The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 00302M106 | 190,053 | 71,449 | SH | SOLE | 0 | 0 | 71,449 | ||
ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | 131,305 | 14,073 | SH | SOLE | 0 | 0 | 14,073 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 214,104 | 26,498 | SH | SOLE | 0 | 0 | 26,498 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 147,412 | 11,427 | SH | SOLE | 0 | 0 | 11,427 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 185,862 | 18,717 | SH | SOLE | 0 | 0 | 18,717 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 172,990 | 32,035 | SH | SOLE | 0 | 0 | 32,035 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 150,866 | 14,776 | SH | SOLE | 0 | 0 | 14,776 | ||
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 152,455 | 14,208 | SH | SOLE | 0 | 0 | 14,208 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 156,031 | 12,949 | SH | SOLE | 0 | 0 | 12,949 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 148,212 | 21,418 | SH | SOLE | 0 | 0 | 21,418 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 153,792 | 14,306 | SH | SOLE | 0 | 0 | 14,306 | ||
BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | 143,841 | 66,286 | SH | SOLE | 0 | 0 | 66,286 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 149,359 | 24,852 | SH | SOLE | 0 | 0 | 24,852 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 146,109 | 23,415 | SH | SOLE | 0 | 0 | 23,415 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 154,413 | 81,700 | SH | SOLE | 0 | 0 | 81,700 | ||
DWS MUN INCOME TR | COM | 233368109 | 148,141 | 10,447 | SH | SOLE | 0 | 0 | 10,447 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 149,595 | 16,808 | SH | SOLE | 0 | 0 | 16,808 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 132,222 | 15,592 | SH | SOLE | 0 | 0 | 15,592 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 154,627 | 13,434 | SH | SOLE | 0 | 0 | 13,434 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 158,647 | 15,255 | SH | SOLE | 0 | 0 | 15,255 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 147,201 | 14,531 | SH | SOLE | 0 | 0 | 14,531 | ||
FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 | 155,161 | 13,695 | SH | SOLE | 0 | 0 | 13,695 | ||
GDL FD | COM SH BEN IT | 361570104 | 194,754 | 12,342 | SH | SOLE | 0 | 0 | 12,342 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 131,214 | 16,725 | SH | SOLE | 0 | 0 | 16,725 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 9,571,187 | 673,079 | SH | SOLE | 0 | 0 | 673,079 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 46137V258 | 4,314,161 | 238,050 | SH | SOLE | 0 | 0 | 238,050 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 160,745 | 18,287 | SH | SOLE | 0 | 0 | 18,287 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 131,523 | 12,526 | SH | SOLE | 0 | 0 | 12,526 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 6,077,840 | 125,239 | SH | SOLE | 0 | 0 | 125,239 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,486,244 | 10,176 | SH | SOLE | 0 | 0 | 10,176 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 10,627,326 | 69,797 | SH | SOLE | 0 | 0 | 69,797 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 192,682 | 52,359 | SH | SOLE | 0 | 0 | 52,359 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 136,633 | 19,773 | SH | SOLE | 0 | 0 | 19,773 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 166,278 | 15,144 | SH | SOLE | 0 | 0 | 15,144 | ||
MONDELEZ INTL INC | CL A | 609207105 | 275,327 | 955 | SH | SOLE | 0 | 0 | 955 | ||
MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 | 134,739 | 25,232 | SH | SOLE | 0 | 0 | 25,232 | ||
NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | 4,827,870 | 117,096 | SH | SOLE | 0 | 0 | 117,096 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 126,353 | 19,620 | SH | SOLE | 0 | 0 | 19,620 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 152,097 | 13,678 | SH | SOLE | 0 | 0 | 13,678 | ||
NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 | 166,684 | 20,327 | SH | SOLE | 0 | 0 | 20,327 | ||
NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | 156,066 | 19,460 | SH | SOLE | 0 | 0 | 19,460 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 194,859 | 18,042 | SH | SOLE | 0 | 0 | 18,042 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 217,076 | 18,165 | SH | SOLE | 0 | 0 | 18,165 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 237,734 | 20,619 | SH | SOLE | 0 | 0 | 20,619 | ||
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 146,383 | 31,753 | SH | SOLE | 0 | 0 | 31,753 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 168,845 | 35,397 | SH | SOLE | 0 | 0 | 35,397 | ||
PIONEER HIGH INCOME FUND INC | COM | 72369H106 | 149,505 | 17,991 | SH | SOLE | 0 | 0 | 17,991 | ||
PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 | 145,787 | 21,989 | SH | SOLE | 0 | 0 | 21,989 | ||
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 148,605 | 18,056 | SH | SOLE | 0 | 0 | 18,056 | ||
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 149,608 | 16,829 | SH | SOLE | 0 | 0 | 16,829 | ||
SABA CAPITAL INCOME & OPRNT | SHS NEW | 78518H202 | 153,982 | 17,989 | SH | SOLE | 0 | 0 | 17,989 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,281,902 | 30,065 | SH | SOLE | 0 | 0 | 30,065 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,783,762 | 69,165 | SH | SOLE | 0 | 0 | 69,165 | ||
SPDR SER TR | PORTFLI INTRMDIT | 78464A672 | 10,449,226 | 321,614 | SH | SOLE | 0 | 0 | 321,614 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 1,205,433 | 39,036 | SH | SOLE | 0 | 0 | 39,036 | ||
SPDR SER TR | PORTFOLIO INTRMD | 78464A375 | 9,488,755 | 295,416 | SH | SOLE | 0 | 0 | 295,416 | ||
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 3,465,988 | 119,765 | SH | SOLE | 0 | 0 | 119,765 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 4,830,367 | 95,784 | SH | SOLE | 0 | 0 | 95,784 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 4,248,288 | 145,340 | SH | SOLE | 0 | 0 | 145,340 | ||
TEMPLETON EMERGING MKTS FD | COM | 880191101 | 175,280 | 14,274 | SH | SOLE | 0 | 0 | 14,274 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 921932778 | 4,937,395 | 106,066 | SH | SOLE | 0 | 0 | 106,066 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,600,237 | 44,579 | SH | SOLE | 0 | 0 | 44,579 | ||
VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | 1,496,255 | 33,125 | SH | SOLE | 0 | 0 | 33,125 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 3,930,834 | 155,677 | SH | SOLE | 0 | 0 | 155,677 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 9,277,284 | 60,238 | SH | SOLE | 0 | 0 | 60,238 | ||
VIRTUS CONVERTIBLE & INC FD | COM | 92838U108 | 128,044 | 10,944 | SH | SOLE | 0 | 0 | 10,944 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 166,376 | 55,459 | SH | SOLE | 0 | 0 | 55,459 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 151,647 | 45,133 | SH | SOLE | 0 | 0 | 45,133 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 281,931 | 23,974 | SH | SOLE | 0 | 0 | 23,974 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 164,463 | 32,248 | SH | SOLE | 0 | 0 | 32,248 | ||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 148,749 | 39,042 | SH | SOLE | 0 | 0 | 39,042 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 131,885 | 16,680 | SH | SOLE | 0 | 0 | 16,680 | ||
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 144,652 | 14,071 | SH | SOLE | 0 | 0 | 14,071 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | 1,865,053 | 9,138 | SH | SOLE | 0 | 0 | 9,138 | ||
WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | 285,020 | 5,670 | SH | SOLE | 0 | 0 | 5,670 |