The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME F COM | COM | 003009107 | 167 | 37,871 | SH | SOLE | NONE | 0 | 0 | 37,871 | |
ABERDEEN GLOBAL DYNAMIC DIVID COM | COM | 00302M106 | 164 | 13,739 | SH | SOLE | NONE | 0 | 0 | 13,739 | |
ABERDEEN TOTAL DYNAMIC DIVD FD COM SH BEN INT | COM SH BEN INT | 00326L100 | 184 | 18,096 | SH | SOLE | NONE | 0 | 0 | 18,096 | |
ALLIANCEBERNSTEIN GLOBAL HIGH COM | COM | 01879R106 | 165 | 13,232 | SH | SOLE | NONE | 0 | 0 | 13,232 | |
APOLLO SR FLOATING RATE FD INC COM | COM | 037636107 | 163 | 10,378 | SH | SOLE | NONE | 0 | 0 | 10,378 | |
BLACKROCK DEBT STRATEGIES FD I COM NEW | COM NEW | 09255R202 | 161 | 14,108 | SH | SOLE | NONE | 0 | 0 | 14,108 | |
BLACKROCK ENHANCED GLOBAL DIVI COM | COM | 092501105 | 178 | 14,188 | SH | SOLE | NONE | 0 | 0 | 14,188 | |
BLACKROCK FLOATING RATE INCOME COM | COM | 09255X100 | 165 | 12,488 | SH | SOLE | NONE | 0 | 0 | 12,488 | |
BLACKROCK GLOBAL FLOATING RATE COM | COM | 091941104 | 158 | 12,357 | SH | SOLE | NONE | 0 | 0 | 12,357 | |
BLACKROCK MUNIVEST FD INC COM | COM | 09253R105 | 163 | 16,998 | SH | SOLE | NONE | 0 | 0 | 16,998 | |
BLACKROCK MUNIYIELD FD INC COM | COM | 09253W104 | 164 | 10,886 | SH | SOLE | NONE | 0 | 0 | 10,886 | |
BLACKROCK MUNIYIELD QUALITY FD COM | COM | 09254E103 | 166 | 11,179 | SH | SOLE | NONE | 0 | 0 | 11,179 | |
BLACKSTONE LONG SHORT CR INCOM COM SHS BN INT | COM SHS BN INT | 09257D102 | 162 | 10,744 | SH | SOLE | NONE | 0 | 0 | 10,744 | |
BNY MELLON HIGH YIELD STRATEGI SH BEN INT | SH BEN INT | 09660L105 | 190 | 52,236 | SH | SOLE | NONE | 0 | 0 | 52,236 | |
BNY MELLON STRATEGIC MUN BD FD COM | COM | 09662E109 | 162 | 19,767 | SH | SOLE | NONE | 0 | 0 | 19,767 | |
BOULDER GROWTH & INCOME FD INC COM | COM | 101507101 | 177 | 13,118 | SH | SOLE | NONE | 0 | 0 | 13,118 | |
CREDIT SUISSE HIGH YIELD BD FD SH BEN INT | SH BEN INT | 22544F103 | 170 | 67,783 | SH | SOLE | NONE | 0 | 0 | 67,783 | |
DWS MUN INCOME TR COM | COM | 233368109 | 164 | 13,415 | SH | SOLE | NONE | 0 | 0 | 13,415 | |
DWS STRATEGIC MUN INCOME TR NE COM | COM | 23342Q101 | 160 | 12,774 | SH | SOLE | NONE | 0 | 0 | 12,774 | |
EATON VANCE MUN BD FD COM | COM | 27827X101 | 164 | 12,024 | SH | SOLE | NONE | 0 | 0 | 12,024 | |
EATON VANCE MUNI INCOME TRUST SH BEN INT | SH BEN INT | 27826U108 | 162 | 11,612 | SH | SOLE | NONE | 0 | 0 | 11,612 | |
EATON VANCE SR FLTNG RTE TR COM | COM | 27828Q105 | 162 | 11,498 | SH | SOLE | NONE | 0 | 0 | 11,498 | |
FEDERATED HERMES PREM MUNI INM COM | COM | 31423P108 | 163 | 10,469 | SH | SOLE | NONE | 0 | 0 | 10,469 | |
GDL FD COM SH BEN IT | COM SH BEN IT | 361570104 | 163 | 18,049 | SH | SOLE | NONE | 0 | 0 | 18,049 | |
HANCOCK JOHN INVT TR TAX ADV GLB SH | TAX ADV GLB SH | 41013P749 | 173 | 24,848 | SH | SOLE | NONE | 0 | 0 | 24,848 | |
HIGHLAND INCOME FD HIGHLAND INCOME | HIGHLAND INCOME | 43010E404 | 162 | 14,884 | SH | SOLE | NONE | 0 | 0 | 14,884 | |
INVESCO HIGH INCOME TR II COM | COM | 46131F101 | 164 | 11,000 | SH | SOLE | NONE | 0 | 0 | 11,000 | |
