The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1STDIBS COM INC | COM | 320551104 | 3,188 | 399,039 | SH | SOLE | 399,039 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 6,121 | 1,849,184 | SH | SOLE | 1,849,184 | 0 | 0 | ||
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 553 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 6,675 | 320,000 | SH | Call | SOLE | 320,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 4,421 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
BOWLERO CORP | CL A COM | 10258P102 | 5,826 | 547,010 | SH | SOLE | 547,010 | 0 | 0 | ||
BOWLERO CORP | *W EXP 03/01/202 | 10258P110 | 700 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 4,218 | 76,975 | SH | SOLE | 76,975 | 0 | 0 | ||
DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 5,920 | 178,002 | SH | SOLE | 178,002 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 852 | 1,271,402 | SH | SOLE | 1,271,402 | 0 | 0 | ||
ENZO BIOCHEM INC | COM | 294100102 | 15,010 | 5,175,913 | SH | SOLE | 5,175,913 | 0 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,063 | 189,750 | SH | SOLE | 189,750 | 0 | 0 | ||
GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | 18,435 | 706,602 | SH | SOLE | 706,602 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 2,274 | 81,606 | SH | SOLE | 81,606 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 13,175 | 814,750 | SH | SOLE | 814,750 | 0 | 0 | ||
INFUSYSTEM HLDGS INC | COM | 45685K102 | 388 | 39,637 | SH | SOLE | 39,637 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,719 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 6,172 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
JACK IN THE BOX INC | COM | 466367109 | 5,615 | 60,116 | SH | SOLE | 60,116 | 0 | 0 | ||
KALEYRA INC | COM | 483379103 | 502 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 8,815 | 145,799 | SH | SOLE | 145,799 | 0 | 0 | ||
LIQUIDIA CORPORATION | COM NEW | 53635D202 | 3,091 | 430,458 | SH | SOLE | 430,458 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 2,442 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MAXCYTE INC | COM | 57777K106 | 687 | 98,304 | SH | SOLE | 98,304 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | COM | 60878Y108 | 13,504 | 830,500 | SH | SOLE | 830,500 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 5,794 | 144,161 | SH | SOLE | 144,161 | 0 | 0 | ||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 530 | 66,255 | SH | SOLE | 66,255 | 0 | 0 | ||
QUALTRICS INTL INC | COM CL A | 747601201 | 9,447 | 330,885 | SH | SOLE | 330,885 | 0 | 0 | ||
QUMU CORP | COM | 749063103 | 2,985 | 1,695,785 | SH | SOLE | 1,695,785 | 0 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 2,299 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SHARECARE INC | COM CL A | 81948W104 | 2,158 | 873,488 | SH | SOLE | 873,488 | 0 | 0 | ||
SOVOS BRANDS INC | COM | 84612U107 | 6,350 | 447,814 | SH | SOLE | 447,814 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 6,507 | 4,066,637 | SH | SOLE | 4,066,637 | 0 | 0 | ||
THE ODP CORP | COM | 88337F105 | 5,960 | 130,042 | SH | SOLE | 130,042 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 4,520 | 640,168 | SH | SOLE | 640,168 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 5,855 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
TURTLE BEACH CORP | COM NEW | 900450206 | 21,290 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
TURTLE BEACH CORP | COM NEW | 900450206 | 12,472 | 585,816 | SH | SOLE | 585,816 | 0 | 0 | ||
UPHEALTH INC | COM | 91532B101 | 509 | 431,000 | SH | SOLE | 431,000 | 0 | 0 | ||
VSE CORP | COM | 918284100 | 8,100 | 175,752 | SH | SOLE | 175,752 | 0 | 0 | ||
YETI HLDGS INC | COM | 98585X104 | 4,152 | 69,228 | SH | SOLE | 69,228 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 7,217 | 60,000 | SH | SOLE | 60,000 | 0 | 0 |