UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for
Rayliant Quantamental China Equity ETF
a series of The Advisors’ Inner Circle Fund III:
(the Fund commenced operations December 30, 2020)
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AGRICULTURAL BANK OF CHINA LIMITED
Security ID: Y00289101
Meeting Date: 28-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Election of Gu Shu As an Executive Director | Management | For | Voted - For | |
2 | Additional Poverty Relief Donation Budget | Management | For | Voted - For |
ALUMINUM CORPORATION OF CHINA LTD
Security ID: Y0094N125
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 582942 Due to Receipt Of-addition of Resolutions 13 and 14. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Audit Report and Audited Financial Report | Management | For | Voted - For | |
4 | 2020 Plan for Loss Recovery | Management | For | Voted - For | |
5 | Provision of Guarantee for the Financing of A Company | Management | For | Voted - For | |
6 | Provision of Guarantee for the Financing of Another Company by the Company and A Company | Management | For | Voted - For | |
7 | Formulation of the 2021 Remuneration Standards for Directors and Supervisors | Management | For | Voted - For | |
8 | Renewal of Liability Insurance for Directors, Supervisors and Senior Management from 2021 to 2022 | Management | For | Voted - For | |
9 | Reappointment of Audit Firm | Management | For | Voted - For | |
10 | Plan for 2021 Issuance of Domestic Bonds | Management | For | Voted - For | |
11 | Plan for 2021 Issuance of Overseas Bonds | Management | For | Voted - For | |
12 | General Authorization to the Board for Additional H-share Offering | Management | For | Voted - For | |
13.1 | Election of Director (excluding Independent Non-executive Director): Liu Jianping, Executive Director | Management | For | Voted - For | |
13.2 | Election of Director (excluding Independent Non-executive Director): Jiang Tao, Executive Director | Management | For | Voted - For |
1
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13.3 | Election of Director (excluding Independent Non-executive Director): Ou Xiaowu, Executive Director | Management | For | Voted - For | |
13.4 | Election of Director (excluding Independent Non-executive Director): Zhang Jilong, Non-executive Director | Management | For | Voted - For | |
14.1 | Election of Independent Non-executive Director: Qiu Guanzhou | Management | For | Voted - For | |
14.2 | Election of Independent Non-executive Director: Yu Jinsong | Management | For | Voted - For | |
14.3 | Election of Independent Non-executive Director: Chen Yuanxiu | Management | For | Voted - For |
AMOY DIAGNOSTICS CO., LTD.
Security ID: Y0099T101
Meeting Date: 07-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Repurchase and Cancellation of Some Restricted Stocks Under 2019 Restricted Stock Incentive Plan | Management | For | Voted - For | |
7 | Change of the Company's Business Scope and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
8 | 2021 Appointment of Audit Firm | Management | For | Voted - For | |
9 | 2021 Application for Comprehensive Credit Line to Banks | Management | For | Voted - For | |
10 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For |
AVIC JONHON OPTRONIC TECHNOLOGY CO LTD
Security ID: Y14228103
Meeting Date: 15-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Connected Transaction Regarding Application for Loans to A Company | Management | For | Voted - Abstain |
Meeting Date: 21-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For |
2
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
6 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
7 | 2021 Financial Budget | Management | For | Voted - For | |
8 | Renewal of A Financial Service Agreement with A Company | Management | For | Voted - For | |
9 | Repurchase and Cancellation of Some Restricted Stocks Under the 2nd Phase Restricted Stock Incentive Plan | Management | For | Voted - For | |
10 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - For | |
11 | Provision of Guarantee for A Controlled Subsidiary | Management | For | Voted - For | |
12 | By-election of Supervisors | Management | For | Voted - For |
BANK OF CHINA LTD
Security ID: Y13905107
Meeting Date: 18-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Election of Zhang Keqiu As A Shareholder Supervisor | Management | For | Voted - For | |
2 | 2019 Remuneration Distribution Plan for the Chairman of the Board and Executive Directors | Management | For | Voted - For | |
3 | 2019 Remuneration Distribution Plan for the Chairman of the Supervisory Committee and Shareholder Representative Supervisors | Management | For | Voted - For |
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Accounts | Management | For | Non-Voting | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.97000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
5 | 2021 Fixed Assets Investment Budget | Management | For | Non-Voting | |
6 | Appointment of 2021 External Audit Firm | Management | For | Non-Voting | |
7 | 2020 Remuneration Distribution Plan for Supervisors | Management | For | Non-Voting | |
8 | Election of Liu Liange As an Executive Director | Management | For | Non-Voting | |
9 | Election of Liu Jin As an Executive Director | Management | For | Non-Voting | |
10 | Election of Lin Jingzhen As an Executive Director | Management | For | Non-Voting | |
11 | Election of Jiang Guohua As an Independent Non-executive Director | Management | For | Non-Voting | |
12 | Application for External Donation Temporarily Authorized Quota | Management | For | Non-Voting |
3
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13 | Plan for Issuance of Bonds | Management | For | Non-Voting | |
14 | Issuance of Write-down Non-fixed Term Capital Bonds | Management | For | Non-Voting | |
15 | Issuance of Write-down Qualified Second- Tier Capital Bonds | Management | For | Non-Voting |
BANK OF NANJING CO LTD
Security ID: Y0698E109
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Accounts and 2021 Financial Budget Report | Management | For | Voted - For | |
2 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.93000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
3 | 2020 Special Report on Connected Transactions | Management | For | Voted - For | |
4 | 2021 Estimated Quota of Continuing Connected Transactions with Some Related Parties | Management | For | Voted - For | |
5 | 2021 Reappointment of Financial Audit Firm | Management | For | Voted - For | |
6 | 2021 Reappointment of External Audit Firm | Management | For | Voted - For | |
7 | Capital Plan from 2021 to 2023 | Management | For | Voted - For | |
8 | Rules of Procedure Governing the Board Meetings (revised) | Management | For | Voted - For | |
9 | Issuance of Financial Bonds | Management | For | Voted - For | |
10 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
11 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
12 | 2020 Performance Evaluation Report of the Supervisory Committee on Performance of Directors and Senior Management | Management | For | Voted - For | |
13 | 2020 Performance Evaluation Report of the Supervisory Committee on the Performance of Supervisors | Management | For | Voted - For |
BANK OF NINGBO CO LTD
Security ID: Y0698G104
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | Appointment of External Audit Firm | Management | For | Voted - For |
4
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Implementing Results of 2020 Connected Transactions and 2021 Work Plan | Management | For | Voted - For | |
7 | Election of Zhu Nianhui As A Director | Management | For | Voted - For | |
8 | Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
9 | Amendments to the Remuneration Measures for the Chairman and Vice Chairman of the Board | Management | For | Voted - For | |
10 | Amendments to the Remuneration Measures for Chairman of the Supervisory Committee | Management | For | Voted - For | |
11 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
12 | 2020 Performance Evaluation Report on Directors and the Board of Directors | Management | For | Voted - For | |
13 | 2020 Performance Evaluation Report on the Supervisory Committee and Supervisors | Management | For | Voted - For | |
14 | 2020 Performance Evaluation Report on the Senior Management Team and Its Members | Management | For | Voted - For | |
15 | 2020 Work Report on Capital Management | Management | For | Voted - For |
BAOSHAN IRON & STEEL CO LTD
Security ID: Y0698U103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Repurchase and Cancellation of Some Restricted Stocks Granted Under the 2nd Phase Restricted Stock Incentive Plan | Management | For | Non-Voting | |
2 | Amendments to the Company's Articles of Association | Management | For | Non-Voting |
Meeting Date: 09-Feb-21
Meeting Type: Extraordinary General Meeting
1.1 | By-election of Director: Sheng Genghong | Management | For | Voted - For | |
1.2 | By-election of Director: Zhou Xuedong | Management | For | Voted - For |
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan and Shortening the Profit Distribution Circle from 2021 to 2023: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2021 Financial Budget | Management | For | Voted - For | |
7 | 2021 Continuing Connected Transactions | Management | For | Voted - For | |
8 | 2021 Reappointment of Independent and Internal Control Audit Firm: Ernst Young Hua Ming LLP | Management | For | Voted - For | |
9 | Issuance Quota Reserve of Bond and Issuance Plan | Management | For | Voted - For |
5
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Implementing Results of 2020 Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
11 | Amendments to the Company's Articles of Association | Management | For | Voted - For | |
12.1 | Election of Director: Zou Jixin | Management | For | Voted - For | |
12.2 | Election of Director: Hou Angui | Management | For | Voted - For | |
12.3 | Election of Director: Sheng Genghong | Management | For | Voted - For | |
12.4 | Election of Director: Yao Linlong | Management | For | Voted - For | |
12.5 | Election of Director: Zhou Xuedong | Management | For | Voted - For | |
12.6 | Election of Director: Luo Jianchuan | Management | For | Voted - For | |
13.1 | Election of Independent Director: Zhang Kehua | Management | For | Voted - For | |
13.2 | Election of Independent Director: Lu Xiongwen | Management | For | Voted - For | |
13.3 | Election of Independent Director: Xie Rong | Management | For | Voted - For | |
13.4 | Election of Independent Director: Bai Yanchun | Management | For | Voted - For | |
13.5 | Election of Independent Director: Tian Yong | Management | For | Voted - For | |
14.1 | Election of Non-employee Supervisor: Zhu Yonghong | Management | For | Voted - For | |
14.2 | Election of Non-employee Supervisor: Yu Hansheng | Management | For | Voted - For | |
14.3 | Election of Non-employee Supervisor: Zhu Hanming | Management | For | Voted - For | |
14.4 | Election of Non-employee Supervisor: Wang Zhen | Management | For | Voted - For |
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security ID: Y07729109
Meeting Date: 12-Apr-21
Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id 538383 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2021 Stock Option Incentive Plan (draft) and Its Summary | Management | For | Non-Voting | |
2 | Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan | Management | For | Non-Voting | |
3 | Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan | Management | For | Non-Voting | |
4 | 2021 Employee Stock Ownership Plan (draft) and Its Summary | Management | For | Non-Voting | |
5 | Management Measures for 2021 Employee Stock Ownership Plan | Management | For | Non-Voting | |
6 | Authorization to the Board to Handle Matters Regarding the 2021 Employee Stock Ownership Plan | Management | For | Non-Voting | |
7 | Financing for the 2021 Employee Stock Ownership Plan Via Margin Trading | Management | For | Non-Voting |
6
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BEIJING UNITED INFORMATION TECHNOLOGY CO., LTD.
Security ID: Y077BP103
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.32000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.500000 | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
8 | 2021 Remuneration Plan for Non- Independent Directors | Management | For | Voted - For | |
9 | 2021 Remuneration Plan for Independent Directors | Management | For | Voted - For | |
10 | 2021 Remuneration for Supervisors | Management | For | Voted - For | |
11 | Application for Credit Line to Banks and Other Financial Institutions by the Company and Controlled Subsidiaries and Guarantee Matters | Management | For | Voted - For | |
12 | Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment | Management | For | Voted - Abstain |
BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY CO
Security ID: Y0R9T3107
Meeting Date: 15-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Work Report of Independent Directors | Management | For | Non-Voting | |
4 | 2020 Annual Accounts | Management | For | Non-Voting | |
5 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
7 | Confirmation of 2020 Remuneration for Independent Directors and 2021 Remuneration Plan | Management | For | Non-Voting | |
8 | Confirmation of 2020 Remuneration for Non- Independent Directors and 2021 Remuneration Plan | Management | For | Non-Voting | |
9 | Confirmation of 2020 Remuneration for Supervisors and 2021 Remuneration Plan | Management | For | Non-Voting | |
10 | Reappointment of Audit Firm | Management | For | Non-Voting |
7
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11
Change of the Company's Term of Operation and Amendments to the Company's Articles of Association
Management
For
Non-Voting
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Restricted Stock Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
2 | Appraisal Management Measures for the 2021 Restricted Stock Incentive Plan | Management | For | Voted - For | |
3 | Authorization to the Board to Handle Matters Regarding the Equity Incentive | Management | For | Voted - For | |
4 | 2021 Provision of Guarantee for the Credit Line Applied for by A Subsidiary | Management | For | Voted - For |
BGI GENOMICS CO., LTD.
Security ID: Y0883H107
Meeting Date: 02-Mar-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
2 | Capital Increase in Subsidiaries with Raised Funds and Provision of Loans for Implementation of Projects Funded with Raised Funds | Management | For | Voted - For | |
3 | Application for Comprehensive Credit Line to Financial Institutions and Enterprises by the Company and Its Subsidiaries in 2021 | Management | For | Voted - For | |
4 | Launching Foreign Exchange Derivatives Transaction Business | Management | For | Voted - For | |
5 | Cash Management with Temporarily Idle Raised Funds | Management | For | Voted - For | |
6 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary of the Company | Management | For | Non-Voting | |
2 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
3 | 2020 Work Report of the Board of Supervisors | Management | For | Non-Voting | |
4 | 2020 Final Accounts Report and 2021 Financial Budget Report | Management | For | Non-Voting | |
5 | The Plan of 2020 Profit Distribution | Management | For | Non-Voting | |
6 | Reappoint the Auditor for 2021 | Management | For | Non-Voting | |
7 | Adjust the Allowances for Independent Directors | Management | For | Non-Voting | |
8 | To Consider and Approve the Allowance for Supervisors for 2021 | Management | For | Non-Voting | |
9 | Increase the Forecast Amount of Routine Related Party Transactions for 2021 | Management | For | Non-Voting | |
10 | Forecast the Amount of Guarantees to be Provided for Subsidiaries for 2021 | Management | For | Non-Voting |
8
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BLUE SAIL MEDICAL CO LTD
Security ID: Y767A7100
Meeting Date: 08-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | 2020 Internal Control Self-evaluation Report | Management | For | Voted - For | |
8 | Special Statement on Fulfillment of Commitments on 2020 Annual and Accumulated Profits Regarding the Underlying Company Involved in the Major Assets Restructuring | Management | For | Voted - For | |
9 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
10.1 | 2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Non-independent Directors | Management | For | Voted - For | |
10.2 | 2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Independent Directors | Management | For | Voted - For | |
10.3 | 2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Supervisors | Management | For | Voted - For | |
10.4 | 2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Senior Management | Management | For | Voted - For | |
11 | Formulation of the Shareholder Return Plan for the Next Three Years from 2022 to 2024 | Management | For | Voted - For | |
12 | Provision for Goodwill Impairment | Management | For | Voted - For | |
13 | Performance Compensation Plan for the Underlying Assets Involved in the Major Assets Restructuring | Management | For | Voted - For | |
14 | Full Authorization to the Board to Handle Matters Regarding the Performance Compensation Plan for the Underlying Assets Involved in the Major Assets Restructuring | Management | For | Voted - For | |
20 May 2021: Please Note That This is A Revision Due to Modification of Text-of Resolutions 10.1 to 10.4. If You Have Already Sent in Your Votes, Please-do Not Vote Again Unless You Decide to Amend Your Original Instructions.-thank You | Non-Voting | Non-Voting |
9
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BOE TECHNOLOGY GROUP CO LTD
Security ID: Y0920M101
Meeting Date: 26-Feb-21
Meeting Type: Extraordinary General Meeting
1 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
2.1 | Plan for Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
2.2 | Plan for Non-public A-share Offering: Issuing Method | Management | For | Voted - For | |
2.3 | Plan for Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
2.4 | Plan for Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price | Management | For | Voted - For | |
2.5 | Plan for Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
2.6 | Plan for Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
2.7 | Plan for Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
2.8 | Plan for Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
2.9 | Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits | Management | For | Voted - For | |
2.10 | Plan for Non-public A-share Offering: Valid Period of the Resolution | Management | For | Voted - For | |
3 | Preplan for 2021 Non-public A-share Offering | Management | For | Voted - For | |
4 | Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering | Management | For | Voted - For | |
5 | Connected Transaction Regarding the Conditional Agreement on Subscription for the Non-publicly Offered A-shares with A Company | Management | For | Voted - Abstain | |
6 | No Need to Prepare A Report on Use of Previously Raised Funds | Management | For | Voted - For | |
7 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
8 | Risk Warning on Diluted Immediate Return After the Non-public A-share Offering and Filling Measures | Management | For | Voted - For | |
9 | 2021 Commitments of Directors, Senior Management, Controlling Shareholders and De Facto Controller to Ensure the Implementation of Filling Measures for Diluted Immediate Return After the Non- Public A-share Offering | Management | For | Voted - For | |
10 | Audit Report and Assets Evaluation Report Related to the Non-public Offering | Management | For | Voted - For | |
11 | Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price | Management | For | Voted - For | |
12 | Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | Management | For | Voted - For |
10
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts and 2021 Business Plan | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Loans and Credit Line | Management | For | Voted - For | |
7 | Launching Principal-guaranteed Wealth Management Products and Structured Deposits | Management | For | Voted - For | |
8 | 2021 Appointment of Audit Firm | Management | For | Voted - For | |
9 | Election of Zhang Xinmin As an Independent Director | Management | For | Voted - For |
BY-HEALTH CO LTD
Security ID: Y2924V103
Meeting Date: 26-Mar-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Annual Accounts | Management | For | Voted - For | |
3 | 2021 Financial Budget Report | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny7.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
7 | Amendments to the Company's Articles of Association and Change of the Company's Business Scope | Management | For | Voted - Abstain | |
8 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
9 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
12 Mar 2021: Please Note That the Meeting Type Changed from Egm to Agm. If-you Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
CHANGJIANG SECURITIES CO LTD
Security ID: Y1314J100
Meeting Date: 08-Feb-21
Meeting Type: Extraordinary General Meeting
1 | 2020 Interim Risk Control Indicator Report | Management | For | Non-Voting |
11
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Amendments to the Company's Articles of Association | Management | For | Non-Voting |
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO LT
Security ID: Y1297L106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny13.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Reappointment of 2021 Financial Audit Firm | Management | For | Voted - For | |
7 | Reappointment of 2021 Internal Control Audit Firm | Management | For | Voted - For | |
8 | 2020 Actual Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
9 | 2021 Application for Credit Line to Banks | Management | For | Voted - For | |
10 | Cash Management with Proprietary Funds | Management | For | Voted - For |
CHAOZHOU THREE-CIRCLE (GROUP) CO LTD
Security ID: Y1R99A101
Meeting Date: 03-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Change of the Company's Registered Capital | Management | For | Voted - Abstain | |
2 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
3 | Amendments to the Raised Funds Management System | Management | For | Voted - For | |
4 | Amendments to the Rules of Procedure Governing Shareholders' General Meeting | Management | For | Voted - For | |
5 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
6 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
7 | Amendments to the Work System for Independent Directors | Management | For | Voted - For | |
8 | Amendments to the External Guarantee Management System | Management | For | Voted - For | |
9 | Amendments to the Connected Transactions Management System | Management | For | Voted - For | |
10 | Amendments to the External Investment Management System | Management | For | Voted - For |
Meeting Date: 15-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Amendments to the Company's Articles of Association | Management | For | Voted - For |
12
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 01-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
7 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
8 | Annual Remuneration Plan for Members of the Board of Directors and the Supervisory Committee | Management | For | Voted - For | |
9 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
10 | The Company's Eligibility for Share Offering to Specific Parties | Management | For | Voted - For | |
11.1 | Plan for 2021 Share Offering to Specific Parties: Stock Type and Par Value | Management | For | Voted - For | |
11.2 | Plan for 2021 Share Offering to Specific Parties: Issuing Method and Date | Management | For | Voted - For | |
11.3 | Plan for 2021 Share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price | Management | For | Voted - For | |
11.4 | Plan for 2021 Share Offering to Specific Parties: Issuing Volume | Management | For | Voted - For | |
11.5 | Plan for 2021 Share Offering to Specific Parties: Issuing Targets and Subscription Method | Management | For | Voted - For | |
11.6 | Plan for 2021 Share Offering to Specific Parties: Lockup Period | Management | For | Voted - For | |
11.7 | Plan for 2021 Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
11.8 | Plan for 2021 Share Offering to Specific Parties: Listing Place | Management | For | Voted - For | |
11.9 | Plan for 2021 Share Offering to Specific Parties: Purpose and Amount of the Raised Funds | Management | For | Voted - For | |
11.10 | Plan for 2021 Share Offering to Specific Parties: the Valid Period of This Issuance Resolution | Management | For | Voted - For | |
12 | Preplan for 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
13 | Demonstration Analysis Report on the Plan for the 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
14 | Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
15 | Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
16 | Impact on the Company's Major Financial Indicators of the Diluted Immediate Return After the Share Offering to Specific Parties and Filling Measures and Relevant Commitments | Management | For | Voted - For |
13
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
17 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Share Offering to Specific Parties | Management | For | Voted - For | |
18 | Shareholder Return Plan from 2021 to 2023 | Management | For | Voted - For |
CHINA CONSTRUCTION BANK CORPORATION
Security ID: Y1397N119
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Report of the Board of Supervisors | Management | For | Voted - For | |
3 | To Consider and Approve 2020 Final Accounts Scheme | Management | For | Voted - For | |
4 | 2020 Profit Distribution Scheme of the Company | Management | For | Voted - For | |
5 | 2021 Fixed Assets Investment Budget | Management | For | Voted - For | |
6 | The Election of Mr. Zhong Jianian As an Independent Director of the Bank | Management | For | Voted - For | |
7 | The Election of Mr. Liang Jinsong As an Independent Director of the Bank | Management | For | Voted - For | |
8 | Employment of External Auditor's for 2021 | Management | For | Voted - For | |
28 May 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 8. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
CHINA EVERBRIGHT BANK CO LTD
Security ID: Y1477U116
Meeting Date: 25-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Election of Han Fuling As an Independent Director | Management | For | Voted - For | |
2 | Election of Liu Shiping As an Independent Director | Management | For | Voted - For | |
3 | Election of Lu Hong As A Shareholder Supervisor | Management | For | Voted - For | |
4 | Change of the Company's Registered Capital | Management | For | Voted - For |
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 583723 Due to Receipt Of- Additional Resolution 10. All Votes Received on the Previous Meeting Will Be- Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For |
14
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2021 Fixed Assets Investment Budget Plan | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny2.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
6 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | Determination of 2020 Remuneration Standards for Directors | Management | For | Voted - For | |
8 | Determination of 2020 Remuneration Standards for Supervisors | Management | For | Voted - For | |
9 | Issuance of Tier II Capital Bonds | Management | For | Voted - For | |
10 | Election of Li Wei As A Non-executive Director | Management | For | Voted - For |
CHINA INDUSTRIAL SECURITIES CO., LTD.