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF | OPTIMUM YIELD | 46090F100 | 11,750 | 584,877 | SH | SOLE | NONE | 0 | 0 | 584,877 | |
INVESCO SR INCOME TR COM | COM | 46131H107 | 169 | 38,086 | SH | SOLE | NONE | 0 | 0 | 38,086 | |
ISHARES MSCI EAFE VALUE ETF | EAFE VALUE ETF | 464288877 | 5,830 | 112,652 | SH | SOLE | NONE | 0 | 0 | 112,652 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 2,967 | 10,929 | SH | SOLE | NONE | 0 | 0 | 10,929 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 12,582 | 79,324 | SH | SOLE | NONE | 0 | 0 | 79,324 | |
ISHARES S&P SMALL-CAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 817 | 6,161 | SH | SOLE | NONE | 0 | 0 | 6,161 | |
JAPAN SMALLER CAPITALIZATION F COM | COM | 47109U104 | 156 | 17,320 | SH | SOLE | NONE | 0 | 0 | 17,320 | |
JPMORGAN U.S. QUALITY FACTOR ETF | US QUALTY FCTR | 46641Q761 | 5,553 | 135,780 | SH | SOLE | NONE | 0 | 0 | 135,780 | |
MFS MUN INCOME TR SH BEN INT | SH BEN INT | 552738106 | 161 | 22,603 | SH | SOLE | NONE | 0 | 0 | 22,603 | |
MICROSOFT | COM | 594918104 | 243 | 900 | SH | SOLE | NONE | 0 | 0 | 900 | |
MORGAN STANLEY EMKT DBT FD INC COM | COM | 61744H105 | 157 | 16,896 | SH | SOLE | NONE | 0 | 0 | 16,896 | |
NEW AMER HIGH INCOME FD INC COM NEW | COM NEW | 641876800 | 161 | 17,453 | SH | SOLE | NONE | 0 | 0 | 17,453 | |
NUVEEN AMT FREE QLTY MUN INCME COM | COM | 670657105 | 176 | 11,264 | SH | SOLE | NONE | 0 | 0 | 11,264 | |
NUVEEN DOW 30 DYNMC OVERWRT FD SHS | SHS | 67075F105 | 178 | 10,516 | SH | SOLE | NONE | 0 | 0 | 10,516 | |
NUVEEN FLOATING RATE INCOME FD COM | COM | 67072T108 | 170 | 17,026 | SH | SOLE | NONE | 0 | 0 | 17,026 | |
NUVEEN FLOATING RATE INCOME OP COM SHS | COM SHS | 6706EN100 | 167 | 17,165 | SH | SOLE | NONE | 0 | 0 | 17,165 | |
NUVEEN QUALITY MUNCP INCOME FD COM | COM | 67066V101 | 174 | 10,889 | SH | SOLE | NONE | 0 | 0 | 10,889 | |
NUVEEN SHORT DURATION CR OPPOR COM | COM | 67074X107 | 163 | 10,919 | SH | SOLE | NONE | 0 | 0 | 10,919 | |
NUVEEN SR INCOME FD COM | COM | 67067Y104 | 169 | 28,596 | SH | SOLE | NONE | 0 | 0 | 28,596 | |
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 166 | 24,328 | SH | SOLE | NONE | 0 | 0 | 24,328 | |
PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING MARKETS EQUITY ETF | RAFI DYN EMERG | 72202L389 | 5,241 | 169,260 | SH | SOLE | NONE | 0 | 0 | 169,260 | |
PIONEER DIVERSIFIED HIGH INC COM | COM | 723653101 | 160 | 10,549 | SH | SOLE | NONE | 0 | 0 | 10,549 | |
PIONEER HIGH INCOME FUND INC COM | COM | 72369H106 | 162 | 16,724 | SH | SOLE | NONE | 0 | 0 | 16,724 | |
PIONEER MUNICIPAL HIGH INCOME COM | COM | 723762100 | 163 | 13,254 | SH | SOLE | NONE | 0 | 0 | 13,254 | |
PIONEER MUNICIPAL HIGH INCOME COM SHS | COM SHS | 723763108 | 160 | 12,368 | SH | SOLE | NONE | 0 | 0 | 12,368 | |
POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 | 813 | 2,294 | SH | SOLE | NONE | 0 | 0 | 2,294 | |
RYDEX ETF TRUST S&P 500 PURE VALUE | S&P500 PUR VAL | 46137V258 | 3,189 | 41,336 | SH | SOLE | NONE | 0 | 0 | 41,336 | |
