Management | For | Voted - For |
1.2 | Elect Director J. Veronica Biggins | Management | For | Voted - For |
1.3 | Elect Director Douglas H. Brooks | Management | For | Voted - For |
1.4 | Elect Director William H. Cunningham | Management | For | Voted - For |
1.5 | Elect Director John G. Denison | Management | For | Voted - For |
1.6 | Elect Director Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Director Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect Director Grace D. Lieblein | Management | For | Voted - For |
1.9 | Elect Director Nancy B. Loeffler | Management | For | Voted - For |
1.10 | Elect Director John T. Montford | Management | For | Voted - For |
1.11 | Elect Director Ron Ricks | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For |
30
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
5 | Adopt Majority Vote Cast to Remove Directors With | |||
or Without Cause | Shareholder | Against | Voted - For | |
STELLANTIS NV | ||||
Security ID: N82405106 Ticker: STLA | ||||
Meeting Date: 08-Mar-21 | ||||
1 | Open Meeting | Management | For | Non-Voting |
2 | Approve Faurecia Distribution | Management | For | Voted - For |
3 | Close Meeting | Management | For | Non-Voting |
Meeting Date: 15-Apr-21 | ||||
1 | Open Meeting | Management | For | Non-Voting |
2 | Receive Report of Management Board (Non-Voting) | Management | For | Non-Voting |
3 | Receive Explanation on Company's Reserves and | |||
Dividend Policy | Management | For | Non-Voting | |
4 | Approve Remuneration Report | Management | For | Voted - Against |
5 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
6 | Approve Capital Distribution of EUR 0.32 per Share | Management | For | Voted - For |
7 | Approve Discharge of Directors | Management | For | Voted - For |
8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | Voted - For |
9 | Amend Remuneration Policy | Management | For | Voted - For |
10 | Approve Equity Incentive Plan and Grant Board | |||
Authority to Issue Shares and Exclude Preemptive | ||||
Rights in Connection with Equity Incentive Plan | Management | For | Voted - Against | |
11 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
12 | Approve Cancellation of Class B Special Voting | |||
Shares | Management | For | Voted - For | |
13 | Close Meeting | Management | For | Non-Voting |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. | ||||
Security ID: Y84629107 Ticker: 2330 | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Mark Liu, with Shareholder No. 10758, as | |||
Non-independent Director | Management | For | Voted - For | |
1.2 | Elect C.C. Wei, with Shareholder No. 370885, as | |||
Non-independent Director | Management | For | Voted - For | |
1.3 | Elect F.C. Tseng, with Shareholder No. 104, as | |||
Non-independent Director | Management | For | Voted - For | |
1.4 | Elect Ming Hsin Kung. a Representative of National | |||
Development Fund, Executive Yuan, with Shareholder | ||||
No. 1, as Non-independent Director | Management | For | Voted - For | |
1.5 | Elect Peter L. Bonfield, with Shareholder No. | |||
504512XXX, as Independent Director | Management | For | Voted - For |
31
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Kok Choo Chen, with Shareholder No. | |||
A210358XXX, as Independent Director | Management | For | Voted - For | |
1.7 | Elect Michael R. Splinter, with Shareholder No. | |||
488601XXX, as Independent Director | Management | For | Voted - For | |
1.8 | Elect Moshe N. Gavrielov, with Shareholder No. | |||
505930XXX, as Independent Director | Management | For | Voted - For | |
1.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, | |||
as Independent Director | Management | For | Voted - For | |
1.10 | Elect L. Rafael Reif, with Shareholder No. | |||
545784XXX, as Independent Director | Management | For | Voted - For | |
2 | Approve Business Operations Report and Financial | |||
Statements | Management | For | Voted - For | |
3 | Approve Amendment to Rules and Procedures for | |||
Election of Directors | Management | For | Voted - For | |
4 | Approve Issuance of Restricted Stocks | Management | For | Voted - For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||
Security ID: 874054109 Ticker: TTWO | ||||
Meeting Date: 16-Sep-20 | ||||
1.1 | Elect Director Strauss Zelnick | Management | For | Voted - For |
1.2 | Elect Director Michael Dornemann | Management | For | Voted - For |
1.3 | Elect Director J Moses | Management | For | Voted - For |
1.4 | Elect Director Michael Sheresky | Management | For | Voted - For |
1.5 | Elect Director LaVerne Srinivasan | Management | For | Voted - For |
1.6 | Elect Director Susan Tolson | Management | For | Voted - For |
1.7 | Elect Director Paul Viera | Management | For | Voted - For |
1.8 | Elect Director Roland Hernandez | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TENARIS SA | ||||
Security ID: L90272102 Ticker: TEN | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Directors (Bundled) | Management | For | Voted - Against |
2 | Receive and Approve Board's and Auditor's Reports | |||
Re: Consolidated Financial Statements and Statutory | ||||
Reports | Management | For | Voted - For | |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Financial Statements | Management | For | Voted - For |
5 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
6 | Approve Discharge of Directors | Management | For | Voted - For |
7 | Approve Remuneration of Directors | Management | For | Voted - For |
8 | Approve Remuneration Report | Management | For | Voted - Against |
32
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Approve PricewaterhouseCoopers as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
10 | Allow Electronic Distribution of Company Documents | |||
to Shareholders | Management | For | Voted - For | |
TENCENT HOLDINGS LIMITED | ||||
Security ID: G87572163 Ticker: 700 | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Yang Siu Shun as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
5 | Approve PricewaterhouseCoopers as Auditor and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
9 | Adopt Share Option Plan of China Literature Limited | Management | For | Voted - Against |
TERADYNE, INC. | ||||
Security ID: 880770102 Ticker: TER | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Michael A. Bradley | Management | For | Voted - For |
1.2 | Elect Director Edwin J. Gillis | Management | For | Voted - For |
1.3 | Elect Director Timothy E. Guertin | Management | For | Voted - For |
1.4 | Elect Director Peter Herweck | Management | For | Voted - For |
1.5 | Elect Director Mark E. Jagiela | Management | For | Voted - For |
1.6 | Elect Director Mercedes Johnson | Management | For | Voted - For |
1.7 | Elect Director Marilyn Matz | Management | For | Voted - For |
1.8 | Elect Director Paul J. Tufano | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Reduce Supermajority Vote Requirement to Approve | |||
Merger, Share Exchanges and Substantial Sales of | ||||
Company Asset | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Management | For | Voted - For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Amend Omnibus Stock Plan | Management | For | Voted - For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
33
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE BOEING COMPANY | ||||
Security ID: 097023105 Ticker: BA | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Director Robert A. Bradway | Management | For | Voted - For |
1.2 | Elect Director David L. Calhoun | Management | For | Voted - For |
1.3 | Elect Director Lynne M. Doughtie | Management | For | Voted - For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Voted - For |
1.5 | Elect Director Lynn J. Good | Management | For | Voted - For |
1.6 | Elect Director Akhil Johri | Management | For | Voted - For |
1.7 | Elect Director Lawrence W. Kellner | Management | For | Voted - For |
1.8 | Elect Director Steven M. Mollenkopf | Management | For | Voted - For |
1.9 | Elect Director John M. Richardson | Management | For | Voted - For |
1.10 | Elect Director Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
THE ESTEE LAUDER COMPANIES INC. | ||||
Security ID: 518439104 Ticker: EL | ||||
Meeting Date: 10-Nov-20 | ||||
1.1 | Elect Director Charlene Barshefsky | Management | For | Voted - For |
1.2 | Elect Director Wei Sun Christianson | Management | For | Voted - For |
1.3 | Elect Director Fabrizio Freda | Management | For | Voted - For |
1.4 | Elect Director Jane Lauder | Management | For | Voted - For |
1.5 | Elect Director Leonard A. Lauder | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Zein Abdalla | Management | For | Voted - For |
1.2 | Elect Director Jose B. Alvarez | Management | For | Voted - For |
1.3 | Elect Director Alan M. Bennett | Management | For | Voted - For |
1.4 | Elect Director Rosemary T. Berkery | Management | For | Voted - For |
1.5 | Elect Director David T. Ching | Management | For | Voted - For |
1.6 | Elect Director C. Kim Goodwin | Management | For | Voted - For |
1.7 | Elect Director Ernie Herrman | Management | For | Voted - For |
1.8 | Elect Director Michael F. Hines | Management | For | Voted - For |
1.9 | Elect Director Amy B. Lane | Management | For | Voted - For |
34
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Director Carol Meyrowitz | Management | For | Voted - For |
1.11 | Elect Director Jackwyn L. Nemerov | Management | For | Voted - For |
1.12 | Elect Director John F. O'Brien | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Report on Animal Welfare | Shareholder | Against | Voted - Against |
5 | Report on Pay Disparity | Shareholder | Against | Voted - Against |
T-MOBILE US, INC. | ||||
Security ID: 872590104 Ticker: TMUS | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Marcelo Claure | Management | For | Voted - Withheld |
1.2 | Elect Director Srikant M. Datar | Management | For | Voted - For |
1.3 | Elect Director Bavan M. Holloway | Management | For | Voted - For |