Security ID: Y3994T101
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2021 Securities Investment Scale | Management | For | Voted - For | |
7 | Authorization for Domestic Debt Financing Instruments | Management | For | Voted - For | |
8 | Reappointment of Audit Firm | Management | For | Voted - For | |
9 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
10 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
11 | Amendments to the Company's Some Articles of Association | Management | For | Voted - Abstain | |
12 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - Abstain | |
13 | Change of Directors | Management | For | Voted - For | |
14 | Special Statement on 2020 Performance Appraisal and Remuneration for Directors | Management | For | Voted - For | |
15 | Special Statement on 2020 Performance Appraisal and Remuneration for Supervisors | Management | For | Voted - For |
15
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) LTD
Security ID: Y1457J115
Meeting Date: 18-Jun-21
Meeting Type: Extraordinary General Meeting
1 | The Spin-off Listing of A Controlled Subsidiary on the Chinext Board is in Compliance with Relevant Laws and Regulations | Management | For | Voted - For | |
2 | Plan for the Spin-off Listing of A Controlled Subsidiary on the Chinext Board | Management | For | Voted - For | |
3 | Preplan for the Spin-off Listing of A Controlled Subsidiary on the Chinext Board | Management | For | Voted - For | |
4 | The Controlled Subsidiary's Spin-off Listing is in Compliance with the Several Issues Concerning the Regulation of Domestic Spin-off Listing of Subordinate Companies of Listed Companies | Management | For | Voted - For | |
5 | The Spin-off Listing of the Controlled Subsidiary on the Chinext Board is for the Legitimate Rights and Interest of Shareholders | Management | For | Voted - For | |
6 | Statement on Sustainable Profitability and Prospects of the Company | Management | For | Voted - For | |
7 | The Subsidiary is Capable of Conducting Law-based Operation | Management | For | Voted - For | |
8 | Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing of the Controlled Subsidiary on the Chinext Board and the Validity of the Legal Documents Submitted | Management | For | Voted - For | |
9 | Purpose, Commercial Reasonability, Necessity and Feasibility Analysis of the Spin-off Listing | Management | For | Voted - For | |
10 | Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing of the Subsidiary | Management | For | Voted - For |
CHINA JUSHI CO LTD
Security ID: Y5642X103
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.24000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):1.430000 | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan (bonus Issue from Capital Reserve) | Management | For | Voted - For | |
7 | 2020 Audit Fees and Reappointment of 2021 Financial and Internal Control Audit Firm | Management | For | Voted - For |
16
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.1 | 2021 Estimated Continuing Connected Transactions: Connected Transactions with A Company | Management | For | Voted - For | |
8.2 | 2021 Estimated Continuing Connected Transactions: Connected Transactions with A 2nd Company | Management | For | Voted - For | |
8.3 | 2021 Estimated Continuing Connected Transactions: Connected Transactions with A 3rd Company | Management | For | Voted - For | |
8.4 | 2021 Estimated Continuing Connected Transactions: Connected Transactions with the Directly and Indirectly Controlled Subsidiaries of A 4th Company | Management | For | Voted - For | |
8.5 | 2021 Estimated Continuing Connected Transactions: Connected Transactions with the Directly and Indirectly Controlled Subsidiaries of A 5th Company | Management | For | Voted - For | |
9 | Authorization of 2021 Total Credit Line and Financing Quota to the Company and Its Subsidiaries | Management | For | Voted - For | |
10 | Authorization to the Company and Its Wholly Owned Subsidiaries to Provide 2021 Total Guarantee Quota for Subsidiaries | Management | For | Voted - For | |
11 | 2021 Issuance of Non-financial-institution Debt Financing Instruments and Corporate Bonds by the Company and A Wholly Owned Subsidiary | Management | For | Voted - For | |
12 | Quota for 2021 Forward Foreign Exchange Settlement and Sale Business, Currency Swap Business and Precious Metals Futures Transactions of the Company and Its Subsidiaries | Management | For | Voted - For | |
13 | A Company's Project | Management | For | Voted - For | |
14 | A 2nd Company's Project | Management | For | Voted - For | |
15 | A 2nd Company's 2nd Project | Management | For | Voted - For | |
16 | A 2nd Company's 3rd Project | Management | For | Voted - For | |
17 | Amendments to the System for Independent Directors | Management | For | Voted - For |
CHINA MERCHANTS BANK CO LTD
Security ID: Y14896107
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report (including Audited Financial Report) | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.53000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | Report on 2020 Connected Transactions | Management | For | Voted - For | |
8 | Election of Li Chaoxian As an Independent Non-executive Director | Management | For | Voted - For | |
9 | Election of Shi Yongdong As an Independent Non-executive Director | Management | For | Voted - For |
17
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Election of Guo Xikun As A Shareholder Supervisor | Management | For | Voted - For | |
11 | Medium-term Capital Management Plan from 2021 to 2023 | Management | For | Voted - For | |
12 | Redemption of Capital Bonds | Management | For | Voted - For | |
13 | Authorization for the Issuance of Capital Bonds | Management | For | Voted - For | |
14 | General Authorization for Share Offering and (or) Equity Acquisition | Management | For | Voted - For |
CHINA NATIONAL CHEMICAL ENGINEERING CO LTD
Security ID: Y1504G106
Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
2 | Connected Transactions Involved in the Transfer of Equities in Subsidiaries and Accumulated Connected Transactions | Management | For | Non-Voting |
CHINA PETROLEUM & CHEMICAL CORPORATION
Security ID: Y15010112
Meeting Date: 25-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Financial Report | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
5 | Authorization to the Board to Determine 2020 Profit Distribution Plan | Management | For | Voted - For | |
6 | Appointment of 2021 External Audit Firm and Authorization to the Board to Determine the Audit Fees: KPMG Huazhen Certified Public Accountants Special General Partnership and KPMG | Management | For | Voted - For | |
7 | Authorization to the Board to Decide on the Issuance of Debt Financing Instruments | Management | For | Voted - For | |
8 | General Authorization to the Board Regarding the Additional Offering of Domestic Shares and Overseas Listed Foreign Shares | Management | For | Voted - For | |
9 | Service Contract with Directors and Supervisors (remuneration Clauses Included) | Management | For | Voted - For | |
10.1 | Election of Director (excluding Independent Non-executive Director): Zhang Yuzhuo | Management | For | Voted - For | |
10.2 | Election of Director (excluding Independent Non-executive Director): Ma Yongsheng | Management | For | Voted - For | |
10.3 | Election of Director (excluding Independent Non-executive Director): Zhao Dong | Management | For | Voted - For |
18
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10.4 | Election of Director (excluding Independent Non-executive Director): Yu Baocai | Management | For | Voted - For | |
10.5 | Election of Director (excluding Independent Non-executive Director): Liu Hongbin | Management | For | Voted - For | |
10.6 | Election of Director (excluding Independent Non-executive Director): Ling Yiqun | Management | For | Voted - For | |
10.7 | Election of Director (excluding Independent Non-executive Director): Li Yonglin | Management | For | Voted - For | |
11.1 | Election of Independent Non-executive Director: Cai Hongbin | Management | For | Voted - For | |
11.2 | Election of Independent Non-executive Director: Wu Jianing | Management | For | Voted - For | |
11.3 | Election of Independent Non-executive Director: Shi Dan | Management | For | Voted - For | |
11.4 | Election of Independent Non-executive Director: Bi Mingjian | Management | For | Voted - For | |
12.1 | By-election of Supervisor (excluding Employee Supervisor): Zhang Shaofeng | Management | For | Voted - For | |
12.2 | By-election of Supervisor (excluding Employee Supervisor): Jiang Zhenying | Management | For | Voted - For | |
12.3 | By-election of Supervisor (excluding Employee Supervisor): Zhang Zhiguo | Management | For | Voted - For | |
12.4 | By-election of Supervisor (excluding Employee Supervisor): Yin Zhaolin | Management | For | Voted - For | |
12.5 | By-election of Supervisor (excluding Employee Supervisor): Guo Hongjin | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id 553619 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded and You Will Need to Reinstruct on This Meeting Notice. Thank-you. | Non-Voting | Non-Voting |
CHINA RAILWAY GROUP LTD
Security ID: Y1509D108
Meeting Date: 12-Mar-21
Meeting Type: Extraordinary General Meeting
1.1 | Election of Chen Yun, Executive Director | Management | For | Voted - For | |
1.2 | Election of Chen Wenjian, Executive Director | Management | For | Voted - For | |
1.3 | Election of Wang Shiqi, Executive Director | Management | For | Voted - For | |
1.4 | Election of Wen Limin, Non-executive Director | Management | For | Voted - For | |
2.1 | Election of Independent Non-executive Director: Zhang Cheng | Management | For | Voted - For | |
2.2 | Election of Independent Non-executive Director: Zhong Ruiming | Management | For | Voted - For | |
2.3 | Election of Independent Non-executive Director: Xiu Long | Management | For | Voted - For | |
3 | Election of Shareholder Supervisors | Management | For | Voted - For |
Meeting Date: 23-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For |
19
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
4 | 2020 A-share Annual Report and Its Summary, H-share Annual Report and 2020 Annual Results Announcement | Management | For | Voted - For | |
5 | 2020 Annual Accounts | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
8 | Appointment of 2021 Internal Control Audit Firm | Management | For | Voted - For | |
9 | 2020 Remuneration (payment and Work Subsidies) for Directors and Supervisors | Management | For | Voted - For | |
10 | 2021 Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
11 | Guarantee Quota for the Second Half of 2021 and the First Half of 2022 | Management | For | Voted - For |
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO
Security ID: Y7503B105
Meeting Date: 08-Mar-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Continuing Connected Transactions | Management | For | Non-Voting |
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100
Meeting Date: 22-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Reappoint the Auditor of the Company for 2020 | Management | For | Non-Voting |
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | 2021 Guarantee Plan | Management | For | Voted - For | |
8 | By-election of Non-independent Directors | Management | For | Voted - For |
20
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 31-May-21
Meeting Type: Extraordinary General Meeting
1 | H-share Offering and Listing on the Main Board of the Stock Exchange of Hong Kong | Management | For | Voted - For | |
2.1 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Stock Type and Par Value | Management | For | Voted - For | |
2.2 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Date | Management | For | Voted - For | |
2.3 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Method | Management | For | Voted - For | |
2.4 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Scale | Management | For | Voted - For | |
2.5 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Pricing Method | Management | For | Voted - For | |
2.6 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Targets | Management | For | Voted - For | |
2.7 | Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Principles | Management | For | Voted - For | |
3 | Plan for the Use of Raised Funds from the H-share Offering | Management | For | Voted - For | |
4 | Plan for Accumulated Retained Profits Before the H-share Offering | Management | For | Voted - For | |
5 | The Valid Period of the Resolution on the H- Share Offering and Listing | Management | For | Voted - For | |
6 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of H-shares and Listing on the Main Board of the Hong Kong Stock Exchange | Management | For | Voted - For | |
7 | By-election of Independent Directors | Management | For | Voted - For | |
8 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
9 | Amendments to the Articles of Association | Management | For | Voted - Abstain | |
10 | Amendments to the Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
11 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
12 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
13 | Amendments to the Company's Rules of Procedure Governing the Audit Committee of the Board | Management | For | Voted - For | |
14 | Amendments to the Company's Rules of Procedure Governing the Nomination Committee of the Board | Management | For | Voted - For | |
15 | Amendments to the Company's Rules of Procedure Governing the Remuneration and Appraisal Committee of the Board | Management | For | Voted - For | |
16 | Amendments to the Company's Rules of Procedure Governing the Strategy Committee of the Board | Management | For | Voted - For |
21
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CHONGQING BREWERY CO LTD
Security ID: Y15846101
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Annual Accounts | Management | For | Voted - For | |
3 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
4 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
5 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
6 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
7 | Adjustment of 2021 Continuing Connected Transactions Quota | Management | For | Voted - For | |
8 | Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm | Management | For | Voted - For | |
9 | Change of A Company's Name | Management | For | Voted - For | |
10 | Agree to Kuang Qi to Serve As the Supervisor of the Above Company | Management | For | Voted - For | |
11.1 | By-election of Supervisor: Kuang Qi | Management | For | Voted - For |
COSCO SHIPPING HOLDINGS CO LTD
Security ID: Y1839M117
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
1 | 2020 Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Financial Reports and Audit Reports Respectively Prepared in Accordance with the Accounting Standards in Mainland China and Hong Kong | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000 | Management | For | Voted - For | |
5 | 2021external Guarantee Quota of the Company and Its Subordinated Companies | Management | For | Voted - For | |
6 | Appoint of 2021 Domestic and Overseas Accountants | Management | For | Voted - For | |
7 | General Authorization to the Board Regarding A-share and H-share Additional Offering | Management | For | Voted - For |
22
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CTS INTERNATIONAL LOGISTICS CORPORATION LIMITED
Security ID: Y18234107
Meeting Date: 15-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2021 Operation and Financial Budget | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.47000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | The Financial Service Framework Agreement to be Signed with A Company | Management | For | Voted - For | |
7 | 2021 Continuing Connected Transactions | Management | For | Voted - For | |
8 | Nomination of Lin Shu As an Independent Director | Management | For | Voted - For | |
9 | Nomination of Han Gang As an Independent Director | Management | For | Voted - For | |
10 | Change of the Company's Domicile and Business Scope, and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
11 | Adjustment of the Remuneration of Independent Directors | Management | For | Voted - For | |
12 | Change of Audit Firm | Management | For | Voted - For |
DAAN GENE CO., LTD.
Security ID: Y1856D115
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny5.50000000 2) Bonus Issue from Profit Share/10 Shares): 6.000000 3) Bon Us Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
8 | 2021 Financial Budget | Management | For | Voted - For | |
9 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
10 | Change of the Company's Name | Management | For | Voted - For | |
11 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
12 | Adjustment of Remuneration for Independent Directors | Management | For | Voted - For |
23
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13 | 2021 Purchase of Principal-guaranteed Wealth Management Products and Conducting Structured Deposits with Idle Proprietary Funds | Management | For | Voted - For | |
02 Apr 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 9. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Security ID: Y19984106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Accounts | Management | For | Non-Voting | |
4 | 2021 Financial Budget Report | Management | For | Non-Voting | |
5 | 2020 Work Report of Independent Directors | Management | For | Non-Voting | |
6 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
7 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000 | Management | For | Non-Voting | |
8 | Reappointment of 2021 Financial and Internal Control Audit Firm | Management | For | Non-Voting | |
9 | 2020 Remuneration for Directors, Supervisors and Senior Management | Management | For | Non-Voting | |
10 | Implementing Results of 2020 Connected Transactions and Estimation of 2021 Continuing Connected Transactions | Management | For | Non-Voting |
DIAN DIAGNOSTICS GROUP CO., LTD.
Security ID: Y988BG101
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Capital Increase in A Controlled Subsidiary and Introduction of Strategic Investors | Management | For | Voted - For |
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For |
24
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | 2021 Appointment of Financial Audit Firm | Management | For | Voted - For | |
7 | 2021 Remuneration for Directors and Senior Management | Management | For | Voted - For | |
8 | Application for Credit Line to Financial Institutions and Guarantee | Management | For | Voted - For | |
9 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
10 | 2021 Annual Remuneration for Supervisors | Management | For | Voted - For |
ECOVACS ROBOTICS CO., LTD.
