SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 04/05/2016 | 3. Issuer Name and Ticker or Trading Symbol SCHLUMBERGER LTD /NV/ [ SLB ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 Par Value Per Share | 29,308 | D | |
Common Stock, $0.01 Par Value Per Share | 7,587.45 | I | by Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (Right to Buy) | 11/06/2012 | 11/06/2016 | Common Stock, $0.01 Par Value Per Share | 2,329 | 42.92 | D | |
Incentive Stock Option (Right to Buy) | 10/20/2013 | 10/20/2017 | Common Stock, $0.01 Par Value Per Share | 2,134 | 46.83 | D | |
Incentive Stock Option (Right to Buy) | 11/16/2014 | 11/16/2021 | Common Stock, $0.01 Par Value Per Share | 1,783 | 56.05 | D | |
Incentive Stock Option (Right to Buy) | 10/18/2015 | 10/18/2022 | Common Stock, $0.01 Par Value Per Share | 1,631 | 61.31 | D | |
Incentive Stock Option (Right to Buy) | 10/17/2016 | 10/17/2023 | Common Stock, $0.01 Par Value Per Share | 1,151 | 71.06 | D | |
Incentive Stock Option (Right to Buy) | 10/17/2016 | 10/17/2023 | Common Stock, $0.01 Par Value Per Share | 256 | 71.06 | D | |
Incentive Stock Option (Right to Buy) | 10/16/2017 | 10/16/2024 | Common Stock, $0.01 Par Value Per Share | 772 | 62.97 | D | |
Incentive Stock Option (Right to Buy) | 10/16/2017 | 10/16/2024 | Common Stock, $0.01 Par Value Per Share | 816 | 62.97 | D | |
Incentive Stock Option (Right to Buy) | 10/14/2018 | 10/14/2025 | Common Stock, $0.01 Par Value Per Share | 214 | 72.16 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | (1) | 10/17/2023 | Common Stock, $0.01 Par Value Per Share | 23,401 | 71.06 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | (2) | 10/16/2024 | Common Stock, $0.01 Par Value Per Share | 30,778 | 62.97 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | (3) | 10/16/2024 | Common Stock, $0.01 Par Value Per Share | 30,644 | 62.97 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | (4) | 10/14/2025 | Common Stock, $0.01 Par Value Per Share | 107,556 | 72.16 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | 11/16/2014 | 11/16/2021 | Common Stock, $0.01 Par Value Per Share | 17,171 | 56.05 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | 10/18/2015 | 10/18/2022 | Common Stock, $0.01 Par Value Per Share | 21,692 | 61.31 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | 10/14/2016 | 10/14/2025 | Common Stock, $0.01 Par Value Per Share | 19,957 | 72.16 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | 10/17/2016 | 10/17/2023 | Common Stock, $0.01 Par Value Per Share | 4,557 | 71.06 | D | |
Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right | 10/14/2018 | 10/14/2025 | Common Stock, $0.01 Par Value Per Share | 1,171 | 72.16 | D | |
Rsu (restricted Stock Unit) | (5) | (5) | Common Stock, $0.01 Par Value Per Share | 17,148 | 0(6) | D | |
Rsu (restricted Stock Unit) | (7) | (7) | Common Stock, $0.01 Par Value Per Share | 4,636 | 0(6) | D | |
Rsu (restricted Stock Unit) | (8) | (8) | Common Stock, $0.01 Par Value Per Share | 7,914 | 0(6) | D | |
Rsu (restricted Stock Unit) | (9) | (9) | Common Stock, $0.01 Par Value Per Share | 616 | 0(6) | D | |
Rsu (restricted Stock Unit) | (10) | (10) | Common Stock, $0.01 Par Value Per Share | 6,161 | 0(6) | D | |
Rsu (restricted Stock Unit) | (11) | (11) | Common Stock, $0.01 Par Value Per Share | 1,219 | 0(6) | D | |
Rsu (restricted Stock Unit) | (12) | (12) | Common Stock, $0.01 Par Value Per Share | 10,214 | 0(6) | D | |
Rsu (restricted Stock Unit) | (13) | (13) | Common Stock, $0.01 Par Value Per Share | 658 | 0(6) | D | |
Rsu (restricted Stock Unit) | (14) | (14) | Common Stock, $0.01 Par Value Per Share | 55,756 | 0(6) | D | |
Rsu (restricted Stock Unit) | (15) | (15) | Common Stock, $0.01 Par Value Per Share | 4,337 | 0(6) | D |
Explanation of Responses: |
1. This option becomes exercisable as follows: 9,789 on 10/17/2014; 9,788 on 10/17/2015 and 3,824 on 10/17/2016. |
2. This option becomes exercisable as follows: 11,363 on 10/16/2016 and 19,415 on 10/16/2017. |
3. This option becomes exercisable as follows: 21,004 on 10/16/2015 and 9,640 on 10/16/2016. |
4. This option becomes exercisable as follows: 23,010 on 10/14/2016; 42,966 on 10/14/2017 and 41,580 on 10/14/2018. |
5. The restricted stock unit award was granted January 1, 2015 and vests 100% on December 31, 2017. |
6. Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. |
7. The restricted stock unit award was granted October 16, 2014 and vests 43% on January 1, 2017 and 57% on January 1, 2018. |
8. The restricted stock unit award was granted January 1, 2014 and vests 100% on December 31, 2016. |
9. The restricted stock unit award was granted October 5, 2015 and vests 100% on January 1, 2017. |
10. The restricted stock unit award was granted October 5, 2015 and vests 100% on December 31, 2017. |
11. The restricted stock unit award was granted October 17, 2013 and vests 100% on January 1, 2017. |
12. The restricted stock unit award was granted October 14, 2015 and vests 100% on October 14, 2016. |
13. The restricted stock unit award was granted October 16, 2014 and vests 100% on January 1, 2017. |
14. The restricted stock unit award was granted October 14, 2015 and vests 20% on October 14, 2016; 40% on October 14, 2017 and 40% on October 14, 2018. |
15. The restricted stock unit award was granted October 5, 2015 and vests 43% on January 1, 2017 and 57% on January 1, 2018. |
/s/Lynda Quagliara Attorney-in-Fact for Robert Scott Rowe | 04/13/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |