RMCF Rocky Mountain Chocolate Factory

Filed: 21 Oct 21, 9:00am
Washington, D.C. 20549


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 20, 2021

Rocky Mountain Chocolate Factory, Inc.
(Exact name of registrant as specified in its charter)

Delaware 001-36865 47-1535633
(State or other jurisdiction
of incorporation)
File Number)
(IRS Employer
Identification No.)
265 Turner Drive
Durango, Colorado 81303
(Address, including zip code, of principal executive offices)
Registrant’s telephone number, including area code: (970) 259-0554
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class registered Trading symbol(s) Name of each exchange on which registered
Common Stock, $0.001 par value per share RMCF Nasdaq Global Market
Preferred Stock Purchase Rights RMCF Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.         Other Events.
On October 20, 2021, the Board of Directors (the “Board”) of Rocky Mountain Chocolate Factory, Inc. (the “Company”) voted to reconstitute the composition of the Audit Committee, the Compensation Committee and the Nominating Committee of the Board. Following these updates, the three standing committees of the Board are constituted as follows:
Audit Committee
Compensation Committee
Nominating Committee
Brett P. Seabert (Chair) Elisabeth B. Charles (Chair) Mark O. Riegel (Chair)
Gabriel Arreaga Jeffrey R. Geygan Gabriel Arreaga
Elisabeth B. Charles
Jeffrey R. Geygan
 Sandra E. Taylor 
Brett P. Seabert
Sandra E. Taylor
On October 20, 2021, the Board also elected Jeffrey R. Geygan to serve as the interim Chair of the Board.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: October 21, 2021By:/s/ Bryan J. Merryman
 Name:Bryan J. Merryman
 Title:Chief Executive Officer and Chief Financial Officer