Security ID: Y2234K102
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 565242 Due to Receipt Of-change in Sequence of Resolutions. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | Remuneration for Directors | Management | For | Voted - For | |
8 | Remuneration for Supervisors | Management | For | Voted - For | |
9 | The Company's Eligibility for Public Issuance of Convertible Bonds | Management | For | Voted - For | |
10.1 | Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued | Management | For | Voted - For | |
10.2 | Plan for Public Issuance of Convertible Corporate Bonds: Issuing Scale | Management | For | Voted - For | |
10.3 | Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price | Management | For | Voted - For | |
10.4 | Plan for Public Issuance of Convertible Corporate Bonds: Bond Duration | Management | For | Voted - For | |
10.5 | Plan for Public Issuance of Convertible Corporate Bonds: Bond Interest Rate | Management | For | Voted - For |
25
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10.6 | Plan for Public Issuance of Convertible Corporate Bonds: Interest Payment Period and Method | Management | For | Voted - For | |
10.7 | Plan for Public Issuance of Convertible Corporate Bonds: Conversion Period | Management | For | Voted - For | |
10.8 | Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment of the Conversion Price | Management | For | Voted - For | |
10.9 | Plan for Public Issuance of Convertible Corporate Bonds: Downward Adjustment of Conversion Price | Management | For | Voted - For | |
10.10 | Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares | Management | For | Voted - For | |
10.11 | Plan for Public Issuance of Convertible Corporate Bonds: Redemption Clauses | Management | For | Voted - For | |
10.12 | Plan for Public Issuance of Convertible Corporate Bonds: Resale Clauses | Management | For | Voted - For | |
10.13 | Plan for Public Issuance of Convertible Corporate Bonds: . Attribution of Related Dividends for Conversion Years | Management | For | Voted - For | |
10.14 | Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method | Management | For | Voted - For | |
10.15 | Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placement to Existing Shareholders | Management | For | Voted - For | |
10.16 | Plan for Public Issuance of Convertible Corporate Bonds: Matters Regarding Bondholders' Meetings | Management | For | Voted - For | |
10.17 | Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds | Management | For | Voted - For | |
10.18 | Plan for Public Issuance of Convertible Corporate Bonds: Guarantee Matters | Management | For | Voted - For | |
10.19 | Plan for Public Issuance of Convertible Corporate Bonds: Deposit and Management of Raised Funds | Management | For | Voted - For | |
10.20 | Plan for Public Issuance of Convertible Corporate Bonds: the Valid Period of the Issuance Plan | Management | For | Voted - For | |
11 | Preplan for Public Issuance of Convertible Corporate Bonds | Management | For | Voted - For | |
12 | Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate Bonds | Management | For | Voted - For | |
13 | Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
14 | Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Relevant Bodies' Commitments | Management | For | Voted - For | |
15 | Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Management | For | Voted - For | |
16 | Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds | Management | For | Voted - For | |
17 | Shareholder Return Plan for the Next Three Years | Management | For | Voted - For | |
18 | Provision of Guarantee for Sub- Subsidiaries | Management | For | Voted - For | |
19 | Guarantee for Subsidiaries and Mutual Guarantee Among Subsidiaries | Management | For | Voted - For |
26
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
20 | Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries | Management | For | Voted - For | |
21 | Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment | Management | For | Voted - Abstain | |
22 | Launching Financial Derivatives Business by the Company and Its Controlled Subsidiaries | Management | For | Voted - For | |
23.1 | Resignation and By-election of Supervisor: Election of Zhou Yanghua As A Supervisor | Management | For | Voted - For |
EDAN INSTRUMENTS INC
Security ID: Y2247R102
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | Reappointment of 2021 Financial Audit Firm | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | 2021 Remuneration for Directors and Senior Management | Management | For | Voted - For | |
8 | Purchase of Principal-guaranteed Short- Term Wealth Management Products with Idle Proprietary Funds | Management | For | Voted - For | |
9 | Special Statement on Fund Occupation by Controlling Shareholders and Other Related Parties | Management | For | Voted - For | |
10 | 2021 Annual Remuneration for Supervisors | Management | For | Voted - For |
FIBOCOM WIRELESS INC
Security ID: Y2488F106
Meeting Date: 13-Apr-21
Meeting Type: Extraordinary General Meeting
1 | Change of the Company's Registered Capital, Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment | Management | For | Non-Voting | |
2 | 2021 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary | Management | For | Non-Voting | |
3 | Appraisal Management Measures for the Implementation of the 2021 Equity Incentive Plan | Management | For | Non-Voting | |
4 | Authorization to the Board to Handle Matters Regarding the Equity Incentive | Management | For | Non-Voting |
27
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FLAT GLASS GROUP CO LTD
Security ID: Y2575W111
Meeting Date: 25-Mar-21
Meeting Type: Class Meeting
1.1 | Plan for H-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
1.2 | Plan for H-share Offering: Issuing Method and Date | Management | For | Voted - For | |
1.3 | Plan for H-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
1.4 | Plan for H-share Offering: Issue Price and Pricing Method | Management | For | Voted - For | |
1.5 | Plan for H-share Offering: Issuing Volume | Management | For | Voted - For | |
1.6 | Plan for H-share Offering: Distribution Plan for Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
1.7 | Plan for H-share Offering: Listing Place | Management | For | Voted - For | |
1.8 | Plan for H-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
1.9 | Plan for H-share Offering: the Valid Period of the Resolution on the Share Offering | Management | For | Voted - For | |
2 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the H-share Offering | Management | For | Voted - For | |
05 Mar 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 1.1 to 1.9 and 2 Under the Egm and Resolution-numbers 1.1 to 1.9 and 2 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
05 Mar 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You. | Non-Voting | Non-Voting |
Meeting Date: 25-Mar-21
Meeting Type: Extraordinary General Meeting
Please Note That the Vote Direction/intention Must be the Same for The-resolution Numbers 1.1 to 1.9 and 2 Under the Egm and Resolution Numbers 1.1- to 1.9 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected In-the Market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
1.1 | Plan for H-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
1.2 | Plan for H-share Offering: Issuing Method and Date | Management | For | Voted - For | |
1.3 | Plan for H-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
1.4 | Plan for H-share Offering: Issue Price and Pricing Method | Management | For | Voted - For | |
1.5 | Plan for H-share Offering: Issuing Volume | Management | For | Voted - For |
28
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Plan for H-share Offering: Distribution Plan for Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
1.7 | Plan for H-share Offering: Listing Place | Management | For | Voted - For | |
1.8 | Plan for H-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
1.9 | Plan for H-share Offering: the Valid Period of the Resolution on the Share Offering | Management | For | Voted - For | |
2 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the H Share Offering | Management | For | Voted - For |
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Audited Comprehensive Financial Report and Audit Report | Management | For | Non-Voting | |
4 | 2020 Annual Report and Performance Report | Management | For | Non-Voting | |
5 | 2020 Annual Accounts | Management | For | Non-Voting | |
6 | 2021 Financial Budget Report | Management | For | Non-Voting | |
7 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
8 | Reappointment of 2021 Audit Firm | Management | For | Non-Voting | |
9 | 2021 Remuneration Plan for Directors | Management | For | Non-Voting | |
10 | 2021 Remuneration Plan for Supervisors | Management | For | Non-Voting | |
11 | 2020 Environmental, Social and Management and Governance Report | Management | For | Non-Voting | |
12 | Investment in Construction of A Project | Management | For | Non-Voting | |
13 | Implementing Results of 2020 Continuing Connected Transactions, and Estimation of 2021 Continuing Connected Transactions | Management | For | Non-Voting | |
14 | 2021 Application for Comprehensive Credit Line to Financial Institutions by the Company and Its Wholly-owned Subsidiaries and Provision of Relevant Guarantee | Management | For | Non-Voting | |
15.1 | Election and Nomination of Non- Independent Director: Ruan Hongliang | Management | For | Non-Voting | |
15.2 | Election and Nomination of Non- Independent Director: Jiang Jinhua | Management | For | Non-Voting | |
15.3 | Election and Nomination of Non- Independent Director: Wei Yezhong | Management | For | Non-Voting | |
15.4 | Election and Nomination of Non- Independent Director: Shen Qifu | Management | For | Non-Voting | |
16.1 | Election and Nomination of Independent Director: Xu Pan | Management | For | Non-Voting | |
16.2 | Election and Nomination of Independent Director: Hua Fulan | Management | For | Non-Voting | |
16.3 | Election and Nomination of Independent Director: Wu Youjuan | Management | For | Non-Voting |
29
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
17.1 | Election and Nomination of Non-employee Supervisor: Zheng Wenrong | Management | For | Non-Voting | |
17.2 | Election and Nomination of Non-employee Supervisor: Zhu Quanming | Management | For | Non-Voting | |
17.3 | Election and Nomination of Non-employee Supervisor: Shen Fuquan | Management | For | Non-Voting |
FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD
Security ID: Y29327114
Meeting Date: 14-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.15000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2021 Reappointment of Financial Audit Firm | Management | For | Voted - For | |
7 | Quota of Idle Proprietary Funds for Purchasing Wealth Management Products | Management | For | Voted - For | |
8 | Quota of Idle Proprietary Funds for Risk Investment | Management | For | Voted - For | |
9 | Estimated Continuing Connected Transactions | Management | For | Voted - For | |
10 | Formulation of the Shareholder Return Plan from 2021 to 2023 | Management | For | Voted - For |
FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD
Security ID: Y23840104
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2021 Financial Budget Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.30000000 2) Bonus Issue from Profit (share/10 Shares):1.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000 | Management | For | Voted - For | |
7 | 2021 Remuneration for Directors and Supervisors | Management | For | Voted - For | |
8 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
9 | 2021 Entrusted Wealth Management with Idle Proprietary Funds | Management | For | Voted - For | |
10 | 2021 Continuing Connected Transactions Plan | Management | For | Voted - For |
30
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
FOUNDER SECURITIES CO LTD
Security ID: Y261GX101
Meeting Date: 18-May-21
Meeting Type: Extraordinary General Meeting
1 | By-election of Independent Directors | Management | For | Non-Voting | |
2 | Renewal Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Non-Voting |
GLODON COMPANY LIMITED
Security ID: Y2726S100
Meeting Date: 26-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Allowance for Independent Directors | Management | For | Voted - For | |
7 | Allowance for External Supervisors | Management | For | Voted - For | |
8 | Adjustment of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - For | |
9 | Repurchase and Cancellation of Some Restricted Stocks Under 2018 Stock Option and Restricted Stock Incentive Plan | Management | For | Voted - For | |
10 | Repurchase and Cancellation of Some Restricted Stocks Under 2020 Stock Option and Restricted Stock Incentive Plan | Management | For | Voted - For | |
11 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
12 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
13 | Amendments to the Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
14 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
15 | Amendments to the Work System for Independent Directors | Management | For | Voted - For | |
16 | Amendments to the External Guarantee Management Measures | Management | For | Voted - For | |
17 | Amendments to the Connected Transactions Management Measures | Management | For | Voted - For | |
18 | Amendments to the External Investment Management Measures | Management | For | Voted - For |
31
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
19 | Amendments to the Risk Investment Management System | Management | For | Voted - For | |
20 | Amendments to the Raised Funds Management Measures | Management | For | Voted - For | |
21 | Amendments to the Information Management and Disclosure System | Management | For | Voted - For |
GREENLAND HOLDINGS GROUP CORPORATION LTD
Security ID: Y2883S109
Meeting Date: 26-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):0.500000 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | 2021 Total Investment Amount for Land Reserve of Real Estate Project | Management | For | Voted - For | |
8 | 2021 Guarantee Quota | Management | For | Voted - For | |
9 | Change of Directors | Management | For | Voted - For | |
10 | Change of Supervisors | Management | For | Voted - For |
GUANGDONG HYBRIBIO BIOTECH CO LTD
Security ID: Y292A7109
Meeting Date: 26-May-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Stock Option Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
2 | Appraisal Management Measures for the 2021 Stock Option Incentive Plan | Management | For | Voted - For | |
3 | Authorization to the Board to Handle Matters Regarding 2021 Stock Option Incentive Plan | Management | For | Voted - For |
Meeting Date: 23-Jun-21
Meeting Type: Extraordinary General Meeting
1 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO
Security ID: Y2932M103
Meeting Date: 22-Jan-21
Meeting Type: Extraordinary General Meeting
1.1 | Election of Non-independent Director: Guo Jiangang | Management | For | Voted - For |
32
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Election of Non-independent Director: Guo Jianqiang | Management | For | Voted - For | |
1.3 | Election of Non-independent Director: Zeng Zhanhui | Management | For | Voted - For | |
1.4 | Election of Non-independent Director: Yang Fangxin | Management | For | Voted - For | |
1.5 | Election of Non-independent Director: Wang Wei | Management | For | Voted - For | |
1.6 | Election of Non-independent Director: Zhu Xiaomei | Management | For | Voted - For | |
2.1 | Election of Independent Director: Song Tiebo | Management | For | Voted - For | |
2.2 | Election of Independent Director: Cao Xiaodong | Management | For | Voted - For | |
2.3 | Election of Independent Director: Tan Youchao | Management | For | Voted - For | |
3.1 | Election of Non-employee Supervisor: Li Yaping | Management | For | Voted - For | |
3.2 | Election of Non-employee Supervisor: Wan Aimin | Management | For | Voted - For | |
4 | Allowance for Independent Directors | Management | For | Voted - For |
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Security ID: Y2935F105
Meeting Date: 10-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.29000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit and Internal Control Audit Firm | Management | For | Voted - For | |
7 | Confirmation of 2020 Remuneration for Directors and Senior Management, and 2021 Remuneration Plan | Management | For | Voted - For | |
8 | Confirmation of 2020 Remuneration for Supervisors, and 2021 Remuneration Plan | Management | For | Voted - For | |
9 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - For | |
10.1 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Objective and Principles of the Incentive Plan | Management | For | Voted - For | |
10.2 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Management Organization of the Plan | Management | For | Voted - For | |
10.3 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Basis of Determining Plan Participants and the Scope Thereof | Management | For | Voted - For | |
10.4 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Source, Number and Distribution of the Stocks Under the Stock Option Incentive Plan | Management | For | Voted - For | |
10.5 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Time Schedule of the Incentive Plan | Management | For | Voted - For | |
10.6 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Exercise Price of the Stock Options and Its Determining Method | Management | For | Voted - For |
33
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10.7 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Conditions for Granting and Exercising the Stock Options | Management | For | Voted - For | |
10.8 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Method and Procedure for Adjusting the Stock Option Incentive Plan | Management | For | Voted - For | |
10.9 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Accounting Treatment for the Stock Options | Management | For | Voted - For | |
10.10 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Procedure for Implementing the Incentive Plan | Management | For | Voted - For | |
10.11 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Rights and Obligations of the Company and the Plan Participants | Management | For | Voted - For | |
10.12 | 2021 Stock Option Incentive Plan (draft) and Its Summary: Treatment in Case of Unusual Changes to the Company Or Plan Participants | Management | For | Voted - For | |
11 | Formulation of the Appraisal Management Measures for the 2021 Stock Option Incentive Plan | Management | For | Voted - For | |
12 | Authorization to the Board to Handle Matters Regarding the Stock Option Incentive Plan | Management | For | Voted - For |
GUANGZHOU RESTAURANT GROUP CO., LTD.
Security ID: Y2936P102
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000 | Management | For | Voted - For | |
6 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
7 | Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm | Management | For | Voted - For |
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY COMPANY LT
Security ID: Y29355107
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 565252 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting |
34
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny10.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | Application for Comprehensive Credit Line to Banks | Management | For | Voted - For | |
8 | Repurchase and Cancellation of Some Restricted Stocks Under 2018 Restricted Stock Incentive Plan | Management | For | Voted - For | |
9 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
10 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
11.1 | Plan for 2021 Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
11.2 | Plan for 2021 Non-public A-share Offering: Issuing Method and Date | Management | For | Voted - For | |
11.3 | Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
11.4 | Plan for 2021 Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price | Management | For | Voted - For | |
11.5 | Plan for 2021 Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
11.6 | Plan for 2021 Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
11.7 | Plan for 2021 Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
11.8 | Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
11.9 | Plan for 2021 Non-public A-share Offering: Distribution for Accumulated Retained Profits | Management | For | Voted - For | |
11.10 | Plan for 2021 Non-public A-share Offering: Valid Period of the Resolution | Management | For | Voted - For | |
12 | Preplan for 2021 Non-public A-share Offering | Management | For | Voted - For | |
13 | Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public Share Offering | Management | For | Voted - For | |
14 | Report on Use of Previously Raised Funds | Management | For | Voted - For | |
15 | Diluted Immediate Return After the 2021 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For |
35
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
16 | Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | Management | For | Voted - For | |
17 | No Regulatory Measures Or Penalties Were Imposed on the Company by Securities Regulators Or Stock Exchanges Over the Last Five Years | Management | For | Voted - Abstain | |
18 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For |
Meeting Date: 04-Jun-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Stock Option Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
2 | Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan | Management | For | Voted - For | |
3 | Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan | Management | For | Voted - For | |
4 | Formulation of the Management Measures for Supporting Innovation and Entrepreneurship | Management | For | Voted - For |
GUOSEN SECURITIES CO LTD
Security ID: Y295A2103
Meeting Date: 26-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Accounts | Management | For | Non-Voting | |
2 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
3 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
4 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
5 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
6.1 | 2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A Company and Its Controlled Enterprises and A Supervisory Management Committee | Management | For | Non-Voting | |
6.2 | 2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A Company | Management | For | Non-Voting | |
6.3 | 2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A 2nd Company | Management | For | Non-Voting | |
6.4 | 2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A 3rd Company | Management | For | Non-Voting | |
6.5 | 2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with Other Related Parties | Management | For | Non-Voting | |
7 | 2021 Appointment of Audit Firm and Its Audit Fees | Management | For | Non-Voting | |
8 | Determination of 2021 Proprietary Investment Amount | Management | For | Non-Voting |
36
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | A Company's Guarantee for Regular Business of Wholly-owned Subsidiaries in 2021 | Management | For | Non-Voting | |
10 | Election of Directors | Management | For | Non-Voting |
GUOTAI JUNAN SECURITIES CO LTD
Security ID: Y2R614107
Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
4 | Reappointment of Audit Firm | Management | For | Voted - For | |
5 | 2020 Annual Report | Management | For | Voted - For | |
6.1 | 2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A Company and Its Related Companies | Management | For | Voted - For | |
6.2 | 2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A 2nd Company and Its Related Companies | Management | For | Voted - For | |
6.3 | 2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with Companies Which the Directors, Supervisors and Senior Management of the Company Have Involvement In | Management | For | Voted - For | |
6.4 | 2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with Related Natural Persons | Management | For | Voted - For | |
7.1 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Party | Management | For | Voted - For | |
7.2 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Scale | Management | For | Voted - For | |
7.3 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Method | Management | For | Voted - For | |
7.4 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Type of Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For | |
7.5 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Duration of Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For | |
7.6 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Interest Rate of the Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For |
37
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7.7 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Guarantee and Other Arrangement | Management | For | Voted - For | |
7.8 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Purpose of the Raised Funds | Management | For | Voted - For | |
7.9 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issue Price | Management | For | Voted - For | |
7.10 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Targets and Arrangements for Placement to Shareholders | Management | For | Voted - For | |
7.11 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Listing of the Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For | |
7.12 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Repayment Guarantee Measures for Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For | |
7.13 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Authorization Matters for the Issuance of Domestic and Overseas Debt Financing Instruments | Management | For | Voted - For | |
7.14 | General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Valid Period of the Resolution | Management | For | Voted - For | |
8.1 | General Authorization for the Issuance of Asset-backed Securities: Original Equity Holders | Management | For | Voted - For | |
8.2 | General Authorization for the Issuance of Asset-backed Securities: Issuing Party | Management | For | Voted - For | |
8.3 | General Authorization for the Issuance of Asset-backed Securities: Issuing Scale | Management | For | Voted - For | |
8.4 | General Authorization for the Issuance of Asset-backed Securities: Purpose of the Funds | Management | For | Voted - For | |
8.5 | General Authorization for the Issuance of Asset-backed Securities: Underlying Assets for the Special Purpose Vehicle | Management | For | Voted - For | |
8.6 | General Authorization for the Issuance of Asset-backed Securities: Duration of the Special Purpose Vehicle | Management | For | Voted - For | |
8.7 | General Authorization for the Issuance of Asset-backed Securities: Expected Rate of Return | Management | For | Voted - For | |
8.8 | General Authorization for the Issuance of Asset-backed Securities: Listing Place | Management | For | Voted - For | |
8.9 | General Authorization for the Issuance of Asset-backed Securities: Guarantee Matters | Management | For | Voted - For | |
8.10 | General Authorization for the Issuance of Asset-backed Securities: Repayment Guarantee Measures | Management | For | Voted - For | |
8.11 | General Authorization for the Issuance of Asset-backed Securities: Authorization Matters | Management | For | Voted - For | |
8.12 | General Authorization for the Issuance of Asset-backed Securities: Valid Period of the Resolution | Management | For | Voted - For |
38
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Connected Transactions Involved in the Issuance of Domestic and Overseas Debt Financing Instruments and Asset-backed Securities | Management | For | Voted - For | |
10 | General Authorization to the Board Regarding Additional A-share and H-share Offering | Management | For | Voted - For | |
11 | Determination of the Remuneration for Directors and Supervisors | Management | For | Voted - For | |
12.1 | Election of Non-independent Director: He Qing | Management | For | Voted - For | |
12.2 | Election of Non-independent Director: Wang Song | Management | For | Voted - For | |
12.3 | Election of Non-independent Director: Yu Jian | Management | For | Voted - For | |
12.4 | Election of Non-independent Director: Liu Xinyi | Management | For | Voted - For | |
12.5 | Election of Non-independent Director: Guan Yu | Management | For | Voted - For | |
12.6 | Election of Non-independent Director: Zhong Maojun | Management | For | Voted - For | |
12.7 | Election of Non-independent Director: Chen Hua | Management | For | Voted - For | |
12.8 | Election of Non-independent Director: Wang Wenjie | Management | For | Voted - For | |
12.9 | Election of Non-independent Director: Zhang Zhan | Management | For | Voted - For | |
12.10 | Election of Non-independent Director: Fan Renyi | Management | For | Voted - For | |
12.11 | Election of Non-independent Director: an Hongjun | Management | For | Voted - For | |
13.1 | Election of Independent Director: Xia Dawei | Management | For | Voted - For | |
13.2 | Election of Independent Director: Ding Wei | Management | For | Voted - For | |
13.3 | Election of Independent Director: Li Renjie | Management | For | Voted - For | |
13.4 | Election of Independent Director: Bai Wei | Management | For | Voted - For | |
13.5 | Election of Independent Director: Zhu Ning | Management | For | Voted - For | |
13.6 | Election of Independent Director: Li Gangwei | Management | For | Voted - For | |
14.1 | Election of Non-employee Supervisor: Li Zhongning | Management | For | Voted - For | |
14.2 | Election of Non-employee Supervisor: Zhou Zhaohui | Management | For | Voted - For | |
14.3 | Election of Non-employee Supervisor: Shen Yun | Management | For | Voted - For | |
14.4 | Election of Non-employee Supervisor: Zuo Zhipeng | Management | For | Voted - For |
HAIER SMART HOME CO., LTD.
