The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | S&P 500 GRWT ETF | 464287309 | 15,276 | 99,989 | SH | SOLE | N/A | 94,220 | 0 | 5,769 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 14,685 | 128,544 | SH | SOLE | N/A | 120,861 | 0 | 7,683 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 7,537 | 73,861 | SH | SOLE | N/A | 69,885 | 0 | 3,976 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 5,718 | 37,231 | SH | SOLE | N/A | 34,352 | 0 | 2,879 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 5,537 | 66,716 | SH | SOLE | N/A | 63,408 | 0 | 3,308 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,041 | 25,431 | SH | SOLE | N/A | 24,644 | 0 | 787 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 4,802 | 157,959 | SH | SOLE | N/A | 157,959 | 0 | 0 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 4,777 | 25,169 | SH | SOLE | N/A | 23,998 | 0 | 1,171 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 4,110 | 120,630 | SH | SOLE | N/A | 117,577 | 0 | 3,053 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,037 | 87,931 | SH | SOLE | N/A | 81,831 | 0 | 6,100 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,977 | 60,174 | SH | SOLE | N/A | 50,409 | 0 | 9,765 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,873 | 72,699 | SH | SOLE | N/A | 65,978 | 0 | 6,721 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,641 | 61,696 | SH | SOLE | N/A | 57,588 | 0 | 4,108 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 3,445 | 16,549 | SH | SOLE | N/A | 14,859 | 0 | 1,690 | |
APPLE INC | COM | 037833100 | 3,308 | 19,547 | SH | SOLE | N/A | 18,766 | 0 | 781 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 3,037 | 71,540 | SH | SOLE | N/A | 68,959 | 0 | 2,581 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,695 | 30,250 | SH | SOLE | N/A | 30,250 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,608 | 37,382 | SH | SOLE | N/A | 31,811 | 0 | 5,571 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,587 | 56,481 | SH | SOLE | N/A | 56,374 | 0 | 107 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,538 | 88,571 | SH | SOLE | N/A | 87,893 | 0 | 678 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,488 | 31,372 | SH | SOLE | N/A | 28,423 | 0 | 2,949 | |
3M Co | COM | 88579Y101 | 2,453 | 10,418 | SH | SOLE | N/A | 10,418 | 0 | 0 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,412 | 15,248 | SH | SOLE | N/A | 14,677 | 0 | 571 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,309 | 47,455 | SH | SOLE | N/A | 46,485 | 0 | 970 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 2,259 | 46,017 | SH | SOLE | N/A | 43,146 | 0 | 2,871 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,200 | 24,885 | SH | SOLE | N/A | 24,400 | 0 | 485 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,102 | 26,565 | SH | SOLE | N/A | 26,565 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 1,948 | 10,840 | SH | SOLE | N/A | 10,077 | 0 | 763 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 1,920 | 14,354 | SH | SOLE | N/A | 12,953 | 0 | 1,401 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,867 | 44,850 | SH | SOLE | N/A | 39,061 | 0 | 5,789 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,804 | 14,507 | SH | SOLE | N/A | 13,184 | 0 | 1,323 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,788 | 29,550 | SH | SOLE | N/A | 26,494 | 0 | 3,056 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,761 | 27,288 | SH | SOLE | N/A | 25,182 | 0 | 2,106 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,622 | 25,425 | SH | SOLE | N/A | 19,077 | 0 | 6,348 | |
BOEING CO | COM | 097023105 | 1,604 | 5,437 | SH | SOLE | N/A | 5,410 | 0 | 27 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,573 | 35,064 | SH | SOLE | N/A | 32,272 | 0 | 2,792 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,542 | 25,221 | SH | SOLE | N/A | 24,005 | 0 | 1,216 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,512 | 13,017 | SH | SOLE | N/A | 11,708 | 0 | 1,309 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,471 | 27,053 | SH | SOLE | N/A | 25,113 | 0 | 1,940 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,446 | 87,049 | SH | SOLE | N/A | 86,107 | 0 | 942 | |
HOME DEPOT INC | COM | 437076102 | 1,404 | 7,403 | SH | SOLE | N/A | 6,827 | 0 | 576 | |
MICROSOFT CORP | COM | 594918104 | 1,353 | 15,813 | SH | SOLE | N/A | 14,929 | 0 | 884 | |
