The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PAC INCOME FD | COM | 003009107 | 722 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
ALLIANCE NATIONAL MUNI INC | COM | 01864U106 | 5,416 | 401,478 | SH | SOLE | 401,478 | 0 | 0 | ||
ALLIANZGI CONV & INCOME II | COM | 018825109 | 50 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ABERDEEN GLBL PREM PROP | COM | 00302L108 | 25 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
APOLLO SENIOR FLOATING RATE | COM | 037636107 | 1,578 | 104,271 | SH | SOLE | 104,271 | 0 | 0 | ||
APOLLO TACTICAL INCOME FUND | COM | 037638103 | 631 | 42,141 | SH | SOLE | 42,141 | 0 | 0 | ||
ARES DYNAMIC CREDIT ALLOCATI | COM | 04014F102 | 1,559 | 102,073 | SH | SOLE | 102,073 | 0 | 0 | ||
BLACKROCK CORP HI YLD | COM | 09255P107 | 807 | 74,596 | SH | SOLE | 74,596 | 0 | 0 | ||
BLACKROCK FLT RT INC | COM | 091941104 | 1,208 | 96,984 | SH | SOLE | 96,984 | 0 | 0 | ||
BLACKROCK INVT QUALITY MUNI | COM | 09247D105 | 5,619 | 373,064 | SH | SOLE | 373,064 | 0 | 0 | ||
BLACKROCK LTD DURATION INC | COM | 09249W101 | 738 | 48,635 | SH | SOLE | 48,635 | 0 | 0 | ||
BLACKROCK MUNI INTERM DURATI | COM | 09253X102 | 7,195 | 509,595 | SH | SOLE | 509,595 | 0 | 0 | ||
BLACKROCK MUNIENHANCED FUND | COM | 09253Y100 | 6,861 | 618,109 | SH | SOLE | 618,109 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS CA QU | COM | 09254L107 | 3,972 | 289,745 | SH | SOLE | 289,745 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254P108 | 7,690 | 578,658 | SH | SOLE | 578,658 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NJ QU | COM | 09254X101 | 2,723 | 195,190 | SH | SOLE | 195,190 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NY QU | COM | 09255C106 | 1,329 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QU II | COM | 09254C107 | 4,806 | 383,231 | SH | SOLE | 383,231 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254A101 | 2,285 | 184,597 | SH | SOLE | 184,597 | 0 | 0 | ||
BLACKROCK MUNIVEST FUND | COM | 09253R105 | 7,734 | 842,715 | SH | SOLE | 842,715 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI FD | COM | 09254M105 | 2,072 | 148,233 | SH | SOLE | 148,233 | 0 | 0 | ||
BLACKROCK MUNIYIELD MI QUALI | COM | 09254V105 | 8,180 | 590,203 | SH | SOLE | 590,203 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QUALI | COM | 09255E102 | 1,242 | 97,157 | SH | SOLE | 97,157 | 0 | 0 | ||
BLACKROCK MUNIYIELD PENNSYLV | COM | 09255G107 | 1,274 | 91,002 | SH | SOLE | 91,002 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUAL II | COM | 09254G108 | 7,564 | 602,705 | SH | SOLE | 602,705 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 13,780 | 1,045,519 | SH | SOLE | 1,045,519 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 10,664 | 733,951 | SH | SOLE | 733,951 | 0 | 0 | ||
BLACKROCK MUNI BOND TRUST | COM | 09249H104 | 2,615 | 174,321 | SH | SOLE | 174,321 | 0 | 0 | ||
BLACKROCK MUNICIPAL INCOME Q | COM | 092479104 | 3,586 | 259,825 | SH | SOLE | 259,825 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOM | COM | 112830104 | 1,722 | 79,183 | SH | SOLE | 79,183 | 0 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 9,388 | 826,399 | SH | SOLE | 826,399 | 0 | 0 | ||
