The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC COM | Stock | 00206R102 | 4,618 | 170,954 | SH | SOLE | 170,954 | 0 | 0 | ||
ALPHABET INC CL C | COMMON STOCK | 02079K107 | 9,824 | 3,686 | SH | SOLE | 3,686 | 0 | 0 | ||
APPLE INC COM | Stock | 037833100 | 2,548 | 18,005 | SH | SOLE | 18,005 | 0 | 0 | ||
APPLIED MATERIALS INC | COMMON STOCK | 038222105 | 8,205 | 63,740 | SH | SOLE | 63,740 | 0 | 0 | ||
BANK OF NY MELLON 3.59399 12/20/67 | CORPORATE BONDS AND NOTES | 064058AD2 | 1,985 | 1,975,000 | SH | SOLE | 1,975,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 084670108 | 1,646 | 4 | SH | SOLE | 4 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 933 | 3,418 | SH | SOLE | 3,418 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COMMON STOCK | 10922N103 | 4,560 | 100,810 | SH | SOLE | 100,810 | 0 | 0 | ||
CAMPING WORLD HLDGS INC CL A | Stock | 13462K109 | 428 | 11,007 | SH | SOLE | 11,007 | 0 | 0 | ||
CARDLYTICS INC COM | Stock | 14161W105 | 651 | 7,752 | SH | SOLE | 7,752 | 0 | 0 | ||
JPMORGAN CHASE CO 0.67563 2/01/27 | CORPORATE BONDS AND NOTES | 161480AB4 | 194 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CISCO SYS INC COM | Stock | 17275R102 | 743 | 13,650 | SH | SOLE | 13,650 | 0 | 0 | ||
CITIGROUP INC 0.697 8/25/36 | CORPORATE BONDS AND NOTES | 172967DS7 | 1,764 | 2,015,000 | SH | SOLE | 2,015,000 | 0 | 0 | ||
COMCAST CORP NEW CL A | Stock | 20030N101 | 1,127 | 20,156 | SH | SOLE | 20,156 | 0 | 0 | ||
CONAGRA BRANDS INC COM | Stock | 205887102 | 365 | 10,785 | SH | SOLE | 10,785 | 0 | 0 | ||
CORNING INC | COMMON STOCK | 219350105 | 3,075 | 84,273 | SH | SOLE | 84,273 | 0 | 0 | ||
COVETRUS INC COM | Stock | 22304C100 | 3,850 | 212,688 | SH | SOLE | 212,688 | 0 | 0 | ||
CYXTERA TECHNOLOGIES INC COM CL A | Stock | 23284C102 | 2,989 | 323,141 | SH | SOLE | 323,141 | 0 | 0 | ||
CYXTERA TECHNOLOGIES INC WT EXP 091027 | Stock | 23284C110 | 338 | 164,467 | SH | SOLE | 164,467 | 0 | 0 | ||
D R HORTON INC COM | Stock | 23331A109 | 409 | 4,869 | SH | SOLE | 4,869 | 0 | 0 | ||
DOUBLEVERIFY HLDGS INC COM | Stock | 25862V105 | 518 | 26,021 | SH | SOLE | 26,021 | 0 | 0 | ||
DOVER CORP | COMMON STOCK | 260003108 | 202 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
EXXON MOBIL CORP | COMMON STOCK | 30231G102 | 517 | 8,794 | SH | SOLE | 8,794 | 0 | 0 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 6,595 | 19,432 | SH | SOLE | 19,432 | 0 | 0 | ||
FEDEX CORP COM | Stock | 31428X106 | 6,155 | 28,069 | SH | SOLE | 1,878 | 0 | 0 | ||
FORD MTR CO DEL SR 8.500 4/21/23 | CORPORATE BONDS AND NOTES | 345370CV0 | 2,653 | 2,412,000 | SH | SOLE | 2,412,000 | 0 | 0 | ||
FRANKLIN FTSE SOUTH KOREA ETF | CLOSED END MUTUAL FUND EQUITY | 35473P710 | 4,673 | 162,362 | SH | SOLE | 162,362 | 0 | 0 | ||
FREEPORT-MCMORAN INC CL B | Stock | 35671D857 | 6,762 | 207,878 | SH | SOLE | 207,878 | 0 | 0 | ||
GMS INC | COMMON STOCK | 36251C103 | 4,652 | 106,202 | SH | SOLE | 106,202 | 0 | 0 | ||
GENERAL ELEC CO | COMMON STOCK | 369604301 | 228 | 2,210 | SH | SOLE | 2,210 | 0 | 0 | ||
GENERAL MOTORS CO | COMMON STOCK | 37045V100 | 4,076 | 77,324 | SH | SOLE | 77,324 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COMMON STOCK | 38141G104 | 7,388 | 19,543 | SH | SOLE | 19,543 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC | COMMON STOCK | 438516106 | 692 | 3,261 | SH | SOLE | 3,261 | 0 | 0 | ||
HUDBAY MINERALS INC COM | Stock | 443628102 | 4,459 | 715,844 | SH | SOLE | 715,844 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP | COMMON STOCK | 459200101 | 201 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