1.4 | Elect Director Timotheus Hottges | Management | For | Voted - Withheld |
1.5 | Elect Director Christian P. Illek | Management | For | Voted - Withheld |
1.6 | Elect Director Raphael Kubler | Management | For | Voted - Withheld |
1.7 | Elect Director Thorsten Langheim | Management | For | Voted - Withheld |
1.8 | Elect Director Dominique Leroy | Management | For | Voted - Withheld |
1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | Voted - Withheld |
1.10 | Elect Director Teresa A. Taylor | Management | For | Voted - For |
1.11 | Elect Director Omar Tazi | Management | For | Voted - Withheld |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Voted - Withheld |
1.13 | Elect Director Michael Wilkens | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
TRULIEVE CANNABIS CORP. | ||||
Security ID: 89788C104 Ticker: TRUL | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Kim Rivers | Management | For | Voted - Withheld |
1.2 | Elect Director Giannella Alvarez | Management | For | Voted - For |
1.3 | Elect Director Thad Beshears | Management | For | Voted - For |
1.4 | Elect Director Peter Healy | Management | For | Voted - For |
1.5 | Elect Director Richard May | Management | For | Voted - For |
1.6 | Elect Director Thomas Millner | Management | For | Voted - For |
1.7 | Elect Director Jane Morreau | Management | For | Voted - For |
1.8 | Elect Director Susan Thronson | Management | For | Voted - For |
2 | Fix Number of Directors at Eight | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Approve MNP LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For |
35
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect Director John Tyson | Management | For | Voted - For |
1.2 | Elect Director Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Director Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Director Dean Banks | Management | For | Voted - For |
1.5 | Elect Director Mike Beebe | Management | For | Voted - For |
1.6 | Elect Director Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect Director David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Director Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Director Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Director Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Director Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Director Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Director Robert Thurber | Management | For | Voted - For |
1.14 | Elect Director Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Director Noel White | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Report on Human Rights Due Diligence | Shareholder | Against | Voted - For |
5 | Approve Recapitalization Plan for all Stock to Have | |||
One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
UBER TECHNOLOGIES, INC. | ||||
Security ID: 90353T100 Ticker: UBER | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Director Ronald Sugar | Management | For | Voted - For |
1.2 | Elect Director Revathi Advaithi | Management | For | Voted - For |
1.3 | Elect Director Ursula Burns | Management | For | Voted - For |
1.4 | Elect Director Robert Eckert | Management | For | Voted - For |
1.5 | Elect Director Amanda Ginsberg | Management | For | Voted - For |
1.6 | Elect Director Dara Khosrowshahi | Management | For | Voted - For |
1.7 | Elect Director Wan Ling Martello | Management | For | Voted - For |
1.8 | Elect Director Yasir Al-Rumayyan | Management | For | Voted - For |
1.9 | Elect Director John Thain | Management | For | Voted - For |
1.10 | Elect Director David I. Trujillo | Management | For | Voted - For |
1.11 | Elect Director Alexander Wynaendts | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
36
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VALE SA | ||||
Security ID: P9661Q155 Ticker: VALE3 | ||||
Meeting Date: 12-Mar-21 | ||||
1 | Amend Articles | Management | For | Voted - For |
2 | Amend Articles 9 and 11 | Management | For | Voted - For |
3 | Amend Article 11 Re: Fix Minimum Number of Board | |||
Members to 11 | Management | For | Voted - For | |
4 | Amend Article 11 Re: Independent Board Members | Management | For | Voted - For |
5 | Amend Article 11 Re: Board Chairman and | |||
Vice-Chairman | Management | For | Voted - For | |
6 | Amend Article 11 Re: Lead Independent Board Member | Management | For | Voted - For |
7 | Amend Article 11 Re: Election of the Board Members | Management | For | Voted - For |
8 | Amend Article 11 Re: Election of the Board Members | Management | For | Voted - Against |
9 | Amend Article 11 Re: Renumbering and Adjustment of | |||
Points 11 and 12 | Management | For | Voted - For | |
10 | Amend Article 12 | Management | For | Voted - For |
11 | Amend Articles 14 and 29 | Management | For | Voted - For |
12 | Amend Article 15 | Management | For | Voted - For |
13 | Amend Article 23 | Management | For | Voted - For |
14 | Consolidate Bylaws | Management | For | Voted - For |
WEICHAI POWER CO., LTD. | ||||
Security ID: Y9531A109 Ticker: 2338 | ||||
Meeting Date: 13-Nov-20 | ||||
1 | Approve Supplemental Agreement to the Weichai Sale | |||
and Processing Services Agreement and Relevant New | ||||
Caps | Management | For | Voted - For | |
2 | Approve Supplemental Agreement to the Weichai | |||
Holdings Utilities Services Agreement and Chongqing | ||||
Weichai Utilities Services and Relevant New Caps | Management | For | Voted - For | |
3 | Approve Supplemental Agreement to the Weichai Heavy | |||
Machinery Purchase and Processing Services | ||||
Agreement and Relevant New Caps | Management | For | Voted - For | |
4 | Approve Supplemental Agreement to the Weichai Power | |||
Diesel Engines Supply Framework Agreement and the | ||||
Weichai Yangzhou Diesel Engines Supply | ||||
FrameworkAgreement and Relevant New Caps | Management | For | Voted - For | |
5 | Approve Supplemental Agreement to the Transmissions | |||
Supply Framework Agreement and Relevant New Caps | Management | For | Voted - For | |
6 | Approve Supplemental Agreement to the Axles Supply | |||
Framework Agreement and Relevant New Caps | Management | For | Voted - For | |
7 | Approve Supplemental Agreement to the Weichai | |||
Westport Supply Agreement and Relevant New Caps | Management | For | Voted - For | |
8 | Approve Supplemental Agreement to the Weichai | |||
Westport Purchase Agreement and Relevant New Caps | Management | For | Voted - For | |
9 | Approve Supplemental Agreement to the Weichai | |||
Westport Logistics Agreement and Relevant New Caps | Management | For | Voted - For |
37
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Approve Supplemental Agreement to the Weichai | |||
Westport Leasing Agreement and Relevant New Caps | Management | For | Voted - For | |
11 | Approve Grant of the Guarantee(s) by the Company | |||
for the Benefit of Weichai Power Hong Kong | ||||
International Development Co., Limited in Respect | ||||
of Certain Loans | Management | For | Voted - For | |
12 | Amend Articles of Association | Management | For | Voted - For |
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. | ||||
Security ID: Y9895V103 Ticker: 1157 | ||||
Meeting Date: 12-Aug-20 | ||||
1 | Approve Fulfilment of the Conditions for the | |||
Proposed Non-Public Issuance | Management | For | Voted - For | |
2 | Approve Class and Nominal Value of Shares to be | |||
Issued | Management | For | Voted - For | |
3 | Approve Issue Method and Time | Management | For | Voted - For |
4 | Approve Target Subscribers | Management | For | Voted - For |
5 | Approve Subscription Method | Management | For | Voted - For |
6 | Approve Price Determination Date and Issue Price | Management | For | Voted - For |
7 | Approve Subscription Price and Issue Size | Management | For | Voted - For |
8 | Approve Lock-Up Period | Management | For | Voted - For |
9 | Approve Arrangement of Accumulated Profit | |||
Distribution Prior to Completion of the Issue | Management | For | Voted - For | |
10 | Approve Listing Venue | Management | For | Voted - For |
11 | Approve Use of Proceeds | Management | For | Voted - For |
12 | Approve Validity Period of the Resolution | Management | For | Voted - For |
13 | Approve Proposal for the Proposed Non-Public | |||
Issuance | Management | For | Voted - For | |
14 | Approve Introduction of Maanshan Huaijin | |||
Cornerstone Equity Investment Partnership (Limited | ||||
Partnership) as the Company's Strategic Investor | ||||
and Execution of a Conditional Strategic | ||||
Cooperation Agreement | Management | For | Voted - For | |
15 | Approve Introduction of Taiping Life Insurance Co., | |||
Ltd. as the Company's Strategic Investor and | ||||
Execution of a Conditional Strategic Cooperation | ||||
Agreement | Management | For | Voted - For | |
16 | Approve Introduction of Hainan Chengyisheng | |||
Enterprise Management Partnership (Limited | ||||
Partnership) as the Company's Strategic Investor | ||||
and Execution of a Conditional Strategic | ||||
Cooperation Agreement | Management | For | Voted - For | |
17 | Approve Introduction of Ningbo Shituo Enterprise | |||
Management Co., Ltd. as the Company's Strategic | ||||
Investor and Execution of a Conditional Strategic | ||||
Cooperation Agreement | Management | For | Voted - For | |
18 | Approve Entry into Conditional Subscription | |||
Agreements with Subscribers of the Proposed | ||||
Non-Public Issuance | Management | For | Voted - For |
38
Chiron Capital Allocation Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
19 | Approve Entry into a Related Party Transaction with | |||
Hainan Chengyisheng in Relation to the Proposed | ||||
Non-Public Issuance | Management | For | Voted - For | |
20 | Approve Feasibility Analysis Report on the Use of | |||
Proceeds of the Proposed Non-Public Issuance | Management | For | Voted - For | |
21 | Approve Statement of Exemption from the Preparation | |||
of a Report on the Use of Proceeds from Previous | ||||
Fund Raising Activities | Management | For | Voted - For | |
