UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
Mesirow Financial Enhanced Core Plus Fund
Mesirow Financial High Yield Fund
Mesirow Financial Small Cap Value Sustainability Fund
Non-Voting Funds
Mesirow Financial Enhanced Core Plus Fund
The Mesirow Financial Enhanced Core Plus Fund invests in securities that do not have voting rights.
No votes have been cast on securities by the Fund during the reporting period.
No votes have been cast on securities by the Fund during the reporting period.
Mesirow Financial High Yield Fund
The Mesirow Financial High Yield Fund invests in securities that do not have voting rights.
No votes have been cast on securities by the Fund during the reporting period.
No votes have been cast on securities by the Fund during the reporting period.
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALEXANDER & BALDWIN, INC.
Security ID: 014491104
Ticker: ALEX
Meeting Date: 27-Apr-21
Meeting Type: Annual
1.1 | Elect Director Christopher J. Benjamin | Management | For | Voted - For |
1.2 | Elect Director Diana M. Laing | Management | For | Voted - For |
1.3 | Elect Director John T. Leong | Management | For | Voted - For |
1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | Voted - For |
1.5 | Elect Director Douglas M. Pasquale | Management | For | Voted - For |
1.6 | Elect Director Michele K. Saito | Management | For | Voted - For |
1.7 | Elect Director Eric K. Yeaman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
ALLEGHENY TECHNOLOGIES INCORPORATED
Security ID: 01741R102
Ticker: ATI
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Elect Director Herbert J. Carlisle | Management | For | Voted - For |
1.2 | Elect Director David P. Hess | Management | For | Voted - For |
1.3 | Elect Director Marianne Kah | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ARCONIC CORPORATION
Security ID: 03966V107
Ticker: ARNC
Meeting Date: 20-May-21
Meeting Type: Annual
1a | Elect Director Frederick "Fritz" A. Henderson | Management | For | Voted - For |
1b | Elect Director William F. Austen | Management | For | Voted - For |
1c | Elect Director Christopher L. Ayers | Management | For | Voted - For |
1d | Elect Director Margaret "Peg" S. Billson | Management | For | Voted - For |
1e | Elect Director Jacques Croisetiere | Management | For | Voted - For |
1f | Elect Director Elmer L. Doty | Management | For | Voted - For |
1g | Elect Director Carol S. Eicher | Management | For | Voted - For |
1h | Elect Director Timothy D. Myers | Management | For | Voted - For |
1i | Elect Director E. Stanley O'Neal | Management | For | Voted - For |
1j | Elect Director Jeffrey Stafeil | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
1
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Security ID: G0464B107
Ticker: ARGO
Meeting Date: 06-May-21
Meeting Type: Annual
1a | Elect Director Bernard C. Bailey | Management | For | Voted - For |
1b | Elect Director Thomas A. Bradley | Management | For | Voted - For |
1c | Elect Director Fred R. Donner | Management | For | Voted - For |
1d | Elect Director Anthony P. Latham | Management | For | Voted - For |
1e | Elect Director Dymphna A. Lehane | Management | For | Voted - For |
1f | Elect Director Samuel G. Liss | Management | For | Voted - For |
1g | Elect Director Carol A. McFate | Management | For | Voted - For |
1h | Elect Director Al-Noor Ramji | Management | For | Voted - For |
1i | Elect Director Kevin J. Rehnberg | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
4 | Other Business - Non-voting Item | Management | For | Non-Voting |
ASBURY AUTOMOTIVE GROUP, INC.
Security ID: 043436104
Ticker: ABG
Meeting Date: 20-Apr-21
Meeting Type: Annual
1a | Elect Director Thomas J. Reddin | Management | For | Voted - For |
1b | Elect Director Joel Alsfine | Management | For | Voted - For |
1c | Elect Director Thomas C. DeLoach, Jr. | Management | For | Voted - For |
1d | Elect Director William D. Fay | Management | For | Voted - For |
1e | Elect Director David W. Hult | Management | For | Voted - For |
1f | Elect Director Juanita T. James | Management | For | Voted - For |
1g | Elect Director Philip F. Maritz | Management | For | Voted - For |
1h | Elect Director Maureen F. Morrison | Management | For | Voted - For |
1i | Elect Director Bridget Ryan-Berman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ASTEC INDUSTRIES, INC.
Security ID: 046224101
Ticker: ASTE
Meeting Date: 27-Apr-21
Meeting Type: Annual
1.1 | Elect Director James B. Baker | Management | For | Voted - For |
1.2 | Elect Director Glen E. Tellock | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
2
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AVIENT CORPORATION
Security ID: 05368V106
Ticker: AVNT
Meeting Date: 13-May-21
Meeting Type: Annual
1.1 | Elect Director Robert E. Abernathy | Management | For | Voted - For |
1.2 | Elect Director Richard H. Fearon | Management | For | Voted - For |
1.3 | Elect Director Gregory J. Goff | Management | For | Voted - For |
1.4 | Elect Director William R. Jellison | Management | For | Voted - For |
1.5 | Elect Director Sandra Beach Lin | Management | For | Voted - For |
1.6 | Elect Director Kim Ann Mink | Management | For | Voted - For |
1.7 | Elect Director Robert M. Patterson | Management | For | Voted - For |
1.8 | Elect Director Kerry J. Preete | Management | For | Voted - For |
1.9 | Elect Director Patricia Verduin | Management | For | Voted - For |
1.10 | Elect Director William A. Wulfsohn | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
BANCORPSOUTH BANK
Security ID: 05971J102
Ticker: BXS
Meeting Date: 28-Apr-21
Meeting Type: Annual
1.1 | Elect Director Charlotte N. Corley | Management | For | Voted - For |
1.2 | Elect Director Keith J. Jackson | Management | For | Voted - For |
1.3 | Elect Director Larry G. Kirk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify BKD, LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
BLACKBAUD, INC.
Security ID: 09227Q100
Ticker: BLKB
Meeting Date: 10-Jun-21
Meeting Type: Annual
1a | Elect Director George H. Ellis | Management | For | Voted - For |
1b | Elect Director Andrew M. Leitch | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BRIXMOR PROPERTY GROUP INC.
Security ID: 11120U105
Ticker: BRX
Meeting Date: 27-Apr-21
Meeting Type: Annual
1.1 | Elect Director James M. Taylor, Jr. | Management | For | Voted - For |
1.2 | Elect Director John G. Schreiber | Management | For | Voted - For |
1.3 | Elect Director Michael Berman | Management | For | Voted - For |
1.4 | Elect Director Julie Bowerman | Management | For | Voted - For |
1.5 | Elect Director Sheryl M. Crosland | Management | For | Voted - For |
1.6 | Elect Director Thomas W. Dickson | Management | For | Voted - For |
1.7 | Elect Director Daniel B. Hurwitz | Management | For | Voted - For |
1.8 | Elect Director William D. Rahm | Management | For | Voted - For |
1.9 | Elect Director Gabrielle Sulzberger | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CADENCE BANCORPORATION
Security ID: 12739A100
Ticker: CADE
Meeting Date: 06-May-21
Meeting Type: Annual
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | Voted - For |
1.2 | Elect Director Precious W. Owodunni | Management | For | Voted - For |
1.3 | Elect Director Marc J. Shapiro | Management | For | Voted - For |
1.4 | Elect Director J. Thomas Wiley, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
CAMECO CORPORATION
Security ID: 13321L108
Ticker: CCO
Meeting Date: 06-May-21
Meeting Type: Annual
A1 | Elect Director Leontine Atkins | Management | For | Voted - For |
A2 | Elect Director Ian Bruce | Management | For | Voted - For |
A3 | Elect Director Daniel Camus | Management | For | Voted - For |
A4 | Elect Director Donald Deranger | Management | For | Voted - For |
A5 | Elect Director Catherine Gignac | Management | For | Voted - For |
A6 | Elect Director Tim Gitzel | Management | For | Voted - For |
A7 | Elect Director Jim Gowans | Management | For | Voted - For |
A8 | Elect Director Kathryn (Kate) Jackson | Management | For | Voted - For |
A9 | Elect Director Don Kayne | Management | For | Voted - For |
B | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
C | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
D | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. | Management | None | Voted - Abstain |
4
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CASEY'S GENERAL STORES, INC.
