UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 29, 2014
MOELIS & COMPANY
(Exact name of registrant as specified in its charter)
Delaware |
| 001-36418 |
| 46-4500216 |
(State or other jurisdiction of |
| (Commission |
| (IRS Employer |
399 Park Avenue, 5th Floor |
|
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New York, New York |
| 10022 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code (212) 883-3800
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
Item 7.01 Regulation FD Disclosure.
Moelis & Company has previously announced that Ken Moelis, Chairman and Chief Executive Officer, will present at the Sanford C. Bernstein 30th Annual Strategic Decisions Conference on Thursday, May 29, 2014. Moelis intends to use the presentation filed as Exhibit 99.1 to this Form 8-K at the conference.
The information furnished pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor will such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit |
| Description |
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99.1 |
| Moelis & Company Investor Presentation dated May 2014 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOELIS & COMPANY | |
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| By: | /s/ Osamu Watanabe |
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| Name: Osamu Watanabe |
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| Title: General Counsel and Secretary |
Date: May 29, 2014