22 | Approve Measures on Making Up Diluted Returns for | |||
the Current Period Due to the Proposed Non-Public | ||||
Issuance | Management | For | Voted - For | |
23 | Approve Undertakings in Relation to the Measures on | |||
Making Up Diluted Returns for the Current Period | ||||
due to the Proposed Non-Public Issuance | Management | For | Voted - For | |
24 | Approve Shareholders' Return Plan for the Next | |||
Three Years (2020-2022) | Management | For | Voted - For | |
25 | Authorize Board and Its Authorized Persons to | |||
Handle All Matters Relating to the Proposed | ||||
Non-Public Issuance within the Scope Permitted by | ||||
the Relevant Laws and Regulations at their | ||||
Discretion | Management | For | Voted - For | |
Meeting Date: 16-Sep-20 | ||||
1 | Approve Profit Distribution Plan and Distribution | |||
of Interim Dividend | Management | For | Voted - For | |
2 | Approve Merger by Absorption of Wholly-owned | |||
Subsidiary | Management | For | Voted - For | |
Meeting Date: 27-Oct-20 | ||||
1 | Approve Class and Nominal Value of Shares to be | |||
Issued | Management | For | Voted - For | |
2 | Approve Issue Method and Time | Management | For | Voted - For |
3 | Approve Target Subscribers and Subscription Method | Management | For | Voted - For |
4 | Approve Issue Price and Pricing Principles | Management | For | Voted - For |
5 | Approve Issue Size | Management | For | Voted - For |
6 | Approve Lock-Up Period | Management | For | Voted - For |
7 | Approve Arrangement of Accumulated Profit | |||
Distribution Prior to Completion of the Issue | Management | For | Voted - For | |
8 | Approve Listing Venue | Management | For | Voted - For |
9 | Approve Use of Proceeds | Management | For | Voted - For |
10 | Approve Validity Period of the Resolution | Management | For | Voted - For |
11 | Approve Adjusted Non-Public Issuance | Management | For | Voted - For |
12 | Approve Feasibility Analysis Report on the Use of | |||
Proceeds of the Adjusted Non-Public Issuance | Management | For | Voted - For | |
13 | Approve Measures on Making up Diluted Returns for | |||
the Current Period Due to the Adjusted Non-Public | ||||
Issuance | Management | For | Voted - For | |
14 | Authorize Board to Handle All Matters Relating to | |||
the Adjusted Non-Public Issuance | Management | For | Voted - For |
39
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ACCOR SA | ||||
Security ID: F00189120 Ticker: AC | ||||
Meeting Date: 29-Apr-21 | ||||
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
3 | Approve Treatment of Losses | Management | For | Voted - For |
4 | Approve Compensation of Corporate Officers | Management | For | Voted - For |
5 | Approve Compensation of Sebastien Bazin, Chairman | |||
and CEO | Management | For | Voted - Against | |
6 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For |
7 | Approve Remuneration Policy of Directors | Management | For | Voted - For |
8 | Approve Auditors' Special Report on Related-Party | |||
Transactions Mentioning the Absence of New | ||||
Transactions | Management | For | Voted - For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - Against | |
10 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
11 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of 50 Percent of Issued Capital | Management | For | Voted - For | |
12 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of 10 Percent of Issued Capital | Management | For | Voted - For | |
13 | Approve Issuance of Equity or Equity-Linked | |||
Securities for up to 10 Percent of Issued Capital | ||||
Per Year Reserved for Specific Beneficiaries | Management | For | Voted - For | |
14 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
15 | Authorize Capital Increase of up to 10 Percent of | |||
Issued Capital for Contributions in Kind | Management | For | Voted - For | |
16 | Authorize Capitalization of Reserves of Up to 50 | |||
Percent of Issued Capital for Bonus Issue or | ||||
Increase in Par Value | Management | For | Voted - For | |
17 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 11-16 at 50 Percent | ||||
of the Share Capital and Under Items 12-15 at 10 | ||||
Percent of Issued Capital | Management | For | Voted - For | |
18 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | For | Voted - For | |
19 | Authorize up to 0.2 Percent of Issued Capital for | |||
Use in Restricted Stock Plans Under Performance | ||||
Conditions Reserved for Some Employees | Management | For | Voted - For | |
20 | Amend Article 1 of Bylaws to Comply with Legal | |||
Changes | Management | For | Voted - For | |
21 | Authorize Board to Issue Free Warrants with | |||
Preemptive Rights During a Public Tender Offer | Management | For | Voted - Against |
40
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
22 | Authorize Filing of Required Documents/Other | |||
Formalities | Management | For | Voted - For | |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Director Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Director Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect Director P. George Benson | Management | For | Voted - For |
1.5 | Elect Director Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Director Bob De Lange | Management | For | Voted - For |
1.7 | Elect Director Eric P. Hansotia | Management | For | Voted - For |
1.8 | Elect Director George E. Minnich | Management | For | Voted - For |
1.9 | Elect Director Mallika Srinivasan | Management | For | Voted - For |
1.10 | Elect Director Matthew Tsien | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
ALASKA AIR GROUP, INC. | ||||
Security ID: 011659109 Ticker: ALK | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Director Patricia M. Bedient | Management | For | Voted - For |
1.2 | Elect Director James A. Beer | Management | For | Voted - For |
1.3 | Elect Director Raymond L. Conner | Management | For | Voted - For |
1.4 | Elect Director Daniel K. Elwell | Management | For | Voted - For |
1.5 | Elect Director Dhiren R. Fonseca | Management | For | Voted - For |
1.6 | Elect Director Kathleen T. Hogan | Management | For | Voted - For |
1.7 | Elect Director Jessie J. Knight, Jr. | Management | For | Voted - For |
1.8 | Elect Director Susan J. Li | Management | For | Voted - For |
1.9 | Elect Director Benito Minicucci | Management | For | Voted - For |
1.10 | Elect Director Helvi K. Sandvik | Management | For | Voted - For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | Voted - For |
1.12 | Elect Director Bradley D. Tilden | Management | For | Voted - For |
1.13 | Elect Director Eric K. Yeaman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
41
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BALLY'S CORPORATION | ||||
Security ID: 05875B106 Ticker: BALY | ||||
Meeting Date: 30-Jun-21 | ||||
1 | Issue Shares in Connection with Acquisition | Management | For | Voted - For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
BAWAG GROUP AG | ||||
Security ID: A0997C107 Ticker: BG | ||||
Meeting Date: 30-Oct-20 | ||||
1 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
2 | Approve Allocation of Income and Omission of | |||
Dividends | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Ratify KPMG Austria GmbH as Auditors for Fiscal 2021 | Management | For | Voted - For |
6 | Amend Articles Re: Shareholders' Right to Delegate | |||
Supervisory Board Members | Management | For | Voted - For | |
7 | Approve Remuneration Policy for the Management Board | Management | For | Voted - For |
8 | Approve Remuneration Policy for the Supervisory | |||
Board | Management | For | Voted - For | |
9 | Authorize Share Repurchase Program and Reissuance | |||
or Cancellation of Repurchased Shares | Management | For | Voted - For | |
Meeting Date: 03-Mar-21 | ||||
1 | Approve Allocation of Income and Dividends of EUR | |||
0.46 per Share | Management | For | Voted - For | |
BPER BANCA SPA | ||||
Security ID: T1325T119 Ticker: BPE | ||||
Meeting Date: 29-Jan-21 | ||||
1 | Amend Company Bylaws | Management | For | Voted - For |
Meeting Date: 21-Apr-21 | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Slate 1 Submitted by Institutional Investors | |||
(Assogestioni) | Shareholder | For | Voted - For | |
4 | Slate 2 Submitted by Fondazione di Sardegna | Shareholder | Against | Voted - Against |
42
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Slate 3 Submitted by Unipol Gruppo SpA | Shareholder | Against | Voted - Against |
6 | Slate 1 Submitted by Institutional Investors | |||
(Assogestioni) | Shareholder | For | Voted - For | |
7 | Slate 2 Submitted by Fondazione di Sardegna | Shareholder | Against | Voted - Against |
8 | Slate 3 Submitted by Unipol Gruppo SpA | Shareholder | Against | Voted - Against |
9 | Approve Remuneration of Directors | Management | For | Voted - For |
10 | Approve Internal Auditors' Remuneration | Management | For | Voted - For |
11 | Integrate Remuneration of External Auditors | Management | For | Voted - For |
12 | Approve Remuneration Policy | Management | For | Voted - For |
13 | Approve Second Section of the Remuneration Report | Management | For | Voted - Against |
14 | Approve Incentive Bonus Plan | Management | For | Voted - For |
15 | Authorize Share Repurchase Program and Reissuance | |||
of Repurchased Shares to Service 2019-2021 | ||||
Long-Term Incentive Plan, 2021 MBO Incentive Plan | ||||
and for Any Severance Payments | Management | For | Voted - For | |
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Elisa Valeriani as Director | Shareholder | For | Voted - For |
2 | Appoint Daniela Travella as Chairman of Internal | |||
Statutory Auditors | Shareholder | For | Voted - For | |
3 | Appoint Patrizia Tettamanzi as Internal Statutory | |||
Auditor | Shareholder | For | Voted - For | |
4 | Appoint Sonia Peron as Alternate Internal Statutory | |||
Auditor | Shareholder | For | Voted - For | |
BRUKER CORPORATION | ||||
Security ID: 116794108 Ticker: BRKR | ||||
Meeting Date: 04-Jun-21 | ||||
