The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | S&P 500 GRWT ETF | 464287309 | 12,666 | 96,300 | SH | SOLE | N/A | 90,936 | 0 | 5,364 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 12,589 | 120,993 | SH | SOLE | N/A | 113,806 | 0 | 7,187 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 6,544 | 72,750 | SH | SOLE | N/A | 69,593 | 0 | 3,157 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 4,836 | 34,879 | SH | SOLE | N/A | 31,947 | 0 | 2,932 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 4,678 | 56,635 | SH | SOLE | N/A | 54,116 | 0 | 2,519 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 4,134 | 65,634 | SH | SOLE | N/A | 60,595 | 0 | 5,039 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 4,028 | 23,523 | SH | SOLE | N/A | 22,462 | 0 | 1,061 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,986 | 76,716 | SH | SOLE | N/A | 73,813 | 0 | 2,903 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,908 | 23,444 | SH | SOLE | N/A | 22,576 | 0 | 868 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,480 | 116,476 | SH | SOLE | N/A | 115,639 | 0 | 837 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,379 | 85,051 | SH | SOLE | N/A | 79,221 | 0 | 5,830 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 3,279 | 76,328 | SH | SOLE | N/A | 76,173 | 0 | 155 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,043 | 64,279 | SH | SOLE | N/A | 58,389 | 0 | 5,890 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 2,980 | 111,194 | SH | SOLE | N/A | 111,194 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,975 | 51,326 | SH | SOLE | N/A | 48,268 | 0 | 3,058 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,928 | 23,513 | SH | SOLE | N/A | 22,053 | 0 | 1,460 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,922 | 15,609 | SH | SOLE | N/A | 14,026 | 0 | 1,583 | |
APPLE INC | COM | 037833100 | 2,758 | 19,194 | SH | SOLE | N/A | 18,417 | 0 | 777 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,669 | 33,460 | SH | SOLE | N/A | 31,021 | 0 | 2,439 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,642 | 54,061 | SH | SOLE | N/A | 53,337 | 0 | 724 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,624 | 31,777 | SH | SOLE | N/A | 31,304 | 0 | 473 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,411 | 31,193 | SH | SOLE | N/A | 31,193 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,338 | 29,327 | SH | SOLE | N/A | 28,927 | 0 | 400 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,273 | 88,618 | SH | SOLE | N/A | 87,674 | 0 | 944 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,231 | 15,944 | SH | SOLE | N/A | 15,380 | 0 | 564 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 2,165 | 57,677 | SH | SOLE | N/A | 55,483 | 0 | 2,194 | |
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 2,152 | 25,733 | SH | SOLE | N/A | 25,427 | 0 | 306 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2,093 | 13,084 | SH | SOLE | N/A | 12,323 | 0 | 761 | |
3M Co | COM | 88579Y101 | 1,928 | 10,075 | SH | SOLE | N/A | 10,075 | 0 | 0 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 1,888 | 44,402 | SH | SOLE | N/A | 41,505 | 0 | 2,897 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,750 | 31,084 | SH | SOLE | N/A | 21,905 | 0 | 9,179 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,590 | 13,828 | SH | SOLE | N/A | 12,353 | 0 | 1,475 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,528 | 100,404 | SH | SOLE | N/A | 99,601 | 0 | 803 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,521 | 28,147 | SH | SOLE | N/A | 26,948 | 0 | 1,199 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,414 | 26,543 | SH | SOLE | N/A | 23,877 | 0 | 2,666 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,387 | 33,988 | SH | SOLE | N/A | 29,844 | 0 | 4,144 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,386 | 25,587 | SH | SOLE | N/A | 23,355 | 0 | 2,232 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,375 | 9,108 | SH | SOLE | N/A | 8,501 | 0 | 607 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,316 | 14,488 | SH | SOLE | N/A | 14,355 | 0 | 133 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,301 | 24,021 | SH | SOLE | N/A | 22,110 | 0 | 1,911 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,268 | 32,247 | SH | SOLE | N/A | 29,194 | 0 | 3,053 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,203 | 10,575 | SH | SOLE | N/A | 9,280 | 0 | 1,295 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 1,113 | 9,772 | SH | SOLE | N/A | 8,759 | 0 | 1,013 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 1,034 | 30,384 | SH | SOLE | N/A | 28,954 | 0 | 1,430 | |