INVESCO QQQ TRUST ETF | CLOSED END MUTUAL FUND EQUITY | 46090E103 | 7,542 | 21,068 | SH | SOLE | 21,068 | 0 | 0 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 46137V357 | 3,410 | 22,762 | SH | SOLE | 22,762 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 1,387 | 3,219 | SH | SOLE | 3,219 | 0 | 0 | ||
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 201 | 3,080 | SH | SOLE | 3,080 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | CLOSED END MUTUAL FUND EQUITY | 464287655 | 1,468 | 6,710 | SH | SOLE | 6,710 | 0 | 0 | ||
ISHARES MSCI INDONESIA ETF | CLOSED END MUTUAL FUND EQUITY | 46429B309 | 4,946 | 228,045 | SH | SOLE | 228,045 | 0 | 0 | ||
BLACKROCK ULTRA SHORT TERM BOND ETF | CLOSED END MUTUAL FUND FIXED | 46434V878 | 12,115 | 239,878 | SH | SOLE | 239,878 | 0 | 0 | ||
JOHNSON JOHNSON | COMMON STOCK | 478160104 | 241 | 1,490 | SH | SOLE | 1,490 | 0 | 0 | ||
JP MORGAN CHASE MTN 2.000 4/30/24 | CORPORATE BONDS AND NOTES | 48126N6A0 | 904 | 881,000 | SH | SOLE | 881,000 | 0 | 0 | ||
KEYCORP | COMMON STOCK | 493267108 | 1,708 | 79,003 | SH | SOLE | 79,003 | 0 | 0 | ||
KIMBERLY CLARK CORP | COMMON STOCK | 494368103 | 199 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
KINDER MORGAN INC DEL COM | Stock | 49456B101 | 6,533 | 390,500 | SH | SOLE | 390,500 | 0 | 0 | ||
KOHLS CORPORATION 4.250 7/17/25 | CORPORATE BONDS AND NOTES | 500255AU8 | 54 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KRATON CORPORATION | COMMON STOCK | 50077C106 | 5,328 | 116,735 | SH | SOLE | 116,735 | 0 | 0 | ||
LENDINGTREE INC NEW COM | Stock | 52603B107 | 279 | 1,995 | SH | SOLE | 1,995 | 0 | 0 | ||
ELI LILLY CO | COMMON STOCK | 532457108 | 1,275 | 5,519 | SH | SOLE | 5,519 | 0 | 0 | ||
LIVENT CORP | COMMON STOCK | 53814L108 | 397 | 17,174 | SH | SOLE | 17,174 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COMMON STOCK | 539830109 | 4,699 | 13,616 | SH | SOLE | 13,616 | 0 | 0 | ||
M D C HLDGS INC COM | Stock | 552676108 | 5,086 | 108,872 | SH | SOLE | 108,872 | 0 | 0 | ||
MATTHEWS INDIA FUND INSTITUTIONAL | MUTUAL FUNDS - EQUITY | 577130768 | 4,348 | 134,432 | SH | SOLE | 134,432 | 0 | 0 | ||
MELLON CAPITAL IV 3.95652 12/20/67 | CORPORATE BONDS AND NOTES | 58551TAA5 | 2,314 | 2,314,000 | SH | SOLE | 2,314,000 | 0 | 0 | ||
MERCK & CO INC COM | Stock | 58933Y105 | 483 | 6,426 | SH | SOLE | 6,426 | 0 | 0 | ||
BANK OF AMER MTN 0.78463 12/01/26 | CORPORATE BONDS AND NOTES | 5901886X1 | 895 | 901,000 | SH | SOLE | 901,000 | 0 | 0 | ||
METLIFE INC COM | Stock | 59156R108 | 9,081 | 147,106 | SH | SOLE | 147,106 | 0 | 0 | ||
MICROSOFT CORP COM | Stock | 594918104 | 2,816 | 9,989 | SH | SOLE | 9,989 | 0 | 0 | ||
NTC CAPITAL II 0.82957 4/15/27 | CORPORATE BONDS AND NOTES | 629398AA6 | 719 | 719,000 | SH | SOLE | 719,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COMMON STOCK | 65339F101 | 284 | 3,618 | SH | SOLE | 3,618 | 0 | 0 | ||
NISOURCE INC | COMMON STOCK | 65473P105 | 194 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
NORTHROP GRUMMAN CORPORATION | COMMON STOCK | 666807102 | 2,358 | 6,547 | SH | SOLE | 6,547 | 0 | 0 | ||
PG&E CORP COM | Stock | 69331C108 | 249 | 25,983 | SH | SOLE | 25,983 | 0 | 0 | ||
PEPSICO INC | COMMON STOCK | 713448108 | 397 | 2,640 | SH | SOLE | 2,640 | 0 | 0 | ||
PHILIP MORRIS INTL | COMMON STOCK | 718172109 | 332 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 72201R833 | 713 | 6,993 | SH | SOLE | 6,993 | 0 | 0 | ||