1.1 | Elect Director William A. Linton | Management | For | Voted - For |
1.2 | Elect Director Adelene Q. Perkins | Management | For | Voted - Withheld |
1.3 | Elect Director Robert Rosenthal | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
BUNGE LIMITED | ||||
Security ID: G16962105 Ticker: BG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Sheila Bair | Management | For | Voted - For |
1.2 | Elect Director Carol M. Browner | Management | For | Voted - For |
1.3 | Elect Director Paul Fribourg | Management | For | Voted - For |
1.4 | Elect Director J. Erik Fyrwald | Management | For | Voted - For |
1.5 | Elect Director Gregory A. Heckman | Management | For | Voted - For |
1.6 | Elect Director Bernardo Hees | Management | For | Voted - For |
1.7 | Elect Director Kathleen Hyle | Management | For | Voted - For |
43
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Director Henry W. (Jay) Winship | Management | For | Voted - For |
1.9 | Elect Director Mark N. Zenuk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Approve Deloitte & Touche LLP as Auditors and | |||
Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Report on the Soy Supply Chain | Shareholder | For | Voted - For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
CAMBIUM NETWORKS CORPORATION | ||||
Security ID: G17766109 Ticker: CMBM | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Director Robert Amen | Management | For | Voted - Withheld |
1.2 | Elect Director Vikram Verma | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
CELLECTIS SA | ||||
Security ID: F1775Q107 Ticker: ALCLS | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Reelect Andre Choulika as Director | Management | For | Voted - For |
1.2 | Reelect David Sourdive as Director | Management | For | Voted - Against |
1.3 | Reelect Alain-Paul Godard as Director | Management | For | Voted - Against |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Consolidated Financial Statements and | |||
Statutory Reports | Management | For | Voted - For | |
4 | Approve Treatment of Losses | Management | For | Voted - For |
5 | Approve Auditors' Special Report on Related-Party | |||
Transactions | Management | For | Voted - Against | |
6 | Approve Remuneration of Directors in the Aggregate | |||
Amount of EUR 750,000 | Management | For | Voted - For | |
7 | Authorize Repurchase of Up to 10 Percent of Issued | |||
Share Capital | Management | For | Voted - For | |
8 | Authorize Decrease in Share Capital via | |||
Cancellation of Repurchased Shares | Management | For | Voted - For | |
9 | Approve Issuance of Equity or Equity-Linked | |||
Securities Reserved for Specific Beneficiaries up | ||||
to Aggregate Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
10 | Approve Issuance of Equity or Equity-Linked | |||
Securities Reserved for Specific Beneficiaries, up | ||||
to Aggregate Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
11 | Approve Issuance of Equity or Equity-Linked | |||
Securities Reserved for Specific Beneficiaries, up | ||||
to Aggregate Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
12 | Approve Issuance of Equity or Equity-Linked | |||
Securities Reserved for Specific Beneficiaries in |
44
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
the Framework of an Equity Line up to Aggregate | ||||
Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
13 | Authorize Issuance of Equity or Equity-Linked | |||
Securities with Preemptive Rights up to Aggregate | ||||
Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
14 | Authorize Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
15 | Approve Issuance of Equity or Equity-Linked | |||
Securities for Private Placements, up to Aggregate | ||||
Nominal Amount of EUR 681,822 | Management | For | Voted - For | |
16 | Authorize Board to Increase Capital in the Event of | |||
Additional Demand Related to Delegation Submitted | ||||
to Shareholder Vote Above | Management | For | Voted - For | |
17 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 11-18 at EUR 681,822 | Management | For | Voted - For | |
18 | Authorize Capitalization of Reserves of Up to EUR 2 | |||
Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
19 | Authorize up to 1,136,370 Shares for Use in Stock | |||
Option Plans | Management | For | Voted - For | |
20 | Authorize up to 10 Percent of Issued Capital for | |||
Use in Restricted Stock Plans | Management | For | Voted - For | |
21 | Set Total Limit for Capital Increase to Result from | |||
Issuance Requests Under Items 21-22 at EUR 1,136,370 | Management | For | Voted - For | |
22 | Amend Article 18 of Bylaws Re: Electronic Votes | Management | For | Voted - For |
23 | Authorize Capital Issuances for Use in Employee | |||
Stock Purchase Plans | Management | Against | Voted - For | |
CEMEX SAB DE CV | ||||
Security ID: P2253T133 Ticker: CEMEXCPO | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Elect Directors, Chairman and Secretary of Board, | |||
Members and Chairmen of Audit, Corporate Practices | ||||
and Finance, and Sustainability Committees | Management | For | Voted - Against | |
2 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Allocation of Income | Management | For | Voted - For |
4 | Present Share Repurchase Report | Management | For | Voted - For |
5 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Voted - For |
6 | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Repurchased Shares Which were | ||||
Acquired Through Repurchase Program in 2020 | Management | For | Voted - For | |
7 | Approve Reduction in Variable Portion of Capital | |||
via Cancellation of Treasury Shares Authorized to | ||||
Support New Issuance of Convertible Notes or for | ||||
Placement of Such Shares in Public Offering or | ||||
Private Subscription | Management | For | Voted - For | |
8 | Approve Remuneration of Directors and Members of | |||
Audit, Corporate Practices and Finance, and | ||||
Sustainability Committees | Management | For | Voted - For | |
9 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For |
45
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Amend Article 2 Re: Corporate Purpose | Management | For | Voted - For |
11 | Authorize Board to Ratify and Execute Approved | |||
Resolutions | Management | For | Voted - For | |
CF INDUSTRIES HOLDINGS, INC. | ||||
Security ID: 125269100 Ticker: CF | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Director Javed Ahmed | Management | For | Voted - For |
1.2 | Elect Director Robert C. Arzbaecher | Management | For | Voted - For |
1.3 | Elect Director Deborah L. DeHaas | Management | For | Voted - For |
1.4 | Elect Director John W. Eaves | Management | For | Voted - For |
1.5 | Elect Director Stephen A. Furbacher | Management | For | Voted - For |
1.6 | Elect Director Stephen J. Hagge | Management | For | Voted - For |
1.7 | Elect Director Anne P. Noonan | Management | For | Voted - For |
1.8 | Elect Director Michael J. Toelle | Management | For | Voted - For |
1.9 | Elect Director Theresa E. Wagler | Management | For | Voted - For |
1.10 | Elect Director Celso L. White | Management | For | Voted - For |
1.11 | Elect Director W. Anthony Will | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Adopt the Jurisdiction of Incorporation as the | |||
Exclusive Forum for Certain Disputes | Management | For | Voted - For | |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
CIMAREX ENERGY CO. | ||||
Security ID: 171798101 Ticker: XEC | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Director Kathleen A. Hogenson | Management | For | Voted - For |
1.2 | Elect Director Lisa A. Stewart | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Declassify the Board of Directors | Management | For | Voted - For |
5 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
COVESTRO AG | ||||
Security ID: D15349109 Ticker: 1COV | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Christine Bortenlaenger to the Supervisory | |||
Board | Management | For | Voted - For | |
1.2 | Elect Rolf Nonnenmacher to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Richard Pott to the Supervisory Board | Management | For | Voted - For |
46
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Regine Stachelhaus to the Supervisory Board | Management | For | Voted - For |
1.5 | Elect Patrick Thomas to the Supervisory Board | Management | For | Voted - For |
1.6 | Elect Ferdinando Falco Beccalli to the Supervisory | |||
Board | Management | For | Voted - For | |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
1.20 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For |
7 | Approve Creation of EUR 73.2 Million Pool of | |||
Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
8 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds with Partial Exclusion | ||||
of Preemptive Rights up to Aggregate Nominal Amount | ||||
of EUR 2 Billion; Approve Creation of EUR 18.3 | ||||
Million Pool of Capital to Guarantee Conversion | ||||
Rights | Management | For | Voted - For | |
9 | Amend Articles Re: Fiscal Year, Announcements, | |||
Transmission of Information, Place of Jurisdiction; | ||||
AGM Convocation; Proof of Entitlement | Management | For | Voted - For | |
10 | Amend Articles Re: Passing Supervisory Board | |||
Resolutions by Electronic Means of Communication | Management | For | Voted - For | |
CSPC PHARMACEUTICAL GROUP LIMITED | ||||
Security ID: Y1837N109 Ticker: 1093 | ||||
Meeting Date: 12-Oct-20 | ||||
1 | Approve Issuance of Bonus Shares and Related | |||
Transactions | Management | For | Voted - For | |
DIAMONDBACK ENERGY, INC. | ||||
Security ID: 25278X109 Ticker: FANG | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Director Steven E. West | Management | For | Voted - For |
1.2 | Elect Director Travis D. Stice | Management | For | Voted - For |
1.3 | Elect Director Vincent K. Brooks | Management | For | Voted - For |
1.4 | Elect Director Michael P. Cross | Management | For | Voted - For |