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 1,297 | 25,920 | SH | SOLE | N/A | 25,920 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,288 | 12,747 | SH | SOLE | N/A | 12,614 | 0 | 133 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 1,233 | 9,155 | SH | SOLE | N/A | 8,345 | 0 | 810 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,211 | 7,843 | SH | SOLE | N/A | 7,229 | 0 | 614 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,135 | 7,199 | SH | SOLE | N/A | 6,925 | 0 | 274 | |
INTEL CORP | COM | 458140100 | 1,124 | 24,349 | SH | SOLE | N/A | 24,349 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 1,075 | 27,998 | SH | SOLE | N/A | 26,890 | 0 | 1,108 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 1,066 | 35,913 | SH | SOLE | N/A | 27,002 | 0 | 8,911 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 1,035 | 31,225 | SH | SOLE | N/A | 29,054 | 0 | 2,171 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 998 | 17,815 | SH | SOLE | N/A | 16,364 | 0 | 1,451 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 965 | 32,200 | SH | SOLE | N/A | 32,200 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 963 | 8,438 | SH | SOLE | N/A | 8,338 | 0 | 100 | |
CHEVRON CORP NEW | COM | 166764100 | 959 | 7,658 | SH | SOLE | N/A | 7,658 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 941 | 10,980 | SH | SOLE | N/A | 10,980 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 907 | 6,445 | SH | SOLE | N/A | 6,445 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 883 | 6,316 | SH | SOLE | N/A | 6,316 | 0 | 0 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 882 | 13,395 | SH | SOLE | N/A | 13,395 | 0 | 0 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 880 | 5,167 | SH | SOLE | N/A | 4,737 | 0 | 430 | |
HONEYWELL INTL INC | COM | 438516106 | 877 | 5,716 | SH | SOLE | N/A | 5,716 | 0 | 0 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 866 | 11,269 | SH | SOLE | N/A | 10,704 | 0 | 565 | |
BP PLC | SPONSORED ADR | 055622104 | 828 | 19,695 | SH | SOLE | N/A | 19,545 | 0 | 150 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 828 | 7,405 | SH | SOLE | N/A | 7,355 | 0 | 50 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 816 | 4,380 | SH | SOLE | N/A | 4,380 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 804 | 2,503 | SH | SOLE | N/A | 2,487 | 0 | 16 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 803 | 5,616 | SH | SOLE | N/A | 5,212 | 0 | 404 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 784 | 15,486 | SH | SOLE | N/A | 13,458 | 0 | 2,028 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 755 | 13,808 | SH | SOLE | N/A | 13,463 | 0 | 345 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 754 | 2,804 | SH | SOLE | N/A | 2,595 | 0 | 209 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 740 | 11,467 | SH | SOLE | N/A | 11,156 | 0 | 311 | |
CISCO SYS INC | COM | 17275R102 | 732 | 19,103 | SH | SOLE | N/A | 19,103 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 704 | 19,169 | SH | SOLE | N/A | 15,543 | 0 | 3,626 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 695 | 3,412 | SH | SOLE | N/A | 3,412 | 0 | 0 | |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | 658 | 4,717 | SH | SOLE | N/A | 4,609 | 0 | 108 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 653 | 7,469 | SH | SOLE | N/A | 6,123 | 0 | 1,346 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 647 | 23,143 | SH | SOLE | N/A | 17,663 | 0 | 5,480 | |
DOWDUPONT INC | COM | 26078J100 | 646 | 9,058 | SH | SOLE | N/A | 9,058 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 643 | 17,153 | SH | SOLE | N/A | 17,153 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 625 | 55,675 | SH | SOLE | N/A | 55,675 | 0 | 0 | |
ETF MANAGERS TR | PUREFUNDS ISE CY | 26924G201 | 621 | 19,607 | SH | SOLE | N/A | 19,407 | 0 | 200 | |
POWERSHARES ACT MANG COMM FD | OPT YLD DIV | 73937V106 | 599 | 34,310 | SH | SOLE | N/A | 30,432 | 0 | 3,878 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 599 | 14,482 | SH | SOLE | N/A | 14,307 | 0 | 175 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 596 | 8,473 | SH | SOLE | N/A | 1,907 | 0 | 6,566 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 596 | 4,990 | SH | SOLE | N/A | 4,990 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 589 | 5,473 | SH | SOLE | N/A | 5,473 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 585 | 3,397 | SH | SOLE | N/A | 3,397 | 0 | 0 | |
