The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 2,991 | 18,958 | SH | SOLE | N/A | 17,847 | 0 | 1,111 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 293 | 33,550 | SH | SOLE | N/A | 33,550 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 214 | 142 | SH | SOLE | N/A | 142 | 0 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 465 | 17,421 | SH | SOLE | N/A | 17,421 | 0 | 0 | |
ISHARES TR | AGGRES ALLOC ETF | 464289859 | 263 | 5,411 | SH | SOLE | N/A | 5,075 | 0 | 336 | |
ISHARES TR | GRWT ALLOCAT ETF | 464289867 | 515 | 12,465 | SH | SOLE | N/A | 10,561 | 0 | 1,904 | |
BOEING CO | COM | 097023105 | 1,565 | 4,852 | SH | SOLE | N/A | 4,825 | 0 | 27 | |
BANK AMER CORP | COM | 060505104 | 232 | 9,391 | SH | SOLE | N/A | 9,391 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 511 | 65,648 | SH | SOLE | N/A | 65,648 | 0 | 0 | |
BGC PARTNERS INC | CL A | 05541T101 | 54 | 10,299 | SH | SOLE | N/A | 10,299 | 0 | 0 | |
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 1,916 | 55,464 | SH | SOLE | N/A | 38,757 | 0 | 16,707 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,673 | 30,823 | SH | SOLE | N/A | 28,289 | 0 | 2,534 | |
BP PLC | SPONSORED ADR | 055622104 | 807 | 21,274 | SH | SOLE | N/A | 21,124 | 0 | 150 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,835 | 28,574 | SH | SOLE | N/A | 27,388 | 0 | 1,186 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 334 | 15,820 | SH | SOLE | N/A | 15,820 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 297 | 14,066 | SH | SOLE | N/A | 14,066 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 1,244 | 15,833 | SH | SOLE | N/A | 15,779 | 0 | 54 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,028 | 8,089 | SH | SOLE | N/A | 7,810 | 0 | 279 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,277 | 27,072 | SH | SOLE | N/A | 26,987 | 0 | 85 | |
COMCAST CORP NEW | CL A | 20030N101 | 224 | 6,577 | SH | SOLE | N/A | 6,577 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 779 | 3,820 | SH | SOLE | N/A | 3,820 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 459 | 3,347 | SH | SOLE | N/A | 3,276 | 0 | 71 | |
CISCO SYS INC | COM | 17275R102 | 1,007 | 23,237 | SH | SOLE | N/A | 22,890 | 0 | 347 | |
CENTURYLINK INC | COM | 156700106 | 387 | 25,522 | SH | SOLE | N/A | 25,522 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,045 | 9,598 | SH | SOLE | N/A | 9,598 | 0 | 0 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 774 | 16,535 | SH | SOLE | N/A | 15,117 | 0 | 1,418 | |
DOMINION ENERGY INC | COM | 25746U109 | 448 | 6,265 | SH | SOLE | N/A | 6,190 | 0 | 75 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 838 | 16,774 | SH | SOLE | N/A | 15,323 | 0 | 1,451 | |
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 361 | 8,990 | SH | SOLE | N/A | 7,700 | 0 | 1,290 | |
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 2,397 | 62,517 | SH | SOLE | N/A | 60,109 | 0 | 2,408 | |
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | 655 | 10,854 | SH | SOLE | N/A | 10,382 | 0 | 472 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 1,765 | 22,922 | SH | SOLE | N/A | 22,416 | 0 | 506 | |
DOWDUPONT INC | COM | 26078J100 | 486 | 9,072 | SH | SOLE | N/A | 9,072 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 213 | 1,445 | SH | SOLE | N/A | 1,445 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 686 | 11,666 | SH | SOLE | N/A | 4,892 | 0 | 6,774 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,609 | 15,476 | SH | SOLE | N/A | 14,174 | 0 | 1,302 | |
POWERSHARES ETF TRUST | RUSSELL 200 WTH | 73935X450 | 464 | 9,525 | SH | SOLE | N/A | 9,464 | 0 | 61 | |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 758 | 63,580 | SH | SOLE | N/A | 49,145 | 0 | 14,435 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 521 | 134,377 | SH | SOLE | N/A | 98,863 | 0 | 35,514 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 385 | 14,132 | SH | SOLE | N/A | 14,132 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 583 | 4,993 | SH | SOLE | N/A | 4,454 | 0 | 539 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 896 | 34,243 | SH | SOLE | N/A | 31,455 | 0 | 2,788 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 424 | 12,895 | SH | SOLE | N/A | 12,895 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 899 | 34,791 | SH | SOLE | N/A | 25,614 | 0 | 9,177 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 4,500 | 178,413 | SH | SOLE | N/A | 175,043 | 0 | 3,370 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 617 | 18,146 | SH | SOLE | N/A | 18,146 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 258 | 4,459 | SH | SOLE | N/A | 4,045 | 0 | 414 | |
FIDELITY | MSCI RL EST ETF | 316092857 | 286 | 12,737 | SH | SOLE | N/A | 12,737 | 0 | 0 | |
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 402 | 13,803 | SH | SOLE | N/A | 13,803 | 0 | 0 | |
