The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVAYA HLDGS CORP | COM | 05351X101 | 2,262 | 80,700 | SH | SOLE | 80,700 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 4,881 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 22,960 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 5,740 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
DEL TACO RESTAURANTS INC NEW | COM | 245496104 | 1,899 | 198,198 | SH | SOLE | 198,198 | 0 | 0 | ||
ENZO BIOCHEM INC | COM | 294100102 | 17,805 | 5,175,913 | SH | SOLE | 5,175,913 | 0 | 0 | ||
GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | 25,193 | 849,985 | SH | SOLE | 849,985 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 751 | 190,500 | SH | SOLE | 190,500 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 2,540 | 81,606 | SH | SOLE | 81,606 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 8,426 | 735,213 | SH | SOLE | 735,213 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 40,539 | 465,000 | SH | Put | SOLE | 465,000 | 0 | 0 | |
ISOS ACQUISITION CORPORATION | UNIT 99/99/9999 | G4962C120 | 7,470 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
KALEYRA INC | COM | 483379103 | 783 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | ||
LANDEC CORP | COM | 514766104 | 1,617 | 152,505 | SH | SOLE | 152,505 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 1,243 | 442,270 | SH | SOLE | 442,270 | 0 | 0 | ||
MISONIX INC | COM | 604871103 | 813 | 41,495 | SH | SOLE | 41,495 | 0 | 0 | ||
QUMU CORP | COM | 749063103 | 9,244 | 1,367,522 | SH | SOLE | 1,367,522 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 8,132 | 3,966,637 | SH | SOLE | 3,966,637 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 6,238 | 573,913 | SH | SOLE | 573,913 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 11,737 | 440,100 | SH | SOLE | 440,100 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 1,082 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
UNITED NAT FOODS INC | COM | 911163103 | 942 | 28,587 | SH | SOLE | 28,587 | 0 | 0 | ||
UP FINTECH HLDG LTD | SPONSORED ADS | 91531W106 | 4,714 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
US ECOLOGY INC | COM | 91734M103 | 8,120 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
VSE CORP | COM | 918284100 | 6,341 | 160,534 | SH | SOLE | 160,534 | 0 | 0 | ||
YETI HLDGS INC | COM | 98585X104 | 10,470 | 145,000 | SH | SOLE | 145,000 | 0 | 0 |