The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADICET BIO INC | COM | 007002108 | 3,139 | 240,000 | SH | SOLE | N/A | 240,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 4,934 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 2,428 | 42,000 | SH | SOLE | N/A | 42,000 | 0 | 0 | |
AGRIFY CORP | COM | 00853E107 | 499 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 782 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,144 | 27,100 | SH | SOLE | N/A | 27,100 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 10,203 | 45,000 | SH | Call | SOLE | N/A | 45,000 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 23,807 | 105,000 | SH | Call | SOLE | N/A | 105,000 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 8,972 | 4,350 | SH | SOLE | N/A | 4,350 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 37,125 | 18,000 | SH | Call | SOLE | N/A | 18,000 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 12,412 | 6,000 | SH | Call | SOLE | N/A | 6,000 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 86,626 | 42,000 | SH | Call | SOLE | N/A | 42,000 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 28,961 | 14,000 | SH | Call | SOLE | N/A | 14,000 | 0 | 0 |
ALPHATEC HLDGS INC | COM NEW | 02081G201 | 947 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 1,983 | 65,000 | SH | SOLE | N/A | 65,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 4,022 | 1,300 | SH | SOLE | N/A | 1,300 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 37,129 | 12,000 | SH | Call | SOLE | N/A | 12,000 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 15,470 | 5,000 | SH | Call | SOLE | N/A | 5,000 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 86,634 | 28,000 | SH | Call | SOLE | N/A | 28,000 | 0 | 0 |
AMBARELLA INC | SHS | G037AX101 | 2,711 | 27,000 | SH | SOLE | N/A | 27,000 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 5,787 | 315,000 | SH | SOLE | N/A | 315,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,588 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 7,329 | 60,000 | SH | Call | SOLE | N/A | 60,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 17,101 | 140,000 | SH | Call | SOLE | N/A | 140,000 | 0 | 0 |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 5,998 | 50,000 | SH | Put | SOLE | N/A | 50,000 | 0 | 0 |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 4,558 | 38,000 | SH | Put | SOLE | N/A | 38,000 | 0 | 0 |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 887 | 10,000 | SH | Put | SOLE | N/A | 10,000 | 0 | 0 |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 13,434 | 112,000 | SH | Put | SOLE | N/A | 112,000 | 0 | 0 |
ASPEN AEROGELS INC | COM | 04523Y105 | 6,185 | 304,076 | SH | SOLE | N/A | 304,076 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 2,634 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | |
AXT INC | COM | 00246W103 | 700 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
B2GOLD CORP | COM | 11777Q209 | 1,078 | 250,000 | SH | SOLE | N/A | 250,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 7,397 | 34,000 | SH | SOLE | N/A | 34,000 | 0 | 0 | |
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 4,560 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 3,466 | 76,000 | SH | Call | SOLE | N/A | 76,000 | 0 | 0 |
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 10,214 | 224,000 | SH | Call | SOLE | N/A | 224,000 | 0 | 0 |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 2,141 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 1,548 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
BLACKBERRY LTD | COM | 09228F103 | 801 | 95,000 | SH | SOLE | N/A | 95,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 7,236 | 240,000 | SH | SOLE | N/A | 240,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 1,131 | 37,500 | SH | Call | SOLE | N/A | 37,500 | 0 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 859 | 28,500 | SH | Call | SOLE | N/A | 28,500 | 0 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 2,533 | 84,000 | SH | Call | SOLE | N/A | 84,000 | 0 | 0 |
BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 142 | 71,000 | SH | SOLE | N/A | 71,000 | 0 | 0 | |
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 1,783 | 153,066 | SH | SOLE | N/A | 153,066 | 0 | 0 | |
BOEING CO | COM | 097023105 | 2,547 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
BOOT BARN HLDGS INC | COM | 099406100 | 5,608 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | |
CARRIAGE SVCS INC | COM | 143905107 | 929 | 26,400 | SH | SOLE | N/A | 26,400 | 0 | 0 | |
CELCUITY INC | COM | 15102K100 | 2,940 | 205,000 | SH | SOLE | N/A | 205,000 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 2,579 | 370,000 | SH | SOLE | N/A | 370,000 | 0 | 0 | |
CERBERUS TELECOM ACQUISITION | SHS CL A | G2040C104 | 5,940 | 600,000 | SH | SOLE | N/A | 600,000 | 0 | 0 | |
CHARDAN HEALTHCR ACQSTN 2 CO | *W EXP 03/05/202 | 15957T115 | 188 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
CINEMARK HLDGS INC | COM | 17243V102 | 306 | 15,000 | SH | Call | SOLE | N/A | 15,000 | 0 | 0 |
CINEMARK HLDGS INC | COM | 17243V102 | 714 | 35,000 | SH | Call | SOLE | N/A | 35,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 10,342 | 200,000 | SH | Call | SOLE | N/A | 200,000 | 0 | 0 |
CLENE INC | *W EXP 11/07/202 | 185634110 | 25 | 21,201 | SH | SOLE | N/A | 21,201 | 0 | 0 | |
CONFORMIS INC | COM | 20717E101 | 2,277 | 2,300,000 | SH | SOLE | N/A | 2,300,000 | 0 | 0 | |
COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 430 | 155,404 | SH | SOLE | N/A | 155,404 | 0 | 0 | |
CREE INC | COM | 225447101 | 1,406 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | |
DENNYS CORP | COM | 24869P104 | 3,260 | 180,000 | SH | SOLE | N/A | 180,000 | 0 | 0 | |
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 1,687 | 184,380 | SH | SOLE | N/A | 184,380 | 0 | 0 | |
DMY TECHNOLOGY GROUP INC II | *W EXP 07/29/202 | 233277110 | 3,032 | 720,807 | SH | SOLE | N/A | 720,807 | 0 | 0 | |
DRAFTKINGS INC | COM CL A | 26142R104 | 644 | 10,500 | SH | Call | SOLE | N/A | 10,500 | 0 | 0 |
DRAFTKINGS INC | COM CL A | 26142R104 | 1,503 | 24,500 | SH | Call | SOLE | N/A | 24,500 | 0 | 0 |
EDIFY ACQUISITION CORP | UNIT 11/25/2025 | 28059Q202 | 746 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
EMPIRE ST RLTY TR INC | CL A | 292104106 | 3,228 | 290,000 | SH | SOLE | N/A | 290,000 | 0 | 0 | |
ENVIRONMENTAL IMPACT ACQU CO | UNIT 11/05/2025 | 29408N205 | 2,020 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 1,676 | 26,800 | SH | SOLE | N/A | 26,800 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 2,051 | 32,800 | SH | Put | SOLE | N/A | 32,800 | 0 | 0 |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 1,472 | 64,300 | SH | Call | SOLE | N/A | 64,300 | 0 | 0 |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 167 | 133,332 | SH | SOLE | N/A | 133,332 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 1,996 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
EVAXION BIOTECH A S | ADS | 29970R105 | 1,325 | 224,601 | SH | SOLE | N/A | 224,601 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 2,128 | 17,560 | SH | SOLE | N/A | 17,560 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 909 | 7,500 | SH | Call | SOLE | N/A | 7,500 | 0 | 0 |
EVERBRIDGE INC | COM | 29978A104 | 2,121 | 17,500 | SH | Call | SOLE | N/A | 17,500 | 0 | 0 |
EXICURE INC | COM | 30205M101 | 1,724 | 790,759 | SH | SOLE | N/A | 790,759 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,695 | 9,151 | SH | SOLE | N/A | 9,151 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 19,881 | 67,500 | SH | Call | SOLE | N/A | 67,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 46,388 | 157,500 | SH | Call | SOLE | N/A | 157,500 | 0 | 0 |
FG NEW AMER ACQUISITION CORP | COM | 30259V106 | 4,076 | 400,000 | SH | SOLE | N/A | 400,000 | 0 | 0 | |
FINSERV ACQUISITION CORP | CL A | 318085107 | 1,310 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
FINVOLUTION GROUP | SPONSORED ADS | 31810T101 | 911 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | |
FORTE BIOSCIENCES INC | COM | 34962G109 | 1,508 | 44,000 | SH | SOLE | N/A | 44,000 | 0 | 0 | |
FTAC OLYMPUS ACQUISITION COR | CL A SHS | G37288100 | 1,586 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
FULL HSE RESORTS INC | COM | 359678109 | 1,915 | 225,000 | SH | SOLE | N/A | 225,000 | 0 | 0 | |
GAIN THERAPEUTICS INC | COM | 36269B105 | 3,357 | 225,000 | SH | SOLE | N/A | 225,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 5,171 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,724 | 30,000 | SH | Call | SOLE | N/A | 30,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,149 | 20,000 | SH | Call | SOLE | N/A | 20,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 4,022 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 841 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 1,117 | 27,400 | SH | Call | SOLE | N/A | 27,400 | 0 | 0 |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 1,198 | 29,400 | SH | Call | SOLE | N/A | 29,400 | 0 | 0 |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 3,798 | 93,200 | SH | Call | SOLE | N/A | 93,200 | 0 | 0 |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 5,178 | 432,607 | SH | SOLE | N/A | 432,607 | 0 | 0 | |
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 539 | 48,000 | SH | SOLE | N/A | 48,000 | 0 | 0 | |
HORIZON ACQUISITION CORPORAT | SHS CL A | G46044106 | 1,020 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 275 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
HYDROFARM HLDGS GROUP INC | COM | 44888K209 | 302 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
HYRECAR INC | COM | 44916T107 | 490 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
ICAD INC | COM NEW | 44934S206 | 2,238 | 105,473 | SH | SOLE | N/A | 105,473 | 0 | 0 | |
II-VI INC | COM | 902104108 | 752 | 11,000 | SH | SOLE | N/A | 11,000 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 1,486 | 381,086 | SH | SOLE | N/A | 381,086 | 0 | 0 | |
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 951 | 63,356 | SH | SOLE | N/A | 63,356 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 358 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 41,838 | 131,100 | SH | Put | SOLE | N/A | 131,100 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 88,431 | 277,100 | SH | Put | SOLE | N/A | 277,100 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 11,967 | 37,500 | SH | Call | SOLE | N/A | 37,500 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 22,116 | 69,300 | SH | Put | SOLE | N/A | 69,300 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 64,081 | 200,800 | SH | Put | SOLE | N/A | 200,800 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,095 | 28,500 | SH | Call | SOLE | N/A | 28,500 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 95,611 | 299,600 | SH | Put | SOLE | N/A | 299,600 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 198,531 | 622,100 | SH | Put | SOLE | N/A | 622,100 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 26,807 | 84,000 | SH | Call | SOLE | N/A | 84,000 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,419 | 62,500 | SH | Call | SOLE | N/A | 62,500 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 5,675 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,078 | 47,500 | SH | Call | SOLE | N/A | 47,500 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 4,313 | 190,000 | SH | Call | SOLE | N/A | 190,000 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 3,178 | 140,000 | SH | Call | SOLE | N/A | 140,000 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 12,712 | 560,000 | SH | Call | SOLE | N/A | 560,000 | 0 | 0 |