HOME DEPOT INC | COM | 437076102 | 1,009 | 6,870 | SH | SOLE | N/A | 6,870 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 942 | 14,292 | SH | SOLE | N/A | 13,408 | 0 | 884 | |
BOEING CO | COM | 097023105 | 920 | 5,197 | SH | SOLE | N/A | 5,171 | 0 | 26 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 890 | 17,912 | SH | SOLE | N/A | 17,912 | 0 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 878 | 29,684 | SH | SOLE | N/A | 29,684 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 871 | 7,678 | SH | SOLE | N/A | 7,678 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 815 | 22,588 | SH | SOLE | N/A | 22,588 | 0 | 0 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 799 | 7,996 | SH | SOLE | N/A | 7,946 | 0 | 50 | |
JOHNSON & JOHNSON | COM | 478160104 | 795 | 6,378 | SH | SOLE | N/A | 6,378 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 787 | 6,461 | SH | SOLE | N/A | 6,461 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 782 | 17,001 | SH | SOLE | N/A | 15,550 | 0 | 1,451 | |
GENERAL ELECTRIC CO | COM | 369604103 | 776 | 26,024 | SH | SOLE | N/A | 25,921 | 0 | 103 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 759 | 4,525 | SH | SOLE | N/A | 4,525 | 0 | 0 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 758 | 27,294 | SH | SOLE | N/A | 25,018 | 0 | 2,276 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 757 | 13,257 | SH | SOLE | N/A | 13,257 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 749 | 9,644 | SH | SOLE | N/A | 9,644 | 0 | 0 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 748 | 15,536 | SH | SOLE | N/A | 13,958 | 0 | 1,578 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 743 | 10,743 | SH | SOLE | N/A | 10,183 | 0 | 560 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 734 | 27,766 | SH | SOLE | N/A | 19,033 | 0 | 8,733 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 696 | 4,542 | SH | SOLE | N/A | 4,081 | 0 | 461 | |
CHEVRON CORP NEW | COM | 166764100 | 695 | 6,472 | SH | SOLE | N/A | 6,472 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 687 | 8,519 | SH | SOLE | N/A | 8,519 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 662 | 2,473 | SH | SOLE | N/A | 2,457 | 0 | 16 | |
HONEYWELL INTL INC | COM | 438516106 | 644 | 5,152 | SH | SOLE | N/A | 5,152 | 0 | 0 | |
ISHARES | MODERT ALLOC ETF | 464289875 | 637 | 17,501 | SH | SOLE | N/A | 17,501 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 630 | 5,214 | SH | SOLE | N/A | 4,703 | 0 | 511 | |
VISA INC | COM CL A | 92826C839 | 618 | 6,948 | SH | SOLE | N/A | 6,848 | 0 | 100 | |
CISCO SYS INC | COM | 17275R102 | 614 | 18,136 | SH | SOLE | N/A | 16,997 | 0 | 1,139 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 606 | 16,402 | SH | SOLE | N/A | 13,322 | 0 | 3,080 | |
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 598 | 9,828 | SH | SOLE | N/A | 9,828 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 592 | 3,162 | SH | SOLE | N/A | 3,162 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 547 | 8,596 | SH | SOLE | N/A | 8,596 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 544 | 11,140 | SH | SOLE | N/A | 11,062 | 0 | 78 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 530 | 12,958 | SH | SOLE | N/A | 11,784 | 0 | 1,174 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 523 | 15,459 | SH | SOLE | N/A | 15,459 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 514 | 8,250 | SH | SOLE | N/A | 1,857 | 0 | 6,393 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 490 | 5,665 | SH | SOLE | N/A | 4,910 | 0 | 755 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 489 | 11,229 | SH | SOLE | N/A | 11,229 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 482 | 7,307 | SH | SOLE | N/A | 7,217 | 0 | 90 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 478 | 16,559 | SH | SOLE | N/A | 16,559 | 0 | 0 | |
