The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Call Bank Of America Cor | COM | 060505104 | 24 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Call Biontech SE | ADR | 09075V102 | 235 | 3,400 | SH | Call | SOLE | 3,400 | 0 | 0 | |
Call Boeing Co | COM | 097023105 | 83 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Call Exxon Mobil Corp | COM | 30231G102 | 206 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
Call Uber Technologies I | COM | 90353T100 | 73 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Call US Oil Fnd | ETF | 91232N108 | 240 | 8,500 | SH | Call | SOLE | 8,500 | 0 | 0 | |
Apple Inc | COM | 037833100 | 29,199 | 252,132 | SH | SOLE | 252,132 | 0 | 0 | ||
Jpmorgan Ultra Short | ETF | 46641Q837 | 22,369 | 440,380 | SH | SOLE | 440,380 | 0 | 0 | ||
PIMCO Short Maturity ETF | ETF | 72201R833 | 18,892 | 185,291 | SH | SOLE | 185,291 | 0 | 0 | ||
Ishares Barclays TIPS Bond Fun | ETF | 464287176 | 17,225 | 136,168 | SH | SOLE | 136,168 | 0 | 0 | ||
Vanguard Short Term | ETF | 92206C102 | 15,968 | 257,177 | SH | SOLE | 257,177 | 0 | 0 | ||
Schwab Short Term US | ETF | 808524862 | 13,920 | 270,297 | SH | SOLE | 270,297 | 0 | 0 | ||
Invesco QQQ Trust | COM | 46090E103 | 13,484 | 48,530 | SH | SOLE | 48,530 | 0 | 0 | ||
Vanguard Short-Term Corp Bond | ETF | 92206C409 | 13,329 | 160,877 | SH | SOLE | 160,877 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 11,890 | 101,033 | SH | SOLE | 101,033 | 0 | 0 | ||
Vanguard Small Cap Grwth | ETF | 922908595 | 11,660 | 54,252 | SH | SOLE | 54,252 | 0 | 0 | ||
Vanguard Growth ETF | ETF | 922908736 | 7,919 | 34,793 | SH | SOLE | 34,793 | 0 | 0 | ||
Bank of America | COM | 060505104 | 7,661 | 318,015 | SH | SOLE | 318,015 | 0 | 0 | ||
Amazon Inc | COM | 023135106 | 7,207 | 2,289 | SH | SOLE | 2,289 | 0 | 0 | ||
Alphabet Inc. Class A | COM | 02079K305 | 6,740 | 4,599 | SH | SOLE | 4,599 | 0 | 0 | ||
Vanguard Mid Cap ETF | ETF | 922908629 | 6,663 | 37,804 | SH | SOLE | 37,804 | 0 | 0 | ||
iShares 1-3 Year Treasury Bond | ETF | 464287457 | 6,466 | 74,738 | SH | SOLE | 74,738 | 0 | 0 | ||
NVIDIA Corp | COM | 67066G104 | 6,205 | 11,464 | SH | SOLE | 11,464 | 0 | 0 | ||
Vanguard Dividend Appreciation | ETF | 921908844 | 5,959 | 46,315 | SH | SOLE | 46,315 | 0 | 0 | ||
PIMCO Total Return ETF | ETF | 72201R775 | 5,536 | 49,239 | SH | SOLE | 49,239 | 0 | 0 | ||
SPDR S&P 500 | ETF | 78462F103 | 5,359 | 16,002 | SH | SOLE | 16,002 | 0 | 0 | ||
Facebook Inc | COM | 30303M102 | 5,311 | 20,277 | SH | SOLE | 20,277 | 0 | 0 | ||
Vanguard SmCap ETF | ETF | 922908751 | 4,639 | 30,160 | SH | SOLE | 30,160 | 0 | 0 | ||
Vanguard Value ETF | ETF | 922908744 | 4,336 | 41,485 | SH | SOLE | 41,485 | 0 | 0 | ||
Vanguard Info Technology | ETF | 92204A702 | 4,145 | 13,309 | SH | SOLE | 13,309 | 0 | 0 | ||
Visa Inc | COM | 92826C839 | 3,719 | 18,599 | SH | SOLE | 18,599 | 0 | 0 | ||
Vanguard Intl Equity Index ex | ETF | 922042775 | 3,404 | 67,479 | SH | SOLE | 67,479 | 0 | 0 | ||
Vanguard Financials ETF | ETF | 92204A405 | 3,403 | 58,179 | SH | SOLE | 58,179 | 0 | 0 | ||