Security ID: Y716ED100
Meeting Date: 05-Mar-21
Meeting Type: Class Meeting
1 | General Authorization for Repurchase of H-share After the Listing | Management | For | Voted - For | |
10 Feb 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting | |||
10 Feb 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 3 Under the Egm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You | Non-Voting | Non-Voting |
39
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 05-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Amendments to the Company's Articles of Association | Management | For | Voted - For | |
2 | Appointment of 2020 Audit Firm | Management | For | Voted - For | |
3 | General Authorization for Repurchase of H-share After the Listing | Management | For | Voted - For | |
4.1 | By-election of Director: Xie Juzhi | Management | For | Voted - For | |
4.2 | By-election of Director: Yu Handu | Management | For | Voted - For | |
4.3 | By-election of Director: Li Jinfen | Management | For | Voted - For | |
5.1 | By-election of Independent Nonexecutive Director: Li Shipeng | Management | For | Voted - For | |
10 Feb 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting | |||
10 Feb 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 3 Under the Egm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You | Non-Voting | Non-Voting |
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 570540 Due to Updated-agenda. All Votes Received on the Previous Meeting Will be Disregarded And-you Will Need to Reinstruct on This Meeting Notice. Thank You. | Non-Voting | Non-Voting | |||
1 | 2020 Annual Accounts | Management | For | Voted - For | |
2 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
3 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
4 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
5 | 2020 Internal Control Audit Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.66000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
7 | 2021 Estimated Guarantee for Subsidiaries | Management | For | Voted - For | |
8 | Launching Foreign Capital Derivatives Business | Management | For | Voted - For | |
9 | Adjustment of Allowance for Directors | Management | For | Voted - For | |
10 | Settlement of Some Projects Financed with Raised Funds from Convertible Corporate Bonds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | Voted - For | |
11 | General Authorization to the Board Regarding H-share Additional Offering | Management | For | Voted - For | |
12 | General Authorization to the Board Regarding D-share Additional Offering | Management | For | Voted - For |
40
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13 | General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H- Shares | Management | For | Voted - For | |
14 | General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D- Shares | Management | For | Voted - For | |
15 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
16 | Amendments to the Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
17 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
18 | Amendments to the External Guarantee Management System | Management | For | Voted - For | |
19 | Reappointment of China Accounting Standards Audit Firm | Management | For | Voted - For | |
20 | Reappointment of International Accounting Standards Audit Firm | Management | For | Voted - For | |
21 | Renewal of A Financial Service Framework Agreement with A Company and Estimated Connected Transaction Quota | Management | For | Voted - For | |
22 | A-share Key Employee Stock Ownership Plan from 2021 to 2025 (draft) and Its Summary | Management | For | Voted - For | |
23 | H-share Key Employee Stock Ownership Plan from 2021 to 2025 (draft) and Its Summary | Management | For | Voted - For | |
24 | Authorization to the Board to Handle Matters Regarding the Key Employee Stock Ownership Plan | Management | For | Voted - For | |
25 | H-share Restricted Share Units Plan for 2021 to 2025 (draft) | Management | For | Voted - For | |
26 | Authorization to the Board Or Its Authorized Persons to Handle Matters Regarding the Restricted Share Units Plan | Management | For | Voted - For | |
27.1 | Election of Independent Director: Wu Qi | Management | For | Voted - For | |
28.1 | Change of Supervisor: Liu Dalin | Management | For | Voted - For | |
28.2 | Change of Supervisor: Ma Yingjie | Management | For | Voted - For | |
27 May 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 13 and 14 Under the Cls/agm and Resolution Numbers-1 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected in The-market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
27 May 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes to Mid 589637, Please Do Not Vote-again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
Meeting Date: 25-Jun-21
Meeting Type: Class Meeting
1 | General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H- Shares | Management | For | Voted - For |
41
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D- Shares | Management | For | Voted - For | |
19 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 13 and 14 Under the Cls/agm and Resolution Numbers-1 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected in The-market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
19 Apr 2021: Please Note That This is A Revision Due to Addition of Comment-and Change in Meeting Type from Egm to Cls. If You Have Already Sent in Your-votes, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You | Non-Voting | Non-Voting |
HENGDIAN GROUP DMEGC MAGNETICS CO LTD
Security ID: Y3158L100
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2021 Financial Budget Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.18000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
8 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
9 | Cancellation and Adjustment of the Purpose of the Surplus Shares in Dedicated Accounts for Repurchase | Management | For | Voted - For | |
10 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
11 | Adjustment of Remuneration for Some Directors | Management | For | Voted - For | |
12 | Adjustment of Remuneration for Some Supervisors | Management | For | Voted - For | |
13 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
14 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
15 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
16 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
17 | Amendments to the Connected Transactions Decision-making System | Management | For | Voted - For | |
18 | Amendments to the Work System for Independent Directors | Management | For | Voted - For |
42
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HITHINK ROYALFLUSH INFORMATION NETWORK CO LTD
Security ID: Y3181P102
Meeting Date: 22-Mar-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | Amendments to the Company's Articles of Association | Management | For | Voted - For | |
8 | Amendments to the Information Disclosure System | Management | For | Voted - For | |
9 | Amendments to the Connected Transactions Decision-making System | Management | For | Voted - For | |
10 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
11 | Amendments to the Work System for Independent Directors | Management | For | Voted - For | |
12 | Amendments to the Management System for Shares Held by Directors, Supervisors and Senior Management and the Changes Thereof | Management | For | Voted - For | |
13 | Amendments to the Management System for Entrusted Wealth Management | Management | For | Voted - For | |
14 | Cancellation of the Cash Management with Idle Raised Funds and Adjustment of the Quota and Period of Wealth Management Products Purchased with Idle Proprietary Funds | Management | For | Voted - For | |
15 | Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | Voted - For |
HUAFON CHEMICAL CO., LTD.
Security ID: Y988A4109
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | Reappointment of Audit Firm | Management | For | Voted - For | |
6 | Retroactive Confirmation of 2020 Continuing Connected Transactions with Any Single Related Party Under the Same Control and 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For |
43
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Determination of 2020 Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
8 | Application Fore Credit Line to Financial Institutions and Guarantee | Management | For | Voted - For | |
9 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
10 | Special Report on the Bill Pool Business | Management | For | Voted - For | |
11 | Amendments to the Articles of Association | Management | For | Voted - Abstain | |
12 | Amendments to the Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
13 | Amendments to the Rules of Procedure Governing the Board of Directors of the Company | Management | For | Voted - For | |
14 | Amendments to the Work System for Independent Directors | Management | For | Voted - For | |
15 | Amendments to the External Guarantee System | Management | For | Voted - For | |
16 | Amendments to the Connected Transactions Decision-making System | Management | For | Voted - For | |
17 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
18 | Investment in Construction of A Project | Management | For | Voted - For | |
19 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
20.1 | Plan for 2021 Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
20.2 | Plan for 2021 Non-public A-share Offering: Issuing Method | Management | For | Voted - For | |
20.3 | Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
20.4 | Plan for 2021 Non-public A-share Offering: Issue Price and Pricing Principles | Management | For | Voted - For | |
20.5 | Plan for 2021 Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
20.6 | Plan for 2021 Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
20.7 | Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
20.8 | Plan for 2021 Non-public A-share Offering: Distribution of Accumulated Retained Profits | Management | For | Voted - For | |
20.9 | Plan for 2021 Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
20.10 | Plan for 2021 Non-public A-share Offering: Valid Period of the Resolution | Management | For | Voted - For | |
21 | Preplan for 2021 Non-public A-share Offering | Management | For | Voted - For | |
22 | Feasibility Analysis Report on the Use of Funds to be Raised from 2021 Non-public Share Offering | Management | For | Voted - For | |
23 | Special Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
24 | Diluted Immediate Return After the Non- Public Share Offering, Filling Measures and Relevant Commitments | Management | For | Voted - For |
44
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
25 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
26 | Authorization to the Board to Handle Matters Regarding the Non-public Share Offering | Management | For | Voted - For | |
27.1 | Election of Non-independent Director: You Feiyu | Management | For | Voted - For | |
27.2 | Election of Non-independent Director: Yang Congdeng | Management | For | Voted - For | |
27.3 | Election of Non-independent Director: You Feihuang | Management | For | Voted - For | |
27.4 | Election of Non-independent Director: Ye Qiwei | Management | For | Voted - For | |
27.5 | Election of Non-independent Director: Zhu Xuanxiang | Management | For | Voted - For | |
27.6 | Election of Non-independent Director: Li Yilun | Management | For | Voted - For | |
28.1 | Election of Independent Director: Gao Weidong | Management | For | Voted - For | |
28.2 | Election of Independent Director: Zhao Min | Management | For | Voted - For | |
28.3 | Election of Independent Director: Song Haitao | Management | For | Voted - For | |
29.1 | Election of Non-employee Supervisor: Wang Li | Management | For | Voted - For | |
29.2 | Election of Non-employee Supervisor: Lin Kai | Management | For | Voted - For | |
29.3 | Election of Non-employee Supervisor: Chu Yuxi | Management | For | Voted - For |
HUNAN VALIN STEEL CO LTD
Security ID: Y3767Q102
Meeting Date: 21-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Accounts | Management | For | Non-Voting | |
4 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.10000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
6 | 2021 Estimated Total Amount of Continuing Connected Transactions with A Company | Management | For | Non-Voting | |
7 | 2021 Fixed Assets Investment Plan | Management | For | Non-Voting |
INDUSTRIAL BANK CO LTD
Security ID: Y3990D100
Meeting Date: 11-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts and 2021 Financial Budget Plan | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.02000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For |
45
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Issuance of Write-down Tier II Capital Bonds | Management | For | Voted - For | |
7 | Issuance of Financial Bonds | Management | For | Voted - For | |
8 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
9 | Medium-term Capital Management Plan from 2021 to 2023 | Management | For | Voted - For | |
10.1 | Connected Transaction Quota to A Company and Its Related Enterprises | Management | For | Voted - For | |
10.2 | Connected Transaction Quota to Another Company and Its Related Enterprises | Management | For | Voted - For | |
11.1 | Election of Director: Lv Jiajin | Management | For | Voted - For | |
11.2 | Election of Director: Chen Yichao | Management | For | Voted - For | |
11.3 | Election of Director: Li Zhuyong | Management | For | Voted - For | |
11.4 | Election of Director: Xiao Hong | Management | For | Voted - For | |
11.5 | Election of Director: Lin Tengjiao | Management | For | Voted - For | |
11.6 | Election of Director: Tao Yiping | Management | For | Voted - For | |
11.7 | Election of Director: Chen Jinguang | Management | For | Voted - For | |
11.8 | Election of Director: Chen Xinjian | Management | For | Voted - For | |
11.9 | Election of Director: Sun Xiongpeng | Management | For | Voted - For | |
11.10 | Election of Independent Director: Su Xijia | Management | For | Voted - For | |
11.11 | Election of Independent Director: Chen Guogang | Management | For | Voted - For | |
11.12 | Election of Independent Director: Lin Hua | Management | For | Voted - For | |
11.13 | Election of Independent Director: Ben Shenglin | Management | For | Voted - For | |
11.14 | Election of Independent Director: Xu Lin | Management | For | Voted - For | |
12.1 | Election of Shareholder and External Supervisor: He Xudong | Management | For | Voted - For | |
12.2 | Election of Shareholder and External Supervisor: Paul M Theil | Management | For | Voted - For | |
12.3 | Election of Shareholder and External Supervisor: Zhu Qing | Management | For | Voted - For | |
12.4 | Election of Shareholder and External Supervisor: Xia Dawei | Management | For | Voted - For | |
13 | The Company's Eligibility for Public Issuance of A-share Convertible Corporate Bonds | Management | For | Voted - For | |
14.1 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Type of Securities to be Issued | Management | For | Voted - For | |
14.2 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Issuing Volume | Management | For | Voted - For | |
14.3 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Par Value and Issue Price | Management | For | Voted - For | |
14.4 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Bond Duration | Management | For | Voted - For | |
14.5 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Interest Rate | Management | For | Voted - For | |
14.6 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Time Limit and Method for Paying the Principal and Interest | Management | For | Voted - For | |
14.7 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Conversion Period | Management | For | Voted - For |
46
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
14.8 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price | Management | For | Voted - For | |
14.9 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Provisions on Downward Adjustment of Conversion Price | Management | For | Voted - For | |
14.10 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Determining Method for the Number of Converted Shares | Management | For | Voted - For | |
14.11 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years | Management | For | Voted - For | |
14.12 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Redemption Clauses | Management | For | Voted - For | |
14.13 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Resale Clauses | Management | For | Voted - For | |
14.14 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Issuing Targets and Method | Management | For | Voted - For | |
14.15 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders | Management | For | Voted - For | |
14.16 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Convertible Bondholders and Bondholders' Meetings | Management | For | Voted - For | |
14.17 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Purpose of the Raised Funds | Management | For | Voted - For | |
14.18 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Guarantee Matters | Management | For | Voted - For | |
14.19 | Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: the Valid Period of the Resolution | Management | For | Voted - For | |
15 | Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of A-share Convertible Corporate Bonds | Management | For | Voted - For | |
16 | Report on Use of Previously Raised Funds | Management | For | Voted - For | |
17 | Medium-term Shareholder Return Plan from 2021 to 2023 | Management | For | Voted - For | |
18 | Diluted Immediate Return After the Public Issuance of A-share Convertible Corporate Bonds and Filling Measures | Management | For | Voted - For | |
19 | Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of A-share Convertible Corporate Bonds | Management | For | Voted - For | |
25 May 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 14.18. If You Have Already Sent in Your Votes, Please Do-not Vote Again Unless You Decide to Amend Your Original Instructions. Thank-you | Non-Voting | Non-Voting |
47
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INTCO MEDICAL TECHNOLOGY CO., LTD.
