TCW Direct Lending

Filed: 16 Jun 20, 4:56pm





Washington, D.C. 20549






Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 10, 2020



TCW Direct Lending LLC

(Exact Name of Registrant as Specified in its Charter)




814-01246 Delaware 82-2252672
(Commission File Number) (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.)

200 Clarendon Street, 51st Floor

Boston, Massachusetts

(Address of Principal Executive Offices and Zip Code)

Registrant’s telephone number, including area code: (617)936-2275

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12)


Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b))


Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).

Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ☐




Item 8.01. Other Events.

Under its Second Amended and Restated Limited Liability Company Agreement, dated September 19, 2014 (the “Agreement”), TCW Direct Lending LLC (the “Company”) has asix-year term. Under Section 8.1 of the Agreement, the Board of Directors of the Company may extend the term of the Company for two additionalone-year periods after its specified term ending on the sixth anniversary of its initial closing.

The Board of Directors of the Company has approved aone-year extension of the Company’s term until September, 2021.




Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: June 15, 2020  TCW DIRECT LENDING LLC
  By: /s/ James G. Krause
  Name: James G. Krause
  Title: Chief Financial Officer & Senior Vice President