DWS STRATEGIC MUNICIPAL INCO | COM | 23342Q101 | 1,542 | 129,957 | SH | SOLE | 129,957 | 0 | 0 | ||
DOUBLELINE OPPORT CREDIT | COM | 258623107 | 83 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BNYM HIGH YIELD STRAT | COM | 09660L105 | 15 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BNYM MUNICIPAL INCOME | COM | 05589T104 | 2,367 | 275,522 | SH | SOLE | 275,522 | 0 | 0 | ||
BNYM STRAT MUNI BND | COM | 09662E109 | 613 | 75,577 | SH | SOLE | 75,577 | 0 | 0 | ||
BNYM STRAT MUNI | COM | 05588W108 | 5,655 | 672,359 | SH | SOLE | 672,359 | 0 | 0 | ||
EATON VANCE CAL MUNI BOND | COM | 27828A100 | 3,253 | 295,222 | SH | SOLE | 295,222 | 0 | 0 | ||
EATON VANCE FLOATING-RATE IN | COM | 278284104 | 400 | 26,558 | SH | SOLE | 26,558 | 0 | 0 | ||
EATON VANCE FLOAT RT INC TR | COM | 278279104 | 1,077 | 79,923 | SH | SOLE | 79,923 | 0 | 0 | ||
EATON VANCE LTD DURATION FND | COM | 27828H105 | 421 | 33,310 | SH | SOLE | 33,310 | 0 | 0 | ||
EATON VANCE MUNICIPAL INCOME | COM | 27826U108 | 12,630 | 1,015,310 | SH | SOLE | 1,015,310 | 0 | 0 | ||
EATON VANCE SR FLTG RATE TR | COM | 27828Q105 | 1,684 | 127,679 | SH | SOLE | 127,679 | 0 | 0 | ||
FEDERATED PREMIER MUNI INC | COM | 31423P108 | 4,357 | 317,231 | SH | SOLE | 317,231 | 0 | 0 | ||
FLAH & CRUM TTL RTRN FND | COM | 338479108 | 891 | 43,375 | SH | SOLE | 43,375 | 0 | 0 | ||
INVESCO AD MIT II | COM | 46132E103 | 6,968 | 628,316 | SH | SOLE | 628,316 | 0 | 0 | ||
INVESCO MUNICIPAL OPPORTUNI | COM | 46132C107 | 1,778 | 144,212 | SH | SOLE | 144,212 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TR | COM | 46133G107 | 9,636 | 769,674 | SH | SOLE | 769,674 | 0 | 0 | ||
INVESCO TRUST FOR INVESTMEN | COM | 46131M106 | 8,297 | 654,319 | SH | SOLE | 654,319 | 0 | 0 | ||
INVESCO VALUE MUNICIPAL INCO | COM | 46132P108 | 913 | 59,978 | SH | SOLE | 59,978 | 0 | 0 | ||
IVY HIGH INCOME OPPORTUNITY | COM | 465893105 | 1,158 | 84,849 | SH | SOLE | 84,849 | 0 | 0 | ||
JOHN HANCOCK INVEST TRUST | COM | 410142103 | 702 | 42,228 | SH | SOLE | 42,228 | 0 | 0 | ||
KAYNE ANDERSON MLP/MIDSTREAM | COM | 486606106 | 84 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
MFS HIGH YIELD MUNICIPAL TRU | COM | 59318E102 | 870 | 177,726 | SH | SOLE | 177,726 | 0 | 0 | ||
MFS INVESTMENT GRADE MUNICIP | COM | 59318B108 | 2,163 | 223,958 | SH | SOLE | 223,958 | 0 | 0 | ||
MFS MUNICIPAL INCOME TRUST | COM | 552738106 | 1,631 | 233,460 | SH | SOLE | 233,460 | 0 | 0 | ||
MACQUARIE/FT GL INT/UT DV IN | COM | 55607W100 | 52 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NUVEEN AMT-FR QU MUNI INC FD | COM | 670657105 | 11,761 | 845,828 | SH | SOLE | 845,828 | 0 | 0 | ||
NUVEEN AZ QUAL MUNI INC FD | COM | 67061W104 | 1,722 | 131,232 | SH | SOLE | 131,232 | 0 | 0 | ||
NUVEEN CA AMT-FR MUNI INC FD | COM | 670651108 | 2,540 | 172,578 | SH | SOLE | 172,578 | 0 | 0 | ||
NUVEEN CA QUAL MUNI INC FD | COM | 67066Y105 | 3,299 | 225,741 | SH | SOLE | 225,741 | 0 | 0 | ||
NUVEEN AMT-FR MUNI CREDIT FD | COM | 67071L106 | 7,707 | 480,473 | SH | SOLE | 480,473 | 0 | 0 | ||
