The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 37833100 | 1,733 | 15,710 | SH | SOLE | N/A | 14,638 | 0 | 1,072 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 893 | 29,355 | SH | SOLE | N/A | 29,355 | 0 | 0 | |
BOEING CO | COM | 97023105 | 513 | 3,915 | SH | SOLE | N/A | 3,465 | 0 | 450 | |
EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | 598 | 37,522 | SH | SOLE | N/A | 35,557 | 0 | 1,965 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 318 | 44,051 | SH | SOLE | N/A | 37,811 | 0 | 6,240 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 322 | 13,946 | SH | SOLE | N/A | 13,946 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 212 | 710 | SH | SOLE | N/A | 710 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,089 | 20,573 | SH | SOLE | N/A | 20,467 | 0 | 106 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 3,289 | 25,221 | SH | SOLE | N/A | 24,494 | 0 | 727 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 390 | 17,548 | SH | SOLE | N/A | 16,195 | 0 | 1,353 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2015 | 18383M423 | 493 | 19,045 | SH | SOLE | N/A | 19,045 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,311 | 28,742 | SH | SOLE | N/A | 27,117 | 0 | 1,625 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 1,050 | 15,489 | SH | SOLE | N/A | 15,489 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 624 | 4,310 | SH | SOLE | N/A | 3,875 | 0 | 435 | |
CISCO SYS INC | COM | 17275R102 | 269 | 10,246 | SH | SOLE | N/A | 7,257 | 0 | 2,989 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 549 | 5,685 | SH | SOLE | N/A | 4,975 | 0 | 710 | |
CHEVRON CORP NEW | COM | 166764100 | 475 | 6,018 | SH | SOLE | N/A | 5,253 | 0 | 765 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 799 | 17,788 | SH | SOLE | N/A | 15,988 | 0 | 1,800 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,271 | 83,838 | SH | SOLE | N/A | 83,166 | 0 | 672 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 441 | 13,160 | SH | SOLE | N/A | 12,305 | 0 | 855 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 820 | 8,022 | SH | SOLE | N/A | 7,372 | 0 | 650 | |
DOW CHEM CO | COM | 260543103 | 294 | 6,928 | SH | SOLE | N/A | 5,928 | 0 | 1,000 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,477 | 36,853 | SH | SOLE | N/A | 35,477 | 0 | 1,376 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 277 | 14,490 | SH | SOLE | N/A | 14,490 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 1,198 | 50,445 | SH | SOLE | N/A | 50,445 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 743 | 15,434 | SH | SOLE | N/A | 15,052 | 0 | 382 | |
GENERAL ELECTRIC CO | COM | 369604103 | 594 | 23,526 | SH | SOLE | N/A | 20,776 | 0 | 2,750 | |
GENERAL MLS INC | COM | 370334104 | 240 | 4,271 | SH | SOLE | N/A | 4,271 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 563 | 5,265 | SH | SOLE | N/A | 3,865 | 0 | 1,400 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 972 | 29,930 | SH | SOLE | N/A | 29,083 | 0 | 847 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 209 | 5,085 | SH | SOLE | N/A | 4,594 | 0 | 491 | |
FACTORSHARES TR | ISE CYBER SEC | 30304R407 | 212 | 8,375 | SH | SOLE | N/A | 6,575 | 0 | 1,800 | |
HCP INC | COM | 40414L109 | 445 | 11,924 | SH | SOLE | N/A | 9,224 | 0 | 2,700 | |
HOME DEPOT INC | COM | 437076102 | 723 | 6,260 | SH | SOLE | N/A | 5,610 | 0 | 650 | |
HONEYWELL INTL INC | COM | 438516106 | 508 | 5,355 | SH | SOLE | N/A | 4,755 | 0 | 600 | |
HERSHEY CO | COM | 427866108 | 260 | 2,825 | SH | SOLE | N/A | 2,775 | 0 | 50 | |
ISHARES | IBOXX HI YD ETF | 464288513 | 1,487 | 17,852 | SH | SOLE | N/A | 16,652 | 0 | 1,200 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 2,397 | 25,325 | SH | SOLE | N/A | 24,145 | 0 | 1,180 | |
ISHARES TR | COHEN&STEER REIT | 464287564 | 212 | 2,286 | SH | SOLE | N/A | 2,286 | 0 | 0 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,449 | 105,396 | SH | SOLE | N/A | 92,943 | 0 | 12,453 | |
ISHARES | NA NAT RES | 464287374 | 215 | 7,383 | SH | SOLE | N/A | 5,765 | 0 | 1,618 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,471 | 9,937 | SH | SOLE | N/A | 9,286 | 0 | 651 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 1,954 | 14,297 | SH | SOLE | N/A | 14,060 | 0 | 237 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 533 | 4,992 | SH | SOLE | N/A | 4,900 | 0 | 92 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 3,403 | 32,469 | SH | SOLE | N/A | 30,408 | 0 | 2,061 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 515 | 4,285 | SH | SOLE | N/A | 3,868 | 0 | 417 | |
INTEL CORP | COM | 458140100 | 529 | 17,538 | SH | SOLE | N/A | 15,788 | 0 | 1,750 | |
ISHARES | CORE S&P TTL STK | 464287150 | 214 | 2,442 | SH | SOLE | N/A | 2,442 | 0 | 0 | |
ISHARES | CORE S&P TTL STK | 464287150 | 895 | 10,207 | SH | SOLE | N/A | 9,579 | 0 | 628 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 8,009 | 95,310 | SH | SOLE | N/A | 92,355 | 0 | 2,955 | |
