The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 11,297 | 2,742,000 | SH | DFND | 2,742,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 57,215 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ALKERMES PLC | SHS | G01767105 | 35,195 | 2,124,000 | SH | DFND | 2,124,000 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 18,955 | 1,436,000 | SH | DFND | 1,436,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 38,728 | 4,120,000 | SH | DFND | 4,120,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 31,245 | 9,923 | SH | DFND | 9,923 | 0 | 0 | ||
AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 3,782 | 306,000 | SH | DFND | 306,000 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 5,507 | 88,000 | SH | DFND | 88,000 | 0 | 0 | ||
ANTARES PHARMA INC | COM | 036642106 | 1,156 | 428,000 | SH | DFND | 428,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 22,314 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 12,626 | 768,000 | SH | DFND | 768,000 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 7,365 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 60,402 | 51,291 | SH | DFND | 51,291 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 6,544 | 197,000 | SH | DFND | 197,000 | 0 | 0 | ||
AVANTOR INC | COM | 05352A100 | 13,764 | 612,000 | SH | DFND | 612,000 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 11,187 | 736,000 | SH | DFND | 736,000 | 0 | 0 | ||
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 7,146 | 140,000 | SH | DFND | 140,000 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 10,309 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 28,368 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 58,509 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 23,261 | 336,000 | SH | DFND | 336,000 | 0 | 0 | ||
BLUCORA INC | COM | 095229100 | 28,260 | 3,000,000 | SH | DFND | 3,000,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 43,160 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 60,290 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 44,307 | 916,000 | SH | DFND | 916,000 | 0 | 0 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 29,700 | 10,000,000 | SH | DFND | 10,000,000 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 35,128 | 972,000 | SH | DFND | 972,000 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 68,282 | 30,014,285 | SH | DFND | 30,014,285 | 0 | 0 | ||
CLEARONE INC | COM | 18506U104 | 802 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 10,774 | 1,848,000 | SH | DFND | 1,848,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 31,992 | 648,000 | SH | DFND | 648,000 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 23,145 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
CONFORMIS INC | COM | 20717E101 | 6,262 | 7,477,385 | SH | DFND | 7,477,385 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 17,063 | 204,000 | SH | DFND | 204,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 29,200 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 17,547 | 79,755 | SH | DFND | 79,755 | 0 | 0 | ||
DICKS SPORTING GOODS INC | COM | 253393102 | 24,310 | 420,000 | SH | DFND | 420,000 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 20,163 | 220,747 | SH | DFND | 220,747 | 0 | 0 | ||
EAGLE PHARMACEUTICALS INC | COM | 269796108 | 28,547 | 672,000 | SH | DFND | 672,000 | 0 | 0 | ||
EDGEWELL PERS CARE CO | COM | 28035Q102 | 30,055 | 1,078,000 | SH | DFND | 1,078,000 | 0 | 0 | ||
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 23,989 | 524,000 | SH | DFND | 524,000 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 65,677 | 1,678,000 | SH | DFND | 1,678,000 | 0 | 0 | ||
ENTASIS THERAPEUTICS HLDGS I | COM | 293614103 | 7,162 | 3,510,981 | SH | DFND | 3,510,981 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 4,078 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
EYEGATE PHARMACEUTICALS INC | COM NEW | 30233M503 | 7,117 | 1,815,500 | SH | DFND | 1,815,500 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 15,773 | 124,200 | SH | DFND | 124,200 | 0 | 0 | ||
FRONTDOOR INC | COM | 35905A109 | 33,930 | 872,000 | SH | DFND | 872,000 | 0 | 0 | ||
GAP INC | COM | 364760108 | 8,515 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
GENMARK DIAGNOSTICS INC | COM | 372309104 | 11,246 | 792,000 | SH | DFND | 792,000 | 0 | 0 | ||
GEOVAX LABS INC | *W EXP 09/29/202 | 373678119 | 845 | 391,700 | SH | DFND | 391,700 | 0 | 0 | ||