1.5 | Elect Director David L. Houston | Management | For | Voted - For |
1.6 | Elect Director Stephanie K. Mains | Management | For | Voted - For |
1.7 | Elect Director Mark L. Plaumann | Management | For | Voted - For |
1.8 | Elect Director Melanie M. Trent | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Increase Authorized Common Stock | Management | For | Voted - For |
47
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
EAST WEST BANCORP, INC. | ||||
Security ID: 27579R104 Ticker: EWBC | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Molly Campbell | Management | For | Voted - For |
1.2 | Elect Director Iris S. Chan | Management | For | Voted - For |
1.3 | Elect Director Archana Deskus | Management | For | Voted - For |
1.4 | Elect Director Rudolph I. Estrada | Management | For | Voted - For |
1.5 | Elect Director Paul H. Irving | Management | For | Voted - For |
1.6 | Elect Director Jack C. Liu | Management | For | Voted - For |
1.7 | Elect Director Dominic Ng | Management | For | Voted - For |
1.8 | Elect Director Lester M. Sussman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
ESTUN AUTOMATION CO. LTD. | ||||
Security ID: Y6196S102 Ticker: 002747 | ||||
Meeting Date: 21-May-21 | ||||
1 | Approve Annual Report and Summary | Management | For | Voted - For |
2 | Approve Report of the Board of Directors | Management | For | Voted - For |
3 | Approve Report of the Board of Supervisors | Management | For | Voted - For |
4 | Approve Financial Statements | Management | For | Voted - For |
5 | Approve Profit Distribution | Management | For | Voted - For |
6 | Approve Appointment of Auditor | Management | For | Voted - For |
7 | Approve Application of Credit Lines | Management | For | Voted - Against |
8 | Approve Use of Own Funds for Cash Management | Management | For | Voted - Against |
9 | Amend Working System for Independent Directors | Management | For | Voted - Against |
10 | Amend Management Method for Providing External | |||
Guarantees | Management | For | Voted - Against | |
11 | Amend Related-Party Transaction Management Method | Management | For | Voted - Against |
12 | Amend Information Disclosure Management System | Management | For | Voted - Against |
13 | Amend Major Event Disposal System | Management | For | Voted - Against |
14 | Amend System for Important Information Internal | |||
Report | Management | For | Voted - Against | |
15 | Approve Amendments to Articles of Association | Management | For | Voted - For |
48
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FULL HOUSE RESORTS, INC. | ||||
Security ID: 359678109 Ticker: FLL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Director Kenneth R. Adams | Management | For | Voted - For |
1.2 | Elect Director Carl G. Braunlich | Management | For | Voted - For |
1.3 | Elect Director Lewis A. Fanger | Management | For | Voted - For |
1.4 | Elect Director Eric J. Green | Management | For | Voted - For |
1.5 | Elect Director Michael A. Hartmeier | Management | For | Voted - For |
1.6 | Elect Director Daniel R. Lee | Management | For | Voted - For |
1.7 | Elect Director Kathleen M. Marshall | Management | For | Voted - For |
1.8 | Elect Director Michael P. Shaunnessy | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
HERC HOLDINGS INC. | ||||
Security ID: 42704L104 Ticker: HRI | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Patrick D. Campbell | Management | For | Voted - For |
1.2 | Elect Director Lawrence H. Silber | Management | For | Voted - For |
1.3 | Elect Director James H. Browning | Management | For | Voted - For |
1.4 | Elect Director Shari L. Burgess | Management | For | Voted - For |
1.5 | Elect Director Jonathan Frates | Management | For | Voted - For |
1.6 | Elect Director Jean K. Holley | Management | For | Voted - For |
1.7 | Elect Director Jacob M. Katz | Management | For | Voted - For |
1.8 | Elect Director Michael A. Kelly | Management | For | Voted - For |
1.9 | Elect Director Andrew N. Langham | Management | For | Voted - For |
1.10 | Elect Director Mary Pat Salomone | Management | For | Voted - For |
1.11 | Elect Director Andrew J. Teno | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ICON PLC | ||||
Security ID: G4705A100 Ticker: ICLR | ||||
Meeting Date: 21-Jul-20 | ||||
1.1 | Elect Director Mary Pendergast | Management | For | Voted - For |
1.2 | Elect Director Hugh Brady | Management | For | Voted - For |
1.3 | Elect Director Ronan Murphy | Management | For | Voted - For |
1.4 | Elect Director Julie O'Neill | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
49
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Authorize Issue of Equity | Management | For | Voted - For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
6 | Authorize Issue of Equity without Pre-emptive | |||
Rights in Connection with an Acquisition or Other | ||||
Capital Investment | Management | For | Voted - For | |
7 | Authorize Share Repurchase Program | Management | For | Voted - For |
8 | Approve the Price Range for the Reissuance of Shares | Management | For | Voted - For |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA | ||||
Security ID: E67674106 Ticker: IAG | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Re-elect Javier Ferran as Director | Management | For | Voted - For |
1.2 | Re-elect Luis Gallego as Director | Management | For | Voted - For |
1.3 | Re-elect Giles Agutter as Director | Management | For | Voted - For |
1.4 | Re-elect Margaret Ewing as Director | Management | For | Voted - For |
1.5 | Re-elect Robin Phillips as Director | Management | For | Voted - For |
1.6 | Re-elect Emilio Saracho as Director | Management | For | Voted - For |
1.7 | Re-elect Nicola Shaw as Director | Management | For | Voted - For |
1.8 | Re-elect Alberto Terol as Director | Management | For | Voted - For |
1.9 | Elect Peggy Bruzelius as Director | Management | For | Voted - For |
1.10 | Elect Eva Castillo Sanz as Director | Management | For | Voted - For |
1.11 | Elect Heather McSharry as Director | Management | For | Voted - For |
1.12 | Elect Maurice Lam as Director | Management | For | Voted - For |
2 | Approve Consolidated and Standalone Financial | |||
Statements | Management | For | Voted - For | |
3 | Approve Non-Financial Information Statement | Management | For | Voted - For |
4 | Approve Discharge of Board | Management | For | Voted - For |
5 | Approve Allocation of Income | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Approve Executive Share Plan | Management | For | Voted - For |
9 | Approve Allotment of Shares of the Company for | |||
Share Awards Including the Awards to Executive | ||||
Directors under the Executive Share Plan | Management | For | Voted - For | |
10 | Amend Article 13.2 | Management | For | Voted - For |
11 | Amend Articles 21 and 24.2 Re: Allow Shareholder | |||
Meetings to be Held in Virtual-Only Format | Management | For | Voted - Against | |
12 | Amend Article 44 Re: Board Committees | Management | For | Voted - For |
13 | Amend Articles of General Meeting Regulations Re: | |||
Allow Shareholder Meetings to be Held in | ||||
Virtual-Only Format | Management | For | Voted - For | |
14 | Add Chapter V of General Meeting Regulations | |||
Including a New Article 37 Re: Allow Shareholder | ||||
Meetings to be Held in Virtual-Only Format | Management | For | Voted - For | |
15 | Authorise Market Purchase of Shares | Management | For | Voted - For |
16 | Authorise Issue of Equity | Management | For | Voted - For |
17 | Authorise Issue of Convertible Bonds, Debentures, | |||
Warrants, and Other Debt Securities | Management | For | Voted - For |
50
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Authorise Issue of Convertible Bonds, Debentures, | |||
Warrants, and Other Debt Securities without | ||||
Pre-emptive Rights | Management | For | Voted - For | |
19 | Authorise Company to Call EGM with 15 Days' Notice | Management | For | Voted - For |
20 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
J2 GLOBAL, INC. | ||||
Security ID: 48123V102 Ticker: JCOM | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Director Richard S. Ressler | Management | For | Voted - For |
1.2 | Elect Director Vivek Shah | Management | For | Voted - For |
1.3 | Elect Director Douglas Y. Bech | Management | For | Voted - For |
1.4 | Elect Director Sarah Fay | Management | For | Voted - For |
1.5 | Elect Director W. Brian Kretzmer | Management | For | Voted - For |
1.6 | Elect Director Jonathan F. Miller | Management | For | Voted - For |
1.7 | Elect Director Stephen Ross | Management | For | Voted - For |
1.8 | Elect Director Pamela Sutton-Wallace | Management | For | Voted - For |
1.9 | Elect Director Scott C. Taylor | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For |
JAZZ PHARMACEUTICALS PLC | ||||
Security ID: G50871105 Ticker: JAZZ | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Director Bruce C. Cozadd | Management | For | Voted - For |
1.2 | Elect Director Heather Ann McSharry | Management | For | Voted - For |
1.3 | Elect Director Anne O'Riordan | Management | For | Voted - For |
1.4 | Elect Director Rick E Winningham | Management | For | Voted - For |
2 | Approve KPMG, Dublin as Auditors and Authorize | |||
Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Reduction in Capital and Creation of | |||
Distributable Reserves | Management | For | Voted - For | |
KANAMOTO CO., LTD. | ||||
Security ID: J29557105 Ticker: 9678 | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Kanamoto, Kanchu | Management | For | Voted - For |
1.2 | Elect Director Kanamoto, Tetsuo | Management | For | Voted - For |
1.3 | Elect Director Narita, Hitoshi | Management | For | Voted - For |
1.4 | Elect Director Kanamoto, Tatsuo | Management | For | Voted - For |
51
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Director Hashiguchi, Kazunori | Management | For | Voted - For |
1.6 | Elect Director Sannomiya, Akira | Management | For | Voted - For |
1.7 | Elect Director Watanabe, Jun | Management | For | Voted - For |