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 202 | 33,343 | SH | SOLE | N/A | 29,466 | 0 | 3,877 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 1,914 | 46,396 | SH | SOLE | N/A | 43,687 | 0 | 2,709 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 271 | 261 | SH | SOLE | N/A | 261 | 0 | 0 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 587 | 14,254 | SH | SOLE | N/A | 13,661 | 0 | 593 | |
ETF MANAGERS TR | PUREFUNDS ISE CY | 26924G201 | 547 | 16,220 | SH | SOLE | N/A | 16,020 | 0 | 200 | |
HOME DEPOT INC | COM | 437076102 | 1,349 | 7,851 | SH | SOLE | N/A | 7,263 | 0 | 588 | |
HONEYWELL INTL INC | COM | 438516106 | 843 | 6,378 | SH | SOLE | N/A | 6,378 | 0 | 0 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 1,863 | 78,200 | SH | SOLE | N/A | 77,520 | 0 | 680 | |
IDEXX LABS INC | COM | 45168D104 | 212 | 1,135 | SH | SOLE | N/A | 1,135 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 4,617 | 83,933 | SH | SOLE | N/A | 69,644 | 0 | 14,289 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,005 | 7,136 | SH | SOLE | N/A | 6,515 | 0 | 621 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 317 | 1,582 | SH | SOLE | N/A | 1,582 | 0 | 0 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 4,226 | 25,443 | SH | SOLE | N/A | 24,475 | 0 | 968 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 1,272 | 18,338 | SH | SOLE | N/A | 18,244 | 0 | 94 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 5,077 | 38,501 | SH | SOLE | N/A | 35,413 | 0 | 3,088 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 843 | 5,224 | SH | SOLE | N/A | 4,821 | 0 | 403 | |
INTEL CORP | COM | 458140100 | 1,211 | 25,796 | SH | SOLE | N/A | 25,694 | 0 | 102 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,437 | 25,309 | SH | SOLE | N/A | 24,070 | 0 | 1,239 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 14,909 | 147,404 | SH | SOLE | N/A | 139,546 | 0 | 7,858 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,010 | 4,013 | SH | SOLE | N/A | 3,804 | 0 | 209 | |
ISHARES | S&P 500 GRWT ETF | 464287309 | 15,981 | 106,061 | SH | SOLE | N/A | 100,835 | 0 | 5,226 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,797 | 16,175 | SH | SOLE | N/A | 14,699 | 0 | 1,476 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 1,278 | 9,760 | SH | SOLE | N/A | 8,935 | 0 | 825 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 243 | 1,809 | SH | SOLE | N/A | 1,657 | 0 | 152 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 3,292 | 70,817 | SH | SOLE | N/A | 65,083 | 0 | 5,734 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,121 | 14,432 | SH | SOLE | N/A | 13,851 | 0 | 581 | |
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 245 | 8,314 | SH | SOLE | N/A | 5,423 | 0 | 2,891 | |
JOHNSON & JOHNSON | COM | 478160104 | 889 | 6,888 | SH | SOLE | N/A | 6,788 | 0 | 100 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 816 | 24,268 | SH | SOLE | N/A | 20,959 | 0 | 3,309 | |
GLADSTONE LD CORP | COM | 376549101 | 144 | 12,476 | SH | SOLE | N/A | 9,627 | 0 | 2,849 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 708 | 2,701 | SH | SOLE | N/A | 2,685 | 0 | 16 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 513 | 11,021 | SH | SOLE | N/A | 11,021 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,011 | 5,359 | SH | SOLE | N/A | 5,349 | 0 | 10 | |
MCDONALDS CORP | COM | 580135101 | 506 | 2,846 | SH | SOLE | N/A | 2,604 | 0 | 242 | |
MEDTRONIC INC | COM | 585055106 | 380 | 4,173 | SH | SOLE | N/A | 4,173 | 0 | 0 | |
3M Co | COM | 88579Y101 | 1,931 | 10,130 | SH | SOLE | N/A | 10,130 | 0 | 0 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 3,211 | 77,987 | SH | SOLE | N/A | 74,453 | 0 | 3,534 | |
MICROSOFT CORP | COM | 594918104 | 1,593 | 15,678 | SH | SOLE | N/A | 14,305 | 0 | 1,373 | |
TORTOISE MLP FD INC | COM | 89148B101 | 945 | 77,105 | SH | SOLE | N/A | 62,487 | 0 | 14,618 | |
POWERSHARES ACT MANG COMM FD | OPT YLD DIV | 73937V106 | 1,685 | 111,764 | SH | SOLE | N/A | 110,889 | 0 | 875 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 437 | 25,127 | SH | SOLE | N/A | 25,127 | 0 | 0 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,401 | 65,189 | SH | SOLE | N/A | 59,973 | 0 | 5,216 | |
POLYMET MINING CORP | COM | 731916102 | 320 | 393,439 | SH | SOLE | N/A | 364,062 | 0 | 29,377 | |
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 339 | 72,114 | SH | SOLE | N/A | 57,188 | 0 | 14,926 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 1,436 | 12,323 | SH | SOLE | N/A | 12,029 | 0 | 294 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 292 | 12,110 | SH | SOLE | N/A | 12,110 | 0 | 0 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 296 | 9,091 | SH | SOLE | N/A | 8,916 | 0 | 175 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,108 | 12,117 | SH | SOLE | N/A | 12,117 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 1,720 | 9,683 | SH | SOLE | N/A | 9,056 | 0 | 627 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 706 | 5,007 | SH | SOLE | N/A | 4,612 | 0 | 395 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,301 | 37,917 | SH | SOLE | N/A | 32,834 | 0 | 5,083 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 742 | 12,380 | SH | SOLE | N/A | 11,678 | 0 | 702 | |
