The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 178 | 12,800 | SH | SOLE | None | 12,800 | 0 | 0 | |
ARGAN INC | COM | 04010E109 | 747 | 14,000 | SH | SOLE | None | 14,000 | 0 | 0 | |
ASTRONOVA INC | COM | 04638F108 | 373 | 27,865 | SH | SOLE | None | 27,865 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 567 | 18,605 | SH | SOLE | None | 18,605 | 0 | 0 | |
AMERICAN PUBLIC EDUCATION IN | COM | 02913V103 | 316 | 8,855 | SH | SOLE | None | 8,855 | 0 | 0 | |
ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 1,555 | 737,040 | SH | SOLE | None | 737,040 | 0 | 0 | |
A10 NETWORKS INC | COM | 002121101 | 96 | 10,000 | SH | SOLE | None | 10,000 | 0 | 0 | |
AWARE INC MASS | COM | 05453N100 | 443 | 121,249 | SH | SOLE | None | 121,249 | 0 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 245 | 25,398 | SH | SOLE | None | 25,398 | 0 | 0 | |
BUILD-A-BEAR WORKSHOP INC | COM | 120076104 | 437 | 63,319 | SH | SOLE | None | 63,319 | 0 | 0 | |
BEL FUSE INC | CL A | 077347201 | 501 | 26,870 | SH | SOLE | None | 26,870 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 867 | 3,394 | SH | SOLE | None | 3,394 | 0 | 0 | |
BWX TECHNOLOGIES INC | COM | 05605H100 | 1,385 | 21,000 | SH | SOLE | None | 21,000 | 0 | 0 | |
CASI PHARMACEUTICALS INC | COM | 14757U109 | 152 | 63,250 | SH | SOLE | None | 63,250 | 0 | 0 | |
CAMBRIDGE BANCORP | COM | 132152109 | 1,685 | 19,981 | SH | SOLE | None | 19,981 | 0 | 0 | |
CATO CORP NEW | CL A | 149205106 | 249 | 20,732 | SH | SOLE | None | 20,732 | 0 | 0 | |
CBTX INC | COM | 12481V104 | 614 | 20,000 | SH | SOLE | None | 20,000 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 631 | 38,000 | SH | SOLE | None | 38,000 | 0 | 0 | |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 6,040 | 258,675 | SH | SOLE | None | 258,675 | 0 | 0 | |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 1,789 | 163,353 | SH | SOLE | None | 163,353 | 0 | 0 | |
CENTRAL GARDEN & PET CO | COM | 153527106 | 977 | 16,848 | SH | SOLE | None | 16,848 | 0 | 0 | |
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 599 | 29,767 | SH | SOLE | None | 29,767 | 0 | 0 | |
MACK CALI RLTY CORP | COM | 554489104 | 418 | 27,000 | SH | SOLE | None | 27,000 | 0 | 0 | |
CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 415 | 36,750 | SH | SOLE | None | 36,750 | 0 | 0 | |
CHARLES & COLVARD LTD | COM | 159765106 | 403 | 136,145 | SH | SOLE | None | 136,145 | 0 | 0 | |
CITI TRENDS INC | COM | 17306X102 | 251 | 3,000 | SH | SOLE | None | 3,000 | 0 | 0 | |
CEL-SCI CORP | COM PAR NEW | 150837607 | 440 | 28,934 | SH | SOLE | None | 28,934 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 211 | 804 | SH | SOLE | None | 804 | 0 | 0 | |
DESIGNER BRANDS INC | CL A | 250565108 | 569 | 32,700 | SH | SOLE | None | 32,700 | 0 | 0 | |
ELECTROMED INC | COM | 285409108 | 215 | 20,400 | SH | SOLE | None | 20,400 | 0 | 0 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 3,361 | 179,937 | SH | SOLE | None | 179,937 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 552 | 128,643 | SH | SOLE | None | 128,643 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,356 | 8,000 | SH | SOLE | None | 8,000 | 0 | 0 | |