POWERSHARES ETF TRUST | RUSSELL 200 WTH | 73935X450 | 570 | 10,746 | SH | SOLE | N/A | 10,746 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K305 | 550 | 522 | SH | SOLE | N/A | 522 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 546 | 7,313 | SH | SOLE | N/A | 7,223 | 0 | 90 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 546 | 59,094 | SH | SOLE | N/A | 59,094 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 537 | 11,246 | SH | SOLE | N/A | 11,246 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 537 | 10,134 | SH | SOLE | N/A | 10,033 | 0 | 101 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 521 | 17,290 | SH | SOLE | N/A | 17,290 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 506 | 7,148 | SH | SOLE | N/A | 5,749 | 0 | 1,399 | |
XCEL ENERGY INC | COM | 98389B100 | 503 | 10,443 | SH | SOLE | N/A | 10,443 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 493 | 12,668 | SH | SOLE | N/A | 12,503 | 0 | 165 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 488 | 47,807 | SH | SOLE | N/A | 46,373 | 0 | 1,434 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 465 | 7,100 | SH | SOLE | N/A | 7,100 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 450 | 11,860 | SH | SOLE | N/A | 11,860 | 0 | 0 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 448 | 9,954 | SH | SOLE | N/A | 8,739 | 0 | 1,215 | |
WELLS FARGO & CO NEW | COM | 949746101 | 426 | 7,010 | SH | SOLE | N/A | 4,614 | 0 | 2,396 | |
FACEBOOK INC | CL A | 30303M102 | 413 | 2,338 | SH | SOLE | N/A | 2,338 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 411 | 2,992 | SH | SOLE | N/A | 412 | 0 | 2,580 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 405 | 1,837 | SH | SOLE | N/A | 1,613 | 0 | 224 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 386 | 20,450 | SH | SOLE | N/A | 20,450 | 0 | 0 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 378 | 15,010 | SH | SOLE | N/A | 15,010 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 374 | 2,927 | SH | SOLE | N/A | 2,927 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 372 | 4,602 | SH | SOLE | N/A | 4,602 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 353 | 5,360 | SH | SOLE | N/A | 5,038 | 0 | 322 | |
APPLIED MATLS INC | COM | 038222105 | 324 | 6,330 | SH | SOLE | N/A | 6,330 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 319 | 2,896 | SH | SOLE | N/A | 2,757 | 0 | 139 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 311 | 2,053 | SH | SOLE | N/A | 2,053 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 308 | 4,135 | SH | SOLE | N/A | 4,135 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 296 | 1,703 | SH | SOLE | N/A | 1,703 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 283 | 270 | SH | SOLE | N/A | 270 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 276 | 5,652 | SH | SOLE | N/A | 5,652 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 275 | 9,311 | SH | SOLE | N/A | 9,311 | 0 | 0 | |
BGC PARTNERS INC | CL A | 05541T101 | 273 | 18,045 | SH | SOLE | N/A | 18,045 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 265 | 4,500 | SH | SOLE | N/A | 4,500 | 0 | 0 | |
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 259 | 8,362 | SH | SOLE | N/A | 7,427 | 0 | 935 | |
SALESFORCE COM INC | COM | 79466L302 | 256 | 2,500 | SH | SOLE | N/A | 2,500 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 255 | 2,770 | SH | SOLE | N/A | 2,770 | 0 | 0 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 235 | 3,657 | SH | SOLE | N/A | 3,657 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 234 | 3,575 | SH | SOLE | N/A | 3,460 | 0 | 115 | |
GENERAL MLS INC | COM | 370334104 | 231 | 3,880 | SH | SOLE | N/A | 3,880 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 230 | 3,457 | SH | SOLE | N/A | 3,457 | 0 | 0 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 228 | 2,266 | SH | SOLE | N/A | 2,266 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | 220 | 11,535 | SH | SOLE | N/A | 0 | 0 | 11,535 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 215 | 4,735 | SH | SOLE | N/A | 4,735 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 213 | 3,769 | SH | SOLE | N/A | 3,769 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 213 | 2,034 | SH | SOLE | N/A | 2,034 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 212 | 4,117 | SH | SOLE | N/A | 4,117 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 206 | 2,949 | SH | SOLE | N/A | 2,434 | 0 | 515 | |
IDEXX LABS INC | COM | 45168D104 | 204 | 1,300 | SH | SOLE | N/A | 1,300 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 186 | 11,098 | SH | SOLE | N/A | 11,098 | 0 | 0 |