Security ID: Y768DZ103
Meeting Date: 26-Feb-21
Meeting Type: Extraordinary General Meeting
1 | The High-end Medical Gloves Project Investment Agreement to be Signed with the People's Government of Pengze | Management | For | Voted - For | |
2 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
3 | Launching Foreign Exchange Derivatives Transaction Business by the Company and Subsidiaries | Management | For | Voted - For |
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1 | A Wholly-owned Subsidiary's Investment in A High-end Medical Glove Project | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Annual Accounts | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny30.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000 | Management | For | Voted - For | |
7 | 2020 Remuneration Appraisal for Directors and Senior Management and 2021 Remuneration Plan | Management | For | Voted - For | |
8 | Statement on Fund Occupation for Non- Operational Purposes and Capital Transfer with Other Related Parties | Management | For | Voted - For | |
9 | Special Report on the Deposit and Use of Raised Funds in 2020 | Management | For | Voted - For | |
10 | 2021 Application for Credit Line to Banks by the Company and Its Subsidiaries and Guarantee Matters | Management | For | Voted - For | |
11 | Purchase of Wealth Management Products with Idle Proprietary Funds and Raised Funds by the Company and Its Subsidiaries | Management | For | Voted - For | |
12 | 2021 Appointment of Audit Firm | Management | For | Voted - For | |
13 | 2021 Estimated Continuing Connected Transactions and Confirmation of 2020 Continuing Connected Transactions | Management | For | Voted - For |
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO LTD
Security ID: Y443B1100
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For |
48
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts and 2021 Financial Budget Plan | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2021 Estimated Quota of Continuing Connected Transactions with Some Related Parties | Management | For | Voted - For | |
7 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
8 | Amendments to the Remuneration Management Measures for Directors and Supervisors | Management | For | Voted - For |
JIANGSU HENGLI HYDRAULIC CO LTD
Security ID: Y443AC115
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
7 | 2021 Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
8 | Reappointment of Audit Firm | Management | For | Voted - For | |
9 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
10 | Formulation of the Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
11 | Resignation and By-election of Independent Directors | Management | For | Voted - For |
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO LTD
Security ID: Y4451G103
Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1.1 | Provision of Guarantee for Some Companies: Provision of Guarantee for A Company and Other Two Companies | Management | For | Non-Voting | |
1.2 | Provision of Guarantee for Some Companies: Provision of Full Guarantee for A 4th Company | Management | For | Non-Voting | |
1.3 | Provision of Guarantee for Some Companies: Provision of Guarantee for A 5th Company | Management | For | Non-Voting |
49
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Provision of Guarantee for Some Companies: Provision of Guarantee for A 6th Company | Management | For | Non-Voting |
Meeting Date: 20-Apr-21
Meeting Type: Extraordinary General Meeting
1 | Connected Transaction Regarding Acquisition of 51 Percent Equities in A Company from the Controlling Shareholder and Joint Investment with the Controlling Shareholder | Management | For | Voted - For | |
2 | Provision of Guarantee for Some Companies | Management | For | Voted - For |
Meeting Date: 19-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Financial Report | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.56000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Remuneration for Directors and Supervisors | Management | For | Voted - For | |
6 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
7 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
8 | 2021 Authorized Quota of Entrusted Wealth Management | Management | For | Voted - For | |
9 | Provision of Guarantee for Some Companies | Management | For | Voted - For | |
10.1 | Election of Independent Director: Hou Qicai | Management | For | Voted - For |
JIANGXI ZHENGBANG TECHNOLOGY CO LTD
Security ID: Y4448A102
Meeting Date: 09-Feb-21
Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id 516565 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | First Phase Employee Stock Ownership Plan (draft) and Its Summary | Management | For | Non-Voting | |
2 | Management Measures for the First Phase Employee Stock Ownership Plan | Management | For | Non-Voting | |
3 | Authorization to the Board to Handle Matters Regarding the First Phase Employee Stock Ownership Plan | Management | For | Non-Voting |
50
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | 2021 Estimated Continuing Connected Transactions with the Subordinate Companies of De Facto Controller | Management | For | Non-Voting | |
5 | 2021 Estimated Continuing Connected Transactions with Joint Stock Companies | Management | For | Non-Voting | |
6 | 2021 Annual External Guarantee Quota | Management | For | Non-Voting | |
7 | 2021 Connected Transaction Regarding Loans from the Controlling Shareholder | Management | For | Non-Voting | |
8 | 2021 Total Loan Quota from Commercial Banks and the Authorization | Management | For | Non-Voting | |
9 | Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment | Management | For | Non-Voting | |
10 | The 1st Phase Business Partnership Plan (draft) and Its Summary | Management | For | Non-Voting | |
11 | Management Measures on the 1st Phase Business Partnership Plan | Management | For | Non-Voting | |
12 | Authorization to the Board to Handle Matters Regarding the 1st Phase Business Partnership Plan | Management | For | Non-Voting |
JINKE PROPERTY GROUP CO LTD
Security ID: Y4463Q107
Meeting Date: 10-May-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 547120 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Remuneration for the Chairman of the Board | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny4.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
7 | 2021 Appointment of Financial Audit Firm and Internal Control Audit Firm | Management | For | Voted - For | |
8 | Additional Guarantee Quota for Some Joint Stock Real Estate Project Companies | Management | For | Voted - For |
51
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Use of Surplus Funds in Controlled Subsidiaries with Business Partners in Proportion to the Shareholding in Them | Management | For | Voted - For | |
10 | Launching Supply Chain Asset-backed Securities Business | Management | For | Voted - For | |
11 | Eligibility for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors | Management | For | Voted - For | |
12.1 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuing Scale | Management | For | Voted - For | |
12.2 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuing Method and Date | Management | For | Voted - For | |
12.3 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Securities Type and Duration | Management | For | Voted - For | |
12.4 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Purpose of the Raised Funds | Management | For | Voted - For | |
12.5 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuance Costs | Management | For | Voted - For | |
12.6 | Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: the Valid Period of the Resolution | Management | For | Voted - For | |
13 | Full Authorization to the Board to Handle Matters Regarding the Issuance of Debt Financing Instruments | Management | For | Voted - For |
Meeting Date: 16-Jun-21
Meeting Type: Extraordinary General Meeting
1 | Increasing the Guarantee Quota for Some Joint-stock Real Estate Companies | Management | For | Non-Voting |
JOYOUNG CO LTD
Security ID: Y4466H104
Meeting Date: 16-Apr-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
2 | Purchase of Wealth Management Products with Idle Proprietary Funds by the Company and Controlled Subsidiaries | Management | For | Voted - For | |
3 | 2021 Stock Option Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
4 | Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan | Management | For | Voted - For | |
5 | Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan | Management | For | Voted - For |
52
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 17-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Accounts | Management | For | Non-Voting | |
4 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
6 | Reappointment of 2021 Audit Firm | Management | For | Non-Voting | |
7 | Confirmation of 2020 Remuneration for Directors | Management | For | Non-Voting | |
8 | Confirmation of 2020 Remuneration for Supervisors | Management | For | Non-Voting | |
9 | Repurchase and Cancellation of Locked Restricted Stocks Granted to Plan Participants Who Have Left the Company | Management | For | Non-Voting | |
10 | Decrease of the Company's Registered Capital | Management | For | Non-Voting | |
11 | Amendments to the Articles of Association | Management | For | Non-Voting |
KESHUN WATERPROOF TECHNOLOGIES CO., LTD.
Security ID: Y4750S105
Meeting Date: 18-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Funds | Management | For | Voted - For | |
2 | Change of the Company's Registered Capital | Management | For | Voted - For | |
3 | Amendments to the Company's Articles of Association and Authorization to the Board to Handle the Industrial and Commercial Registration Amendment | Management | For | Voted - For | |
4 | Amendments to the Internal Control System | Management | For | Voted - For |
KWEICHOW MOUTAI CO LTD
Security ID: Y5070V116
Meeting Date: 09-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2021 Financial Budget Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny192.93000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For |
53
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
8 | 2021 Appointment of Financial Audit Firm and Internal Control Audit Firm | Management | For | Voted - For |
LBX PHARMACY CHAIN JOINT STOCK COMPANY
Security ID: Y5S72F101
Meeting Date: 20-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Connected Transaction Regarding Acquisition of Minority Interest in A Controlled Subsidiary | Management | For | Voted - Abstain | |
2 | Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
Meeting Date: 25-Feb-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
2 | Authorization to the Board to Handle Matters Regarding the Repurchase and Cancellation of 2019 Restricted Stocks | Management | For | Voted - For | |
3.1 | Election of Non-independent Director: Xie Zilong | Management | For | Voted - For | |
3.2 | Election of Non-independent Director: Wu Bin | Management | For | Voted - For | |
3.3 | Election of Non-independent Director: Huang Gan | Management | For | Voted - For | |
3.4 | Election of Non-independent Director: Li Wei | Management | For | Voted - For | |
3.5 | Election of Non-independent Director: Lv Mingfang | Management | For | Voted - For | |
3.6 | Election of Non-independent Director: Zheng Jiaqi | Management | For | Voted - For | |
4.1 | Election of Independent Director: Zhou Jing | Management | For | Voted - For | |
4.2 | Election of Independent Director: Huang Weide | Management | For | Voted - For | |
4.3 | Election of Independent Director: Wu Lianfeng | Management | For | Voted - For | |
5.1 | Election of Non-employee Supervisor: Tan Jian | Management | For | Voted - For | |
5.2 | Election of Non-employee Supervisor: Rao Hao | Management | For | Voted - For |
MAANSHAN IRON & STEEL CO LTD
Security ID: Y5361G117
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Audited Financial Report | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
5 | 2020 Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
6 | Appointment of 2021 Audit Firm and Authorization to the Board to Determine the Audit Fees | Management | For | Voted - For |
54
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MACCURA BIOTECHNOLOGY CO., LTD.
Security ID: Y7T31T106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.28000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
7.1 | 2021 Estimated Continuing Connected Transactions with A Related Party | Management | For | Voted - For | |
7.2 | 2021 Estimated Continuing Connected Transactions with A 2nd Related Party | Management | For | Voted - For | |
7.3 | 2021 Estimated Continuing Connected Transactions with A 3rd Related Party | Management | For | Voted - For | |
8 | Confirmation of 2020 Remuneration for Directors, Supervisors and Senior Management and 2021 Remuneration and Appraisal Plan for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
9 | 2021 Application for Comprehensive Credit Line and Business Under It to Financial Institutions and Provision of Guarantee for the Subsidiaries Regarding the Previous Application | Management | For | Voted - For |
MANGO EXCELLENT MEDIA CO., LTD.
Security ID: Y306B1109
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
6 | Application for Credit Line to Banks | Management | For | Voted - For | |
7 | Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
8 | Connected Transaction Regarding Transfer of 100 Percent Equities in A Wholly-owned Subsidiary | Management | For | Voted - For | |
9 | Election of Directors | Management | For | Voted - For |
55
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Election of Supervisors | Management | For | Voted - For | |
11.1 | Nomination of Non-independent Director: Zhang Huali | Management | For | Voted - For | |
11.2 | Nomination of Non-independent Director: Luo Weixiong | Management | For | Voted - For | |
11.3 | Nomination of Non-independent Director: Zhang Yong | Management | For | Voted - For | |
11.4 | Nomination of Non-independent Director: Cai Huaijun | Management | For | Voted - For | |
11.5 | Nomination of Non-independent Director: Liu Xin | Management | For | Voted - For | |
11.6 | Nomination of Non-independent Director: Tang Liang | Management | For | Voted - For | |
12.1 | Nomination of Independent Director: Zhong Hongming | Management | For | Voted - For | |
12.2 | Nomination of Independent Director: Xiao Xing | Management | For | Voted - For | |
12.3 | Nomination of Independent Director: Liu Yuhui | Management | For | Voted - For | |
13.1 | Election of Non-employee Supervisor: Yang Yun | Management | For | Voted - For | |
13.2 | Election of Non-employee Supervisor: Li Jiaochun | Management | For | Voted - For |
MIDEA GROUP CO LTD
Security ID: Y6S40V103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Repurchase and Cancellation of Some Restricted Stocks Under 2017 Restricted Stock Incentive Plan | Management | For | Voted - For | |
2 | Repurchase and Cancellation of Some Restricted Stocks Under 2018 Restricted Stock Incentive Plan | Management | For | Voted - For | |
3 | Repurchase and Cancellation of Some Restricted Stocks Under 2019 Restricted Stock Incentive Plan | Management | For | Voted - For | |
4 | Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan | Management | For | Voted - For |
NINGBO ORIENT WIRES & CABLES CO LTD
Security ID: Y6365U102
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
4 | 2020 Annual Accounts | Management | For | Non-Voting | |
5 | 2021 Financial Budget Report | Management | For | Non-Voting | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
7 | Reappointment of 2021 Audit Firm | Management | For | Non-Voting | |
8 | 2020 Work Report of Independent Directors | Management | For | Non-Voting | |
9 | 2021 Launching Raw Materials Futures Hedging Business | Management | For | Non-Voting |
56
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Security ID: Y9717Y103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1 | The Cooperation Agreement on Customized Development and Construction to be Signed by A Wholly-owned Subsidiary | Management | For | Voted - For |
OPPEIN HOME GROUP INC
Security ID: Y6440T104
Meeting Date: 19-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2021 Financial Budget Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | Determination of Application for Comprehensive Credit Line to Banks by the Company and Its Controlled Subsidiaries | Management | For | Voted - For | |
8 | Determination of External Guarantee Quota of the Company and Its Controlled Subsidiaries | Management | For | Voted - For | |
9.1 | 2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Yao Liangsong | Management | For | Voted - For | |
9.2 | 2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Tan Qinxing | Management | For | Voted - For | |
9.3 | 2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Yao Liangbai | Management | For | Voted - For | |
10 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
11 | Amendments to the Company's Business Scope | Management | For | Voted - Abstain | |
12 | Change of the Company's Registered Capital | Management | For | Voted - Abstain | |
13 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
Meeting Date: 30-Jun-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Stock Option Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
2 | Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan | Management | For | Voted - For |
57
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan | Management | For | Voted - For |
PETROCHINA CO LTD
Security ID: Y6883Q138
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Financial Report | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.87420000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | Authorization to the Board to Decide on 2021 Interim Profit Distribution Plan | Management | For | Voted - For | |
6 | 2021 Change of Domestic and Overseas Audit Firm | Management | For | Voted - For | |
7 | 2021 Guarantee Matters | Management | For | Voted - For | |
8 | General Authorization for the Issuance of Debt Financing Instruments | Management | For | Voted - For |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Security ID: Y69790114
Meeting Date: 25-Mar-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts, Including 2020 Audit Report and Audited Financial Statements | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny14.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
6 | Appointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | 2020 Performance Evaluation Report on Independent Directors | Management | For | Voted - For | |
8.1 | Re-election of Ma Mingzhe As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.2 | Re-election of Xie Yonglin As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.3 | Re-election of Chen Xinying As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For |
58
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.4 | Re-election of Yao Bo As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.5 | Re-election of Cai Fangfang As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.6 | Re-election of Xie Jiren As A Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.7 | Re-election of Yang Xiaoping As A Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.8 | Re-election of Wang Yongjian As A Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.9 | Re-election of Huang Wei As A Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.10 | Re-election of Ouyang Hui As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.11 | Re-election of Wu Chengye As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.12 | Re-election of Chu Yiyun As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.13 | Re-election of Liu Hong As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.14 | Election of Jin Li As an Independent Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
8.15 | Election of Wu Gangping As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors | Management | For | Voted - For | |
9.1 | Re-election of Gu Liji As an External Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee | Management | For | Voted - For | |
9.2 | Re-election of Huang Baokui As an External Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee | Management | For | Voted - For | |
9.3 | Re-election of Zhang Wangjin As A Shareholder Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee | Management | For | Voted - For | |
10 | Issuance of Debt Financing Instruments | Management | For | Voted - For | |
11 | General Authorization to the Board for Additional Offering of H-share, General Authorization to the Board to Issue, Allot and Dispose Additional Shares of No More Than 20 Percent of Outstanding H-shares of the Company, with the Discount Rate of Issue Price No More Than 10 Percent of the Bench Mark Price (if Any) | Management | For | Voted - For |
59
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
S.F. HOLDING CO LTD
Security ID: Y7T80Y105
Meeting Date: 27-Jan-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Quota of Continuing Connected Transactions | Management | For | Voted - Abstain |
Meeting Date: 02-Mar-21
Meeting Type: Extraordinary General Meeting
1 | A Wholly-owned Subsidiary's Issuance of Overseas Debt Financing Instruments | Management | For | Voted - For | |
2 | Provision of Guarantee for A Wholly- Owned Subsidiary's Issuance of Overseas Debt Financing Instruments | Management | For | Voted - For | |
3 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
4.1 | Plan for 2021 Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
4.2 | Plan for 2021 Non-public A-share Offering: Issuing Method and Date | Management | For | Voted - For | |
4.3 | Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
4.4 | Plan for 2021 Non-public A-share Offering: Issue Price, Pricing Principles and Pricing Base Date | Management | For | Voted - For | |
4.5 | Plan for 2021 Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
4.6 | Plan for 2021 Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
4.7 | Plan for 2021 Non-public A-share Offering: Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
4.8 | Plan for 2021 Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
4.9 | Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
4.10 | Plan for 2021 Non-public A-share Offering: the Valid Period of the Resolution on the Non-public Share Offering | Management | For | Voted - For | |
5 | Preplan for 2021 Non-public A-share Offering | Management | For | Voted - For | |
6 | Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering | Management | For | Voted - For | |
7 | Risk Warning on Diluted Immediate Return After the 2021 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For | |
8 | Statement on the Use of Previously Raised Funds | Management | For | Voted - For |
60
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
10 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share Offering | Management | For | Voted - For |
Meeting Date: 09-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary of the Company | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Board of Supervisors | Management | For | Voted - For | |
4 | 2020 Final Accounts Report of the Company | Management | For | Voted - For | |
5 | 2020 Annual Profit Distribution Plan of the Company: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Reappoint PricewaterhouseCoopers Zhong Tian Cpas (llp) As the Auditor for 2021 | Management | For | Voted - For | |
7 | Forecast the Amount of External Guarantees for 2021 | Management | For | Voted - For | |
8 | Use Equity Funds to Purchase Wealth Management Products for 2021 | Management | For | Voted - For | |
9 | Cover Liability Insurances for Directors Supervisors and Officers of the Company | Management | For | Voted - For | |
10 | By-elect Supervisor Candidates | Management | For | Voted - For | |
22 Mar 2021: Please Note That This is A Revision Due to Modification of Text-of Resolution 5. If You Have Already Sent in Your Votes, Please Do Not Vote-again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
SANY HEAVY INDUSTRY CO LTD
Security ID: Y75268105
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Remuneration Appraisal for Directors and Supervisors | Management | For | Voted - For | |