Security ID: 147528103
Ticker: CASY
Meeting Date: 02-Sep-20
Meeting Type: Annual
1a | Elect Director H. Lynn Horak | Management | For | Voted - For |
1b | Elect Director Diane C. Bridgewater | Management | For | Voted - For |
1c | Elect Director David K. Lenhardt | Management | For | Voted - For |
1d | Elect Director Darren M. Rebelez | Management | For | Voted - For |
1e | Elect Director Larree M. Renda | Management | For | Voted - For |
1f | Elect Director Judy A. Schmeling | Management | For | Voted - For |
1g | Elect Director Allison M. Wing | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CHAMPIONX CORP.
Security ID: 15872M104
Ticker: CHX
Meeting Date: 12-May-21
Meeting Type: Annual
1.1 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | Voted - For |
1.2 | Elect Director Stephen K. Wagner | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
CIRRUS LOGIC, INC.
Security ID: 172755100
Ticker: CRUS
Meeting Date: 31-Jul-20
Meeting Type: Annual
1.1 | Elect Director John C. Carter | Management | For | Voted - For |
1.2 | Elect Director Alexander M. Davern | Management | For | Voted - For |
1.3 | Elect Director Timothy R. Dehne | Management | For | Voted - For |
1.4 | Elect Director Deirdre R. Hanford | Management | For | Voted - For |
1.5 | Elect Director Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Director Jason P. Rhode | Management | For | Voted - For |
1.7 | Elect Director Alan R. Schuele | Management | For | Voted - For |
1.8 | Elect Director David J. Tupman | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
COLLEGIUM PHARMACEUTICAL, INC.
Security ID: 19459J104
Ticker: COLL
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Elect Director Rita Balice-Gordon | Management | For | Voted - For |
1.2 | Elect Director Garen Bohlin | Management | For | Voted - For |
1.3 | Elect Director Gwen Melincoff | Management | For | Voted - For |
1.4 | Elect Director Theodore Schroeder | Management | For | Voted - Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CONCENTRIX CORPORATION
Security ID: 20602D101
Ticker: CNXC
Meeting Date: 20-Apr-21
Meeting Type: Annual
1a | Elect Director Christopher Caldwell | Management | For | Voted - For |
1b | Elect Director Teh-Chien Chou | Management | For | Voted - For |
1c | Elect Director LaVerne H. Council | Management | For | Voted - For |
1d | Elect Director Jennifer Deason | Management | For | Voted - For |
1e | Elect Director Kathryn Hayley | Management | For | Voted - For |
1f | Elect Director Kathryn Marinello | Management | For | Voted - For |
1g | Elect Director Dennis Polk | Management | For | Voted - For |
1h | Elect Director Ann Vezina | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
DANA INCORPORATED
Security ID: 235825205
Ticker: DAN
Meeting Date: 21-Apr-21
Meeting Type: Annual
1.1 | Elect Director Rachel A. Gonzalez | Management | For | Voted - For |
1.2 | Elect Director James K. Kamsickas | Management | For | Voted - For |
1.3 | Elect Director Virginia A. Kamsky | Management | For | Voted - For |
1.4 | Elect Director Bridget E. Karlin | Management | For | Voted - For |
1.5 | Elect Director Raymond E. Mabus, Jr. | Management | For | Voted - For |
1.6 | Elect Director Michael J. Mack, Jr. | Management | For | Voted - For |
1.7 | Elect Director R. Bruce McDonald | Management | For | Voted - For |
1.8 | Elect Director Diarmuid B. O'Connell | Management | For | Voted - For |
1.9 | Elect Director Keith E. Wandell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DECKERS OUTDOOR CORPORATION
Security ID: 243537107
Ticker: DECK
Meeting Date: 11-Sep-20
Meeting Type: Annual
1.1 | Elect Director Michael F. Devine, III | Management | For | Voted - For |
1.2 | Elect Director Nelson C. Chan | Management | For | Voted - For |
1.3 | Elect Director Cynthia (Cindy) L. Davis | Management | For | Voted - For |
1.4 | Elect Director Juan R. Figuereo | Management | For | Voted - For |
1.5 | Elect Director Victor Luis | Management | For | Voted - For |
1.6 | Elect Director Dave Powers | Management | For | Voted - For |
1.7 | Elect Director Lauri M. Shanahan | Management | For | Voted - For |
1.8 | Elect Director Brian A. Spaly | Management | For | Voted - For |
1.9 | Elect Director Bonita C. Stewart | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
DENBURY INC.
Security ID: 24790A101
Ticker: DEN
Meeting Date: 26-May-21
Meeting Type: Annual
1a | Elect Director Kevin O. Meyers | Management | For | Voted - For |
1b | Elect Director Anthony M. Abate | Management | For | Voted - For |
1c | Elect Director Caroline G. Angoorly | Management | For | Voted - For |
1d | Elect Director James N. Chapman | Management | For | Voted - For |
1e | Elect Director Christian S. Kendall | Management | For | Voted - For |
1f | Elect Director Lynn A. Peterson | Management | For | Voted - For |
1g | Elect Director Brett R. Wiggs | Management | For | Voted - For |
1h | Elect Director Cindy A. Yeilding | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
DOMTAR CORPORATION
Security ID: 257559203
Ticker: UFS
Meeting Date: 05-May-21
Meeting Type: Annual
1.1 | Elect Director Giannella Alvarez | Management | For | Voted - For |
1.2 | Elect Director Robert E. Apple | Management | For | Voted - For |
1.3 | Elect Director David J. Illingworth | Management | For | Voted - For |
1.4 | Elect Director Brian M. Levitt | Management | For | Voted - For |
1.5 | Elect Director David G. Maffucci | Management | For | Voted - For |
1.6 | Elect Director Denis Turcotte | Management | For | Voted - For |
1.7 | Elect Director John D. Williams | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
7
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
ENTERPRISE FINANCIAL SERVICES CORP
Security ID: 293712105
Ticker: EFSC
Meeting Date: 28-Apr-21
Meeting Type: Annual
1.1 | Elect Director Michael A. DeCola | Management | For | Voted - For |
1.2 | Elect Director John S. Eulich | Management | For | Voted - For |
1.3 | Elect Director Robert E. Guest, Jr. | Management | For | Voted - For |
1.4 | Elect Director James M. Havel | Management | For | Voted - For |
1.5 | Elect Director Judith S. Heeter | Management | For | Voted - For |
1.6 | Elect Director Michael R. Holmes | Management | For | Voted - For |
1.7 | Elect Director Nevada A. Kent, IV | Management | For | Voted - For |
1.8 | Elect Director James B. Lally | Management | For | Voted - For |
1.9 | Elect Director Richard M. Sanborn | Management | For | Voted - For |
1.10 | Elect Director Anthony R. Scavuzzo | Management | For | Voted - For |
1.11 | Elect Director Eloise E. Schmitz | Management | For | Voted - For |
1.12 | Elect Director Sandra A. Van Trease | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
EQT CORPORATION
Security ID: 26884L109
Ticker: EQT
Meeting Date: 21-Apr-21
Meeting Type: Annual
1.1 | Elect Director Lydia I. Beebe | Management | For | Voted - For |
1.2 | Elect Director Philip G. Behrman | Management | For | Voted - For |
1.3 | Elect Director Lee M. Canaan | Management | For | Voted - For |
1.4 | Elect Director Janet L. Carrig | Management | For | Voted - For |
1.5 | Elect Director Kathryn J. Jackson | Management | For | Voted - For |
1.6 | Elect Director John F. McCartney | Management | For | Voted - For |
1.7 | Elect Director James T. McManus, II | Management | For | Voted - For |
1.8 | Elect Director Anita M. Powers | Management | For | Voted - For |
1.9 | Elect Director Daniel J. Rice, IV | Management | For | Voted - For |
1.10 | Elect Director Toby Z. Rice | Management | For | Voted - For |
1.11 | Elect Director Stephen A. Thorington | Management | For | Voted - For |
1.12 | Elect Director Hallie A. Vanderhider | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
8
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
GERMAN AMERICAN BANCORP, INC.