ISHARES TR | EXPANDED TECH | 464287515 | 30,728 | 90,000 | SH | Put | SOLE | N/A | 90,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 54,948 | 248,700 | SH | Put | SOLE | N/A | 248,700 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 16,593 | 75,100 | SH | Put | SOLE | N/A | 75,100 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 27,618 | 125,000 | SH | Put | SOLE | N/A | 125,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41,603 | 188,300 | SH | Put | SOLE | N/A | 188,300 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 12,594 | 57,000 | SH | Put | SOLE | N/A | 57,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20,989 | 95,000 | SH | Put | SOLE | N/A | 95,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 8,001 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 4,666 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,419 | 20,000 | SH | Put | SOLE | N/A | 20,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,334 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,334 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 |
ISHARES TR | EXPANDED TECH | 464287515 | 71,698 | 210,000 | SH | Put | SOLE | N/A | 210,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 124,389 | 563,000 | SH | Put | SOLE | N/A | 563,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 37,096 | 167,900 | SH | Put | SOLE | N/A | 167,900 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 61,863 | 280,000 | SH | Put | SOLE | N/A | 280,000 | 0 | 0 |
KINDRED BIOSCIENCES INC | COM | 494577109 | 1,580 | 317,929 | SH | SOLE | N/A | 317,929 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 7,635 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 1,016 | 12,000 | SH | SOLE | N/A | 12,000 | 0 | 0 | |
LIVENT CORP | COM | 53814L108 | 1,680 | 96,977 | SH | SOLE | N/A | 96,977 | 0 | 0 | |
LIVEPERSON INC | COM | 538146101 | 7,173 | 136,000 | SH | SOLE | N/A | 136,000 | 0 | 0 | |
LIVEPERSON INC | COM | 538146101 | 1,582 | 30,000 | SH | Call | SOLE | N/A | 30,000 | 0 | 0 |
LIVEPERSON INC | COM | 538146101 | 3,692 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 |
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 7,265 | 469,324 | SH | SOLE | N/A | 469,324 | 0 | 0 | |
MEDALLIA INC | COM | 584021109 | 418 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
METROMILE INC | COM | 591697107 | 772 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 4,237 | 48,030 | SH | SOLE | N/A | 48,030 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 943 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 2,211 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 1,474 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 5,159 | 350,000 | SH | Call | SOLE | N/A | 350,000 | 0 | 0 |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,117 | 170,000 | SH | SOLE | N/A | 170,000 | 0 | 0 | |
NEBULA CARAVEL ACQUISITION C | COM CL A | 629070103 | 1,984 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
NEURONETICS INC | COM | 64131A105 | 8,861 | 716,326 | SH | SOLE | N/A | 716,326 | 0 | 0 | |
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,120 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
NEWMONT CORP | COM | 651639106 | 1,326 | 22,000 | SH | SOLE | N/A | 22,000 | 0 | 0 | |
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 8,380 | 2,000,000 | PRN | SOLE | N/A | 2,000,000 | 0 | 0 | |
NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 | 1,236 | 125,000 | SH | SOLE | N/A | 125,000 | 0 | 0 | |
NUCANA PLC | SPONSORED ADR | 67022C106 | 3,332 | 667,749 | SH | SOLE | N/A | 667,749 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 10,679 | 20,000 | SH | Call | SOLE | N/A | 20,000 | 0 | 0 |
OCCIDENTAL PETE CORP | COM | 674599105 | 799 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 2,497 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ONCONOVA THERAPEUTICS INC | COM PAR | 68232V405 | 300 | 300,000 | SH | SOLE | N/A | 300,000 | 0 | 0 | |
OZON HLDGS PLC | SPONSORED ADS | 69269L104 | 841 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
PASSAGE BIO INC | COM | 702712100 | 1,311 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 2,024 | 18,000 | SH | SOLE | N/A | 18,000 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 5,242 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 136 | 16,666 | SH | SOLE | N/A | 16,666 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 669 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