Berkshire Hathaway CL B | COM | 084670702 | 3,388 | 15,913 | SH | SOLE | 15,913 | 0 | 0 | ||
Pepsico Inc | COM | 713448108 | 3,371 | 24,323 | SH | SOLE | 24,323 | 0 | 0 | ||
Vanguard Mid Cap Growth | ETF | 922908538 | 3,177 | 17,636 | SH | SOLE | 17,636 | 0 | 0 | ||
VanEck Vectors Semiconductor E | ETF | 92189F676 | 3,143 | 18,042 | SH | SOLE | 18,042 | 0 | 0 | ||
Micron Technology Inc | COM | 595112103 | 3,115 | 66,331 | SH | SOLE | 66,331 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 3,036 | 14,432 | SH | SOLE | 14,432 | 0 | 0 | ||
Boeing Company | COM | 097023105 | 2,784 | 16,848 | SH | SOLE | 16,848 | 0 | 0 | ||
SPDR Financial Sector ETF | ETF | 81369Y605 | 2,757 | 114,555 | SH | SOLE | 114,555 | 0 | 0 | ||
Citigroup Inc | COM | 172967102 | 2,630 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
Spdr S&P Aerospace | ETF | 78464A631 | 2,600 | 29,768 | SH | SOLE | 29,768 | 0 | 0 | ||
Vanguard S&P 500 ETF | ETF | 922908413 | 2,242 | 7,289 | SH | SOLE | 7,289 | 0 | 0 | ||
Invesco Financial Preferred ET | ETF | 73935X229 | 2,231 | 119,067 | SH | SOLE | 119,067 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 2,052 | 4,103 | SH | SOLE | 4,103 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 2,003 | 38,691 | SH | SOLE | 38,691 | 0 | 0 | ||
Vanguard Intl Bond Index ETF | ETF | 92203J407 | 1,818 | 31,242 | SH | SOLE | 31,242 | 0 | 0 | ||
Salesforce Inc | COM | 79766L302 | 1,757 | 6,992 | SH | SOLE | 6,992 | 0 | 0 | ||
iShares Floating Rate Bond ETF | ETF | 46429B655 | 1,595 | 31,453 | SH | SOLE | 31,453 | 0 | 0 | ||
Vanguard Health Care ETF | ETF | 92204A504 | 1,586 | 7,777 | SH | SOLE | 7,777 | 0 | 0 | ||
Vanguard REIT ETF index | ETF | 922908553 | 1,555 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
Adobe Systems Inc | COM | 00724F101 | 1,478 | 3,013 | SH | SOLE | 3,013 | 0 | 0 | ||
Uber Technologies Inc | COM | 90353T100 | 1,442 | 39,528 | SH | SOLE | 39,528 | 0 | 0 | ||
iShares Intl Small Cap ETF | ETF | 464288273 | 1,410 | 23,898 | SH | SOLE | 23,898 | 0 | 0 | ||
iShares Nasdaq Biotech | ETF | 464287556 | 1,405 | 10,378 | SH | SOLE | 10,378 | 0 | 0 | ||
Cheniere Energy Inc | COM | 16411R208 | 1,317 | 28,471 | SH | SOLE | 28,471 | 0 | 0 | ||
American Tower | COM | 03027X100 | 1,119 | 4,630 | SH | SOLE | 4,630 | 0 | 0 | ||
Morgan J P & Co Inc | COM | 46625H100 | 1,096 | 11,381 | SH | SOLE | 11,381 | 0 | 0 | ||
SPDR Materials Sector ETF | ETF | 81369Y100 | 1,023 | 16,079 | SH | SOLE | 16,079 | 0 | 0 | ||
Service Now Inc | COM | 81762P102 | 1,003 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
Delta Air Lines Inc | COM | 247361702 | 973 | 31,821 | SH | SOLE | 31,821 | 0 | 0 | ||
Teladoc Health Inc | COM | 87918A105 | 962 | 4,390 | SH | SOLE | 4,390 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 933 | 23,681 | SH | SOLE | 23,681 | 0 | 0 | ||
Coca-Cola Company | COM | 191216100 | 929 | 18,826 | SH | SOLE | 18,826 | 0 | 0 | ||
Vanguard MSCI Emerging Markets | ETF | 922042858 | 923 | 21,356 | SH | SOLE | 21,356 | 0 | 0 | ||