Security ID: 373865104
Ticker: GABC
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Elect Director Marc D. Fine | Management | For | Voted - For |
1.2 | Elect Director Jason M. Kelly | Management | For | Voted - For |
1.3 | Elect Director Christina M. Ryan | Management | For | Voted - For |
1.4 | Elect Director Tyson J. Wagler | Management | For | Voted - For |
2 | Ratify Crowe LLP as Auditors | Management | For | Voted - For |
GIBRALTAR INDUSTRIES, INC.
Security ID: 374689107
Ticker: ROCK
Meeting Date: 05-May-21
Meeting Type: Annual
1a | Elect Director Mark G. Barberio | Management | For | Voted - For |
1b | Elect Director William T. Bosway | Management | For | Voted - For |
1c | Elect Director Craig A. Hindman | Management | For | Voted - For |
1d | Elect Director Gwendolyn G. Mizell | Management | For | Voted - For |
1e | Elect Director William P. Montague | Management | For | Voted - For |
1f | Elect Director Linda K. Myers | Management | For | Voted - For |
1g | Elect Director James B. Nish | Management | For | Voted - For |
1h | Elect Director Atlee Valentine Pope | Management | For | Voted - For |
1i | Elect Director Manish H. Shah | Management | For | Voted - For |
2 | Increase Authorized Common Stock | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
GREAT WESTERN BANCORP, INC.
Security ID: 391416104
Ticker: GWB
Meeting Date: 09-Feb-21
Meeting Type: Annual
1.1 | Elect Director James Brannen | Management | For | Voted - For |
1.2 | Elect Director Thomas Henning | Management | For | Voted - For |
1.3 | Elect Director Daniel Rykhus | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
9
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HECLA MINING COMPANY
Security ID: 422704106
Ticker: HL
Meeting Date: 19-May-21
Meeting Type: Annual
1a | Elect Director Stephen F. Ralbovsky | Management | For | Voted - For |
1b | Elect Director Catherine 'Cassie' J. Boggs | Management | For | Voted - For |
2 | Ratify BDO USA, LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Deferred Compensation Plan | Management | For | Voted - For |
HELEN OF TROY LIMITED
Security ID: G4388N106
Ticker: HELE
Meeting Date: 26-Aug-20
Meeting Type: Annual
1a | Elect Director Gary B. Abromovitz | Management | For | Voted - For |
1b | Elect Director Krista L. Berry | Management | For | Voted - For |
1c | Elect Director Vincent D. Carson | Management | For | Voted - For |
1d | Elect Director Thurman K. Case | Management | For | Voted - For |
1e | Elect Director Timothy F. Meeker | Management | For | Voted - For |
1f | Elect Director Julien R. Mininberg | Management | For | Voted - For |
1g | Elect Director Beryl B. Raff | Management | For | Voted - For |
1h | Elect Director Darren G. Woody | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
HELMERICH & PAYNE, INC.
Security ID: 423452101
Ticker: HP
Meeting Date: 02-Mar-21
Meeting Type: Annual
1a | Elect Director Delaney M. Bellinger | Management | For | Voted - For |
1b | Elect Director Kevin G. Cramton | Management | For | Voted - For |
1c | Elect Director Randy A. Foutch | Management | For | Voted - For |
1d | Elect Director Hans Helmerich | Management | For | Voted - For |
1e | Elect Director John W. Lindsay | Management | For | Voted - For |
1f | Elect Director Jose R. Mas | Management | For | Voted - For |
1g | Elect Director Thomas A. Petrie | Management | For | Voted - For |
1h | Elect Director Donald F. Robillard, Jr. | Management | For | Voted - For |
1i | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1j | Elect Director Mary M. VanDeWeghe | Management | For | Voted - For |
1k | Elect Director John D. Zeglis | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
10
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HILLENBRAND, INC.
Security ID: 431571108
Ticker: HI
Meeting Date: 11-Feb-21
Meeting Type: Annual
1.1 | Elect Director Helen W. Cornell | Management | For | Voted - For |
1.2 | Elect Director Jennifer W. Rumsey | Management | For | Voted - For |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
HUB GROUP, INC.
Security ID: 443320106
Ticker: HUBG
Meeting Date: 24-May-21
Meeting Type: Annual
1.1 | Elect Director David P. Yeager | Management | For | Voted - For |
1.2 | Elect Director Mary H. Boosalis | Management | For | Voted - For |
1.3 | Elect Director James C. Kenny | Management | For | Voted - For |
1.4 | Elect Director Peter B. McNitt | Management | For | Voted - For |
1.5 | Elect Director Charles R. Reaves | Management | For | Voted - For |
1.6 | Elect Director Martin P. Slark | Management | For | Voted - For |
1.7 | Elect Director Jonathan P. Ward | Management | For | Voted - For |
1.8 | Elect Director Jenell R. Ross | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
IDACORP, INC.
Security ID: 451107106
Ticker: IDA
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Elect Director Darrel T. Anderson | Management | For | Voted - For |
1.2 | Elect Director Odette C. Bolano | Management | For | Voted - For |
1.3 | Elect Director Thomas Carlile | Management | For | Voted - For |
1.4 | Elect Director Richard J. Dahl | Management | For | Voted - For |
1.5 | Elect Director Annette G. Elg | Management | For | Voted - For |
1.6 | Elect Director Lisa A. Grow | Management | For | Voted - For |
1.7 | Elect Director Ronald W. Jibson | Management | For | Voted - For |
1.8 | Elect Director Judith A. Johansen | Management | For | Voted - For |
1.9 | Elect Director Dennis L. Johnson | Management | For | Voted - For |
1.10 | Elect Director Richard J. Navarro | Management | For | Voted - For |
1.11 | Elect Director Mark T. Peters | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
11
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ITT INC.
Security ID: 45073V108
Ticker: ITT
Meeting Date: 19-May-21
Meeting Type: Annual
1a | Elect Director Orlando D. Ashford | Management | For | Voted - For |
1b | Elect Director Geraud Darnis | Management | For | Voted - For |
1c | Elect Director Donald DeFosset, Jr. | Management | For | Voted - For |
1d | Elect Director Nicholas C. Fanandakis | Management | For | Voted - For |
1e | Elect Director Richard P. Lavin | Management | For | Voted - For |
1f | Elect Director Mario Longhi *Withdrawn Resolution* | Management | For | Non-Voting |
1g | Elect Director Rebecca A. McDonald | Management | For | Voted - For |
1h | Elect Director Timothy H. Powers | Management | For | Voted - For |
1i | Elect Director Luca Savi | Management | For | Voted - For |
1j | Elect Director Cheryl L. Shavers | Management | For | Voted - For |
1k | Elect Director Sabrina Soussan | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
J2 GLOBAL, INC.