PRUDENTIAL FINL INC COM | Stock | 744320102 | 7,983 | 75,883 | SH | SOLE | 75,883 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 | 346 | 4,034 | SH | SOLE | 4,034 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 1,234 | 2,877 | SH | SOLE | 2,877 | 0 | 0 | ||
SPDR GOLD SHARES | ETF | 78463V107 | 6,553 | 39,905 | SH | SOLE | 39,905 | 0 | 0 | ||
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 78463X889 | 1,956 | 54,026 | SH | SOLE | 54,026 | 0 | 0 | ||
ST JOE CO COM | Stock | 790148100 | 425 | 10,099 | SH | SOLE | 10,099 | 0 | 0 | ||
SCHEIN HENRY INC | COMMON STOCK | 806407102 | 451 | 5,927 | SH | SOLE | 5,927 | 0 | 0 | ||
SCHWAB U S LARGE CAP GROWTH ETF | CLOSED END MUTUAL FUND EQUITY | 808524300 | 240 | 1,619 | SH | SOLE | 1,619 | 0 | 0 | ||
UTILITIES SELECT SECTOR SPDR FUND | ETF | 81369Y886 | 564 | 8,833 | SH | SOLE | 8,833 | 0 | 0 | ||
STATE STREET CORP 1.2165 6/15/37 | CORPORATE BONDS AND NOTES | 857477AY9 | 27 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SUNTRUST CAPITAL 0.76888 3/15/28 | CORPORATE BONDS AND NOTES | 86788LAA8 | 4,771 | 4,887,000 | SH | SOLE | 4,887,000 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL SP A D R | FOREIGN COMMON STOCK | 874060205 | 2,239 | 136,693 | SH | SOLE | 136,693 | 0 | 0 | ||
TYSON FOODS INC CL A | COMMON STOCK | 902494103 | 6,200 | 78,538 | SH | SOLE | 78,538 | 0 | 0 | ||
UNITED FINANCIAL 5.750 10/01/24 | CORPORATE BONDS AND NOTES | 910304AA2 | 2,127 | 1,907,000 | SH | SOLE | 1,907,000 | 0 | 0 | ||
US BANK CAPITAL IX 3.57778 4/15/49 | CORPORATE BONDS AND NOTES | 91731KAA8 | 1,353 | 1,371,000 | SH | SOLE | 1,371,000 | 0 | 0 | ||
VANECK GOLD MINERS ETF | ETF | 92189F106 | 664 | 22,542 | SH | SOLE | 22,542 | 0 | 0 | ||
VANGUARD TOTAL WORLD STOCK INDEX ETF | CLOSED END MUTUAL FUND EQUITY | 922042742 | 2,039 | 20,021 | SH | SOLE | 20,021 | 0 | 0 | ||
VANGUARD FTSE ALL-WORLD EX US INDEX FUND | ETF | 922042775 | 2,935 | 48,149 | SH | SOLE | 48,149 | 0 | 0 | ||
VANGUARD 500 INDEX ADMIRAL | MUTUAL FUNDS - EQUITY | 922908710 | 307 | 772 | SH | SOLE | 772 | 0 | 0 | ||
VANGUARD VALUE INDEX FUND ETF | CLOSED END MUTUAL FUND EQUITY | 922908744 | 591 | 4,365 | SH | SOLE | 4,365 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 8,709 | 39,221 | SH | SOLE | 39,221 | 0 | 0 | ||
VIATRIS INC COM | Stock | 92556V106 | 5,206 | 384,241 | SH | SOLE | 384,241 | 0 | 0 | ||
WASTE MANAGEMENT INC | COMMON STOCK | 94106L109 | 149 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
WELLS FARGO CO NEW COM | Stock | 949746101 | 563 | 12,141 | SH | SOLE | 12,141 | 0 | 0 | ||
WELLS FARGO MTN 3.500 3/08/22 | CORPORATE BONDS AND NOTES | 94974BFC9 | 51 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WELLTOWER INC COM | REIT | 95040Q104 | 806 | 9,780 | SH | SOLE | 9,780 | 0 | 0 | ||
WISDOMTREE JAPAN HEDGED EQUITY FUND | ETF | 97717W851 | 202 | 3,206 | SH | SOLE | 3,206 | 0 | 0 | ||
GOLAR LNG LTD SHS | Stock | G9456A100 | 6,670 | 514,247 | SH | SOLE | 514,247 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS SA REG SHS | Stock | L0175J104 | 198 | 20,042 | SH | SOLE | 20,042 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LTD | FOREIGN COMMON STOCK | M22465104 | 335 | 2,966 | SH | SOLE | 2,966 | 0 | 0 | ||
LYONDELLBASELL INDU CL A | FOREIGN COMMON STOCK | N53745100 | 277 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
SCORPIO TANKERS INC SHS | Stock | Y7542C130 | 5,768 | 311,104 | SH | SOLE | 311,104 | 0 | 0 |