Unitedhealth Group Inc | COM | 91324P102 | 900 | 2,886 | SH | SOLE | 2,886 | 0 | 0 | ||
Charter Communications Inc | COM | 16119P108 | 840 | 1,346 | SH | SOLE | 1,346 | 0 | 0 | ||
PayPal Holdings Inc | COM | 70450Y103 | 822 | 4,172 | SH | SOLE | 4,172 | 0 | 0 | ||
Corning Inc | COM | 219350105 | 810 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
O'Reilly Automotive Inc | COM | 67103H107 | 742 | 1,609 | SH | SOLE | 1,609 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 734 | 12,340 | SH | SOLE | 12,340 | 0 | 0 | ||
Alphabet Inc Class A | COM | 02079K107 | 707 | 481 | SH | SOLE | 481 | 0 | 0 | ||
Walt Disney Co | COM | 254687106 | 696 | 5,606 | SH | SOLE | 5,606 | 0 | 0 | ||
AT&T Corp Com | COM | 00206R102 | 643 | 22,567 | SH | SOLE | 22,567 | 0 | 0 | ||
Twilio Inc | COM | 90138F102 | 604 | 2,445 | SH | SOLE | 2,445 | 0 | 0 | ||
Sector Spdr Indl Select | ETF | 81369Y704 | 577 | 7,502 | SH | SOLE | 7,502 | 0 | 0 | ||
Skyworks Solutions | COM | 83088M102 | 572 | 3,931 | SH | SOLE | 3,931 | 0 | 0 | ||
SPDR Gold Trust ETF | ETF | 78463V107 | 551 | 3,111 | SH | SOLE | 3,111 | 0 | 0 | ||
HubSpot Inc | COM | 443573100 | 541 | 1,852 | SH | SOLE | 1,852 | 0 | 0 | ||
Vanguard Small Cap Value | ETF | 922908611 | 514 | 4,646 | SH | SOLE | 4,646 | 0 | 0 | ||
Chevron Corporation | COM | 166764100 | 511 | 7,095 | SH | SOLE | 7,095 | 0 | 0 | ||
Ishares U.S. Preferred | ETF | 464288687 | 497 | 13,632 | SH | SOLE | 13,632 | 0 | 0 | ||
Ameren Corp Com | COM | 023608102 | 446 | 5,646 | SH | SOLE | 5,646 | 0 | 0 | ||
Advanced Micro Devices | COM | 007903107 | 443 | 5,402 | SH | SOLE | 5,402 | 0 | 0 | ||
Invesco Senior Loan ETF | ETF | 46138G508 | 438 | 20,160 | SH | SOLE | 20,160 | 0 | 0 | ||
Teck Resources Ltd Cl Bf | ETF | 878742204 | 432 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
iShares Intl Equities | ETF | 464287465 | 405 | 6,360 | SH | SOLE | 6,360 | 0 | 0 | ||
VANGUARD MEGA CAP GROWTH ETF | ETF | 921910816 | 404 | 2,179 | SH | SOLE | 2,179 | 0 | 0 | ||
iShares MSCI China ETF | ETF | 46429B671 | 394 | 5,311 | SH | SOLE | 5,311 | 0 | 0 | ||
Vanguard Mid Cap Value | ETF | 922908512 | 386 | 3,803 | SH | SOLE | 3,803 | 0 | 0 | ||
Sea Ltd ADR | ADR | 81141R100 | 385 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Wal Mart Stores Inc | COM | 931142103 | 375 | 2,681 | SH | SOLE | 2,681 | 0 | 0 | ||
STARBUCKS CORP COM | COM | 855244109 | 369 | 4,294 | SH | SOLE | 4,294 | 0 | 0 | ||
Qorvo Inc | COM | 74736K101 | 366 | 2,840 | SH | SOLE | 2,840 | 0 | 0 | ||
Vanguard Materials ETF | ETF | 92204A801 | 365 | 2,710 | SH | SOLE | 2,710 | 0 | 0 | ||
SPDR Intl Small Cap ETF | ETF | 78463X871 | 364 | 12,004 | SH | SOLE | 12,004 | 0 | 0 | ||
Shopify Inc | COM | 82509L107 | 358 | 350 | SH | SOLE | 350 | 0 | 0 | ||
Square Inc | COM | 852234103 | 356 | 2,189 | SH | SOLE | 2,189 | 0 | 0 | ||
Ishares Muni Bond ETF | ETF | 464288414 | 347 | 2,995 | SH | SOLE | 2,995 | 0 | 0 | ||
Verizon Communications | COM | 92343V104 | 331 | 5,558 | SH | SOLE | 5,558 | 0 | 0 | ||