Security ID: 48123V102
Ticker: JCOM
Meeting Date: 07-May-21
Meeting Type: Annual
1.1 | Elect Director Richard S. Ressler | Management | For | Voted - For |
1.2 | Elect Director Vivek Shah | Management | For | Voted - For |
1.3 | Elect Director Douglas Y. Bech | Management | For | Voted - For |
1.4 | Elect Director Sarah Fay | Management | For | Voted - For |
1.5 | Elect Director W. Brian Kretzmer | Management | For | Voted - For |
1.6 | Elect Director Jonathan F. Miller | Management | For | Voted - For |
1.7 | Elect Director Stephen Ross | Management | For | Voted - For |
1.8 | Elect Director Pamela Sutton-Wallace | Management | For | Voted - For |
1.9 | Elect Director Scott C. Taylor | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For |
JONES LANG LASALLE INCORPORATED
Security ID: 48020Q107
Ticker: JLL
Meeting Date: 27-May-21
Meeting Type: Annual
1a | Elect Director Hugo Bague | Management | For | Voted - For |
1b | Elect Director Matthew Carter, Jr. | Management | For | Voted - For |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1d | Elect Director Tina Ju | Management | For | Voted - For |
12
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1e | Elect Director Bridget Macaskill | Management | For | Voted - For |
1f | Elect Director Deborah H. McAneny | Management | For | Voted - For |
1g | Elect Director Siddharth (Bobby) Mehta | Management | For | Voted - For |
1h | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | Voted - For |
1i | Elect Director Sheila A. Penrose | Management | For | Voted - For |
1j | Elect Director Ann Marie Petach | Management | For | Voted - For |
1k | Elect Director Christian Ulbrich | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
KB HOME
Security ID: 48666K109
Ticker: KBH
Meeting Date: 08-Apr-21
Meeting Type: Annual
1.1 | Elect Director Arthur R. Collins | Management | For | Voted - For |
1.2 | Elect Director Dorene C. Dominguez | Management | For | Voted - For |
1.3 | Elect Director Kevin P. Eltife | Management | For | Voted - For |
1.4 | Elect Director Timothy W. Finchem | Management | For | Voted - For |
1.5 | Elect Director Stuart A. Gabriel | Management | For | Voted - For |
1.6 | Elect Director Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Director Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Director Robert L. Johnson | Management | For | Voted - For |
1.9 | Elect Director Melissa Lora | Management | For | Voted - For |
1.10 | Elect Director Jeffrey T. Mezger | Management | For | Voted - For |
1.11 | Elect Director James C. "Rad" Weaver | Management | For | Voted - For |
1.12 | Elect Director Michael M. Wood | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Approve Amended Rights Agreement | Management | For | Voted - For |
KEMPER CORPORATION
Security ID: 488401100
Ticker: KMPR
Meeting Date: 05-May-21
Meeting Type: Annual
1a | Elect Director Teresa A. Canida | Management | For | Voted - For |
1b | Elect Director George N. Cochran | Management | For | Voted - For |
1c | Elect Director Kathleen M. Cronin | Management | For | Voted - For |
1d | Elect Director Lacy M. Johnson | Management | For | Voted - For |
1e | Elect Director Robert J. Joyce | Management | For | Voted - For |
1f | Elect Director Joseph P. Lacher, Jr. | Management | For | Voted - For |
1g | Elect Director Gerald Laderman | Management | For | Voted - For |
1h | Elect Director Stuart B. Parker | Management | For | Voted - For |
1i | Elect Director Christopher B. Sarofim | Management | For | Voted - For |
1j | Elect Director David P. Storch | Management | For | Voted - For |
1k | Elect Director Susan D. Whiting | Management | For | Voted - For |
13
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
KENNAMETAL, INC.
Security ID: 489170100
Ticker: KMT
Meeting Date: 27-Oct-20
Meeting Type: Annual
1.1 | Elect Director Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Director Cindy L. Davis | Management | For | Voted - For |
1.3 | Elect Director William J. Harvey | Management | For | Voted - For |
1.4 | Elect Director William M. Lambert | Management | For | Voted - For |
1.5 | Elect Director Lorraine M. Martin | Management | For | Voted - For |
1.6 | Elect Director Sagar A. Patel | Management | For | Voted - For |
1.7 | Elect Director Christopher Rossi | Management | For | Voted - For |
1.8 | Elect Director Lawrence W. Stranghoener | Management | For | Voted - For |
1.9 | Elect Director Steven H. Wunning | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
KIRBY CORPORATION
Security ID: 497266106
Ticker: KEX
Meeting Date: 27-Apr-21
Meeting Type: Annual
1a | Elect Director Tanya S. Beder | Management | For | Voted - For |
1b | Elect Director Barry E. Davis | Management | For | Voted - For |
1c | Elect Director Joseph H. Pyne | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For |
KONTOOR BRANDS, INC.
Security ID: 50050N103
Ticker: KTB
Meeting Date: 20-Apr-21
Meeting Type: Annual
1.1 | Elect Director Kathleen S. Barclay | Management | For | Voted - Withheld |
1.2 | Elect Director Robert M. Lynch | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
14
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
LIGAND PHARMACEUTICALS INCORPORATED
Security ID: 53220K504
Ticker: LGND
Meeting Date: 04-Jun-21
Meeting Type: Annual
1.1 | Elect Director Jason M. Aryeh | Management | For | Voted - For |
1.2 | Elect Director Sarah Boyce | Management | For | Voted - For |
1.3 | Elect Director Todd C. Davis | Management | For | Voted - For |
1.4 | Elect Director Nancy R. Gray | Management | For | Voted - For |
1.5 | Elect Director John L. Higgins | Management | For | Voted - For |
1.6 | Elect Director John W. Kozarich | Management | For | Voted - For |
1.7 | Elect Director John L. LaMattina | Management | For | Voted - For |
1.8 | Elect Director Sunil Patel | Management | For | Voted - For |
1.9 | Elect Director Stephen L. Sabba | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MANPOWERGROUP INC.
Security ID: 56418H100
Ticker: MAN
Meeting Date: 07-May-21
Meeting Type: Annual
1A | Elect Director Gina R. Boswell | Management | For | Voted - For |
1B | Elect Director Jean-Philippe Courtois | Management | For | Voted - For |
1C | Elect Director William Downe | Management | For | Voted - For |
1D | Elect Director John F. Ferraro | Management | For | Voted - For |
1E | Elect Director William P. Gipson | Management | For | Voted - For |
1F | Elect Director Patricia Hemingway Hall | Management | For | Voted - For |
1G | Elect Director Julie M. Howard | Management | For | Voted - For |
1H | Elect Director Ulice Payne, Jr. | Management | For | Voted - For |
1I | Elect Director Jonas Prising | Management | For | Voted - For |
1J | Elect Director Paul Read | Management | For | Voted - For |
1K | Elect Director Elizabeth P. Sartain | Management | For | Voted - For |
1L | Elect Director Michael J. Van Handel | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Security ID: 57164Y107
Ticker: VAC
Meeting Date: 14-May-21
Meeting Type: Annual
1.1 | Elect Director Lizanne Galbreath | Management | For | Voted - For |
1.2 | Elect Director Melquiades R. Martinez | Management | For | Voted - For |
1.3 | Elect Director Stephen R. Quazzo | Management | For | Voted - For |
1.4 | Elect Director Stephen P. Weisz | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
15
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MEDNAX, INC.
Security ID: 58502B106
Ticker: MD
Meeting Date: 12-May-21
Meeting Type: Annual
1.1 | Elect Director Karey D. Barker | Management | For | Voted - For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | Voted - For |
1.3 | Elect Director Paul G. Gabos | Management | For | Voted - For |
1.4 | Elect Director Manuel Kadre | Management | For | Voted - For |
1.5 | Elect Director Thomas A. McEachin | Management | For | Voted - For |
1.6 | Elect Director Roger J. Medel | Management | For | Voted - For |
1.7 | Elect Director Mark S. Ordan | Management | For | Voted - For |
1.8 | Elect Director Michael A. Rucker | Management | For | Voted - For |
1.9 | Elect Director Guy P. Sansone | Management | For | Voted - For |
1.10 | Elect Director John M. Starcher, Jr. | Management | For | Voted - For |
1.11 | Elect Director Shirley A. Weis | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NATIONAL INSTRUMENTS CORPORATION
Security ID: 636518102
Ticker: NATI
Meeting Date: 11-May-21
Meeting Type: Annual
1.1 | Elect Director Gayla J. Delly | Management | For | Voted - For |
1.2 | Elect Director Gerhard P. Fettweis | Management | For | Voted - For |
1.3 | Elect Director Duy-Loan T. Le | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
NEXSTAR MEDIA GROUP, INC.
Security ID: 65336K103
Ticker: NXST
Meeting Date: 09-Jun-21
Meeting Type: Annual
1.1 | Elect Director Perry A. Sook | Management | For | Voted - For |
1.2 | Elect Director Geoff D. Armstrong | Management | For | Voted - For |
1.3 | Elect Director Jay M. Grossman | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
16
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NOVANTA INC.