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 316 | 10,835 | SH | SOLE | N/A | 8,056 | 0 | 2,779 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 661 | 28,077 | SH | SOLE | N/A | 22,819 | 0 | 5,258 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,782 | 98,115 | SH | SOLE | N/A | 96,531 | 0 | 1,584 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 556 | 8,054 | SH | SOLE | N/A | 6,616 | 0 | 1,438 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 2,027 | 52,624 | SH | SOLE | N/A | 46,655 | 0 | 5,969 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,642 | 75,969 | SH | SOLE | N/A | 71,306 | 0 | 4,663 | |
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 5,754 | 115,287 | SH | SOLE | N/A | 114,545 | 0 | 742 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 779 | 15,795 | SH | SOLE | N/A | 15,365 | 0 | 430 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,900 | 31,815 | SH | SOLE | N/A | 26,464 | 0 | 5,351 | |
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 259 | 5,118 | SH | SOLE | N/A | 4,897 | 0 | 221 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,562 | 30,129 | SH | SOLE | N/A | 27,482 | 0 | 2,647 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 1,779 | 45,462 | SH | SOLE | N/A | 45,462 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 251 | 5,373 | SH | SOLE | N/A | 5,373 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 674 | 20,754 | SH | SOLE | N/A | 19,623 | 0 | 1,131 | |
AT&T INC | COM | 00206R102 | 584 | 20,445 | SH | SOLE | N/A | 20,270 | 0 | 175 | |
TARGET CORP | COM | 87612E106 | 330 | 4,981 | SH | SOLE | N/A | 4,866 | 0 | 115 | |
ISHARES TR | TIPS BD ETF | 464287176 | 221 | 2,011 | SH | SOLE | N/A | 2,011 | 0 | 0 | |
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 228 | 1,958 | SH | SOLE | N/A | 607 | 0 | 1,351 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 308 | 5,900 | SH | SOLE | N/A | 5,276 | 0 | 624 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 201 | 3,734 | SH | SOLE | N/A | 3,734 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 431 | 1,729 | SH | SOLE | N/A | 1,545 | 0 | 184 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 291 | 2,728 | SH | SOLE | N/A | 2,728 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,234 | 9,346 | SH | SOLE | N/A | 9,246 | 0 | 100 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 785 | 9,466 | SH | SOLE | N/A | 8,054 | 0 | 1,412 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,899 | 37,184 | SH | SOLE | N/A | 33,426 | 0 | 3,758 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,489 | 40,110 | SH | SOLE | N/A | 36,485 | 0 | 3,625 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 6,945 | 70,893 | SH | SOLE | N/A | 65,910 | 0 | 4,983 | |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | 483 | 3,839 | SH | SOLE | N/A | 3,731 | 0 | 108 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 5,186 | 69,536 | SH | SOLE | N/A | 66,101 | 0 | 3,435 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,656 | 31,595 | SH | SOLE | N/A | 28,359 | 0 | 3,236 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 251 | 13,012 | SH | SOLE | N/A | 10,416 | 0 | 2,596 | |
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 250 | 1,851 | SH | SOLE | N/A | 0 | 0 | 1,851 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 292 | 4,448 | SH | SOLE | N/A | 4,393 | 0 | 55 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 383 | 2,999 | SH | SOLE | N/A | 419 | 0 | 2,580 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 268 | 5,576 | SH | SOLE | N/A | 5,368 | 0 | 208 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,430 | 90,014 | SH | SOLE | N/A | 87,102 | 0 | 2,912 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 779 | 9,986 | SH | SOLE | N/A | 9,986 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 937 | 16,655 | SH | SOLE | N/A | 15,911 | 0 | 744 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 393 | 5,748 | SH | SOLE | N/A | 5,518 | 0 | 230 | |
WELLS FARGO & CO NEW | COM | 949746101 | 501 | 10,860 | SH | SOLE | N/A | 8,393 | 0 | 2,467 | |
XCEL ENERGY INC | COM | 98389B100 | 558 | 11,317 | SH | SOLE | N/A | 11,317 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 642 | 9,405 | SH | SOLE | N/A | 9,233 | 0 | 172 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 1,205 | 32,378 | SH | SOLE | N/A | 16,642 | 0 | 15,736 |