FUELCELL ENERGY INC | COM | 35952H601 | 1,442 | 100,100 | SH | SOLE | None | 100,100 | 0 | 0 | |
FG NEW AMER ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 440 | 39,700 | SH | SOLE | None | 39,700 | 0 | 0 | |
FULL HSE RESORTS INC | COM | 359678109 | 85 | 10,000 | SH | SOLE | None | 10,000 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 223 | 9,649 | SH | SOLE | None | 9,649 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 | 504 | 13,181 | SH | SOLE | None | 13,181 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 240 | 1,500 | SH | SOLE | None | 1,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 517 | 250 | SH | SOLE | None | 250 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 4,863 | 2,358 | SH | SOLE | None | 2,358 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 785 | 2,400 | SH | SOLE | None | 2,400 | 0 | 0 | |
GLRY STR NW MDIA GRUP HLDG L | *W EXP 02/13/202 | G39973113 | 15 | 100,000 | SH | SOLE | None | 100,000 | 0 | 0 | |
GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 241 | 7,100 | SH | SOLE | None | 7,100 | 0 | 0 | |
GABELLI UTIL TR | COM | 36240A101 | 69 | 10,000 | SH | SOLE | None | 10,000 | 0 | 0 | |
GABELLI UTIL TR | RIGHT 04/14/2021 | 36240A168 | 1 | 10,000 | SH | SOLE | None | 10,000 | 0 | 0 | |
HACKETT GROUP INC | COM | 404609109 | 935 | 57,042 | SH | SOLE | None | 57,042 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 2,858 | 9,364 | SH | SOLE | None | 9,364 | 0 | 0 | |
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 1,826 | 164,616 | SH | SOLE | None | 164,616 | 0 | 0 | |
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 356 | 46,167 | SH | SOLE | None | 46,167 | 0 | 0 | |
HINGHAM INSTN SVGS MASS | COM | 433323102 | 7,134 | 25,140 | SH | SOLE | None | 25,140 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 662 | 4,400 | SH | SOLE | None | 4,400 | 0 | 0 | |
VOYA NAT RES EQUITY INCOME F | COM | 92913C106 | 116 | 35,000 | SH | SOLE | None | 35,000 | 0 | 0 | |
JOHNSON OUTDOORS INC | CL A | 479167108 | 664 | 4,650 | SH | SOLE | None | 4,650 | 0 | 0 | |
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 765 | 79,734 | SH | SOLE | None | 79,734 | 0 | 0 | |
COFFEE HLDG CO INC | COM | 192176105 | 187 | 37,807 | SH | SOLE | None | 37,807 | 0 | 0 | |
KBR INC | COM | 48242W106 | 768 | 20,000 | SH | SOLE | None | 20,000 | 0 | 0 | |
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 1,517 | 227,737 | SH | SOLE | None | 227,737 | 0 | 0 | |
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 346 | 48,292 | SH | SOLE | None | 48,292 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 4,304 | 52,274 | SH | SOLE | None | 52,274 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 445 | 1,250 | SH | SOLE | None | 1,250 | 0 | 0 | |
MAGNA INTL INC | COM | 559222401 | 995 | 11,300 | SH | SOLE | None | 11,300 | 0 | 0 | |