NUVEEN ENH MUNI VALUE FD | COM | 67074M101 | 1,739 | 119,211 | SH | SOLE | 119,211 | 0 | 0 | ||
NUVEEN FLOAT RATE INC FD | COM | 67072T108 | 85 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
NUVEEN FLT RATE INC OPP FD | COM | 6706EN100 | 1,194 | 122,485 | SH | SOLE | 122,485 | 0 | 0 | ||
NUVEEN MUNI CREDIT INC FD | COM | 67070X101 | 4,192 | 263,960 | SH | SOLE | 263,960 | 0 | 0 | ||
NUVEEN MUNI HIGH INC OPP FD | COM | 670682103 | 9,762 | 688,409 | SH | SOLE | 688,409 | 0 | 0 | ||
NUVEEN NJ QUAL MUNI INC FD | COM | 67069Y102 | 5,152 | 361,544 | SH | SOLE | 361,544 | 0 | 0 | ||
NUVEEN PA QUAL MUNI INC FD | COM | 670972108 | 3,928 | 284,930 | SH | SOLE | 284,930 | 0 | 0 | ||
NUVEEN QUAL MUNI INCOME FD | COM | 67066V101 | 17,046 | 1,210,626 | SH | SOLE | 1,210,626 | 0 | 0 | ||
NUVEEN REAL ASST INC & GR FD | COM | 67074Y105 | 857 | 50,741 | SH | SOLE | 50,741 | 0 | 0 | ||
NUVEEN SENIOR INC FD | COM | 67067Y104 | 533 | 89,953 | SH | SOLE | 89,953 | 0 | 0 | ||
NUVEEN VA QUAL MUNI INC FD | COM | 67064R102 | 830 | 63,936 | SH | SOLE | 63,936 | 0 | 0 | ||
PROSHARES TR | SHORT 20+ TRE | 74347X849 | 31 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
PROSHARES TR | SHORT 7-10 YR TR | 74348A608 | 54 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 144 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
PIONEER DIVERSIFIED HIGH INC | COM | 723653101 | 1,400 | 97,045 | SH | SOLE | 97,045 | 0 | 0 | ||
PIONEER HIGH INCOME TRUST | COM | 72369H106 | 1,525 | 165,243 | SH | SOLE | 165,243 | 0 | 0 | ||
PIONEER MUNI HI INC ADV TRST | COM | 723762100 | 7,009 | 651,350 | SH | SOLE | 651,350 | 0 | 0 | ||
PIONEER MUNI HI INCOME TRUST | COM | 723763108 | 4,393 | 351,618 | SH | SOLE | 351,618 | 0 | 0 | ||
INVESCO FUNDAMENTAL HIGH YIE | ETP | 46138E719 | 839 | 44,142 | SH | SOLE | 44,142 | 0 | 0 | ||
PRINCIPAL REAL ESTATE INCOME | COM | 74255X104 | 2,020 | 104,965 | SH | SOLE | 104,965 | 0 | 0 | ||
PROSHARES SHORT DOW30 | ETP | 74347B235 | 92 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND | COM | 69346H100 | 1,695 | 114,568 | SH | SOLE | 114,568 | 0 | 0 | ||
PUTNAM MANAGED MUNI INCM TRS | COM | 746823103 | 4,439 | 570,539 | SH | SOLE | 570,539 | 0 | 0 | ||
PUTNAM MUNI OPPORTUNITIES TR | COM | 746922103 | 5,134 | 401,437 | SH | SOLE | 401,437 | 0 | 0 | ||
SPDR BBG BARC HIGH YIELD BND | ETP | 78468R622 | 1,304 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
THL CREDIT SENIOR LOAN FUND | COM | 87244R103 | 568 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNI | COM | 94987B105 | 1,049 | 126,340 | SH | SOLE | 126,340 | 0 | 0 | ||
WESTERN ASSET CORPORATE LOAN | COM | 95790J102 | 598 | 61,922 | SH | SOLE | 61,922 | 0 | 0 | ||
WESTERN ASSET EMRG MRKT DBT | COM | 95766A101 | 43 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
WESTERN ASSET HIGH INC II | COM | 95766J102 | 1,946 | 274,506 | SH | SOLE | 274,506 | 0 | 0 | ||
WESTERN ASSET INTERMEDIATE | COM | 958435109 | 1,133 | 126,317 | SH | SOLE | 126,317 | 0 | 0 | ||
WESTERN ASSET PREMIER BOND | COM | 957664105 | 490 | 35,298 | SH | SOLE | 35,298 | 0 | 0 |