1.8 | Elect Director Hirose, Shun | Management | For | Voted - For |
1.9 | Elect Director Yamashita, Hideaki | Management | For | Voted - For |
1.10 | Elect Director Naito, Susumu | Management | For | Voted - For |
1.11 | Elect Director Arita, Eiji | Management | For | Voted - For |
1.12 | Elect Director Yonekawa, Motoki | Management | For | Voted - For |
1.13 | Elect Director Tabata, Ayako | Management | For | Voted - For |
1.14 | Elect Director Okawa, Tetsuya | Management | For | Voted - For |
2 | Approve Restricted Stock Plan | Management | For | Voted - For |
KGHM POLSKA MIEDZ SA | ||||
Security ID: X45213109 Ticker: KGH | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect Meeting Chairman | Management | For | Voted - For |
1.2 | Elect Supervisory Board Member | Management | For | Voted - Against |
1.3 | Elect Supervisory Board Member | Management | For | Voted - Against |
2 | Open Meeting | Management | For | Non-Voting |
3 | Acknowledge Proper Convening of Meeting | Management | For | Non-Voting |
4 | Approve Agenda of Meeting | Management | For | Voted - For |
5 | Receive Financial Statements | Management | For | Non-Voting |
6 | Receive Consolidated Financial Statements | Management | For | Non-Voting |
7 | Receive Management Board Report on Company's and | |||
Group's Operations | Management | For | Non-Voting | |
8 | Receive Management Board Proposal on Allocation of | |||
Income | Management | For | Non-Voting | |
9 | Receive Management Board Report on Expenses Related | |||
to Representation, Legal Services, Marketing | ||||
Services, Public Relations Services, Social | ||||
Communication Services, and Management Advisory | ||||
Services | Management | For | Non-Voting | |
10 | Receive Supervisory Board Report on Review of | |||
Standalone and Consolidated Financial Statements, | ||||
Management Board Reports on Company's and Group's | ||||
Operations | Management | For | Non-Voting | |
11 | Receive Supervisory Board Report on Management | |||
Board Proposal on Allocation of Income | Management | For | Non-Voting | |
12 | Receive Supervisory Board Report on Company's | |||
Standing, Internal Control System, Risk Management, | ||||
Compliance, and Internal Audit Function | Management | For | Non-Voting | |
13 | Receive Supervisory Board Report on Its Activities | Management | For | Non-Voting |
14 | Receive Remuneration Report | Management | For | Non-Voting |
15 | Approve Financial Statements | Management | For | Voted - For |
16 | Approve Consolidated Financial Statements | Management | For | Voted - For |
17 | Approve Management Board Report on Company's and | |||
Group's Operations | Management | For | Voted - For | |
18 | Approve Allocation of Income and Dividends of PLN | |||
1.50 per Share | Management | For | Voted - For |
52
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
19 | Approve Discharge of Adam Bugajczuk (Management | |||
Board Member) | Management | For | Voted - For | |
20 | Approve Discharge of Marcin Chudzinski (Management | |||
Board Member) | Management | For | Voted - For | |
21 | Approve Discharge of Pawel Gruza (Management Board | |||
Member) | Management | For | Voted - For | |
22 | Approve Discharge of Katarzyna Kreczmanska-Gigol | |||
(Management Board Member) | Management | For | Voted - For | |
23 | Approve Discharge of Radoslaw Stach (Management | |||
Board Member) | Management | For | Voted - For | |
24 | Approve Discharge of Leszek Banaszak (Supervisory | |||
Board Member) | Management | For | Voted - For | |
25 | Approve Discharge of Jozef Czyczerski (Supervisory | |||
Board Member) | Management | For | Voted - For | |
26 | Approve Discharge of Przemyslaw Darowski | |||
(Supervisory Board Member) | Management | For | Voted - For | |
27 | Approve Discharge of Jaroslaw Janas (Supervisory | |||
Board Member) | Management | For | Voted - For | |
28 | Approve Discharge of Andrzej Kisilewicz | |||
(Supervisory Board Member) | Management | For | Voted - For | |
29 | Approve Discharge of Katarzyna Lewandowska | |||
(Supervisory Board Member) | Management | For | Voted - For | |
30 | Approve Discharge of Ireneusz Pasis (Supervisory | |||
Board Member) | Management | For | Voted - For | |
31 | Approve Discharge of Bartosz Piechota (Supervisory | |||
Board Member) | Management | For | Voted - For | |
32 | Approve Discharge of Marek Pietrzak (Supervisory | |||
Board Member) | Management | For | Voted - For | |
33 | Approve Discharge of Boguslaw Szarek (Supervisory | |||
Board Member) | Management | For | Voted - For | |
34 | Approve Discharge of Agnieszka Winnik-Kalemba | |||
(Supervisory Board Member) | Management | For | Voted - For | |
35 | Recall Supervisory Board Member | Management | For | Voted - Against |
36 | Approve Remuneration Report | Management | For | Voted - Against |
37 | Close Meeting | Management | For | Non-Voting |
KION GROUP AG | ||||
Security ID: D4S14D103 Ticker: KGX | ||||
Meeting Date: 16-Jul-20 | ||||
1.1 | Elect Jiang Kui to the Supervisory Board | Management | For | Voted - Against |
1.2 | Elect Christina Reuter to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Hans Ring to the Supervisory Board | Management | For | Voted - For |
1.4 | Elect Xu Ping to the Supervisory Board | Management | For | Voted - Against |
2 | Receive Financial Statements and Statutory Reports | |||
for Fiscal 2019 (Non-Voting) | Management | For | Non-Voting | |
3 | Approve Allocation of Income and Dividends of EUR | |||
0.04 per Share | Management | For | Voted - For | |
4 | Approve Discharge of Management Board for Fiscal | |||
2019 | Management | For | Voted - For |
53
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Approve Discharge of Supervisory Board for Fiscal | |||
2019 | Management | For | Voted - For | |
6 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For |
7 | Approve Creation of EUR 11.8 Million Pool of | |||
Capital with Preemptive Rights | Management | For | Voted - For | |
8 | Approve Issuance of Warrants/Bonds with Warrants | |||
Attached/Convertible Bonds with Preemptive Rights | ||||
up to Aggregate Nominal Amount of EUR 1 Billion; | ||||
Approve Creation of EUR 11.8 Million Pool of | ||||
Capital to Guarantee Conversion Rights | Management | For | Voted - For | |
9 | Amend Corporate Purpose | Management | For | Voted - For |
10 | Amend Articles Re: Supervisory Board Remuneration | Management | For | Voted - For |
11 | Approve Affiliation Agreement with Dematic Holdings | |||
GmbH | Management | For | Voted - For | |
Meeting Date: 11-May-21 | ||||
1 | Receive Financial Statements and Statutory Reports | |||
for Fiscal Year 2020 (Non-Voting) | Management | For | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR | |||
0.41 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal | |||
Year 2020 | Management | For | Voted - For | |
5 | Ratify Deloitte GmbH as Auditors for Fiscal Year | |||
2021 | Management | For | Voted - For | |
6 | Approve Remuneration Policy | Management | For | Voted - Against |
7 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
8 | Authorize Share Repurchase Program and Reissuance | |||
or Cancellation of Repurchased Shares | Management | For | Voted - For | |
9 | Amend Articles Re: AGM Convocation; Participation | |||
and Voting Rights; Proof of Entitlement | Management | For | Voted - For | |
KIRBY CORPORATION | ||||
Security ID: 497266106 Ticker: KEX | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Director Tanya S. Beder | Management | For | Voted - For |
1.2 | Elect Director Barry E. Davis | Management | For | Voted - For |
1.3 | Elect Director Joseph H. Pyne | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
54
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LOTTE CHEMICAL CORP. | ||||
Security ID: Y5336U100 Ticker: 011170 | ||||
Meeting Date: 23-Mar-21 | ||||
1.1 | Elect Three Inside Directors and One | |||
Non-Independent Non-Executive Director (Bundled) | Management | For | Voted - For | |
1.2 | Elect Nam Hye-jeong as Outside Director to Serve as | |||
an Audit Committee Member | Management | For | Voted - For | |
2 | Approve Financial Statements and Allocation of | |||
Income | Management | For | Voted - For | |
3 | Amend Articles of Incorporation | Management | For | Voted - For |
4 | Approve Total Remuneration of Inside Directors and | |||
Outside Directors | Management | For | Voted - For | |
5 | Approve Terms of Retirement Pay | Management | For | Voted - For |
LPL FINANCIAL HOLDINGS INC. | ||||
Security ID: 50212V100 Ticker: LPLA | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Director Dan H. Arnold | Management | For | Voted - For |
1.2 | Elect Director Edward C. Bernard | Management | For | Voted - For |
1.3 | Elect Director H. Paulett Eberhart | Management | For | Voted - For |
1.4 | Elect Director William F. Glavin, Jr. | Management | For | Voted - For |
1.5 | Elect Director Allison H. Mnookin | Management | For | Voted - For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | Voted - For |
1.7 | Elect Director James S. Putnam | Management | For | Voted - For |
1.8 | Elect Director Richard P. Schifter | Management | For | Voted - For |
1.9 | Elect Director Corey E. Thomas | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
NAGACORP LTD. | ||||
Security ID: G6382M109 Ticker: 3918 | ||||
Meeting Date: 26-Feb-21 | ||||
1 | Approve Grant of Award in Respect of New Shares to | |||
Timothy Patrick McNally Pursuant to the Share Award | ||||
Scheme and Related Transactions | Management | For | Voted - Against | |
2 | Approve Grant of Award in Respect of New Shares to | |||
Chen Lip Keong Pursuant to the Share Award Scheme | ||||
and Related Transactions | Management | For | Voted - Against | |
3 | Approve Grant of Award in Respect of New Shares to | |||
Philip Lee Wai Tuck Pursuant to the Share Award | ||||
Scheme and Related Transactions | Management | For | Voted - Against |
55
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Approve Grant of Award in Respect of New Shares to | |||