MOVADO GROUP INC | COM | 624580106 | 302 | 10,605 | SH | SOLE | None | 10,605 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,769 | 7,502 | SH | SOLE | None | 7,502 | 0 | 0 | |
MICROVISION INC DEL | COM NEW | 594960304 | 2,667 | 143,747 | SH | SOLE | None | 143,747 | 0 | 0 | |
TORTOISE ENERGY INDEPENDENC | COM | 89148K200 | 5,261 | 304,131 | SH | SOLE | None | 304,131 | 0 | 0 | |
NATURAL GAS SVCS GROUP INC | COM | 63886Q109 | 575 | 60,925 | SH | SOLE | None | 60,925 | 0 | 0 | |
NIKOLA CORP | COM | 654110105 | 1,125 | 81,000 | SH | SOLE | None | 81,000 | 0 | 0 | |
NL INDS INC | COM NEW | 629156407 | 3,064 | 411,285 | SH | SOLE | None | 411,285 | 0 | 0 | |
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 86 | 20,456 | SH | SOLE | None | 20,456 | 0 | 0 | |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 3,326 | 129,348 | SH | SOLE | None | 129,348 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 480 | 11,000 | SH | SOLE | None | 11,000 | 0 | 0 | |
NVR INC | COM | 62944T105 | 674 | 143 | SH | SOLE | None | 143 | 0 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 305 | 13,000 | SH | SOLE | None | 13,000 | 0 | 0 | |
ONTRAK INC | COM | 683373104 | 215 | 6,612 | SH | SOLE | None | 6,612 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 392 | 4,000 | SH | SOLE | None | 4,000 | 0 | 0 | |
PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | 199 | 14,770 | SH | SOLE | None | 14,770 | 0 | 0 | |
POWELL INDS INC | COM | 739128106 | 273 | 8,061 | SH | SOLE | None | 8,061 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | 2,347 | 73,723 | SH | SOLE | None | 73,723 | 0 | 0 | |
ROCKY BRANDS INC | COM | 774515100 | 1,373 | 25,394 | SH | SOLE | None | 25,394 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 254 | 45,900 | SH | SOLE | None | 45,900 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 1,156 | 78,000 | SH | SOLE | None | 78,000 | 0 | 0 | |
STRATTEC SEC CORP | COM | 863111100 | 1,523 | 32,464 | SH | SOLE | None | 32,464 | 0 | 0 | |
CUSHING NEXTGEN INFRA INCM F | COM | 231647207 | 511 | 12,665 | SH | SOLE | None | 12,665 | 0 | 0 | |
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 1,311 | 120,604 | SH | SOLE | None | 120,604 | 0 | 0 | |
TORTOISE ESSENTIAL ASSETS IN | COM SH BEN INT | 89148A103 | 1,579 | 110,133 | SH | SOLE | None | 110,133 | 0 | 0 | |
THRYV HLDGS INC | COM NEW | 886029206 | 243 | 10,404 | SH | SOLE | None | 10,404 | 0 | 0 | |
TILLYS INC | CL A | 886885102 | 700 | 61,803 | SH | SOLE | None | 61,803 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 1,061 | 87,745 | SH | SOLE | None | 87,745 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 363 | 25,000 | SH | SOLE | None | 25,000 | 0 | 0 | |
TORTOISE PIPELINE & ENERGY F | COM | 89148H207 | 1,782 | 87,033 | SH | SOLE | None | 87,033 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 3,639 | 148,904 | SH | SOLE | None | 148,904 | 0 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 329 | 58,804 | SH | SOLE | None | 58,804 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,482 | 7,000 | SH | SOLE | None | 7,000 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 1,397 | 45,000 | SH | SOLE | None | 45,000 | 0 | 0 | |