Security ID: 67000B104
Ticker: NOVT
Meeting Date: 13-May-21
Meeting Type: Annual/Special
1A | Elect Director Lonny J. Carpenter | Management | For | Voted - For |
1B | Elect Director Deborah DiSanzo | Management | For | Voted - For |
1C | Elect Director Matthijs Glastra | Management | For | Voted - For |
1D | Elect Director Brian D. King | Management | For | Voted - For |
1E | Elect Director Ira J. Lamel | Management | For | Voted - For |
1F | Elect Director Maxine L. Mauricio | Management | For | Voted - For |
1G | Elect Director Katherine A. Owen | Management | For | Voted - For |
1H | Elect Director Thomas N. Secor | Management | For | Voted - For |
1I | Elect Director Frank A. Wilson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Amend By-Law Number 1 | Management | For | Voted - For |
6 | Authorize New Class of Blank Check Preferred Stock | Management | For | Voted - For |
ONE GAS, INC.
Security ID: 68235P108
Ticker: OGS
Meeting Date: 27-May-21
Meeting Type: Annual
1.1 | Elect Director Robert B. Evans | Management | For | Voted - For |
1.2 | Elect Director John W. Gibson | Management | For | Voted - For |
1.3 | Elect Director Tracy E. Hart | Management | For | Voted - For |
1.4 | Elect Director Michael G. Hutchinson | Management | For | Voted - For |
1.5 | Elect Director Pattye L. Moore | Management | For | Voted - For |
1.6 | Elect Director Pierce H. Norton, II | Management | For | Voted - For |
1.7 | Elect Director Eduardo A. Rodriguez | Management | For | Voted - For |
1.8 | Elect Director Douglas H. Yaeger | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
OXFORD INDUSTRIES, INC.
Security ID: 691497309
Ticker: OXM
Meeting Date: 15-Jun-21
Meeting Type: Annual
1.1 | Elect Director Thomas C. Chubb, III | Management | For | Voted - For |
1.2 | Elect Director John R. Holder | Management | For | Voted - For |
1.3 | Elect Director Stephen S. Lanier | Management | For | Voted - For |
1.4 | Elect Director Clarence H. Smith | Management | For | Voted - For |
17
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.5 | Elect Director Milford W. McGuirt | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
PACIRA BIOSCIENCES, INC.
Security ID: 695127100
Ticker: PCRX
Meeting Date: 08-Jun-21
Meeting Type: Annual
1.1 | Elect Director Laura Brege | Management | For | Voted - For |
1.2 | Elect Director Mark I. Froimson | Management | For | Voted - For |
1.3 | Elect Director Mark A. Kronenfeld | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
PACWEST BANCORP
Security ID: 695263103
Ticker: PACW
Meeting Date: 11-May-21
Meeting Type: Annual
1a | Elect Director Tanya M. Acker | Management | For | Voted - For |
1b | Elect Director Paul R. Burke | Management | For | Voted - For |
1c | Elect Director Craig A. Carlson | Management | For | Voted - For |
1d | Elect Director John M. Eggemeyer, III | Management | For | Voted - For |
1e | Elect Director C. William Hosler | Management | For | Voted - For |
1f | Elect Director Susan E. Lester | Management | For | Voted - For |
1g | Elect Director Roger H. Molvar | Management | For | Voted - For |
1h | Elect Director Daniel B. Platt | Management | For | Voted - For |
1i | Elect Director Robert A. Stine | Management | For | Voted - For |
1j | Elect Director Paul W. Taylor | Management | For | Voted - For |
1k | Elect Director Matthew P. Wagner | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Security ID: 704699107
Ticker: PGC
Meeting Date: 04-May-21
Meeting Type: Annual
1.1 | Elect Director Carmen M. Bowser | Management | For | Voted - For |
1.2 | Elect Director Susan A. Cole | Management | For | Voted - For |
1.3 | Elect Director Anthony J. Consi, II | Management | For | Voted - For |
1.4 | Elect Director Richard Daingerfield | Management | For | Voted - For |
1.5 | Elect Director Edward A. Gramigna, Jr. | Management | For | Voted - For |
18
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Elect Director Peter D. Horst | Management | For | Voted - For |
1.7 | Elect Director Steven A. Kass | Management | For | Voted - For |
1.8 | Elect Director Douglas L. Kennedy | Management | For | Voted - For |
1.9 | Elect Director F. Duffield Meyercord | Management | For | Voted - For |
1.10 | Elect Director Patrick J. Mullen | Management | For | Voted - For |
1.11 | Elect Director Philip W. Smith, III | Management | For | Voted - For |
1.12 | Elect Director Tony Spinelli | Management | For | Voted - For |
1.13 | Elect Director Beth Welsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
4 | Ratify Crowe LLP as Auditors | Management | For | Voted - For |
PERFORMANCE FOOD GROUP COMPANY
Security ID: 71377A103
Ticker: PFGC
Meeting Date: 19-Nov-20
Meeting Type: Annual
1a | Elect Director George L. Holm | Management | For | Voted - For |
1b | Elect Director Barbara J. Beck | Management | For | Voted - For |
1c | Elect Director Matthew C. Flanigan | Management | For | Voted - For |
1d | Elect Director David V. Singer | Management | For | Voted - For |
1e | Elect Director Meredith Adler | Management | For | Voted - For |
1f | Elect Director Jeffrey M. Overly | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
PHYSICIANS REALTY TRUST
Security ID: 71943U104
Ticker: DOC
Meeting Date: 05-May-21
Meeting Type: Annual
1.1 | Elect Director John T. Thomas | Management | For | Voted - For |
1.2 | Elect Director Tommy G. Thompson | Management | For | Voted - For |
1.3 | Elect Director Stanton D. Anderson | Management | For | Voted - For |
1.4 | Elect Director Mark A. Baumgartner | Management | For | Voted - For |
1.5 | Elect Director Albert C. Black, Jr. | Management | For | Voted - For |
1.6 | Elect Director William A. Ebinger | Management | For | Voted - For |
1.7 | Elect Director Pamela J. Kessler | Management | For | Voted - For |
1.8 | Elect Director Richard A. Weiss | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
19
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
PIEDMONT OFFICE REALTY TRUST, INC.
Security ID: 720190206
Ticker: PDM
Meeting Date: 11-May-21
Meeting Type: Annual
1.1 | Elect Director Frank C. McDowell | Management | For | Voted - For |
1.2 | Elect Director Kelly H. Barrett | Management | For | Voted - For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | Voted - For |
1.4 | Elect Director Glenn G. Cohen | Management | For | Voted - For |
1.5 | Elect Director Barbara B. Lang | Management | For | Voted - For |
1.6 | Elect Director C. Brent Smith | Management | For | Voted - For |
1.7 | Elect Director Jeffrey L. Swope | Management | For | Voted - For |
1.8 | Elect Director Dale H. Taysom | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
PREMIER, INC.
Security ID: 74051N102
Ticker: PINC
Meeting Date: 04-Dec-20
Meeting Type: Annual
1.1 | Elect Director John T. Bigalke | Management | For | Voted - For |
1.2 | Elect Director Helen M. Boudreau | Management | For | Voted - For |
1.3 | Elect Director Stephen R. D'Arcy | Management | For | Voted - For |
1.4 | Elect Director Marc D. Miller | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
QTS REALTY TRUST, INC.
Security ID: 74736A103
Ticker: QTS
Meeting Date: 04-May-21
Meeting Type: Annual
1.1 | Elect Director Chad L. Williams | Management | For | Voted - For |
1.2 | Elect Director John W. Barter | Management | For | Voted - For |
1.3 | Elect Director Joan A. Dempsey | Management | For | Voted - For |
1.4 | Elect Director Catherine R. Kinney | Management | For | Voted - For |
1.5 | Elect Director Peter A. Marino | Management | For | Voted - For |
1.6 | Elect Director Scott D. Miller | Management | For | Voted - For |
1.7 | Elect Director Mazen Rawashdeh | Management | For | Voted - For |
1.8 | Elect Director Wayne M. Rehberger | Management | For | Voted - For |
1.9 | Elect Director Philip P. Trahanas | Management | For | Voted - For |
1.10 | Elect Director Stephen E. Westhead | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
20
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Ratify Ernst & Young as Auditors | Management | For | Voted - For |
RADIAN GROUP INC.