Lim Mun Kee Pursuant to the Share Award Scheme and | ||||
Related Transactions | Management | For | Voted - Against | |
5 | Approve Grant of Award in Respect of New Shares to | |||
Michael Lai Kai Jin Pursuant to the Share Award | ||||
Scheme and Related Transactions | Management | For | Voted - Against | |
6 | Approve Grant of Award in Respect of New Shares to | |||
Leong Choong Wah Pursuant to the Share Award Scheme | ||||
and Related Transactions | Management | For | Voted - Against | |
Meeting Date: 27-May-21 | ||||
1.1 | Elect Tan Sri Dr Chen Lip Keong as Director | Management | For | Voted - For |
1.2 | Elect Chen Yiy Fon as Director | Management | For | Voted - For |
1.3 | Elect Michael Lai Kai Jin as Director | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
5 | Approve BDO Limited as Auditors and Authorize Board | |||
to Fix Their Remuneration | Management | For | Voted - For | |
6 | Approve Issuance of Equity or Equity-Linked | |||
Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
NATIONAL ENERGY SERVICES REUNITED CORP. | ||||
Security ID: G6375R107 Ticker: NESR | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Director Sherif Foda | Management | For | Voted - For |
1.2 | Elect Director Yousef Al Nowais | Management | For | Voted - For |
1.3 | Elect Director Thomas Wood | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
NOMAD FOODS LIMITED | ||||
Security ID: G6564A105 Ticker: NOMD | ||||
Meeting Date: 30-Jun-21 | ||||
1.1 | Elect Director Martin Ellis Franklin | Management | For | Voted - For |
1.2 | Elect Director Noam Gottesman | Management | For | Voted - For |
1.3 | Elect Director Ian G.H. Ashken | Management | For | Voted - For |
1.4 | Elect Director Stefan Descheemaeker | Management | For | Voted - For |
1.5 | Elect Director Golnar Khosrowshahi | Management | For | Voted - For |
1.6 | Elect Director James E. Lillie | Management | For | Voted - For |
1.7 | Elect Director Stuart M. MacFarlane | Management | For | Voted - For |
1.8 | Elect Director Lord Myners of Truro | Management | For | Voted - For |
56
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Victoria Parry | Management | For | Voted - Against |
1.10 | Elect Director Melanie Stack | Management | For | Voted - For |
1.11 | Elect Director Samy Zekhout | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
NORSK HYDRO ASA | ||||
Security ID: R61115102 Ticker: NHY | ||||
Meeting Date: 06-May-21 | ||||
1 | Approve Notice of Meeting and Agenda | Management | For | Do Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Do Not Vote |
3 | Accept Financial Statements and Statutory Reports; | |||
Approve Allocation of Income and Dividends of NOK | ||||
1.25 Per Share | Management | For | Do Not Vote | |
4 | Approve Remuneration of Auditors | Management | For | Do Not Vote |
5 | Discuss Company's Corporate Governance Statement | Management | For | Did Not Vote |
6 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
7 | Approve Remuneration of Corporate Assembly | Management | For | Do Not Vote |
8 | Approve Remuneration of Nomination Committee | Management | For | Do Not Vote |
NORTHERN STAR RESOURCES LIMITED | ||||
Security ID: Q6951U101 Ticker: NST | ||||
Meeting Date: 25-Nov-20 | ||||
1.1 | Elect Peter O'Connor as Director | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve FY20 Share Plan | Management | For | Voted - For |
4 | Approve Issuance of Performance Rights to Bill | |||
Beament | Management | For | Voted - For | |
5 | Approve the Increase in Aggregate Remuneration of | |||
Non-Executive Directors | Management | For | Voted - For | |
6 | Approve Issuance of Performance Rights to Raleigh | |||
Finlayson | Management | For | Voted - For | |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Director Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Director Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Director Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Director Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Director Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Director Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Director Duncan J. Palmer | Management | For | Voted - For |
57
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Director Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect Director John S. Shiely | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Proxy Access Bylaw Amendment | Shareholder | Against | Voted - For |
PHOSAGRO PJSC | ||||
Security ID: X65078101 Ticker: PHOR | ||||
Meeting Date: 30-Sep-20 | ||||
1 | Approve Interim Dividends for First Six Months of | |||
Fiscal 2020 | Management | For | Voted - For | |
2 | Approve Interim Dividends for First Six Months of | |||
Fiscal 2020 | Management | For | Voted - For | |
PINTEREST, INC. | ||||
Security ID: 72352L106 Ticker: PINS | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Fredric Reynolds | Management | For | Voted - Against |
1.2 | Elect Director Evan Sharp | Management | For | Voted - Against |
1.3 | Elect Director Andrea Wishom | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
POINTSBET HOLDINGS LIMITED | ||||
Security ID: Q7262X107 Ticker: PBH | ||||
Meeting Date: 03-Aug-20 | ||||
1.1 | Elect Becky Harris as Director | Management | For | Voted - For |
2 | Ratify Past Issuance of Placement Shares to | |||
Institutional Investors | Management | For | Voted - For | |
Meeting Date: 17-Nov-20 | ||||
1.1 | Elect Manjit Gombra Singh as Director | Management | For | Voted - For |
2 | Ratify Past Issuance of Shares to Institutional | |||
Investors | Management | For | Voted - For | |
3 | Approve Key Employee Equity Plan | Management | For | Voted - For |
4 | Approve Issuance of Performance Rights to Sam | |||
Swanell | Management | For | Voted - For | |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Approve Issuance of Subscription Shares and | |||
Subscription Options to NBCUniversal Media, LLC | Management | For | Voted - For |
58
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Approve Acquisition of Relevant Interests by | |||
NBCUniversal Media, LLC | Management | For | Voted - For | |
POST HOLDINGS, INC. | ||||
Security ID: 737446104 Ticker: POST | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Director Edwin H. Callison | Management | For | Voted - For |
1.2 | Elect Director William P. Stiritz | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
PT BANK TABUNGAN NEGARA (PERSERO) TBK | ||||
Security ID: Y71197100 Ticker: BBTN | ||||
Meeting Date: 10-Mar-21 | ||||
1 | Accept Financial Statements, Statutory Reports, and | |||
Report of the Partnership and Community Development | ||||
Program (PCDP) and Discharge of Directors and | ||||
Commissioners | Management | For | Voted - For | |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Approve Remuneration and Tantiem of Directors and | |||
Commissioners | Management | For | Voted - For | |
4 | Appoint Auditors of the Company and the Partnership | |||
and Community Development Program (PCDP) | Management | For | Voted - For | |
5 | Approve Affirmation on the Implementation of | |||
Regulation of the Minister of State-Owned | ||||
Enterprises Number PER-11/MBU/11/2020 | Management | For | Voted - For | |
6 | Amend Articles of Association | Management | For | Voted - Against |
7 | Accept Report on the Use of Proceeds | Management | For | Voted - For |
8 | Approve Changes in the Composition and Remuneration | |||
of the Company's Sharia Supervisory Board | Management | For | Voted - Against | |
9 | Approve Changes in Boards of Company | Management | For | Voted - Against |
REPLIGEN CORPORATION | ||||
Security ID: 759916109 Ticker: RGEN | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Director Tony J. Hunt | Management | For | Voted - For |
1.2 | Elect Director Karen A. Dawes | Management | For | Voted - For |
1.3 | Elect Director Nicolas M. Barthelemy | Management | For | Voted - For |
1.4 | Elect Director Carrie Eglinton Manner | Management | For | Voted - For |
1.5 | Elect Director Rohin Mhatre | Management | For | Voted - For |
1.6 | Elect Director Glenn P. Muir | Management | For | Voted - For |
1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
59
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
STERIS PLC | ||||
Security ID: G8473T100 Ticker: STE | ||||
Meeting Date: 28-Jul-20 | ||||
1.1 | Elect Director Richard C. Breeden | Management | For | Voted - For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | Voted - For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | Voted - For |
1.4 | Elect Director David B. Lewis | Management | For | Voted - For |
1.5 | Elect Director Walter M Rosebrough, Jr. | Management | For | Voted - For |
1.6 | Elect Director Nirav R. Shah | Management | For | Voted - For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | Voted - For |
1.8 | Elect Director Richard M. Steeves | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Appoint Ernst & Young Chartered Accountants as | |||
Irish Statutory Auditor | Management | For | Voted - For | |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||
Security ID: 874054109 Ticker: TTWO | ||||
Meeting Date: 16-Sep-20 | ||||
1.1 | Elect Director Strauss Zelnick | Management | For | Voted - For |
1.2 | Elect Director Michael Dornemann | Management | For | Voted - For |
1.3 | Elect Director J Moses | Management | For | Voted - For |
1.4 | Elect Director Michael Sheresky | Management | For | Voted - For |
1.5 | Elect Director LaVerne Srinivasan | Management | For | Voted - For |
1.6 | Elect Director Susan Tolson | Management | For | Voted - For |
1.7 | Elect Director Paul Viera | Management | For | Voted - For |
1.8 | Elect Director Roland Hernandez | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
THE GAP, INC. | ||||
Security ID: 364760108 Ticker: GPS | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Director John J. Fisher | Management | For | Voted - For |
1.2 | Elect Director Robert J. Fisher | Management | For | Voted - Against |