GEOVAX LABS INC | COM | 373678507 | 161 | 50,464 | SH | DFND | 50,464 | 0 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 13,696 | 164,000 | SH | DFND | 164,000 | 0 | 0 | ||
HOSTESS BRANDS INC | CL A | 44109J106 | 26,189 | 2,124,000 | SH | DFND | 2,124,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 57,075 | 636,000 | SH | DFND | 636,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 239,664 | 16,000 | SH | Put | DFND | 16,000 | 0 | 0 | |
JACK IN THE BOX INC | COM | 466367109 | 13,914 | 175,438 | SH | DFND | 175,438 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 29,950 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
KUBIENT INC | *W EXP 07/09/202 | 50116V115 | 367 | 275,000 | SH | DFND | 275,000 | 0 | 0 | ||
LANTHEUS HLDGS INC | COM | 516544103 | 61,272 | 4,836,000 | SH | DFND | 4,836,000 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 2,261 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 34,224 | 206,340 | SH | DFND | 206,340 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 33,007 | 278,000 | SH | DFND | 278,000 | 0 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 3,893 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
MEDIGUS LTD | *W EXP 07/23/202 | 58471G128 | 634 | 1,285,715 | SH | DFND | 1,285,715 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 44,478 | 428,000 | SH | DFND | 428,000 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 43,466 | 524,000 | SH | DFND | 524,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 6,731 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,590 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 27,896 | 168,000 | SH | DFND | 168,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 22,750 | 396,000 | SH | DFND | 396,000 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 2,811 | 2,876,456 | SH | DFND | 2,876,456 | 0 | 0 | ||
MYLAN NV | SHS EURO | N59465109 | 16,728 | 1,128,000 | SH | DFND | 1,128,000 | 0 | 0 | ||
NEMAURA MED INC | COM NEW | 640442208 | 315 | 88,830 | SH | DFND | 88,830 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 21,857 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
OBALON THERAPEUTICS INC | COM NEW | 67424L209 | 674 | 740,000 | SH | DFND | 740,000 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 10,761 | 4,338,927 | SH | DFND | 4,338,927 | 0 | 0 | ||
ONCTERNAL THERAPEUTICS INC | COM | 68236P107 | 2,237 | 1,316,163 | SH | DFND | 1,316,163 | 0 | 0 | ||
PAINREFORM LTD | SHS | M77798102 | 2,939 | 638,961 | SH | DFND | 638,961 | 0 | 0 | ||
PROGENITY INC | COM | 74319F107 | 3,608 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 33,847 | 724,000 | SH | DFND | 724,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 47,022 | 84,000 | SH | DFND | 84,000 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 41,061 | 440,000 | SH | DFND | 440,000 | 0 | 0 | ||
SI BONE INC | COM | 825704109 | 6,072 | 256,000 | SH | DFND | 256,000 | 0 | 0 | ||
SIYATA MOBILE INC | *W EXP 09/24/202 | 83013Q152 | 485 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
SMARTSHEET INC | COM CL A | 83200N103 | 4,942 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 368,379 | 11,000 | SH | Put | DFND | 11,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 30,894 | 7,572,000 | SH | DFND | 7,572,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 66,688 | 3,200,000 | SH | DFND | 3,200,000 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 2,646 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
TENAX THERAPEUTICS INC | COM NEW | 88032L209 | 3,111 | 2,019,995 | SH | DFND | 2,019,995 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,064 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,472 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 5,953 | 530,108 | SH | DFND | 530,108 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 46,766 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
VANDA PHARMACEUTICALS INC | COM | 921659108 | 52,647 | 5,450,000 | SH | DFND | 5,450,000 | 0 | 0 | ||
VAXART INC | COM NEW | 92243A200 | 968 | 145,523 | SH | DFND | 145,523 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 28,809 | 2,700,000 | SH | DFND | 2,700,000 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | COM CL A | 96684W100 | 6,872 | 824,000 | SH | DFND | 824,000 | 0 | 0 | ||
WILLIAMS SONOMA INC | COM | 969904101 | 40,246 | 445,000 | SH | DFND | 445,000 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 6,032 | 84,000 | SH | DFND | 84,000 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 33,351 | 716,000 | SH | DFND | 716,000 | 0 | 0 |