7 | Application for Bank Credit Line | Management | For | Voted - For | |
8 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For |
61
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Connected Transaction Regarding Setting Up of A Trust Plan | Management | For | Voted - For | |
10 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
11 | Launching Financial Derivatives Business | Management | For | Voted - For | |
12 | Purchase of Wealth Management Products with Idle Proprietary Funds | Management | For | Voted - For | |
13 | 2020 Work Report of Independent Directors | Management | For | Voted - For |
Meeting Date: 18-Jun-21
Meeting Type: Extraordinary General Meeting
1 | Amendments to the Articles of Association | Management | For | Voted - Abstain | |
2 | Application for Unified Registration and Issuance of Debt Financing Instruments of Different Types | Management | For | Voted - For | |
3 | Launching Financial Leasing Business Via A Controlled Subsidiary | Management | For | Voted - For | |
4 | Connected Transaction Regarding Provision of Guarantee for the Financing Applied for to Financial Institutions by the Above Controlled Subsidiary | Management | For | Voted - For | |
5 | Provision of Guarantee for Wholly-owned Subsidiaries | Management | For | Voted - For | |
6 | 2021 Employee Stock Ownership Plan (draft) and Its Summary | Management | For | Voted - For | |
7 | Management Measures for 2021 Employee Stock Ownership Plan | Management | For | Voted - For | |
8 | Authorization to the Board to Handle Matters Regarding 2021 Employee Stock Ownership Plan | Management | For | Voted - For | |
9 | Guarantee for Overseas Wholly-owned Subsidiaries | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id 591207 Due to Addition Of- Resolution 9. All Votes Received on the Previous Meeting Will be Disregarded-if Vote Deadline Extensions are Granted. Therefore Please Reinstruct on This- Meeting Notice on the New Job. If However Vote Deadline Extensions are Not-granted in the Market, This Meeting Will be Closed and Your Vote Intentions-on the Original Meeting Will be Applicable. Please Ensure Voting is Submitted-prior to Cutoff on the Original Meeting, and As Soon As Possible on This New-amended Meeting. Thank You | Non-Voting | Non-Voting |
SHANDONG LONGDA MEAT FOODSTUFF CO LTD
Security ID: Y768A0103
Meeting Date: 05-Feb-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Continuing Connected Transactions with A Company | Management | For | Voted - Abstain | |
2 | 2021 Estimated Continuing Connected Transactions with Another Company | Management | For | Voted - Abstain | |
3 | Provision of Guarantee for Subsidiaries | Management | For | Voted - For | |
4 | 2021 Application for Loan Quota to Banks | Management | For | Voted - For |
62
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Management | For | Voted - For |
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.82000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Internal Control Self-evaluation Report (including Self-examination Checklist for Implementation of Internal Control Rules) | Management | For | Voted - For | |
7 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
8 | 2021 Reappointment of Financial Audit Firm | Management | For | Voted - For | |
9 | 2020 Remuneration Payment for Directors and Senior Management | Management | For | Voted - For | |
10 | 2020 Remuneration Payment for Supervisors | Management | For | Voted - For | |
11 | Change of the Company's Business Scope and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
12 | Change of the Type of Business Entity | Management | For | Voted - Abstain |
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO LTD
Security ID: Y76853103
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
4 | 2020 Annual Accounts | Management | For | Non-Voting | |
5 | Internal Control Self-evaluation Report | Management | For | Non-Voting | |
6 | Special Report on the Deposit and Use of Raised Funds | Management | For | Non-Voting | |
7 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000 | Management | For | Non-Voting | |
8 | Reappointment of Audit Firm | Management | For | Non-Voting | |
9 | External Guarantee Quota of the Company Within 12 Months | Management | For | Non-Voting | |
10 | Amendments to the Raised Funds Management System | Management | For | Non-Voting |
63
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 21-May-21
Meeting Type: Extraordinary General Meeting
1 | The Company's Eligibility for Public Issuance of Convertible Corporate Bonds | Management | For | Non-Voting | |
2.1 | Plan for Public Offering of Convertible Corporate Bonds: Type of Securities to be Issued | Management | For | Non-Voting | |
2.2 | Plan for Public Offering of Convertible Corporate Bonds: Issuing Volume | Management | For | Non-Voting | |
2.3 | Plan for Public Offering of Convertible Corporate Bonds: Par Value and Issue Price | Management | For | Non-Voting | |
2.4 | Plan for Public Offering of Convertible Corporate Bonds: Bond Duration | Management | For | Non-Voting | |
2.5 | Plan for Public Offering of Convertible Corporate Bonds: Interest Rate | Management | For | Non-Voting | |
2.6 | Plan for Public Offering of Convertible Corporate Bonds: Time Limit and Method for Paying the Principal and Interest | Management | For | Non-Voting | |
2.7 | Plan for Public Offering of Convertible Corporate Bonds: Conversion Period | Management | For | Non-Voting | |
2.8 | Plan for Public Offering of Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price | Management | For | Non-Voting | |
2.9 | Plan for Public Offering of Convertible Corporate Bonds: Provisions on Downward Adjustment of Conversion Price | Management | For | Non-Voting | |
2.10 | Plan for Public Offering of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot be Converted Into One Common Share When Conversion Happens | Management | For | Non-Voting | |
2.11 | Plan for Public Offering of Convertible Corporate Bonds: Redemption Clauses | Management | For | Non-Voting | |
2.12 | Plan for Public Offering of Convertible Corporate Bonds: Resale Clauses | Management | For | Non-Voting | |
2.13 | Plan for Public Offering of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years | Management | For | Non-Voting | |
2.14 | Plan for Public Offering of Convertible Corporate Bonds: Issuing Targets and Method | Management | For | Non-Voting | |
2.15 | Plan for Public Offering of Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders | Management | For | Non-Voting | |
2.16 | Plan for Public Offering of Convertible Corporate Bonds: Matters Regarding the Meetings of Bondholders | Management | For | Non-Voting | |
2.17 | Plan for Public Offering of Convertible Corporate Bonds: Purpose of the Raised Funds and Implementing Method | Management | For | Non-Voting | |
2.18 | Plan for Public Offering of Convertible Corporate Bonds: Guarantee Matters | Management | For | Non-Voting | |
2.19 | Plan for Public Offering of Convertible Corporate Bonds: Management and Deposit of Raised Funds | Management | For | Non-Voting | |
2.20 | Plan for Public Offering of Convertible Corporate Bonds: Matters Related to the Trustee | Management | For | Non-Voting |
64
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.21 | Plan for Public Offering of Convertible Corporate Bonds: Liabilities for Breach of Contract | Management | For | Non-Voting | |
2.22 | Plan for Public Offering of Convertible Corporate Bonds: the Valid Period of the Issuing Plan | Management | For | Non-Voting | |
3 | Preplan for Public Issuance of Convertible Corporate Bonds | Management | For | Non-Voting | |
4 | Feasibility Analysis Report on Projects to be Financed with Raised Funds from the Public Issuance of Convertible Corporate Bonds | Management | For | Non-Voting | |
5 | Statement on the Use of Previously Raised Funds | Management | For | Non-Voting | |
6 | Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and Commitments of Relevant Parties | Management | For | Non-Voting | |
7 | Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds | Management | For | Non-Voting | |
8 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Management | For | Non-Voting | |
9 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Non-Voting |
SHANGHAI BAOSIGHT SOFTWARE CO LTD
Security ID: Y7691Z112
Meeting Date: 26-Mar-21
Meeting Type: Extraordinary General Meeting
1.1 | Election of Director: Wang Jianhu | Management | For | Voted - For |
SHANGHAI HUACE NAVIGATION TECHNOLOGY LTD
Security ID: Y768CP106
Meeting Date: 12-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
7 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
8 | 2021 Remuneration Plan for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
9 | Application for Comprehensive Credit Line to Banks and Other Financial Institutions | Management | For | Voted - For |
65
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
SHANGHAI LIANGXIN ELECTRICAL CO LTD
Security ID: Y76899106
Meeting Date: 16-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000 | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1 | Additional Bank Comprehensive Credit Line | Management | For | Voted - For | |
2 | Provision of Guarantee for the Credit Line Applied for by A Wholly-owned Subsidiary | Management | For | Voted - For |
SHANGHAI M&G STATIONERY INC
Security ID: Y7689W105
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For | |
7 | 2021 Financial Budget Report | Management | For | Voted - For | |
8 | 2021 Remuneration Standards for Directors | Management | For | Voted - For | |
9 | Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm | Management | For | Voted - For |
66
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SHANGHAI PHARMACEUTICALS HOLDING CO LTD
Security ID: Y7685S116
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts and 2021 Financial Budget Report | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Reappointment of Audit Firm | Management | For | Voted - For | |
7 | 2021 External Guarantee Plan | Management | For | Voted - For | |
8 | Connected Transaction Regarding Acquisition of 100 Percent Equities in A Wholly-owned Subsidiary of the Controlling Shareholder | Management | For | Voted - For | |
9 | Issuing Debt Financing Products | Management | For | Voted - For | |
10 | The Company's Eligibility for Issuance of Corporate Bonds | Management | For | Voted - For | |
11.1 | Public Issuance of Corporate Bonds: Par Value, Issue Price and Issuing Scale | Management | For | Voted - For | |
11.2 | Public Issuance of Corporate Bonds: Interest Rate and Its Determining Method | Management | For | Voted - For | |
11.3 | Public Issuance of Corporate Bonds: Bond Type and Duration | Management | For | Voted - For | |
11.4 | Public Issuance of Corporate Bonds: Method of Repayment of Principal and Interest | Management | For | Voted - For | |
11.5 | Public Issuance of Corporate Bonds: Issuing Method | Management | For | Voted - For | |
11.6 | Public Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders | Management | For | Voted - For | |
11.7 | Public Issuance of Corporate Bonds: Purpose of the Raised Funds | Management | For | Voted - For | |
11.8 | Public Issuance of Corporate Bonds: Guarantee | Management | For | Voted - For | |
11.9 | Public Issuance of Corporate Bonds: Repayment Guarantee Measures | Management | For | Voted - For | |
11.10 | Public Issuance of Corporate Bonds: Underwriting Method | Management | For | Voted - For | |
11.11 | Public Issuance of Corporate Bonds: Listing Arrangement | Management | For | Voted - For | |
11.12 | Public Issuance of Corporate Bonds: Valid Period of the Resolution | Management | For | Voted - For | |
11.13 | Public Issuance of Corporate Bonds: Authorization to the Executive Committee of the Board of Directors by This Issuance | Management | For | Voted - For | |
12 | General Authorization of the Company | Management | For | Voted - For |
67
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SHANXI XINGHUACUN FEN WINE FACTORY CO LTD
Security ID: Y77013103
Meeting Date: 18-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):4.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
7 | Appointment of 2021 Audit Firm and Internal Control Audit Firm and Payment of 2020 Audit Fees | Management | For | Voted - For | |
8 | Amendments to the Company's Articles of Association and Its Appendix | Management | For | Voted - Abstain | |
9.1 | Election of Director: Chen Ying | Management | For | Voted - For |
SHENZHEN DESAY BATTERY TECHNOLOGY CO LTD
Security ID: Y7751V100
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Accounts | Management | For | Voted - For | |
2 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):4.500000 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
3 | Reappointment of 2021 External Audit Firm | Management | For | Voted - For | |
4 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
5 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
6 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
7 | 2021 Purchase of Bank Financial Products with Proprietary Funds | Management | For | Voted - For | |
8 | 2021 Financial Derivatives Investment | Management | For | Voted - For | |
9 | 2021 Provision of Guarantee for Bank Comprehensive Credit Line of Wholly- Owned Subsidiaries | Management | For | Voted - For | |
10 | Shareholder Return Plan from 2021 to 2023 | Management | For | Voted - For | |
11 | Adjustment of Allowance for Independent Directors | Management | For | Voted - For | |
12.1 | Election of Non-independent Director: Liu Qi | Management | For | Voted - For | |
12.2 | Election of Non-independent Director: He Wenbin | Management | For | Voted - For | |
12.3 | Election of Non-independent Director: Jiang Jie | Management | For | Voted - For | |
12.4 | Election of Non-independent Director: Li Bingbing | Management | For | Voted - For | |
12.5 | Election of Non-independent Director: Wu Lichong | Management | For | Voted - For |
68
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12.6 | Election of Non-independent Director: Yang Zhichao | Management | For | Voted - For | |
13.1 | Election of Independent Director: Wu Liming | Management | For | Voted - For | |
13.2 | Election of Independent Director: Song Wenji | Management | For | Voted - For | |
13.3 | Election of Independent Director: Li Han | Management | For | Voted - For | |
14.1 | Election of Non-employee Supervisor: Xia Zhiwu | Management | For | Voted - For | |
14.2 | Election of Non-employee Supervisor: Luo Shihong | Management | For | Voted - For |
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1 | Repurchase and Cancellation of the Locked Restricted Stocks Granted to Plan Participants | Management | For | Voted - For | |
2 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
SHENZHEN INOVANCE TECHNOLOGY CO LTD
Security ID: Y7744Z101
Meeting Date: 24-May-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 566118 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded and You Will Need to Reinstruct on This Meeting Notice. Thank-you. | Non-Voting | Non-Voting | |||
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Annual Accounts | Management | For | Voted - For | |
3 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
4 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.60000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000 | Management | For | Voted - For | |
6 | 2021 Financial Budget Report | Management | For | Voted - For | |
7 | Long-term Stock Ownership Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
8 | Management Measures for the Long-term Stock Ownership Incentive Plan | Management | For | Voted - For | |
9 | Authorization to the Board to Handle Matters Regarding the Long-term Stock Ownership Incentive Plan | Management | For | Voted - For | |
10 | Amendments to the Information Disclosure Management System | Management | For | Voted - For | |
11 | Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
12 | Purchase of Wealth Management Products with Idle Proprietary Funds | Management | For | Voted - For | |
13 | Purchase of Wealth Management Products from Banks with Idle Raised Funds | Management | For | Voted - For | |
14 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
15 | Amendments to the Rules of Procedure Governing the Board Meetings | Management | For | Voted - For |
69
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
16 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
17 | Amendments to the External Guarantee Management System | Management | For | Voted - For | |
18 | Amendments to the Connected Transactions Decision-making System | Management | For | Voted - For | |
19 | Amendments to the Management System for the Use of Raised Funds | Management | For | Voted - For | |
20.1 | Election of Non-independent Director: Zhu Xingming | Management | For | Voted - For | |
20.2 | Election of Non-independent Director: Li Juntian | Management | For | Voted - For | |
20.3 | Election of Non-independent Director: Song Junen | Management | For | Voted - For | |
20.4 | Election of Non-independent Director: Zhou Bin | Management | For | Voted - For | |
20.5 | Election of Non-independent Director: Liu Yuchuan | Management | For | Voted - For | |
20.6 | Election of Non-independent Director: Zhao Jinrong | Management | For | Voted - For | |
21.1 | Election of Independent Director: Zhang Taowei | Management | For | Voted - For | |
21.2 | Election of Independent Director: Zhao Jinlin | Management | For | Voted - For | |
21.3 | Election of Independent Director: Huang Pei | Management | For | Voted - For | |
22.1 | Election of Non-employee Supervisor: Bai Ziping | Management | For | Voted - For | |
22.2 | Election of Non-employee Supervisor: Lu Songquan | Management | For | Voted - For |
SHENZHEN TOPBAND CO LTD
Security ID: Y77436106
Meeting Date: 30-Mar-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 528557 Due to Receipt Of- Additional Resolution Number 13. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Annual Accounts | Management | For | Voted - For | |
3 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
4 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
5 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
6 | 2020 Remuneration for Directors | Management | For | Voted - For | |
7 | 2020 Remuneration for Supervisors | Management | For | Voted - For | |
8 | 2021 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries | Management | For | Voted - For |
70
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
10 | Increase of the Company's Registered Capital | Management | For | Voted - For | |
11 | Change of the Company's Business Scope | Management | For | Voted - Abstain | |
12 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
13 | By-election of Independent Directors | Management | For | Voted - For |
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1 | Extension of the Valid Period of the Resolution on the 2020 Non-public Share Offering | Management | For | Voted - For | |
2 | Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the 2020 Non-public Share Offering | Management | For | Voted - For |
SICHUAN JIUYUAN YINHAI SOFTWARE CO LTD
Security ID: Y7939L107
Meeting Date: 13-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Accounts | Management | For | Non-Voting | |
2 | 2020 Internal Control Self-evaluation Report | Management | For | Non-Voting | |
3 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
4 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
5 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
6 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
7 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Non-Voting | |
8 | Special Audit Statement on Fund Occupation by Controlling Shareholders and Other Related Parties | Management | For | Non-Voting | |
9 | Appointment of 2021 Audit Firm | Management | For | Non-Voting | |
10 | Verification Report on 2020 Replacement of Proprietary Funds with Raised Funds for Payment of Projects Funded with Raised Funds | Management | For | Non-Voting |
SICHUAN ROAD & BRIDGE CO LTD
Security ID: Y7932N100
Meeting Date: 13-Jan-21
Meeting Type: Extraordinary General Meeting
1 | Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
2 | 2021 Estimated Amount of Continuing Connected Transactions | Management | For | Non-Voting | |
3 | 2021 Credit and Guarantee Plan | Management | For | Non-Voting |
71
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Estimated Amount of Continuing Connected Transactions | Management | For | Non-Voting |
Meeting Date: 30-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Adjustment of the Shareholder Return Plan for the Next Three Years from 2020 to 2022 | Management | For | Voted - For |
Meeting Date: 26-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2021 Appointment of Financial Audit Firm | Management | For | Voted - For | |
7 | 2021 Appointment of Internal Control Audit Firm | Management | For | Voted - For | |
8 | 2020 Internal Control Evaluation Report | Management | For | Voted - For | |
9 | 2021 Financial Budget Report | Management | For | Voted - For | |
10 | The Company's Eligibility for Public Issuance of Corporate Bonds | Management | For | Voted - For | |
11.1 | Public Issuance of Corporate Bonds: Issuing Volume | Management | For | Voted - For | |
11.2 | Public Issuance of Corporate Bonds: Par Value and Issue Price | Management | For | Voted - For | |
11.3 | Public Issuance of Corporate Bonds: Bond Type and Duration | Management | For | Voted - For | |
11.4 | Public Issuance of Corporate Bonds: Guarantee Method | Management | For | Voted - For | |
11.5 | Public Issuance of Corporate Bonds: Purpose of the Raised Funds | Management | For | Voted - For | |
11.6 | Public Issuance of Corporate Bonds: Issuing Method | Management | For | Voted - For | |
11.7 | Public Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders | Management | For | Voted - For | |
11.8 | Public Issuance of Corporate Bonds: Repayment Guarantee Measures | Management | For | Voted - For | |
11.9 | Public Issuance of Corporate Bonds: Underwriting Method | Management | For | Voted - For | |
11.10 | Public Issuance of Corporate Bonds: Listing Place | Management | For | Voted - For | |
11.11 | Public Issuance of Corporate Bonds: Valid Period of the Resolution | Management | For | Voted - For | |
12 | Full Authorization to the Board Or Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds | Management | For | Voted - For | |
13.1 | Election of Zhou Yousu As an Independent Director | Management | For | Voted - For |
72
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 16-Jun-21
Meeting Type: Extraordinary General Meeting
1 | Equity Investment in A Project | Management | For | Voted - For | |
2 | Acquisition of Three Companies | Management | For | Voted - Abstain | |
3 | Adjustment of 2021 Estimated Quota of Continuing Connected Transactions | Management | For | Voted - For | |
4 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - For |
SICHUAN SWELLFUN CO LTD
Security ID: Y7932B106
Meeting Date: 08-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | Reappointment of Audit Firm | Management | For | Voted - For | |
7 | Application for Credit Line to Banks | Management | For | Voted - For | |
8 | Provision of Guarantee for the Bank Credit Line | Management | For | Voted - For | |
9 | Amendments to the Articles of Associations of the Company | Management | For | Voted - For | |
10 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
11.1 | Election of Director: John Fan | Management | For | Voted - For | |
11.2 | Election of Director: Chunho | Management | For | Voted - For | |
11.3 | Election of Director: Jiang Leifeng | Management | For | Voted - For | |
11.4 | Election of Director: Samuel A.fischer | Management | For | Voted - For | |
11.5 | Election of Director: Sanjeev Churiwala | Management | For | Voted - For | |
12.1 | Election of Independent Director: Zhang Peng | Management | For | Voted - For | |
12.2 | Election of Independent Director: Ma Yongqiang | Management | For | Voted - For | |
12.3 | Election of Independent Director: Li Xin | Management | For | Voted - For | |
13.1 | Election of Supervisor: Chen Daili | Management | For | Voted - For | |
13.2 | Election of Supervisor: Derek Chang | Management | For | Voted - For |
SINOTRUK JINAN TRUCK CO., LTD.
Security ID: Y7680V106
Meeting Date: 16-Mar-21
Meeting Type: Extraordinary General Meeting
1.1 | Election of Non-employee Supervisor: Zhang Liangjie | Management | For | Voted - For | |
2 | 2021 Estimated Continuing Connected Transactions | Management | For | Voted - For |
73
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Amendments to the Rules of Procedure Governing Shareholder's General Meetings | Management | For | Voted - For | |
4 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
5 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For |
Meeting Date: 28-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
5 | 2021 Financing Credit Plan | Management | For | Non-Voting | |
6 | Provision of Guarantee for Mortgage Business and Financial Leasing Business | Management | For | Non-Voting | |
7 | Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
8 | Amendments to the System for Independent Directors | Management | For | Non-Voting | |
9 | Reappointment of Financial and Internal Control Audit Firm | Management | For | Non-Voting |
SUZHOU TFC OPTICAL COMMUNICATIONS CO LTD
Security ID: Y831BY104
Meeting Date: 08-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Repurchase and Cancellation of Some Restricted Stocks Under 2018 Stock Option and Restricted Stock Incentive Plan | Management | For | Voted - For | |
2 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
3 | Repurchase and Cancellation of Some Restricted Stocks | Management | For | Voted - For | |
4 | Cash Management with Temporarily Idle Raised Funds | Management | For | Voted - For | |
5 | 2021 Restricted Stock Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
6 | Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan | Management | For | Voted - For | |
7 | Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan | Management | For | Voted - For |
74
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TCL TECHNOLOGY GROUP CORPORATION
Security ID: Y8549C107
Meeting Date: 07-Jun-21
Meeting Type: Extraordinary General Meeting
1 | Connected Transactions Regarding Sale of Equities in A Company | Management | For | Voted - For | |
2 | Connected Transaction Regarding Launching Accounts Receivable Factoring Business | Management | For | Voted - For |
TIANJIN RINGPU BIO-TECHNOLOGY CO LTD
Security ID: Y8811F101
Meeting Date: 06-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Audited Financial Report | Management | For | Voted - For | |
5 | 2020 Annual Accounts | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | Special Report on the Deposit and Use of Raised Funds in 2020 | Management | For | Voted - For | |
8 | Statement on Fund Occupation for Non- Operational Purposes and Capital Transfer with Other Related Parties | Management | For | Voted - For | |
9 | Reappointment of Audit Firm | Management | For | Voted - For | |
10 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
11 | Remuneration Plan for Directors and Supervisors | Management | For | Voted - For | |
12 | The Company's Eligibility for Share Offering to Specific Parties | Management | For | Voted - For | |
13.1 | 2021 Plan for Share Offering to Specific Parties: Stock Type and Par Value | Management | For | Voted - For | |
13.2 | 2021 Plan for Share Offering to Specific Parties: Issuing Method and Date | Management | For | Voted - For | |
13.3 | 2021 Plan for Share Offering to Specific Parties: Issuing Targets and Subscription Method | Management | For | Voted - For | |
13.4 | 2021 Plan for Share Offering to Specific Parties: Issue Price, Pricing Principles and Pricing Base Date | Management | For | Voted - For | |
13.5 | 2021 Plan for Share Offering to Specific Parties: Issuing Volume | Management | For | Voted - For | |
13.6 | 2021 Plan for Share Offering to Specific Parties: Lockup Period | Management | For | Voted - For | |
13.7 | 2021 Plan for Share Offering to Specific Parties: Amount and Purpose of the Raised Funds | Management | For | Voted - For |
75
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13.8 | 2021 Plan for Share Offering to Specific Parties: Listing Place | Management | For | Voted - For | |
13.9 | 2021 Plan for Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
13.10 | 2021 Plan for Share Offering to Specific Parties: Valid Period of the Resolution | Management | For | Voted - For | |
14 | 2021 Preplan for Share Offering to Specific Parties | Management | For | Voted - For | |
15 | Demonstration Analysis Report on the 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
16 | Feasibility Analysis Report on the Use of Funds to be Raised from 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
17 | Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
18 | Diluted Immediate Return After the 2021 Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For | |
19 | Authorization to the Board to Handle Matters Regarding the 2021 Share Offering to Specific Parties | Management | For | Voted - For |
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1 | Connected Transaction Regarding Capital Increase in A Company to Implement Project Investment | Management | For | Voted - For |
TSINGTAO BREWERY CO LTD
Security ID: Y8997D110
Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Financial Report (audited) | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny7.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
5 | Reappointment of 2021 Audit Firm and Determination of Its Annual Audit Fees As Not More Than Cny 6.6 Million | Management | For | Voted - For | |
6 | Reappointment of 2021 Internal Control Audit Firm and Determination of Its Annual Audit Fees As Not More Than Cny 1.98 Million: PricewaterhouseCoopers Zhong Tian Cpas LLP | Management | For | Voted - For | |
7.1 | Election of Director: Huang Kexing, Executive Director | Management | For | Voted - For | |
7.2 | Election of Director: Yu Zhuming, Executive Director | Management | For | Voted - For | |
7.3 | Election of Director: Wang Ruiyong, Executive Director | Management | For | Voted - For |
76
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7.4 | Election of Director: Shi Kun, Non- Executive Director | Management | For | Voted - For | |
7.5 | Election of Director: Xiao Geng, Independent Director | Management | For | Voted - For | |
7.6 | Election of Director: Sheng Leiming, Independent Director | Management | For | Voted - For | |
7.7 | Election of Director: Jiang Shenglu, Independent Director | Management | For | Voted - For | |
7.8 | Election of Director: Zhang Ran, Independent Director | Management | For | Voted - For | |
8.1 | Election of Shareholder Supervisor: Guo Xiuzhang | Management | For | Voted - For | |
8.2 | Election of Shareholder Supervisor: Yao Yu | Management | For | Voted - For | |
8.3 | Election of Shareholder Supervisor: Li Yan | Management | For | Voted - For | |
8.4 | Election of Shareholder Supervisor: Wang Yaping | Management | For | Voted - For | |
9 | Suggested Remuneration Plan for Directors and Members of the Supervisory Committee | Management | For | Voted - For | |
10 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
11 | Amendments to the Company's Articles of Association and Its Annexes, and Authorization to the Board Secretary to Handle Relevant Formalities on Behalf of the Company in Respect of the Amendments Including Application, Submission for Approval, Registration and Filing Documents (including Making Appropriate Literal Alterations According to the Requirements of Relevant Authorities) | Management | For | Voted - Abstain | |
03 June 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 6. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
WANHUA CHEMICAL GROUP CO LTD
Security ID: Y9520G109
Meeting Date: 12-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Accounts | Management | For | Voted - For | |
2 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny13.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
3 | Implementing Results of 2020 Investment Plan and 2021 Investment Plan Report | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
6 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
7 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
8 | Payment of Audit Fees | Management | For | Voted - For | |
9 | Reappointment of Audit Firm | Management | For | Voted - For |
77
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Performance of Continuing Connected Transaction Agreements with Related Parties | Management | For | Voted - For | |
11 | Guarantee for Subsidiaries and Mutual Guarantee Among Subsidiaries | Management | For | Voted - Abstain | |
12 | Guarantee for Associated Companies | Management | For | Voted - Abstain | |
13 | Change of the Company's Domicile and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
14 | Registration and Issuance of Debt Financing Instruments As A Non-financial Enterprise | Management | For | Voted - Abstain | |
15 | Increase of the Forward Foreign Exchange Settlement and Sale Business Quota by the Company and Its Subsidiaries and Amendments to Relevant Systems | Management | For | Voted - For | |
16 | Connected Transactions Regarding Provision of Financing Support to Joint Ventures | Management | For | Voted - Abstain | |
17 | Merger and Acquisition of A Wholly-owned Subsidiary | Management | For | Voted - Abstain | |
18 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - Abstain |
WEICHAI POWER CO LTD
Security ID: Y9531A117
Meeting Date: 29-Jan-21
Meeting Type: Extraordinary General Meeting
1 | General Authorization to the Board Regarding Share Offering | Management | For | Voted - For | |
2 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
3.1 | Plan for Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
3.2 | Plan for Non-public A-share Offering: Issuing Method and Date | Management | For | Voted - For | |
3.3 | Plan for Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For | |
3.4 | Plan for Non-public A-share Offering: Issue Price, Pricing Principles and Pricing Base Date | Management | For | Voted - For | |
3.5 | Plan for Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
3.6 | Plan for Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
3.7 | Plan for Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
3.8 | Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering | Management | For | Voted - For | |
3.9 | Plan for Non-public A-share Offering: the Valid Period of the Resolution on the Non- Public Share Offering | Management | For | Voted - For | |
3.10 | Plan for Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
4 | Preplan for the Non-public A-share Offering | Management | For | Voted - For | |
5 | Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public A- Share Offering | Management | For | Voted - For | |
6 | No Need to Prepare A Report on Use of Previously Raised Funds | Management | For | Voted - Abstain |
78
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Diluted Immediate Return After the Non- Public A-share Offering, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For | |
8 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
9 | Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share Offering | Management | For | Voted - For | |
10 | Amendments to the Management Measures for the Use of Raised Funds | Management | For | Voted - For |
Meeting Date: 21-May-21
Meeting Type: Extraordinary General Meeting
1 | The Spin-off Listing of A Subsidiary on the Chinext Board is in Compliance with Relevant Laws and Regulations | Management | For | Voted - Abstain | |
2 | Plan for Spin-off Listing of A Subsidiary on the Chinext Board | Management | For | Voted - Abstain | |
3 | Preplan for Spin-off Listing of A Subsidiary on the Chinext Board | Management | For | Voted - Abstain | |
4 | Compliance of the Spin-off Listing of A Subsidiary on the Chinext Board with the Notice on Several Issues Concerning the Regulation of Domestic Listing of Subordinate Companies of Domestically Listed Companies | Management | For | Voted - Abstain | |
5 | The Spin-off Listing of A Subsidiary on the Chinext Board is for the Legitimate Rights and Interest of Shareholders and Creditors | Management | For | Voted - Abstain | |
6 | Statement on Maintaining Independence and Sustainable Profitability of the Company | Management | For | Voted - Abstain | |
7 | The Subsidiary is Capable of Conducting Law-based Operation | Management | For | Voted - Abstain | |
8 | Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing and the Validity of the Legal Documents Submitted | Management | For | Voted - Abstain | |
9 | Purpose, Commercial Reasonability, Necessity and Feasibility of the Spin-off Listing | Management | For | Voted - Abstain | |
10 | Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing | Management | For | Voted - Abstain | |
11 | Change of the Company's Business Scope and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
12 | Connected Transactions with A Company | Management | For | Voted - For | |
13 | Connected Transactions Regarding Purchase of Automobile, Automobile Parts, Engines, Engine Parts and Related Products and Services from A Company and Its Subsidiaries by the Company and Its Subsidiaries | Management | For | Voted - For | |
14 | Connected Transactions Regarding Provision of Automobile, Automobile Parts, Engines, Engine Parts and Related Products and Services to A Company and Its Subsidiaries by the Company and Its Subsidiaries | Management | For | Voted - For |
79
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 588245 Due to Receipt Of- Additional Resolutions. All Votes Received on the Previous Meeting Will Be- Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting | |||
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Financial Report and Audit Report | Management | For | Voted - For | |
5 | 2020 Annual Accounts | Management | For | Voted - For | |
6 | 2021 Financial Budget Report | Management | For | Voted - For | |
7 | 2021 Reappointment of Audit Firm and Authorization to the Board to Decide Its Remuneration: Deloitte Touche Tohmatsu Certified Public Accountants LLP | Management | For | Voted - For | |
8 | 2021 Reappointment of Internal Control Audit Firm: Hexin Accountants LLP | Management | For | Voted - For | |
9 | Merger and Acquisition of A Wholly-owned Subsidiary | Management | For | Voted - Abstain | |
10 | Merger and Acquisition of Another Wholly- Owned Subsidiary | Management | For | Voted - Abstain | |
11 | Adjusted 2020 Profit Distribution Plan: Cny 2.330000 of Cash Dividend Per 10 Shares, Tax Included: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny2.33000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For | |
12 | Authorization to the Board to Distribute 2021 Interim Profits to Shareholders | Management | For | Voted - For | |
13.1 | Election of Non-independent Director: Tan Xuguang | Management | For | Voted - For | |
13.2 | Election of Non-independent Director: Zhang Liangfu | Management | For | Voted - For | |
13.3 | Election of Non-independent Director: Jiang Kui | Management | For | Voted - For | |
13.4 | Election of Non-independent Director: Zhang Quan | Management | For | Voted - For | |
13.5 | Election of Non-independent Director: Xu Xinyu | Management | For | Voted - For | |
13.6 | Election of Non-independent Director: Sun Shaojun | Management | For | Voted - For | |
13.7 | Election of Non-independent Director: Yuan Hongming | Management | For | Voted - For | |
13.8 | Election of Non-independent Director: Yan Jianbo | Management | For | Voted - For | |
13.9 | Election of Non-independent Director: Gordon Riske | Management | For | Voted - For | |
13.10 | Election of Non-independent Director: Michael Macht | Management | For | Voted - For | |
14.1 | Election of Independent Director: Li Hongwu | Management | For | Voted - For | |
14.2 | Election of Independent Director: Wen Daocai | Management | For | Voted - For | |
14.3 | Election of Independent Director: Jiang Yan | Management | For | Voted - For | |
14.4 | Election of Independent Director: Yu Zhuoping | Management | For | Voted - For | |
14.5 | Election of Independent Director: Zhao Huifang | Management | For | Voted - For |
80
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
15.1 | Election of Non-employee Supervisor: Lu Wenwu | Management | For | Voted - For | |
15.2 | Election of Non-employee Supervisor: Wu Hongwei | Management | For | Voted - For |
WILL SEMICONDUCTOR CO LTD SHANGHAI
Security ID: Y9584K103
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 586160 Due to Addition Of- Resolution 2. All Votes Received on the Previous Meeting Will be Disregarded-if Vote Deadline Extensions are Granted. Therefore Please Reinstruct on This- Meeting Notice on the New Job. If However Vote Deadline Extensions are Not-granted in the Market, This Meeting Will be Closed and Your Vote Intentions-on the Original Meeting Will be Applicable. Please Ensure Voting is Submitted-prior to Cutoff on the Original Meeting, and As Soon As Possible on This New-amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Work Report of Independent Directors | Management | For | Non-Voting | |
4 | 2020 Annual Accounts | Management | For | Non-Voting | |
5 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.15000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
7 | Reappointment of 2021 Audit Firm and Internal Control Audit Firm | Management | For | Non-Voting | |
8 | 2020 Connected Transactions and 2021 Estimated Continuing Connected Transactions | Management | For | Non-Voting | |
9 | 2021 Bank Comprehensive Credit Line and Authorization to Sign Relevant External Bank Loans Contracts | Management | For | Non-Voting | |
10 | 2021 Provision of Guarantee Quota for Controlled Subsidiaries | Management | For | Non-Voting | |
11 | Implementation Result of the 2020 Remuneration for Directors, Supervisors and Senior Management and 2021 Remuneration Plan | Management | For | Non-Voting | |
12 | Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
13.1 | Election of Independent Director: Hu Renyu | Management | For | Non-Voting | |
13.2 | Election of Independent Director: Wu Xingjun | Management | For | Non-Voting |
81
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WUHAN GUIDE INFRARED CO LTD
Security ID: Y97082104
Meeting Date: 22-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association | Management | For | Non-Voting |
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
3 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
4 | 2020 Annual Accounts | Management | For | Non-Voting | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000 | Management | For | Non-Voting | |
6 | Reappointment of Audit Firm | Management | For | Non-Voting | |
7 | Increase of the Company's Registered Capital Due to Annual Profit Distribution and Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
8 | Amendments to the Raised Funds Management System | Management | For | Non-Voting | |
9 | Using Some Idle Raised Funds and Proprietary Funds for Cash Management | Management | For | Non-Voting |
WUXI APPTEC CO., LTD.