1.3 | Elect Director William S. Fisher | Management | For | Voted - For |
60
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Director Tracy Gardner | Management | For | Voted - For |
1.5 | Elect Director Isabella D. Goren | Management | For | Voted - For |
1.6 | Elect Director Bob L. Martin | Management | For | Voted - For |
1.7 | Elect Director Amy Miles | Management | For | Voted - For |
1.8 | Elect Director Jorge P. Montoya | Management | For | Voted - For |
1.9 | Elect Director Chris O'Neill | Management | For | Voted - For |
1.10 | Elect Director Mayo A. Shattuck, III | Management | For | Voted - For |
1.11 | Elect Director Elizabeth A. Smith | Management | For | Voted - For |
1.12 | Elect Director Salaam Coleman Smith | Management | For | Voted - For |
1.13 | Elect Director Sonia Syngal | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
TOURMALINE OIL CORP. | ||||
Security ID: 89156V106 Ticker: TOU | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Director Michael L. Rose | Management | For | Voted - For |
1.2 | Elect Director Brian G. Robinson | Management | For | Voted - For |
1.3 | Elect Director Jill T. Angevine | Management | For | Voted - For |
1.4 | Elect Director William D. Armstrong | Management | For | Voted - For |
1.5 | Elect Director Lee A. Baker | Management | For | Voted - For |
1.6 | Elect Director John W. Elick | Management | For | Voted - For |
1.7 | Elect Director Andrew B. MacDonald | Management | For | Voted - For |
1.8 | Elect Director Lucy M. Miller | Management | For | Voted - For |
1.9 | Elect Director Janet L. Weiss | Management | For | Voted - For |
1.10 | Elect Director Ronald C. Wigham | Management | For | Voted - For |
2 | Approve KPMG LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
TRAVELSKY TECHNOLOGY LIMITED | ||||
Security ID: Y8972V101 Ticker: 696 | ||||
Meeting Date: 26-Feb-21 | ||||
1.1 | Elect Tang Lichao as Supervisor | Management | For | Voted - For |
2 | Amend Articles of Association | Management | For | Voted - For |
Meeting Date: 27-May-21 | ||||
1 | Approve Report of the Board of Directors | Management | For | Voted - For |
2 | Approve Report of the Supervisory Committee | Management | For | Voted - For |
3 | Approve Audited Financial Statements | Management | For | Voted - For |
4 | Approve Allocation of Profit and Distribution of | |||
Final Dividend | Management | For | Voted - For |
61
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Approve BDO China Shu Lun Pan (Certified Public | |||
Accountants LLP) as Auditor and Authorize Board to | ||||
Fix Their Remuneration | Management | For | Voted - For | |
TRIPADVISOR, INC. | ||||
Security ID: 896945201 Ticker: TRIP | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Director Gregory B. Maffei | Management | For | Voted - Withheld |
1.2 | Elect Director Stephen Kaufer | Management | For | Voted - Withheld |
1.3 | Elect Director Jay C. Hoag | Management | For | Voted - Withheld |
1.4 | Elect Director Betsy L. Morgan | Management | For | Voted - For |
1.5 | Elect Director M. Greg O'Hara | Management | For | Voted - For |
1.6 | Elect Director Jeremy Philips | Management | For | Voted - For |
1.7 | Elect Director Albert E. Rosenthaler | Management | For | Voted - Withheld |
1.8 | Elect Director Jane Jie Sun | Management | For | Voted - Withheld |
1.9 | Elect Director Trynka Shineman Blake | Management | For | Voted - For |
1.10 | Elect Director Robert S. Wiesenthal | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
TRULIEVE CANNABIS CORP. | ||||
Security ID: 89788C104 Ticker: TRUL | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director Kim Rivers | Management | For | Voted - Withheld |
1.2 | Elect Director Giannella Alvarez | Management | For | Voted - For |
1.3 | Elect Director Thad Beshears | Management | For | Voted - For |
1.4 | Elect Director Peter Healy | Management | For | Voted - For |
1.5 | Elect Director Richard May | Management | For | Voted - For |
1.6 | Elect Director Thomas Millner | Management | For | Voted - For |
1.7 | Elect Director Jane Morreau | Management | For | Voted - For |
1.8 | Elect Director Susan Thronson | Management | For | Voted - For |
2 | Fix Number of Directors at Eight | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Approve MNP LLP as Auditors and Authorize Board to | |||
Fix Their Remuneration | Management | For | Voted - For | |
UNIVERSAL DISPLAY CORPORATION | ||||
Security ID: 91347P105 Ticker: OLED | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Director Steven V. Abramson | Management | For | Voted - For |
1.2 | Elect Director Cynthia J. Comparin | Management | For | Voted - For |
62
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Director Richard C. Elias | Management | For | Voted - For |
1.4 | Elect Director Elizabeth H. Gemmill | Management | For | Voted - For |
1.5 | Elect Director C. Keith Hartley | Management | For | Voted - For |
1.6 | Elect Director Celia M. Joseph | Management | For | Voted - For |
1.7 | Elect Director Lawrence Lacerte | Management | For | Voted - For |
1.8 | Elect Director Sidney D. Rosenblatt | Management | For | Voted - For |
1.9 | Elect Director Sherwin I. Seligsohn | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VISTEON CORPORATION | ||||
Security ID: 92839U206 Ticker: VC | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Director James J. Barrese | Management | For | Voted - For |
1.2 | Elect Director Naomi M. Bergman | Management | For | Voted - For |
1.3 | Elect Director Jeffrey D. Jones | Management | For | Voted - For |
1.4 | Elect Director Sachin S. Lawande | Management | For | Voted - For |
1.5 | Elect Director Joanne M. Maguire | Management | For | Voted - For |
1.6 | Elect Director Robert J. Manzo | Management | For | Voted - For |
1.7 | Elect Director Francis M. Scricco | Management | For | Voted - For |
1.8 | Elect Director David L. Treadwell | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
4 | Amend Certificate of Incorporation to Remove | |||
Certain Provisions | Management | For | Voted - For | |
VOYA FINANCIAL, INC. | ||||
Security ID: 929089100 Ticker: VOYA | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Director Yvette S. Butler | Management | For | Voted - For |
1.2 | Elect Director Jane P. Chwick | Management | For | Voted - For |
1.3 | Elect Director Kathleen DeRose | Management | For | Voted - For |
1.4 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.5 | Elect Director Aylwin B. Lewis | Management | For | Voted - For |
1.6 | Elect Director Rodney O. Martin, Jr. | Management | For | Voted - For |
1.7 | Elect Director Byron H. Pollitt, Jr. | Management | For | Voted - For |
1.8 | Elect Director Joseph V. Tripodi | Management | For | Voted - For |
1.9 | Elect Director David Zwiener | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
63
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WEBSTER FINANCIAL CORPORATION | ||||
Security ID: 947890109 Ticker: WBS | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Director William L. Atwell | Management | For | Voted - For |
1.2 | Elect Director John R. Ciulla | Management | For | Voted - For |
1.3 | Elect Director Elizabeth E. Flynn | Management | For | Voted - For |
1.4 | Elect Director E. Carol Hayles | Management | For | Voted - For |
1.5 | Elect Director Linda H. Ianieri | Management | For | Voted - For |
1.6 | Elect Director Laurence C. Morse | Management | For | Voted - For |
1.7 | Elect Director Karen R. Osar | Management | For | Voted - For |
1.8 | Elect Director Mark Pettie | Management | For | Voted - For |
1.9 | Elect Director Lauren C. States | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
YARA INTERNATIONAL ASA | ||||
Security ID: R9900C106 Ticker: YAR | ||||
Meeting Date: 06-May-21 | ||||
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | Do Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) | |||
of Minutes of Meeting | Management | For | Do Not Vote | |
3 | Accept Financial Statements and Statutory Reports; | |||
Approve Allocation of Income and Dividends of NOK | ||||
20.00 Per Share | Management | For | Do Not Vote | |
4 | Approve Remuneration Policy And Other Terms of | |||
Employment For Executive Management | Management | For | Do Not Vote | |
5 | Approve Company's Corporate Governance Statement | Management | For | Do Not Vote |
6 | Approve Remuneration of Auditors | Management | For | Do Not Vote |
7 | Approve Remuneration of Directors in the Amount of | |||
NOK 690,000 for the Chairman, NOK 412,000 for the | ||||
Vice Chairman, and NOK 363,000 for the Other | ||||
Directors; Approve Committee Fees | Management | For | Do Not Vote | |
8 | Approve Remuneration of Nominating Committee | Management | For | Do Not Vote |
9 | Approve NOK 22.8 Million Reduction in Share Capital | |||
via Share Cancellation and Redemption | Management | For | Do Not Vote | |
10 | Authorize Share Repurchase Program | Management | For | Do Not Vote |
11 | Amend Articles Re: Electronic General Meetings | Management | For | Do Not Vote |
ZYNGA INC. | ||||
Security ID: 98986T108 Ticker: ZNGA | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Director Mark Pincus | Management | For | Voted - For |
64
Chiron SMid Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Director Frank Gibeau | Management | For | Voted - For |
1.3 | Elect Director Regina E. Dugan | Management | For | Voted - For |
1.4 | Elect Director William "Bing" Gordon | Management | For | Voted - For |
1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | Voted - For |
1.6 | Elect Director Carol G. Mills | Management | For | Voted - For |
1.7 | Elect Director Janice M. Roberts | Management | For | Voted - For |
1.8 | Elect Director Ellen F. Siminoff | Management | For | Voted - For |
1.9 | Elect Director Noel B. Watson, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' | |||
Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meeting | Shareholder | Against | Voted - For |
65
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 24, 2021
66