Lululemon Athletica | COM | 550021109 | 325 | 986 | SH | SOLE | 986 | 0 | 0 | ||
Broadcom Technologies | COM | Y0486S104 | 316 | 867 | SH | SOLE | 867 | 0 | 0 | ||
XYLEM INC COM | COM | 98419M100 | 311 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
Ishares MSCI Emerging Mkts | ETF | 464287234 | 309 | 7,018 | SH | SOLE | 7,018 | 0 | 0 | ||
Vanguard Tax-Exempt Bond ETF | ETF | 922907746 | 295 | 5,426 | SH | SOLE | 5,426 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 286 | 2,061 | SH | SOLE | 2,061 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 278 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Workday Inc Cl A | COM | 98138H101 | 265 | 1,232 | SH | SOLE | 1,232 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 264 | 3,656 | SH | SOLE | 3,656 | 0 | 0 | ||
ISHARES RUSSELL 2000 GROWTH IN | ETF | 464287648 | 263 | 1,189 | SH | SOLE | 1,189 | 0 | 0 | ||
Barrick Gold Corp | COM | 067901108 | 255 | 9,067 | SH | SOLE | 9,067 | 0 | 0 | ||
ISHARES RUSSELL 1000 VALUE | ETF | 464287598 | 254 | 2,152 | SH | SOLE | 2,152 | 0 | 0 | ||
BOSTON BEER CO INC-CL A | COM | 100557107 | 243 | 275 | SH | SOLE | 275 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 243 | 7,071 | SH | SOLE | 7,071 | 0 | 0 | ||
Tesla Motors Inc | COM | 88160R101 | 242 | 565 | SH | SOLE | 565 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 242 | 1,206 | SH | SOLE | 1,206 | 0 | 0 | ||
Schw US Lcap Gro Etf | ETF | 808524300 | 239 | 2,074 | SH | SOLE | 2,074 | 0 | 0 | ||
Vanguard Total Stock Mkt ETF | ETF | 922908769 | 238 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
Vanguard High Dividend Yield E | ETF | 921946406 | 237 | 2,925 | SH | SOLE | 2,925 | 0 | 0 | ||
SPDR S&P 500 Growth ETF | ETF | 78464A409 | 231 | 4,612 | SH | SOLE | 4,612 | 0 | 0 | ||
Ringcentral Inc | COM | 76680R206 | 230 | 836 | SH | SOLE | 836 | 0 | 0 | ||
Cons Communication Hldgs | COM | 209034107 | 219 | 38,569 | SH | SOLE | 38,569 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 215 | 1,442 | SH | SOLE | 1,442 | 0 | 0 | ||
NEXTERA ENERGY INC COM | COM | 65339F101 | 213 | 768 | SH | SOLE | 768 | 0 | 0 | ||
Switch Inc | COM | 87105L104 | 209 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
Medtronic Inc | COM | 585055106 | 206 | 1,982 | SH | SOLE | 1,982 | 0 | 0 | ||
Alibaba Group Holding Ltd ADR | ADR | 01609W102 | 204 | 694 | SH | SOLE | 694 | 0 | 0 | ||
Avalara Inc | COM | 05338G106 | 202 | 1,590 | SH | SOLE | 1,590 | 0 | 0 | ||
Genasys Inc (LRAD Corp) | COM | 36872P103 | 123 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Ishares GSCI Commodity Index | ETF | 46428R107 | 157 | 14,646 | SH | SOLE | 14,646 | 0 | 0 | ||
CommScope Holding Co Inc | COM | 20337X109 | 116 | 12,936 | SH | SOLE | 12,936 | 0 | 0 | ||
Invesco DB Commodity Tracking | ETF | 46138B103 | 153 | 11,686 | SH | SOLE | 11,686 | 0 | 0 | ||
BlackRock Corp High Yield | ETF | 09255P107 | 114 | 10,715 | SH | SOLE | 10,715 | 0 | 0 | ||
PennyMac Mortgage Investment T | COM | 70931T103 | 166 | 10,335 | SH | SOLE | 10,335 | 0 | 0 |