Security ID: 750236101
Ticker: RDN
Meeting Date: 12-May-21
Meeting Type: Annual
1a | Elect Director Herbert Wender | Management | For | Voted - For |
1b | Elect Director Brad L. Conner | Management | For | Voted - For |
1c | Elect Director Howard B. Culang | Management | For | Voted - For |
1d | Elect Director Debra Hess | Management | For | Voted - For |
1e | Elect Director Lisa W. Hess | Management | For | Voted - For |
1f | Elect Director Lisa Mumford | Management | For | Voted - For |
1g | Elect Director Gaetano Muzio | Management | For | Voted - For |
1h | Elect Director Gregory V. Serio | Management | For | Voted - For |
1i | Elect Director Noel J. Spiegel | Management | For | Voted - For |
1j | Elect Director Richard G. Thornberry | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
RAMBUS INC.
Security ID: 750917106
Ticker: RMBS
Meeting Date: 29-Apr-21
Meeting Type: Annual
1a | Elect Director Emiko Higashi | Management | For | Voted - For |
1b | Elect Director Meera Rao | Management | For | Voted - For |
1c | Elect Director Karen Rogge | Management | For | Voted - For |
1d | Elect Director Sanjay Saraf | Management | For | Voted - For |
1e | Elect Director Eric Stang | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
RAYONIER INC.
Security ID: 754907103
Ticker: RYN
Meeting Date: 20-May-21
Meeting Type: Annual
1a | Elect Director Dod A. Fraser | Management | For | Voted - For |
1b | Elect Director Keith E. Bass | Management | For | Voted - For |
1c | Elect Director Scott R. Jones | Management | For | Voted - For |
1d | Elect Director V. Larkin Martin | Management | For | Voted - For |
1e | Elect Director Meridee A. Moore | Management | For | Voted - For |
1f | Elect Director Ann C. Nelson | Management | For | Voted - For |
1g | Elect Director David L. Nunes | Management | For | Voted - For |
1h | Elect Director Matthew J. Rivers | Management | For | Voted - For |
21
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1i | Elect Director Andrew G. Wiltshire | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young, LLP as Auditor | Management | For | Voted - For |
REDWOOD TRUST, INC.
Security ID: 758075402
Ticker: RWT
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Elect Director Richard D. Baum | Management | For | Voted - For |
1.2 | Elect Director Greg H. Kubicek | Management | For | Voted - For |
1.3 | Elect Director Christopher J. Abate | Management | For | Voted - For |
1.4 | Elect Director Armando Falcon | Management | For | Voted - For |
1.5 | Elect Director Douglas B. Hansen | Management | For | Voted - For |
1.6 | Elect Director Debora D. Horvath | Management | For | Voted - For |
1.7 | Elect Director George W. Madison | Management | For | Voted - For |
1.8 | Elect Director Jeffrey T. Pero | Management | For | Voted - For |
1.9 | Elect Director Georganne C. Proctor | Management | For | Voted - For |
1.10 | Elect Director Faith A. Schwartz | Management | For | Voted - For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
REGAL BELOIT CORPORATION
Security ID: 758750103
Ticker: RBC
Meeting Date: 27-Apr-21
Meeting Type: Annual
1a | Elect Director Jan A. Bertsch | Management | For | Voted - For |
1b | Elect Director Stephen M. Burt | Management | For | Voted - For |
1c | Elect Director Anesa T. Chaibi | Management | For | Voted - For |
1d | Elect Director Christopher L. Doerr | Management | For | Voted - For |
1e | Elect Director Dean A. Foate | Management | For | Voted - For |
1f | Elect Director Michael F. Hilton | Management | For | Voted - For |
1g | Elect Director Louis V. Pinkham | Management | For | Voted - For |
1h | Elect Director Rakesh Sachdev | Management | For | Voted - For |
1i | Elect Director Curtis W. Stoelting | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
REXNORD CORPORATION
Security ID: 76169B102
Ticker: RXN
Meeting Date: 23-Jul-20
Meeting Type: Annual
1.1 | Elect Director Thomas D. Christopoul | Management | For | Voted - For |
22
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director John S. Stroup | Management | For | Voted - For |
1.3 | Elect Director Peggy N. Troy | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
Meeting Date: 04-May-21
Meeting Type: Annual
1.1 | Elect Director Todd A. Adams | Management | For | Voted - For |
1.2 | Elect Director Theodore D. Crandall | Management | For | Voted - For |
1.3 | Elect Director Rosemary M. Schooler | Management | For | Voted - For |
1.4 | Elect Director Robin A. Walker-Lee | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ROGERS CORPORATION
Security ID: 775133101
Ticker: ROG
Meeting Date: 05-May-21
Meeting Type: Annual
1.1 | Elect Director Keith L. Barnes | Management | For | Voted - For |
1.2 | Elect Director Megan Faust | Management | For | Voted - For |
1.3 | Elect Director Bruce D. Hoechner | Management | For | Voted - For |
1.4 | Elect Director Carol R. Jensen | Management | For | Voted - For |
1.5 | Elect Director Keith Larson | Management | For | Voted - For |
1.6 | Elect Director Ganesh Moorthy | Management | For | Voted - For |
1.7 | Elect Director Jeffrey J. Owens | Management | For | Voted - For |
1.8 | Elect Director Helene Simonet | Management | For | Voted - For |
1.9 | Elect Director Peter C. Wallace | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
RYDER SYSTEM, INC.
Security ID: 783549108
Ticker: R
Meeting Date: 07-May-21
Meeting Type: Annual
1a | Elect Director Robert J. Eck | Management | For | Voted - For |
1b | Elect Director Robert A. Hagemann | Management | For | Voted - For |
1c | Elect Director Michael F. Hilton | Management | For | Voted - For |
1d | Elect Director Tamara L. Lundgren | Management | For | Voted - For |
1e | Elect Director Luis P. Nieto, Jr. | Management | For | Voted - For |
1f | Elect Director David G. Nord | Management | For | Voted - For |
1g | Elect Director Robert E. Sanchez | Management | For | Voted - For |
1h | Elect Director Abbie J. Smith | Management | For | Voted - For |
1i | Elect Director E. Follin Smith | Management | For | Voted - For |
1j | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
1k | Elect Director Hansel E. Tookes, II | Management | For | Voted - For |
23
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Voted - For |
SEMTECH CORPORATION
Security ID: 816850101
Ticker: SMTC
Meeting Date: 10-Jun-21
Meeting Type: Annual
1.1 | Elect Director Martin S.J. Burvill | Management | For | Voted - For |
1.2 | Elect Director Rodolpho C. Cardenuto | Management | For | Voted - For |
1.3 | Elect Director Bruce C. Edwards | Management | For | Voted - For |
1.4 | Elect Director Saar Gillai | Management | For | Voted - For |
1.5 | Elect Director Rockell N. Hankin | Management | For | Voted - For |
1.6 | Elect Director Ye Jane Li | Management | For | Voted - For |
1.7 | Elect Director James T. Lindstrom | Management | For | Voted - For |
1.8 | Elect Director Paula LuPriore | Management | For | Voted - For |
1.9 | Elect Director Mohan R. Maheswaran | Management | For | Voted - For |
1.10 | Elect Director Sylvia Summers | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
SIGNET JEWELERS LIMITED
Security ID: G81276100
Ticker: SIG
Meeting Date: 25-Jun-21
Meeting Type: Annual
1a | Elect Director H. Todd Stitzer | Management | For | Voted - For |
1b | Elect Director Andre V. Branch | Management | For | Voted - For |
1c | Elect Director Virginia C. Drosos | Management | For | Voted - For |
1d | Elect Director R. Mark Graf | Management | For | Voted - For |
1e | Elect Director Zackery A. Hicks | Management | For | Voted - For |
1f | Elect Director Sharon L. McCollam | Management | For | Voted - For |
1g | Elect Director Helen McCluskey | Management | For | Voted - For |
1h | Elect Director Nancy A. Reardon | Management | For | Voted - For |
1i | Elect Director Jonathan Seiffer | Management | For | Voted - For |
1j | Elect Director Brian Tilzer | Management | For | Voted - For |
1k | Elect Director Eugenia Ulasewicz | Management | For | Voted - For |
1l | Elect Director Donta L. Wilson | Management | For | Voted - For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
24
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SOUTH STATE CORPORATION
Security ID: 840441109
Ticker: SSB
Meeting Date: 29-Oct-20
Meeting Type: Annual
1.1 | Elect Director Robert R. Hill, Jr. | Management | For | Voted - For |
1.2 | Elect Director Jean E. Davis | Management | For | Voted - For |
1.3 | Elect Director Martin B. Davis | Management | For | Voted - For |
1.4 | Elect Director John H. Holcomb, III | Management | For | Voted - For |
1.5 | Elect Director Charles W. McPherson | Management | For | Voted - For |
1.6 | Elect Director Ernest S. Pinner | Management | For | Voted - For |
1.7 | Elect Director G. Ruffner Page, Jr. | Management | For | Voted - For |
1.8 | Elect Director Joshua A. Snively | Management | For | Voted - For |
1.9 | Elect Director John C. Corbett | Management | For | Voted - For |
1.10 | Elect Director William K. Pou, Jr. | Management | For | Voted - For |
1.11 | Elect Director David G. Salyers | Management | For | Voted - For |
2 | Declassify the Board of Directors | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
6 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | Voted - For |
SOUTHSIDE BANCSHARES, INC.