VIEMED HEALTHCARE INC | COM | 92663R105 | 168 | 16,500 | SH | SOLE | None | 16,500 | 0 | 0 | |
VERSO CORP | CL A | 92531L207 | 650 | 44,544 | SH | SOLE | None | 44,544 | 0 | 0 | |
APPHARVEST INC | Put | 03783T953 | 2,710 | 148,100 | SH | Put | SOLE | None | 148,100 | 0 | 0 |
BEYOND MEAT INC | Put | 08862E959 | 9,733 | 74,800 | SH | Put | SOLE | None | 74,800 | 0 | 0 |
BIONANO GENOMICS INC | Put | 09075F957 | 1,671 | 206,800 | SH | Put | SOLE | None | 206,800 | 0 | 0 |
BLINK CHARGING CO | Put | 09354A950 | 8,693 | 211,500 | SH | Put | SOLE | None | 211,500 | 0 | 0 |
CAMECO CORP | Call | 13321L908 | 831 | 50,000 | SH | Call | SOLE | None | 50,000 | 0 | 0 |
CEL-SCI CORP | Put | 150837957 | 1,547 | 101,700 | SH | Put | SOLE | None | 101,700 | 0 | 0 |
FUELCELL ENERGY INC | Call | 35952H901 | 388 | 26,900 | SH | Call | SOLE | None | 26,900 | 0 | 0 |
FUELCELL ENERGY INC | Put | 35952H951 | 1,872 | 129,900 | SH | Put | SOLE | None | 129,900 | 0 | 0 |
GSX TECHEDU INC | Put | 36257Y959 | 1,104 | 32,600 | SH | Put | SOLE | None | 32,600 | 0 | 0 |
HOME DEPOT INC | Call | 437076902 | 3,541 | 11,600 | SH | Call | SOLE | None | 11,600 | 0 | 0 |
HUMANIGEN INC | Call | 444863903 | 955 | 50,000 | SH | Call | SOLE | None | 50,000 | 0 | 0 |
INOVIO PHARMACEUTICALS INC | Put | 45773H951 | 711 | 76,600 | SH | Put | SOLE | None | 76,600 | 0 | 0 |
LORDSTOWN MOTORS CORP | Put | 54405Q950 | 2,182 | 185,400 | SH | Put | SOLE | None | 185,400 | 0 | 0 |
MICROVISION INC DEL | Put | 594960954 | 6,173 | 332,800 | SH | Put | SOLE | None | 332,800 | 0 | 0 |
NIO INC | Put | 62914V956 | 1,949 | 50,000 | SH | Put | SOLE | None | 50,000 | 0 | 0 |
NIKOLA CORP | Put | 654110955 | 7,042 | 507,000 | SH | Put | SOLE | None | 507,000 | 0 | 0 |
OCUGEN INC | Put | 67577C955 | 133 | 19,600 | SH | Put | SOLE | None | 19,600 | 0 | 0 |
ONTRAK INC | Put | 683373954 | 694 | 21,300 | SH | Put | SOLE | None | 21,300 | 0 | 0 |
PELOTON INTERACTIVE INC | Put | 70614W950 | 562 | 5,000 | SH | Put | SOLE | None | 5,000 | 0 | 0 |
PENUMBRA INC | Put | 70975L957 | 406 | 1,500 | SH | Put | SOLE | None | 1,500 | 0 | 0 |
PLUG POWER INC | Put | 72919P952 | 1,075 | 30,000 | SH | Put | SOLE | None | 30,000 | 0 | 0 |
SPDR S&P 500 ETF TR | Call | 78462F903 | 47,560 | 120,000 | SH | Call | SOLE | None | 120,000 | 0 | 0 |
TESLA INC | Put | 88160R951 | 32,061 | 48,000 | SH | Put | SOLE | None | 48,000 | 0 | 0 |
TORONTO DOMINION BK ONT | Call | 891160909 | 1,304 | 20,000 | SH | Call | SOLE | None | 20,000 | 0 | 0 |
VERSO CORP | Call | 92531L907 | 709 | 48,600 | SH | Call | SOLE | None | 48,600 | 0 | 0 |
VIRGIN GALACTIC HOLDINGS INC | Put | 92766K956 | 3,706 | 121,000 | SH | Put | SOLE | None | 121,000 | 0 | 0 |
VUZIX CORP | Put | 92921W950 | 1,137 | 44,700 | SH | Put | SOLE | None | 44,700 | 0 | 0 |
WORKHORSE GROUP INC | Put | 98138J956 | 1,836 | 133,300 | SH | Put | SOLE | None | 133,300 | 0 | 0 |