Security ID: Y971B1100
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.63000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000 | Management | For | Voted - For | |
5 | 2021 External Guarantee Quota | Management | For | Voted - For | |
6 | Reappointment of 2021 Domestic and Overseas Audit Firm | Management | For | Voted - For | |
7 | Verification of 2021 Foreign Exchange Hedging Business Quota | Management | For | Voted - For | |
8 | Connected Transaction Regarding Setting Up A Joint Venture with Related Parties | Management | For | Voted - For | |
9 | Authorization to the Investment Department to Dispose the Tradable Shares Held by the Company | Management | For | Voted - For |
82
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Change of the Company's Registered Capital | Management | For | Voted - Abstain | |
11 | Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment | Management | For | Voted - Abstain | |
12 | Amendments to the Work System for Independent Directors | Management | For | Voted - For | |
13 | Adjustment of Allowance for Independent Directors | Management | For | Voted - For | |
14 | General Authorization to the Board Regarding H-share and (or) A-share Additional Offering | Management | For | Voted - For | |
15 | General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares | Management | For | Voted - For | |
16 | Special Authorization to the Board Regarding the H-share Additional Offering Based on the Conversion and Issuance of H- Share Convertible Bonds | Management | For | Voted - For | |
13 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 4, 15 and 16 Under the Cls/agm and Resolution-numbers 1, 2 and 3 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
13 Apr 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting |
Meeting Date: 13-May-21
Meeting Type: Class Meeting
1 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.63000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 2.000000 | Management | For | Voted - For | |
2 | General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares | Management | For | Voted - For | |
3 | Special Authorization to the Board Regarding the H-share Additional Offering Based on the Conversion and Issuance of H- Share Convertible Bonds | Management | For | Voted - For | |
13 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 4, 15 and 16 Under the Cls/agm and Resolution-numbers 1, 2 and 3 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You | Non-Voting | Non-Voting | |||
13 Apr 2021: Please Note That This is A Revision Due to Addition of Comment-and Change in Meeting Type Form Egm to Cls. If You Have Already Sent in Your-votes, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You | Non-Voting | Non-Voting |
83
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
YANGO GROUP CO LTD
Security ID: Y2653W108
Meeting Date: 01-Feb-21
Meeting Type: Extraordinary General Meeting
1 | Issuance of the 2nd Phase Commercial Real Estate Mortgage Loan-backed Securities Plan | Management | For | Voted - For | |
2 | Provision of Guarantee for A Joint Stock Subsidiary | Management | For | Voted - For | |
3 | Provision of Guarantee for A 2nd Joint Stock Subsidiary | Management | For | Voted - For | |
4 | Provision of Guarantee for A 3rd Joint Stock Subsidiary | Management | For | Voted - For | |
5 | Assets Management with the Creditor's Rights to Some Mortgage Loans Receivable by the Company | Management | For | Voted - Abstain |
Meeting Date: 15-Mar-21
Meeting Type: Extraordinary General Meeting
1 | Shelf Offering of Cny 1.5 Billion Supply Chain Assets-backed Notes | Management | For | Voted - Abstain | |
2 | Shelf Offering of Cny 1 Billion Supply Chain Assets-backed Notes | Management | For | Voted - Abstain | |
3 | Assets Management of Cny 0.3225 Billion Creditor's Rights to the Supply Chain Accounts Receivable | Management | For | Voted - Abstain | |
4 | Assets Management of Cny 1 Billion Creditor's Rights to the Supply Chain Accounts Receivable | Management | For | Voted - Abstain | |
5 | Provision of Guarantee for A Joint Stock Subsidiary | Management | For | Voted - Abstain |
Meeting Date: 12-Apr-21
Meeting Type: Extraordinary General Meeting
1 | Plan to Participate in the Long-term Rental Apartment Reits Securitization Project | Management | For | Non-Voting | |
2 | Issuance of an Asset-backed Special Plan for the Balance Payment for House Purchases in A Real Estate Project Phase I | Management | For | Non-Voting | |
3 | Provision of Guarantee for A Joint Stock Subsidiary | Management | For | Non-Voting | |
4 | Provision of Guarantee for A 2nd Joint Stock Subsidiary | Management | For | Non-Voting | |
5 | Provision of Guarantee for A 3rd Joint Stock Subsidiary | Management | For | Non-Voting |
Meeting Date: 06-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.81000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For |
84
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | 2021 Financial Budget Report | Management | For | Voted - For | |
7 | Reappointment of 2021 Financial and Internal Control Audit Firm | Management | For | Voted - For | |
8 | 2020 Remuneration for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
9 | Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
10 | Application for Financing Quota | Management | For | Voted - For | |
11 | Authorization to the Management Team to Bid for Land | Management | For | Voted - For | |
12 | 2021 Guarantee Plan | Management | For | Voted - For | |
13 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
14 | Authorization for Shareholder Input in Some Real Estate Project Companies and Use of Surplus Funds in Controlled Subsidiaries with Business Partners in Proportion to the Shareholding in Them | Management | For | Voted - For | |
15 | Plan for Overseas Listing of A Subordinate Company | Management | For | Voted - For | |
16 | Compliance of A Subordinate Company's Listing Overseas with the Notice on Several Issues Concerning the Regulation of Overseas Listing of Subordinate Companies of Domestic Listed Companies | Management | For | Voted - For | |
17 | Commitments of the Company on Maintaining the Status of Independent Listing | Management | For | Voted - For | |
18 | Statement on Sustainable Profitability and Prospects | Management | For | Voted - For | |
19 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Overseas Listing of the Subsidiary | Management | For | Voted - For | |
20 | Application for Full Circulation of the Shareholding in the Subsidiary | Management | For | Voted - For | |
21 | Shareholding in the Subsidiary by Directors and Senior Management of the Company | Management | For | Voted - For |
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1 | Assets Management of the Company | Management | For | Non-Voting | |
2 | Provision of Guarantee for A Joint Stock Subsidiary | Management | For | Non-Voting |
YIFENG PHARMACY CHAIN CO LTD
Security ID: Y982AC104
Meeting Date: 29-Mar-21
Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id 530626 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting |
85
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1 | Remuneration (allowance) Plan for Directors | Management | For | Voted - For | |
2 | Remuneration (allowance) Plan for Supervisors | Management | For | Voted - For | |
3 | Settlement of Projects Financed with Raised Funds from the Non-public Offering and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | Voted - For | |
4.1 | Election of Non-independent Director: Gao Yi | Management | For | Voted - For | |
4.2 | Election of Non-independent Director: Gao Feng | Management | For | Voted - For | |
4.3 | Election of Non-independent Director: Gao Youcheng | Management | For | Voted - For | |
4.4 | Election of Non-independent Director: Xu Xin | Management | For | Voted - For | |
4.5 | Election of Non-independent Director: Chai Mingang | Management | For | Voted - For | |
4.6 | Election of Non-independent Director: Ye Weitao | Management | For | Voted - For | |
5.1 | Election of Independent Director: Yan Aimin | Management | For | Voted - For | |
5.2 | Election of Independent Director: Wang Hongxia | Management | For | Voted - For | |
5.3 | Election of Independent Director: Yi Languang | Management | For | Voted - For | |
6.1 | Election of Non-employee Supervisor: Chen Bin | Management | For | Voted - For | |
6.2 | Election of Non-employee Supervisor: Liu Yi | Management | For | Voted - For |
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000 | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
7 | Application for Comprehensive Credit Line to Banks and Accepting the Guarantee by Related Parties | Management | For | Voted - For | |
8 | The Company and De Facto Controller's Provision of Guarantee for Subsidiaries' Application for Bank Credit | Management | For | Voted - For | |
9 | Purchase of Wealth Management Products with Some Idle Proprietary Funds | Management | For | Voted - For | |
10 | Purchase of Wealth Management Products with Some Idle Raised Funds | Management | For | Voted - For | |
11 | Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
86
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Security ID: Y98815106
Meeting Date: 09-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Annual Accounts | Management | For | Voted - For |
Meeting Date: 13-Apr-21
Meeting Type: Extraordinary General Meeting
1 | Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan | Management | For | Non-Voting | |
2 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Non-Voting | |
3 | Temporarily Supplementing the Working Capital with Some Idle Raised Funds | Management | For | Non-Voting | |
4 | Renting Property from A Related Party | Management | For | Non-Voting | |
5 | Estimated Continuing Connected Transactions Between the Company and Its Wholly-owned Subsidiaries and A Related Party | Management | For | Non-Voting | |
6 | Application for Bank Credit Line by Wholly- Owned Subsidiaries and Provision of Guarantee by the Company | Management | For | Non-Voting |
ZHEJIANG CF MOTO POWER CO., LTD.
Security ID: Y988F1100
Meeting Date: 31-Mar-21
Meeting Type: Extraordinary General Meeting
1 | The Company's Eligibility for Non-public A- Share Offering | Management | For | Voted - For | |
2.1 | Plan for Non-public A-share Offering: Stock Type and Par Value | Management | For | Voted - For | |
2.2 | Plan for Non-public A-share Offering: Issuing Method and Date | Management | For | Voted - For | |
2.3 | Plan for Non-public A-share Offering: Pricing Base Date, Issue Price, and Pricing Principles | Management | For | Voted - For | |
2.4 | Plan for Non-public A-share Offering: Total Amount of the Raised Funds | Management | For | Voted - For | |
2.5 | Plan for Non-public A-share Offering: Issuing Targets and Subscription Method | Management | For | Voted - For |
87
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.6 | Plan for Non-public A-share Offering: Issuing Volume | Management | For | Voted - For | |
2.7 | Plan for Non-public A-share Offering: Lockup Period | Management | For | Voted - For | |
2.8 | Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering | Management | For | Voted - For | |
2.9 | Plan for Non-public A-share Offering: Listing Place | Management | For | Voted - For | |
2.10 | Plan for Non-public A-share Offering: Purpose of the Raised Funds | Management | For | Voted - For | |
2.11 | Plan for Non-public A-share Offering: the Valid Period of the Resolution on the Non- Public Share Offering | Management | For | Voted - For | |
3 | Preplan for Non-public A-share Offering | Management | For | Voted - For | |
4 | Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public A- Share Offering | Management | For | Voted - For | |
5 | Diluted Immediate Return After the Non- Public Share Offering, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For | |
6 | Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | Management | For | Voted - For | |
7 | Report on the Use of Previously Raised Funds As of December 31, 2020 | Management | For | Voted - For | |
8 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For |
Meeting Date: 07-May-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 555987 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Work Report of Independent Directors | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | Reappointment of 2021 Audit Firm and Internal Control Audit Firm | Management | For | Voted - For | |
6 | 2021 Remuneration Plan for Directors and Supervisors | Management | For | Voted - For | |
7 | 2020 Annual Accounts | Management | For | Voted - For | |
8 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny8.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | Voted - For |
88
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Implementing Results of 2020 Estimated Connected Transactions with A Company, and Estimation of 2021 Continuing Connected Transactions | Management | For | Voted - For | |
10 | 2021 Entrusted Wealth Management with Idle Proprietary Funds | Management | For | Voted - For | |
11 | 2021 Application for Bank Credit Line | Management | For | Voted - For | |
12 | Launching Forward Foreign Exchange Settlement and Sale Business in 2021 | Management | For | Voted - For | |
13 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | Voted - For | |
14.1 | By-election of Independent Directors | Management | For | Voted - For | |
28 Apr 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 14.1. If You Have Already Sent in Your Votes to Mid-566281, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You | Non-Voting | Non-Voting |
ZHEJIANG DAHUA TECHNOLOGY CO LTD
Security ID: Y988AP102
Meeting Date: 22-Jan-21
Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id 507914 Due to Receipt Of- Additional Resolution Number 2. All Votes Received on the Previous Meeting-will be Disregarded and You Will Need to Reinstruct on This Meeting Notice.-thank You | Non-Voting | Non-Voting | |||
1 | Management Measures for Core Employees' Followed Investment in Innovative Business | Management | For | Voted - For | |
2 | Connected Transaction Regarding Waiver of the Right for Capital Increase in A Joint Stock Company in Proportion to the Shareholding in It | Management | For | Voted - Abstain |
ZHEJIANG JINGXIN PHARMACEUTICAL CO LTD
Security ID: Y988AC101
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id 539447 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For |
89
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 2.000000 | Management | For | Voted - For | |
5 | 2020 Annual Accounts | Management | For | Voted - For | |
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | Provision of Guarantee for Wholly-owned Subsidiaries | Management | For | Voted - For | |
8 | Entrusted Wealth Management with Idle Proprietary Funds | Management | For | Voted - For | |
9 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
ZHEJIANG SATELLITE PETROCHEMICAL CO LTD
Security ID: Y98961116
Meeting Date: 07-Apr-21
Meeting Type: Extraordinary General Meeting
1 | The Framework Agreement on External Investment to be Signed | Management | For | Voted - Abstain | |
2 | Additional External Guarantee Quota | Management | For | Voted - Abstain |
ZHEJIANG SUPOR CO LTD
Security ID: Y98925103
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1.1 | Plan for Repurchase of Public Shares: Objective and Purpose of the Share Repurchase | Management | For | Voted - For | |
1.2 | Plan for Repurchase of Public Shares: Method of the Share Repurchase | Management | For | Voted - For | |
1.3 | Plan for Repurchase of Public Shares: Price and Pricing Principles of Share Repurchase | Management | For | Voted - For | |
1.4 | Plan for Repurchase of Public Shares: Type, Number and Percentage to the Total Capital of Shares to be Repurchased | Management | For | Voted - For | |
1.5 | Plan for Repurchase of Public Shares: Total Amount and Source of the Funds to be Used for the Repurchase | Management | For | Voted - For | |
1.6 | Plan for Repurchase of Public Shares: Source of the Funds for the Repurchase | Management | For | Voted - For | |
1.7 | Plan for Repurchase of Public Shares: Time Limit of the Share Repurchase | Management | For | Voted - For | |
1.8 | Plan for Repurchase of Public Shares: the Valid Period of the Resolution | Management | For | Voted - For | |
2 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain |
90
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ZHONGFU INFORMATION INC
Security ID: Y9908R107
Meeting Date: 20-Apr-21
Meeting Type: Extraordinary General Meeting
1 | 2021 Restricted Stock Incentive Plan (draft) and Its Summary | Management | For | Voted - For | |
2 | Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan | Management | For | Voted - For | |
3 | Authorization to the Board to Handle Matters Regarding Equity Incentive | Management | For | Voted - For |
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | 2020 Special Report on the Deposit and Use of Raised Funds | Management | For | Voted - For | |
7 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
8 | Provision of Guarantee for Wholly-owned Subsidiaries | Management | For | Voted - For | |
9 | Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | |
10 | Amendments to the Rules of Procedure Governing the Board Meetings | Management | For | Voted - For | |
11 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | Voted - For | |
12 | Amendments to the External Guarantee Management System | Management | For | Voted - For | |
13 | Amendments to the Implementing Rules for Cumulative Voting System | Management | For | Voted - For | |
14 | Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties | Management | For | Voted - For |
ZHUZHOU HONGDA ELECTRONICS CORP.,LTD.
Security ID: Y989F0100
Meeting Date: 16-Apr-21
Meeting Type: Annual General Meeting
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For |
91
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
6 | Reappointment of 2021 Audit Firm | Management | For | Voted - For |
Meeting Date: 23-Jun-21
Meeting Type: Extraordinary General Meeting
1 | The Company's Eligibility for A-share Offering to Specific Parties | Management | For | Voted - For | |
2.1 | Plan for A-share Offering to Specific Parties: Stock Type and Par Value | Management | For | Voted - For | |
2.2 | Plan for A-share Offering to Specific Parties: Issuing Method and Date | Management | For | Voted - For | |
2.3 | Plan for A-share Offering to Specific Parties: Issuing Targets and Subscription Method | Management | For | Voted - For | |
2.4 | Plan for A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price | Management | For | Voted - For | |
2.5 | Plan for A-share Offering to Specific Parties: Issuing Volume | Management | For | Voted - For | |
2.6 | Plan for A-share Offering to Specific Parties: Lockup Period | Management | For | Voted - For | |
2.7 | Plan for A-share Offering to Specific Parties: Amount and Purpose of the Raised Funds | Management | For | Voted - For | |
2.8 | Plan for A-share Offering to Specific Parties: Plan for Distribution of Accumulated Retained Profits Before the Issuance | Management | For | Voted - For | |
2.9 | Plan for A-share Offering to Specific Parties: Listing Place | Management | For | Voted - For | |
2.10 | Plan for A-share Offering to Specific Parties: the Valid Period of the Resolution | Management | For | Voted - For | |
3 | Preplan for 2021 A-share Offering to Specific Parties | Management | For | Voted - For | |
4 | Demonstration Analysis Report on the Plan for 2021 Share Offering to Specific Parties | Management | For | Voted - For | |
5 | Feasibility Analysis Report on the Use of Funds to be Raised from the A-share Offering to Specific Parties | Management | For | Voted - For | |
6 | Report on the Use of Previously-raised Funds | Management | For | Voted - For | |
7 | Diluted Immediate Return After the 2021 Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties | Management | For | Voted - For | |
8 | Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties | Management | For | Voted - For | |
9 | Shareholder Return Plan for the Next Three Years from 2021 to 2023 | Management | For | Voted - For | |
10 | Amendments to the Articles of Association | Management | For | Voted - Abstain | |
11 | Amendments to the Rules of Procedure Governing the General Meeting of Shareholders | Management | For | Voted - For |
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Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Amendments to the Rules of Procedure Governing the Board of Directors | Management | For | Voted - For | |
13 | Amendments to the Rules of Procedure Governing the Supervisory Committee | Management | For | Voted - For | |
14 | Amendments to the System for Independent Directors | Management | For | Voted - For | |
15 | Amendments to the Connected Transactions Management System | Management | For | Voted - For | |
16 | Amendments to the External Guarantee Management System | Management | For | Voted - For | |
17 | Amendments to the External Investment Management System | Management | For | Voted - For | |
18 | Amendments to the Management System for the Use of Raised Funds | Management | For | Voted - For |
ZIJIN MINING GROUP CO LTD
Security ID: Y9892H115
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
1 | 2020 Work Report of the Board of Directors | Management | For | Non-Voting | |
2 | 2020 Work Report of Independent Directors | Management | For | Non-Voting | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Non-Voting | |
4 | 2020 Annual Report and Its Summary | Management | For | Non-Voting | |
5 | 2020 Annual Accounts | Management | For | Non-Voting | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Non-Voting | |
7 | 2020 Remuneration Plan for Executive Directors and the Chairman of the Supervisory Committee | Management | For | Non-Voting | |
8 | Amendments to the Articles of Associations of the Company | Management | For | Non-Voting | |
9 | General Authorization for the Issuance of Debt Financing Instruments | Management | For | Non-Voting | |
10 | General Authorization to the Board Regarding A-share and (or) H-share Additional Offering | Management | For | Non-Voting | |
11 | 2021 External Guarantee Arrangement | Management | For | Non-Voting | |
12 | Purchase of Liability Insurance for the Company, Directors, Supervisors and Senior Management | Management | For | Non-Voting | |
13 | Reappointment of 2021 Audit Firm | Management | For | Non-Voting |
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO
Security ID: Y1293Y102
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
Please Note That the Vote Direction/intention Must be the Same for The-resolution Number 25 Under the Agm and Resolution Number 1 Under the Class- Meeting, Otherwise the Vote Will be Rejected in the Market. If They are Voted-in Different Directions Your Ballot Will be Disqualified As A Split Vote.-thank You | Non-Voting | Non-Voting |
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Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 A-share Annual Report and Its Summary | Management | For | Voted - For | |
5 | 2020 H-share Annual Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Management | For | Voted - For | |
7 | 2020 Provision for Assets Impairment | Management | For | Voted - For | |
8.1 | 2021 Appointment of Domestic Financial Audit Firm and Internal Control Audit Firm: Baker Tilly China Certified Public Accountants | Management | For | Voted - For | |
8.2 | 2021 Appointment of International Audit Firm: KPMG Certified Public Accountants | Management | For | Voted - For | |
8.3 | Authorization to the Audit Committee of the Board to Decide the Remuneration Principles and Authorization to the Management Team to Determine the Remuneration According to the Principles Confirmed | Management | For | Voted - For | |
9 | Application for Comprehensive Credit Line to Financial Institutions and Authorization to the Chairman of the Board to Sign Relevant Financing Documents | Management | For | Voted - For | |
10 | Approval of and Authorization to A Company to Conduct Confirming Warehouse Business | Management | For | Voted - For | |
11 | Approval of and Authorization to A Company to Conduct Financing Business with Downstream Clients and to Provide External Guarantee | Management | For | Voted - For | |
12 | Provision of Guarantee for Controlled Companies | Management | For | Voted - For | |
13 | Authorization to Conduct Low-risk Investment and Wealth Management | Management | For | Voted - For | |
14 | Authorization to Conduct Financial Derivatives Business | Management | For | Voted - For | |
15 | Authorization to A Company to Conduct Financing Guarantee | Management | For | Voted - For | |
16 | Registration and Issuance of Assets Securitization Products by A Company | Management | For | Voted - For | |
17 | Registration and Issuance of Supply Chain Assets Securitization Products by A Company | Management | For | Voted - For | |
18.1 | Connected Transactions Regarding Sale of Equities in A Subsidiary | Management | For | Voted - For | |
18.2 | Continuing to Provide Guarantee for A Company | Management | For | Voted - For | |
19 | Provision of Guarantee Quota for the Mortgage Loans, Financial Leasing and Buyer's Credit Business | Management | For | Voted - For | |
20 | Registration of Debt Financing Instruments | Management | For | Voted - For | |
21 | Issuance of Medium-term Notes | Management | For | Voted - For |
94
Rayliant Quantamental China Equity ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
22 | The Company's Eligibility for Corporate Bond Issuance | Management | For | Voted - For | |
23 | Public Issuance of Corporate Bonds to Qualified Investors | Management | For | Voted - For | |
24 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds | Management | For | Voted - For | |
25 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
18 May 2021: Please Note That This is A Revision Due to Modification of Text-on Resolutions 8.1 and 8.2. If You Have Already Sent in Your Votes, Please Do-not Vote Again Unless You Decide to Amend Your Original Instructions. Thank-you | Non-Voting | Non-Voting |
Meeting Date: 28-May-21
Meeting Type: Class Meeting
1 | Amendments to the Company's Articles of Association | Management | For | Voted - Abstain | |
27 Apr 2021: Please Note That the Meeting Type Changed from Agm to Cls And-addition of Comment. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You | Non-Voting | Non-Voting | |||
27 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 25 Under the Agm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You | Non-Voting | Non-Voting |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 30, 2021
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