Security ID: 84470P109
Ticker: SBSI
Meeting Date: 12-May-21
Meeting Type: Annual
1.1 | Elect Director S. Elaine Anderson | Management | For | Voted - For |
1.2 | Elect Director Herbert C. Buie | Management | For | Voted - For |
1.3 | Elect Director Patricia A. Callan | Management | For | Voted - For |
1.4 | Elect Director John R. (Bob) Garrett | Management | For | Voted - For |
1.5 | Elect Director Tony K. Morgan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Security ID: 848574109
Ticker: SPR
Meeting Date: 28-Apr-21
Meeting Type: Annual
1a | Elect Director Stephen A. Cambone | Management | For | Voted - For |
1b | Elect Director Charles L. Chadwell | Management | For | Voted - For |
1c | Elect Director Irene M. Esteves | Management | For | Voted - For |
1d | Elect Director Paul E. Fulchino | Management | For | Voted - For |
1e | Elect Director Thomas C. Gentile, III | Management | For | Voted - For |
1f | Elect Director Richard A. Gephardt | Management | For | Voted - For |
1g | Elect Director Robert D. Johnson | Management | For | Voted - For |
25
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1h | Elect Director Ronald T. Kadish | Management | For | Voted - For |
1i | Elect Director John L. Plueger | Management | For | Voted - For |
1j | Elect Director Laura H. Wright | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
SPX CORPORATION
Security ID: 784635104
Ticker: SPXC
Meeting Date: 11-May-21
Meeting Type: Annual
1.1 | Elect Director Ruth G. Shaw | Management | For | Voted - For |
1.2 | Elect Director Robert B. Toth | Management | For | Voted - For |
1.3 | Elect Director Angel Shelton Willis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | Voted - For |
SPX FLOW, INC.
Security ID: 78469X107
Ticker: FLOW
Meeting Date: 12-May-21
Meeting Type: Annual
1a | Elect Director Majdi B. Abulaban | Management | For | Voted - For |
1b | Elect Director Anne K. Altman | Management | For | Voted - For |
1c | Elect Director Patrick D. Campbell | Management | For | Voted - For |
1d | Elect Director Robert F. Hull, Jr. | Management | For | Voted - For |
1e | Elect Director Marcus G. Michael | Management | For | Voted - For |
1f | Elect Director Jonathan M. Pratt | Management | For | Voted - For |
1g | Elect Director Sonya M. Roberts | Management | For | Voted - For |
1h | Elect Director Suzanne B. Rowland | Management | For | Voted - For |
1i | Elect Director David V. Singer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
STERLING BANCORP
Security ID: 85917A100
Ticker: STL
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Elect Director John P. Cahill | Management | For | Voted - For |
1.2 | Elect Director Navy E. Djonovic | Management | For | Voted - For |
1.3 | Elect Director Fernando Ferrer | Management | For | Voted - For |
1.4 | Elect Director Robert Giambrone | Management | For | Voted - For |
1.5 | Elect Director Mona Aboelnaga Kanaan | Management | For | Voted - For |
1.6 | Elect Director Jack Kopnisky | Management | For | Voted - For |
26
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.7 | Elect Director James J. Landy | Management | For | Voted - For |
1.8 | Elect Director Maureen Mitchell | Management | For | Voted - For |
1.9 | Elect Director Patricia M. Nazemetz | Management | For | Voted - For |
1.10 | Elect Director Richard O'Toole | Management | For | Voted - For |
1.11 | Elect Director Ralph F. Palleschi | Management | For | Voted - For |
1.12 | Elect Director William E. Whiston | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Ratify Crowe LLP as Auditors | Management | For | Voted - For |
STEVEN MADDEN, LTD.
Security ID: 556269108
Ticker: SHOO
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Elect Director Edward R. Rosenfeld | Management | For | Voted - For |
1.2 | Elect Director Al Ferrara | Management | For | Voted - For |
1.3 | Elect Director Mitchell S. Klipper | Management | For | Voted - For |
1.4 | Elect Director Maria Teresa Kumar | Management | For | Voted - For |
1.5 | Elect Director Rose Peabody Lynch | Management | For | Voted - For |
1.6 | Elect Director Peter Migliorini | Management | For | Voted - For |
1.7 | Elect Director Ravi Sachdev | Management | For | Voted - For |
1.8 | Elect Director Robert Smith | Management | For | Voted - For |
1.9 | Elect Director Amelia Newton Varela | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
TEREX CORPORATION
Security ID: 880779103
Ticker: TEX
Meeting Date: 06-May-21
Meeting Type: Annual
1a | Elect Director Paula H. J. Cholmondeley | Management | For | Voted - For |
1b | Elect Director Donald DeFosset | Management | For | Voted - For |
1c | Elect Director John L. Garrison, Jr. | Management | For | Voted - For |
1d | Elect Director Thomas J. Hansen | Management | For | Voted - For |
1e | Elect Director Sandie O'Connor | Management | For | Voted - For |
1f | Elect Director Christopher Rossi | Management | For | Voted - For |
1g | Elect Director Andra M. Rush | Management | For | Voted - For |
1h | Elect Director David A. Sachs | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
27
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TEXTAINER GROUP HOLDINGS LIMITED
Security ID: G8766E109
Ticker: TGH
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Elect Director Olivier Ghesquiere | Management | For | Voted - For |
1.2 | Elect Director James Earl | Management | For | Voted - For |
1.3 | Elect Director Cynthia Hostetler | Management | For | Voted - For |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
THE BRINK'S COMPANY
Security ID: 109696104
Ticker: BCO
Meeting Date: 07-May-21
Meeting Type: Annual
1.1 | Elect Director Kathie J. Andrade | Management | For | Voted - For |
1.2 | Elect Director Paul G. Boynton | Management | For | Voted - For |
1.3 | Elect Director Ian D. Clough | Management | For | Voted - For |
1.4 | Elect Director Susan E. Docherty | Management | For | Voted - For |
1.5 | Elect Director Michael J. Herling | Management | For | Voted - Against |
1.6 | Elect Director A. Louis Parker | Management | For | Voted - For |
1.7 | Elect Director Douglas A. Pertz | Management | For | Voted - For |
1.8 | Elect Director George I. Stoeckert | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
THE HANOVER INSURANCE GROUP, INC.