XCEL ENERGY INC | COM | 98389B100 | 470 | 10,560 | SH | SOLE | N/A | 10,560 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 457 | 4,650 | SH | SOLE | N/A | 4,650 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K305 | 452 | 532 | SH | SOLE | N/A | 532 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 450 | 13,013 | SH | SOLE | N/A | 13,013 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 444 | 3,422 | SH | SOLE | N/A | 3,422 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 430 | 10,330 | SH | SOLE | N/A | 10,225 | 0 | 105 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 421 | 17,547 | SH | SOLE | N/A | 17,047 | 0 | 500 | |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | 421 | 3,347 | SH | SOLE | N/A | 3,239 | 0 | 108 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 417 | 48,716 | SH | SOLE | N/A | 48,716 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 402 | 1,691 | SH | SOLE | N/A | 1,627 | 0 | 64 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 393 | 7,300 | SH | SOLE | N/A | 7,300 | 0 | 0 | |
ETF MANAGERS TR | PUREFUNDS ISE CY | 26924G201 | 363 | 12,291 | SH | SOLE | N/A | 12,091 | 0 | 200 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 358 | 7,230 | SH | SOLE | N/A | 7,230 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 357 | 6,106 | SH | SOLE | N/A | 5,894 | 0 | 212 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 328 | 7,618 | SH | SOLE | N/A | 6,752 | 0 | 866 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 326 | 5,541 | SH | SOLE | N/A | 5,541 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 321 | 5,297 | SH | SOLE | N/A | 4,193 | 0 | 1,104 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 317 | 9,839 | SH | SOLE | N/A | 9,839 | 0 | 0 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 301 | 16,100 | SH | SOLE | N/A | 16,100 | 0 | 0 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 297 | 3,658 | SH | SOLE | N/A | 3,508 | 0 | 150 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 288 | 8,292 | SH | SOLE | N/A | 8,292 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 277 | 3,076 | SH | SOLE | N/A | 3,076 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 276 | 1,941 | SH | SOLE | N/A | 1,941 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 271 | 1,651 | SH | SOLE | N/A | 1,651 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 261 | 340 | SH | SOLE | N/A | 340 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 256 | 26,802 | SH | SOLE | N/A | 25,802 | 0 | 1,000 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 256 | 2,277 | SH | SOLE | N/A | 2,277 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 255 | 3,902 | SH | SOLE | N/A | 3,902 | 0 | 0 | |
HCP INC | COM | 40414L109 | 255 | 8,133 | SH | SOLE | N/A | 8,133 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 254 | 2,034 | SH | SOLE | N/A | 2,034 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 248 | 6,350 | SH | SOLE | N/A | 6,350 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 238 | 4,028 | SH | SOLE | N/A | 4,028 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 232 | 7,335 | SH | SOLE | N/A | 7,335 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 231 | 2,050 | SH | SOLE | N/A | 2,050 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 230 | 3,475 | SH | SOLE | N/A | 3,475 | 0 | 0 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 230 | 2,266 | SH | SOLE | N/A | 2,266 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 224 | 2,536 | SH | SOLE | N/A | 2,536 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 223 | 268 | SH | SOLE | N/A | 268 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 220 | 9,309 | SH | SOLE | N/A | 9,309 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 220 | 1,449 | SH | SOLE | N/A | 1,449 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 215 | 3,862 | SH | SOLE | N/A | 1,517 | 0 | 2,345 | |
ULTA BEAUTY INC | COM | 90384S303 | 214 | 750 | SH | SOLE | N/A | 750 | 0 | 0 | |
IDEXX LABS INC | COM | 45168D104 | 201 | 1,300 | SH | SOLE | N/A | 1,300 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 128 | 11,113 | SH | SOLE | N/A | 11,113 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 137 | 11,110 | SH | SOLE | N/A | 11,110 | 0 | 0 |