PLAYAGS INC | COM | 72814N104 | 670 | 82,913 | SH | SOLE | N/A | 82,913 | 0 | 0 | |
PORCH GROUP INC | COM | 733245104 | 708 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 | 994 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
QUDIAN INC | ADR | 747798106 | 228 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 8,180 | 500,631 | SH | SOLE | N/A | 500,631 | 0 | 0 | |
RANPAK HOLDINGS CORP | COM CL A | 75321W103 | 1,605 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
REKOR SYSTEMS INC | COM | 759419104 | 1,000 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 1,646 | 5,525 | SH | SOLE | N/A | 5,525 | 0 | 0 | |
RODGERS SILICON VALLEY AQ CO | COM | 774873103 | 5,032 | 378,080 | SH | SOLE | N/A | 378,080 | 0 | 0 | |
ROSECLIFF ACQUISITION CORP I | UNIT 99/99/9999 | 77732R202 | 4,960 | 500,000 | SH | SOLE | N/A | 500,000 | 0 | 0 | |
ROTH CH ACQUISITION III CO | UNIT 02/26/2026 | 77867Q201 | 999 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
SABRE CORP | COM | 78573M104 | 1,925 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | |
SALARIUS PHARMACEUTICALS INC | COM NEW | 79400X107 | 2,314 | 1,563,561 | SH | SOLE | N/A | 1,563,561 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 2,719 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 1,310 | 34,000 | SH | SOLE | N/A | 34,000 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 4,375 | 19,600 | SH | SOLE | N/A | 19,600 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 981 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 14,913 | 2,045,704 | SH | SOLE | N/A | 2,045,704 | 0 | 0 | |
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 905 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
SOARING EAGLE ACQUISITION CO | UNIT 02/23/2026 | G8354H100 | 5,262 | 520,000 | SH | SOLE | N/A | 520,000 | 0 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE | RIGHT 04/19/2021 | 833636111 | 34 | 10,999 | SH | SOLE | N/A | 10,999 | 0 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 3,662 | 69,000 | SH | SOLE | N/A | 69,000 | 0 | 0 | |
SPARTAN ACQUISITION CORP III | UNIT 99/99/9999 | 84677R205 | 401 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 5,279 | 33,000 | SH | SOLE | N/A | 33,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 43,989 | 275,000 | SH | Call | SOLE | N/A | 275,000 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 31,992 | 200,000 | SH | Call | SOLE | N/A | 200,000 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 15,196 | 95,000 | SH | Call | SOLE | N/A | 95,000 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 24,314 | 152,000 | SH | Call | SOLE | N/A | 152,000 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 100,775 | 630,000 | SH | Call | SOLE | N/A | 630,000 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 71,662 | 448,000 | SH | Call | SOLE | N/A | 448,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,771 | 62,500 | SH | Put | SOLE | N/A | 62,500 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,633 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,777 | 49,900 | SH | Put | SOLE | N/A | 49,900 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,826 | 47,500 | SH | Put | SOLE | N/A | 47,500 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 30,121 | 76,000 | SH | Put | SOLE | N/A | 76,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,021 | 37,900 | SH | Put | SOLE | N/A | 37,900 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 55,486 | 140,000 | SH | Put | SOLE | N/A | 140,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 88,778 | 224,000 | SH | Put | SOLE | N/A | 224,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 44,468 | 112,200 | SH | Put | SOLE | N/A | 112,200 | 0 | 0 |
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 1,220 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
SPOK HLDGS INC | COM | 84863T106 | 787 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