ISHARES | S&P 500 GRWT ETF | 464287309 | 8,378 | 77,718 | SH | SOLE | N/A | 75,388 | 0 | 2,330 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,053 | 11,286 | SH | SOLE | N/A | 10,010 | 0 | 1,276 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 762 | 8,183 | SH | SOLE | N/A | 7,614 | 0 | 569 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,112 | 13,577 | SH | SOLE | N/A | 12,317 | 0 | 1,260 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,169 | 19,043 | SH | SOLE | N/A | 19,043 | 0 | 0 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 231 | 18,341 | SH | SOLE | N/A | 18,341 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 613 | 6,559 | SH | SOLE | N/A | 6,159 | 0 | 400 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 578 | 16,198 | SH | SOLE | N/A | 13,798 | 0 | 2,400 | |
MEDTRONIC INC | COM | 585055106 | 487 | 7,268 | SH | SOLE | N/A | 4,068 | 0 | 3,200 | |
3M Co | COM | 88579Y101 | 1,433 | 10,107 | SH | SOLE | N/A | 9,622 | 0 | 485 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 1,951 | 69,832 | SH | SOLE | N/A | 68,647 | 0 | 1,185 | |
MICROSOFT CORP | COM | 594918104 | 238 | 5,362 | SH | SOLE | N/A | 4,278 | 0 | 1,084 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 330 | 10,845 | SH | SOLE | N/A | 10,845 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 248 | 3,438 | SH | SOLE | N/A | 3,388 | 0 | 50 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 241 | 13,150 | SH | SOLE | N/A | 10,300 | 0 | 2,850 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 571 | 8,593 | SH | SOLE | N/A | 8,593 | 0 | 0 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,296 | 75,283 | SH | SOLE | N/A | 73,837 | 0 | 1,446 | |
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 583 | 4,714 | SH | SOLE | N/A | 4,714 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,403 | 22,608 | SH | SOLE | N/A | 21,262 | 0 | 1,346 | |
RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | 279 | 3,603 | SH | SOLE | N/A | 3,603 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,258 | 17,093 | SH | SOLE | N/A | 16,706 | 0 | 387 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 1,981 | 14,093 | SH | SOLE | N/A | 13,237 | 0 | 856 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 411 | 4,816 | SH | SOLE | N/A | 4,319 | 0 | 497 | |
STARBUCKS CORP | COM | 855244109 | 559 | 9,823 | SH | SOLE | N/A | 9,123 | 0 | 700 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,237 | 63,719 | SH | SOLE | N/A | 60,051 | 0 | 3,668 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 381 | 8,194 | SH | SOLE | N/A | 8,194 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 424 | 20,964 | SH | SOLE | N/A | 15,563 | 0 | 5,401 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,607 | 131,751 | SH | SOLE | N/A | 122,662 | 0 | 9,089 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 252 | 5,031 | SH | SOLE | N/A | 5,031 | 0 | 0 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,679 | 43,119 | SH | SOLE | N/A | 42,457 | 0 | 662 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 612 | 15,368 | SH | SOLE | N/A | 15,368 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,441 | 31,484 | SH | SOLE | N/A | 23,765 | 0 | 7,719 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,032 | 21,587 | SH | SOLE | N/A | 19,566 | 0 | 2,021 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 1,342 | 68,245 | SH | SOLE | N/A | 56,599 | 0 | 11,646 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,485 | 73,350 | SH | SOLE | N/A | 69,481 | 0 | 3,869 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 861 | 31,955 | SH | SOLE | N/A | 25,085 | 0 | 6,870 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 754 | 25,884 | SH | SOLE | N/A | 25,199 | 0 | 685 | |
AT&T INC | COM | 00206R102 | 248 | 7,603 | SH | SOLE | N/A | 7,453 | 0 | 150 | |
TARGET CORP | COM | 87612E106 | 882 | 11,210 | SH | SOLE | N/A | 10,385 | 0 | 825 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 1,484 | 29,955 | SH | SOLE | N/A | 29,720 | 0 | 235 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 209 | 1,793 | SH | SOLE | N/A | 1,793 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 420 | 6,020 | SH | SOLE | N/A | 5,420 | 0 | 600 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,951 | 24,472 | SH | SOLE | N/A | 22,261 | 0 | 2,211 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 976 | 27,383 | SH | SOLE | N/A | 24,896 | 0 | 2,487 | |
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 636 | 10,388 | SH | SOLE | N/A | 10,388 | 0 | 0 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 4,303 | 58,351 | SH | SOLE | N/A | 55,233 | 0 | 3,118 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 283 | 4,700 | SH | SOLE | N/A | 4,150 | 0 | 550 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 3,512 | 46,486 | SH | SOLE | N/A | 44,469 | 0 | 2,017 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,170 | 22,935 | SH | SOLE | N/A | 20,476 | 0 | 2,459 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 216 | 3,905 | SH | SOLE | N/A | 3,905 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,239 | 67,664 | SH | SOLE | N/A | 63,680 | 0 | 3,984 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 373 | 5,944 | SH | SOLE | N/A | 5,944 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 408 | 9,367 | SH | SOLE | N/A | 8,367 | 0 | 1,000 | |
WILLIAMS COS INC DEL | COM | 969457100 | 267 | 7,220 | SH | SOLE | N/A | 6,970 | 0 | 250 | |
XCEL ENERGY INC | COM | 98389B100 | 453 | 12,769 | SH | SOLE | N/A | 12,769 | 0 | 0 | |
EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 203 | 11,410 | SH | SOLE | N/A | 11,410 | 0 | 0 |