Security ID: 410867105
Ticker: THG
Meeting Date: 11-May-21
Meeting Type: Annual
1.1 | Elect Director Harriett "Tee" Taggart | Management | For | Voted - For |
1.2 | Elect Director Kevin J. Bradicich | Management | For | Voted - For |
1.3 | Elect Director J. Paul Condrin, III | Management | For | Voted - For |
1.4 | Elect Director Cynthia L. Egan | Management | For | Voted - For |
1.5 | Elect Director Kathleen S. Lane | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
TRICO BANCSHARES
Security ID: 896095106
Ticker: TCBK
Meeting Date: 27-May-21
Meeting Type: Annual
1.1 | Elect Director Donald J. Amaral | Management | For | Voted - For |
28
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director L. Gage Chrysler, III | Management | For | Voted - For |
1.3 | Elect Director Craig S. Compton | Management | For | Voted - For |
1.4 | Elect Director Kirsten E. Garen | Management | For | Voted - For |
1.5 | Elect Director Cory W. Giese | Management | For | Voted - For |
1.6 | Elect Director John S. A. Hasbrook | Management | For | Voted - For |
1.7 | Elect Director Margaret L. Kane | Management | For | Voted - For |
1.8 | Elect Director Michael W. Koehnen | Management | For | Voted - For |
1.9 | Elect Director Martin A. Mariani | Management | For | Voted - For |
1.10 | Elect Director Thomas C. McGraw | Management | For | Voted - For |
1.11 | Elect Director Richard P. Smith | Management | For | Voted - For |
1.12 | Elect Director Kimberley H. Vogel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Moss Adams LLP as Auditors | Management | For | Voted - For |
TRONOX HOLDINGS PLC
Security ID: G9087Q102
Ticker: TROX
Meeting Date: 05-May-21
Meeting Type: Annual
1a | Elect Director Ilan Kaufthal | Management | For | Voted - For |
1b | Elect Director Mutlaq Al-Morished | Management | For | Voted - For |
1c | Elect Director Vanessa Guthrie | Management | For | Voted - For |
1d | Elect Director Peter B. Johnston | Management | For | Voted - For |
1e | Elect Director Ginger M. Jones | Management | For | Voted - For |
1f | Elect Director Stephen Jones | Management | For | Voted - For |
1g | Elect Director Moazzam Khan | Management | For | Voted - For |
1h | Elect Director Sipho Nkosi | Management | For | Voted - For |
1i | Elect Director John Romano | Management | For | Voted - For |
1j | Elect Director Jean-Francois Turgeon | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Ratify PricewaterhouseCoopers LLP as Statutory Auditors | Management | For | Voted - For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
VERITEX HOLDINGS, INC.
Security ID: 923451108
Ticker: VBTX
Meeting Date: 18-May-21
Meeting Type: Annual
1.1 | Elect Director C. Malcolm Holland, III | Management | For | Voted - Withheld |
1.2 | Elect Director Arcilia Acosta | Management | For | Voted - For |
1.3 | Elect Director Pat S. Bolin | Management | For | Voted - Withheld |
1.4 | Elect Director April Box | Management | For | Voted - Withheld |
1.5 | Elect Director Blake Bozman | Management | For | Voted - Withheld |
1.6 | Elect Director William D. Ellis | Management | For | Voted - Withheld |
29
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.7 | Elect Director William E. Fallon | Management | For | Voted - Withheld |
1.8 | Elect Director Mark C. Griege | Management | For | Voted - Withheld |
1.9 | Elect Director Gordon Huddleston | Management | For | Voted - Withheld |
1.10 | Elect Director Steven D. Lerner | Management | For | Voted - Withheld |
1.11 | Elect Director Manuel J. Mehos | Management | For | Voted - Withheld |
1.12 | Elect Director Gregory B. Morrison | Management | For | Voted - Withheld |
1.13 | Elect Director John T. Sughrue | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
VIAVI SOLUTIONS INC.
Security ID: 925550105
Ticker: VIAV
Meeting Date: 11-Nov-20
Meeting Type: Annual
1.1 | Elect Director Richard E. Belluzzo | Management | For | Voted - For |
1.2 | Elect Director Keith Barnes | Management | For | Voted - For |
1.3 | Elect Director Laura Black | Management | For | Voted - For |
1.4 | Elect Director Tor Braham | Management | For | Voted - For |
1.5 | Elect Director Timothy Campos | Management | For | Voted - For |
1.6 | Elect Director Donald Colvin | Management | For | Voted - For |
1.7 | Elect Director Glenda Dorchak | Management | For | Voted - For |
1.8 | Elect Director Masood A. Jabbar | Management | For | Voted - For |
1.9 | Elect Director Oleg Khaykin | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
WEBSTER FINANCIAL CORPORATION
Security ID: 947890109
Ticker: WBS
Meeting Date: 22-Apr-21
Meeting Type: Annual
1a | Elect Director William L. Atwell | Management | For | Voted - For |
1b | Elect Director John R. Ciulla | Management | For | Voted - For |
1c | Elect Director Elizabeth E. Flynn | Management | For | Voted - For |
1d | Elect Director E. Carol Hayles | Management | For | Voted - For |
1e | Elect Director Linda H. Ianieri | Management | For | Voted - For |
1f | Elect Director Laurence C. Morse | Management | For | Voted - For |
1g | Elect Director Karen R. Osar | Management | For | Voted - For |
1h | Elect Director Mark Pettie | Management | For | Voted - For |
1i | Elect Director Lauren C. States | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
30
Mesirow Financial Small Cap Value Sustainability Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WINTRUST FINANCIAL CORPORATION
Security ID: 97650W108
Ticker: WTFC
Meeting Date: 27-May-21
Meeting Type: Annual
1.1 | Elect Director Peter D. Crist | Management | For | Voted - For |
1.2 | Elect Director Bruce K. Crowther | Management | For | Voted - For |
1.3 | Elect Director William J. Doyle | Management | For | Voted - For |
1.4 | Elect Director Marla F. Glabe | Management | For | Voted - For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | Voted - For |
1.6 | Elect Director Scott K. Heitmann | Management | For | Voted - For |
1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | Voted - For |
1.8 | Elect Director Suzet M. McKinney | Management | For | Voted - For |
1.9 | Elect Director Gary D. "Joe" Sweeney | Management | For | Voted - For |
1.10 | Elect Director Karin Gustafson Teglia | Management | For | Voted - For |
1.11 | Elect Director Alex E. Washington, III | Management | For | Voted - For |
1.12 | Elect Director Edward J. Wehmer | Management | For | Voted - For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
WYNDHAM HOTELS & RESORTS, INC.
Security ID: 98311A105
Ticker: WH
Meeting Date: 12-May-21
Meeting Type: Annual
1.1 | Elect Director Stephen P. Holmes | Management | For | Voted - For |
1.2 | Elect Director Geoffrey A. Ballotti | Management | For | Voted - For |
1.3 | Elect Director Myra J. Biblowit | Management | For | Voted - For |
1.4 | Elect Director James E. Buckman | Management | For | Voted - For |
1.5 | Elect Director Bruce B. Churchill | Management | For | Voted - For |
1.6 | Elect Director Mukul V. Deoras | Management | For | Voted - For |
1.7 | Elect Director Ronald L. Nelson | Management | For | Voted - For |
1.8 | Elect Director Pauline D.E. Richards | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
ZUMIEZ INC.
Security ID: 989817101
Ticker: ZUMZ
Meeting Date: 02-Jun-21
Meeting Type: Annual
1a | Elect Director Richard M. Brooks | Management | For | Voted - For |
1b | Elect Director Steve P. Louden | Management | For | Voted - For |
1c | Elect Director James P. Murphy | Management | For | Voted - For |
2 | Ratify Moss Adams LLP as Auditors | Management | For | Voted - For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 20, 2021
32