SPRUCE BIOSCIENCES INC | COM | 85209E109 | 1,660 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 591 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,029 | 19,100 | SH | SOLE | N/A | 19,100 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,616 | 30,000 | SH | Call | SOLE | N/A | 30,000 | 0 | 0 |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 3,770 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 1,563 | 17,708 | SH | SOLE | N/A | 17,708 | 0 | 0 | |
TCR2 THERAPEUTICS INC | COM | 87808K106 | 530 | 24,000 | SH | SOLE | N/A | 24,000 | 0 | 0 | |
TEEKAY TANKERS LTD | CL A | Y8565N300 | 626 | 45,000 | SH | Call | SOLE | N/A | 45,000 | 0 | 0 |
TEEKAY TANKERS LTD | CL A | Y8565N300 | 1,460 | 105,000 | SH | Call | SOLE | N/A | 105,000 | 0 | 0 |
TFF PHARMACEUTICALS INC | COM | 87241J104 | 2,850 | 210,000 | SH | SOLE | N/A | 210,000 | 0 | 0 | |
THAYER VENTURES ACQU CORP | UNIT 01/01/2030 | 88332T209 | 5,126 | 503,500 | SH | SOLE | N/A | 503,500 | 0 | 0 | |
TILRAY INC | NOTE 5.000%10/0 | 88688TAB6 | 3,673 | 4,000,000 | PRN | SOLE | N/A | 4,000,000 | 0 | 0 | |
TPG PACE TECH OPPORTUNITIES | CL A COM | G8990Y103 | 1,982 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
TRITERRAS INC | SHS CL A | G9103H102 | 542 | 74,800 | SH | Put | SOLE | N/A | 74,800 | 0 | 0 |
TRITERRAS INC | SHS CL A | G9103H102 | 1,270 | 175,200 | SH | Put | SOLE | N/A | 175,200 | 0 | 0 |
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,271 | 60,000 | SH | Call | SOLE | N/A | 60,000 | 0 | 0 |
UBER TECHNOLOGIES INC | COM | 90353T100 | 7,631 | 140,000 | SH | Call | SOLE | N/A | 140,000 | 0 | 0 |
USHG ACQUISITION CORP | UNIT 99/99/9999 | 91748P209 | 4,020 | 400,000 | SH | SOLE | N/A | 400,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 5,200 | 160,000 | SH | Call | SOLE | N/A | 160,000 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,470 | 76,000 | SH | Call | SOLE | N/A | 76,000 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 11,830 | 364,000 | SH | Call | SOLE | N/A | 364,000 | 0 | 0 |
VECTOIQ ACQUISITION CORP II | UNIT 99/99/9999 | 92244F208 | 1,830 | 180,700 | SH | SOLE | N/A | 180,700 | 0 | 0 | |
VESPER HEALTHCARE ACQSTN COR | COM CL A | 92538T104 | 4,470 | 413,928 | SH | SOLE | N/A | 413,928 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 621 | 12,300 | SH | Call | SOLE | N/A | 12,300 | 0 | 0 |
WEIBO CORP | SPONSORED ADR | 948596101 | 621 | 12,300 | SH | Call | SOLE | N/A | 12,300 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 586 | 15,000 | SH | Call | SOLE | N/A | 15,000 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 1,367 | 35,000 | SH | Call | SOLE | N/A | 35,000 | 0 | 0 |
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 2,157 | 300,000 | SH | SOLE | N/A | 300,000 | 0 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,253 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 1,042 | 240,000 | SH | SOLE | N/A | 240,000 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 1,473 | 23,000 | SH | SOLE | N/A | 23,000 | 0 | 0 | |
YIREN DIGITAL LTD | SPONSORED ADS | 98585L100 | 819 | 161,476 | SH | SOLE | N/A | 161,476 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 2,801 | 143,472 | SH | SOLE | N/A | 143,472 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 574 | 29,400 | SH | Call | SOLE | N/A | 29,400 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 47 | 2,400 | SH | Call | SOLE | N/A | 2,400 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 1,331 | 68,200 | SH | Call | SOLE | N/A | 68,200 | 0 | 0 |
ZUMIEZ INC | COM | 989817101 | 4,290 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 1,532 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 1,532 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 459 | 45,000 | SH | Call | SOLE | N/A | 45,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 3,574 | 350,000 | SH | Call | SOLE | N/A | 350,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 3,574 | 350,000 | SH | Call | SOLE | N/A | 350,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 1,072 | 105,000 | SH | Call | SOLE | N/A | 105,000 | 0 | 0 |