SABA CAPITAL INCOME & OPRNT FD SHARES | SHARES | 78518H103 | 162 | 34,588 | SH | SOLE | NONE | 0 | 0 | 34,588 | |
SPDR MUNICIPAL BOND ETF | NUVEEN BRC MUNIC | 78468R721 | 496 | 9,519 | SH | SOLE | NONE | 0 | 0 | 9,519 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | PORTFOLIO AGRGTE | 78464A649 | 1,176 | 39,205 | SH | SOLE | NONE | 0 | 0 | 39,205 | |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | PORTFOLIO DEVLPD | 78463X889 | 10,873 | 295,545 | SH | SOLE | NONE | 0 | 0 | 295,545 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 12,463 | 339,599 | SH | SOLE | NONE | 0 | 0 | 339,599 | |
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF | PORTFLI INTRMDIT | 78464A672 | 4,039 | 124,763 | SH | SOLE | NONE | 0 | 0 | 124,763 | |
SPDR PORTFOLIO LONG TERM TREASURY ETF | PORTFOLIO LN TSR | 78464A664 | 1,554 | 37,629 | SH | SOLE | NONE | 0 | 0 | 37,629 | |
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | PORTFOLI S&P1500 | 78464A805 | 4,623 | 87,290 | SH | SOLE | NONE | 0 | 0 | 87,290 | |
SPDR PORTFOLIO SHORT TERM TREASURY ETF | PORTFOLIO SH TSR | 78468R101 | 3,664 | 119,587 | SH | SOLE | NONE | 0 | 0 | 119,587 | |
TEMPLETON EMERGING MKTS INCOME COM | COM | 880192109 | 164 | 20,686 | SH | SOLE | NONE | 0 | 0 | 20,686 | |
TEMPLETON GLOBAL INCOME FD COM | COM | 880198106 | 164 | 29,460 | SH | SOLE | NONE | 0 | 0 | 29,460 | |
VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | JP MORGAN MKTS | 92189H300 | 3,329 | 106,105 | SH | SOLE | NONE | 0 | 0 | 106,105 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 11,227 | 72,535 | SH | SOLE | NONE | 0 | 0 | 72,535 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 1,767 | 34,316 | SH | SOLE | NONE | 0 | 0 | 34,316 | |
VANGUARD MORTGAGE-BACKED SECURITIES ETF | MORTG-BACK SEC | 92206C771 | 5,844 | 109,514 | SH | SOLE | NONE | 0 | 0 | 109,514 | |
VANGUARD S&P SMALL-CAP 600 VALUE ETF | SMLCP 600 VAL | 921932778 | 4,914 | 26,949 | SH | SOLE | NONE | 0 | 0 | 26,949 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | VG TL INTL STK F | 921909768 | 528 | 8,030 | SH | SOLE | NONE | 0 | 0 | 8,030 | |
VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 | 2,700 | 12,120 | SH | SOLE | NONE | 0 | 0 | 12,120 | |
VOYA GLBL EQTY DIV & PREM OPP COM | COM | 92912T100 | 173 | 29,168 | SH | SOLE | NONE | 0 | 0 | 29,168 | |
WELLS FARGO ADVANTAGE INCOME O WF INC OPPTY FD | WF INC OPPTY FD | 94987B105 | 165 | 18,781 | SH | SOLE | NONE | 0 | 0 | 18,781 | |
WESTERN ASSET HIGH INCOME OPPO COM | COM | 95766K109 | 164 | 31,229 | SH | SOLE | NONE | 0 | 0 | 31,229 | |
WESTERN ASSET INTER MUNI FD IN COM | COM | 958435109 | 162 | 16,673 | SH | SOLE | NONE | 0 | 0 | 16,673 | |
WESTERN ASSET MTG DEFINED OPPO COM | COM | 95790B109 | 167 | 10,723 | SH | SOLE | NONE | 0 | 0 | 10,723 | |
WISDOMTREE U.S. SMALLCAP DIVIDEND FUND | US SMALLCAP DIVD | 97717W604 | 577 | 18,148 | SH | SOLE | NONE | 0 | 0 | 18,148 | |
X-TRACKERS MSCI EAFE HEDGED EQUITY ETF | XTRACK MSCI EAFE | 233051200 | 301 | 8,012 | SH | SOLE | NONE | 0 | 0 | 8,012 |